0000899243-19-023772.txt : 20190918 0000899243-19-023772.hdr.sgml : 20190918 20190918060523 ACCESSION NUMBER: 0000899243-19-023772 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190911 FILED AS OF DATE: 20190918 DATE AS OF CHANGE: 20190918 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Paladin Capital Management, LLC CENTRAL INDEX KEY: 0001788497 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39035 FILM NUMBER: 191098294 BUSINESS ADDRESS: STREET 1: 2020 K STREET, NW STREET 2: SUITE 620 CITY: WASHINGTON STATE: DC ZIP: 20006 BUSINESS PHONE: 202-293-5590 MAIL ADDRESS: STREET 1: 2020 K STREET, NW STREET 2: SUITE 620 CITY: WASHINGTON STATE: DC ZIP: 20006 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Paladin Holdings III, L.P. CENTRAL INDEX KEY: 0001788495 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39035 FILM NUMBER: 191098295 BUSINESS ADDRESS: STREET 1: 2020 K STREET, NW STREET 2: SUITE 620 CITY: WASHINGTON STATE: DC ZIP: 20006 BUSINESS PHONE: 202-293-5590 MAIL ADDRESS: STREET 1: 2020 K STREET, NW STREET 2: SUITE 620 CITY: WASHINGTON STATE: DC ZIP: 20006 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Paladin Holdings III (Cayman Islands), L.P. CENTRAL INDEX KEY: 0001788494 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39035 FILM NUMBER: 191098296 BUSINESS ADDRESS: STREET 1: C/O M&C CORPORATE SERVICES LIMITED STREET 2: P.O. BOX 309 CITY: GEORGE TOWN, GRAND CAYMAN STATE: E9 ZIP: 00000 BUSINESS PHONE: 202-293-5590 MAIL ADDRESS: STREET 1: 2020 K STREET, NW STREET 2: SUITE 620 CITY: WASHINGTON STATE: DC ZIP: 20006 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Paladin Cyber Holdings, L.P. CENTRAL INDEX KEY: 0001788496 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39035 FILM NUMBER: 191098297 BUSINESS ADDRESS: STREET 1: 2020 K STREET, NW STREET 2: SUITE 620 CITY: WASHINGTON STATE: DC ZIP: 20006 BUSINESS PHONE: 202-293-5590 MAIL ADDRESS: STREET 1: 2020 K STREET, NW STREET 2: SUITE 620 CITY: WASHINGTON STATE: DC ZIP: 20006 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Paladin Capital Group III, LLC CENTRAL INDEX KEY: 0001788499 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39035 FILM NUMBER: 191098298 BUSINESS ADDRESS: STREET 1: 2020 K STREET, NW STREET 2: SUITE 620 CITY: WASHINGTON STATE: DC ZIP: 20006 BUSINESS PHONE: 202-293-5590 MAIL ADDRESS: STREET 1: 2020 K STREET, NW STREET 2: SUITE 620 CITY: WASHINGTON STATE: DC ZIP: 20006 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Paladin Homeland Security Corp III, Ltd. CENTRAL INDEX KEY: 0001788523 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39035 FILM NUMBER: 191098299 BUSINESS ADDRESS: STREET 1: C/O M&C CORPORATE SERVICES LIMITED STREET 2: P.O. BOX 309 CITY: GEORGE TOWN, GRAND CAYMAN STATE: E9 ZIP: 00000 BUSINESS PHONE: 202-293-5590 MAIL ADDRESS: STREET 1: 2020 K STREET, NW STREET 2: SUITE 620 CITY: WASHINGTON STATE: DC ZIP: 20006 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Paladin Capital Cyber Group, LLC CENTRAL INDEX KEY: 0001788486 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39035 FILM NUMBER: 191098300 BUSINESS ADDRESS: STREET 1: 2020 K STREET, NW STREET 2: SUITE 620 CITY: WASHINGTON STATE: DC ZIP: 20006 BUSINESS PHONE: 202-293-5590 MAIL ADDRESS: STREET 1: 2020 K STREET, NW STREET 2: SUITE 620 CITY: WASHINGTON STATE: DC ZIP: 20006 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Steed Michael Robert CENTRAL INDEX KEY: 0001788487 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39035 FILM NUMBER: 191098301 MAIL ADDRESS: STREET 1: 2020 K STREET, NW STREET 2: SUITE 620 CITY: WASHINGTON STATE: DC ZIP: 20006 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: 10x Genomics, Inc. CENTRAL INDEX KEY: 0001770787 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY ANALYTICAL INSTRUMENTS [3826] IRS NUMBER: 455614458 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6230 STONERIDGE MALL ROAD CITY: PLEASANTON STATE: CA ZIP: 94588 BUSINESS PHONE: (925) 401-7300 MAIL ADDRESS: STREET 1: 6230 STONERIDGE MALL ROAD CITY: PLEASANTON STATE: CA ZIP: 94588 FORMER COMPANY: FORMER CONFORMED NAME: 10X Genomics, Inc. DATE OF NAME CHANGE: 20190315 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2019-09-11 0 0001770787 10x Genomics, Inc. TXG 0001788497 Paladin Capital Management, LLC 2020 K STREET, NW SUITE 620 WASHINGTON DC 20006 0 0 1 0 0001788495 Paladin Holdings III, L.P. 2020 K STREET, NW SUITE 620 WASHINGTON DC 20006 0 0 1 0 0001788494 Paladin Holdings III (Cayman Islands), L.P. 2020 K STREET, NW SUITE 620 WASHINGTON DC 20006 0 0 1 0 0001788496 Paladin Cyber Holdings, L.P. 2020 K STREET, NW SUITE 620 WASHINGTON DC 20006 0 0 1 0 0001788499 Paladin Capital Group III, LLC 2020 K STREET, NW SUITE 620 WASHINGTON DC 20006 0 0 1 0 0001788523 Paladin Homeland Security Corp III, Ltd. 2020 K STREET, NW SUITE 620 WASHINGTON DC 20006 0 0 1 0 0001788486 Paladin Capital Cyber Group, LLC 2020 K STREET, NW SUITE 620 WASHINGTON DC 20006 0 0 1 0 0001788487 Steed Michael Robert 2020 K STREET, NW SUITE 620 