0001214659-23-006769.txt : 20230511 0001214659-23-006769.hdr.sgml : 20230511 20230510215923 ACCESSION NUMBER: 0001214659-23-006769 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230331 FILED AS OF DATE: 20230511 DATE AS OF CHANGE: 20230510 EFFECTIVENESS DATE: 20230511 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Occidental Asset Management, LLC CENTRAL INDEX KEY: 0001770994 IRS NUMBER: 462763324 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19444 FILM NUMBER: 23908597 BUSINESS ADDRESS: STREET 1: 301 CALIFORNIA DR. #9 CITY: BURLINGAME STATE: CA ZIP: 94010 BUSINESS PHONE: 650-409-3888 MAIL ADDRESS: STREET 1: 301 CALIFORNIA DR. #9 CITY: BURLINGAME STATE: CA ZIP: 94010 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001770994 XXXXXXXX 03-31-2023 03-31-2023 false Occidental Asset Management, LLC

301 CALIFORNIA DR. #9 BURLINGAME CA 94010

13F HOLDINGS REPORT 028-19444 N Nathan Hatton Walsh 650-409-3888 /s/Nathan Hatton Walsh San Francisco CA 05-10-2023 0 205 400845561 INFORMATION TABLE 2 infotable.xml ABBVIE INC COM 00287Y109 1007378 6321 SH SOLE 0 0 6321 ABRDN TOTAL DYNAMIC DIVIDEND COM SH BEN INT 00326L100 169381 20963 SH SOLE 0 0 20963 ADAMS DIVERSIFIED EQUITY FD COM 006212104 181593 11678 SH SOLE 0 0 11678 ADOBE SYSTEMS INCORPORATED COM 00724F101 200392 520 SH SOLE 0 0 520 ADVANCED MICRO DEVICES INC COM 007903107 370478 3780 SH SOLE 0 0 3780 AGCO CORP COM 001084102 1220586 9028 SH SOLE 0 0 9028 AGILENT TECHNOLOGIES INC COM 00846U101 2389408 17272 SH SOLE 0 0 17272 ALPHABET INC CAP STK CL C 02079K107 1637325 15744 SH SOLE 0 0 15744 ALPHABET INC CAP STK CL A 02079K305 479233 4620 SH SOLE 0 0 4620 AMAZON COM INC COM 023135106 2417502 23405 SH SOLE 0 0 23405 AMERISOURCEBERGEN CORP COM 03073E105 2769102 17295 SH SOLE 0 0 17295 APPLE INC COM 037833100 21572618 130822 SH SOLE 0 0 130822 APPLIED MATLS INC COM 038222105 2221380 18085 SH SOLE 0 0 18085 ARCHER DANIELS MIDLAND CO COM 039483102 1738898 21829 SH SOLE 0 0 21829 AVNET INC COM 053807103 2369158 52415 SH SOLE 0 0 52415 BERKSHIRE HATHAWAY INC DEL CL A 084670108 1862400 4 SH SOLE 0 0 4 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1337900 4333 SH SOLE 0 0 4333 BEST BUY INC COM 086516101 858074 10963 SH SOLE 0 0 10963 BLACKROCK MUNIHLDNGS CALI QL COM 09254L107 113442 10257 SH SOLE 0 0 10257 BOEING CO COM 097023105 269927 1271 SH SOLE 0 0 1271 BRISTOL-MYERS SQUIBB CO COM 110122108 801986 11571 SH SOLE 0 0 11571 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 2112953 14416 SH SOLE 0 0 14416 BROWN & BROWN INC COM 115236101 548246 9548 SH SOLE 0 0 9548 CATERPILLAR INC COM 149123101 325059 1420 SH SOLE 0 0 1420 CBRE GBL REAL ESTATE INC FD COM 12504G100 56238 10591 SH SOLE 0 0 10591 CELANESE CORP DEL COM 150870103 291172 2674 SH SOLE 0 0 2674 CEPTON INC COM 15673X101 17062 36739 SH SOLE 0 0 36739 CF INDS HLDGS INC COM 125269100 210221 2900 SH SOLE 0 0 2900 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381281 5331 SH SOLE 0 0 5331 JOHNSON & JOHNSON COM 478160104 424999 2742 SH SOLE 0 0 2742 JPMORGAN CHASE & CO COM 46625H100 2184386 16763 SH SOLE 0 0 16763 KNIGHT-SWIFT TRANSN HLDGS IN CL A 499049104 2271404 40145 SH SOLE 0 0 40145 KULICKE & SOFFA INDS INC COM 501242101 1714691 32543 SH SOLE 0 0 32543 LILLY ELI & CO COM 532457108 543632 1583 SH SOLE 0 0 1583 LOCKHEED MARTIN CORP COM 539830109 372039 787 SH SOLE 