Chief Operating Officer

0001085146-20-002595.txt : 20201021 0001085146-20-002595.hdr.sgml : 20201021 20201021171012 ACCESSION NUMBER: 0001085146-20-002595 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201021 DATE AS OF CHANGE: 20201021 EFFECTIVENESS DATE: 20201021 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GREAT VALLEY ADVISOR GROUP, INC. CENTRAL INDEX KEY: 0001769897 IRS NUMBER: 510295792 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19465 FILM NUMBER: 201251071 BUSINESS ADDRESS: STREET 1: 1200 PENNSYLVANIA AVE STREET 2: SUITE 202 CITY: WILMINGTON STATE: DE ZIP: 19806 BUSINESS PHONE: 3024837200 MAIL ADDRESS: STREET 1: 1200 PENNSYLVANIA AVE STREET 2: SUITE 202 CITY: WILMINGTON STATE: DE ZIP: 19806 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001769897 XXXXXXXX 09-30-2020 09-30-2020 false GREAT VALLEY ADVISOR GROUP, INC.

1200 PENNSYLVANIA AVE SUITE 202 WILMINGTON DE 19806

13F HOLDINGS REPORT 028-19465 N James Spinelli Chief Operating Officer 610-296-7630 /s/ James Spinelli Paoli PA 10-20-2020 0 434 814745 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE 3M CO COM 88579Y101 2914 18190 SH SOLE 0 0 18190 ABBOTT LABS COM 002824100 2015 18518 SH SOLE 0 0 18518 ABBVIE INC COM 00287Y109 1992 22720 SH SOLE 0 0 22720 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 396 1759 SH SOLE 0 0 1759 ADOBE SYSTEMS INCORPORATED COM 00724F101 1426 2911 SH SOLE 0 0 2911 ADVANCED MICRO DEVICES INC COM 007903107 534 6512 SH SOLE 0 0 6512 AIR PRODS & CHEMS INC COM 009158106 1685 5655 SH SOLE 0 0 5655 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 1481 5033 SH SOLE 0 0 5033 ALLETE INC COM NEW 018522300 205 3964 SH SOLE 0 0 3964 ALLSTATE CORP COM 020002101 288 3069 SH SOLE 0 0 3069 ALPHABET INC CAP STK CL C 02079K107 1034 705 SH SOLE 0 0 705 ALPHABET INC CAP STK CL A 02079K305 6117 4173 SH SOLE 2 0 4171 ALPS ETF TR EQUAL SEC ETF 00162Q205 1835 23791 SH SOLE 0 0 23791 ALTRIA 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INC COM 58933Y105 4476 53989 SH SOLE 0 0 53989 MGE ENERGY INC COM 55277P104 650 10370 SH SOLE 0 0 10370 MICROSOFT CORP COM 594918104 15659 74450 SH SOLE 0 0 74450 MODERNA INC COM 60770K107 651 9210 SH SOLE 0 0 9210 MONDELEZ INTL INC CL A 609207105 1484 25833 SH SOLE 0 0 25833 MONSTER BEVERAGE CORP NEW COM 61174X109 217 2705 SH SOLE 0 0 2705 MORGAN STANLEY COM NEW 617446448 260 5389 SH SOLE 0 0 5389 MORNINGSTAR INC COM 617700109 586 3652 SH SOLE 0 0 3652 NETFLIX INC COM 64110L106 2771 5540 SH SOLE 0 0 5540 NEXTERA ENERGY INC COM 65339F101 1563 5635 SH SOLE 0 0 5635 NIKE INC CL B 654106103 1080 8598 SH SOLE 0 0 8598 NORTHROP GRUMMAN CORP COM 666807102 541 1714 SH SOLE 0 0 1714 NOVAGOLD RES INC COM NEW 66987E206 319 26799 SH SOLE 0 0 26799 NOVAVAX INC COM NEW 670002401 394 3643 SH SOLE 0 0 3643 NUTRIEN LTD COM 67077M108 444 11323 SH SOLE 0 0 11323 NUVEEN NEW JERSEY QULT MUN F COM 67069Y102 146 10784 SH SOLE 0 0 10784 NUVEEN PENNSYLVANIA QLT MUN COM 670972108 