PART II 2 rsearchive1k2021.htm RSE ARCHIVE 1-K 2021 RSE Archive Form 1-K (FYE 2021) (06354728-10).DOCX

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 1-K

 

ANNUAL REPORT PURSUANT TO REGULATION A

 

 

For the fiscal year ended:

December 31, 2021

 

RSE ARCHIVE, LLC
(Exact name of issuer as specified in its charter)

 

Delaware

37-1920898

State of other jurisdiction of incorporation or

Organization

(I.R.S. Employer Identification No.)

 

250 LAFAYETTE STREET, 2nd FLOOR, NEW YORK, NY 10012

(Full mailing address of principal executive offices)

 

(347) 952-8058
(Issuer’s telephone number, including area code)

 

www.rallyrd.com
(Issuer’s website)

 

Series #52MANTLE membership interests; Series #71MAYS membership interests; Series #RLEXPEPSI membership interests; Series #10COBB membership interests; Series #POTTER membership interests; Series #TWOCITIES membership interests; Series #FROST membership interests; Series #BIRKINBLEU membership interests; Series #SMURF membership interests; Series #70RLEX membership interests; Series #EINSTEIN membership interests; Series #HONUS membership interests; Series #75ALI membership interests; Series #71ALI membership interests; Series #APROAK membership interests; Series #88JORDAN membership interests; Series #BIRKINBOR membership interests; Series #33RUTH membership interests; Series #SPIDER1 membership interests; Series #BATMAN3 membership interests; Series #ROOSEVELT membership interests; Series #ULYSSES membership interests; Series #56MANTLE membership interests; Series #AGHOWL membership interests; Series #98JORDAN membership interests; Series #18ZION membership interests; Series #SNOOPY membership interests; Series #APOLLO11 membership interests; Series #24RUTHBAT membership interests; Series #YOKO membership interests; Series #86JORDAN membership interests; Series #RUTHBALL1 membership interests; Series #HULK1 membership interests; Series #HIMALAYA membership interests; Series #55CLEMENTE membership interests; Series #38DIMAGGIO membership interests; Series #BOND1 membership interests; Series #LOTR membership interests; Series #CATCHER membership interests; Series #SUPER21 membership interests; Series #BATMAN1 membership interests; Series #GMTBLACK1 membership interests; Series #BIRKINTAN membership interests; Series #61JFK membership interests; Series #50JACKIE membership interests; Series #POKEMON1 membership interests; Series #LINCOLN membership interests; Series #STARWARS1 membership interests; Series #56TEDWILL membership interests; Series #68MAYS membership interests; Series #TMNT1 membership interests; Series #CAPTAIN3 membership interests; Series #51MANTLE membership interests; Series #CHURCHILL membership interests; Series #SHKSPR4 membership interests; Series #03KOBE membership interests; Series #03LEBRON membership interests; Series




#03JORDAN membership interests; Series #39TEDWILL membership interests; Series #94JETER membership interests; Series #2020TOPPS membership interests; Series #FANFOUR1 membership interests; Series #86RICE membership interests; Series #DAREDEV1 membership interests; Series #85MARIO membership interests; Series #TOS39 membership interests; Series #05LATOUR membership interests; Series #16SCREAG membership interests; Series #14DRC membership interests; Series #57MANTLE membership interests; Series #FAUBOURG membership interests; Series #SOBLACK membership interests; Series #GATSBY membership interests; Series #93DAYTONA membership interests; Series #09TROUT membership interests; Series #57STARR membership interests; Series #AF15 membership interests; Series #03KOBE2 membership interests; Series #JOBSMAC membership interests; Series #SPIDER10 membership interests; Series #ALICE membership interests; Series #16PETRUS membership interests; Series #62MANTLE membership interests; Series #BATMAN6 membership interests; Series #CLEMENTE2 membership interests; Series #79STELLA membership interests; Series #TKAM membership interests; Series #SUPER14 membership interests; Series #DIMAGGIO2 membership interests; Series #13BEAUX membership interests; Series #88MARIO membership interests; Series #ANMLFARM membership interests; Series #NASA1 membership interests; Series #00BRADY membership interests; Series #85NES membership interests; Series #04LEBRON membership interests; Series #85JORDAN membership interests; Series #69KAREEM membership interests; Series #59JFK membership interests; Series #JUSTICE1 membership interests; Series #GRAPES membership interests; Series #GOLDENEYE membership interests; Series #03LEBRON2 membership interests; Series #34GEHRIG membership interests; Series #98KANGA membership interests; Series #06BRM membership interests; Series #MOONSHOE membership interests; Series #DUNE membership interests; Series #86FLEER membership interests; Series #58PELE2 membership interests; Series #WILDGUN membership interests; Series #18LAMAR membership interests; Series #03TACHE membership interests; Series #AVENGE57 membership interests; Series #99TMB2 membership interests; Series #AVENGERS1 membership interests; Series #13GIANNIS membership interests; Series #04MESSI membership interests; Series #PUNCHOUT membership interests; Series #BULLSRING membership interests; Series #70AARON membership interests; Series #96CHARZRD membership interests; Series #ICECLIMB membership interests; Series #01TIGER membership interests; Series #JUNGLEBOX membership interests; Series #51HOWE membership interests; Series #09COBB membership interests; Series #96JORDAN2 membership interests; Series #THOR membership interests; Series #FOSSILBOX membership interests; Series #59FLASH membership interests; Series #POKEBLUE membership interests; Series #DOMINOS membership interests; Series #PICNIC membership interests; Series #98GTA membership interests; Series #58PELE membership interests; Series #09CURRY membership interests; Series #84JORDAN membership interests; Series #09BEAUX membership interests; Series #KEROUAC membership interests; Series #96JORDAN membership interests; Series #FEDERAL membership interests; Series #62BOND membership interests; Series #71TOPPS membership interests; Series #DEATON membership interests; Series #98ZELDA membership interests; Series #03JORDAN2 membership interests; Series #WOLVERINE membership interests; Series #91JORDAN membership interests; Series #79GRETZKY membership interests; Series #17DUJAC membership interests; Series #FAUBOURG2 membership interests; Series #MOSASAUR membership interests; Series #92JORDAN membership interests; Series #14KOBE membership interests; Series #03LEBRON3 membership interests; Series #95TOPSUN membership interests; Series #OPEECHEE membership interests; Series #59BOND membership interests; Series #09TROUT2 membership interests; Series #ROCKETBOX membership interests; Series #94JORDAN membership interests; Series #85MJPROMO membership interests; Series #17MAHOMES membership interests; Series #76PAYTON membership interests; Series #11BELAIR membership interests; Series #16KOBE membership interests; Series #FANFOUR5 membership interests; Series #86DK3 membership interests; Series #18LUKA membership interests; Series #MARADONA membership interests; Series #68RYAN membership interests; Series #99CHARZRD membership interests; Series #96KOBE membership interests; Series #POKEYELOW membership interests; Series #POKELUGIA membership interests; Series #48JACKIE membership interests; Series #VANHALEN membership interests; Series #XMEN1 membership interests; Series #05MJLJ membership interests; Series #81MONTANA membership interests; Series #00MOUTON membership interests; Series #07DURANT membership interests; Series #56AARON membership interests; Series #85LEMIEUX membership interests; Series #87JORDAN membership interests; Series #AC23 membership interests; Series #APPLE1 membership interests; Series #GWLOTTO membership interests; Series #GYMBOX membership interests; Series #HUCKFINN membership interests; Series #NEOBOX membership interests; Series #NEWTON membership interests; Series #NICKLAUS1 membership interests; Series POKEMON2 membership




interests; Series #POKERED membership interests; Series #RIVIERA membership interests; Series #SMB3 membership interests; Series #WALDEN membership interests; Series #WZRDOFOZ membership interests; Series #60ALI membership interests; Series #TORNEK membership interests; Series #DIMAGGIO3 membership interests; Series #POKEMON3 membership interests; Series #09CURRY2 membership interests; Series #80ALI membership interests; Series #58PELE3 membership interests; Series #BATMAN2 membership interests; Series #85ERVING membership interests; Series #LJKOBE membership interests;  Series #99MJRETRO membership interests; Series #FLASH123 membership interests; Series #85GPK membership interests; Series #IPOD membership interests; Series #HGWELLS membership interests; Series #85JORDAN2 membership interests; Series #SANTANA membership interests; Series #CONGRESS membership interests; Series #66ORR membership interests; Series #01TIGER2 membership interests; Series #GRIFFEYJR membership interests; Series #87ZELDA membership interests; Series #01HALO membership interests; Series #EINSTEIN2 membership interests; Series #86JORDAN2 membership interests; Series #97KOBE membership interests; Series #XMEN94 membership interests; Series #TOPPSTRIO membership interests; Series #81BIRD membership interests; Series #THEROCK membership interests; Series #04MESSI2 membership interests; Series #09RBLEROY membership interests; Series #XLXMEN1 membership interests; Series #03LEBRON5 membership interests; Series #SLASH membership interests; Series #METEORITE membership interests; Series #89TMNT membership interests; Series #00BRADY2 membership interests; Series #NESWWF membership interests; Series #PUNK9670 membership interests; Series #18ALLEN membership interests; Series #CASTLEII membership interests; Series #36OWENS membership interests; Series #BAYC601 membership interests; Series #60MANTLE membership interests; Series #PUNK8103 membership interests; Series #GHOST1 membership interests; Series #KIRBY membership interests; Series #20HERBERT membership interests; Series #HENDERSON membership interests; Series #03RONALDO membership interests; Series #BROSGRIMM membership interests; Series #HONUS2 membership interests; Series #MARX membership interests; Series #MEEB15511 membership interests; Series #90BATMAN membership interests; Series #09HARDEN membership interests; Series #SIMPSONS1 membership interests; Series #SPIDER129 membership interests; Series #93JETER membership interests; Series #NESDK3 membership interests; Series #BAYC7359 membership interests; Series #CURIO10 membership interests; Series #WILDTHING membership interests; Series #1776 membership interests; Series #MACALLAN1 membership interests; Series #98JORDAN2 membership interests; Series #BAYC9159 membership interests; Series #FANTASY7 membership interests; Series #SURFER4 membership interests; Series #OHTANI1 membership interests; Series #OHTANI2 membership interests; Series #WILT100 membership interests; Series #PENGUIN membership interests; Series #KARUIZAWA membership interests; Series #KOMBAT membership interests; Series #APPLELISA membership interests; Series #98MANNING membership interests; Series #GIJOE membership interests; Series #BEATLES1 membership interests; Series #SQUIG5847 membership interests; Series #PACQUIAO membership interests; Series #83JOBS membership interests; Series #BATMAN181 membership interests; Series #HOBBIT membership interests

 

(Securities issued pursuant to Regulation A)




TABLE OF CONTENTS

RSE ARCHIVE, LLC

 

SECTION PAGE

MASTER SERIES TABLE 7

ITEM 1. BUSINESS 58

ITEM 2. MANAGEMENT’S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS 64

ITEM 3. DIRECTORS AND OFFICERS 105

ITEM 4. SECURITY OWNERSHIP OF MANAGEMENT AND CERTAIN SECURITY HOLDERS 112

ITEM 5. INTEREST OF MANAGEMENT AND OTHERS IN CERTAIN TRANSACTIONS 125

ITEM 6. OTHER INFORMATION 127

ITEM 7.  FINANCIAL STATEMENTS F-1

ITEM 8. EXHIBIT INDEX III-1

 

In this Annual Report on Form 1-K (the “Form 1-K”), references to “we,” “us,” “our,” “RSE Archive,” or the “Company” mean RSE Archive, LLC, a Delaware series limited liability company formed on January 3, 2019.

 

Unless otherwise indicated, information contained in this Form 1-K concerning our industry and the markets in which we operate is based on information from independent industry and research organizations and other third-party sources (including publications, surveys and forecasts), and management estimates. Although we believe the data from these third-party sources is reliable, we have not independently verified any third-party information.


4 



FORWARD LOOKING STATEMENT DISCLOSURE

 

This Form 1-K and any documents incorporated by reference herein or therein contain forward-looking statements and are subject to risks and uncertainties. All statements other than statements of historical fact or relating to present facts or current conditions included in this Form 1-K are forward-looking statements. Forward-looking statements give the Company’s current reasonable expectations and projections relating to its financial condition, results of operations, plans, objectives, future performance and business. You can identify forward-looking statements by the fact that they do not relate strictly to historical or current facts. The words “anticipates,” “believes,” “continue,” “could,” “estimates,” “expects,” “intends,” “may,” “might,” “plans,” “possible,” “potential,” “predicts,” “projects,” “seeks,” “should,” “will,” “would” and similar expressions and variations, or comparable terminology, or the negatives of any of the foregoing, may identify forward-looking statements, but the absence of these words does not mean that a statement is not forward-looking.

The forward-looking statements contained in this Form 1-K and any documents incorporated by reference herein or therein are based on reasonable assumptions the Company has made in light of its industry experience, perceptions of historical trends, current conditions, expected future developments and other factors it believes are appropriate under the circumstances. As you read and consider this Form 1-K, you should understand that these statements are not guarantees of performance or results. They involve risks, uncertainties (many of which are beyond the Company’s control) and assumptions. Although the Company believes that these forward-looking statements are based on reasonable assumptions, you should be aware that many factors could affect its actual operating and financial performance and cause its performance to differ materially from the performance anticipated in the forward-looking statements. Should one or more of these risks or uncertainties materialize or should any of these assumptions prove incorrect or change, the Company’s actual operating, and financial performance may vary in material respects from the performance projected in these forward-looking statements.

For more information regarding the risks and uncertainties that we face, you should refer to the “Risk Factors” detailed in the Post-Qualification Amendment No. 50 (filed on February 23, 2022) to the offering statement on Form 1-A filed by the Company with the Securities and Exchange Commission (the “Commission”) on August 13, 2019 (the “Offering Statement”), as may be amended, and in our subsequent reports and offering statements filed from time to time with the Commission. Any forward-looking statement made by the Company in this Form 1-K or any documents incorporated by reference herein or therein speak only as of the date of this Form 1-K. Factors or events that could cause our actual operating and financial performance to differ may emerge from time to time, and it is not possible for the Company to predict all of them. The Company undertakes no obligation to update any forward-looking statement, whether as a result of new information, future developments or otherwise, except as may be required by law.


5



Trademarks and Trade Names

 

From time to time, we own or have rights to various trademarks, service marks and trade names that we use in connection with the operation of our business. This Form 1-K may also contain trademarks, service marks and trade names of third parties, which are the property of their respective owners. Our use or display of third parties’ trademarks, service marks and trade names in this Form 1-K is not intended to, and does not imply, a relationship with us or an endorsement or sponsorship by or of us. Solely for convenience, the trademarks, service marks and trade names referred to in this Form 1-K may appear without the ®, TM or SM symbols, but such references are not intended to indicate, in any way, that we will not assert, to the fullest extent under applicable law, our rights or the right of the applicable licensor to these trademarks, service marks and trade names.


6



MASTER SERIES TABLE

The Company is managed by RSE Archive Manager, LLC (the “Manager”), a single member Delaware limited liability company formed on March 27, 2019, which is owned by Rally Holdings LLC, a Delaware limited liability company (the “Rally Holdings” or “Asset Manager”), which serves as the asset manager for the collection of collectible memorabilia owned by the Company and each series (the “Asset Manager”). The Company’s core business is the identification, acquisition, marketing and management of memorabilia, collectible items, alcohol and digital assets, collectively referred to as “Memorabilia Assets” or the “Asset Class,” for the benefit of the investors. All of the series of the Company may collectively be referred to herein as the “Series” and the assets and liabilities of each Series will be separate in accordance with Delaware law. The interests of all Series may collectively be referred to herein as the “Interests” and a purchaser of Interests in any Series (an “Investor”) will be entitled to share in the return of that particular Series but will not be entitled to share in the return of any other Series. The offerings of the Interests may collectively be referred to herein as the “Offerings.” There will be a separate Closing with respect to each Offering (each, a “Closing”). The Series assets referenced below may be referred to herein, collectively, as the “Underlying Assets.” Any individuals, dealers or auction company that own an Underlying Asset prior to a purchase of an Underlying Asset by the Company in advance of a potential Offering or the Closing of an Offering from which proceeds are used to acquire the Underlying Asset may be referred to herein as an “Asset Seller.” We intend to distribute all Offerings of the Company principally through the Rally Rd.™ platform and any successor platform used by the Company for the offer and sale of interests (the “Rally Rd.™ Platform” or the “Platform”). The Manager intends to continue to develop opportunities to allow Platform users and others with opportunities to engage with the Underlying Assets in the Company’s collection through a diverse set of potential tangible interactions with assets on the Platform and unique collective ownership experiences (the “Membership Experience Programs”).

 

The master series table below, referred to at times as the “Master Series Table,” shows key information related to each Series. This information will be referenced in the following sections when referring to the Master Series Table.