0 0 787 LYFT INC CL A COM 55087P104 152102 16408 SH SOLE 0 0 16408 MARSH & MCLENNAN COS INC COM 571748102 2515071 15101 SH SOLE 0 0 15101 MCDONALDS CORP COM 580135101 305780 1094 SH SOLE 0 0 1094 MERCK & CO INC COM 58933Y105 1207739 11352 SH SOLE 0 0 11352 META PLATFORMS INC CL A 30303M102 5123861 24176 SH SOLE 0 0 24176 MICROSOFT CORP COM 594918104 8056696 27946 SH SOLE 0 0 27946 MORGAN STANLEY COM NEW 617446448 2747613 31294 SH SOLE 0 0 31294 MOSAIC CO NEW COM 61945C103 2408379 52493 SH SOLE 0 0 52493 NETAPP INC COM 64110D104 2094599 32805 SH SOLE 0 0 32805 NETFLIX INC COM 64110L106 249437 722 SH SOLE 0 0 722 NEXTERA ENERGY INC COM 65339F101 1268660 16459 SH SOLE 0 0 16459 NIKE INC CL B 654106103 1923363 15683 SH SOLE 0 0 15683 NOVARTIS AG SPONSORED ADR 66987V109 361376 3928 SH SOLE 0 0 3928 NRG ENERGY INC COM NEW 629377508 1090456 31801 SH SOLE 0 0 31801 NUVEEN AMT FREE QLTY MUN INC COM 670657105 121642 10939 SH SOLE 0 0 10939 NUVEEN CR STRATEGIES INCOME COM SHS 67073D102 67616 13232 SH SOLE 0 0 13232 NUVEEN MUN VALUE FD INC COM 670928100 121138 13750 SH SOLE 0 0 13750 NUVEEN S&P 500 BUY-WRITE INC COM 6706ER101 175327 13394 SH SOLE 0 0 13394 NVIDIA CORPORATION COM 67066G104 9606125 34583 SH SOLE 0 0 34583 OCCIDENTAL PETE CORP COM 674599105 208017 3332 SH SOLE 0 0 3332 OKTA INC CL A 679295105 3139222 36401 SH SOLE 0 0 36401 ORACLE CORP COM 68389X105 429012 4617 SH SOLE 0 0 4617 PAYPAL HLDGS INC COM 70450Y103 237692 3130 SH SOLE 0 0 3130 PEPSICO INC COM 713448108 283111 1553 SH SOLE 0 0 1553 PERKINELMER INC COM 714046109 1410290 10583 SH SOLE 0 0 10583 PFIZER INC COM 717081103 1612145 39513 SH SOLE 0 0 39513 PHATHOM PHARMACEUTICALS INC COM 71722W107 211858 29672 SH SOLE 0 0 29672 PHILIP MORRIS INTL INC COM 718172109 290875 2991 SH SOLE 0 0 2991 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 3138583 31623 SH SOLE 0 0 31623 PIMCO ETF TR ACTIVE BD ETF 72201R775 3402760 36685 SH SOLE 0 0 36685 POTLATCHDELTIC CORPORATION COM 737630103 727897 14705 SH SOLE 0 0 14705 PRICE T ROWE GROUP INC COM 74144T108 1844673 16339 SH SOLE 0 0 16339 PROCTER AND GAMBLE CO COM 742718109 326248 2194 SH SOLE 0 0 2194 QUALCOMM INC COM 747525103 2668922 20920 SH SOLE 0 0 20920 QUEST DIAGNOSTICS INC COM 74834L100 2559232 18089 SH SOLE 0 0 18089 RBB FD INC US TREAS 3 MNTH 74933W452 250400 5000 SH SOLE 0 0 5000 RELIANCE STEEL & ALUMINUM CO COM 759509102 3574078 13921 SH SOLE 0 0 13921 SALESFORCE INC COM 79466L302 1289180 6453 SH SOLE 0 0 6453 SCHWAB CHARLES CORP COM 808513105 1066719 20365 SH SOLE 0 0 20365 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 460581 3050 SH SOLE 0 0 3050 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 395401 6821 SH SOLE 0 0 6821 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 1904221 23608 SH SOLE 0 0 23608 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 447802 3459 SH SOLE 0 0 3459 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 248239 3323 SH SOLE 0 0 3323 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 2011724 19883 SH SOLE 0 0 19883 SOUTHERN COPPER CORP COM 84265V105 1962620 25739 SH SOLE 0 0 25739 SPDR GOLD TR GOLD SHS 78463V107 253943 1386 SH SOLE 0 0 1386 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 6459319 201100 SH SOLE 0 0 201100 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 2404461 70450 SH SOLE 0 0 70450 SPDR S&P 500 ETF TR