0001214659-22-006286.txt : 20220504 0001214659-22-006286.hdr.sgml : 20220504 20220504163044 ACCESSION NUMBER: 0001214659-22-006286 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220331 FILED AS OF DATE: 20220504 DATE AS OF CHANGE: 20220504 EFFECTIVENESS DATE: 20220504 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Occidental Asset Management, LLC CENTRAL INDEX KEY: 0001770994 IRS NUMBER: 462763324 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19444 FILM NUMBER: 22892001 BUSINESS ADDRESS: STREET 1: 301 CALIFORNIA DR. #9 CITY: BURLINGAME STATE: CA ZIP: 94010 BUSINESS PHONE: 650-409-3888 MAIL ADDRESS: STREET 1: 301 CALIFORNIA DR. #9 CITY: BURLINGAME STATE: CA ZIP: 94010 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001770994 XXXXXXXX 03-31-2022 03-31-2022 false Occidental Asset Management, LLC

301 CALIFORNIA DR. #9 BURLINGAME CA 94010

13F HOLDINGS REPORT 028-19444 N Nathan Hatton Walsh 650-409-3888 /s/Nathan Hatton Walsh San Francisco CA 05-04-2022 0 189 391041 INFORMATION TABLE 2 infotable.xml 3M CO COM 88579Y101 1719 11545 SH SOLE 0 0 11545 ABBVIE INC COM 00287Y109 584 3600 SH SOLE 0 0 3600 ABERDEEN TOTAL DYNAMIC DIVD COM SH BEN INT 00326L100 139 14431 SH SOLE 0 0 14431 ADVANCED MICRO DEVICES INC COM 007903107 510 4665 SH SOLE 0 0 4665 AGILENT TECHNOLOGIES INC COM 00846U101 2045 15454 SH SOLE 0 0 15454 ALPHABET INC CAP STK CL A 02079K305 642 231 SH SOLE 0 0 231 ALPHABET INC CAP STK CL C 02079K107 1235 442 SH SOLE 0 0 442 AMAZON COM INC COM 023135106 1848 567 SH SOLE 0 0 567 AMERISOURCEBERGEN CORP COM 03073E105 2643 17085 SH SOLE 0 0 17085 APPLE INC COM 037833100 18507 105990 SH SOLE 0 0 105990 APPLIED MATLS INC COM 038222105 1947 14776 SH SOLE 0 0 14776 AT&T INC COM 00206R102 440 18601 SH SOLE 0 0 18601 AVNET INC COM 053807103 1927 47464 SH SOLE 0 0 47464 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1602 4539 SH SOLE 0 0 4539 BERKSHIRE HATHAWAY INC DEL CL A 084670108 1058 2 SH SOLE 0 0 2 BOEING CO COM 097023105 250 1305 SH SOLE 0 0 1305 BRISTOL-MYERS SQUIBB CO COM 110122108 767 10496 SH SOLE 0 0 10496 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 1936 12432 SH SOLE 0 0 12432 BROWN & BROWN INC COM 115236101 690 9548 SH SOLE 0 0 9548 CATERPILLAR INC COM 149123101 208 934 SH SOLE 0 0 934 CBOE GLOBAL MKTS INC COM 12503M108 737 6445 SH SOLE 0 0 6445 CELANESE CORP DEL COM 150870103 336 2355 SH SOLE 0 0 2355 CEPTON INC COM 15673X101 143 36739 SH SOLE 0 0 36739 CF INDS HLDGS INC COM 125269100 325 3150 SH SOLE 0 0 3150 CHECKPOINT THERAPEUTICS INC COM 162828107 47 26400 SH SOLE 0 0 26400 CHEVRON CORP NEW COM 166764100 349 2143 SH SOLE 0 0 2143 CHURCH & DWIGHT CO INC COM 171340102 1521 15305 SH SOLE 0 0 15305 CISCO SYS INC COM 17275R102 1196 21448 SH SOLE 0 0 21448 CLEARWAY ENERGY INC CL C 18539C204 2504 68582 SH SOLE 0 0 68582 COCA COLA