0001214659-20-009266.txt : 20201110 0001214659-20-009266.hdr.sgml : 20201110 20201110080302 ACCESSION NUMBER: 0001214659-20-009266 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201110 DATE AS OF CHANGE: 20201110 EFFECTIVENESS DATE: 20201110 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Occidental Asset Management, LLC CENTRAL INDEX KEY: 0001770994 IRS NUMBER: 462763324 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19444 FILM NUMBER: 201299679 BUSINESS ADDRESS: STREET 1: 301 CALIFORNIA DR. #9 CITY: BURLINGAME STATE: CA ZIP: 94010 BUSINESS PHONE: 650-409-3888 MAIL ADDRESS: STREET 1: 301 CALIFORNIA DR. #9 CITY: BURLINGAME STATE: CA ZIP: 94010 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001770994 XXXXXXXX 09-30-2020 09-30-2020 false Occidental Asset Management, LLC

301 California Dr. #9 Burlingame CA 94010

13F HOLDINGS REPORT 028-19444 N Nathan Hatton Walsh 650-409-3888 /s/Nathan Hatton Walsh San Francisco CA 11-10-2020 0 143 240182 INFORMATION TABLE 2 infotable.xml SPDR SER TR BLMBRG BRC CNVRT 78464A359 1076 15625 SH SOLE 0 0 15625 FIRST TR EXCH TRADED FD III MANAGD MUN ETF 33739N108 1045 18800 SH SOLE 0 0 18800 SPDR SER TR PORTFOLIO INTRMD 78464A375 19242 523449 SH SOLE 0 0 523449 PFIZER INC COM 717081103 304 8273 SH SOLE 0 0 8273 ISHARES TR SHRT NAT MUN ETF 464288158 435 4028 SH SOLE 0 0 4028 NETAPP INC COM 64110D104 979 22320 SH SOLE 0 0 22320 ISHARES TR NATIONAL MUN ETF 464288414 2167 18690 SH SOLE 0 0 18690 PIMCO ETF TR ACTIVE BD ETF 72201R775 14624 130068 SH SOLE 0 0 130068 DISNEY WALT CO COM DISNEY 254687106 203 1638 SH SOLE 0 0 1638 SPDR S&P 500 ETF TR TR UNIT 78462F103 1116 3332 SH SOLE 0 0 3332 ABERDEEN TOTAL DYNAMIC DIVD COM SH BEN INT 00326L100 103 12932 SH SOLE 0 0 12932 ISHARES TR SELECT DIVID ETF 464287168 766 9395 SH SOLE 0 0 9395 PEPSICO INC COM 713448108 296 2137 SH SOLE 0 0 2137 HUBBELL INC COM 443510607 722 5278 SH SOLE 0 0 5278 CHURCH & DWIGHT INC COM 171340102 1471 15701 SH SOLE 0 0 15701 SLACK TECHNOLOGIES INC COM CL A 83088V102 298 11082 SH SOLE 0 0 11082 DIAGEO PLC SPON ADR NEW 25243Q205 767 5574 SH SOLE 0 0 5574 NOVARTIS AG SPONSORED ADR 66987V109 311 3575 SH SOLE 0 0 3575 SPDR SER TR BLOOMBERG BRCLYS 78468R622 318 3053 SH SOLE 0 0 3053 AMAZON COM INC COM 023135106 1278 406 SH SOLE 0 0 406 AT&T INC COM 00206R102 558 19581 SH SOLE 0 0 19581 APPLE INC COM 037833100 7803 67375 SH SOLE 0 0 67375 ISHARES TR INTL SEL DIV ETF 464288448 2373 95188 SH SOLE 0 0 95188 QUALCOMM INC COM 747525103 1673 14217 SH SOLE 0 0 14217 MERCK & CO. INC COM 58933Y105 969 11676 SH SOLE 0 0 11676 ORACLE CORP COM 68389X105 526 8816 SH SOLE 0 0 8816 PUBLIC SVC ENTERPRISE GRP IN COM 744573106 1024 18651 SH SOLE 0 0 18651 FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 1855 32045 SH SOLE 0 0 32045 COLGATE PALMOLIVE CO COM 194162103 253 3282 SH SOLE 0 0 3282 ILLUMINA INC COM 452327109 376 1215 SH SOLE 0 0 1215 CUMMINS INC COM 231021106 1378 6527 SH SOLE 0 0 6527 PROCTER AND GAMBLE CO COM 742718109 230 1658 SH SOLE 0 0 1658 PHILIP MORRIS INTL INC COM 718172109 439 5858 SH SOLE 0 0 5858 PETIQ INC COM CL A 71639T106 593 18000 SH SOLE 0 0 18000 VANECK VECTORS ETF TR HIGH YLD MUN ETF 92189H409 318 5310 SH SOLE 0 0 5310 WALMART INC COM 931142103 1318 9417 SH SOLE 0 0 9417 WILLIAMS COS INC COM 969457100 696 35411 SH SOLE 0 0 35411 INTEL CORP COM 458140100 1196 23096 SH SOLE 0 0 23096 NIKE