0001214659-21-008717.txt : 20210817 0001214659-21-008717.hdr.sgml : 20210817 20210816181439 ACCESSION NUMBER: 0001214659-21-008717 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210630 FILED AS OF DATE: 20210817 DATE AS OF CHANGE: 20210816 EFFECTIVENESS DATE: 20210817 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Occidental Asset Management, LLC CENTRAL INDEX KEY: 0001770994 IRS NUMBER: 462763324 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19444 FILM NUMBER: 211180274 BUSINESS ADDRESS: STREET 1: 301 CALIFORNIA DR. #9 CITY: BURLINGAME STATE: CA ZIP: 94010 BUSINESS PHONE: 650-409-3888 MAIL ADDRESS: STREET 1: 301 CALIFORNIA DR. #9 CITY: BURLINGAME STATE: CA ZIP: 94010 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001770994 XXXXXXXX 06-30-2021 06-30-2021 false Occidental Asset Management, LLC

301 CALIFORNIA DR. #9 BURLINGAME CA 94010

13F HOLDINGS REPORT 028-19444 N Nathan Hatton Walsh 650-409-3888 /s/Nathan Hatton Walsh San Francisco CA 08-02-2021 0 202 376195 INFORMATION TABLE 2 infotable.xml 3M CO COM 88579Y101 1675 8435 SH SOLE 0 0 8435 ABBVIE INC COM 00287Y109 394 3500 SH SOLE 0 0 3500 ABERDEEN TOTAL DYNAMIC DIVD COM SH BEN INT 00326L100 144 14162 SH SOLE 0 0 14162 AGILENT TECHNOLOGIES INC COM 00846U101 2017 13648 SH SOLE 0 0 13648 ALPHABET INC CAP STK CL A 02079K305 542 222 SH SOLE 0 0 222 ALPHABET INC CAP STK CL C 02079K107 927 370 SH SOLE 0 0 370 AMAZON COM INC COM 023135106 1562 454 SH SOLE 0 0 454 AMERISOURCEBERGEN CORP COM 03073E105 1721 15029 SH SOLE 0 0 15029 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 223 3100 SH SOLE 0 0 3100 APPLE INC COM 037833100 10674 77935 SH SOLE 0 0 77935 APPLIED MATLS INC COM 038222105 1864 13093 SH SOLE 0 0 13093 AT&T INC COM 00206R102 591 20528 SH SOLE 0 0 20528 AVNET INC COM 053807103 1595 39793 SH SOLE 0 0 39793 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1283 4616 SH SOLE 0 0 4616 BERKSHIRE HATHAWAY INC DEL CL A 084670108 837 2 SH SOLE 0 0 2 BLACKROCK MUNIYLD MICH QLTY COM 09254V105 154 10000 SH SOLE 0 0 10000 BLOCK H & R INC COM 093671105 639 27209 SH SOLE 0 0 27209 BOEING CO COM 097023105 289 1208 SH SOLE 0 0 1208 BRISTOL-MYERS SQUIBB CO COM 110122108 775 11596 SH SOLE 0 0 11596 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 1778 11006 SH SOLE 0 0 11006 BROWN & BROWN INC COM 115236101 281 5279 SH SOLE 0 0 5279 CBOE GLOBAL MKTS INC COM 12503M108 671 5635 SH SOLE 0 0 5635 CELANESE CORP DEL COM 150870103 1934 12756 SH SOLE 0 0 12756 CHECKPOINT THERAPEUTICS INC COM 162828107 78 26400 SH SOLE 0 0 26400 CHEVRON CORP NEW COM 166764100 229 2187 SH SOLE 0 0 2187 CHURCH & DWIGHT INC COM 171340102 1304 15303 SH SOLE 0 0 15303 CISCO SYS INC COM 17275R102 1132 21366 SH SOLE 0 0 21366 CITRIX SYS INC COM 177376100 1295 11040 SH SOLE 0 0 11040 CLEARWAY ENERGY INC CL C 