CO COM 191216100 580 9358 SH SOLE 0 0 9358 COLGATE PALMOLIVE CO COM 194162103 266 3503 SH SOLE 0 0 3503 COMCAST CORP NEW CL A 20030N101 1622 34645 SH SOLE 0 0 34645 CONOCOPHILLIPS COM 20825C104 320 3200 SH SOLE 0 0 3200 CONSTELLATION BRANDS INC CL A 21036P108 1947 8452 SH SOLE 0 0 8452 CUMMINS INC COM 231021106 1962 9566 SH SOLE 0 0 9566 DIAGEO PLC SPON ADR NEW 25243Q205 1113 5477 SH SOLE 0 0 5477 DIREXION SHS ETF TR AUSPCE CMD STG 25460E307 2441 73549 SH SOLE 0 0 73549 DISNEY WALT CO COM 254687106 282 2056 SH SOLE 0 0 2056 EAST WEST BANCORP INC COM 27579R104 1199 15178 SH SOLE 0 0 15178 EBAY INC. 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ISHARES TR SP SMCP600VL ETF 464287879 1493 14586 SH SOLE 0 0 14586 ISHARES TR RUS 2000 GRW ETF 464287648 840 3286 SH SOLE 0 0 3286 ISHARES TR U.S. FINLS ETF 464287788 458 5415 SH SOLE 0 0 5415 ISHARES TR CORE S&P SCP ETF 464287804 4014 37211 SH SOLE 0 0 37211 ISHARES TR FLTG RATE NT ETF 46429B655 337 6669 SH SOLE 0 0 6669 ISHARES TR PFD AND INCM SEC 464288687 969 26609 SH SOLE 0 0 26609 ISHARES TR CORE DIV GRWTH 46434V621 1124 21045 SH SOLE 0 0 21045 ISHARES TR GRWT ALLOCAT ETF 464289867 270 4996 SH SOLE 0 0 4996 ISHARES TR RUS 1000 VAL ETF 464287598 679 4093 SH SOLE 0 0 4093 ISHARES TR IBOXX INV CP ETF 464287242 1055 8722 SH SOLE 0 0 8722 ISHARES TR RUS MDCP VAL ETF 464287473 7720 64529 SH SOLE 0 0 64529 ISHARES TR CORE INTL AGGR 46435G672 3851 73864 SH SOLE 0 0 73864 ISHARES TR CORE US AGGBD ET 464287226 1892 17668 SH SOLE 0 0 17668 ISHARES TR IBOXX HI YD ETF 464288513 12510 152018 SH SOLE 0 0 152018 ISHARES TR CORE S&P MCP ETF 464287507 927 3456 SH SOLE 0 0 3456 ISHARES TR S&P 500 VAL ETF 464287408 12661 81307 SH SOLE 0 0 81307 ISHARES TR RUS MID CAP ETF 464287499 1360 17421 SH SOLE 0 0 17421 ISHARES TR MSCI EMG MKT ETF 464287234 1028 22770 SH SOLE 0 0 22770 ISHARES TR RUS 1000 GRW ETF 464287614 17055 61429 SH SOLE 0 0 61429 ISHARES TR RUSSELL 2000 ETF 464287655 1593 7760 SH SOLE 0 0 7760 ISHARES TR RUS MD CP GR ETF 464287481 6556 65232 SH SOLE 0 0 65232 ISHARES TR MSCI EAFE ETF 464287465 498 6765 SH SOLE 0 0 6765 ISHARES TR MODERT ALLOC ETF 464289875 388 9025 SH SOLE 0 0 9025 ISHARES TR MSCI USA MMENTM 46432F396 278 1654 SH SOLE 0 0 1654 ISHARES U S ETF TR GOLD STRATEGY 46431W614 353 5978 SH SOLE 0 0 5978 JOHNSON & JOHNSON COM 478160104 476 2685 SH SOLE 0 0 2685 JPMORGAN CHASE & CO COM 46625H100 1754 12866 SH SOLE 0 0 12866 KNIGHT-SWIFT TRANSN HLDGS IN CL A 499049104 1835 36361 SH SOLE 0 0 36361 KULICKE & SOFFA INDS INC COM 501242101 1322 23598 SH SOLE 0 0 23598 LILLY ELI & CO COM 532457108 459 1602 SH SOLE 0 0 1602 LOCKHEED MARTIN CORP COM 539830109 325 737 SH SOLE 0 0 737 LYFT INC CL A COM 55087P104 299 7783 SH SOLE 0 0 7783 MARSH & MCLENNAN COS INC COM 571748102 2367 13891 SH SOLE 0 0 13891 MASTERCARD INCORPORATED CL A 