0001104659-21-075623.txt : 20210602 0001104659-21-075623.hdr.sgml : 20210602 20210602133916 ACCESSION NUMBER: 0001104659-21-075623 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210315 FILED AS OF DATE: 20210602 DATE AS OF CHANGE: 20210602 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Spindler Garold CENTRAL INDEX KEY: 0001778519 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-56044 FILM NUMBER: 21988576 MAIL ADDRESS: STREET 1: 100 BILL BAKER WAY CITY: BECKLEY STATE: WV ZIP: 25801 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Coronado Global Resources Inc. CENTRAL INDEX KEY: 0001770561 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE MINING [1220] IRS NUMBER: 831780608 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 BILL BAKER WAY CITY: BECKLEY STATE: WV ZIP: 25801 BUSINESS PHONE: (681) 207-7263 MAIL ADDRESS: STREET 1: 100 BILL BAKER WAY CITY: BECKLEY STATE: WV ZIP: 25801 4 1 tm2118230-4_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2021-03-15 0 0001770561 Coronado Global Resources Inc. ASX:CRN 0001778519 Spindler Garold C/O CORONADO GLOBAL RESOURCES INC. 100 BILL BAKER WAY BECKLEY WV 25801 1 1 0 0 Managing Director & CEO Common Stock 2021-03-15 4 M 0 38025.8 0 A 218025.8 D Common Stock 2021-03-15 4 D 0 38025.8 13.89 D 180000 D Restricted Stock Units 0 2021-03-15 4 M 0 380258 0 D Common Stock 38025.8 0 D Reflects cash settlement of Restricted Stock Units ("RSUs"). Reflects 380,258 RSUs. Each RSU represents a right to receive one CHESS Depositary Interest ("CDI") or, at the election of the Compensation and Nominating Committee of the Issuer's Board of Directors, an equivalent value of cash or shares of common stock of the Issuer (or a combination thereof). CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited, a subsidiary of ASX Limited, the company that operates the ASX. The CDIs are convertible into shares of common stock of the Issuer on a 10-for-1 basis. The settlement was executed in cash based on the 30-day volume weighted open price of the CDIs to January 1, 2020, trading on the ASX, and as such the price has been converted to a U.S. Dollar equivalent, adjusting for the conversion ratio of 1 share of common stock per 10 CDIs. The RSUs vested after the release of the audited full-year financial results of Coronado Global Resources Inc. (the "Issuer") for the fiscal year ended December 31, 2020. These RSUs were granted in lieu of a percentage of the reporting person's 2019 cash bonus pursuant to the Coronado Global Resources Inc. 2019 Short Term Incentive Plan. /s/ Richard Rose, as Attorney-in-Fact 2021-06-02