0000899243-19-025095.txt : 20191004 0000899243-19-025095.hdr.sgml : 20191004 20191004161337 ACCESSION NUMBER: 0000899243-19-025095 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191002 FILED AS OF DATE: 20191004 DATE AS OF CHANGE: 20191004 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fitzgerald Leanne CENTRAL INDEX KEY: 0001783261 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39030 FILM NUMBER: 191138751 MAIL ADDRESS: STREET 1: 1 WAYSIDE ROAD CITY: BURLINGTON STATE: MA ZIP: 01803 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Cerence Inc. CENTRAL INDEX KEY: 0001768267 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 834719946 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 15 WAYSIDE ROAD CITY: BURLINGTON STATE: MA ZIP: 01880 BUSINESS PHONE: 781-565-5000 MAIL ADDRESS: STREET 1: 15 WAYSIDE ROAD CITY: BURLINGTON STATE: MA ZIP: 01880 FORMER COMPANY: FORMER CONFORMED NAME: Cerence LLC DATE OF NAME CHANGE: 20190513 FORMER COMPANY: FORMER CONFORMED NAME: Diamond SpinCo, LLC DATE OF NAME CHANGE: 20190215 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-10-02 0 0001768267 Cerence Inc. CRNC 0001783261 Fitzgerald Leanne 15 WAYSIDE ROAD BURLINGTON MA 01803 0 1 0 0 General Counsel Common stock 3399 D Common stock 2019-10-02 4 A 0 1913 0.00 A 5312 D Common stock 2019-10-02 4 A 0 1913 0.00 A 7225 D Common stock 2019-10-02 4 A 0 11314 0.00 A 18539 D On October 1, 2019, Nuance Communications, Inc. ("Nuance") made a pro rata distribution to Nuance's stockholders of record as of 5:00 p.m. New York City time on September 17, 2019 one share of common stock, par value $0.01 per share, of Cerence Inc., a Delaware corporation ("Cerence"), for every eight shares of Nuance common stock, par value $0.001 per share, held by each holder to effect the legal and structural separation of Cerence from Nuance. The reporting person received a distribution from Nuance of 3,399 shares of Cerence common stock. Award of restricted stock units with respect to Cerence common stock granted under the Cerence 2019 Equity Incentive Plan in connection with the cancellation and forfeiture of certain equity incentive awards previously granted by Nuance. The restricted stock units will vest 100% on November 29, 2020. The restricted stock units will vest 100% on September 30, 2020. The restricted stock units will vest in three equal annual installments beginning on December 1, 2019. /s/ Leanne Fitzgerald 2019-10-04