0001214659-22-001531.txt : 20220201 0001214659-22-001531.hdr.sgml : 20220201 20220201060609 ACCESSION NUMBER: 0001214659-22-001531 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20211231 FILED AS OF DATE: 20220201 DATE AS OF CHANGE: 20220201 EFFECTIVENESS DATE: 20220201 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Occidental Asset Management, LLC CENTRAL INDEX KEY: 0001770994 IRS NUMBER: 462763324 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19444 FILM NUMBER: 22576791 BUSINESS ADDRESS: STREET 1: 301 CALIFORNIA DR. #9 CITY: BURLINGAME STATE: CA ZIP: 94010 BUSINESS PHONE: 650-409-3888 MAIL ADDRESS: STREET 1: 301 CALIFORNIA DR. #9 CITY: BURLINGAME STATE: CA ZIP: 94010 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001770994 XXXXXXXX 12-31-2021 12-31-2021 false Occidental Asset Management, LLC

301 California Dr. #9 Burlingame CA 94010

13F HOLDINGS REPORT 028-19444 N Nathan Hatton Walsh 650-409-3888 /s/Nathan Hatton Walsh San Francisco CA 01-31-2022 0 209 420963 INFORMATION TABLE 2 infotable.xml 3M CO COM 88579Y101 1707 9612 SH SOLE 0 0 9612 ABBOTT LABS COM 002824100 222 1577 SH SOLE 0 0 1577 ABBVIE INC COM 00287Y109 474 3500 SH SOLE 0 0 3500 ABERDEEN TOTAL DYNAMIC DIVD COM SH BEN INT 00326L100 147 14431 SH SOLE 0 0 14431 AFFIRM HLDGS INC COM CL A 00827B106 266 2649 SH SOLE 0 0 2649 AGILENT TECHNOLOGIES INC COM 00846U101 2411 15103 SH SOLE 0 0 15103 ALPHABET INC CAP STK CL A 02079K305 663 229 SH SOLE 0 0 229 ALPHABET INC CAP STK CL C 02079K107 1250 432 SH SOLE 0 0 432 AMAZON COM INC COM 023135106 1667 500 SH SOLE 0 0 500 AMERISOURCEBERGEN CORP COM 03073E105 2274 17111 SH SOLE 0 0 17111 APPLE INC COM 037833100 17562 98903 SH SOLE 0 0 98903 APPLIED MATLS INC COM 038222105 2301 14621 SH SOLE 0 0 14621 AT&T INC COM 00206R102 456 18551 SH SOLE 0 0 18551 AVNET INC COM 053807103 1914 46430 SH SOLE 0 0 46430 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1345 4497 SH SOLE 0 0 4497 BERKSHIRE HATHAWAY INC DEL CL A 084670108 901 2 SH SOLE 0 0 2 BLACKROCK INC COM 09247X101 205 224 SH SOLE 0 0 224 BLOCK H & R INC COM 093671105 721 30608 SH SOLE 0 0 30608 BRISTOL-MYERS SQUIBB CO COM 110122108 654 10496 SH SOLE 0 0 10496 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 2203 12051 SH SOLE 0 0 12051 BROWN & BROWN INC COM 115236101 671 9548 SH SOLE 0 0 9548 CBOE GLOBAL MKTS INC COM 12503M108 821 6295 SH SOLE 0 0 6295 CELANESE CORP DEL COM 150870103 2373 14120 SH SOLE 0 0 14120 CF INDS HLDGS INC COM 125269100 223 3150 SH SOLE 0 0 3150 CHECKPOINT THERAPEUTICS INC COM 162828107 82 26400 SH SOLE 0 0 26400 CHEVRON CORP NEW COM 166764100 248 2112 SH SOLE 0 0 2112 CHURCH & DWIGHT CO INC COM 171340102 1569 15305 SH SOLE 0 0 15305 CISCO SYS INC COM 17275R102 1354 21367 SH SOLE 0 0 21367 CLEARWAY ENERGY INC CL C 18539C204 2432 67507 SH SOLE 0 0 67507 COCA COLA CO COM 191216100 475 8025 SH SOLE 0 0 8025 COLGATE PALMOLIVE CO COM 194162103 299 3503 SH SOLE 0 0 3503 COMCAST CORP NEW CL A 20030N101 1635 32482 SH SOLE 0 0 32482 CONOCOPHILLIPS COM 20825C104 231 3200 SH SOLE 0 0 3200 CONSTELLATION BRANDS INC CL A 21036P108 2063 8222 SH SOLE 0 0 8222 CUMMINS INC COM 231021106 1998 9161 SH SOLE 0 0 9161 DIAGEO PLC SPON ADR NEW 25243Q205 1227 5572 SH SOLE 0 0 5572 DISNEY WALT CO COM 254687106 272 1756 SH SOLE 0 0 1756 EAST WEST BANCORP INC COM 27579R104 1168 14848 SH SOLE 0 0 14848 EBAY INC. 