18539C204 1607 60703 SH SOLE 0 0 60703 COCA COLA CO COM 191216100 434 8025 SH SOLE 0 0 8025 COLGATE PALMOLIVE CO COM 194162103 285 3503 SH SOLE 0 0 3503 COMCAST CORP NEW CL A 20030N101 1574 27602 SH SOLE 0 0 27602 CONSTELLATION BRANDS INC CL A 21036P108 1645 7032 SH SOLE 0 0 7032 CUMMINS INC COM 231021106 1891 7758 SH SOLE 0 0 7758 DIAGEO PLC SPON ADR NEW 25243Q205 1039 5422 SH SOLE 0 0 5422 DISNEY WALT CO COM 254687106 309 1756 SH SOLE 0 0 1756 DONNELLEY R R & SONS CO COM 257867200 1 200 SH Call SOLE 0 0 200 EAST WEST BANCORP INC COM 27579R104 951 13265 SH SOLE 0 0 13265 EBAY INC. COM 278642103 2446 34838 SH SOLE 0 0 34838 ELECTRONIC ARTS INC COM 285512109 1027 7142 SH SOLE 0 0 7142 EMERSON ELEC CO COM 291011104 1834 19059 SH SOLE 0 0 19059 EXACT SCIENCES CORP COM 30063P105 503 4045 SH SOLE 0 0 4045 EXXON MOBIL CORP COM 30231G102 546 8650 SH SOLE 0 0 8650 FACEBOOK INC CL A 30303M102 7662 22035 SH SOLE 0 0 22035 FEDEX CORP COM 31428X106 1904 6383 SH SOLE 0 0 6383 FIRST AMERN FINL CORP COM 31847R102 1791 28721 SH SOLE 0 0 28721 FIRST TR EXCH TRADED FD III MANAGD MUN ETF 33739N108 1542 26923 SH SOLE 0 0 26923 FIRST TR EXCH TRD ALPHDX FD EURO ALPHADEX 33737J505 982 21120 SH SOLE 0 0 21120 GALLAGHER ARTHUR J & CO COM 363576109 425 3034 SH SOLE 0 0 3034 GLAUKOS CORP COM 377322102 276 3250 SH SOLE 0 0 3250 GLOBAL X FDS GLOBAL X COPPER 37954Y830 720 19373 SH SOLE 0 0 19373 GLOBAL X FDS TELMDC&DIG ETF 37954Y285 620 32143 SH SOLE 0 0 32143 GLOBAL X FDS US INFR DEV ETF 37954Y673 1834 71208 SH SOLE 0 0 71208 GRANITE CONSTR INC COM 387328107 939 22614 SH SOLE 0 0 22614 HERSHEY CO COM 427866108 1964 11277 SH SOLE 0 0 11277 HOME DEPOT INC COM 437076102 2792 8756 SH SOLE 0 0 8756 HP INC COM 40434L105 1846 61137 SH SOLE 0 0 61137 HUBBELL INC COM 443510607 1604 8584 SH SOLE 0 0 8584 ILLINOIS TOOL WKS INC COM 452308109 911 4077 SH SOLE 0 0 4077 ILLUMINA INC COM 452327109 622 1315 SH SOLE 0 0 1315 INTEL CORP COM 458140100 777 13842 SH SOLE 0 0 13842 INVESCO EXCHANGE TRADED FD T S&P500 EQL FIN 46137V340 938 15701 SH SOLE 0 0 15701 INVESCO EXCHANGE TRADED FD T WILDERHIL CLAN 46137V134 965 10359 SH SOLE 0 0 10359 INVESCO EXCHANGE TRADED FD T S&P500 EQL HLT 46137V332 1072 3657 SH SOLE 0 0 3657 INVESCO EXCHANGE TRADED FD T S&P SPIN OFF 46137V159 645 10000 SH SOLE 0 0 10000 INVESCO EXCHANGE TRADED FD T S&P500 EQL STP 46137V373 466 2891 SH SOLE 0 0 2891 INVESCO QQQ TR UNIT SER 1 46090E103 3355 9466 SH SOLE 0 0 9466 ISHARES INC MSCI EURZONE ETF 464286608 713 14441 SH SOLE 0 0 14441 ISHARES TR SHRT NAT MUN ETF 464288158 614 5694 SH SOLE 0 0 5694 ISHARES TR NATIONAL MUN ETF 464288414 2411 20569 SH SOLE 0 0 20569 ISHARES TR SELECT DIVID ETF 464287168 1096 9395 SH SOLE 0 0 9395 ISHARES TR INTL SEL DIV ETF 464288448 2902 89575 SH SOLE 0 0 89575 ISHARES TR US HLTHCARE ETF 464287762 244 894 