WASHINGTON DC 20006 0 0 1 0 Series A-1 Convertible Preferred Stock Class B Common Stock 790487 I See Footnote Series A-2 Convertible Preferred Stock Class B Common Stock 3749767 I See Footnote Series B Convertible Preferred Stock Class B Common Stock 2476963 I See Footnote Series C Convertible Preferred Stock Class B Common Stock 1004868 I See Footnote Series D Convertible Preferred Stock Class B Common Stock 653082 I See Footnote The Series A-1 Convertible Preferred Stock, Series A-2 Convertible Preferred Stock, Series B Convertible Preferred Stock, Series C Convertible Preferred Stock and Series D Convertible Preferred Stock (collectively, the "Convertible Preferred Stock") automatically convert into Class B Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock. There is no expiration date for the Convertible Preferred Stock. The Class B Common Stock is convertible at any time at the option of the holder into Class A Common Stock on a 1:1 basis and has no expiration date. Additionally, all outstanding shares of Class B Common Stock will convert automatically into Class A Common Stock upon any transfer, whether or not for value (subject to certain exceptions), and upon the occurrence of certain other events set forth in the issuer's Amended and Restated Certificate of Incorporation. Series A-1: Represents (a) 247,058 shares held by Paladin III, LP, (b) 208,515 shares held by Paladin III (NY City), LP, (c) 143,207 shares held by Paladin III (Cayman Islands), LP, (d) 71,129 shares held by Paladin III (HR), LP, (e) 71,129 shares held by Paladin III (CA), LP, and (f) 49,449 shares held by Paladin III Co-Investment, LLC. Series A-2: Represents (a) 1,021,972 shares held by Paladin III, LP, (b) 862,538 shares held by Paladin III (NY City), LP, (c) 592,391 shares held by Paladin III (Cayman Islands), LP, (d) 294,233 shares held by Paladin III (HR), LP, (e) 294,233 shares held by Paladin III (CA), LP, and (f) 684,400 shares held by Paladin III Co-Investment, LLC. Series B: Represents (a) 576,046 shares held by Paladin III, LP, (b) 486,180 shares held by Paladin III (NY City), LP, (c) 333,908 shares held by Paladin III (Cayman Islands), LP, (d) 165,848 shares held by Paladin III (HR), LP, (e) 165,848 shares held by Paladin III (CA), LP, and (f) 749,133 shares held by Paladin III Co-Investment, LLC. Series C: Represents (a) 284,980 shares held by Paladin III, LP, (b) 240,521 shares held by Paladin III (NY City), LP, (c) 165,190 shares held by Paladin III (Cayman Islands), LP, (d) 82,047 shares held by Paladin III (HR), LP, (e) 82,047 shares held by Paladin III (CA), LP, and (f) 150,083 shares held by Paladin III Co-Investment, LLC. Series D: Represents (a) 46,353 shares held by Paladin III, LP, (b) 39,121 shares held by Paladin III (NY City), LP, (c) 26,868 shares held by Paladin III (Cayman Islands), LP, (d) 13,345 shares held by Paladin III (HR), LP, (e) 13,345 shares held by Paladin III (CA), LP, (f) 14,277 shares held by Paladin III Co-Investment, LLC and (g) 499,773 shares held by Paladin International, LLC. Paladin III (Cayman Islands), LP is hereinafter referred to as the "Cayman Fund". Paladin III, LP, Paladin III (NY City), LP, Paladin III (HR), LP and Paladin III (CA), LP are hereinafter referred to as the "US Funds" and collectively with the Cayman Fund, Paladin III Co-Investment, LLC and Paladin International, LLC, the "Paladin Shareholders". The reported securities are held directly by the Paladin Shareholders. Paladin Capital Management, LLC ("Paladin Adviser") is the discretionary investment adviser to the US Funds and the Cayman Fund. Paladin Holdings III, L.P. ("Paladin GP") is the general partner of the US Funds and the managing member of Paladin III Co-Investment, LLC. Paladin Holdings III (Cayman Islands), L.P. ("Paladin Cayman GP") is the general partner of the Cayman Fund. Paladin Cyber Holdings, L.P. ("Paladin Cyber") is the managing member of Paladin International, LLC. Paladin Capital Group III, LLC ("Capital III") is the general partner of Paladin GP, Paladin Homeland Security Corporation III, Ltd. ("Paladin III") is the general partner of Paladin Cayman GP, and Paladin Capital Cyber Group, LLC ("Cyber III") is the general partner of Paladin Cyber. Capital III, Paladin III and Cyber III are ultimately controlled by Michael Steed, who is also the Managing Partner of Paladin Advisors. (Continued from Footnote 8) Each of Paladin Adviser, Paladin GP, Paladin Cayman GP, Paladin Cyber, Capital III, Paladin III, Cyber III, and Mr. Steed (collectively, the "Paladin Managers") may be deemed to have voting and dispositive power over the reported securities held of record by one or more of the Paladin Shareholders. Each of the Paladin Managers disclaims beneficial ownership of the reported securities for purposes of Section 16 of the Exchange Act, except the extent of their respective pecuniary interest in the reported securities. /s/ Michael Steed, Authorized Person for each Reporting Person 2019-09-17 /s/ Michael Steed 2019-09-17