UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): February 27, 2020
Coronado Global Resources Inc.
(Exact name of registrant as specified in its charter)
Delaware | 000-56044 | 83-1780608 |
(State or other jurisdiction of incorporation) |
(Commission File Number) | (IRS Employer Identification No.) |
100 Bill Baker Way
Beckley, West Virginia 25801
(Address of principal executive offices, including zip code)
Registrant's telephone number, including area code: (681) 207-7263
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each class | Trading Symbol(s) | Name of each exchange on which registered |
None | None | None |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company o
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. o
Item 7.01 Regulation FD Disclosure.
On February 27, 2020 (February 28, 2020 in Australia), Coronado Global Resources Inc. (“Coronado”) issued a press release announcing the removal of the Foreign Ownership Restriction United States person tag from Coronado’s Chess Depositary Interests. A copy of the press release is attached as Exhibit 99.1 to this Current Report on Form 8-K.
The information contained in this Current Report on Form 8-K, including the exhibit attached hereto, is being furnished and shall not be deemed to be filed for the purposes of Section 18 of the Securities Exchange Act of 1934 (the “Exchange Act”), or incorporated by reference into any filing under the Securities Act of 1933 or the Exchange Act, unless such subsequent filing specifically references this Current Report on Form 8-K.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits.
The following exhibit is filed with this Current Report on Form 8-K:
Exhibit No. | Description | |
99.1 | Press Release Regarding Removal of Restriction on Chess Depositary Interests |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Coronado Global Resources Inc. | ||
By: | /s/ Richard Rose | |
Name: | Richard Rose | |
Title: | Vice President, Chief Legal Officer and Secretary | |
Date: | February 28, 2020 |
Exhibit 99.1
ASX Announcement
28 February 2020
Removal of U.S. Restriction on Chess Depositary Interests (CDIs)
Coronado Global Resources Inc. (Coronado or the Company) (ASX: CRN) advises that, following an application from the Company, ASX Settlement will remove the Foreign Ownership Restriction (FOR) United States (U.S.) person tag from the Company’s CDIs with effect from 6 March 2020.
The FOR U.S. designation on the Company’s CDIs was put in place at the time of the Company's IPO, to prevent any CDIs from being sold on ASX to persons that are in the U.S. or to, or for the account or benefit of, US Persons, in each case that are not QIBs (each as defined under United States Securities Act of 1933, as amended (US Securities Act)), in order to comply with the exemption from registration under Regulation S and, where applicable, Rule 144A for offers which are made outside of the U.S. by U.S. companies. The removal of the FOR U.S. designation means that the Company’s CDIs are no longer subject to the sale or transfer restrictions mentioned above.
- Ends -
For further information, please contact:
Ayten Saridas
Group Chief Financial Officer
Coronado Global Resources Inc.
+61 (07) 3031 7737
NOT FOR DISTRIBUTION OR RELEASE IN THE UNITED STATES
Coronado Global Resources Inc. | Level 31, Central Plaza One, 345 Queen Street |
ARBN: 628 199 468 | Brisbane QLD 4000 |
T: +61 7 3031 7777 | F: +61 7 3229 7402 | |
www.coronadoglobal.com.au |