SH SOLE 0 0 894 ISHARES TR U.S. TECH ETF 464287721 1678 16880 SH SOLE 0 0 16880 ISHARES TR JPMORGAN USD EMG 464288281 9721 86441 SH SOLE 0 0 86441 ISHARES TR US OIL EQ&SV ETF 464288844 565 36863 SH SOLE 0 0 36863 ISHARES TR SP SMCP600VL ETF 464287879 1974 18721 SH SOLE 0 0 18721 ISHARES TR RUS 2000 GRW ETF 464287648 1341 4303 SH SOLE 0 0 4303 ISHARES TR U.S. FINLS ETF 464287788 500 6166 SH SOLE 0 0 6166 ISHARES TR CORE S&P SCP ETF 464287804 4539 40176 SH SOLE 0 0 40176 ISHARES TR US INDUSTRIALS 464287754 378 3402 SH SOLE 0 0 3402 ISHARES TR GLB CNS DISC ETF 464288745 218 1272 SH SOLE 0 0 1272 ISHARES TR PFD AND INCM SEC 464288687 1134 28827 SH SOLE 0 0 28827 ISHARES TR CORE DIV GRWTH 46434V621 1237 24555 SH SOLE 0 0 24555 ISHARES TR GRWT ALLOCAT ETF 464289867 302 5391 SH SOLE 0 0 5391 ISHARES TR RUS 1000 VAL ETF 464287598 665 4193 SH SOLE 0 0 4193 ISHARES TR IBOXX INV CP ETF 464287242 1759 13091 SH SOLE 0 0 13091 ISHARES TR RUS MDCP VAL ETF 464287473 7290 63405 SH SOLE 0 0 63405 ISHARES TR CORE INTL AGGR 46435G672 4120 74781 SH SOLE 0 0 74781 ISHARES TR CORE US AGGBD ET 464287226 1390 12053 SH SOLE 0 0 12053 ISHARES TR IBOXX HI YD ETF 464288513 8535 96947 SH SOLE 0 0 96947 ISHARES TR CORE S&P MCP ETF 464287507 999 3719 SH SOLE 0 0 3719 ISHARES TR S&P 500 VAL ETF 464287408 10031 67939 SH SOLE 0 0 67939 ISHARES TR RUS MID CAP ETF 464287499 1376 17371 SH SOLE 0 0 17371 ISHARES TR MSCI EMG MKT ETF 464287234 1350 24487 SH SOLE 0 0 24487 ISHARES TR RUS 1000 GRW ETF 464287614 16196 59659 SH SOLE 0 0 59659 ISHARES TR RUSSELL 2000 ETF 464287655 1705 7433 SH SOLE 0 0 7433 ISHARES TR RUS MD CP GR ETF 464287481 8714 76980 SH SOLE 0 0 76980 ISHARES TR 20 YR TR BD ETF 464287432 337 2338 SH SOLE 0 0 2338 ISHARES TR MSCI EAFE ETF 464287465 386 4890 SH SOLE 0 0 4890 ISHARES TR MSCI USA MMENTM 46432F396 327 1885 SH SOLE 0 0 1885 ISHARES TR MODERT ALLOC ETF 464289875 417 9260 SH SOLE 0 0 9260 JOHNSON & JOHNSON COM 478160104 442 2680 SH SOLE 0 0 2680 JPMORGAN CHASE & CO COM 46625H100 1720 11061 SH SOLE 0 0 11061 KNIGHT-SWIFT TRANSN HLDGS IN CL A 499049104 1455 32011 SH SOLE 0 0 32011 LEGGETT & PLATT INC COM 524660107 652 12587 SH SOLE 0 0 12587 LILLY ELI & CO COM 532457108 350 1523 SH SOLE 0 0 1523 LOCKHEED MARTIN CORP COM 539830109 283 747 SH SOLE 0 0 747 LYFT INC CL A COM 55087P104 344 5692 SH SOLE 0 0 5692 MARSH & MCLENNAN COS INC COM 571748102 1682 11955 SH SOLE 0 0 11955 MATINAS BIOPHARMA HLDGS INC COM 576810105 9 12000 SH SOLE 0 0 12000 MCCORMICK & CO INC COM NON VTG 579780206 203 2300 SH SOLE 0 0 2300 MCDONALDS CORP COM 580135101 264 1144 SH SOLE 0 0 1144 MEDTRONIC PLC SHS G5960L103 208 1678 SH SOLE 0 0 1678 MERCK & CO INC COM 58933Y105 898 11552 SH SOLE 0 0 11552 MICROSOFT CORP COM 594918104 6953 25666 SH SOLE 0 0 25666 MORGAN STANLEY COM NEW 617446448 2465 26889 