7



Series

Qualification Date

Offering Circular

Underlying Asset

Status

Opening Date (1)

Closing Date

Offering Price per Interest

Minimum / Maximum Membership Interests (2)

Minimum / Maximum Offering Size

Sourcing Fee (5)

Trading Window (4)

#52MANTLE

10/11/2019

(Pre-Qualification Amendment No. 2 to Offering Statement 1)

1952 Topps #311 Mickey Mantle Card

Closed

10/18/2019

10/25/2019

$132.00

1,000

$132,000
(3)

$3,090

8/20/2021

#71MAYS

10/11/2019

(Pre-Qualification Amendment No. 2 to Offering Statement 1)

1971 Willie Mays Jersey

Closed

10/25/2019

10/31/2019

$28.50

2,000

$57,000
(3)

$1,830

9/7/2021

#RLEXPEPSI

10/11/2019

(Pre-Qualification Amendment No. 2 to Offering Statement 1)

Rolex GMT Master II 126710BLRO

Closed

11/1/2019

11/6/2019

$8.90

2,000

$17,800
(3)

$22

8/25/2021

#10COBB

10/11/2019

(Pre-Qualification Amendment No. 2 to Offering Statement 1)

1910 E98 Ty Cobb Card

Closed

11/8/2019

11/14/2019

$39.00

1,000

$39,000
(3)

$1,510

9/10/2021

#POTTER

10/11/2019

(Pre-Qualification Amendment No. 2 to Offering Statement 1)

1997 First Edition Harry Potter

Closed

11/15/2019

11/21/2019

$24.00

3,000

$72,000
(3)

-$510

10/19/2021

#TWOCITIES

10/11/2019

(Pre-Qualification Amendment No. 2 to Offering Statement 1)

First Edition A Tale of Two Cities

Closed

11/15/2019

11/21/2019

$72.50

200

$14,500
(3)

$55

10/12/2021

#FROST

10/11/2019

(Pre-Qualification Amendment No. 2 to Offering Statement 1)

First Edition A Boy's Will

Closed

11/15/2019

11/21/2019

$67.50

200

$13,500
(3)

$865

11/11/2021


8



#BIRKINBLEU

11/1/2019

(Post-Qualification Amendment No. 1 to Offering Statement 1)

Bleu Saphir Lizard Hermès Birkin

Closed

11/22/2019

11/27/2019

$58.00

1,000

$58,000
(3)

$170

11/17/2021

#SMURF

11/1/2019

(Post-Qualification Amendment No. 1 to Offering Statement 1)

Rolex Submariner Date "Smurf" Ref. 116619LB

Closed

11/22/2019

11/27/2019

$17.25

2,000

$34,500
(3)

$2,905

8/16/2021

#70RLEX

10/11/2019

(Pre-Qualification Amendment No. 2 to Offering Statement 1)

1970 Rolex Ref. 5100 Beta 21

Closed

11/29/2019

12/6/2019

$20.00

1,000

$20,000
(3)

$50

9/8/2021

#EINSTEIN

10/11/2019

(Pre-Qualification Amendment No. 2 to Offering Statement 1)

First Edition of Philosopher-Scientist

Closed

12/6/2019

12/13/2019

$7.25

2,000

$14,500
(3)

$855

7/21/2021

#HONUS

11/27/2019

(Post-Qualification Amendment No. 2 to Offering Statement 1)

1909-1911 T206 Honus Wagner Card

Closed

12/11/2019

12/26/2019

$52.00

10,000

$520,000
(3)

$5,572

9/24/2021

#75ALI

11/1/2019

(Post-Qualification Amendment No. 1 to Offering Statement 1)

1975 Muhammad Ali Boots worn in fight against Chuck Wepner

Closed

12/19/2019

12/29/2019

$46.00

1,000

$46,000
(3)

-$10

7/13/2021

#71ALI

10/11/2019

(Pre-Qualification Amendment No. 2 to Offering Statement 1)

1971 “Fight of the Century” Contract

 

 

 

 

 

 

 

 

Sold - $40,000 Acquisition Offer Accepted on 02/07/2020

12/16/2019

12/30/2019

$15.50

2,000

$31,000
(3)

$1,090

2/6/2020


9



#APROAK

11/1/2019

(Post-Qualification Amendment No. 1 to Offering Statement 1)

Audemars Piguet Royal Oak Jumbo A-Series Ref.5402

Sold - $110,000 Acquisition Offer Accepted on 06/25/2021

12/6/2019

1/2/2020

$75.00

1,000

$75,000
(3)

-$63

6/30/2021

#88JORDAN

11/1/2019

(Post-Qualification Amendment No. 1 to Offering Statement 1)

1988 Michael Jordan Nike Air Jordan III Sneakers

Closed

1/19/2020

1/27/2020

$11.00

2,000

$22,000
(3)

$230

8/23/2021

#BIRKINBOR

12/18/2019

(Post-Qualification Amendment No. 3 to Offering Statement 1)

2015 Hermès Birkin Bordeaux Shiny Porosus Crocodile with Gold Hardware

Closed

2/13/2020

2/20/2020

$26.25

2,000

$52,500
(3)

$225

9/13/2021

#33RUTH

12/18/2019

(Post-Qualification Amendment No. 3 to Offering Statement 1)

1933 Goudey #144 Babe Ruth Card

Closed

2/20/2020

2/26/2020

$38.50

2,000

$77,000
(3)

$603

8/25/2021

#SPIDER1

12/18/2019

(Post-Qualification Amendment No. 3 to Offering Statement 1)

1963 Marvel Comics Amazing Spider-Man #1 CGC FN+ 6.5

Closed

2/28/2020

3/4/2020

$22.00

1,000

$22,000
(3)

$230

9/21/2021

#BATMAN3

12/18/2019

(Post-Qualification Amendment No. 3 to Offering Statement 1)

1940 D.C. Comics Batman #3 CGC NM 9.4

Closed

2/28/2020

3/4/2020

$78.00

1,000

$78,000
(3)

$585

9/9/2021

#ULYSSES

10/11/2019

(Pre-Qualification Amendment No. 2 to Offering Statement 1)

1935 First Edition Ulysses

Closed

3/6/2020

3/10/2020

$51.00

500

$25,500
(3)

$695

8/11/2021


10



#ROOSEVELT

10/11/2019

(Pre-Qualification Amendment No. 2 to Offering Statement 1)

First Edition African Game Trails

Closed

3/6/2020

3/10/2020

$19.50

1,000

$19,500
(3)

$1,008

8/27/2021

#56MANTLE

12/18/2019

(Post-Qualification Amendment No. 3 to Offering Statement 1)

1956 Topps #135 Mickey Mantle Card

Closed

1/3/2020

3/11/2020

$1.00

10,000

$10,000
(3)

-$650

8/24/2021

#AGHOWL

10/11/2019

(Pre-Qualification Amendment No. 2 to Offering Statement 1)

First Edition Howl and Other Poems

Closed

3/6/2020

3/11/2020

$38.00

500

$19,000
(3)

$810

11/4/2021

#98JORDAN

10/11/2019

(Pre-Qualification Amendment No. 2 to Offering Statement 1)

1998 Michael Jordan Jersey

Sold - $165,000 Acquisition Offer Accepted on 05/11/2020

3/9/2020

3/22/2020

$64.00

2,000

$128,000
(3)

$4,160

5/14/2020

#18ZION

11/1/2019

(Post-Qualification Amendment No. 1 to Offering Statement 1)

2018 Zion Williamson Adidas James Harden Sneakers

Closed

3/27/2020

4/2/2020

$30.00

500

$15,000
(3)

$200

10/13/2021

#SNOOPY

11/27/2019

(Post-Qualification Amendment No. 2 to Offering Statement 1)

2015 Omega Speedmaster Moonwatch

Closed

4/2/2020

4/7/2020

$12.75

2,000

$25,500
(3)

-$55

9/24/2021

#APOLLO11

11/1/2019

(Post-Qualification Amendment No. 1 to Offering Statement 1)

Apollo 11  Crew-Signed New York Times Cover

Closed

4/8/2020

4/19/2020

$32.00

1,000

$32,000
(3)

$130

9/2/2021


11



#24RUTHBAT

12/18/2019

(Post-Qualification Amendment No. 3 to Offering Statement 1)

1924 George "Babe" Ruth Professional Model Bat

Closed

4/10/2020

5/3/2020

$85.00

3,000

$255,000
(3)

-$513

8/2/2021

#YOKO

10/11/2019

(Pre-Qualification Amendment No. 2 to Offering Statement 1)

First Edition Grapefruit

Closed

4/29/2020

5/11/2020

$80.00

200

$16,000
(3)

$840

8/16/2021

#86JORDAN

4/30/2020

(Post-Qualification Amendment No. 6 to Offering Statement 1)

1986 Fleer #57 Michael Jordan Card

Sold - $80,000 Acquisition Offer Accepted on 06/01/2020

5/6/2020

5/13/2020

$40.00

1,000

$40,000
(3)

$600

6/1/2020

#HULK1

4/30/2020

(Post-Qualification Amendment No. 6 to Offering Statement 1)

1962 The Incredible Hulk #1 CGC VF 8.0

Sold - $116,000 Acquisition Offer Accepted on 07/19/2021

5/12/2020

5/24/2020

$44.50

2,000

$89,000
(3)

$143

7/19/2021

#RUTHBALL1

4/30/2020

(Post-Qualification Amendment No. 6 to Offering Statement 1)

1934-39 Official American League Babe Ruth Single Signed Baseball

Closed

5/8/2020

5/24/2020

$14.50

2,000

$29,000
(3)

$510

8/18/2021

#HIMALAYA

12/18/2019

(Post-Qualification Amendment No. 3 to Offering Statement 1)

2014 Hermès 30cm Birkin Blanc Himalaya Matte Niloticus Crocodile with Palladium Hardware

Closed

5/19/2020

5/27/2020

$70.00

2,000

$140,000
(3)

$6,300

9/22/2021

#38DIMAGGIO

4/30/2020

(Post-Qualification Amendment No. 6 to Offering Statement 1)

1938 Goudey #274 Joe DiMaggio NM-MT 8 Baseball Card

Closed

5/28/2020

6/4/2020

$22.00

1,000

$22,000
(3)

$680

9/17/2021


12



#55CLEMENTE

4/30/2020

(Post-Qualification Amendment No. 6 to Offering Statement 1)

1955 Topps #164 Roberto Clemente NM-MT 8 Baseball Card

Closed

5/28/2020

6/4/2020

$38.00

1,000

$38,000
(3)

$520

9/16/2021

#LOTR

4/30/2020

(Post-Qualification Amendment No. 6 to Offering Statement 1)

1954-1955 First Edition, First Issue The Lord of the Rings Trilogy

Closed

6/4/2020

6/12/2020

$29.00

1,000

$29,000
(3)

$10

7/30/2021

#CATCHER

4/30/2020

(Post-Qualification Amendment No. 6 to Offering Statement 1)

1951 First Edition, First Issue The Catcher in the Rye

Closed

6/4/2020

6/12/2020

$25.00

500

$12,500
(3)

$25

10/8/2021

#BOND1

4/30/2020

(Post-Qualification Amendment No. 6 to Offering Statement 1)

1953 First Edition, First Issue Casino Royale

Closed

6/4/2020

6/12/2020

$39.00

1,000

$39,000
(3)

$510

9/8/2021

#SUPER21

4/30/2020

(Post-Qualification Amendment No. 6 to Offering Statement 1)

1943 Superman #21 CGC VF/NM 9.0 comic book

Closed

5/7/2020

6/17/2020

$1.00

8,500

$8,500
(3)

$615

9/24/2021

#BATMAN1

4/30/2020

(Post-Qualification Amendment No. 6 to Offering Statement 1)

1940 D.C. Comics Batman #1 CGC FR/GD 1.5

Closed

6/11/2020

6/18/2020

$71.00

1,000

$71,000
(3)

$658

10/6/2021

#BIRKINTAN

4/30/2020

(Post-Qualification Amendment No. 6 to Offering Statement 1)

2015 Hermès 30cm Birkin Tangerine Ostrich with Palladium Hardware

Closed

6/17/2020

6/25/2020

$28.00

1,000

$28,000
(3)

$1,520

10/25/2021


13



#GMTBLACK1

4/30/2020

(Post-Qualification Amendment No. 6 to Offering Statement 1)

Rolex 18k Yellow Gold GMT-Master ref. 16758

Closed

6/17/2020

6/25/2020

$28.00

1,000

$28,000
(3)

$1,520

8/19/2021

#61JFK

6/8/2020

(Post-Qualification Amendment No. 7 to Offering Statement 1)

1961 inscribed copy of Inaugural Addresses of the Presidents of the United States

Closed

6/27/2020

7/7/2020

$11.50

2,000

$23,000
(3)

$5,520

9/7/2021

#POKEMON1

4/30/2020

(Post-Qualification Amendment No. 6 to Offering Statement 1)

1999 Pokemon First Edition PSA GEM MT 10 Complete Set

Closed

6/23/2020

7/8/2020

$25.00

5,000

$125,000
(3)

$4,213

8/16/2021

#50JACKIE

4/30/2020

(Post-Qualification Amendment No. 6 to Offering Statement 1)

1950 Bowman #22  Jackie Robinson Card

Sold - $13,000 Acquisition Offer Accepted on 10/07/2020

6/10/2020

7/8/2020

$1.00

10,000

$10,000
(3)

$100

10/13/2020

#LINCOLN

6/8/2020

(Post-Qualification Amendment No. 7 to Offering Statement 1)

1864 Signed, Vignetted Portrait of Abraham Lincoln

Closed

7/1/2020

7/9/2020

$20.00

4,000

$80,000
(3)

$13,900

11/17/2021

#STARWARS1

6/8/2020

(Post-Qualification Amendment No. 7 to Offering Statement 1)

1977 Star Wars #1 CGC VF/NM 9.0 comic book

Closed

7/1/2020

7/14/2020

$1.00

12,000

$12,000
(3)

$980

8/12/2021

#68MAYS

6/8/2020

(Post-Qualification Amendment No. 7 to Offering Statement 1)

1968 Willie Mays Signed and Game-Used Adirondack M63 Model Bat

Closed

7/17/2020

7/26/2020

$19.50

2,000

$39,000
(3)

$5,510

7/9/2021


14



#56TEDWILL

6/8/2020

(Post-Qualification Amendment No. 7 to Offering Statement 1)

1956 Ted Williams Game-Worn Red Sox Home Jersey

Closed

7/16/2020

7/26/2020

$45.00

2,000

$90,000
(3)

$7,825

9/23/2021

#TMNT1

6/8/2020

(Post-Qualification Amendment No. 7 to Offering Statement 1)

1984 Teenage Mutant Ninja Turtles #1 CGC VF/NM 9.8 comic book

Sold - $100,000 Acquisition Offer Accepted on 06/07/2021

7/23/2020

7/30/2020

$65.00

1,000

$65,000
(3)

$4,250

6/8/2021

#CAPTAIN3

4/30/2020

(Post-Qualification Amendment No. 6 to Offering Statement 1)

1941 Captain America Comics #3 CGC VG/FN 5.0 comic book

Closed

7/23/2020

7/30/2020

$37.00

1,000

$37,000
(3)

$464

6/18/2021

#51MANTLE

6/8/2020

(Post-Qualification Amendment No. 7 to Offering Statement 1)

1951 Bowman #253 Mickey Mantle Card

Sold - $65,000 Acquisition Offer Accepted on 04/14/2022

7/16/2020

7/30/2020

$17.00

2,000

$34,000
(3)

$3,060

7/27/2021

#CHURCHILL

4/30/2020

(Post-Qualification Amendment No. 6 to Offering Statement 1)

First English Edition copies of Volumes I-VI of The Second World War by Winston Churchill

Closed

7/7/2020

8/6/2020

$1.00

7,500

$7,500
(3)

$25

11/10/2021

#SHKSPR4

4/30/2020

(Post-Qualification Amendment No. 6 to Offering Statement 1)

1685 Fourth Folio of William Shakespeare’s Comedies, Histories, and Tragedies

Closed

7/30/2020

8/6/2020

$115.00

1,000

$115,000
(3)

$7,282

8/6/2021

#03KOBE

7/20/2020

(Post-Qualification Amendment No. 8 to Offering Statement 1)

2003-2004 Upper Deck Exquisite Collection Limited Logos #KB Kobe Bryant Signed Game Used Patch Card

Closed

8/2/2020

8/16/2020

$8.00

6,250

$50,000
(3)

$4,400

8/2/2021


15



#03LEBRON

7/20/2020

(Post-Qualification Amendment No. 8 to Offering Statement 1)

2003-2004 Upper Deck Exquisite Collection LeBron James Patches Autographs Card

Sold - $56,000 Acquisition Offer Accepted on 01/31/2022

8/5/2020

8/16/2020

$17.00

2,000

$34,000
(3)

$7,560

7/13/2021

#03JORDAN

7/20/2020

(Post-Qualification Amendment No. 8 to Offering Statement 1)

2003-2004 Upper Deck Exquisite Collection Michael Jordan Patches Autographs Card

Closed

8/6/2020

8/16/2020

$20.50

2,000

$41,000
(3)

$6,490

7/2/2021

#39TEDWILL

7/20/2020

(Post-Qualification Amendment No. 8 to Offering Statement 1)

1939 Gum Inc. Play Ball #92 Ted Williams Rookie Card

Closed

8/13/2020

8/24/2020

$5.00

5,600

$28,000
(3)

-$1,130

8/11/2021

#94JETER

7/20/2020

(Post-Qualification Amendment No. 8 to Offering Statement 1)

1994 Derek Jeter Signed and Game-Worn Columbus Clippers Away Jersey

Closed

8/9/2020

8/24/2020

$45.00

1,000

$45,000
(3)

$4,450

6/30/2021

#2020TOPPS

7/20/2020

(Post-Qualification Amendment No. 8 to Offering Statement 1)

Ten (10) Complete Sets of Topps 2020 Limited First Edition Series 1 & 2 Topps Baseball Cards

Closed

8/13/2020

8/25/2020

$10.00

10,000

$100,000
(3)

$100

8/19/2021

#FANFOUR1

4/30/2020

(Post-Qualification Amendment No. 6 to Offering Statement 1)

1961 Fantastic Four #1 CGC VF+ 8.5 comic book

Sold - $126,000 Acquisition Offer Accepted on 06/14/2021

8/23/2020

9/2/2020

$52.50

2,000

$105,000
(3)

$2,563

6/15/2021

#85MARIO

6/8/2020

(Post-Qualification Amendment No. 7 to Offering Statement 1)

1985 Factory-Sealed NES Super Mario Bros. Wata 9.8 A+

Sold - $2,000,000 Acquisition Offer Accepted on 08/09/2021

8/16/2020

9/15/2020

$50.00

3,000

$150,000
(3)

$6,775

8/19/2021


16



#TOS39

7/20/2020

(Post-Qualification Amendment No. 8 to Offering Statement 1)

1963 Tales of Suspense #39 CGC NM 9.4 comic book

Sold - $240,000 Acquisition Offer Accepted on 01/31/2022

8/27/2020

9/15/2020

$45.00

3,000

$135,000
(3)