57636Q104 222 622 SH SOLE 0 0 622 MCCORMICK & CO INC COM NON VTG 579780206 220 2200 SH SOLE 0 0 2200 MCDONALDS CORP COM 580135101 276 1115 SH SOLE 0 0 1115 MERCK & CO INC COM 58933Y105 944 11506 SH SOLE 0 0 11506 META PLATFORMS INC CL A 30303M102 4966 22331 SH SOLE 0 0 22331 MICROSOFT CORP COM 594918104 8736 28335 SH SOLE 0 0 28335 MORGAN STANLEY COM NEW 617446448 2541 29072 SH SOLE 0 0 29072 MOSAIC CO NEW COM 61945C103 3575 53754 SH SOLE 0 0 53754 NETAPP INC COM 64110D104 2303 27741 SH SOLE 0 0 27741 NETFLIX INC COM 64110L106 275 734 SH SOLE 0 0 734 NEWMONT CORP COM 651639106 1555 19569 SH SOLE 0 0 19569 NIKE INC CL B 654106103 1625 12074 SH SOLE 0 0 12074 NOVARTIS AG SPONSORED ADR 66987V109 307 3501 SH SOLE 0 0 3501 NUVEEN MUN VALUE FD INC COM 670928100 237 24750 SH SOLE 0 0 24750 NUVEEN S&P 500 BUY-WRITE INC COM 6706ER101 192 13474 SH SOLE 0 0 13474 NVIDIA CORPORATION COM 67066G104 10399 38110 SH SOLE 0 0 38110 ORACLE CORP COM 68389X105 711 8599 SH SOLE 0 0 8599 PEPSICO INC COM 713448108 260 1553 SH SOLE 0 0 1553 PERKINELMER INC COM 714046109 1402 8037 SH SOLE 0 0 8037 PFIZER INC COM 717081103 1441 27832 SH SOLE 0 0 27832 PHILIP MORRIS INTL INC COM 718172109 254 2705 SH SOLE 0 0 2705 PIMCO ETF TR ACTIVE BD ETF 72201R775 17250 169482 SH SOLE 0 0 169482 PIMCO ETF TR INTER MUN BD ACT 72201R866 1579 29799 SH SOLE 0 0 29799 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 2407 24029 SH SOLE 0 0 24029 PROCTER AND GAMBLE CO COM 742718109 233 1523 SH SOLE 0 0 1523 PROSHARES TR INVT INT RT HG 74347B607 279 3868 SH SOLE 0 0 3868 PUBLIC SVC ENTERPRISE GRP IN COM 744573106 2355 33641 SH SOLE 0 0 33641 QUALCOMM INC COM 747525103 2447 16015 SH SOLE 0 0 16015 QUEST DIAGNOSTICS INC COM 74834L100 2277 16641 SH SOLE 0 0 16641 RELIANCE STEEL & ALUMINUM CO COM 759509102 2590 14126 SH SOLE 0 0 14126 ROYAL CARIBBEAN GROUP COM V7780T103 226 2700 SH SOLE 0 0 2700 SALESFORCE COM INC COM 79466L302 886 4173 SH SOLE 0 0 4173 SEALED AIR CORP NEW COM 81211K100 911 13600 SH SOLE 0 0 13600 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 1115 16207 SH SOLE 0 0 16207 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 1584 20871 SH SOLE 0 0 20871 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 2489 15661 SH SOLE 0 0 15661 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 336 6944 SH SOLE 0 0 6944 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 385 2808 SH SOLE 0 0 2808 SOUTHERN COPPER CORP COM 84265V105 1372 18082 SH SOLE 0 0 18082 SPDR GOLD TR GOLD SHS 78463V107 1292 7154 SH SOLE 0 0 7154 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 2268 58692 SH SOLE 0 0 58692 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 2570 74972 SH SOLE 0 0 74972 SPDR S&P 500 ETF TR TR UNIT 78462F103 4801 10631 SH SOLE 0 0 10631 SPDR SER TR PORTFOLIO INTRMD 78464A375 24226 709398 SH