SH SOLE 0 0 26889 MOSAIC CO NEW COM 61945C103 1504 47131 SH SOLE 0 0 47131 NETAPP INC COM 64110D104 2064 25222 SH SOLE 0 0 25222 NEWMONT CORP COM 651639106 1017 16043 SH SOLE 0 0 16043 NIKE INC CL B 654106103 1607 10399 SH SOLE 0 0 10399 NOVARTIS AG SPONSORED ADR 66987V109 318 3485 SH SOLE 0 0 3485 NUVEEN MUN VALUE FD INC COM 670928100 212 18384 SH SOLE 0 0 18384 NVIDIA CORPORATION COM 67066G104 6003 7503 SH SOLE 0 0 7503 ORACLE CORP COM 68389X105 669 8599 SH SOLE 0 0 8599 PERKINELMER INC COM 714046109 1153 7468 SH SOLE 0 0 7468 PFIZER INC COM 717081103 397 10148 SH SOLE 0 0 10148 PHATHOM PHARMACEUTICALS INC COM 71722W107 436 12872 SH SOLE 0 0 12872 PHILIP MORRIS INTL INC COM 718172109 276 2788 SH SOLE 0 0 2788 PIMCO ETF TR ACTIVE BD ETF 72201R775 17477 157508 SH SOLE 0 0 157508 PIMCO ETF TR INTER MUN BD ACT 72201R866 1664 29305 SH SOLE 0 0 29305 POWER INTEGRATIONS INC COM 739276103 945 11518 SH SOLE 0 0 11518 PROCTER AND GAMBLE CO COM 742718109 201 1493 SH SOLE 0 0 1493 PROOFPOINT INC COM 743424103 323 1860 SH SOLE 0 0 1860 PROSHARES TR HGH YLD INT RATE 74348A541 3678 58227 SH SOLE 0 0 58227 PROSHARES TR INVT INT RT HG 74347B607 3987 52092 SH SOLE 0 0 52092 PUBLIC SVC ENTERPRISE GRP IN COM 744573106 1707 28580 SH SOLE 0 0 28580 QUALCOMM INC COM 747525103 2069 14475 SH SOLE 0 0 14475 QUEST DIAGNOSTICS INC COM 74834L100 1945 14738 SH SOLE 0 0 14738 RELIANCE STEEL & ALUMINUM CO COM 759509102 1839 12184 SH SOLE 0 0 12184 ROYAL CARIBBEAN GROUP COM V7780T103 230 2700 SH SOLE 0 0 2700 SALESFORCE COM INC COM 79466L302 503 2058 SH SOLE 0 0 2058 SEALED AIR CORP NEW COM 81211K100 736 12420 SH SOLE 0 0 12420 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 1564 19312 SH SOLE 0 0 19312 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 276 2190 SH SOLE 0 0 2190 SHOPIFY INC CL A 82509L107 212 145 SH SOLE 0 0 145 SLACK TECHNOLOGIES INC COM CL A 83088V102 472 10647 SH SOLE 0 0 10647 SOUTHERN COPPER CORP COM 84265V105 933 14504 SH SOLE 0 0 14504 SPDR GOLD TR GOLD SHS 78463V107 1143 6903 SH SOLE 0 0 6903 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 3027 66517 SH SOLE 0 0 66517 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 3454 93890 SH SOLE 0 0 93890 SPDR S&P 500 ETF TR TR UNIT 78462F103 3506 8190 SH SOLE 0 0 8190 SPDR SER TR BLMBRG BRC CNVRT 78464A359 2620 30203 SH SOLE 0 0 30203 SPDR SER TR PORTFOLIO INTRMD 78464A375 20114 548073 SH SOLE 0 0 548073 SPDR SER TR BLOOMBERG BRCLYS 78468R622 841 7651 SH SOLE 0 0 7651 SPDR SER TR BBG SASB CRPT ES 78468R614 3748 150164 SH SOLE 0 0 150164 SPDR SER TR S&P 600 SMCP GRW 78464A201 631 7110 SH SOLE 0 0 7110 SPDR SER TR S&P 600 SMCP VAL 78464A300 619 7225 SH SOLE 0 0 7225 SPDR SER TR BLOOMBERG SRT TR 78468R408 276 10000 SH SOLE 0 0 10000 SPDR SER TR S&P 400 MDCP VAL 78464A839 1207 17875 SH SOLE 0 0 17875 SPDR