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464287721 1677 14609 SH SOLE 0 0 14609 ISHARES TR JPMORGAN USD EMG 464288281 9158 83970 SH SOLE 0 0 83970 ISHARES TR US OIL EQ&SV ETF 464288844 458 35501 SH SOLE 0 0 35501 ISHARES TR US INDUSTRIALS 464287754 461 4092 SH SOLE 0 0 4092 ISHARES TR SP SMCP600VL ETF 464287879 2017 19304 SH SOLE 0 0 19304 ISHARES TR RUS 2000 GRW ETF 464287648 1299 4433 SH SOLE 0 0 4433 ISHARES TR U.S. FINLS ETF 464287788 470 5422 SH SOLE 0 0 5422 ISHARES TR CORE S&P SCP ETF 464287804 3154 27546 SH SOLE 0 0 27546 ISHARES TR GLB CNS DISC ETF 464288745 243 1358 SH SOLE 0 0 1358 ISHARES TR 1 3 YR TREAS BD 464287457 1162 13589 SH SOLE 0 0 13589 ISHARES TR FLTG RATE NT ETF 46429B655 366 7219 SH SOLE 0 0 7219 ISHARES TR PFD AND INCM SEC 464288687 1038 26320 SH SOLE 0 0 26320 ISHARES TR CORE DIV GRWTH 46434V621 1170 21045 SH SOLE 0 0 21045 ISHARES TR GRWT ALLOCAT ETF 464289867 299 5246 SH SOLE 0 0 5246 ISHARES TR RUS 1000 VAL ETF 464287598 687 4093 SH SOLE 0 0 4093 ISHARES TR IBOXX INV CP ETF 464287242 1800 13581 SH SOLE 0 0 13581 ISHARES TR RUS MDCP VAL ETF 464287473 7946 64930 SH SOLE 0 0 64930 ISHARES TR CORE INTL AGGR 46435G672 4039 74078 SH SOLE 0 0 74078 ISHARES TR CORE US AGGBD ET 464287226 1479 12964 SH SOLE 0 0 12964 ISHARES TR IBOXX HI YD ETF 464288513 8632 99209 SH SOLE 0 0 99209 ISHARES TR CORE S&P MCP ETF 464287507 949 3353 SH SOLE 0 0 3353 ISHARES TR S&P 500 VAL ETF 464287408 11059 70607 SH SOLE 0 0 70607 ISHARES TR RUS MID CAP ETF 464287499 3158 38043 SH SOLE 0 0 38043 ISHARES TR MSCI EMG MKT ETF 464287234 1188 24323 SH SOLE 0 0 24323 ISHARES TR RUS 1000 GRW ETF 464287614 18407 60234 SH SOLE 0 0 60234 ISHARES TR RUSSELL 2000 ETF 464287655 1564 7030 SH SOLE 0 0 7030 ISHARES TR RUS MD CP GR ETF 464287481 9126 79203 SH SOLE 0 0 79203 ISHARES TR 20 YR TR BD ETF 464287432 1378 9299 SH SOLE 0 0 9299 ISHARES TR MSCI EAFE ETF 464287465 364 4623 SH SOLE 0 0 4623 ISHARES TR MODERT ALLOC ETF 464289875 405 8900 SH SOLE 0 0 8900 ISHARES TR MSCI USA MMENTM 46432F396 243 1335 SH SOLE 0 0 1335 JOHNSON & JOHNSON COM 478160104 459 2685 SH SOLE 0 0 2685 JPMORGAN CHASE & CO COM 46625H100 1992 12579 SH SOLE 0 0 12579 KNIGHT-SWIFT TRANSN HLDGS IN CL A 499049104 2183 35828 SH SOLE 0 0 35828 KULICKE & SOFFA INDS INC COM 501242101 1281 21155 SH SOLE 0 0 21155 LEGGETT & PLATT INC COM 524660107 600 14576 SH SOLE 0 0 14576 LILLY ELI & CO COM 532457108 432 1563 SH SOLE 0 0 1563 LOCKHEED MARTIN CORP COM 539830109 265 747 SH SOLE 0 0 747 LYFT INC CL A COM 55087P104 275 6428 SH SOLE 0 0 6428 MARSH & MCLENNAN COS INC COM 571748102 2271 13068 SH SOLE 0 0 13068 MATINAS BIOPHARMA HLDGS INC COM 576810105 20 20000 SH SOLE 0 0 20000 MCCORMICK & CO INC COM NON VTG 579780206 213 2200 SH SOLE 0 0 2200 MCDONALDS CORP COM 580135101 307 1144 SH SOLE 0 0 1144 MERCK & CO INC COM 58933Y105 885 11552 SH SOLE 0 0 11552 META PLATFORMS INC CL A 30303M102 7235 21509 SH SOLE 0 0 21509 MICROSOFT CORP COM 594918104 