SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Thrasher Ernie

(Last) (First) (Middle)
C/O CORONADO GLOBAL RESOURCES INC.
100 BILL BAKER WAY

(Street)
BECKLEY WV 25801

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
06/28/2019
3. Issuer Name and Ticker or Trading Symbol
Coronado Global Resources Inc. [ ASX:CRN ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) (1) Common Stock 5,468.7(2) (2) D
Explanation of Responses:
1. As of the date of this report, an amount of restricted stock units representing a right to receive the equivalent of 3,281.22 shares of common stock of Coronado Global Resources Inc. (the "Issuer") in CHESS Depositary Interests ("CDIs"), shares of common stock of the Issuer or the cash value thereof (or a combination thereof) have vested. The remaining restricted stock units (representing a right to receive the equivalent of 2,187.48 shares of common stock of the Issuer in CDIs, shares of common stock of the Issuer or the cash value thereof (or a combination thereof) will vest in two equal installments on September 30, 2019 and December 30, 2019. Settlement of vested restricted stock units will occur no later than 30 days after the earliest of: (i) five years from the relevant vesting date; (ii) Mr. Thrasher ceasing to be a non-employee director of the Issuer; and (iii) a change in control.
2. Reflects 54,687 restricted stock units. Each restricted stock unit represents a right to receive one CDI or, at the election of the Compensation and Nominating Committee of the Issuer's Board of Directors, an equivalent value of cash or shares of common stock of the Issuer (or a combination thereof). CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited, a subsidiary of ASX Limited, the company that operates the ASX. The CDIs are convertible into shares of common stock of the Issuer on a 10-for-1 basis.
Remarks:
Exhibit List: Exhibit 24.1 - Power of Attorney
/s/ Richard Rose, as Attorney-in-Fact 06/28/2019
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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