INC CL B 654106103 815 6495 SH SOLE 0 0 6495 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 14296 289923 SH SOLE 0 0 289923 BROWN & BROWN INC COM 115236101 324 7166 SH SOLE 0 0 7166 ISHARES TR JPMORGAN USD EMG 464288281 5409 48776 SH SOLE 0 0 48776 ISHARES TR US OIL EQ&SV ETF 464288844 299 41404 SH SOLE 0 0 41404 WISDOMTREE TR US QTLY DIV GRT 97717X669 1339 27020 SH SOLE 0 0 27020 BRISTOL-MYERS SQUIBB CO COM 110122108 1480 24555 SH SOLE 0 0 24555 ISHARES TR SP SMCP600VL ETF 464287879 1227 10023 SH SOLE 0 0 10023 SPDR SER TR S&P 600 SMCP GRW 78464A201 319 5406 SH SOLE 0 0 5406 COMCAST CORP NEW CL A 20030N101 975 21081 SH SOLE 0 0 21081 ISHARES TR RUS 2000 GRW ETF 464287648 1390 6273 SH SOLE 0 0 6273 ORMAT TECHNOLOGIES INC COM 686688102 813 13759 SH SOLE 0 0 13759 SPDR SER TR S&P 600 SMCP VAL 78464A300 406 8111 SH SOLE 0 0 8111 ISHARES TR CORE S&P SCP ETF 464287804 1646 23442 SH SOLE 0 0 23442 EBAY INC. COM 278642103 1304 25027 SH SOLE 0 0 25027 FEDEX CORP COM 31428X106 915 3638 SH SOLE 0 0 3638 CISCO SYS INC COM 17275R102 936 23765 SH SOLE 0 0 23765 EXXON MOBIL CORP COM 30231G102 305 8891 SH SOLE 0 0 8891 JPMORGAN CHASE & CO COM 46625H100 866 8993 SH SOLE 0 0 8993 SPDR SER TR BLOOMBERG SRT TR 78468R408 281 10850 SH SOLE 0 0 10850 SYSCO CORP COM 871829107 272 4369 SH SOLE 0 0 4369 EXACT SCIENCES CORP COM 30063P105 291 2850 SH SOLE 0 0 2850 RELIANCE STEEL & ALUMINUM CO COM 759509102 1009 9884 SH SOLE 0 0 9884 CELANESE CORP DEL COM 150870103 1167 10862 SH SOLE 0 0 10862 BLACKROCK ENHANCED EQUITY DI COM 09251A104 73 10032 SH SOLE 0 0 10032 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 290 5742 SH SOLE 0 0 5742 BLACKROCK MUNIYLD MICH QLTY COM 09254V105 140 10000 SH SOLE 0 0 10000 ABBVIE INC COM 00287Y109 1258 14357 SH SOLE 0 0 14357 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1747 8202 SH SOLE 0 0 8202 HERSHEY CO COM 427866108 944 6588 SH SOLE 0 0 6588 ISHARES TR CORE DIV GRWTH 46434V621 1034 25985 SH SOLE 0 0 25985 SPDR SER TR S&P 400 MDCP VAL 78464A839 722 16636 SH SOLE 0 0 16636 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 1231 9327 SH SOLE 0 0 9327 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 407 5160 SH SOLE 0 0 5160 ISHARES TR IBOXX INV CP ETF 464287242 292 2165 SH SOLE 0 0 2165 AVNET INC COM 053807103 833 32248 SH SOLE 0 0 32248 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 689 5355 SH SOLE 0 0 5355 VISA INC COM CL A 92826C839 1042 5209 SH SOLE 0 0 5209 GILEAD SCIENCES INC COM 375558103 1049 16608 SH SOLE 0 0 16608 ISHARES TR GRWT ALLOCAT ETF 464289867 243 5014 SH SOLE 0 0 5014 CONSTELLATION BRANDS INC CL A 21036P108 1067 5632 SH SOLE 0 0 5632 ISHARES TR RUS 1000 VAL ETF 464287598 504 4263 SH SOLE 0 0 4263 QUEST DIAGNOSTICS INC COM 74834L100 1210 10569 SH SOLE 0 0 10569 FACEBOOK INC CL A 30303M102 5964 22773 SH SOLE 0 0 22773 CITRIX SYS INC COM 177376100 868 6303 SH SOLE 0 0 6303 GALLAGHER ARTHUR J & CO COM 363576109 320 3034 SH SOLE 0 0 3034 MARSH & MCLENNAN COS INC COM 571748102 634 5527 SH SOLE 0 0 5527 ISHARES TR RUS MDCP VAL ETF 464287473 3277 40542 SH SOLE 0 0 40542 INVESCO EXCHANGE TRADED FD T S&P SPIN OFF 46137V159 434 10000 SH SOLE 0 0 10000 LILLY ELI & CO COM 532457108 214 1443 SH SOLE 0 0 1443 ISHARES TR CORE INTL AGGR 46435G672 1349 24230 SH SOLE 0 0 24230 ILLINOIS TOOL WKS INC COM 452308109 631 3265 SH SOLE 0 0 3265 BERKSHIRE HATHAWAY INC DEL CL A 