728 54153 SH SOLE 0 0 54153 NUVEEN TAXABLE MUNICPAL INM COM 67074C103 1677 74848 SH SOLE 0 0 74848 NVIDIA CORPORATION COM 67066G104 4463 8247 SH SOLE 0 0 8247 OLD DOMINION FREIGHT LINE IN COM 679580100 701 3877 SH SOLE 0 0 3877 ORACLE CORP COM 68389X105 334 5594 SH SOLE 0 0 5594 PACIRA BIOSCIENCES NOTE 2.375% 4/0 695127AD2 14 12000 PRN SOLE 0 0 12000 PAN AMERN SILVER CORP COM 697900108 1302 40503 SH SOLE 0 0 40503 PARKER-HANNIFIN CORP COM 701094104 251 1245 SH SOLE 0 0 1245 PAYPAL HLDGS INC COM 70450Y103 1261 6405 SH SOLE 0 0 6405 PEPSICO INC COM 713448108 4889 35276 SH SOLE 0 0 35276 PFIZER INC COM 717081103 2623 71437 SH SOLE 0 0 71437 PHILIP MORRIS INTL INC COM 718172109 531 7091 SH SOLE 0 0 7091 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 1190 11671 SH SOLE 0 0 11671 PIONEER NAT RES CO COM 723787107 898 10444 SH SOLE 0 0 10444 PNC FINL SVCS GROUP INC COM 693475105 857 7789 SH SOLE 0 0 7789 PPG INDS INC COM 693506107 1281 10491 SH SOLE 0 0 10491 PPL CORP COM 69351T106 587 21579 SH SOLE 0 0 21579 PRICE T ROWE GROUP INC COM 74144T108 295 2289 SH SOLE 0 0 2289 PRINCIPAL REAL ESTATE INCOME SHS BEN INT 74255X104 171 16000 SH SOLE 0 0 16000 PROCTER AND GAMBLE CO COM 742718109 3432 24676 SH SOLE 0 0 24676 PROLOGIS INC. COM 74340W103 504 5012 SH SOLE 0 0 5012 PROSHARES TR S&P 500 DV ARIST 74348A467 692 9582 SH SOLE 0 0 9582 PROSHARES TR SHORT S&P 500 NE 74347B425 236 11600 SH SOLE 0 0 11600 PROSHARES TR RUSS 2000 DIVD 74347B698 504 10690 SH SOLE 0 0 10690 PROSHARES TR S&P MDCP 400 DIV 74347B680 539 10165 SH SOLE 0 0 10165 PROSPECT CAP CORP NOTE 4.950% 7/1 74348TAR3 100 100000 PRN SOLE 0 0 100000 PRUDENTIAL FINL INC COM 744320102 234 3668 SH SOLE 0 0 3668 PUBLIC SVC ENTERPRISE GRP IN COM 744573106 529 9623 SH SOLE 0 0 9623 QUALCOMM INC COM 747525103 1470 12494 SH SOLE 0 0 12494 RAYTHEON TECHNOLOGIES CORP COM 75513E101 1407 24456 SH SOLE 0 0 24456 REDWOOD TR INC NOTE 4.750% 8/1 758075AC9 9 10000 PRN SOLE 0 0 10000 REGENERON PHARMACEUTICALS COM 75886F107 233 417 SH SOLE 0 0 417 RINGCENTRAL INC CL A 76680R206 1198 4366 SH SOLE 0 0 4366 ROKU INC COM CL A 77543R102 1152 6100 SH SOLE 0 0 6100 ROYCE VALUE TR INC COM 780910105 145 11507 SH SOLE 0 0 11507 SALESFORCE COM INC COM 79466L302 3821 15203 SH SOLE 0 0 15203 SAP SE SPON ADR 803054204 313 2010 SH SOLE 0 0 2010 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 441 7958 SH SOLE 0 0 7958 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 580 5011 SH SOLE 0 0 5011 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 588 10594 SH SOLE 0 0 10594 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 260 3225 SH SOLE 0 0 3225 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 3354 42073 SH SOLE 0 0 42073 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 1398 52220 SH SOLE 0 0 52220 SCHWAB STRATEGIC TR INTRM TRM TRES 808524854 404 6914 SH SOLE 0 0 6914 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 400 7143 SH SOLE 0 0 7143 