$12,038

8/3/2021

#DAREDEV1

6/8/2020

(Post-Qualification Amendment No. 7 to Offering Statement 1)

1964 Daredevil #1 CGC VF/NM 9.0 comic book

Sold - $22,080 Acquisition Offer Accepted on 07/26/2021

7/28/2020

9/15/2020

$1.00

11,500

$11,500
(3)

$985

7/26/2021

#05LATOUR

7/20/2020

(Post-Qualification Amendment No. 8 to Offering Statement 1)

One case of twelve (12) 75cl bottles of 2005 Château Latour

Closed

9/3/2020

9/15/2020

$9.80

1,000

$9,800
(3)

$1,161

9/27/2021

#16SCREAG

7/20/2020

(Post-Qualification Amendment No. 8 to Offering Statement 1)

Four cases of three (3) 75cl bottles of 2016 Screaming Eagle

Closed

9/3/2020

9/15/2020

$39.00

1,000

$39,000
(3)

$5,566

10/18/2021

#14DRC

7/20/2020

(Post-Qualification Amendment No. 8 to Offering Statement 1)

One case of twelve (12) 75cl bottles of 2014 Domaine de la Romanée-Conti

Closed

9/3/2020

9/15/2020

$54.00

1,000

$54,000
(3)

$6,380

11/11/2021

#86RICE

7/20/2020

(Post-Qualification Amendment No. 8 to Offering Statement 1)

1986 Topps #161 Jerry Rice Rookie Card

Closed

7/28/2020

9/15/2020

$1.00

23,000

$23,000
(3)

$1,670

9/8/2021

#57MANTLE

7/20/2020

(Post-Qualification Amendment No. 8 to Offering Statement 1)

1957 Topps #95 Mickey Mantle Card

Closed

9/6/2020

9/21/2020

$1.00

8,000

$8,000
(3)

-$1,182

9/28/2021


17



#FAUBOURG

4/30/2020

(Post-Qualification Amendment No. 6 to Offering Statement 1)

2019 Hermès 20cm Sellier Faubourg Brown Multicolor Birkin with Palladium Hardware

Closed

9/9/2020

9/21/2020

$75.00

2,000

$150,000
(3)

$31,675

9/28/2021

#SOBLACK

4/30/2020

(Post-Qualification Amendment No. 6 to Offering Statement 1)

2010 Hermès 30cm Black Calf Box Leather “So Black” Birkin with PVD Hardware

Closed

9/10/2020

10/1/2020

$56.00

1,000

$56,000
(3)

$4,087

10/15/2021

#GATSBY

6/8/2020

(Post-Qualification Amendment No. 7 to Offering Statement 1)

inscribed First Edition, First Issue copy of The Great Gatsby by F. Scott Fitzgerald

Closed

9/14/2020

10/1/2020

$50.00

4,000

$200,000
(3)

$10,800

11/18/2021

#93DAYTONA

7/20/2020

(Post-Qualification Amendment No. 8 to Offering Statement 1)

1993 Rolex Oyster Perpetual Cosmograph Daytona ref. 16528

Closed

9/24/2020

10/1/2020

$21.00

2,000

$42,000
(3)

$3,480

10/29/2021

#09TROUT

9/24/2020

(Post-Qualification Amendment No. 10 to Offering Statement 1)

2009 Bowman Chrome Draft Prospects #DBPP89 Mike Trout (Orange Refractor) Signed Rookie Card

Closed

9/28/2020

10/8/2020

$20.00

11,250

$225,000
(3)

-$4,540

7/30/2021

#57STARR

7/20/2020

(Post-Qualification Amendment No. 8 to Offering Statement 1)

1957 Topps #119 Bart Starr Rookie Card

Closed

9/16/2020

10/8/2020

$1.00

8,000

$8,000
(3)

-$1,182

6/14/2021

#AF15

8/21/2020

(Post-Qualification Amendment No. 9 to Offering Statement 1)

1962 Amazing Fantasy #15 CGC VF 8.0 comic book

Sold - $240,000 Acquisition Offer Accepted on 06/07/2021

10/9/2020

10/19/2020

$25.00

8,000

$200,000
(3)

$6,900

6/8/2021


18



#03KOBE2

9/24/2020

(Post-Qualification Amendment No. 10 to Offering Statement 1 and Supplement No. 1 to Post-Qualification Amendment No. 11)

2003-04 Upper Deck Exquisite Collection Patches Autographs #KB Kobe Bryant Card graded BGS MINT 9

Closed

10/6/2020

10/22/2020

$4.00

5,750

$23,000
(3)

$641

9/22/2021

#JOBSMAC

8/21/2020

(Post-Qualification Amendment No. 9 to Offering Statement 1)

1986 Macintosh Plus Computer Signed by Steve Jobs

Closed

10/10/2020

10/22/2020

$10.00

5,000

$50,000
(3)

$13,168

8/27/2021

#16PETRUS

7/20/2020

(Post-Qualification Amendment No. 8 to Offering Statement 1 and Supplement No. 1 to Post-Qualification Amendment No. 9 to Offering Statement 1)

Two cases of six (6) 75cl bottles of 2016 Château Petrus

Closed

8/29/2020

11/3/2020

$5.00

9,000

$45,000
(3)

$5,214

8/26/2021

#ALICE

7/20/2020

(Post-Qualification Amendment No. 8 to Offering Statement 1)

1866 First Edition, Second Issue copy of Alice’s Adventures in Wonderland by Lewis Carroll

Closed

9/6/2020

11/3/2020

$1.00

12,000

$12,000
(3)

$1,480

11/15/2021

#SPIDER10

8/21/2020

(Post-Qualification Amendment No. 9 to Offering Statement 1)

1963 Marvel Comics Amazing Spider-Man #10 CGC NM/M 9.8 comic book

Closed

9/6/2020

11/3/2020

$5.00

4,200

$21,000
(3)

$1,688

9/7/2021


19



#62MANTLE

9/24/2020

(Post-Qualification Amendment No. 10 to Offering Statement 1)

1962 Mickey Mantle Professional Model Bat Attributed to the 1962 World Series

Closed

10/19/2020

11/4/2020

$25.00

6,000

$150,000
(3)

$14,775

7/26/2021

#BATMAN6

6/8/2020

(Post-Qualification Amendment No. 7 to Offering Statement 1)

1941 Batman #6 CGC NM 9.4 comic book

Closed

10/21/2020

11/4/2020

$13.50

2,000

$27,000
(3)

$2,330

8/5/2021

#CLEMENTE2

9/24/2020

(Post-Qualification Amendment No. 10 to Offering Statement 1)

1959 Roberto Clemente Signature Model Bat

Closed

9/29/2020

11/9/2020

$35.00

2,000

$70,000
(3)

$8,173

7/7/2021

#SUPER14

7/20/2020

(Post-Qualification Amendment No. 8 to Offering Statement 1)

1942 Superman #14 CGC NM 9.4 comic book

Sold - $156,000 Acquisition Offer Accepted on 08/03/2021

11/6/2020

11/16/2020

$25.00

5,200

$130,000
(3)

$7,125

8/3/2021

#79STELLA

9/24/2020

(Post-Qualification Amendment No. 10 to Offering Statement 1)

1979 Rolex Ref. 18038 Coral “Stella Dial” Day-Date

Closed

10/5/2020

11/16/2020

$5.00

13,800

$69,000
(3)

$5,693

9/15/2021

#TKAM

6/8/2020

(Post-Qualification Amendment No. 7 to Offering Statement 1)

1960 Inscribed First Edition copy of To Kill a Mockingbird by Harper Lee

Closed

10/26/2020

11/16/2020

$16.00

2,000

$32,000
(3)

$1,980

9/1/2021

#DIMAGGIO2

10/28/2020

(Post-Qualification Amendment No. 14 to Offering Statement 1)

Rolex Oyster Perpetual Datejust presented to Joe DiMaggio

Closed

11/10/2020

11/18/2020

$10.50

2,000

$21,000
(3)

$2,036

7/20/2021


20



#13BEAUX

9/24/2020

(Post-Qualification Amendment No. 10 to Offering Statement 1)

One case of twelve (12) bottles of 2013 Vosne-Romanée Les Beaux Monts, Domaine Leroy

Closed

11/10/2020

11/23/2020

$5.00

5,100

$25,500
(3)

$2,124

10/4/2021

#88MARIO

10/28/2020

(Post-Qualification Amendment No. 14 to Offering Statement 1)

1988 NES Super Mario Bros. 2 Wata 9.8 A+ Video Game

Sold - $60,000 Acquisition Offer Accepted on 12/29/2020

11/12/2020

11/23/2020

$15.00

2,000

$30,000
(3)

$3,600

12/30/2020

#ANMLFARM

8/21/2020

(Post-Qualification Amendment No. 9 to Offering Statement 1)

First Edition, First printing of Animal Farm by George Orwell

Closed

11/16/2020

11/23/2020

$10.00

1,000

$10,000
(3)

$434

7/27/2021

#NASA1

9/24/2020

(Post-Qualification Amendment No. 10 to Offering Statement 1)

1969 Buzz Aldrin NASA Apollo 11 space-flown control stick

Closed

10/25/2020

11/25/2020

$30.00

10,000

$300,000
(3)

$39,763

10/6/2021

#00BRADY

10/28/2020

(Post-Qualification Amendment No. 14 to Offering Statement 1 and Supplement No. 1 to Post-Qualification Amendment No. 14 to Offering Statement 1)

2000 Playoff Contenders #144 Tom Brady Autograph Rookie Card graded BGS MINT 9

Closed

11/19/2020

11/30/2020

$12.00

3,750

$45,000
(3)

$8,298

9/2/2021

#85NES

10/28/2020

(Post-Qualification Amendment No. 14 to Offering Statement 1)

1985 NES Duck Hunt Wata 9.2 NS Video Game and a 1985 NES Gyromite Wata 9.0 NS Video Game

Closed

11/17/2020

11/30/2020

$4.00

8,000

$32,000
(3)

$4,321

8/17/2021


21



#JUSTICE1

8/21/2020

(Post-Qualification Amendment No. 9 to Offering Statement 1)

1960 Justice League of America #1 CGC NM+ 9.6 comic book

Closed

11/18/2020

12/7/2020

$43.00

5,000

$215,000
(3)

$20,635

8/18/2021

#69KAREEM

10/28/2020

(Post-Qualification Amendment No. 14 to Offering Statement 1)

1969 Topps Basketball #25 Lew Alcindor Rookie Card graded PSA NM-MT 8

Closed

11/23/2020

12/7/2020

$11.00

2,500

$27,500
(3)

$2,896

8/30/2021

#59JFK

8/21/2020

(Post-Qualification Amendment No. 9 to Offering Statement 1)

1959 Inscribed Presentation Copy of Profiles in Courage by John F. Kennedy

Closed

11/25/2020

12/7/2020

$13.00

2,000

$26,000
(3)

$1,538

9/17/2021

#04LEBRON

10/28/2020

(Post-Qualification Amendment No. 14 to Offering Statement 1)

2004-05 Upper Deck Exquisite Collection Extra Exquisite Jerseys Autographs #LJ LeBron James Card graded BGS GEM MINT 9.5

Closed

10/29/2020

12/7/2020

$10.00

5,000

$50,000
(3)

$4,371

9/29/2021

#85JORDAN

10/28/2020

(Post-Qualification Amendment No. 14 to Offering Statement 1)

1985 Michael Jordan Rookie Game Worn Nike Air Jordan I Sneakers

Closed

11/8/2020

12/7/2020

$25.00

10,000

$250,000
(3)

$5,025

9/13/2021

#GOLDENEYE

10/28/2020

(Post-Qualification Amendment No. 14 to Offering Statement 1)

1997 N64 GoldenEye 007 Wata 9.6 A++ Video Game

Closed

11/24/2020

12/14/2020

$5.00

5,000

$25,000
(3)

$808

9/9/2021

#MOONSHOE

11/25/2020

(Post-Qualification Amendment No. 15 to Offering Statement 1)

Original pair of Nike "Moon Shoe" sneakers

Closed

11/25/2020

12/14/2020

$10.00

18,000

$180,000
(3)

$26,250

9/15/2021


22



#03LEBRON2

11/25/2020

(Post-Qualification Amendment No. 15 to Offering Statement 1)

2003-04 Topps Chrome Refractors LeBron James Rookie card graded BGS Pristine 10

Closed

11/30/2020

12/14/2020

$20.00

5,000

$100,000
(3)

$7,523

8/26/2021

#GRAPES

8/21/2020

(Post-Qualification Amendment No. 9 to Offering Statement 1)

1939 Inscribed First Edition Presentation copy of The Grapes of Wrath by John Steinbeck

Closed

12/1/2020

12/14/2020

$19.50

2,000

$39,000
(3)

$6,408

10/1/2021

#34GEHRIG

10/28/2020

(Post-Qualification Amendment No. 14 to Offering Statement 1)

1934 Goudey #61 Lou Gehrig Card graded PSA NM-MT 8

Closed

12/3/2020

12/14/2020

$7.00

5,000

$35,000
(3)

$3,845

10/7/2021

#98KANGA

11/25/2020

(Post-Qualification Amendment No. 15 to Offering Statement 1)

1998 Pokémon Japanese Promo Kangaskhan-Holo Trophy Card graded PSA GEM MT 10

Closed

12/2/2020

12/14/2020

$8.00

21,250

$170,000
(3)

$16,425

11/19/2021

#06BRM

9/24/2020

(Post-Qualification Amendment No. 10 to Offering Statement 1)

One case of twelve (12) bottles of 2006 Barolo Riserva Monfortino, Giacomo Conterno

Closed

12/7/2020

12/14/2020

$10.00

1,850

$18,500
(3)

$1,351

11/18/2021

#DUNE

7/20/2020

(Post-Qualification Amendment No. 8 to Offering Statement 1)

1965 Inscribed First Edition Copy of Frank Herbert’s Dune

Closed

12/10/2020

12/22/2020

$13.25

1,000

$13,250
(3)

$1,418

10/18/2021

#86FLEER

11/25/2020

(Post-Qualification Amendment No. 15 to Offering Statement 1)

1986-87 Fleer Basketball Unopened Wax Box Certified by BBCE

Closed

12/7/2020

12/22/2020

$10.00

16,500

$165,000
(3)

$14,666

8/31/2021


23



#WILDGUN

10/28/2020

(Post-Qualification Amendment No. 14 to Offering Statement 1)

1985 NES Wild Gunman Wata 9.2 A+ Video Game

Closed

12/15/2020

12/22/2020

$7.00

4,000

$28,000
(3)

$2,591

8/26/2021

#58PELE2

11/25/2020

(Post-Qualification Amendment No. 15 to Offering Statement 1)

1958 Editora Aquarela Pelé Card graded PSA NM 7

Sold - $62,000 Acquisition Offer Accepted on 02/26/2021

12/16/2020

12/22/2020

$5.00

5,300

$26,500
(3)

$1,930

2/17/2021

#18LAMAR

11/25/2020

(Post-Qualification Amendment No. 15 to Offering Statement 1)

2018 National Treasures Red Lamar Jackson Rookie Card graded BGS NM-MT+ 8.5

Sold - $88,500 Acquisition Offer Accepted on 12/29/2020

12/7/2020

12/29/2020

$8.00

7,750

$62,000
(3)

$5,875

12/30/2020

#13GIANNIS

11/25/2020

(Post-Qualification Amendment No. 15 to Offering Statement 1)

2013 Panini Flawless Giannis Antetokounmpo Rookie card graded BGS GEM MINT 9.5

Closed

12/19/2020

1/13/2021

$5.00

5,000

$25,000
(3)

$4,023

8/9/2021

#AVENGERS1

7/20/2020

(Post-Qualification Amendment No. 8 to Offering Statement 1)

1963 Avengers #1 CGC NM + 9.6 comic book

Sold - $325,000 Acquisition Offer Accepted on 07/09/2021

12/16/2020

1/13/2021

$54.00

5,000

$270,000
(3)

$14,675

7/9/2021

#04MESSI

11/25/2020

(Post-Qualification Amendment No. 15 to Offering Statement 1)

2004-05 Panini Lionel Messi Card graded BGS GEM MINT 9.5

Closed

12/21/2020

1/13/2021

$5.00

9,000

$45,000
(3)

$3,403

8/3/2021

#AVENGE57

8/21/2020

(Post-Qualification Amendment No. 9 to Offering Statement 1)

1968 Marvel Avengers #57 CGC NM/M 9.8 comic book

Closed

12/2/2020

1/13/2021

$1.00

20,000

$20,000
(3)

$1,698

11/19/2021


24



#03TACHE

10/28/2020

(Post-Qualification Amendment No. 14 to Offering Statement 1)

Four cases of three (3) bottles of 2003 La Tâche, Domaine de la Romanée-Conti

Closed

11/17/2020

1/13/2021

$5.00

15,600

$78,000
(3)

$5,699

9/10/2021

#99TMB2

11/25/2020

(Post-Qualification Amendment No. 15 to Offering Statement 1)

1999 Pokémon Japanese Promo Tropical Mega Battle No. 2 Trainer Card graded PSA AUTHENTIC

Closed

12/14/2020

1/13/2021

$6.00

10,000

$60,000
(3)

$8,000

11/5/2021

#PUNCHOUT

12/21/2020

(Post-Qualification Amendment No. 16 to Offering Statement 1)

1987 NES Mike Tyson’s PUNCH-OUT!! Wata 9.4 A+ video game

Closed

12/22/2020

1/13/2021

$9.00

10,000

$90,000
(3)

$7,825

9/23/2021

#BULLSRING

11/25/2020

(Post-Qualification Amendment No. 15 to Offering Statement 1)

Six Chicago Bulls NBA Championship Rings awarded to Chicago Bulls security guard John Capps

Closed

12/19/2020

1/13/2021

$10.00

30,000

$300,000
(3)

$44,008

8/10/2021

#70AARON

11/25/2020

(Post-Qualification Amendment No. 15 to Offering Statement 1)

1970 Topps Hank Aaron card graded PSA GEM MINT 10

Closed

12/23/2020

1/13/2021

$3.00

6,000

$18,000
(3)

