0001214659-24-000945.txt : 20240119 0001214659-24-000945.hdr.sgml : 20240119 20240118175002 ACCESSION NUMBER: 0001214659-24-000945 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20231231 FILED AS OF DATE: 20240119 DATE AS OF CHANGE: 20240118 EFFECTIVENESS DATE: 20240119 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Occidental Asset Management, LLC CENTRAL INDEX KEY: 0001770994 ORGANIZATION NAME: IRS NUMBER: 462763324 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19444 FILM NUMBER: 24543120 BUSINESS ADDRESS: STREET 1: 301 CALIFORNIA DR. #9 CITY: BURLINGAME STATE: CA ZIP: 94010 BUSINESS PHONE: 650-409-3888 MAIL ADDRESS: STREET 1: 301 CALIFORNIA DR. #9 CITY: BURLINGAME STATE: CA ZIP: 94010 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001770994 XXXXXXXX 12-31-2023 12-31-2023 false Occidental Asset Management, LLC

301 CALIFORNIA DR. #9 BURLINGAME CA 94010

13F HOLDINGS REPORT 028-19444 N Nathan Hatton Walsh 650-409-3888 /s/Nathan Hatton Walsh San Francisco CA 01-18-2024 0 208 482217099 INFORMATION TABLE 2 infotable.xml ABBVIE INC COM 00287Y109 993203 6409 SH SOLE 0 0 6409 ABRDN TOTAL DYNAMIC DIVIDEND COM SH BEN INT 00326L100 183026 22708 SH SOLE 0 0 22708 ADAMS DIVERSIFIED EQUITY FD COM 006212104 187177 10569 SH SOLE 0 0 10569 ADOBE INC COM 00724F101 317988 533 SH SOLE 0 0 533 ADVANCED MICRO DEVICES INC COM 007903107 473923 3215 SH SOLE 0 0 3215 AGCO CORP COM 001084102 1883919 15517 SH SOLE 0 0 15517 AGILENT TECHNOLOGIES INC COM 00846U101 2720678 19569 SH SOLE 0 0 19569 AIR PRODS & CHEMS INC COM 009158106 1904279 6955 SH SOLE 0 0 6955 ALBEMARLE CORP COM 012653101 2093804 14492 SH SOLE 0 0 14492 ALPHABET INC CAP STK CL C 02079K107 2487345 17650 SH SOLE 0 0 17650 ALPHABET INC CAP STK CL A 02079K305 635869 4552 SH SOLE 0 0 4552 AMAZON COM INC COM 023135106 3851983 25352 SH SOLE 0 0 25352 AMGEN INC COM 031162100 1406978 4885 SH SOLE 0 0 4885 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HOME DEPOT INC COM 437076102 3940623 11371 SH SOLE 0 0 11371 HUBBELL INC COM 443510607 3495175 10626 SH SOLE 0 0 10626 ILLINOIS TOOL WKS INC COM 452308109 2368461 9042 SH SOLE 0 0 9042 INTEL CORP COM 458140100 378814 7539 SH SOLE 0 0 7539 INTERNATIONAL PAPER CO COM 460146103 1447085 40030 SH SOLE 0 0 40030 INVESCO EXCHANGE TRADED FD T S&P SPIN OFF 46137V159 644917 10000 SH SOLE 0 0 10000 INVESCO EXCHANGE TRADED FD T S&P500 EQL HLT 46137V332 281897 9466 SH SOLE 0 0 9466 INVESCO QQQ TR UNIT SER 1 46090E103 325159 794 SH SOLE 0 0 794 ISHARES INC CORE MSCI EMKT 46434G103 388404 7679 SH SOLE 0 0 7679 ISHARES TR RUS 1000 GRW ETF 464287614 16612031 54794 SH SOLE 0 0 54794 ISHARES TR S&P 500 VAL ETF 464287408 14067374 80898 SH SOLE 0 0 80898 ISHARES TR RUS MD CP GR ETF 464287481 9283215 88869 SH SOLE 0 0 88869 ISHARES TR US TREAS BD ETF 46429B267 11224321 487167 SH SOLE 0 0 487167 ISHARES TR RUS MDCP VAL ETF 464287473 9489206 81599 SH SOLE 0 0 81599 ISHARES TR FLTG RATE NT ETF 46429B655 11159049 220447 SH SOLE 0 0 220447 ISHARES TR MSCI INTL MOMENT 46434V449 2321337 67697 SH SOLE 0 0 67697 ISHARES TR IBOXX