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 1980 38462 SH SOLE 0 0 38462 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 1552 64490 SH SOLE 0 0 64490 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 4916 42123 SH SOLE 0 0 42123 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 4095 38820 SH SOLE 0 0 38820 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 1541 20012 SH SOLE 0 0 20012 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 2539 39898 SH SOLE 0 0 39898 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 203 5738 SH SOLE 0 0 5738 SELECT SECTOR SPDR TR ENERGY 81369Y506 255 8531 SH SOLE 0 0 8531 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 1969 33150 SH SOLE 0 0 33150 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 2762 43091 SH SOLE 0 0 43091 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 2614 17784 SH SOLE 0 0 17784 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 734 12363 SH SOLE 0 0 12363 SERVICENOW INC COM 81762P102 795 1650 SH SOLE 0 0 1650 SHELL MIDSTREAM PARTNERS L P UNIT LTD INT 822634101 1237 130749 SH SOLE 0 0 130749 SHERWIN WILLIAMS CO COM 824348106 210 300 SH SOLE 0 0 300 SHOPIFY INC CL A 82509L107 1030 1007 SH SOLE 0 0 1007 SIMON PPTY GROUP INC NEW COM 828806109 1256 19411 SH SOLE 0 0 19411 SKYWORKS SOLUTIONS INC COM 83088M102 479 3285 SH SOLE 0 0 3285 SMARTSHEET INC COM CL A 83200N103 262 5282 SH SOLE 0 0 5282 SOUTHERN CO COM 842587107 483 8893 SH SOLE 0 0 8893 SOUTHWEST AIRLS CO COM 844741108 355 9471 SH SOLE 0 0 9471 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 1448 5218 SH SOLE 0 0 5218 SPDR GOLD TR GOLD SHS 78463V107 4527 25555 SH SOLE 0 0 25555 SPDR GOLD TR GOLD SHS 78463V107 5 300 SH Call SOLE 0 0 300 SPDR GOLD TR GOLD SHS 78463V107 27 1500 SH Put SOLE 0 0 1500 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 435 11895 SH SOLE 0 0 11895 SPDR INDEX SHS FDS PORTFLI MSCI GBL 78463X475 971 22450 SH SOLE 0 0 22450 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 593 20276 SH SOLE 0 0 20276 SPDR S&P 500 ETF TR TR UNIT 78462F103 4495 13423 SH SOLE 0 0 13423 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 224 661 SH SOLE 0 0 661 SPDR SER TR BLOOMBERG BRCLYS 78468R622 212 2033 SH SOLE 0 0 2033 SPDR SER TR PORTFOLIO AGRGTE 78464A649 806 26186 SH SOLE 0 0 26186 SPDR SER TR NYSE TECH ETF 78464A102 303 2551 SH SOLE 0 0 2551 SPDR SER TR PORTFOLIO S&P500 78464A854 19025 483484 SH SOLE 1136 0 482348 SPDR SER TR PRTFLO S&P500 VL 78464A508 2040 67551 SH SOLE 0 0 67551 SPDR SER TR PORTFOLIO S&P600 78468R853 460 16837 SH SOLE 0 0 16837 SPDR SER TR PORTFOLIO S&P400 78464A847 1239 37956 SH SOLE 0 0 37956 SPDR SER TR S&P 600 SMCP GRW 78464A201 547 9270 SH SOLE 0 0 9270 SPDR SER TR S&P 600 SMCP VAL 78464A300 1025 20454 SH SOLE 0 0 20454 SPDR SER TR COMP SOFTWARE 78464A599 326 2731 SH SOLE 0 0 2731 SPDR SER TR S&P OILGAS EXP 78468R556 458 10881 SH SOLE 0 0 10881 SPDR SER TR S&P 400 MDCP VAL 78464A839 233 5359 SH SOLE 