$598

8/6/2021

#96CHARZRD

12/21/2020

(Post-Qualification Amendment No. 16 to Offering Statement 1)

1996 Pokemon Japanese Base Set No Rarity Symbol Holo Charizard #6 PSA MINT 9

Closed

12/27/2020

1/13/2021

$10.00

6,500

$65,000
(3)

$5,304

9/10/2021

#01TIGER

12/21/2020

(Post-Qualification Amendment No. 16 to Offering Statement 1)

2001 SP Authentic #45 Tiger Woods Autographed Rookie Card graded BGS GEM MINT 9.5

Closed

12/30/2020

1/13/2021

$10.00

1,850

$18,500
(3)

$1,615

7/28/2021


25



#ICECLIMB

12/21/2020

(Post-Qualification Amendment No. 16 to Offering Statement 1)

1985 NES Ice Climber Wata 9.0 A video game

Closed

12/28/2020

1/13/2021

$8.00

10,000

$80,000
(3)

$7,958

10/20/2021

#09COBB

11/25/2020

(Post-Qualification Amendment No. 15 to Offering Statement 1)

1909-11 T206 Sweet Caporal Ty Cobb card graded PSA NM 7

Closed

1/6/2021

1/19/2021

$4.00

8,000

$32,000
(3)

$2,980

8/17/2021

#51HOWE

11/25/2020

(Post-Qualification Amendment No. 15 to Offering Statement 1)

1951 Parkhurst Gordie Howe Card graded PSA NM-MT 8

Sold - $52,000 Acquisition Offer Accepted on 01/28/2022

1/5/2021

1/19/2021

$9.00

5,000

$45,000
(3)

$3,445

8/13/2021

#96JORDAN2

1/8/2021

(Post-Qualification Amendment No. 17 to Offering Statement 1)

Michael Jordan Playoff Worn and Dual Signed ‘Player Sample’ Air Jordan 11’s

Closed

1/11/2021

1/19/2021

$5.00

10,800

$54,000
(3)

$3,691

8/12/2021

#JUNGLEBOX

12/21/2020

(Post-Qualification Amendment No. 16 to Offering Statement 1)

1999 Pokémon Jungle 1st Edition Booster Box

Closed

1/3/2021

1/19/2021

$5.00

6,900

$34,500
(3)

$2,955

11/3/2021

#59FLASH

1/8/2021

(Post-Qualification Amendment No. 17 to Offering Statement 1)

1959 The Flash #105 comic book graded NM 9.4 by CGC

Closed

1/12/2021

1/25/2021

$6.50

10,000

$65,000
(3)

$5,129

9/16/2021

#FOSSILBOX

12/21/2020

(Post-Qualification Amendment No. 16 to Offering Statement 1)

1999 Pokémon 1st Edition Fossil Set Sealed Booster Box

Closed

1/11/2021

1/25/2021

$5.00

4,200

$21,000
(3)

$1,569

11/12/2021


26



#THOR

10/28/2020

(Post-Qualification Amendment No. 14 to Offering Statement 1)

1962 Journey Into Mystery #83 CGC NM 9.4

Sold - $261,000 Acquisition Offer Accepted on 07/14/2021

1/7/2021

1/25/2021

$20.00

10,750

$215,000
(3)

$15,638

7/15/2021

#POKEBLUE

12/21/2020

(Post-Qualification Amendment No. 16 to Offering Statement 1)

1998 Game Boy Pokémon Blue video game

Closed

1/20/2021

1/27/2021

$10.00

2,400

$24,000
(3)

$2,660

7/29/2021

#98GTA

12/21/2020

(Post-Qualification Amendment No. 16 to Offering Statement 1 and Supplement No. 1 to Post-Qualification Amendment No. 17 to Offering Statement 1)

1998 PlayStation Grand Theft Auto Video Game graded Wata 9.8 A+

Closed

1/14/2021

1/27/2021

$5.00

3,150

$15,750
(3)

$1,172

11/2/2021

#PICNIC

8/21/2020

(Post-Qualification Amendment No. 9 to Offering Statement 1)

Limited Edition Natural Barénia Leather & Osier Picnic Kelly 35cm Bag with palladium hardware

Closed

12/9/2020

1/27/2021

$27.00

2,000

$54,000
(3)

$4,358

9/15/2021

#DOMINOS

1/8/2021

(Post-Qualification Amendment No. 17 to Offering Statement 1)

1990 Rolex Air-King Dominos Pizza Special Edition Watch

Closed

1/19/2021

1/27/2021

$5.50

2,000

$11,000
(3)

$1,169

10/21/2021

#58PELE

11/25/2020

(Post-Qualification Amendment No. 15 to Offering Statement 1)

1958 Alifabolaget #635 Pelé Rookie Card graded PSA MINT 9

Closed

1/11/2021

1/28/2021

$10.00

31,500

$315,000
(3)

$20,441

10/5/2021


27



#09CURRY

1/8/2021

(Post-Qualification Amendment No. 17 to Offering Statement 1)

2009-10 UD Exquisite Stephen Curry #64 Autographed Rookie Card graded GEM MINT 9.5 by BGS

Closed

1/25/2021

2/2/2021

$10.00

2,500

$25,000
(3)

$524

9/9/2021

#84JORDAN

1/8/2021

(Post-Qualification Amendment No. 17 to Offering Statement 1)

Michael Jordan Photo-Matched 1984 Signing Day Chicago Bulls Official NBA Game Jersey

Closed

1/21/2021

2/2/2021

$25.00

15,000

$375,000
(3)

$49,831

9/1/2021

#09BEAUX

9/24/2020

(Post-Qualification Amendment No. 10 to Offering Statement 1)

One case of twelve (12) bottles of 2009 Vosne-Romanée Les Beaux Monts, Domaine Leroy

Closed

1/4/2021

2/2/2021

$5.00

6,800

$34,000
(3)

$3,085

11/3/2021

#KEROUAC

9/24/2020

(Post-Qualification Amendment No. 10 to Offering Statement 1)

1957 inscribed First Edition, Presentation Copy of "On the Road" by Jack Kerouac

Closed

12/13/2020

2/7/2021

$20.00

4,900

$98,000
(3)

$10,583

9/22/2021

#96JORDAN

1/8/2021

(Post-Qualification Amendment No. 17 to Offering Statement 1)

1996 Michael Jordan Game Worn and Dual Signed ‘Player Sample’ Air Jordan 11 “Concord”

Closed

1/26/2021

2/7/2021

$4.00

12,000

$48,000
(3)

$4,420

9/3/2021

#FEDERAL

11/25/2020

(Post-Qualification Amendment No. 15 to Offering Statement 1)

First Edition copy of The Federalist by Alexander Hamilton, James Madison, and John Jay

Closed

1/25/2021

2/7/2021

$15.00

10,000

$150,000
(3)

$26,675

9/27/2021

#62BOND

12/21/2020

(Post-Qualification Amendment No. 16 to Offering Statement 1)

1962 First Edition Presentation copy of The Spy Who Loved Me by Ian Fleming inscribed to Robert Kennedy

Closed

12/30/2020

2/7/2021

$6.00

15,500

$93,000
(3)

$13,593

9/14/2021


28



#71TOPPS

1/8/2021

(Post-Qualification Amendment No. 17 to Offering Statement 1)

1971 Topps Football Series 2 Wax Box Reviewed and Factory Sealed by BBCE

Closed

1/18/2021

2/17/2021

$4.00

17,000

$68,000
(3)

$5,759

9/9/2021

#DEATON

12/21/2020

(Post-Qualification Amendment No. 16 to Offering Statement 1)

Triceratops prorsus skull excavated from the Hell Creek Formation of North Dakota in 1999

Closed

1/25/2021

2/17/2021

$25.00

11,400

$285,000
(3)

$27,283

11/5/2021

#98ZELDA

1/8/2021

(Post-Qualification Amendment No. 17 to Offering Statement 1)

1998 N64 The Legend of Zelda: Ocarina of Time video game graded 9.6 A+ by Wata

Closed

2/3/2021

2/17/2021

$4.70

5,000

$23,500
(3)

$2,165

11/15/2021

#03JORDAN2

1/8/2021

(Post-Qualification Amendment No. 17 to Offering Statement 1)

 2003-04 UD Exquisite Quad Patch #MJ Michael Jordan Game Used Patch Card graded NM-MT+ 8.5 by BGS

Closed

2/9/2021

2/22/2021

$4.20

10,000

$42,000
(3)

$4,154

9/27/2021

#WOLVERINE

1/8/2021

(Post-Qualification Amendment No. 17 to Offering Statement 1 and Supplement No. 1 to Post-Qualification Amendment No. 17 to Offering Statement 1)

1974 Incredible Hulk #181 comic book graded NM/M 9.8 by CGC

Sold - $57,000 Acquisition Offer Accepted on 07/22/2021

2/7/2021

2/22/2021

$9.50

5,000

$47,500
(3)

$3,925

7/26/2021

#91JORDAN

1/8/2021

(Post-Qualification Amendment No. 17 to Offering Statement 1)

1991 Michael Jordan Game Worn Chicago Bulls Home Uniform graded A10 by MEARS

Closed

1/31/2021

2/24/2021

$7.00

10,000

$70,000
(3)

$590

9/20/2021


29



#79GRETZKY

1/8/2021

(Post-Qualification Amendment No. 17 to Offering Statement 1)

1979 Topps Wayne Gretzky #18 Rookie Card graded GEM-MT 10 by PSA

Closed

2/5/2021

2/25/2021

$40.00

20,000

$800,000
(3)

$64,216

9/14/2021

#17DUJAC

9/24/2020

(Post-Qualification Amendment No. 10 to Offering Statement 1)

Two cases of six (6) bottles of 2017 Chambertin, Domaine Dujac

Closed

2/15/2021

3/8/2021

$8.00

3,250

$26,000
(3)

$1,408

9/1/2021

#FAUBOURG2

9/24/2020

(Post-Qualification Amendment No. 10 to Offering Statement 1)

2019 Hermès 20cm Sellier Faubourg Blue Multicolor Birkin with Palladium Hardware

Closed

12/28/2020

3/8/2021

$15.00

11,000

$165,000
(3)

$11,483

9/3/2021

#MOSASAUR

1/8/2021

(Post-Qualification Amendment No. 17 to Offering Statement 1)

Mosasaur Halisaurus Arambourgi Skeleton

Closed

2/21/2021

3/15/2021

$5.00

6,000

$30,000
(3)

$8,658

9/20/2021

#92JORDAN

1/8/2021

(Post-Qualification Amendment No. 17 to Offering Statement 1)

1992 Michael Jordan Game Worn and Dual Signed Nike Air Jordan VII's

Closed

2/23/2021

3/15/2021

$6.00

7,000

$42,000
(3)

$4,480

10/1/2021

#14KOBE

1/8/2021

(Post-Qualification Amendment No. 17 to Offering Statement 1)

2014 Kobe Bryant Game Worn and Signed Lakers Jersey

Sold - $95,000 Acquisition Offer Accepted on 01/21/2022

2/14/2021

3/15/2021

$8.00

9,750

$78,000
(3)

$6,250

10/8/2021

#03LEBRON3

1/8/2021

(Post-Qualification Amendment No. 17 to Offering Statement 1)

2003-04 SP Authentic #148 LeBron James Autographed Rookie Card graded PRISTINE 10 by BGS

Closed

2/12/2021

3/15/2021

$23.00

10,000

$230,000
(3)

$20,924

11/10/2021


30



#95TOPSUN

2/23/2021

(Post-Qualification Amendment No. 18 to Offering Statement 1)

1995 Sealed Topsun Pokémon Booster Box, 1st Edition Box A

Closed

3/2/2021

3/15/2021

$6.00

10,000

$60,000
(3)

$8,300

8/30/2021

#09TROUT2

2/23/2021

(Post-Qualification Amendment No. 18 to Offering Statement 1)

2009 Bowman Chrome Mike Trout Xfractor graded BGS 9.5

Closed

2/28/2021

3/16/2021

$5.00

11,200

$56,000
(3)

$4,340

6/25/2021

#59BOND

12/21/2020

(Post-Qualification Amendment No. 16 to Offering Statement 1 and Supplement No. 1 to Post-Qualification Amendment No. 17 to Offering Statement 1)

1959 First Edition Dedication copy of Goldfinger by Ian Fleming

Closed

2/24/2021

3/16/2021

$8.00

10,250

$82,000
(3)

$11,381

11/9/2021

#OPEECHEE

1/8/2021

(Post-Qualification Amendment No. 17 to Offering Statement 1)

1979-80 O-Pee-Chee Wax Box Reviewed and Factory Sealed by BBCE

Closed

2/19/2021

3/16/2021

$30.00

10,000

$300,000
(3)

$41,699

10/14/2021

#ROCKETBOX

2/23/2021

(Post-Qualification Amendment No. 18 to Offering Statement 1)

2000 Pokémon Team Rocket 1st Edition Factory Sealed Booster Box

Closed

3/10/2021

3/22/2021

$6.00

4,750

$28,500
(3)

$1,894

9/16/2021

#94JORDAN

1/8/2021

(Post-Qualification Amendment No. 17 to Offering Statement 1)

1994 Michael Jordan Game Worn, Signed and Photo-Matched Air Jordan Baseball Cleats

Closed

2/16/2021

3/22/2021

$8.50

10,000

$85,000
(3)

$9,295

11/8/2021


31



#18LUKA

2/23/2021

(Post-Qualification Amendment No. 18 to Offering Statement 1)

2018 Panini Prizm Signatures Black Label Luka Doncic Rookie card #3 Graded BGS PRISTINE 10

Closed

3/14/2021

4/6/2021

$5.00

5,300

$26,500
(3)

$2,813

7/8/2021

#86DK3

2/23/2021

(Post-Qualification Amendment No. 18 to Offering Statement 1)

1986 Donkey Kong 3 Sealed [Hangtab, 2 Code, Mid-Production], NES Nintendo graded Wata 9.2 A+

Sold - $60,000 Acquisition Offer Accepted on 08/30/2021

3/1/2021

4/6/2021

$10.00

4,350

$43,500
(3)

$3,565

8/31/2021

#FANFOUR5

2/23/2021

(Post-Qualification Amendment No. 18 to Offering Statement 1)

1962 Marvel Fantastic Four #5 comic book graded CGC NM 9.2

Closed

3/3/2021

4/6/2021

$8.00

10,000

$80,000
(3)

$5,900

10/19/2021

#16KOBE

10/28/2020

(Post-Qualification Amendment No. 14 to Offering Statement 1)

Four Signed Hardwood Panels from the Staples Center Basketball Court used during Kobe Bryant’s Farewell Game

Closed

3/5/2021

4/6/2021

$8.00

100,000

$800,000
(3)

$147,929

11/19/2021

#11BELAIR

9/24/2020

(Post-Qualification Amendment No. 10 to Offering Statement 1)

One case of twelve (12) bottles of 2011 Vosne-Romanée Aux Reignots, Domaine du Comte Liger-Belair

Closed

3/10/2021

4/6/2021

$11.00

2,000

$22,000
(3)

$1,541

9/21/2021

#76PAYTON

2/23/2021

(Post-Qualification Amendment No. 18 to Offering Statement 1)

1976 Topps #148 Walter Payton Rookie Card Graded PSA GEM MT 10

Closed

3/9/2021

4/6/2021

$6.50

10,000

$65,000
(3)

$9,750

11/11/2021

#17MAHOMES

2/23/2021

(Post-Qualification Amendment No. 18 to Offering Statement 1)

2017 National Treasures Black #161 Patrick Mahomes II Rookie Patch Autograph Card graded BGS NM-MT 8

Sold - $350,000 Acquisition Offer Accepted on 01/24/2022

2/27/2021

4/6/2021

$12.00

25,000

$300,000
(3)

$79,150

10/21/2021


32



#85MJPROMO

2/23/2021

(Post-Qualification Amendment No. 18 to Offering Statement 1)

1985 Nike Promo Michael Jordan Bulls RC Rookie graded PSA 10

Closed

3/7/2021

4/6/2021

$8.00

3,500

$28,000
(3)

$4,120

7/9/2021

#96KOBE

2/23/2021

(Post-Qualification Amendment No. 18 to Offering Statement 1)

1996 Finest Refractors (With Coating) #269 Gold Kobe Bryant Rookie Card Graded BGS GEM MINT 9.5

Closed

3/24/2021

4/9/2021

$11.00

7,000

$77,000
(3)

$7,662

7/12/2021

#99CHARZRD

2/23/2021

(Post-Qualification Amendment No. 18 to Offering Statement 1)

1999 Pokémon Charizard #4 First Edition Base Set Hologram Trading Card published by Wizards of the Coast graded PSA GEM MT 10

Closed

3/20/2021

4/9/2021

$10.00

35,000

$350,000
(3)

$42,825

10/18/2021

#68RYAN

2/23/2021

(Post-Qualification Amendment No. 18 to Offering Statement 1)

1968 Topps #177 Nolan Ryan Rookie Card Graded PSA MINT 9

Closed

3/17/2021

4/9/2021

$7.00

10,000

$70,000
(3)

$8,102

7/15/2021

#MARADONA

2/23/2021

(Post-Qualification Amendment No. 18 to Offering Statement 1)

1979 Panini Calciatori Soccer Diego Maradona Rookie RC #312 graded PSA 9 MINT

Closed

3/16/2021

4/9/2021

$7.00

2,000

$14,000
(3)

$1,428

7/21/2021

#POKEYELOW

2/23/2021

(Post-Qualification Amendment No. 18 to Offering Statement 1)

1999 Nintendo Game Boy Pokémon Yellow [Pixel ESRB, Early Production] Graded Wata 9.6 A++

Closed

3/23/2021

4/13/2021

$5.00

11,000

$55,000
(3)

$6,850

10/15/2021

#POKELUGIA

2/23/2021

(Post-Qualification Amendment No. 18 to Offering Statement 1)

2000 Neo Genesis 1st Edition Holo Lugia #9 Graded PSA GEM MINT 10

Closed

3/15/2021

4/13/2021

$11.00

10,000

$110,000
(3)

