0001214659-23-001008.txt : 20230124 0001214659-23-001008.hdr.sgml : 20230124 20230123184459 ACCESSION NUMBER: 0001214659-23-001008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20221231 FILED AS OF DATE: 20230124 DATE AS OF CHANGE: 20230123 EFFECTIVENESS DATE: 20230124 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Occidental Asset Management, LLC CENTRAL INDEX KEY: 0001770994 IRS NUMBER: 462763324 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19444 FILM NUMBER: 23545523 BUSINESS ADDRESS: STREET 1: 301 CALIFORNIA DR. #9 CITY: BURLINGAME STATE: CA ZIP: 94010 BUSINESS PHONE: 650-409-3888 MAIL ADDRESS: STREET 1: 301 CALIFORNIA DR. #9 CITY: BURLINGAME STATE: CA ZIP: 94010 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001770994 XXXXXXXX 12-31-2022 12-31-2022 false Occidental Asset Management, LLC

301 CALIFORNIA DR. #9 BURLINGAME CA 94010

13F HOLDINGS REPORT 028-19444 N Nathan Hatton Walsh 650-409-3888 /s/Nathan Hatton Walsh San Francisco CA 01-23-2023 0 206 366723504 INFORMATION TABLE 2 infotable.xml ABBVIE INC COM 00287Y109 1029132 6368 SH SOLE 0 0 6368 ABRDN TOTAL DYNAMIC DIVIDEND COM SH BEN INT 00326L100 133895 17166 SH SOLE 0 0 17166 ADAMS DIVERSIFIED EQUITY FD COM 006212104 150169 10328 SH SOLE 0 0 10328 ADVANCED MICRO DEVICES INC COM 007903107 257461 3975 SH SOLE 0 0 3975 AGCO CORP COM 001084102 1107440 7985 SH SOLE 0 0 7985 AGILENT TECHNOLOGIES INC COM 00846U101 2535370 16942 SH SOLE 0 0 16942 ALPHABET INC CAP STK CL C 02079K107 1398696 15764 SH SOLE 0 0 15764 ALPHABET INC CAP STK CL A 02079K305 428798 4860 SH SOLE 0 0 4860 AMAZON COM INC COM 023135106 1807092 21513 SH SOLE 0 0 21513 AMERISOURCEBERGEN CORP COM 03073E105 2837121 17121 SH SOLE 0 0 17121 APPLE INC COM 037833100 17199115 132372 SH SOLE 0 0 132372 APPLIED MATLS INC COM 038222105 1684869 17302 SH SOLE 0 0 17302 ARCHER DANIELS MIDLAND CO COM 039483102 1908253 20552 SH SOLE 0 0 20552 AVNET INC COM 053807103 2106484 50661 SH SOLE 0 0 50661 BANK AMERICA CORP COM 060505104 219935 6641 SH SOLE 0 0 6641 BERKSHIRE HATHAWAY INC DEL CL A 084670108 1874844 4 SH SOLE 0 0 4 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1344951 4354 SH SOLE 0 0 4354 BEST BUY INC COM 086516101 735766 9173 SH SOLE 0 0 9173 BLACKROCK ENHANCED GLOBAL DI COM 092501105 95724 10013 SH SOLE 0 0 10013 BLACKROCK MUNIHLDNGS CALI QL COM 09254L107 110160 10257 SH SOLE 0 0 10257 BLACKROCK MUNIYIELD QUALITY COM 09254E103 116091 10356 SH SOLE 0 0 10356 BOEING CO COM 097023105 242430 1273 SH SOLE 0 0 1273 BRISTOL-MYERS SQUIBB CO COM 110122108 832533 11571 SH SOLE 0 0 11571 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 1840264 13720 SH SOLE 0 0 13720 BROWN & BROWN INC COM 115236101 543950 9548 SH SOLE 0 0 9548 CATERPILLAR INC COM 149123101 352233 1470 SH SOLE 0 0 1470 CBRE GBL REAL ESTATE INC FD COM 12504G100 57529 10040 SH SOLE 0 0 10040 CELANESE CORP DEL COM 150870103 273390 2674 SH SOLE 0 0 2674 CEPTON INC COM 15673X101 46659 36739 SH SOLE 0 0 36739 CF INDS HLDGS INC COM 125269100 247080 2900 