HI YD ETF 464288513 11789220 152335 SH SOLE 0 0 152335 ISHARES TR CORE INTL AGGR 46435G672 7338229 147354 SH SOLE 0 0 147354 ISHARES TR CORE DIV GRWTH 46434V621 1147765 21326 SH SOLE 0 0 21326 ISHARES TR JPMORGAN USD EMG 464288281 7123612 79987 SH SOLE 0 0 79987 ISHARES TR CORE US AGGBD ET 464287226 2094993 21108 SH SOLE 0 0 21108 ISHARES TR SELECT DIVID ETF 464287168 1101282 9395 SH SOLE 0 0 9395 ISHARES TR 1 3 YR TREAS BD 464287457 311178 3793 SH SOLE 0 0 3793 ISHARES TR CORE S&P SCP ETF 464287804 516339 4770 SH SOLE 0 0 4770 ISHARES TR RUS MID CAP ETF 464287499 999064 12853 SH SOLE 0 0 12853 ISHARES TR ESG AWRE USD ETF 46435G193 229093 9845 SH SOLE 0 0 9845 ISHARES TR U.S. TECH ETF 464287721 700819 5709 SH SOLE 0 0 5709 ISHARES TR CORE S&P US VLU 464287663 1307874 15509 SH SOLE 0 0 15509 ISHARES TR RUS 2000 GRW ETF 464287648 4747598 18823 SH SOLE 0 0 18823 ISHARES TR SP SMCP600VL ETF 464287879 4871871 47268 SH SOLE 0 0 47268 ISHARES TR RUSSELL 2000 ETF 464287655 736525 3670 SH SOLE 0 0 3670 ISHARES TR RUS 1000 VAL ETF 464287598 637369 3857 SH SOLE 0 0 3857 ISHARES TR NATIONAL MUN ETF 464288414 264919 2444 SH SOLE 0 0 2444 ISHARES TR BROAD USD HIGH 46435U853 761242 20942 SH SOLE 0 0 20942 ISHARES TR CORE MSCI EAFE 46432F842 1526876 21704 SH SOLE 0 0 21704 ISHARES TR CORE S&P MCP ETF 464287507 430799 1554 SH SOLE 0 0 1554 ISHARES TR MSCI EAFE ETF 464287465 232907 3091 SH SOLE 0 0 3091 J P MORGAN EXCHANGE TRADED F DIV RTN EM EQT 46641Q308 1103194 21098 SH SOLE 0 0 21098 JACOBS SOLUTIONS INC COM 46982L108 2145205 16527 SH SOLE 0 0 16527 JOHNSON & JOHNSON COM 478160104 440898 2813 SH SOLE 0 0 2813 JPMORGAN CHASE & CO COM 46625H100 3140046 18460 SH SOLE 0 0 18460 L3HARRIS TECHNOLOGIES INC COM 502431109 1974984 9377 SH SOLE 0 0 9377 LOCKHEED MARTIN CORP COM 539830109 364405 804 SH SOLE 0 0 804 MARRIOTT INTL INC NEW CL A 571903202 242649 1076 SH SOLE 0 0 1076 MARSH & MCLENNAN COS INC COM 571748102 2900975 15311 SH SOLE 0 0 15311 MASTERCARD INCORPORATED CL A 57636Q104 216667 508 SH SOLE 0 0 508 MCDONALDS CORP COM 580135101 328830 1109 SH SOLE 0 0 1109 MEDTRONIC PLC SHS G5960L103 1575518 19125 SH SOLE 0 0 19125 MERCK & CO INC COM 58933Y105 1272809 11675 SH SOLE 0 0 11675 META PLATFORMS INC CL A 30303M102 7954543 22473 SH SOLE 0 0 22473 MICROSOFT CORP COM 594918104 10886090 28949 SH SOLE 0 0 28949 MORGAN STANLEY COM NEW 617446448 3138142 33653 SH SOLE 0 0 33653 MOSAIC CO NEW COM 61945C103 2476268 69305 SH SOLE 0 0 69305 NETAPP INC COM 64110D104 3189805 36182 SH SOLE 0 0 36182 NETFLIX INC COM 64110L106 258533 531 SH SOLE 0 0 531 NEXTERA ENERGY INC COM 65339F101 2091278 34430 SH SOLE 0 0 34430 NIKE INC CL B 654106103 2266290 20874 SH SOLE 0 0 20874 NOVARTIS AG SPONSORED ADR 66987V109 251415 2490 SH SOLE 0 0 2490 NUVEEN AMT FREE QLTY MUN INC COM 670657105 139491 12681 SH SOLE 0 0 12681 NUVEEN CR STRATEGIES INCOME COM SHS 67073D102 81693 15650 SH SOLE 0 0 15650 NUVEEN PFD & INCOME OPPORTUN COM 67073B106 72521 10728 SH SOLE 0 0 10728 NVIDIA CORPORATION COM 67066G104 15745037 31794 SH SOLE 0 0 31794 NXP SEMICONDUCTORS