$12,475

10/22/2021


33



#XMEN1

12/21/2020

(Post-Qualification Amendment No. 16 to Offering Statement 1)

1963 X-Men #1 CGC NM 9.4 comic book

Sold - $325,000 Acquisition Offer Accepted on 06/21/2021

3/13/2021

4/15/2021

$20.00

12,000

$240,000
(3)

$20,200

6/22/2021

#VANHALEN

1/8/2021

(Post-Qualification Amendment No. 17 to Offering Statement 1)

2008 Eddie Van Halen Concert Played and Signed Charvel EVH Art Series One-of-a-Kind Guitar

Closed

2/2/2021

4/15/2021

$12.40

5,000

$62,000
(3)

$5,954

10/14/2021

#48JACKIE

1/8/2021

(Post-Qualification Amendment No. 17 to Offering Statement 1)

1948 Leaf Jackie Robinson #79 Rookie Card graded NM-MT 8 by PSA

Closed

1/29/2021

4/15/2021

$20.00

18,750

$375,000
(3)

$27,717

11/12/2021

#05MJLJ

2/23/2021

(Post-Qualification Amendment No. 18 to Offering Statement 1)

2005-06 Exquisite Collection Jerseys inserts, Dual Autographs: Michael Jordan and Lebron James graded BGS NM-MT+ 8.5

Closed

3/20/2021

7/1/2021

$4.00

20,500

$82,000
(3)

$7,949

10/20/2021

#81MONTANA

2/23/2021

(Post-Qualification Amendment No. 18 to Offering Statement 1)

1981 Topps Football #216 Joe Montana Rookie Card Graded PSA GEM MINT 10

Closed

3/29/2021

7/1/2021

$7.00

10,000

$70,000
(3)

$5,175

10/15/2021

#00MOUTON

9/24/2020

(Post-Qualification Amendment No. 10 to Offering Statement 1)

One case of twelve (12) bottles of 2000 Château Mouton-Rothschild

Closed

4/1/2021

7/1/2021

$13.50

2,000

$27,000
(3)

$2,181

9/30/2021

#07DURANT

3/29/2021

(Post-Qualification Amendment No. 19 to Offering Statement 1)

2007 Topps Chrome Orange Refractor Kevin Durant Rookie Card graded PSA GEM MT 10

Closed

6/4/2021

7/1/2021

$13.00

9,000

$117,000
(3)

-$1,656

11/1/2021


34



#56AARON

3/29/2021

(Post-Qualification Amendment No. 19 to Offering Statement 1)

1956 Topps #31 Hank Aaron (White Back) graded PSA Mint 9

Closed

4/23/2021

7/1/2021

$5.00

10,000

$50,000
(3)

$7,401

10/26/2021

#85LEMIEUX

3/29/2021

(Post-Qualification Amendment No. 19 to Offering Statement 1)

1985 O-Pee-Chee Hockey Mario Lemieux Rookie Card #9 graded PSA GEM-MT 10

Closed

4/7/2021

7/1/2021

$5.00

17,500

$87,500
(3)

$7,251

10/27/2021

#87JORDAN

3/29/2021

(Post-Qualification Amendment No. 19 to Offering Statement 1)

1987 Fleer Michael Jordan Card #59 graded PSA GEM MT 10

Closed

3/30/2021

7/1/2021

$5.00

10,000

$50,000
(3)

$3,188

10/22/2021

#AC23

3/29/2021

(Post-Qualification Amendment No. 19 to Offering Statement 1)

1940 Action Comics #23 comic book published by D.C. Comics graded CGC 5.5

Closed

5/25/2021

7/1/2021

$7.00

4,000

$28,000
(3)

$2,620

10/25/2021

#APPLE1

1/8/2021

(Post-Qualification Amendment No. 17 to Offering Statement 1)

1976 Apple-1 Computer with Original Box Signed by Steve Wozniak

Closed

4/2/2021

7/1/2021

$25.00

33,000

$825,000
(3)

$65,355

10/1/2021

#GWLOTTO

3/29/2021

(Post-Qualification Amendment No. 19 to Offering Statement 1)

1768 George Washington Mountain Road Lottery Ticket with Signature

Closed

4/5/2021

7/1/2021

$14.00

2,500

$35,000
(3)

$7,442

10/4/2021

#GYMBOX

2/23/2021

(Post-Qualification Amendment No. 18 to Offering Statement 1)

2000 Pokémon Gym Heroes 1st Edition Set Sealed Booster Box

Closed

3/30/2021

7/1/2021

$6.00

3,000

$18,000
(3)

$1,663

10/8/2021


35



#HUCKFINN

3/29/2021

(Post-Qualification Amendment No. 19 to Offering Statement 1)

1885 First Edition, Adventures of Huckleberry Finn by Mark Twain

Closed

4/20/2021

7/1/2021

$11.00

2,000

$22,000
(3)

$2,580

10/28/2021

#NEOBOX

2/23/2021

(Post-Qualification Amendment No. 18 to Offering Statement 1)

2000 Pokémon Neo Genesis 1st Edition Set Sealed Booster Box

Closed

4/14/2021

7/1/2021

$4.50

10,000

$45,000
(3)

$3,167

10/7/2021

#NEWTON

11/25/2020

(Post-Qualification Amendment No. 15 to Offering Statement 1)

1687 First Edition, Continental Issue of Philosophiae Naturalis Principia Mathematica by Sir Isaac Newton

Closed

5/4/2021

7/1/2021

$10.00

30,000

$300,000
(3)

$38,929

10/22/2021

#NICKLAUS1

2/23/2021

(Post-Qualification Amendment No. 18 to Offering Statement 1 and Supplement No. 1 to Post-Qualification Amendment No. 18 to Offering Statement 1)

1973 Panini #375 Jack Nicklaus Rookie Card Graded by PSA GEM MT 10

Closed

4/7/2021

7/1/2021

$10.00

4,000

$40,000
(3)

$4,001

10/29/2021

#POKEMON2

2/23/2021

(Post-Qualification Amendment No. 18 to Offering Statement 1)

1999 Pokémon 1st Edition Base Set Sealed Booster Box published by Wizards of the Coast

Closed

4/2/2021

7/1/2021

$10.00

41,500

$415,000
(3)

$32,138

10/4/2021

#POKERED

3/29/2021

(Post-Qualification Amendment No. 19 to Offering Statement 1)

1998 Game Boy Pokémon Red Video Game graded Wata 9.2 A++

Closed

5/5/2021

7/1/2021

$4.00

10,000

$40,000
(3)

$4,000

9/29/2021


36



#RIVIERA

3/29/2021

(Post-Qualification Amendment No. 19 to Offering Statement 1)

1965 Rolex 1601 Datejust retailed by Joyeria Riviera

Closed

4/12/2021

7/1/2021

$5.00

6,000

$30,000
(3)

$5,888

9/30/2021

#SMB3

3/29/2021

(Post-Qualification Amendment No. 19 to Offering Statement 1)

1990 NES Super Mario Bros. 3 Video Game graded Wata 9.4 A+

Closed

4/11/2021

7/1/2021

$5.00

5,000

$25,000
(3)

$2,150

10/6/2021

#WALDEN

3/29/2021

(Post-Qualification Amendment No. 19 to Offering Statement 1)

1854 First Edition Walden; or, Life in the Woods by Henry David Thoreau

Closed

5/12/2021

7/1/2021

$10.25

2,000

$20,500
(3)

$2,095

10/26/2021

#WZRDOFOZ

2/23/2021

(Post-Qualification Amendment No. 18 to Offering Statement 1)

1900 First Edition of The Wonderful Wizard Of OZ

Closed

4/27/2021

7/1/2021

$15.00

6,000

$90,000
(3)

$7,725

10/5/2021

#60ALI

3/29/2021

(Post-Qualification Amendment No. 19 to Offering Statement 1)

1960 Hemmets Journal #23 Cassius Clay (Muhammad Ali) Rookie Card graded PSA Mint 9

Closed

4/2/2021

7/14/2021

$10.00

23,500

$235,000
(3)

$20,014

10/25/2021

#TORNEK

11/25/2020

(Post-Qualification Amendment No. 15 to Offering Statement 1)

1964 Tornek-Rayville ref. TR-900

Closed

11/26/2020

7/14/2021

$5.00

33,000

$165,000
(3)

$8,513

11/1/2021

#DIMAGGIO3

2/23/2021

(Post-Qualification Amendment No. 18 to Offering Statement 1)

1950-51 Joe DiMaggio Game-Worn Road Jersey Graded MEARS A10

Closed

5/24/2021

7/14/2021

$20.00

22,500

$450,000
(3)

$26,525

10/28/2021


37



#POKEMON3

3/29/2021

(Post-Qualification Amendment No. 19 to Offering Statement 1)

1999 Pokémon 1st Edition Complete Set graded PSA GEM MT 10

Closed

4/25/2021

7/14/2021

$120.00

5,000

$600,000
(3)

$36,900

10/27/2021

#09CURRY2

2/23/2021

(Post-Qualification Amendment No. 18 to Offering Statement 1 and Supplement No. 1 to Post-Qualification Amendment No. 18 to Offering Statement 1)

2009 Playoff National Treasures Stephen Curry Autographed Patch Rookie Card graded BGS GEM MINT 9.5

Closed

3/26/2021

7/28/2021

$25.00

21,000

$525,000
(3)

$62,158

11/2/2021

#80ALI

3/29/2021

(Post-Qualification Amendment No. 19 to Offering Statement 1)

1980 Muhammad Ali Sparring Gloves Worn in Training for Larry Holmes Bout and Inscribed to Sylvester Stallone

Closed

5/3/2021

7/28/2021

$7.50

10,000

$75,000
(3)

$12,888

11/12/2021

#58PELE3

2/23/2021

(Post-Qualification Amendment No. 18 to Offering Statement 1)

1958-59 Tupinamba Ltda. Quigol Pelé #109 Rookie Card graded PSA NM -MT 8

Closed

5/7/2021

7/28/2021

$20.00

11,250

$225,000
(3)

$39,785

11/9/2021

#BATMAN2

3/29/2021

(Post-Qualification Amendment No. 19 to Offering Statement 1)

1940 Batman #2 comic book published by D.C. Comics graded CGC 9.0

Closed

5/10/2021

7/28/2021

$10.00

8,500

$85,000
(3)

$6,913

10/27/2021

#85ERVING

3/29/2021

(Post-Qualification Amendment No. 19 to Offering Statement 1)

1985 Julius Erving Game Worn and Signed Jersey

Closed

5/17/2021

7/28/2021

$4.50

10,000

$45,000
(3)

$6,044

11/3/2021


38



#LJKOBE

3/29/2021

(Post-Qualification Amendment No. 19 to Offering Statement 1)

2002 LeBron James High School Game Worn Sneakers Gifted by Kobe Bryant.

Sold - $215,000 Acquisition Offer Accepted on 11/15/2021

5/17/2021

7/28/2021

$10.00

18,000

$180,000
(3)

$20,073

11/15/2021

#99MJRETRO

5/18/2021

(Post-Qualification Amendment No. 20 to Offering Statement 1)

1999 Upper Deck Retro Inkredible Level 2 Michael Jordan Signed Card graded PSA MINT 9

Closed

6/12/2021

7/28/2021

$5.00

10,000

$50,000
(3)

$4,630

11/5/2021

#FLASH123

3/29/2021

(Post-Qualification Amendment No. 19 to Offering Statement 1)

1961 The Flash #123 comic book published by D.C Comics graded CGC 9.4

Closed

6/18/2021

7/28/2021

$8.00

3,625

$29,000
(3)

$2,610

10/28/2021

#85GPK

6/25/2021

(Post-Qualification Amendment No. 21 to Offering Statement 1)

1985 Topps Garbage Pail Kids Stickers Nasty Nick #1A Card graded PSA GEM MT 10

Closed

6/28/2021

7/28/2021

$12.00

1,000

$12,000
(3)

-$7,121

10/29/2021

#IPOD

6/25/2021

(Post-Qualification Amendment No. 21 to Offering Statement 1)

2001 Apple 1st Generation iPod Classic in its Original Factory Sealed Box

Closed

7/2/2021

7/28/2021

$5.00

5,000

$25,000
(3)

$1,539

10/26/2021

#HGWELLS

3/29/2021

(Post-Qualification Amendment No. 19 to Offering Statement 1)

1895 First Edition The Time Machine: An Invention Inscribed by H.G Wells

Closed

6/18/2021

8/2/2021

$6.20

7,500

$46,500
(3)

$4,835

11/1/2021

#85JORDAN2

2/23/2021

(Post-Qualification Amendment No. 18 to Offering Statement 1)

1985 Signed Michael Jordan "Shattered Backboard" Jersey

Closed

3/21/2021

8/2/2021

$14.00

20,000

$280,000
(3)

$44,500

11/15/2021


39



#SANTANA

3/29/2021

(Post-Qualification Amendment No. 19 to Offering Statement 1)

Gibson Les Paul SG Guitar owned and played by Carlos Santana

Closed

6/2/2021

8/9/2021

$5.00

15,000

$75,000
(3)

$15,588

11/10/2021

#CONGRESS

1/8/2021

(Post-Qualification Amendment No. 17 to Offering Statement 1)

Thomas Heyward Jr’s First edition of the Continental Congress Journal of the Proceeds of the Congress

Closed

6/28/2021

8/9/2021

$24.00

5,000

$120,000
(3)

$18,879

11/8/2021

#66ORR

6/25/2021

(Post-Qualification Amendment No. 21 to Offering Statement 1)

1966 Topps Bobby Orr #35 Rookie Card graded NM-MT 8 by PSA

Closed

7/2/2021

8/9/2021

$5.00

10,000

$50,000
(3)

$5,917

11/16/2021

#01TIGER2

6/25/2021

(Post-Qualification Amendment No. 21 to Offering Statement 1)

2001 Upper Deck Golf Black Label #1 Tiger Woods Rookie Card graded BGS Pristine 10

Closed

7/9/2021

8/9/2021

$8.50

2,000

$17,000
(3)

$429

11/17/2021

#GRIFFEYJR

6/25/2021

(Post-Qualification Amendment No. 21 to Offering Statement 1)

1989 Upper Deck Ken Griffey Jr. Rookie Card #1 graded BGS PRISTINE 10

Closed

7/13/2021

8/9/2021

$8.00

2,500

$20,000
(3)

$3,754

11/18/2021

#87ZELDA

5/18/2021

(Post-Qualification Amendment No. 20 to Offering Statement 1)

1987 NES  Legend of Zelda Video Game graded Wata 9.4 B+

Closed

7/19/2021

8/9/2021

$11.50

10,000

$115,000
(3)

$12,388

11/8/2021


40



#01HALO

3/29/2021

(Post-Qualification Amendment No. 19 to Offering Statement 1 and Supplement No. 1 to Post-Qualification Amendment No. 19 to Offering Statement 1)

2001 Xbox Halo: Combat Evolved (Black Label) Video Game graded Wata 9.4 A+

Closed

7/23/2021

8/9/2021

$6.80

2,500

$17,000
(3)

$1,980

11/9/2021

#EINSTEIN2

5/18/2021

(Post-Qualification Amendment No. 20 to Offering Statement 1)

1948 Albert Einstein Typed and Signed Letter On God

Closed

7/9/2021

8/9/2021

$16.00

5,000

$80,000
(3)

$8,000

11/16/2021

#86JORDAN2

6/25/2021

(Post-Qualification Amendment No. 21 to Offering Statement 1)

1986 Fleer #8 Michael Jordan Sticker Rookie Card graded PSA GEM MT 10

Closed

7/23/2021

8/11/2021

$8.00

10,000

$80,000
(3)

$4,249

 

#97KOBE

6/25/2021

(Post-Qualification Amendment No. 21 to Offering Statement 1)

1997 Skybox Jambalaya #12 Kobe Bryant Card graded PSA GEM MT 10

Closed

7/30/2021

8/25/2021

$6.50

10,000

$65,000
(3)

$5,237

10/19/2021

#XMEN94

6/25/2021

(Post-Qualification Amendment No. 21 to Offering Statement 1)

1975 X-Men #94 Comic Book published by Marvel graded CGC 9.8

Closed

7/30/2021

8/25/2021

$6.50

10,000

$65,000
(3)

$5,695

10/13/2021

#TOPPSTRIO

6/25/2021

(Post-Qualification Amendment No. 21 to Offering Statement 1)

1980 Topps Scoring Leader Card (Bird / Erving /Johnson) Graded PSA MINT 9

Closed

8/6/2021

8/25/2021

$6.00

5,000

$30,000
(3)

-$5,326

10/13/2021


41



#81BIRD

6/25/2021

(Post-Qualification Amendment No. 21 to Offering Statement 1)

1981 Topps #4 Larry Bird Card graded PSA GEM MT 10

Closed

8/11/2021

8/25/2021

$6.00

5,000

$30,000
(3)

-$770

10/12/2021

#THEROCK

6/25/2021

(Post-Qualification Amendment No. 21 to Offering Statement 1)

1997 Panini WWF Superstars Stickers #113 Rocky Maivia Card graded PSA GEM MT 10

Closed

8/1/2021

9/1/2021

$12.00

1,000

$12,000
(3)

-$4,159

 

#04MESSI2

6/25/2021

(Post-Qualification Amendment No. 21 to Offering Statement 1)

2004 Panini Sports Mega Cracks Campeon #35 Lionel Messi Rookie Card graded PSA GEM MT 10

Closed

8/12/2021

9/1/2021

$7.00

5,000

$35,000
(3)

$1,569

 

#09RBLEROY

9/24/2020

(Post-Qualification Amendment No. 10 to Offering Statement 1)

One case of twelve (12) bottles of 2009 Richebourg, Domaine Leroy

Closed

8/6/2021

9/1/2021

$25.00

4,300

$107,500
(3)

$8,590

 

#XLXMEN1

6/25/2021

(Post-Qualification Amendment No. 21 to Offering Statement 1)

1975 Giant Size X-Men #1 Comic Book published by Marvel graded CGC 9.8

Closed

8/20/2021

9/7/2021

$8.00

8,000

$64,000
(3)