SH SOLE 0 0 2900 CHEVRON CORP NEW COM 166764100 544720 3035 SH SOLE 0 0 3035 CHURCH & DWIGHT CO INC COM 171340102 1169431 14507 SH SOLE 0 0 14507 CIGNA CORP NEW COM 125523100 201455 608 SH SOLE 0 0 608 CISCO SYS INC COM 17275R102 1052925 22102 SH SOLE 0 0 22102 CLEARWAY ENERGY INC CL C 18539C204 2265097 71073 SH SOLE 0 0 71073 COCA COLA CO COM 191216100 615618 9678 SH SOLE 0 0 9678 COLGATE PALMOLIVE CO COM 194162103 299638 3803 SH SOLE 0 0 3803 CONOCOPHILLIPS COM 20825C104 480496 4072 SH SOLE 0 0 4072 CONSTELLATION BRANDS INC CL A 21036P108 2117963 9139 SH SOLE 0 0 9139 CROWN CASTLE INC COM 22822V101 1081186 7971 SH SOLE 0 0 7971 CUMMINS INC COM 231021106 2496072 10302 SH SOLE 0 0 10302 DIAGEO PLC SPON ADR NEW 25243Q205 926944 5202 SH SOLE 0 0 5202 DIMENSIONAL ETF TRUST US EQUITY ETF 25434V401 238217 5725 SH SOLE 0 0 5725 DIREXION SHS ETF TR AUSPCE CMD STG 25460E307 798459 27140 SH SOLE 0 0 27140 DISNEY WALT CO COM 254687106 235792 2714 SH SOLE 0 0 2714 DOW INC COM 260557103 1632233 32392 SH SOLE 0 0 32392 EAST WEST BANCORP INC COM 27579R104 1279449 19415 SH SOLE 0 0 19415 ELECTRONIC ARTS INC COM 285512109 1252712 10253 SH SOLE 0 0 10253 EMERSON ELEC CO COM 291011104 2322939 24182 SH SOLE 0 0 24182 EXXON MOBIL CORP COM 30231G102 1029962 9338 SH SOLE 0 0 9338 FIRST AMERN FINL CORP COM 31847R102 1682993 32155 SH SOLE 0 0 32155 FIRST TR EXCH TRADED FD III MANAGD MUN ETF 33739N108 278561 5559 SH SOLE 0 0 5559 FIRST TR EXCH TRADED FD III ULTRA SHT DUR MU 33740J104 199500 10000 SH SOLE 0 0 10000 FIRST TR EXCH TRD ALPHDX FD EURO ALPHADEX 33737J505 229130 6409 SH SOLE 0 0 6409 FIRST TR EXCHANGE-TRADED FD NO AMER ENERGY 33738D101 2627951 98462 SH SOLE 0 0 98462 FORD MTR CO DEL COM 345370860 1126693 96878 SH SOLE 0 0 96878 FORGEROCK INC CL A 34631B101 544818 23927 SH SOLE 0 0 23927 GALLAGHER ARTHUR J & CO COM 363576109 572030 3034 SH SOLE 0 0 3034 HERSHEY CO COM 427866108 492055 2125 SH SOLE 0 0 2125 HOME DEPOT INC COM 437076102 3293686 10428 SH SOLE 0 0 10428 HP INC COM 40434L105 2134768 79448 SH SOLE 0 0 79448 HUBBELL INC COM 443510607 2370478 10101 SH SOLE 0 0 10101 ILLINOIS TOOL WKS INC COM 452308109 1306379 5930 SH SOLE 0 0 5930 ILLUMINA INC COM 452327109 267915 1325 SH SOLE 0 0 1325 INTEL CORP COM 458140100 407416 15415 SH SOLE 0 0 15415 INTERNATIONAL PAPER CO COM 460146103 1117129 32259 SH SOLE 0 0 32259 INVESCO EXCH TRADED FD TR II NATL AMT MUNI 46138E537 281634 12277 SH SOLE 0 0 12277 INVESCO EXCHANGE TRADED FD T S&P SPIN OFF 46137V159 523815 10000 SH SOLE 0 0 10000 INVESCO EXCHANGE TRADED FD T S&P500 EQL HLT 46137V332 525732 1823 SH SOLE 0 0 1823 INVESCO EXCHANGE TRADED FD T S&P500 EQL FIN 46137V340 588582 10434 SH SOLE 0 0 10434 INVESCO QQQ TR UNIT SER 1 46090E103 1034764 3886 SH SOLE 0 0 3886 ISHARES TR TIPS BD ETF 464287176 277915 2611 SH SOLE 0 0 2611 ISHARES TR MBS ETF 464288588 2864027 30879 SH SOLE 0 0 30879 ISHARES TR RUS 1000 GRW ETF 464287614 12670145 59140 SH SOLE 0 0 59140 ISHARES TR S&P 500 VAL ETF 464287408 9329452 64310 SH SOLE 0 0 64310 