N V COM N6596X109 1431366 6232 SH SOLE 0 0 6232 OCCIDENTAL PETE CORP COM 674599105 200506 3358 SH SOLE 0 0 3358 OKTA INC CL A 679295105 3032846 33501 SH SOLE 0 0 33501 OMNICOM GROUP INC COM 681919106 1194011 13802 SH SOLE 0 0 13802 ORACLE CORP COM 68389X105 487297 4622 SH SOLE 0 0 4622 PAYPAL HLDGS INC COM 70450Y103 462049 7524 SH SOLE 0 0 7524 PEPSICO INC COM 713448108 237266 1397 SH SOLE 0 0 1397 PFIZER INC COM 717081103 307978 10697 SH SOLE 0 0 10697 PHATHOM PHARMACEUTICALS INC COM 71722W107 270905 29672 SH SOLE 0 0 29672 PHILIP MORRIS INTL INC COM 718172109 231531 2461 SH SOLE 0 0 2461 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 344575 3453 SH SOLE 0 0 3453 POTLATCHDELTIC CORPORATION COM 737630103 967614 19707 SH SOLE 0 0 19707 PRICE T ROWE GROUP INC COM 74144T108 2294551 21307 SH SOLE 0 0 21307 PROCTER AND GAMBLE CO COM 742718109 319750 2182 SH SOLE 0 0 2182 QUALCOMM INC COM 747525103 3614569 24992 SH SOLE 0 0 24992 QUEST DIAGNOSTICS INC COM 74834L100 2637644 19130 SH SOLE 0 0 19130 RBB FD INC US TREAS 3 MNTH 74933W452 249300 5000 SH SOLE 0 0 5000 RELIANCE STEEL & ALUMINUM CO COM 759509102 4061793 14523 SH SOLE 0 0 14523 ROYAL CARIBBEAN GROUP COM V7780T103 349623 2700 SH SOLE 0 0 2700 SALESFORCE INC COM 79466L302 1278071 4857 SH SOLE 0 0 4857 SCHWAB CHARLES CORP COM 808513105 2177451 31649 SH SOLE 0 0 31649 SCHWAB STRATEGIC TR SCHWB FDT INT LG 808524755 2267894 67237 SH SOLE 0 0 67237 SCHWAB STRATEGIC TR SCHWB FDT EMK LG 808524730 1179877 43474 SH SOLE 0 0 43474 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 4078959 21192 SH SOLE 0 0 21192 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 3763772 51800 SH SOLE 0 0 51800 SELECT SECTOR SPDR TR INDL 81369Y704 407048 3571 SH SOLE 0 0 3571 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 389122 10349 SH SOLE 0 0 10349 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 268394 1501 SH SOLE 0 0 1501 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 597617 4382 SH SOLE 0 0 4382 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 206655 2869 SH SOLE 0 0 2869 SELECT SECTOR SPDR TR ENERGY 81369Y506 230947 2755 SH SOLE 0 0 2755 SOUTHERN COPPER CORP COM 84265V105 2547695 29600 SH SOLE 0 0 29600 SPDR GOLD TR GOLD SHS 78463V107 260374 1362 SH SOLE 0 0 1362 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 3516443 103394 SH SOLE 0 0 103394 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 1605973 45354 SH SOLE 0 0 45354 SPDR S&P 500 ETF TR TR UNIT 78462F103 1024136 2155 SH SOLE 0 0 2155 SPDR SER TR BBG CONV SEC ETF 78464A359 1488310 20628 SH SOLE 0 0 20628 SPDR SER TR S&P 400 MDCP VAL 78464A839 1810949 24679 SH SOLE 0 0 24679 SPDR SER TR S&P 600 SMCP GRW 78464A201 827320 9893 SH SOLE 0 0 9893 SPDR SER TR PRTFLO S&P500 GW 78464A409 6316280 97084 SH SOLE 0 0 97084 SPDR SER TR PORTFOLIO INTRMD 78464A375 17278064 526289 SH SOLE 0 0 526289 SPDR SER TR S&P DIVID ETF 78464A763 2027769 16226 SH SOLE 0 0 16226 SPDR SER TR S&P 600 SMCP VAL 78464A300 845547 10149 SH SOLE 0 0 10149 SPDR SER TR PRTFLO S&P500 VL 78464A508 5526659 118522 SH