$5,260

 

#03LEBRON5

6/25/2021

(Post-Qualification Amendment No. 21 to Offering Statement 1)

2003 Topps Chrome #111 LeBron James Black Refractor Rookie Card graded PSA MINT 9

Closed

8/27/2021

9/13/2021

$10.00

8,500

$85,000
(3)

$9,323

 

#SLASH

3/29/2021

(Post-Qualification Amendment No. 19 to Offering Statement 1)

Exact aged replica of Slash’s original Factory Black 1966 Gibson Doubleneck Guitar built as a prototype for the Slash EDS-1275 Doubleneck

Closed

8/31/2021

9/30/2021

$5.00

13,000

$65,000
(3)

$13,250

 


42



#METEORITE

5/18/2021

(Post-Qualification Amendment No. 20 to Offering Statement 1)

Lunar Meteorite Specimen Feldspathic Lunar Anorthositic Breccia from the Moon

Closed

8/11/2021

9/30/2021

$20.00

17,500

$350,000
(3)

$68,645

 

#89TMNT

9/15/2021

(Post-Qualification Amendment No. 24 to Offering Statement 1)

1989 NES Teenage Mutant Ninja Turtles Video Game graded Wata 9.4 A

Closed

9/15/2021

10/7/2021

$11.00

2,000

$22,000
(3)

$633

 

#00BRADY2

5/18/2021

(Post-Qualification Amendment No. 20 to Offering Statement 1)

2000 SP Authentic #118 Tom Brady Rookie Card graded BGS PRISTINE 10

Closed

8/20/2021

10/7/2021

$10.00

32,500

$325,000
(3)

$5,160

 

#NESWWF

9/21/2021

(Post-Qualification Amendment No. 25 to Offering Statement 1)

1989 NES WWF Wrestlemania Video Game graded Wata 9.6 A+

Closed

9/21/2021

10/7/2021

$3.00

6,000

$18,000
(3)

$1,635

 

#PUNK9670

9/15/2021

(Post-Qualification Amendment No. 24 to Offering Statement 1)

Number 9670 Female CryptoPunk NFT

Closed

9/16/2021

10/7/2021

$10.00

7,200

$72,000
(3)

$8,037

 

#18ALLEN

9/21/2021

(Post-Qualification Amendment No. 25 to Offering Statement 1)

2018 National Treasures #163 Josh Allen Autographed Jersey Rookie Card graded BGS 9.5

Closed

9/22/2021

10/12/2021

$3.00

12,000

$36,000
(3)

$2,040

 

#CASTLEII

9/27/2021

(Post-Qualification Amendment No. 26 to Offering Statement 1)

1988 NES Castlevania II: Simon’s Quest Video Game graded Wata 9.6 A+

Closed

9/27/2021

10/12/2021

$9.00

2,000

$18,000
(3)

$1,635

 


43



#36OWENS

9/21/2021

(Post-Qualification Amendment No. 25 to Offering Statement 1)

Four Tickets From Jesse Owens' Gold Medal Events in the 1936 Berlin Olympics

Closed

9/22/2021

10/12/2021

$10.00

2,500

$25,000
(3)

$2,603

 

#BAYC601

9/27/2021

(Post-Qualification Amendment No. 26 to Offering Statement 1)

Number 601 Bored Ape Yacht Club NFT with Sea Captain’s Hat

Closed

9/27/2021

10/12/2021

$10.00

16,500

$165,000
(3)

$17,578

 

#60MANTLE

2/23/2021

(Post-Qualification Amendment No. 18 to Offering Statement 1)

1960 Signed Mickey Mantle Game-Worn Road Jersey Graded MEARS A10

Closed

8/20/2021

10/20/2021

$20.00

42,500

$850,000
(3)

$34,525

 

#PUNK8103

9/21/2021

(Post-Qualification Amendment No. 25 to Offering Statement 1)

Number 8103 Male CryptoPunk NFT

Closed

9/21/2021

10/20/2021

$9.33

60,000

$559,800
(3)

$49,404

 

#GHOST1

9/27/2021

(Post-Qualification Amendment No. 27 to Offering Statement 1)

1973 Ghost Rider #1 Comic Book published by Marvel graded CGC 9.8

Closed

9/27/2021

10/20/2021

$7.00

2,000

$14,000
(3)

$1,199

 

#KIRBY

10/12/2021

(Post-Qualification Amendment No. 28 to Offering Statement 1)

1992 GameBoy Kirby’s Dream Land Video Game graded Wata 9.8 A++

Closed

10/12/2021

10/26/2021

$6.00

10,000

$60,000
(3)

$8,215

 

#20HERBERT

9/27/2021

(Post-Qualification Amendment No. 27 to Offering Statement 1)

2020 National Treasures #158 Justin Herbert Autographed Patch Rookie Card graded BGS 9.5

Closed

9/27/2021

10/26/2021

$7.00

10,000

$70,000
(3)

$8,090

 


44



#HENDERSON

9/27/2021

(Post-Qualification Amendment No. 26 to Offering Statement 1)

1980 Topps #482 Rickey Henderson Rookie Card graded PSA GEM MINT 10

Closed

9/27/2021

10/26/2021

$5.00

27,000

$135,000
(3)

-$188

 

#03RONALDO

9/27/2021

(Post-Qualification Amendment No. 27 to Offering Statement 1)

2003 Panini #137 Cristiano Ronaldo Rookie Card graded PSA 10

Closed

9/27/2021

10/26/2021

$14.00

12,500

$175,000
(3)

$14,556

 

#BROSGRIMM

2/23/2021

(Post-Qualification Amendment No. 18 to Offering Statement 1)

1837 Third Edition Presentation Copy of Grimms' Fairy Tales by the Brothers Grimm inscribed to contributor and friend Malchen Hassenpflug

Closed

5/19/2021

10/26/2021

$27.00

5,000

$135,000
(3)

$19,304

 

#HONUS2

10/12/2021

(Post-Qualification Amendment No. 28 to Offering Statement 1)

1910 Tip-Top Bread Honus Wagner Card graded PSA 5

Closed

10/12/2021

10/26/2021

$10.00

10,000

$100,000
(3)

$11,944

 

#MARX

10/12/2021

(Post-Qualification Amendment No. 28 to Offering Statement 1)

1867 First Edition Das Kapital By Karl Marx

Closed

10/12/2021

11/3/2021

$15.00

8,000

$120,000
(3)

$12,200

 

#MEEB15511

10/18/2021

(Post-Qualification Amendment No. 31 to Offering Statement 1) 

Number 15511 Pig Meebit

Closed

10/19/2021

11/3/2021

$5.00

15,000

$75,000
(3)

$5,359

 

#90BATMAN

10/18/2021

(Post-Qualification Amendment No. 31 to Offering Statement 1) 

1990 NES Batman Video Game graded Wata 9.8 A+

Closed

10/19/2021

11/3/2021

$5.90

10,000

$59,000
(3)

$7,225

 


45



#09HARDEN

10/18/2021

(Post-Qualification Amendment No. 31 to Offering Statement 1) 

2009 Topps Chrome Refractor #99 James Harden Rookie Card graded PSA GEM MT 10

Closed

10/19/2021

11/3/2021

$13.00

2,000

$26,000
(3)

$1,484

 

#SIMPSONS1

10/25/2021

(Post-Qualification Amendment No. 32 to Offering Statement 1) 

1991 NES Simpsons: Bart vs. The Space Mutants Video Game graded Wata 9.6 A+

Closed

10/25/2021

11/9/2021

$9.25

2,000

$18,500
(3)

$2,130

 

#SPIDER129

10/18/2021

(Post-Qualification Amendment No. 31 to Offering Statement 1) 

1974 Amazing Spider-Man #129 Comic Book published by Marvel graded CGC 9.8

Closed

10/19/2021

11/9/2021

$4.00

10,000

$40,000
(3)

$2,454

 

#93JETER

10/25/2021

(Post-Qualification Amendment No. 32 to Offering Statement 1)

1993 SP Foil #279 Derek Jeter Rookie Card graded BGS 9.5

Closed

10/25/2021

11/9/2021

$16.00

1,000

$16,000
(3)

-$507

 

#NESDK3

10/18/2021

(Post-Qualification Amendment No. 31 to Offering Statement 1) 

1986 NES Donkey Kong 3 Video Game graded Wata 9.4 A+

Closed

10/19/2021

11/9/2021

$5.00

22,800

$114,000
(3)

$11,320

 

#BAYC7359

10/12/2021

(Post-Qualification Amendment No. 28 to Offering Statement 1)

Number 7359 Bored Ape Yacht Club NFT with Space Suit

Closed

10/12/2021

11/10/2021

$10.00

19,000

$190,000
(3)

$20,686

 

#CURIO10

11/1/2021

(Post-Qualification Amendment No. 33 to Offering Statement 1)

Set of Curio Cards NFTs Numbered One to Ten

Closed

11/1/2021

11/15/2021

$7.50

10,000

$75,000
(3)

$5,243

 


46



#WILDTHING

10/25/2021

(Post-Qualification Amendment No. 32 to Offering Statement 1)

1963 First Edition Inscribed copy of Where The Wild Things Are by Maurice Sendak

Closed

10/25/2021

11/15/2021

$9.00

2,000

$18,000
(3)

$1,573

 

#1776

1/8/2021

(Post-Qualification Amendment No. 17 to Offering Statement 1 and Supplement No. 2 to Post-Qualification Amendment No. 19 to Offering Statement 1)

July 16, 1776 Exeter, New Hampshire broadside of the Declaration of Independence

Closed

4/27/2021

11/26/2021

$25.00

80,000

$2,000,000
(3)

$507,945

 

#MACALLAN1

11/1/2021

(Post-Qualification Amendment No. 33 to Offering Statement 1)

30 Year Old Macallan Sherry Oak Blue Label Single Malt Scotch Whisky

Closed

11/1/2021

11/30/2021

$13.25

1,000

$13,250
(3)

$104

 

#98JORDAN2

11/1/2021

(Post-Qualification Amendment No. 33 to Offering Statement 1)

1998 Upper Deck Michael Jordan Jersey Autograph Card graded BGS GEM MINT 9.5

Closed

11/1/2021

11/30/2021

$20.00

16,500

$330,000
(3)

$34,427

 

#BAYC9159

11/9/2021

(Post-Qualification Amendment No. 34 to Offering Statement 1)

Number 9159 Bored Ape Yacht Club NFT with a Leather Jacket

Closed

11/9/2021

12/8/2021

$5.00

39,000

$195,000
(3)

$2,488

 

#FANTASY7

11/22/2021

(Post-Qualification Amendment No. 37 to Offering Statement 1)

1997 PlayStation1 Final Fantasy VII

Closed

11/22/2021

12/8/2021

$4.00

10,000

$40,000
(3)

$3,468

 


47



#SURFER4

11/9/2021

(Post-Qualification Amendment No. 34 to Offering Statement 1)

1969 Silver Surfer #4 Comic Book published by Marvel graded CGC 9.8

Closed

11/9/2021

12/14/2021

$8.00

10,000

$80,000
(3)

$10,800

 

#OHTANI1

11/9/2021

(Post-Qualification Amendment No. 34 to Offering Statement 1)

2018 Bowman Chrome Shohei Ohtani Orange Refractors Pitching Autographed Rookie Card graded BGS 9.5

Closed

11/9/2021

12/14/2021

$9.00

10,000

$90,000
(3)

$6,919

 

#OHTANI2

11/9/2021

(Post-Qualification Amendment No. 34 to Offering Statement 1)

2018 Bowman Chrome Shohei Ohtani Orange Refractors Batting Autographed Rookie Card graded BGS 9.5

Closed

11/9/2021

12/14/2021

$8.00

9,125

$73,000
(3)

$6,123

 

#WILT100

11/9/2021

(Post-Qualification Amendment No. 34 to Offering Statement 1)

1962 Ticket Stub from Wilt Chamberlain’s 100-Point Game graded PSA 3

Closed

11/9/2021

12/14/2021

$10.00

11,500

$115,000
(3)

$12,349

 

#PENGUIN

11/15/2021

(Post-Qualification Amendment No. 35 to Offering Statement 1)

1941 Detective Comics #58 Comic Book published by D.C. Comics graded CGC 8.0

Closed

11/15/2021

12/14/2021

$6.00

10,000

$60,000
(3)

$6,019

 

#KARUIZAWA

11/15/2021

(Post-Qualification Amendment No. 35 to Offering Statement 1)

50 Year Old Karuizawa Aqua of Life Single Malt Whisky

Closed

11/15/2021

12/14/2021

$5.00

13,000

$65,000
(3)

$5,382

 

#KOMBAT

11/22/2021

(Post-Qualification Amendment No. 36 to Offering Statement 1)

1993 SNES Mortal Combat Video Game graded Wata 9.8 A+

Closed

11/22/2021

12/14/2021

$9.00

10,000

$90,000
(3)

$8,267

 


48



#APPLELISA

11/1/2021

(Post-Qualification Amendment No. 33 to Offering Statement 1)

Fully Functioning 1983 Apple Lisa Computer with Original Twiggy Floppy Drives

Closed

11/1/2021

12/22/2021

$11.00

10,000

$110,000
(3)

$11,488

 

#98MANNING

11/22/2021

(Post-Qualification Amendment No. 36 to Offering Statement 1)

1998 SP Authentic #14 Peyton Manning Rookie Card graded BGS 10

Closed

11/22/2021

12/22/2021

$11.00

2,000

$22,000
(3)

$1,642

 

#GIJOE

11/22/2021

(Post-Qualification Amendment No. 36 to Offering Statement 1)

1983 Hasbro G.I. Joe: Cobra Commander Action Figure graded AFA 95

Closed

11/22/2021

12/22/2021

$9.00

5,000

$45,000
(3)

$5,755

 

#BEATLES1

11/22/2021

(Post-Qualification Amendment No. 36 to Offering Statement 1)

1962 The Beatles Signed “Love Me Do” Single

Closed

11/22/2021

12/22/2021

$4.00

6,000

$24,000
(3)

$1,821

 

#SQUIG5847

11/22/2021

(Post-Qualification Amendment No. 37 to Offering Statement 1)

Number 5847 Art Blocks Chromie Squiggle NFT

Closed

11/22/2021

12/22/2021

$11.00

6,000

$66,000
(3)

$7,946

 

#PACQUIAO

11/29/2021

(Post-Qualification Amendment No. 38 to Offering Statement 1)

1999 World Boxing #143 Manny Pacquiao Rookie Card graded PSA 10

Closed

11/29/2021

12/22/2021

$8.50

2,000

$17,000
(3)

$1,548

 

#83JOBS

11/29/2021

(Post-Qualification Amendment No. 38 to Offering Statement 1)

1983 Steve Jobs Leather Jacket Worn in Picture of Jobs Giving the Middle Finger outside the IBM Building

Closed

11/29/2021

12/22/2021

$7.50

10,000

$75,000
(3)

$5,621

 


49



#BATMAN181

11/29/2021

(Post-Qualification Amendment No. 38 to Offering Statement 1)

1966 Batman #181 Comic Book published by D.C. Comics graded CGC 9.6

Closed

11/29/2021

12/22/2021

$10.00

5,000

$50,000
(3)

$7,361

 

#HOBBIT

11/29/2021

(Post-Qualification Amendment No. 38 to Offering Statement 1)

1937 First Edition copy of The Hobbit by J. R. R. Tolkien

Closed

11/29/2021

12/22/2021

$8.00

10,000

$80,000
(3)

$8,858

 

#PUNK5883

11/29/2021

(Post-Qualification Amendment No. 38 to Offering Statement 1)

Number 5883 Male CryptoPunk NFT

Closed

11/29/2021

1/6/2022

$15.00

40,000

$600,000
(3)

$28,900

 

#POPEYE

12/6/2021

(Post-Qualification Amendment No. 39 to Offering Statement 1)

1986 NES Popeye Video Game graded Wata 9.4 A+

Closed

12/6/2021

1/6/2022

$10.00

11,000

$110,000
(3)

$17,443

 

#SMB2

11/22/2021

(Post-Qualification Amendment No. 37 to Offering Statement 1)

1988 NES Super Mario Bros. 2 Video Game graded Wata 9.6 A++

Closed

11/22/2021

1/10/2022

$15.00

20,000

$300,000
(3)

$14,118

 

#OBIWAN

12/6/2021

(Post-Qualification Amendment No. 39 to Offering Statement 1)

1978 Kenner Star Wars Ben (Obi-Wan) Kenobi Action Figure graded AFA 85

Closed

12/6/2021

1/10/2022

$6.00

2,000

$12,000
(3)

$749

 

#HAMILTON1

12/6/2021

(Post-Qualification Amendment No. 39 to Offering Statement 1)

2020 Topps Dynasty Triple Relic #ILH Lewis Hamilton Autographed Patch Card graded PSA 10

Closed

12/6/2021

1/10/2022

$7.00

5,000

$35,000
(3)

$4,718

 


50



#GIANNIS2

5/18/2021

(Post-Qualification Amendment No. 20 to Offering Statement 1)

2013 Panini National Treasures #130 Giannis Antetokounmpo Signed Jersey Patch Rookie Card graded BGS GEM MINT 9.5

Closed

7/19/2021

1/18/2022

$10.00

41,500

$415,000
(3)

$44,784

 

#03SERENA

11/15/2021

(Post-Qualification Amendment No. 35 to Offering Statement 1)

2003 NetPro International Series #2A Serena Williams Autographed Patch Rookie Card graded BGS 8

Closed

11/15/2021

1/28/2022

$10.00

8,500

$85,000
(3)

$7,880

 

#86BONDS

1/3/2022

(Post-Qualification Amendment No. 41 to Offering Statement 1)

1986 Topps Traded TIffany #11T Barry Bonds Rookie Card graded PSA GEM MT 10

Closed

1/3/2022

1/27/2022

$4.00

2,000

$8,000
(3)

$319

 

#MOBYDICK

1/3/2022

(Post-Qualification Amendment No. 41 to Offering Statement 1)

