0000950170-24-101949.txt : 20240829 0000950170-24-101949.hdr.sgml : 20240829 20240829171901 ACCESSION NUMBER: 0000950170-24-101949 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240827 FILED AS OF DATE: 20240829 DATE AS OF CHANGE: 20240829 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gregory Kathryn CENTRAL INDEX KEY: 0001768530 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40228 FILM NUMBER: 241264839 MAIL ADDRESS: STREET 1: 305 THAYER POND ROAD CITY: WILTON STATE: CT ZIP: 06897 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Carmell Corp CENTRAL INDEX KEY: 0001842939 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] ORGANIZATION NAME: 08 Industrial Applications and Services IRS NUMBER: 861645738 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2403 SIDNEY STREET, SUITE 300 CITY: PITTSBURGH STATE: PA ZIP: 15203 BUSINESS PHONE: 412-894-8248 MAIL ADDRESS: STREET 1: 2403 SIDNEY STREET, SUITE 300 CITY: PITTSBURGH STATE: PA ZIP: 15203 FORMER COMPANY: FORMER CONFORMED NAME: Carmell Therapeutics Corp DATE OF NAME CHANGE: 20230727 FORMER COMPANY: FORMER CONFORMED NAME: ALPHA HEALTHCARE ACQUISITION CORP III DATE OF NAME CHANGE: 20210127 4 1 ownership.xml 4 X0508 4 2024-08-27 0001842939 Carmell Corp CTCX 0001768530 Gregory Kathryn C/O CARMELL CORPORATION 2403 SIDNEY STREET, SUITE 300 PITTSBURGH PA 15203 true false false false false Common Stock 2024-08-27 4 P false 2413 0.71 A 19395 I By Carmell Insiders LLC Common Stock 60974 D The reported shares acquired and beneficially owned by the Reporting Person represent his/her interest in shares purchased by Carmell Insiders, LLC ("LLC"). The sole purpose of the LLC is to enable certain of the Issuer's Board of Directors to acquire shares of the Issuer's common stock in accordance with the Issuer's Insider Trading Policy (i.e., during periods of time when its members are not in possession of material nonpublic information). The five members of the LLC and their respective percentage interest in it are as follows: David Anderson (19.1%), Scott Frisch (15.3%), Kathryn Gregory (26.4%), Gilles Spenlehauer (15.3%), and Patrick Sturgeon (23.9%). The total amount invested in the LLC by these members was $130,750 as of the date of this filing. The LLC is managed by a non-member, and the members disclaim any voting or investment authority over the LLC. The shares beneficially owned by the Reporting Person include 60,974 shares of common stock that may be acquired pursuant to the exercise of stock options within 60 days of August 29, 2024. /s/Kathryn Gregory 2024-08-29