ISHARES TR MSCI EMG MKT ETF 464287234 403028 10634 SH SOLE 0 0 10634 ISHARES TR RUS MD CP GR ETF 464287481 5144839 61541 SH SOLE 0 0 61541 ISHARES TR RUS MDCP VAL ETF 464287473 6327809 60070 SH SOLE 0 0 60070 ISHARES TR MSCI USA MMENTM 46432F396 227378 1558 SH SOLE 0 0 1558 ISHARES TR IBOXX HI YD ETF 464288513 12972506 176185 SH SOLE 0 0 176185 ISHARES TR IBONDS 24 TRM TS 46436E874 227553 9541 SH SOLE 0 0 9541 ISHARES TR CORE DIV GRWTH 46434V621 1052250 21045 SH SOLE 0 0 21045 ISHARES TR IBOXX INV CP ETF 464287242 1292813 12262 SH SOLE 0 0 12262 ISHARES TR CORE INTL AGGR 46435G672 5366081 112851 SH SOLE 0 0 112851 ISHARES TR IBONDS 24 TRM HG 46435U184 330249 14542 SH SOLE 0 0 14542 ISHARES TR JPMORGAN USD EMG 464288281 952709 11263 SH SOLE 0 0 11263 ISHARES TR CORE US AGGBD ET 464287226 5039998 51964 SH SOLE 0 0 51964 ISHARES TR SELECT DIVID ETF 464287168 1133037 9395 SH SOLE 0 0 9395 ISHARES TR 1 3 YR TREAS BD 464287457 1081022 13318 SH SOLE 0 0 13318 ISHARES TR CORE S&P SCP ETF 464287804 3255521 34399 SH SOLE 0 0 34399 ISHARES TR RUS MID CAP ETF 464287499 1165536 17280 SH SOLE 0 0 17280 ISHARES TR 20 YR TR BD ETF 464287432 477888 4800 SH SOLE 0 0 4800 ISHARES TR CALIF MUN BD ETF 464288356 210413 3750 SH SOLE 0 0 3750 ISHARES TR 0-5 YR TIPS ETF 46429B747 3734708 38518 SH SOLE 0 0 38518 ISHARES TR U.S. TECH ETF 464287721 538621 7231 SH SOLE 0 0 7231 ISHARES TR RUS 2000 GRW ETF 464287648 1671869 7794 SH SOLE 0 0 7794 ISHARES TR SP SMCP600VL ETF 464287879 1980183 21686 SH SOLE 0 0 21686 ISHARES TR MODERT ALLOC ETF 464289875 278309 7322 SH SOLE 0 0 7322 ISHARES TR PFD AND INCM SEC 464288687 3362810 110148 SH SOLE 0 0 110148 ISHARES TR SHRT NAT MUN ETF 464288158 207080 1986 SH SOLE 0 0 1986 ISHARES TR GRWT ALLOCAT ETF 464289867 232027 4920 SH SOLE 0 0 4920 ISHARES TR RUSSELL 2000 ETF 464287655 1435240 8231 SH SOLE 0 0 8231 ISHARES TR RUS 1000 VAL ETF 464287598 613879 4048 SH SOLE 0 0 4048 ISHARES TR NATIONAL MUN ETF 464288414 1840644 17444 SH SOLE 0 0 17444 ISHARES TR IBONDS DEC24 ETF 46434VBG4 330329 13527 SH SOLE 0 0 13527 ISHARES TR CORE S&P MCP ETF 464287507 856106 3539 SH SOLE 0 0 3539 ISHARES TR MSCI EAFE ETF 464287465 554666 8450 SH SOLE 0 0 8450 JOHNSON & JOHNSON COM 478160104 475072 2689 SH SOLE 0 0 2689 JPMORGAN CHASE & CO COM 46625H100 2152573 16052 SH SOLE 0 0 16052 KNIGHT-SWIFT TRANSN HLDGS IN CL A 499049104 2011601 38382 SH SOLE 0 0 38382 KULICKE & SOFFA INDS INC COM 501242101 1322887 29889 SH SOLE 0 0 29889 LILLY ELI & CO COM 532457108 579125 1583 SH SOLE 0 0 1583 LOCKHEED MARTIN CORP COM 539830109 382868 787 SH SOLE 0 0 787 LYFT INC CL A COM 55087P104 147084 13347 SH SOLE 0 0 13347 MARSH & MCLENNAN COS INC COM 571748102 2427757 14671 SH SOLE 0 0 14671 MCDONALDS CORP COM 580135101 288195 1094 SH SOLE 0 0 1094 MERCK & CO INC COM 58933Y105 1323634 11930 SH SOLE 0 0 11930 META PLATFORMS INC CL A 30303M102 2950616 24519 SH SOLE 0 0 24519 MICROSOFT CORP COM 594918104 6679913 27854 SH SOLE 0 0 27854 MORGAN STANLEY COM NEW 617446448 2639106 31041 