0001104659-21-075623.txt : 20210602
0001104659-21-075623.hdr.sgml : 20210602
20210602133916
ACCESSION NUMBER: 0001104659-21-075623
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210315
FILED AS OF DATE: 20210602
DATE AS OF CHANGE: 20210602
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Spindler Garold
CENTRAL INDEX KEY: 0001778519
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-56044
FILM NUMBER: 21988576
MAIL ADDRESS:
STREET 1: 100 BILL BAKER WAY
CITY: BECKLEY
STATE: WV
ZIP: 25801
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Coronado Global Resources Inc.
CENTRAL INDEX KEY: 0001770561
STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE MINING [1220]
IRS NUMBER: 831780608
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 100 BILL BAKER WAY
CITY: BECKLEY
STATE: WV
ZIP: 25801
BUSINESS PHONE: (681) 207-7263
MAIL ADDRESS:
STREET 1: 100 BILL BAKER WAY
CITY: BECKLEY
STATE: WV
ZIP: 25801
4
1
tm2118230-4_4seq1.xml
OWNERSHIP DOCUMENT
X0306
4
2021-03-15
0
0001770561
Coronado Global Resources Inc.
ASX:CRN
0001778519
Spindler Garold
C/O CORONADO GLOBAL RESOURCES INC.
100 BILL BAKER WAY
BECKLEY
WV
25801
1
1
0
0
Managing Director & CEO
Common Stock
2021-03-15
4
M
0
38025.8
0
A
218025.8
D
Common Stock
2021-03-15
4
D
0
38025.8
13.89
D
180000
D
Restricted Stock Units
0
2021-03-15
4
M
0
380258
0
D
Common Stock
38025.8
0
D
Reflects cash settlement of Restricted Stock Units ("RSUs").
Reflects 380,258 RSUs. Each RSU represents a right to receive one CHESS Depositary Interest ("CDI") or, at the election of the Compensation and Nominating Committee of the Issuer's Board of Directors, an equivalent value of cash or shares of common stock of the Issuer (or a combination thereof). CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited, a subsidiary of ASX Limited, the company that operates the ASX. The CDIs are convertible into shares of common stock of the Issuer on a 10-for-1 basis.
The settlement was executed in cash based on the 30-day volume weighted open price of the CDIs to January 1, 2020, trading on the ASX, and as such the price has been converted to a U.S. Dollar equivalent, adjusting for the conversion ratio of 1 share of common stock per 10 CDIs.
The RSUs vested after the release of the audited full-year financial results of Coronado Global Resources Inc. (the "Issuer") for the fiscal year ended December 31, 2020. These RSUs were granted in lieu of a percentage of the reporting person's 2019 cash bonus pursuant to the Coronado Global Resources Inc. 2019 Short Term Incentive Plan.
/s/ Richard Rose, as Attorney-in-Fact
2021-06-02