0 0 5359 SPDR SER TR S&P BIOTECH 78464A870 378 3385 SH SOLE 0 0 3385 SPDR SER TR MSCI USA STRTGIC 78468R812 529 5594 SH SOLE 0 0 5594 SPDR SER TR S&P KENSHO NEW 78468R648 237 5536 SH SOLE 0 0 5536 SPDR SER TR NUVEEN BBG BRCLY 78464A284 203 3553 SH SOLE 0 0 3553 SPDR SER TR PORTFLI INTRMDIT 78464A672 1322 39760 SH SOLE 0 0 39760 SPDR SER TR SPDR S&P 500 ETF 78468R796 215 8700 SH Put SOLE 0 0 8700 SPDR SER TR PORTFOLIO SHORT 78464A474 230 7324 SH SOLE 0 0 7324 SPDR SER TR PRTFLO S&P500 GW 78464A409 5207 103927 SH SOLE 0 0 103927 SPDR SER TR SPDR BLOOMBERG 78468R663 374 4086 SH SOLE 0 0 4086 SPDR SER TR PORTFLI MORTGAGE 78464A383 4263 160036 SH SOLE 0 0 160036 SQUARE INC CL A 852234103 7272 44735 SH SOLE 0 0 44735 SSGA ACTIVE ETF TR BLKSTN GSOSRLN 78467V608 340 7653 SH SOLE 0 0 7653 STANLEY BLACK & DECKER INC COM 854502101 263 1622 SH SOLE 0 0 1622 STARBUCKS CORP COM 855244109 453 5264 SH SOLE 0 0 5264 STERIS PLC SHS USD G8473T100 329 1870 SH SOLE 0 0 1870 SUPERNUS PHARMACEUTICALS INC NOTE 0.625% 4/0 868459AD0 10 11000 PRN SOLE 0 0 11000 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 420 5183 SH SOLE 0 0 5183 TARGET CORP COM 87612E106 1212 7690 SH SOLE 0 0 7690 TELADOC HEALTH INC COM 87918A105 355 1604 SH SOLE 0 0 1604 TESLA INC COM 88160R101 2543 5927 SH SOLE 0 0 5927 THE TRADE DESK INC COM CL A 88339J105 294 561 SH SOLE 0 0 561 THERMO FISHER SCIENTIFIC INC COM 883556102 594 1346 SH SOLE 0 0 1346 T-MOBILE US INC COM 872590104 201 1761 SH SOLE 0 0 1761 TORONTO DOMINION BK ONT COM NEW 891160509 294 6351 SH SOLE 0 0 6351 TRITON INTL LTD CL A G9078F107 216 5300 SH SOLE 0 0 5300 TUTOR PERINI CORP NOTE 2.875% 6/1 901109AD0 12 12000 PRN SOLE 0 0 12000 UBER TECHNOLOGIES INC COM 90353T100 400 10971 SH SOLE 0 0 10971 UNDER ARMOUR INC CL A 904311107 145 12902 SH SOLE 0 0 12902 UNDER ARMOUR INC CL C 904311206 143 14505 SH SOLE 0 0 14505 UNION PAC CORP COM 907818108 2095 10640 SH SOLE 0 0 10640 UNITED PARCEL SERVICE INC CL B 911312106 2259 13558 SH SOLE 0 0 13558 UNITEDHEALTH GROUP INC COM 91324P102 5213 16721 SH SOLE 0 0 16721 US BANCORP DEL COM NEW 902973304 296 8280 SH SOLE 0 0 8280 V F CORP COM 918204108 280 3961 SH SOLE 0 0 3961 VANECK VECTORS ETF TR HIGH YLD MUN ETF 92189H409 3613 60426 SH SOLE 0 0 60426 VANECK VECTORS ETF TR INTRMDT MUNI ETF 92189H201 334 6508 SH SOLE 0 0 6508 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 713 18196 SH SOLE 0 0 18196 VANECK VECTORS ETF TR OIL SVCS ETF 92189H607 438 4480 SH SOLE 0 0 4480 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 787 9496 SH SOLE 0 0 9496 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 3317 37591 SH SOLE 0 0 37591 VANGUARD BD INDEX FDS INTERMED TERM 921937819 775 8322 SH SOLE 0 0 8322 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 705 12126 SH SOLE 0 0 12126 VANGUARD INDEX FDS MID CAP ETF 922908629 2932 16632 SH SOLE 0 0 16632 VANGUARD INDEX FDS LARGE CAP ETF 922908637 2836 18125 SH SOLE 0 0 18125 VANGUARD INDEX FDS