SH SOLE 0 0 31041 MOSAIC CO NEW COM 61945C103 2290014 52200 SH SOLE 0 0 52200 NETAPP INC COM 64110D104 1870389 31142 SH SOLE 0 0 31142 NETFLIX INC COM 64110L106 212903 722 SH SOLE 0 0 722 NEXTERA ENERGY INC COM 65339F101 1196734 14315 SH SOLE 0 0 14315 NIKE INC CL B 654106103 1764277 15078 SH SOLE 0 0 15078 NOVARTIS AG SPONSORED ADR 66987V109 358798 3955 SH SOLE 0 0 3955 NUVEEN AMT FREE QLTY MUN INC COM 670657105 114882 10104 SH SOLE 0 0 10104 NUVEEN CR STRATEGIES INCOME COM SHS 67073D102 67351 13232 SH SOLE 0 0 13232 NUVEEN MUN VALUE FD INC COM 670928100 118250 13750 SH SOLE 0 0 13750 NUVEEN S&P 500 BUY-WRITE INC COM 6706ER101 169434 13394 SH SOLE 0 0 13394 NVIDIA CORPORATION COM 67066G104 5441818 37237 SH SOLE 0 0 37237 OCCIDENTAL PETE CORP COM 674599105 209883 3332 SH SOLE 0 0 3332 ORACLE CORP COM 68389X105 377394 4617 SH SOLE 0 0 4617 PAYPAL HLDGS INC COM 70450Y103 245353 3445 SH SOLE 0 0 3445 PEPSICO INC COM 713448108 280564 1553 SH SOLE 0 0 1553 PERKINELMER INC COM 714046109 1353964 9656 SH SOLE 0 0 9656 PFIZER INC COM 717081103 1847741 36061 SH SOLE 0 0 36061 PHATHOM PHARMACEUTICALS INC COM 71722W107 332920 29672 SH SOLE 0 0 29672 PHILIP MORRIS INTL INC COM 718172109 306768 3031 SH SOLE 0 0 3031 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 1235098 12520 SH SOLE 0 0 12520 PIMCO ETF TR ACTIVE BD ETF 72201R775 4028079 44519 SH SOLE 0 0 44519 PIMCO ETF TR INTER MUN BD ACT 72201R866 870172 16936 SH SOLE 0 0 16936 POTLATCHDELTIC CORPORATION COM 737630103 573190 13030 SH SOLE 0 0 13030 PRICE T ROWE GROUP INC COM 74144T108 1669163 15305 SH SOLE 0 0 15305 PROCTER AND GAMBLE CO COM 742718109 342246 2258 SH SOLE 0 0 2258 PUBLIC SVC ENTERPRISE GRP IN COM 744573106 2172757 35462 SH SOLE 0 0 35462 QUALCOMM INC COM 747525103 2202760 20036 SH SOLE 0 0 20036 QUEST DIAGNOSTICS INC COM 74834L100 2785414 17805 SH SOLE 0 0 17805 RELIANCE STEEL & ALUMINUM CO COM 759509102 2847319 14065 SH SOLE 0 0 14065 SALESFORCE INC COM 79466L302 742106 5597 SH SOLE 0 0 5597 SCHWAB CHARLES CORP COM 808513105 214395 2575 SH SOLE 0 0 2575 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 357765 2875 SH SOLE 0 0 2875 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 381085 7941 SH SOLE 0 0 7941 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 1103737 32273 SH SOLE 0 0 32273 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 2823371 20783 SH SOLE 0 0 20783 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 290538 3897 SH SOLE 0 0 3897 SOUTHERN COPPER CORP COM 84265V105 1479716 24503 SH SOLE 0 0 24503 SPDR GOLD TR GOLD SHS 78463V107 396279 2336 SH SOLE 0 0 2336 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 2931816 98748 SH SOLE 0 0 98748 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 2238646 67920 SH SOLE 0 0 67920 SPDR S&P 500 ETF TR TR UNIT 78462F103 2476017 6474 SH SOLE 0 0 6474 SPDR SER TR BBG CONV SEC ETF 78464A359 1430768 22238 SH SOLE 0 0 22238 SPDR SER TR S&P 400 MDCP VAL 78464A839 1370417 21175 SH SOLE 0 0 21175 SPDR SER TR S&P 600 SMCP