0000899243-20-022476.txt : 20200814 0000899243-20-022476.hdr.sgml : 20200814 20200814193053 ACCESSION NUMBER: 0000899243-20-022476 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200812 FILED AS OF DATE: 20200814 DATE AS OF CHANGE: 20200814 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McMahon Thomas H. CENTRAL INDEX KEY: 0001779767 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38950 FILM NUMBER: 201107601 MAIL ADDRESS: STREET 1: GROCERY OUTLET HOLDING CORP. STREET 2: 5650 HOLLIS STREET CITY: EMERYVILLE STATE: CA ZIP: 94608 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Grocery Outlet Holding Corp. CENTRAL INDEX KEY: 0001771515 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-GROCERY STORES [5411] IRS NUMBER: 471874201 STATE OF INCORPORATION: DE FISCAL YEAR END: 0102 BUSINESS ADDRESS: STREET 1: 5650 HOLLIS STREET CITY: EMERYVILLE STATE: CA ZIP: 94608 BUSINESS PHONE: (510) 845-1999 MAIL ADDRESS: STREET 1: 5650 HOLLIS STREET CITY: EMERYVILLE STATE: CA ZIP: 94608 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-08-12 0 0001771515 Grocery Outlet Holding Corp. GO 0001779767 McMahon Thomas H. C/O GROCERY OUTLET HOLDING CORP. 5650 HOLLIS STREET EMERYVILLE CA 94608 0 1 0 0 See Remarks Common Stock 2020-08-12 4 M 0 87336 3.81 A 187209 D Common Stock 2020-08-12 4 S 0 87336 43.13 D 99873 D Common Stock 2020-08-13 4 M 0 2664 3.81 A 102537 D Common Stock 2020-08-13 4 M 0 10000 7.13 A 112537 D Common Stock 2020-08-13 4 S 0 6028 42.56 D 106509 D Common Stock 2020-08-13 4 S 0 6636 42.96 D 99873 D Stock Options (Right to Buy) 3.81 2020-08-12 4 M 0 87336 0.00 D 2024-11-25 Common Stock 87336 132017 D Stock Options (Right to Buy) 3.81 2020-08-13 4 M 0 2664 0.00 D 2024-11-25 Common Stock 2664 129353 D Stock Options (Right to Buy) 7.13 2020-08-13 4 M 0 10000 0.00 D 2024-11-25 Common Stock 10000 11352 D The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.00 to $43.66, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.84 to $42.83, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.84 to $43.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4. Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria. These stock options are vested and exercisable. Represents stock options granted on November 25, 2014 which vested in five equal installments on each of the first five anniversaries of the grant date. EVP, West, Sales & Merchandising /s/ Pamela B. Burke, Pamela B. Burke, as Attorney-In-Fact 2020-08-14