8949 26608 SH SOLE 0 0 26608 MORGAN STANLEY COM NEW 617446448 2843 28962 SH SOLE 0 0 28962 MOSAIC CO NEW COM 61945C103 2124 54049 SH SOLE 0 0 54049 NETAPP INC COM 64110D104 2544 27657 SH SOLE 0 0 27657 NEWMONT CORP COM 651639106 1182 19064 SH SOLE 0 0 19064 NIKE INC CL B 654106103 1950 11698 SH SOLE 0 0 11698 NOVARTIS AG SPONSORED ADR 66987V109 306 3494 SH SOLE 0 0 3494 NUVEEN MUN VALUE FD INC COM 670928100 257 24750 SH SOLE 0 0 24750 NVIDIA CORPORATION COM 67066G104 11075 37656 SH SOLE 0 0 37656 ORACLE CORP COM 68389X105 750 8599 SH SOLE 0 0 8599 PELOTON INTERACTIVE INC CL A COM 70614W100 3 1000 SH Call SOLE 0 0 1000 PEPSICO INC COM 713448108 241 1387 SH SOLE 0 0 1387 PERKINELMER INC COM 714046109 1605 7984 SH SOLE 0 0 7984 PFIZER INC COM 717081103 648 10982 SH SOLE 0 0 10982 PHILIP MORRIS INTL INC COM 718172109 257 2705 SH SOLE 0 0 2705 PIMCO ETF TR ACTIVE BD ETF 72201R775 18256 166855 SH SOLE 0 0 166855 PIMCO ETF TR INTER MUN BD ACT 72201R866 2040 36299 SH SOLE 0 0 36299 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 2353 23167 SH SOLE 0 0 23167 POWER INTEGRATIONS INC COM 739276103 1203 12953 SH SOLE 0 0 12953 PROCTER AND GAMBLE CO COM 742718109 244 1493 SH SOLE 0 0 1493 PROSHARES TR HGH YLD INT RATE 74348A541 4094 65245 SH SOLE 0 0 65245 PROSHARES TR INVT INT RT HG 74347B607 4390 59035 SH SOLE 0 0 59035 PUBLIC SVC ENTERPRISE GRP IN COM 744573106 2193 32871 SH SOLE 0 0 32871 QUALCOMM INC COM 747525103 2908 15902 SH SOLE 0 0 15902 QUEST DIAGNOSTICS INC COM 74834L100 2825 16329 SH SOLE 0 0 16329 RELIANCE STEEL & ALUMINUM CO COM 759509102 2269 13986 SH SOLE 0 0 13986 RESMED INC COM 761152107 208 800 SH SOLE 0 0 800 ROYAL CARIBBEAN GROUP COM V7780T103 208 2700 SH SOLE 0 0 2700 SALESFORCE COM INC COM 79466L302 1025 4035 SH SOLE 0 0 4035 SEALED AIR CORP NEW COM 81211K100 918 13601 SH SOLE 0 0 13601 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 1332 17145 SH SOLE 0 0 17145 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 293 3795 SH SOLE 0 0 3795 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 2757 15854 SH SOLE 0 0 15854 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 1479 28537 SH SOLE 0 0 28537 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 359 2548 SH SOLE 0 0 2548 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 1442 7052 SH SOLE 0 0 7052 SHOPIFY INC CL A 82509L107 200 145 SH SOLE 0 0 145 SOUTHERN COPPER CORP COM 84265V105 1037 16810 SH SOLE 0 0 16810 SPDR GOLD TR GOLD SHS 78463V107 1300 7603 SH SOLE 0 0 7603 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 2423 58397 SH SOLE 0 0 58397 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 2693 73834 SH SOLE 0 0 73834 SPDR S&P 500 ETF TR TR UNIT 78462F103 3195 6726 SH SOLE 0 0 6726 SPDR SER TR PORTFOLIO INTRMD 78464A375 20884 577692 SH SOLE 0 0 577692 SPDR SER TR BBG SASB CRPT ES 78468R614 3966 160760 SH SOLE 0 0 160760 SPDR SER TR S&P 600 SMCP GRW 78464A201 669 7207 SH SOLE 0 0 7207 SPDR SER TR S&P 600 SMCP VAL 78464A300 635 7494 SH SOLE 0 0 7494 SPDR SER TR S&P 400 MDCP VAL 78464A839 1317 18527 SH SOLE 0 0 18527 SPDR SER TR BLOOMBERG CONV 78464A359 2205 26580 SH SOLE 0 0 26580 SPDR SER TR