GRW 78464A201 625271 8655 SH SOLE 0 0 8655 SPDR SER TR BLOOMBERG HIGH Y 78468R622 1519920 16888 SH SOLE 0 0 16888 SPDR SER TR PRTFLO S&P500 GW 78464A409 5474977 108052 SH SOLE 0 0 108052 SPDR SER TR PORTFOLIO INTRMD 78464A375 27721789 870933 SH SOLE 0 0 870933 SPDR SER TR S&P DIVID ETF 78464A763 2283264 18250 SH SOLE 0 0 18250 SPDR SER TR S&P 600 SMCP VAL 78464A300 645946 8703 SH SOLE 0 0 8703 SPDR SER TR PRTFLO S&P500 VL 78464A508 4509589 115958 SH SOLE 0 0 115958 SPDR SER TR S&P 400 MDCP GRW 78464A821 1300398 19902 SH SOLE 0 0 19902 SPDR SER TR PORTFOLIO SHORT 78464A474 22843130 777506 SH SOLE 0 0 777506 STRATEGY SHS DAY HAGAN NED 86280R803 818820 26873 SH SOLE 0 0 26873 STRYKER CORPORATION COM 863667101 202927 830 SH SOLE 0 0 830 SYSCO CORP COM 871829107 215971 2825 SH SOLE 0 0 2825 T ROWE PRICE ETF INC TOTAL RETURN ETF 87283Q800 882682 21744 SH SOLE 0 0 21744 TARGET CORP COM 87612E106 1964347 13180 SH SOLE 0 0 13180 TESLA INC COM 88160R101 687468 5581 SH SOLE 0 0 5581 TG THERAPEUTICS INC COM 88322Q108 137500 11623 SH SOLE 0 0 11623 TIMKEN CO COM 887389104 946625 13395 SH SOLE 0 0 13395 TRUIST FINL CORP COM 89832Q109 314851 7317 SH SOLE 0 0 7317 UNITED PARCEL SERVICE INC CL B 911312106 681974 3923 SH SOLE 0 0 3923 UNITEDHEALTH GROUP INC COM 91324P102 3368764 6354 SH SOLE 0 0 6354 VANECK ETF TRUST SHRT HGH YLD MUN 92189F387 736625 33077 SH SOLE 0 0 33077 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 5498903 73046 SH SOLE 0 0 73046 VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 92203J407 1122541 23667 SH SOLE 0 0 23667 VANGUARD INDEX FDS GROWTH ETF 922908736 223766 1050 SH SOLE 0 0 1050 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 425597 5160 SH SOLE 0 0 5160 VANGUARD INDEX FDS VALUE ETF 922908744 219546 1564 SH SOLE 0 0 1564 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 3074208 78866 SH SOLE 0 0 78866 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 5613073 111948 SH SOLE 0 0 111948 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 254874 5150 SH SOLE 0 0 5150 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 347528 4622 SH SOLE 0 0 4622 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 3863488 25443 SH SOLE 0 0 25443 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 318521 7589 SH SOLE 0 0 7589 VANGUARD WHITEHALL FDS INTL DVD ETF 921946810 432611 6213 SH SOLE 0 0 6213 VERIZON COMMUNICATIONS INC COM 92343V104 2105592 53441 SH SOLE 0 0 53441 VIRTUS DIVIDEND INTEREST & P COM 92840R101 141203 12518 SH SOLE 0 0 12518 VISA INC COM CL A 92826C839 2325873 11195 SH SOLE 0 0 11195 VOLTA INC COM CL A 92873V102 412487 1160627 SH SOLE 0 0 1160627 WALMART INC COM 931142103 2440478 17212 SH SOLE 0 0 17212 WELLS FARGO CO NEW COM 949746101 388580 9411 SH SOLE 0 0 9411 WHIRLPOOL CORP COM 963320106 783123 5536 SH SOLE 0 0 5536 WILLIAMS COS INC COM 969457100 1407429 42779 SH SOLE 0 0 42779 WISDOMTREE TR US QTLY DIV GRT 97717X669 1444053 23924 SH SOLE 0 0 23924 YUM BRANDS INC COM 988498101 491059 3834 SH SOLE 0 0 3834