SOLE 0 0 118522 SPDR SER TR S&P 400 MDCP GRW 78464A821 1749668 23122 SH SOLE 0 0 23122 SPDR SER TR PORTFOLIO SHORT 78464A474 14195331 476673 SH SOLE 0 0 476673 SPOTIFY TECHNOLOGY S A SHS L8681T102 304602 1621 SH SOLE 0 0 1621 STRYKER CORPORATION COM 863667101 256937 858 SH SOLE 0 0 858 SYSCO CORP COM 871829107 206592 2825 SH SOLE 0 0 2825 T ROWE PRICE ETF INC TOTAL RETURN ETF 87283Q800 4962221 120661 SH SOLE 0 0 120661 TARGET CORP COM 87612E106 2248527 15788 SH SOLE 0 0 15788 TESLA INC COM 88160R101 1095051 4407 SH SOLE 0 0 4407 TG THERAPEUTICS INC COM 88322Q108 198521 11623 SH SOLE 0 0 11623 TRUIST FINL CORP COM 89832Q109 208967 5660 SH SOLE 0 0 5660 UGI CORP NEW COM 902681105 1434401 58309 SH SOLE 0 0 58309 UNITED PARCEL SERVICE INC CL B 911312106 1198721 7624 SH SOLE 0 0 7624 UNITEDHEALTH GROUP INC COM 91324P102 3257270 6187 SH SOLE 0 0 6187 US BANCORP DEL COM NEW 902973304 2855658 65981 SH SOLE 0 0 65981 VANECK ETF TRUST SHRT HGH YLD MUN 92189F387 571197 25811 SH SOLE 0 0 25811 VANECK ETF TRUST FALLEN ANGEL HG 92189F437 5090058 176861 SH SOLE 0 0 176861 VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 92203J407 521277 10560 SH SOLE 0 0 10560 VANGUARD INDEX FDS GROWTH ETF 922908736 2620718 8430 SH SOLE 0 0 8430 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 384278 4349 SH SOLE 0 0 4349 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 2436470 5578 SH SOLE 0 0 5578 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 240629 5855 SH SOLE 0 0 5855 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 269472 4800 SH SOLE 0 0 4800 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 648045 7973 SH SOLE 0 0 7973 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 210988 2727 SH SOLE 0 0 2727 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 920331 5401 SH SOLE 0 0 5401 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 298828 6239 SH SOLE 0 0 6239 VANGUARD WHITEHALL FDS INTL DVD ETF 921946810 350207 4414 SH SOLE 0 0 4414 VERIZON COMMUNICATIONS INC COM 92343V104 311176 8254 SH SOLE 0 0 8254 VIRTUS CONVERTIBLE & INC FD COM 92838U108 38511 12923 SH SOLE 0 0 12923 VIRTUS CONVERTIBLE & INCOME COM 92838X102 38172 11327 SH SOLE 0 0 11327 VIRTUS DIVIDEND INTEREST & P COM 92840R101 178794 14190 SH SOLE 0 0 14190 VISA INC COM CL A 92826C839 3236931 12433 SH SOLE 0 0 12433 WALMART INC COM 931142103 2905490 18430 SH SOLE 0 0 18430 WELLS FARGO CO NEW COM 949746101 395827 8042 SH SOLE 0 0 8042 WESTERN ASSET EMERGING MKTS COM 95766A101 96677 10497 SH SOLE 0 0 10497 WILLIAMS COS INC COM 969457100 2304318 66159 SH SOLE 0 0 66159 WILLIAMS SONOMA INC COM 969904101 1344460 6663 SH SOLE 0 0 6663 WISDOMTREE TR CURRNCY INT EQ 97717X263 2236825 69510 SH SOLE 0 0 69510 WISDOMTREE TR INTL SMCAP DIV 97717W760 2310328 36186 SH SOLE 0 0 36186 WISDOMTREE TR INTL QULTY DIV 97717X131 2318914 63935 SH SOLE 0 0 63935 WISDOMTREE TR EMG MKTS SMCAP 97717W281 1138727 22811 SH SOLE 0 0 22811 WISDOMTREE TR EM MKTS QTLY DIV 97717W323 1241227 50497 SH SOLE 0 0 50497 YUM BRANDS INC COM 988498101 468939 3589 SH SOLE 0 0 3589