S&P HOMEBUILD 78464A888 652 7601 SH SOLE 0 0 7601 SPDR SER TR PRTFLO S&P500 GW 78464A409 6942 95785 SH SOLE 0 0 95785 SPDR SER TR PORTFOLIO SHORT 78464A474 22571 728797 SH SOLE 0 0 728797 SPDR SER TR BLOOMBERG 1-3 MO 78468R663 324 3539 SH SOLE 0 0 3539 SPDR SER TR S&P DIVID ETF 78464A763 2062 15972 SH SOLE 0 0 15972 SPDR SER TR PRTFLO S&P500 VL 78464A508 4470 106432 SH SOLE 0 0 106432 SPDR SER TR S&P 400 MDCP GRW 78464A821 1359 16667 SH SOLE 0 0 16667 SPDR SER TR BLOOMBERG HIGH Y 78468R622 339 3118 SH SOLE 0 0 3118 SPROTT PHYSICAL GOLD & SILVE TR UNIT 85208R101 213 12000 SH SOLE 0 0 12000 SPROTT PHYSICAL GOLD TR UNIT 85207H104 359 25000 SH SOLE 0 0 25000 STRYKER CORPORATION COM 863667101 222 830 SH SOLE 0 0 830 SYSCO CORP COM 871829107 228 2900 SH SOLE 0 0 2900 TARGET CORP COM 87612E106 2621 11326 SH SOLE 0 0 11326 TD SYNNEX CORPORATION COM 87162W100 758 6625 SH SOLE 0 0 6625 TELEDYNE TECHNOLOGIES INC COM 879360105 218 500 SH SOLE 0 0 500 TESLA INC COM 88160R101 1912 1809 SH SOLE 0 0 1809 TG THERAPEUTICS INC COM 88322Q108 221 11623 SH SOLE 0 0 11623 TRUIST FINL CORP COM 89832Q109 374 6391 SH SOLE 0 0 6391 TWITTER INC COM 90184L102 1 500 SH Call SOLE 0 0 500 UNITEDHEALTH GROUP INC COM 91324P102 2956 5886 SH SOLE 0 0 5886 VANECK ETF TRUST SHRT HGH YLD MUN 92189F387 834 33176 SH SOLE 0 0 33176 VANECK ETF TRUST GOLD MINERS ETF 92189F106 926 28925 SH SOLE 0 0 28925 VANECK ETF TRUST HIGH YLD MUNIETF 92189H409 660 10575 SH SOLE 0 0 10575 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 352 4358 SH SOLE 0 0 4358 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 212 2500 SH SOLE 0 0 2500 VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 92203J407 312 5656 SH SOLE 0 0 5656 VANGUARD INDEX FDS GROWTH ETF 922908736 277 862 SH SOLE 0 0 862 VANGUARD INDEX FDS VALUE ETF 922908744 243 1650 SH SOLE 0 0 1650 VANGUARD INDEX FDS SML CP GRW ETF 922908595 200 711 SH SOLE 0 0 711 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 601 5180 SH SOLE 0 0 5180 VANGUARD INDEX FDS TOTAL STK MKT 922908769 207 855 SH SOLE 0 0 855 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 391 896 SH SOLE 0 0 896 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 5484 89485 SH SOLE 0 0 89485 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 3162 63929 SH SOLE 0 0 63929 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 506 6232 SH SOLE 0 0 6232 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 3848 22404 SH SOLE 0 0 22404 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 349 6837 SH SOLE 0 0 6837 VANGUARD WHITEHALL FDS INTL DVD ETF 921946810 343 4016 SH SOLE 0 0 4016 VANGUARD WORLD FD ESG US STK ETF 921910733 200 2275 SH SOLE 0 0 2275 VERIZON COMMUNICATIONS INC COM 92343V104 2412 46411 SH SOLE 0 0 46411 VISA INC COM CL A 92826C839 2143 9889 SH SOLE 0 0 9889 WALMART INC COM 931142103 2254 15577 SH SOLE 0 0 15577 WELLS FARGO CO NEW COM 949746101 1747 36404 SH SOLE 0 0 36404 WHIRLPOOL CORP COM 963320106 729 3105 SH SOLE 0 0 3105 WISDOMTREE TR US QTLY DIV GRT 97717X669 1706 25900 SH SOLE 0 0 25900 XILINX INC COM 983919101 301 1418 SH SOLE 0 0 1418 YUM BRANDS INC COM 988498101 574 4134 SH SOLE 0 0 4134