UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM
CURRENT REPORT
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Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
As previously reported in the Current Report on Form 8-K filed on June 9, 2023, Joseph W. Marks resigned from the board of directors (the “Board”) of Augmedix, Inc., (the “Company”) effective as of the date of the 2023 Annual Meeting of the Company’s Stockholders (the “Annual Meeting”), which was held on July 13, 2023. Dr. Marks’ resignation is not the result of any disagreement with the Company on any matter relating to the Company’s operations, policies, or practices. Dr. Marks plans to continue to advise the Company by serving as chair of the Company’s AI advisory council, which the Company expects will be formed within the next two to three months.
Item 5.07. Submission of Matters to a Vote of Security Holders.
At the Annual Meeting held on July 13, 2023, the Company’s stockholders voted on four proposals and cast their votes as described below. The proposals are set forth in the Company’s definitive proxy statement for the Annual Meeting, filed on June 26, 2023. There were 40,992,685 shares of the Company’s common stock outstanding on the record date for the Annual Meeting.
Proposal 1: The Company’s stockholders elected three (3) nominees to the Board, as Class III directors, each to hold office for a three-year term and until the 2026 annual meeting of the Company’s stockholders or until his or her successor is duly elected and qualified.
| NAME | FOR | WITHHELD | BROKER NON-VOTES | |||
| Jason Krikorian | 31,556,437 | 11,034 | 3,620,941 | |||
| Margie L. Traylor | 28,934,746 | 2,632,725 | 3,620,941 | |||
| Robert Faulkner | 31,564,916 | 2,555 | 3,620,941 |
Proposal 2: The Company’s stockholders authorized, in accordance with Nasdaq Listing Rule 5635(d), the issuance of shares of the Company’s common stock, including shares issuable upon the exercise of warrants, pursuant to the Securities Purchase Agreement (the “SPA”). The SPA was previously filed as Exhibit 10.2 to the Current Report on Form 8-K filed on June 14, 2023.
| FOR | AGAINST | ABSTAIN | BROKER NON-VOTES | |||
| 31,562,237 | 3,229 | 2,005 | 3,620,941 |
Proposal 3: The Company’s stockholders authorized, in accordance with Nasdaq Listing Rule 5635(d), the adjustment to the exercise price of the warrants issued to Silicon Valley Bank, pursuant to the Warrant to Purchase Common Stock (the “Warrant”). The Warrant was previously filed as Exhibit 4.1 to the Current Report on Form 8-K filed on June 14, 2023.
| FOR | AGAINST | ABSTAIN | BROKER NON-VOTES | |||
| 31,547,136 | 18,309 | 2,026 | 3,620,941 |
Proposal 4: The Company’s stockholders ratified the appointment of Grant Thornton LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2023, as set forth below.
| FOR | AGAINST | ABSTAIN | ||
| 35,184,582 | 2,830 | 1,000 |
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits
| Exhibit No. | Description | |
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document) |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| AUGMEDIX, INC. | ||
| Dated: July 17, 2023 | By: | /s/ Paul Ginocchio |
| Paul Ginocchio | ||
| Chief Financial Officer | ||
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