0001214659-23-013611.txt : 20231018 0001214659-23-013611.hdr.sgml : 20231018 20231018160117 ACCESSION NUMBER: 0001214659-23-013611 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230930 FILED AS OF DATE: 20231018 DATE AS OF CHANGE: 20231018 EFFECTIVENESS DATE: 20231018 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Occidental Asset Management, LLC CENTRAL INDEX KEY: 0001770994 IRS NUMBER: 462763324 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19444 FILM NUMBER: 231332224 BUSINESS ADDRESS: STREET 1: 301 CALIFORNIA DR. #9 CITY: BURLINGAME STATE: CA ZIP: 94010 BUSINESS PHONE: 650-409-3888 MAIL ADDRESS: STREET 1: 301 CALIFORNIA DR. #9 CITY: BURLINGAME STATE: CA ZIP: 94010 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001770994 XXXXXXXX 09-30-2023 09-30-2023 false Occidental Asset Management, LLC

301 CALIFORNIA DR. #9 BURLINGAME CA 94010

13F HOLDINGS REPORT 028-19444 N Nathan Hatton Walsh 650-409-3888 /s/Nathan Hatton Walsh San Francisco CA 10-18-2023 0 201 431956516 INFORMATION TABLE 2 infotable.xml ABBVIE INC COM 00287Y109 968294 6496 SH SOLE 0 0 6496 ABRDN TOTAL DYNAMIC DIVIDEND COM SH BEN INT 00326L100 171960 22746 SH SOLE 0 0 22746 ADOBE INC COM 00724F101 265148 520 SH SOLE 0 0 520 ADVANCED MICRO DEVICES INC COM 007903107 388660 3780 SH SOLE 0 0 3780 AGCO CORP COM 001084102 1510436 12770 SH SOLE 0 0 12770 AGILENT TECHNOLOGIES INC COM 00846U101 2110267 18872 SH SOLE 0 0 18872 AIR PRODS & CHEMS INC COM 009158106 1671777 5899 SH SOLE 0 0 5899 ALBEMARLE CORP COM 012653101 1852076 10892 SH SOLE 0 0 10892 ALPHABET INC CAP STK CL C 02079K107 1906750 14462 SH SOLE 0 0 14462 ALPHABET INC CAP STK CL A 02079K305 586907 4485 SH SOLE 0 0 4485 AMAZON COM INC COM 023135106 3158042 24843 SH SOLE 0 0 24843 AMGEN INC COM 031162100 406903 1514 SH SOLE 0 0 1514 APPLE INC COM 037833100 20633223 120514 SH SOLE 0 0 120514 APPLIED MATLS 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NVIDIA CORPORATION COM 67066G104 14553036 33456 SH SOLE 0 0 33456 NXP SEMICONDUCTORS N V COM N6596X109 1106157 5533 SH SOLE 0 0 5533 OCCIDENTAL PETE CORP COM 674599105 216180 3332 SH SOLE 0 0 3332 OKTA INC CL A 679295105 2730667 33501 SH SOLE 0 0 33501 OMNICOM GROUP INC COM 681919106 239602 3217 SH SOLE 0 0 3217 ORACLE CORP COM 68389X105 489033 4617 SH SOLE 0 0 4617 PEPSICO INC COM 713448108 235013 1387 SH SOLE 0 0 1387 PFIZER INC COM 717081103 376128 11339 SH SOLE 0 0 11339 PHATHOM PHARMACEUTICALS INC COM 71722W107 307699 29672 SH SOLE 0 0 29672 PHILIP MORRIS INTL INC COM 718172109 225895 2440 SH SOLE 0 0 2440 PIMCO ETF TR ACTIVE BD ETF 72201R775 387070 4404 SH SOLE 0 0 4404 POTLATCHDELTIC CORPORATION COM 737630103 794416 17502 SH SOLE 0 0 17502 PRICE T ROWE GROUP INC COM 74144T108 1939256 18492 SH SOLE 0 0 18492 PROCTER AND GAMBLE CO COM 742718109 321789 2206 SH SOLE 0 0 2206 QUALCOMM INC COM 747525103 2673321 24071 SH SOLE 0 0 24071 QUEST DIAGNOSTICS INC COM 74834L100 2322286 19057 SH SOLE 0 0 19057 RBB FD INC US TREAS 3 MNTH 74933W452 250350 5000 SH SOLE 0 0 5000 RELIANCE STEEL & ALUMINUM CO COM 759509102 3801286 14496 SH SOLE 0 0 14496 ROYAL CARIBBEAN GROUP COM V7780T103 248778 2700 SH SOLE 0 0 2700 SALESFORCE INC COM 79466L302 984091 4853 SH SOLE 0 0 4853 SCHWAB CHARLES CORP COM 808513105 1601049 29163 SH SOLE 0 0 29163 SCHWAB STRATEGIC TR SCHWB FDT INT LG 808524755 2070870 65389 SH SOLE 0 0 65389 SCHWAB STRATEGIC TR SCHWB FDT EMK LG 808524730 1125941 42942 SH SOLE 0 0 42942 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 3207035 19563 SH SOLE 0 0 19563 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 3243153 49461 SH SOLE 0 0 49461 SELECT SECTOR SPDR TR INDL 81369Y704 255896 2524 SH SOLE 0 0 2524 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 450976 3503 SH SOLE 0 0 3503 SELECT SECTOR SPDR TR ENERGY 81369Y506 230006 2545 SH SOLE 0 0 2545 SOUTHERN COPPER CORP COM 84265V105 2115092 28093 SH SOLE 0 0 