084670108 640 2 SH SOLE 0 0 2 SALESFORCE COM INC COM 79466L302 505 2009 SH SOLE 0 0 2009 HOME DEPOT INC COM 437076102 2070 7455 SH SOLE 0 0 7455 ISHARES TR IBOXX HI YD ETF 464288513 4503 53667 SH SOLE 0 0 53667 NVIDIA CORPORATION COM 67066G104 3369 6224 SH SOLE 0 0 6224 VERIZON COMMUNICATIONS INC COM 92343V104 1710 28739 SH SOLE 0 0 28739 SPDR SER TR SPDR BLOOMBERG 78468R663 4983 54452 SH SOLE 0 0 54452 SPROTT PHYSICAL GOLD TR UNIT 85207H104 376 25000 SH SOLE 0 0 25000 LOCKHEED MARTIN CORP COM 539830109 299 779 SH SOLE 0 0 779 COCA COLA CO COM 191216100 386 7825 SH SOLE 0 0 7825 UNITEDHEALTH GROUP INC COM 91324P102 1315 4217 SH SOLE 0 0 4217 YUM BRANDS INC COM 988498101 340 3720 SH SOLE 0 0 3720 3M CO COM 88579Y101 1104 6891 SH SOLE 0 0 6891 TESLA INC COM 88160R101 347 810 SH SOLE 0 0 810 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 683 8244 SH SOLE 0 0 8244 FIRST AMERN FINL CORP COM 31847R102 916 17994 SH SOLE 0 0 17994 ISHARES TR RUS MID CAP ETF 464287499 1004 17495 SH SOLE 0 0 17495 MICROSOFT CORP COM 594918104 4774 22699 SH SOLE 0 0 22699 ISHARES TR RUS 1000 GRW ETF 464287614 8193 37776 SH SOLE 0 0 37776 ISHARES TR RUSSELL 2000 ETF 464287655 590 3941 SH SOLE 0 0 3941 ISHARES TR S&P 500 VAL ETF 464287408 4993 44402 SH SOLE 0 0 44402 VANECK VECTORS ETF TR SHRT HGH YLD MUN 92189F387 630 25829 SH SOLE 0 0 25829 E TRADE FINANCIAL CORP COM NEW 269246401 1076 21494 SH SOLE 0 0 21494 ALPHABET INC CAP STK CL A 02079K305 201 137 SH SOLE 0 0 137 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 2836 77577 SH SOLE 0 0 77577 SPDR SER TR PRTFLO S&P500 GW 78464A409 3458 69003 SH SOLE 0 0 69003 MCCORMICK & CO INC COM NON VTG 579780206 223 1150 SH SOLE 0 0 1150 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 743 7048 SH SOLE 0 0 7048 APPLIED MATLS INC COM 038222105 947 15929 SH SOLE 0 0 15929 SPDR SER TR PORTFOLIO SHORT 78464A474 24791 790268 SH SOLE 0 0 790268 SPROTT PHYSICAL GOLD & SILVE TR UNIT 85208R101 220 12000 SH SOLE 0 0 12000 ISHARES TR RUS MD CP GR ETF 464287481 5559 32158 SH SOLE 0 0 32158 AGILENT TECHNOLOGIES INC COM 00846U101 1263 12510 SH SOLE 0 0 12510 ISHARES TR MSCI EAFE ETF 464287465 238 3743 SH SOLE 0 0 3743 SPDR SER TR NUVEEN BLMBRG SR 78468R739 768 15400 SH SOLE 0 0 15400 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 1702 58170 SH SOLE 0 0 58170 PIMCO ETF TR INTER MUN BD ACT 72201R866 1237 22003 SH SOLE 0 0 22003 ALPHABET INC CAP STK CL C 02079K107 400 272 SH SOLE 0 0 272 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 2447 56581 SH SOLE 0 0 56581 EMERSON ELEC CO COM 291011104 933 14230 SH SOLE 0 0 14230 SPDR SER TR S&P DIVID ETF 78464A763 1736 18785 SH SOLE 0 0 18785 SPDR SER TR PRTFLO S&P500 VL 78464A508 2316 76694 SH SOLE 0 0 76694 HP INC COM 40434L105 973 51223 SH SOLE 0 0 51223 SPDR SER TR S&P 400 MDCP GRW 78464A821 628 10946 SH SOLE 0 0 10946 ISHARES TR MODERT ALLOC ETF 464289875 392 9539 SH SOLE 0 0 9539 LUMEN TECHNOLOGIES INC COM 156700106 131 13026 SH SOLE 0 0 13026 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 1093 20085 SH SOLE 0 0 20085 KELLOGG CO COM 487836108 882 13662 SH SOLE 0 0 13662 3M CO COM 88579Y101 0 100 SH Put SOLE 0 0 100 PROOFPOINT INC COM 743424103 211 2000 SH SOLE 0 0 2000 ZENDESK INC COM 98936J101 1051 10207 SH SOLE 0 0 10207 JOHNSON & JOHNSON COM 478160104 0 200 SH Put SOLE 0 0 200 JOHNSON & JOHNSON COM 478160104 348 2339 SH SOLE 0 0 2339