1851 First Edition copy of Moby Dick by Herman Melville

Closed

1/3/2022

1/28/2022

$7.00

10,000

$70,000
(3)

$8,037

 

#IPADPROTO

1/3/2022

(Post-Qualification Amendment No. 41 to Offering Statement 1)

2009 Apple Prototype 1st Generation iPad

Closed

1/3/2022

1/27/2022

$6.50

2,000

$13,000
(3)

$1,537

 

#BAYC4612

12/13/2021

(Post-Qualification Amendment No. 40 to Offering Statement 1)

Number 4612 Bored Ape Yacht Club NFT with Laser Eyes

Closed

12/13/2021

1/31/2022

$7.00

100,000

$700,000
(3)

$27,150

 

#FORTNITE

1/10/2022

(Post-Qualification Amendment No. 42 to Offering Statement 1)

2017 PlayStation 4 Fortnite Video Game graded Wata 9.8 A+

Closed

1/10/2022

2/3/2022

$8.00

2,000

$16,000
(3)

$1,464

 


51



#IROBOT

1/10/2022

(Post-Qualification Amendment No. 42 to Offering Statement 1)

1950 First Edition copy of I, Robot by Isaac Asimov

Closed

1/10/2022

2/3/2022

$8.00

1,000

$8,000
(3)

$1,688

 

#05RODGERS

1/10/2022

(Post-Qualification Amendment No. 42 to Offering Statement 1)

2005 SP Authentic #252 Aaron Rodgers Autographed Jersey Rookie Card graded BGS 9.5

Closed

1/10/2022

2/3/2022

$8.00

7,000

$56,000
(3)

$4,340

 

#18OSAKA

1/18/2022

(Post-Qualification Amendment No. 43 to Offering Statement 1)

2018 Sports Illustrated For Kids Naomi Osaka Rookie Card graded PSA 9

Closed

1/18/2022

2/3/2022

$5.00

2,600

$13,000
(3)

$1,723

 

#LEICAGOLD

1/18/2022

(Post-Qualification Amendment No. 43 to Offering Statement 1)

1996 Leica M6 Gold ’King of Thailand' Camera in Condition ‘A’

Closed

1/18/2022

2/3/2022

$8.00

4,000

$32,000
(3)

$2,824

 

#IOMMI

9/27/2021

(Post-Qualification Amendment No. 27 to Offering Statement 1)

2019 Gibson Tony Iommi 1964 “Monkey SG” Prototype Guitar

Closed

9/27/2021

2/7/2022

$10.00

6,500

$65,000
(3)

$13,250

 

#MARIO64

1/3/2022

(Post-Qualification Amendment No. 41 to Offering Statement 1)

1996 Nintendo 64 Super Mario 64 Video Game graded Wata 9.6 A++

Closed

1/3/2022

2/7/2022

$10.00

12,500

$125,000
(3)

$20,090

 

#GWTW

2/9/2022

(Post-Qualification Amendment No. 45 to Offering Statement 1)

1936 First Edition Inscribed copy of Gone With the Wind by Margaret Mitchell

Closed

2/9/2022

3/2/2022

$5.00

4,000 / 5,000

$20,000 / $25,000

$2,400

 


52



#NEWWORLD

1/24/2022

(Post-Qualification Amendment No. 44 to Offering Statement 1)

1932 First Edition copy of Brave New World by Aldous Huxley

Closed

1/24/2022

3/2/2022

$7.00

1,600 / 2,000

$11,200 / $14,000

$2,135

 

#JAWA

1/24/2022

(Post-Qualification Amendment No. 44 to Offering Statement 1)

1978 Kenner Star Wars Vinyl Cape Jawa Action Figure graded AFA 80

Closed

1/24/2022

3/2/2022

$3.00

7,200 / 9,000

$21,600 / $27,000

$567

 

#GWLETTER

1/18/2022

(Post-Qualification Amendment No. 43 to Offering Statement 1)

1780 George Washington Handwritten Letter to his Director of Intelligence

Closed

1/18/2022

3/2/2022

$20.00

6,000 / 7,500

$120,000 / $150,000

$11,775

 

#MARIOKART

1/24/2022

(Post-Qualification Amendment No. 44 to Offering Statement 1)

1996 Nintendo 64 Mario Kart 64 Video Game graded Wata 9.4 A+

Closed

1/24/2022

3/2/2022

$15.00

4,000 / 5,000

$60,000 / $75,000

$7,065

 

#96KOBE2

1/3/2022

(Post-Qualification Amendment No. 41 to Offering Statement 1)

1996 Topps Chrome Refractor #138 Kobe Bryant Rookie Card graded PSA GEM MT 10

Closed

1/3/2022

3/3/2022

$10.00

18,000 / 22,500

$180,000 / $225,000

-$5,709

 

#BAYC8827

1/18/2022

(Post-Qualification Amendment No. 43 to Offering Statement 1)

Number 8827 Bored Ape Yacht Club NFT with Trippy Fur

Closed

1/18/2022

3/3/2022

$10.00

65,600 / 82,000

$656,000 / $820,000

$35,050

 

#SHOWCASE4

1/24/2022

(Post-Qualification Amendment No. 44 to Offering Statement 1)

1956 Showcase #4 Comic Book published by D.C. Comics graded CGC 7.5

Closed

1/24/2022

3/3/2022

$7.00

8,800 / 11,000

$61,600 / $77,000

$7,714

 


53



#MACALLAN2

2/9/2022

(Post-Qualification Amendment No. 45 to Offering Statement 1)

40 Year Old Macallan Sherry Oak 2016 Release Single Malt Scotch Whisky

Closed

2/9/2022

3/22/2022

$6.00

4,000 / 5,000

$24,000 / $30,000

$0

 

#DOOD6921

2/9/2022

(Post-Qualification Amendment No. 45 to Offering Statement 1)

Number 6921 Doodle NFT

Closed

2/9/2022

3/22/2022

$4.00

8,800 / 11,000

$35,200 / $44,000

$3,460

 

#92TIGER

2/9/2022

(Post-Qualification Amendment No. 45 to Offering Statement 1)

1992 Nissan L.A. Open Tiger Woods Debut Ticket graded PSA 6

Closed

2/9/2022

3/22/2022

$7.00

8,000 / 10,000

$56,000 / $70,000

$4,175

 

#15COBB

2/14/2022

(Post-Qualification Amendment No. 46 to Offering Statement 1)

1915 Cracker Jack #30 Ty Cobb Card graded PSA NM 7

Closed

2/14/2022

3/22/2022

$11.00

5,600 / 7,000

$61,600 / $77,000

$5,053

 

#HIRST1

2/14/2022

(Post-Qualification Amendment No. 46 to Offering Statement 1)

Damien Hirst The Currency “Who’s really the king” NFT

Closed

2/14/2022

3/22/2022

$4.00

4,000 / 5,000

$16,000 / $20,000

$1,320

 

#BRADBURY

 2/22/2022

(Post-Qualification Amendment No. 47 to Offering Statement 1)

1953 1st Edition Copy of Fahrenheit 451 by Ray Bradbury

Closed

2/22/2022 

3/22/2022

$9.00

1,600 / 2,000

$14,400 / $18,000

$2,970

 

#BEATLES2

  2/22/2022

(Post-Qualification Amendment No. 47 to Offering Statement 1)

1963 Beatles Signed Fan Club Card graded PSA Authentic

Closed

2/22/2022 

3/22/2022

$10.00

2,000 / 2,500

$20,000 / $25,000

$1,762

 


54



#SKYWALKER

2/14/2022

(Post-Qualification Amendment No. 46 to Offering Statement 1)

1978 Kenner Star Wars Luke Skywalker Action Figure graded AFA 85

Closed

2/14/2022

3/29/2022

$3.50

4,000 / 5,000

$14,000 / $17,500

$1,947

 

#85GPK2

2/28/2022

(Post-Qualification Amendment No. 48 to Offering Statement 1)

Original 1985 Topps Garbage Pail Kids Series 1 Wax Box

Closed

2/28/2022

3/29/2022

$5.00

4,000 / 5,000

$20,000 / $25,000

$1,250

 

#GRIFFEY2

2/28/2022

(Post-Qualification Amendment No. 48 to Offering Statement 1)

1989 Bowman Tiffany #220 Ken Griffey Jr. Rookie Card graded PSA GEM MT 10

Closed

2/28/2022

3/29/2022

$7.75

1,600 / 2,000

$12,400 / $15,500

$544

 

#19HAALAND

3/7/2022

(Post-Qualification Amendment No. 49 to Offering Statement 1)

2019 Topps Chrome Bundesliga #72 Erling Haaland Gold Refractor Rookie Card graded PSA 10

Closed

3/7/2022

3/29/2022

$9.00

4,000 / 5,000

$36,000 / $45,000

$6,917

 

#MEGALODON

10/12/2021

(Post-Qualification Amendment No. 28 to Offering Statement 1)

Carcharocles Megaladon Jaw: Full Set of Fossilized Teeth in Jaw Reconstruction

Closed

10/12/2021

3/31/2022

$20.00

24,000 / 30,000

$480,000 / $600,000

$138,900

 

#KELLER

2/28/2022

(Post-Qualification Amendment No. 48 to Offering Statement 1)

1892 Book Inscribed by Helen Keller to Frances Cleveland

Closed

2/28/2022

4/8/2022

$5.00

2,400 / 3,000

$12,000 / $15,000

$2,390

 

#GODFATHER

3/14/2022

(Post-Qualification Amendment No. 50 to Offering Statement 1)

1971 Second Draft Screenplay of The Godfather by Mario Puzo and Francis Ford Coppola

Closed

3/14/2022

4/8/2022

$13.00

800 / 1,000

$10,400 / $13,000

$1,270

 


55



1962 Amazing Fantasy #15 CGC VG+ 4.5

 

Cancelled / Underlying Asset Sold Pre-Offering

(6)

 

1937 Heisman Memorial Trophy Awarded to Yale University Halfback Clint Frank

 

Cancelled / Underlying Asset Sold

(6)

 

1955 Topps #164 Roberto Clemente Rookie Card graded PSA MINT 9

 

Cancelled / Underlying Asset Sold Pre-Offering

(6)

 

#BLASTOISE

12/6/2021

(Post-Qualification Amendment No. 39 to Offering Statement 1)

Pokémon Blastoise #009/165R Test Print "Gold Border" Foil Card graded CGC 6.5+

Open

12/6/2021

 

$5.00

40,000 / 50,000

$200,000 / $250,000

$28,713

 

#84JORDAN2

12/13/2021

(Post-Qualification Amendment No. 40 to Offering Statement 1)

1984 Nike Air Ship Michael Jordan Game-Worn Sneakers

Open

12/13/2021

 

$9.00

80,000 / 100,000

$720,000 / $900,000

$53,650

 

#ALDRIN11

1/10/2022

(Post-Qualification Amendment No. 42 to Offering Statement 1)

1969 Buzz Aldrin Apollo 11 Flown Signed Flight Plan Page

Open

1/10/2022

 

$5.00

23,200 / 29,000

$116,000 / $145,000

$11,186

 

#MAYC5750

1/18/2022

(Post-Qualification Amendment No. 43 to Offering Statement 1)

Number 5750 Mutant Ape Yacht Club NFT with M1 Hawaiian Shirt

Open

1/18/2022

 

$7.00

8,000 / 10,000

$56,000 / $70,000

$11,649

 

#MJTICKET

2/9/2022

(Post-Qualification Amendment No. 45 to Offering Statement 1)

1984 Michael Jordan Debut Ticket graded PSA 5

Open

2/9/2022

 

$8.00

16,000 / 20,000

$128,000 / $160,000

$16,600

 


56



#CONTRA

2/10/2022

(Post-Qualification Amendment No. 48 to Offering Statement 1)

1988 NES Contra Video Game graded Wata 9.6 A+

Open

2/28/2022

 

$7.00

8,000 / 10,000

$56,000 / $70,000

$8,164

 

#ENIGMA

2/23/2022

(Post-Qualification Amendment No. 49 to Offering Statement 1)

1935 fully operational three-rotor Enigma I electromechanical cipher machine

Open

3/7/2022

 

$10.00

28,000 / 36,000

$288,000 / $360,000

$50,669

 

#NYCMAP

2/23/2022

(Post-Qualification Amendment No. 49 to Offering Statement 1) 

1796 Map of the First Post-Revolution large Scale Plan for New York City Drawn by John Anderson Jr.

Open

3/14/2022

 

$5.00

4,000 / 5,000

$20,000 / $25,000

$5,838

 

#SUPREMEPB

2/23/2022

(Post-Qualification Amendment No. 49 to Offering Statement 1) 

2018 Supreme Branded Stern Pinball Machine

Open

3/14/2022

 

$6.00

8,000 / 10,000

$48,000 / $60,000

$3,405

 

#66KOUFAX

2/23/2022

(Post-Qualification Amendment No. 49 to Offering Statement 1) 

1966 Sandy Koufax Signed Dodgers Road Jersey graded MEARS A9.5

Open

3/14/2022

 

$6.00

80,000 / 100,000

$480,000 / $600,000

$38,900

 

TOTAL

--

--

--

--

--

--

--

--

37,248,650

--

--

 

Note: Gray shading represents Series for which no Closing of an Offering has occurred. Orange represents sale of Series’ Underlying Asset.

(1)The opening date of a Series will occur no later than two calendar days following the date of qualification of the Offering of such Series by the Commission. With respect to a Series, the Offering of such Series is subject to qualification by the Commission. 

(2)Interests sold in Series is limited to 2,000 “qualified purchasers” with a maximum of 500 non-“accredited investors”. 

(3)Represents the actual Offering Size, number of Interests sold and fees at the Closing of the Offering. 

(4)Represents the date of the most recent period during which transfers of Interests in the Series were facilitated through the Platform (each such period, a “Trading Window”) as of the date of this filing. Blank cells indicate that no Trading Window for Series has yet occurred as of the date of this filing.  

(5)Values are based on current or anticipated negotiations of the terms of the respective purchase option agreements or purchase agreements and maybe subject to change.  

(6)Represents an Offering that was cancelled with any potential Investors issued a full refund for their attempted subscription. 


57



ITEM 1. BUSINESS

Company History

The Company’s core business is the identification, acquisition, marketing and management of Memorabilia Assets for the benefit of the investors. The Manager of the Company is wholly owned by Rally Holdings LLC, which is in turn wholly owned by RSE Markets, Inc., a Delaware corporation (“RSE Markets”). The Company issues membership interests in a number of separate individual series of the Company. There will be a separate closing with respect to each Offering. Each Series will own a unique intangible or tangible Underlying Asset, and the assets and liabilities of each Series will be separate in accordance with Delaware law. An Investor in any Series acquires a proportional share of assets, liabilities, profits and losses as they pertain to a particular Series, and the sole assets and liabilities of any given Series at the time of an Offering related to that particular Series consists of a single Underlying Asset (plus any cash reserves for future Operating Expenses (as described in Note B – Summary of Significant Accounting Policies – Operating Expenses of our accompanying Notes to the Consolidated Financial Statements) as well as certain liabilities related to expenses pre-paid by the Asset Manager. “Current Period” refers to the time period between January 1, 2021 and December 31, 2021. “Prior Period” refers to the time period between January 1, 2020 and December 31, 2020. The Manager has assembled a network of advisors (the “Advisory Board”) to assist the Manager on certain business considerations with respects to the Series and aspects of the Platform.

Description of the Business

The market for the Asset Class is characterized by: (i) a small number of participants who have the financial means to acquire, enjoy and derive financial gains from the highest quality and value Memorabilia Assets, and (ii) a relatively large number of Asset Class enthusiasts who have equivalent knowledge and passion for the assets, but no current mechanism to benefit financially from or enjoy certain benefits of ownership of the Asset Class in the highest value segment. This dichotomy and the disproportionate access to the upper-end of the market have resulted in the creation of significant latent demand from the enthusiast community to participate more meaningfully in an Asset Class that, to date, they have passively watched deliver returns to a select group of participants.

The Company’s mission is to leverage technology and design, modern business models influenced by the sharing economy, and advancements in the financial regulatory environment to democratize the Asset Class. The Company aims to provide enthusiasts with access to the market by enabling them to create a diversified portfolio of equity Interests in the highest quality Memorabilia Assets through a seamless investment experience on the Platform. Additionally, Investors will have the opportunity to participate in a unique collective ownership experience, including museum/retail locations and social events, as part of the membership experience programs, as defined below.

The Company, with the support of the Manager and its affiliates and through the use of the Platform, aims to provide:

(i)Investors with access to the highest quality Memorabilia Assets for investment, portfolio diversification and secondary market liquidity for their Interests, through the liquidity platform (the “Liquidity Platform”) on the Platform, or otherwise, although there can be no guarantee that a secondary market will ever develop, through the Liquidity Platform, or otherwise, or that appropriate registrations to permit such secondary trading will ever be obtained. 

(ii)Asset Sellers with greater market transparency and insights, lower transaction costs, increased liquidity, a seamless and convenient sale process, portfolio diversification and the ability to build equity positions in assets via the Interests issued to Asset Sellers in Offerings for Series Interests conducted through the Platform, as part of total purchase consideration to Asset Sellers.  

(iii) All Platform users with a premium, highly curated, engaging Memorabilia Asset media experience, including “fantasy collecting” features.  

(iv)All Platform users and others with opportunities to engage with the Underlying Assets in the Company’s collection through a diverse set of tangible interactions with assets on the Platform and unique collective ownership experiences (together, the “Membership Experience Programs”) such as: 


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·Track-day events (e.g., driving experiences with professional drivers, collector car meet-ups, major auction presence); 

·Visit & interact at Rally Rd.™ Museums (i.e., Open HQ, warehouse visits, pop-up shops with partner businesses, or “tents” at major auctions/events where users can view the Underlying Assets in person and interact with each other in a social environment); 

·Asset sponsorship models (e.g. corporate sponsors or individuals pay for assets to appear in movies, commercials or at events); and 

·Other asset-related products (e.g., merchandise, social networking, communities). 