SMALL CP ETF 922908751 1735 11284 SH SOLE 0 0 11284 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 1512 4918 SH SOLE 0 0 4918 VANGUARD INDEX FDS SML CP GRW ETF 922908595 2120 9874 SH SOLE 0 0 9874 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 1384 7690 SH SOLE 0 0 7690 VANGUARD INDEX FDS VALUE ETF 922908744 4877 46661 SH SOLE 0 0 46661 VANGUARD INDEX FDS GROWTH ETF 922908736 8060 35409 SH SOLE 0 0 35409 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1613 9471 SH SOLE 0 0 9471 VANGUARD INDEX FDS SM CP VAL ETF 922908611 317 2865 SH SOLE 0 0 2865 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 6895 85503 SH SOLE 0 0 85503 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 557 11042 SH SOLE 0 0 11042 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1393 32211 SH SOLE 0 0 32211 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 448 8237 SH SOLE 0 0 8237 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 72290 754597 SH SOLE 0 0 754597 VANGUARD SCOTTSDALE FDS LONG TERM TREAS 92206C847 284 2852 SH SOLE 0 0 2852 VANGUARD SCOTTSDALE FDS VNG RUS1000GRW 92206C680 6135 27525 SH SOLE 0 0 27525 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 4904 38106 SH SOLE 0 0 38106 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 1285 31439 SH SOLE 0 0 31439 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 240 2972 SH SOLE 0 0 2972 VANGUARD WORLD FDS MATERIALS ETF 92204A801 635 4722 SH SOLE 0 0 4722 VENTAS INC COM 92276F100 218 5201 SH SOLE 0 0 5201 VERIZON COMMUNICATIONS INC COM 92343V104 3912 65794 SH SOLE 0 0 65794 VICTORY PORTFOLIOS II VICSHS DV AC ETF 92647N667 15116 416664 SH SOLE 0 0 416664 VICTORY PORTFOLIOS II VCSHS US EQ INCM 92647N824 5163 108892 SH SOLE 0 0 108892 VICTORY PORTFOLIOS II VCSHS US LRG CAP 92647N865 456 11265 SH SOLE 0 0 11265 VICTORY PORTFOLIOS II VCSHS US 500 VOL 92647N766 450 8303 SH SOLE 0 0 8303 VISA INC COM CL A 92826C839 7068 35341 SH SOLE 0 0 35341 W & T OFFSHORE INC COM 92922P106 330 183150 SH SOLE 0 0 183150 WALMART INC COM 931142103 3130 22350 SH SOLE 0 0 22350 WASTE MGMT INC DEL COM 94106L109 949 8389 SH SOLE 0 0 8389 WEC ENERGY GROUP INC COM 92939U106 529 5455 SH SOLE 0 0 5455 WELLTOWER INC COM 95040Q104 208 3776 SH SOLE 0 0 3776 WEYERHAEUSER CO MTN BE COM NEW 962166104 211 7399 SH SOLE 0 0 7399 WISDOMTREE TR US TOTAL DIVIDND 97717W109 2329 24783 SH SOLE 0 0 24783 WISDOMTREE TR US QTLY DIV GRT 97717X669 274 5524 SH SOLE 0 0 5524 WISDOMTREE TR US MIDCAP DIVID 97717W505 231 7988 SH SOLE 0 0 7988 WISDOMTREE TR CLOUD COMPUTNG 97717Y691 1100 25749 SH SOLE 0 0 25749 WISDOMTREE TR US LARGECAP DIVD 97717W307 1848 19043 SH SOLE 0 0 19043 XCEL ENERGY INC COM 98389B100 853 12367 SH SOLE 0 0 12367 XPO LOGISTICS INC COM 983793100 7529 88935 SH SOLE 0 0 88935 YUM BRANDS INC COM 988498101 1210 13246 SH SOLE 0 0 13246 ZOETIS INC CL A 98978V103 548 3317 SH SOLE 0 0 3317 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 3939 8380 SH SOLE 0 0 8380