0000899243-21-010480.txt : 20210308
0000899243-21-010480.hdr.sgml : 20210308
20210308204734
ACCESSION NUMBER: 0000899243-21-010480
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210304
FILED AS OF DATE: 20210308
DATE AS OF CHANGE: 20210308
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Wilson Steven K.
CENTRAL INDEX KEY: 0001779980
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38950
FILM NUMBER: 21723771
MAIL ADDRESS:
STREET 1: GROCERY OUTLET HOLDING CORP.
STREET 2: 5650 HOLLIS STREET
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Grocery Outlet Holding Corp.
CENTRAL INDEX KEY: 0001771515
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-GROCERY STORES [5411]
IRS NUMBER: 471874201
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0102
BUSINESS ADDRESS:
STREET 1: 5650 HOLLIS STREET
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
BUSINESS PHONE: (510) 845-1999
MAIL ADDRESS:
STREET 1: 5650 HOLLIS STREET
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-03-04
0
0001771515
Grocery Outlet Holding Corp.
GO
0001779980
Wilson Steven K.
C/O GROCERY OUTLET HOLDING CORP.
5650 HOLLIS STREET
EMERYVILLE
CA
94608
0
1
0
0
SVP, Chief Purchasing Officer
Common Stock
2021-03-04
4
A
0
11284
0.00
A
145470
D
Common Stock
2021-03-04
4
S
0
1210
35.267
D
144260
D
Common Stock
2021-03-05
4
M
0
40000
3.81
A
184260
D
Common Stock
2021-03-05
4
S
0
40000
35.95
D
144260
D
Stock Options (Right to Buy)
3.81
2021-03-05
4
M
0
40000
0.00
D
2024-11-25
Common Stock
40000
66352
D
Represents 11,284 restricted stock units ("RSUs") granted to the reporting person that will entitle the reporting person to receive one share of the Issuer's Common Stock per RSU. The RSUs will vest, and the underlying shares will be concurrently issued in a series of three equal installments upon the reporting person's completion of each 12 month period of service over the period measured from March 1, 2021 to March 1, 2024, subject to the continued service of the reporting person through such vesting dates. Does not include up to an additional 16,926 unvested performance stock units at target achievement (or up to an additional 33,851 unvested performance stock units at maximum achievement) which are eligible to vest upon the achievement of certain performance-based vesting conditions.
Total reported reflects correction of scrivener's error in the reporting person's Form 4 filed on November 3, 2020.
These shares were sold to satisfy the reporting person's tax withholding obligation upon vesting of RSUs previously granted.
This transaction was effected pursuant to a previously adopted Rule 10b5-1 trading plan.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.90 to $36.13, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4.
Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria. These stock options are vested and exercisable.
/s/ Pamela B. Burke, Pamela B. Burke, as Attorney-In-Fact
2021-03-08