TR UNIT 78462F103 2255534 5509 SH SOLE 0 0 5509 SPDR SER TR BBG CONV SEC ETF 78464A359 1470484 21925 SH SOLE 0 0 21925 SPDR SER TR S&P 400 MDCP VAL 78464A839 1464376 22161 SH SOLE 0 0 22161 SPDR SER TR S&P 600 SMCP GRW 78464A201 691001 9370 SH SOLE 0 0 9370 SPDR SER TR BLOOMBERG HIGH Y 78468R622 730122 7866 SH SOLE 0 0 7866 SPDR SER TR PRTFLO S&P500 GW 78464A409 6295910 113727 SH SOLE 0 0 113727 SPDR SER TR PORTFOLIO INTRMD 78464A375 14190054 436751 SH SOLE 0 0 436751 SPDR SER TR S&P DIVID ETF 78464A763 2032520 16430 SH SOLE 0 0 16430 SPDR SER TR S&P 600 SMCP VAL 78464A300 713896 9371 SH SOLE 0 0 9371 SPDR SER TR PRTFLO S&P500 VL 78464A508 4933401 121154 SH SOLE 0 0 121154 SPDR SER TR S&P 400 MDCP GRW 78464A821 1469276 21468 SH SOLE 0 0 21468 SPDR SER TR PORTFOLIO SHORT 78464A474 15337943 517649 SH SOLE 0 0 517649 SPOTIFY TECHNOLOGY S A SHS L8681T102 309865 2319 SH SOLE 0 0 2319 STRATEGY SHS DAY HAGAN NED 86280R803 900348 27275 SH SOLE 0 0 27275 STRYKER CORPORATION COM 863667101 236940 830 SH SOLE 0 0 830 SYSCO CORP COM 871829107 218175 2825 SH SOLE 0 0 2825 T ROWE PRICE ETF INC TOTAL RETURN ETF 87283Q800 1750636 41952 SH SOLE 0 0 41952 TARGET CORP COM 87612E106 2264825 13674 SH SOLE 0 0 13674 TELEDYNE TECHNOLOGIES INC COM 879360105 211154 472 SH SOLE 0 0 472 TESLA INC COM 88160R101 1189576 5734 SH SOLE 0 0 5734 TG THERAPEUTICS INC COM 88322Q108 174810 11623 SH SOLE 0 0 11623 TIMKEN CO COM 887389104 1220897 14940 SH SOLE 0 0 14940 TRUIST FINL CORP COM 89832Q109 240985 7067 SH SOLE 0 0 7067 UNITED PARCEL SERVICE INC CL B 911312106 936196 4826 SH SOLE 0 0 4826 UNITEDHEALTH GROUP INC COM 91324P102 3038281 6429 SH SOLE 0 0 6429 VANECK ETF TRUST SHRT HGH YLD MUN 92189F387 758618 34034 SH SOLE 0 0 34034 VANECK ETF TRUST FALLEN ANGEL HG 92189F437 2456934 87685 SH SOLE 0 0 87685 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 325664 4411 SH SOLE 0 0 4411 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 1713376 22400 SH SOLE 0 0 22400 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 428486 5160 SH SOLE 0 0 5160 VANGUARD INDEX FDS VALUE ETF 922908744 260621 1887 SH SOLE 0 0 1887 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 3032687 75067 SH SOLE 0 0 75067 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 5938485 111062 SH SOLE 0 0 111062 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 260899 5150 SH SOLE 0 0 5150 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 318336 4176 SH SOLE 0 0 4176 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 3051186 19812 SH SOLE 0 0 19812 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 292080 6466 SH SOLE 0 0 6466 VANGUARD WHITEHALL FDS INTL DVD ETF 921946810 349612 4745 SH SOLE 0 0 4745 VERIZON COMMUNICATIONS INC COM 92343V104 2142466 55090 SH SOLE 0 0 55090 VIRTUS CONVERTIBLE & INC FD COM 92838U108 31731 10577 SH SOLE 0 0 10577 VIRTUS DIVIDEND INTEREST & P COM 92840R101 156678 13323 SH SOLE 0 0 13323 VISA INC COM CL A 92826C839 2603837 11549 SH SOLE 0 0 11549 WALMART INC COM 931142103 2639933 17904 SH SOLE 0 0 17904 WELLS FARGO CO NEW COM 949746101 351783 9411 SH SOLE 0 0 9411 WHIRLPOOL CORP COM 963320106 857206 6493 SH SOLE 0 0 6493 WILLIAMS COS INC COM 969457100 1415633 47409 SH SOLE 0 0 47409 WISDOMTREE TR US QTLY DIV GRT 97717X669 1488929 23884 SH SOLE 0 0 23884 YUM BRANDS INC COM 988498101 506395 3834 SH SOLE 0 0 3834