0001209191-19-032283.txt : 20190523
0001209191-19-032283.hdr.sgml : 20190523
20190523160835
ACCESSION NUMBER: 0001209191-19-032283
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190522
FILED AS OF DATE: 20190523
DATE AS OF CHANGE: 20190523
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Phillips Randall R.
CENTRAL INDEX KEY: 0001769708
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-26481
FILM NUMBER: 19850138
MAIL ADDRESS:
STREET 1: 220 LIBERTY STREET
CITY: WARSAW
STATE: NY
ZIP: 14569
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FINANCIAL INSTITUTIONS INC
CENTRAL INDEX KEY: 0000862831
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 160816610
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 220 LIBERTY STREET
CITY: WARSAW
STATE: NY
ZIP: 14569
BUSINESS PHONE: 5857861100
MAIL ADDRESS:
STREET 1: 220 LIBERTY STREET
CITY: WARSAW
STATE: NY
ZIP: 14569
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-05-22
0
0000862831
FINANCIAL INSTITUTIONS INC
FISI
0001769708
Phillips Randall R.
220 LIBERTY STREET
WARSAW
NY
14569
0
1
0
0
Senior Vice President
Restricted Stock Unit
2019-05-22
4
A
0
820
0.00
A
2022-05-22
2022-05-22
Common Stock
820
820
D
Each restricted stock unit represents a contingent right to receive one share of FISI common stock.
Sonia M. Dumbleton, by power of attorney
2019-05-23
EX-24.4_855334
2
poa.txt
POA DOCUMENT
LIMITED POWER OF ATTORNEY FOR SECTION 16 REPORTING OBLIGATIONS
The undersigned hereby constitutes and appoints each of Michael D. Grover,
Sonia M. Dumbleton and Justin K. Bigham as the undersigned's true and lawful
attorney-in-fact, and grants each of them full power to act on behalf of the
undersigned and in the undersigned's name, place and stead, for the purpose of
completing and signing, on behalf of the undersigned, any Form 3, Form 4 or Form
5 (including any amendments thereto) required or permitted to be filed by the
undersigned pursuant to Section 16 of the Securities Exchange Act of 1934, as
amended (the "Exchange Act"), with regard to the undersigned's holdings of or
transactions in the securities of Financial Institutions, Inc., and to file such
forms (and amendments thereto) with the Securities and Exchange Commission, and
to do and perform each and every act and thing requisite or necessary to be done
in connection with such forms (and amendments thereto,) as fully and to all
intents and purposes as the undersigned might or could do in person.
The authority of Michael D. Grover, Sonia M. Dumbleton and Justin K.
Bigham under this Limited Power of Attorney shall continue until the undersigned
is no longer required to file forms under Section 16(a) of the Exchange Act with
regard to the undersigned's holdings of or transactions in the securities of
Financial Institutions, Inc., unless earlier revoked by the undersigned in
writing.
The undersigned acknowledges that Michael D. Grover, Sonia M. Dumbleton
and Justin K. Bigham are not assuming any of the undersigned's responsibilities
to comply with Section 16 of the Exchange Act.
/s/ Randall R. Phillips
Signature
Name: Randall R. Phillips
Date: April 1, 2019