28093 SPDR GOLD TR GOLD SHS 78463V107 283750 1655 SH SOLE 0 0 1655 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 3197658 103117 SH SOLE 0 0 103117 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 1492012 44445 SH SOLE 0 0 44445 SPDR S&P 500 ETF TR TR UNIT 78462F103 711160 1664 SH SOLE 0 0 1664 SPDR SER TR BBG CONV SEC ETF 78464A359 1398578 20628 SH SOLE 0 0 20628 SPDR SER TR S&P 400 MDCP VAL 78464A839 1506564 23228 SH SOLE 0 0 23228 SPDR SER TR S&P 600 SMCP GRW 78464A201 790772 10793 SH SOLE 0 0 10793 SPDR SER TR PRTFLO S&P500 GW 78464A409 5842038 98550 SH SOLE 0 0 98550 SPDR SER TR PORTFOLIO INTRMD 78464A375 16195370 514956 SH SOLE 0 0 514956 SPDR SER TR S&P DIVID ETF 78464A763 1866202 16226 SH SOLE 0 0 16226 SPDR SER TR S&P 600 SMCP VAL 78464A300 777421 10742 SH SOLE 0 0 10742 SPDR SER TR PRTFLO S&P500 VL 78464A508 4878737 118244 SH SOLE 0 0 118244 SPDR SER TR S&P 400 MDCP GRW 78464A821 1530431 22135 SH SOLE 0 0 22135 SPDR SER TR PORTFOLIO SHORT 78464A474 13758377 469249 SH SOLE 0 0 469249 SPOTIFY TECHNOLOGY S A SHS L8681T102 274177 1773 SH SOLE 0 0 1773 STRYKER CORPORATION COM 863667101 228454 836 SH SOLE 0 0 836 T ROWE PRICE ETF INC TOTAL RETURN ETF 87283Q800 4147667 106164 SH SOLE 0 0 106164 TARGET CORP COM 87612E106 1661093 15023 SH SOLE 0 0 15023 TESLA INC COM 88160R101 1163523 4650 SH SOLE 0 0 4650 TG THERAPEUTICS INC COM 88322Q108 97168 11623 SH SOLE 0 0 11623 TRUIST FINL CORP COM 89832Q109 200013 6991 SH SOLE 0 0 6991 UGI CORP NEW COM 902681105 385549 16763 SH SOLE 0 0 16763 UNITED PARCEL SERVICE INC CL B 911312106 1068645 6856 SH SOLE 0 0 6856 UNITEDHEALTH GROUP INC COM 91324P102 3351351 6647 SH SOLE 0 0 6647 US BANCORP DEL COM NEW 902973304 1970707 59610 SH SOLE 0 0 59610 VANECK ETF TRUST SHRT HGH YLD MUN 92189F387 824111 38118 SH SOLE 0 0 38118 VANECK ETF TRUST FALLEN ANGEL HG 92189F437 4181311 154520 SH SOLE 0 0 154520 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 259412 3451 SH SOLE 0 0 3451 VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 92203J407 449819 9405 SH SOLE 0 0 9405 VANGUARD INDEX FDS GROWTH ETF 922908736 2371275 8708 SH SOLE 0 0 8708 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 375274 4960 SH SOLE 0 0 4960 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 2607921 6641 SH SOLE 0 0 6641 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 209969 5355 SH SOLE 0 0 5355 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 310390 5984 SH SOLE 0 0 5984 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 221452 4604 SH SOLE 0 0 4604 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 458463 6034 SH SOLE 0 0 6034 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 303606 4040 SH SOLE 0 0 4040 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 806631 5191 SH SOLE 0 0 5191 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 243170 5562 SH SOLE 0 0 5562 VANGUARD WHITEHALL FDS INTL DVD ETF 921946810 314851 4414 SH SOLE 0 0 4414 VERIZON COMMUNICATIONS INC COM 92343V104 339138 10464 SH SOLE 0 0 10464 VIRTUS CONVERTIBLE & INC FD COM 92838U108 35024 12690 SH SOLE 0 0 12690 VIRTUS DIVIDEND INTEREST & P COM 92840R101 155300 13707 SH SOLE 0 0 13707 VISA INC COM CL A 92826C839 2794621 12150 SH SOLE 0 0 12150 WALMART INC COM 931142103 2966369 18548 SH SOLE 0 0 18548 WELLS FARGO CO NEW COM 949746101 327329 8011 SH SOLE 0 0 8011 WILLIAMS COS INC COM 969457100 1999367 59346 SH SOLE 0 0 59346 WILLIAMS SONOMA INC COM 969904101 218492 1406 SH SOLE 0 0 1406 WISDOMTREE TR CURRNCY INT EQ 97717X263 2097729 68868 SH SOLE 0 0 68868 WISDOMTREE TR INTL SMCAP DIV 97717W760 2037027 35445 SH SOLE 0 0 35445 WISDOMTREE TR INTL QULTY DIV 97717X131 2007542 62696 SH SOLE 0 0 62696 WISDOMTREE TR EMG MKTS SMCAP 97717W281 1046742 22627 SH SOLE 0 0 22627 WISDOMTREE TR EM MKTS QTLY DIV 97717W323 1117426 50086 SH SOLE 0 0 50086 YUM BRANDS INC COM 988498101 463402 3709 SH SOLE 0 0 3709