SER TR S&P BIOTECH 78464A870 579 4275 SH SOLE 0 0 4275 SPDR SER TR SPDR BLOOMBERG 78468R663 369 4039 SH SOLE 0 0 4039 SPDR SER TR S&P HOMEBUILD 78464A888 551 7524 SH SOLE 0 0 7524 SPDR SER TR PRTFLO S&P500 GW 78464A409 6298 100015 SH SOLE 0 0 100015 SPDR SER TR PORTFOLIO SHORT 78464A474 22115 706543 SH SOLE 0 0 706543 SPDR SER TR NUVEEN BLMBRG SR 78468R739 639 12900 SH SOLE 0 0 12900 SPDR SER TR S&P METALS MNG 78464A755 1039 24133 SH SOLE 0 0 24133 SPDR SER TR PRTFLO S&P500 VL 78464A508 4080 103179 SH SOLE 0 0 103179 SPDR SER TR S&P DIVID ETF 78464A763 1961 16035 SH SOLE 0 0 16035 SPDR SER TR S&P 400 MDCP GRW 78464A821 1274 16431 SH SOLE 0 0 16431 SPROTT PHYSICAL GOLD & SILVE TR UNIT 85208R101 224 12000 SH SOLE 0 0 12000 SPROTT PHYSICAL GOLD TR UNIT 85207H104 351 25000 SH SOLE 0 0 25000 STITCH FIX INC COM CL A 860897107 325 5386 SH SOLE 0 0 5386 STRYKER CORPORATION COM 863667101 216 830 SH SOLE 0 0 830 SYNNEX CORP COM 87162W100 711 5842 SH SOLE 0 0 5842 SYSCO CORP COM 871829107 225 2900 SH SOLE 0 0 2900 TARGET CORP COM 87612E106 2519 10422 SH SOLE 0 0 10422 TELEDYNE TECHNOLOGIES INC COM 879360105 209 500 SH SOLE 0 0 500 TESLA INC COM 88160R101 1407 2070 SH SOLE 0 0 2070 TG THERAPEUTICS INC COM 88322Q108 451 11623 SH SOLE 0 0 11623 TRUIST FINL CORP COM 89832Q109 355 6391 SH SOLE 0 0 6391 UNITEDHEALTH GROUP INC COM 91324P102 2226 5559 SH SOLE 0 0 5559 VANECK VECTORS ETF TR HIGH YLD MUN ETF 92189H409 715 11237 SH SOLE 0 0 11237 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 737 21702 SH SOLE 0 0 21702 VANECK VECTORS ETF TR SHRT HGH YLD MUN 92189F387 910 35745 SH SOLE 0 0 35745 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 319 3888 SH SOLE 0 0 3888 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 527 5180 SH SOLE 0 0 5180 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 4036 63676 SH SOLE 0 0 63676 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 3364 61940 SH SOLE 0 0 61940 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 1062 19200 SH SOLE 0 0 19200 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 492 5944 SH SOLE 0 0 5944 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 2872 18555 SH SOLE 0 0 18555 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 214 4149 SH SOLE 0 0 4149 VANGUARD WHITEHALL FDS INTL DVD ETF 921946810 218 2489 SH SOLE 0 0 2489 VERIZON COMMUNICATIONS INC COM 92343V104 2301 41068 SH SOLE 0 0 41068 VISA INC COM CL A 92826C839 2036 8706 SH SOLE 0 0 8706 WALMART INC COM 931142103 1906 13515 SH SOLE 0 0 13515 WELLS FARGO CO NEW COM 949746101 1501 33146 SH SOLE 0 0 33146 WHIRLPOOL CORP COM 963320106 586 2690 SH SOLE 0 0 2690 WISDOMTREE TR US QTLY DIV GRT 97717X669 1539 25785 SH SOLE 0 0 25785 XILINX INC COM 983919101 205 1418 SH SOLE 0 0 1418 YUM BRANDS INC COM 988498101 484 4204 SH SOLE 0 0 4204