SOLE 0 0 709398 SPDR SER TR S&P 600 SMCP GRW 78464A201 612 7299 SH SOLE 0 0 7299 SPDR SER TR S&P 600 SMCP VAL 78464A300 632 7579 SH SOLE 0 0 7579 SPDR SER TR S&P 400 MDCP VAL 78464A839 1315 18681 SH SOLE 0 0 18681 SPDR SER TR BLOOMBERG CONV 78464A359 2013 26157 SH SOLE 0 0 26157 SPDR SER TR S&P HOMEBUILD 78464A888 442 6992 SH SOLE 0 0 6992 SPDR SER TR PRTFLO S&P500 GW 78464A409 6078 91802 SH SOLE 0 0 91802 SPDR SER TR PORTFOLIO SHORT 78464A474 22650 751740 SH SOLE 0 0 751740 SPDR SER TR PRTFLO S&P500 VL 78464A508 4464 106934 SH SOLE 0 0 106934 SPDR SER TR S&P DIVID ETF 78464A763 2254 17597 SH SOLE 0 0 17597 SPDR SER TR S&P 400 MDCP GRW 78464A821 1255 16917 SH SOLE 0 0 16917 SPDR SER TR BLOOMBERG HIGH Y 78468R622 547 5335 SH SOLE 0 0 5335 STRATEGY SHS DAY HAGAN NED 86280R803 612 17200 SH SOLE 0 0 17200 STRYKER CORPORATION COM 863667101 222 830 SH SOLE 0 0 830 SYSCO CORP COM 871829107 237 2900 SH SOLE 0 0 2900 TARGET CORP COM 87612E106 2423 11417 SH SOLE 0 0 11417 TD SYNNEX CORPORATION COM 87162W100 704 6822 SH SOLE 0 0 6822 TELEDYNE TECHNOLOGIES INC COM 879360105 236 500 SH SOLE 0 0 500 TESLA INC COM 88160R101 2111 1959 SH SOLE 0 0 1959 TG THERAPEUTICS INC COM 88322Q108 111 11623 SH SOLE 0 0 11623 TRUIST FINL CORP COM 89832Q109 367 6467 SH SOLE 0 0 6467 UNITEDHEALTH GROUP INC COM 91324P102 3047 5975 SH SOLE 0 0 5975 VANECK ETF TRUST SHRT HGH YLD MUN 92189F387 776 33368 SH SOLE 0 0 33368 VANECK ETF TRUST GOLD MINERS ETF 92189F106 1099 28661 SH SOLE 0 0 28661 VANECK ETF TRUST HIGH YLD MUNIETF 92189H409 517 9005 SH SOLE 0 0 9005 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 8743 112235 SH SOLE 0 0 112235 VANGUARD INDEX FDS GROWTH ETF 922908736 267 930 SH SOLE 0 0 930 VANGUARD INDEX FDS VALUE ETF 922908744 248 1675 SH SOLE 0 0 1675 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 561 5180 SH SOLE 0 0 5180 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 228 549 SH SOLE 0 0 549 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 5140 89249 SH SOLE 0 0 89249 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 3146 68194 SH SOLE 0 0 68194 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 487 6232 SH SOLE 0 0 6232 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 5051 31145 SH SOLE 0 0 31145 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 356 7403 SH SOLE 0 0 7403 VANGUARD WHITEHALL FDS INTL DVD ETF 921946810 354 4477 SH SOLE 0 0 4477 VERIZON COMMUNICATIONS INC COM 92343V104 2416 47430 SH SOLE 0 0 47430 VISA INC COM CL A 92826C839 2253 10160 SH SOLE 0 0 10160 WALMART INC COM 931142103 2435 16348 SH SOLE 0 0 16348 WELLS FARGO CO NEW COM 949746101 285 5889 SH SOLE 0 0 5889 WHIRLPOOL CORP COM 963320106 564 3265 SH SOLE 0 0 3265 WISDOMTREE TR US QTLY DIV GRT 97717X669 1624 25509 SH SOLE 0 0 25509 YUM BRANDS INC COM 988498101 478 4034 SH SOLE 0 0 4034