Rally Holdings owns and operates a mobile app-based and web browser-based investment platform (the “Platform”) through which substantially all of the sales of the Interests are executed and through which resale transactions may be initiated for execution by registered broker-dealers during Trading Windows (as defined below).  On November 23, 2021, the Public Private Execution Network Alternative Trading System (the “PPEX ATS”) was launched as a venue available for facilitating resale transactions in certain Series of Interests. The PPEX ATS is an electronic alternative trading system with a Form ATS on file with the Commission and is owned and operated by North Capital Private Securities Corporation (“NCPS”), a registered broker-dealer and member of FINRA and SIPC.  Registered broker-dealers and certain institutional customers who become members of the PPEX ATS, including the Executing Broker, will have access to the PPEX ATS.  The PPEX ATS is not accessible to non-members or the general public, and Investors will have no direct interaction with NCPS.  When trading through the PPEX ATS, which is presently available with respect to only certain Series of Interests, Investors submit bid and ask quotes on the Platform to purchase or sell Interests, with any transactions to be executed by the Executing Broker and matched through the PPEX ATS.  Resale transactions in other Series of Interests will continue to be effectuated through the Platform during Trading Windows until the PPEX ATS is available for facilitating resale transactions in such Series of Interests.  We expect that resale transactions with respect to all Series of Interests will be effectuated through the PPEX ATS in the second quarter of 2022.

Competition

Although the Company’s business model for certain Asset Classes is unique, there is potentially significant competition for the Underlying Assets, which the Company securitizes through its Offerings, from many different market participants. While the majority of transactions continue to be peer-to-peer with very limited public information, other market players such as dealers and auction houses continue to play a prominent role.

Most of our current and potential competitors in the Asset Class, such as dealers and auction houses, have significantly greater financial, marketing and other resources than we do and may be able to devote greater resources to sourcing the Memorabilia Assets for which the Company competes. In addition, almost all of these competitors, in particular the auction houses, have longer operating histories and greater name recognition than we do and are focused on a more established business model.

There are also competing start-up models to facilitate shared ownership of Memorabilia Assets developing in the industry, which will result in additional competition for Memorabilia Assets, some of which have focused on the regulated securities market. There are others who are pursuing similar business models who may decide to enter the Asset Class.

With the continued increase in popularity of the Asset Class, we expect competition for Memorabilia Assets to intensify in the future. Increased competition may lead to increased prices, which will reduce the potential value appreciation that Investors may be able to achieve by owning Interests in the Company’s Offerings and will decrease the number of high-quality assets the Company can securitize through the Platform.

In addition, there are companies that are developing crowd funding models for other alternative asset classes such as racehorses, sport memorabilia, or art, who may decide to enter the Asset Class as well.

Customers


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We target the broader U.S. Asset Class enthusiast and the U.S. millennial market as our key customer bases. The customers of the Company are the Investors in each Series that has closed an Offering. As of the date of this filing, the Company has closed the Offerings highlighted in white in the Master Series Table.  

Facilities

The Manager operates the Company and manages the collection in a manner that prioritizes the ongoing security of all Underlying Assets. The Manager stores the Underlying Assets, along with other assets, in a professional facility and in accordance with standards commonly expected when managing Memorabilia Assets of equivalent value and always as recommended by the Advisory Board.

The Company has leased or contracted for space for various sub-categories of the Asset Class, including in an art storage facility in Delaware, a wine storage facility in London and various other specialized facilities for the purposes of storing the Underlying Assets in a highly controlled environment other than when the Underlying Assets are loaned to other parties or are otherwise being utilized for marketing or similar purposes. Each of the facilities used by the Company are monitored by staff and are under constant video surveillance. Each of the Underlying Assets in the collection is inspected and exercised appropriately on a regular basis according to the maintenance schedule defined for each Underlying Asset by the Asset Manager. In addition to the storage facilities, the Manager of the Company maintains a showroom in New York City.

From time to time various Underlying Assets may be held in third-party facilities. In such cases, the Asset Manager endeavors to ensure that the Underlying Assets are stored with the appropriate care and insurance as would be the case if they were held in the facility in which the Company leases spaces, unless otherwise specified in the description for an Underlying Asset.

The facility the Company has leased or contracted for space in, fulfills the following criteria:

-secure brick building in an office park in close proximity to a police station; 

-all areas of the building recorded and monitored remotely by security cameras; 

-temperature controlled to appropriate temperature for storage; 

-special locked and gated area where all valuable items are stored, with limited access for select personnel; 

-additionally, vaults exist inside the locked and gated area where ultra-high-end items are stored 

-all items are kept out of sunlight and, in the case of vault items, out of all light.  

Underlying digital assets are stored by the Manager using commercially reasonable measures in a MetaMask wallet. Specifically, each digital asset is stored in its own wallet with its own public address, private key, 12-word recovery seed phrase, and “memorable password.” Each wallet’s private key, 12-word recovery seed phrase, and memorable password are separately stored as individual printed copies in a vault in New York with a dedicated alarm system and 24/7 video surveillance, the access codes to which are provided only to a limited number of employees. Presently, a designated employee of the Asset Manager has access to the wallet on a device under their control, accessible via the memorable password. Should this password be forgotten, the wallet can be recovered using the full 12-word recovery seed phrase. We engage a digital asset custodian to provide third-party custodian storage of our digital assets.

Each of the Underlying Assets in the collection are inspected on a regular basis according to the inspection schedule defined, from time to time, for each Underlying Asset by the Asset Manager in conjunction with members of the Advisory Board.

The Manager and the Asset Manager are located at 250 Lafayette Street, 2nd Floor, New York, NY 10012. The Asset Manager presently has approximately thirty-seven full-time employees and part-time contractors. Neither the Manager nor the Company have any employees.

Government Regulation

Claims arising out of actual or alleged violations of law, including certain matters currently under investigation by the SEC, could be asserted against the Company or its affiliates by individuals or governmental


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authorities and could expose the Company, its affiliates or each Series to significant damages or other penalties, including revocation or suspension of the licenses necessary to conduct business and fines.

Regulation of Intangible Assets

Regulation of intangible assets is under active consideration by the United States through various federal agencies, including the Commission, the Commodity Futures Trading Commission (“CFTC”), the Federal Trade Commission (“FTC”) and the Financial Crimes Enforcement Network (“FinCEN”) of the U.S. Department of the Treasury, as well as in other countries. State government regulations may also apply. Furthermore, it is expected that regulations will increase, although we cannot anticipate how and when. As the regulatory and legal environment evolves, we may become subject to new laws and regulation by the Commission and other agencies. 

In recent years, the Commission and U.S. state securities regulators have stated that certain intangible assets may be classified as securities under U.S. federal and state securities laws; however, there has not been definitive guidance on this point. A number of enforcement actions and regulatory proceedings have since been initiated against issuers of intangible assets and their developers and proponents. Several foreign governments have also issued similar warnings cautioning that intangible assets may be deemed to be securities under the laws of their jurisdictions.

Regulation of intangible asset exchanges in the future may raise transaction costs, potentially offsetting or eliminating many of the key benefits of digital assets. Lack of international coordination raises the risk of an uneven global regulatory landscape. The development of the market for intangible assets globally is in relative limbo currently due to regulatory uncertainty.

Regulation of Exchanges

A platform facilitating the sale and secondary trading of securities potentially may be required to register with the Commission as an exchange. Section 3(a)(1) of the Exchange Act provides that an “exchange” means “any organization, association, or group of persons, whether incorporated or unincorporated, which constitutes, maintains, or provides a market place or facilities for bringing together purchasers and sellers of securities or for otherwise performing with respect to securities the functions commonly performed by a stock exchange as that term is generally understood, and includes the market place and the market facilities maintained by such exchange.” Rule 3b-16(a) under the Exchange Act further provides that a “market place or facility for bringing together purchasers and sellers of securities or for otherwise performing with respect to securities the functions commonly performed by a stock exchange” means someone who brings together the orders for securities of multiple buyers and sellers and “uses established, non-discretionary methods (whether by providing a trading facility or by setting rules) under which such orders interact with each other, and the buyers and sellers entering such orders agree to the terms of a trade.”   

We believe that the Platform does not use any non-discretionary methods under which any orders to purchase or sell a security interact with each other. The Platform merely routes orders to a registered broker-dealer to make isolated trades through matching individual buyers and sellers after the buyers and sellers have confirmed their intent to complete the trade.

A system that meets the definition of an exchange and is not excluded under Rule 3b-16(b) must register as a national securities exchange or operate pursuant to an appropriate exemption. One frequently used exemption is for alternative trading systems (“ATS”). Rule 3a1-1(a)(2) under the Exchange Act exempts from the definition of “exchange” under Section 3(a)(1) of the Exchange Act an ATS that complies with Regulation ATS. An ATS that operates pursuant to the Rule 3a1-1(a)(2) exemption and complies with Regulation ATS would not be subject to the registration requirement of Section 5 of the Exchange Act.

Rule 3b-16(b)(1) provides that such an entity will not be “a market place or facilities for bringing together purchasers and sellers of securities or for otherwise performing with respect to securities the functions commonly performed by a stock exchange” solely because it routes orders to a registered broker-dealer. The Platform merely provides bid and ask prices to a registered broker-dealer, and requires users to click through an acknowledgement that any orders being placed are with a registered broker-dealer, not with the Company itself. Any rules for submitting buy or sell orders are set by the participating broker-dealers. In reliance upon Rule 3b-16(b)(1), the Company believes it


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is not required to register the Platform as an exchange or comply with Regulation ATS as an ATS. However, RSE Markets is currently subject to an SEC investigation related to the potential status of the Platform as an exchange or an ATS.

Privacy and Protection of Investor Data

Aspects of our operations or business are subject to privacy and data protection regulation in the United States and elsewhere. Accordingly, we publish our privacy policies and terms of service, which describe our practices concerning the use, transmission, and disclosure of information. As our business continues to expand in the United States and beyond, and as laws and regulations continue to be passed and their interpretations continue to evolve in numerous jurisdictions, additional laws and regulations may become relevant to us. Regulatory authorities around the world are considering numerous legislative and regulatory proposals concerning privacy and data protection. In addition, the interpretation and application of these privacy and data protection laws in the United States and elsewhere are often uncertain and in a state of flux.

Growing public concern about privacy and the use of personal information may subject us to increased regulatory scrutiny. The FTC has, over the last few years, begun investigating companies that have used personally identifiable information in a deceptive or unfair manner or in violation of a posted privacy policy. If we are accused of violating the terms of our privacy policy or implementing unfair privacy practices, we may be forced to expend significant financial and managerial resources to defend against an FTC action. On May 25, 2018, the European Union implemented the General Data Protection Regulation (the “GDPR”), a new privacy regulation that imposes new regulatory scrutiny on our business with customers in the European Economic Area, with possible financial consequences for noncompliance. If we are accused of violating the data protection and privacy rights of European Union citizens, we may be forced to expend significant financial and managerial resources to defend against a GDPR enforcement action by a European Union data protection authority or a European Union citizen. On January 1, 2020, the California Consumer Privacy Act (the “CCPA”) became effective. Similar to the GDPR, the CCPA imposes new regulatory scrutiny on our processing of the personal data of our customers in California, with possible financial consequences for noncompliance. If we are accused of violating the CCPA, we may be forced to expend significant financial and managerial resources to defend against an enforcement action by the California Attorney General or, in the event of a data breach, a lawsuit by customers located in California. Comprehensive state privacy laws, approved in 2021, will also take effect in Colorado and Virginia in 2023, and we expect this trend of state-level activity to continue.

Consumer Protection Regulation

The Consumer Financial Protection Bureau and other federal and state regulatory agencies, including the FTC, broadly regulate financial products, enforce consumer protection laws applicable to credit, deposit and payments, and other similar products, and prohibit unfair and deceptive practices. Such agencies have broad consumer protection mandates, and they promulgate, interpret, and enforce laws, rules and regulations, including with respect to unfair, deceptive and abusive acts and practices that may impact or apply to our business. For example, under federal and state financial privacy laws and regulations, we must provide notice to Investors of our policies on sharing non-public information with third parties, among other requirements. In addition, under the Electronic Fund Transfer Act, we may be required to disclose the terms of our electronic fund transfer services to consumers prior to their use of the service, among other requirements. 

Investment Company Act of 1940 Considerations

We intend to conduct our operations so that we do not fall within, or are excluded from, the definition of an “investment company” under the Investment Company Act of 1940 (the “Investment Company Act”). Under Section 3(a)(1)(A) of the Investment Company Act, a company is deemed to be an “investment company” if it is, or holds itself out as being, engaged primarily, or proposes to engage primarily, in the business of investing, reinvesting, or trading in securities. We believe that we will not be considered an investment company under Section 3(a)(1)(A) of the Investment Company Act because we will not engage primarily or hold ourselves out as being engaged primarily in the business of investing, reinvesting, or trading in securities. We anticipate that the Underlying Assets for each Series will not be securities. 


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Under Section 3(a)(1)(C) of the Investment Company Act, a company is deemed to be an “investment company” if it is engaged, or proposes to engage, in the business of investing, reinvesting, owning, holding or trading in securities and owns or proposes to acquire “investment securities” having a value exceeding 40% of the value of the company’s total assets (exclusive of U.S. government securities and cash items) on an unconsolidated basis, which we refer to as the “40% test.” We intend to monitor our holdings and conduct operations so that on an unconsolidated basis we will comply with the 40% test with respect to each Series.

If we become obligated to register the Company as an investment company, we would have to comply with a variety of substantive requirements under the Investment Company Act imposing, among other things:

·limitations on capital structure; 

·restrictions on specified investments; 

·prohibitions on transactions with affiliates; and 

·compliance with reporting, record keeping, voting, proxy disclosure and other rules and regulations that would significantly change our operations. 

If we were required to register the Company as an investment company but failed to do so, we would be prohibited from engaging in our business, and criminal and civil actions could be brought against us. In addition, our contracts would be unenforceable unless a court required enforcement, and a court could appoint a receiver to take control of us and liquidate our business, all of which would have a material adverse effect on us.

Legal Proceedings

None of the Company, any Series, the Manager, the Asset Manager or any director or executive officer of RSE Markets is presently subject to any material legal proceedings.


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ITEM 2. MANAGEMENT’S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS

The following information should be read in conjunction with our consolidated financial statements and related notes.

Overview

The Company’s core business is the identification, acquisition, marketing and management of Memorabilia Assets for the benefit of investors. The Company’s mission is to leverage technology and design, modern business models influenced by the sharing economy, and advancements in the financial regulatory environment to democratize the Asset Class. The Company aims to provide enthusiasts with access to the market by enabling them to create a diversified portfolio of equity Interests in the highest quality Memorabilia Assets through a seamless investment experience on the Platform. In addition Investors will have the opportunity to participate in a unique collective ownership experience, including museum/retail locations and social events, as part of the Membership Experience Programs being run by the Manager. The expectation is to generate income in the form of Free Cash Flow (as defined in Note F – Free Cash Flow Distributions and Management Fees of our accompanying Notes to the Consolidated Financial Statements) distributions to Investors in the Underlying Assets.  The Manager may maintain Free Cash Flow funds in a deposit account or an investment account for the benefit of the Series. 

We believe that collectors and dealers interested in selling their Memorabilia Assets will benefit from greater liquidity, significantly lower transaction costs and overhead, and a higher degree of transparency as compared to traditional methods of transacting Memorabilia Assets. Auction and consignment models may include upwards of ~20% of asset value in transaction costs, as well as meaningful overhead in terms of asset preparation, shipping and marketing costs, and time value. The Company thus aims to align the interests of buyers and sellers, while opening up the market to a significantly larger number of participants than was previously possible, thereby driving market appropriate valuations and greater liquidity.

Trends Affecting Our Business

Our results of operations are affected by a variety of factors, including conditions in the financial markets and the economic and political environments, particularly in the United States. Global economic conditions, including political environments, financial market performance, interest rates, credit spreads or other conditions beyond our control are unpredictable and could negatively affect the value of the Underlying Assets, our ability to acquire and manage Memorabilia Assets, and the success of our current and future Offerings. In addition to the aforementioned macroeconomic trends, we believe the following factors will influence our future performance: 

·We have a limited operating history upon which to base an evaluation of our business and prospects. We have devoted substantially all our efforts to establishing our business and principal operations, which commenced in 2019. Our short operating history may hinder our ability to successfully meet our objectives and makes it difficult for potential investors to evaluate our business or prospective operations. No revenue models have been developed at the Company or Series level and we do not expect either the Company or any of its Series to generate any revenues for some time. We will update the appropriate disclosure at such time as revenue models have been developed. 

 

·We are in large part reliant on the Asset Manager and its employees to grow and support our business. The successful operation of the Company (and therefore, the success of the Interests) is in part dependent on the ability of the Asset Manager to source, acquire and manage the Underlying Assets and for the Asset Manager to maintain the Platform.  As the Asset Manager has been in existence since only October 2020 and is an early-stage startup company, it has no significant operating history. Further, the Asset Manager is also the Asset Manager for RSE Collection, LLC and RSE Innovation, LLC, and it may become the Asset Manager of other series limited liability companies with similar business models in the collectible automobiles, memorabilia, alcohol, and other Underlying Asset classes, such as domain names, in the future. While the Asset Manager thus has some similar management experience, its experience is limited, and it has limited experience selecting or managing assets in the Asset Class.  


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Furthermore, there are a number of key factors that will potentially impact our operating results going forward including the ability of the Asset Manager to:

 

ocontinue to source high quality Memorabilia Assets at reasonable prices to securitize through the Platform; 

omarket the Platform and the Offerings in individual Series of the Company and attract Investors to the Platform to acquire the Interests issued by Series of the Company; 

ofind and retain operating partners to support the regulatory and technology infrastructure necessary to operate the Platform; 

ocontinue to develop the Platform and provide the information and technology infrastructure to support the issuance of Interests in Series of the Company; and 

ofind operating partners to manage the collection of Underlying Assets at a decreasing marginal cost per asset. 

 

·Public interest in Memorabilia Assets has grown, particularly with respect to trading cards, sports memorabilia and other specific types of the assets in the Asset Class. For example, in February of 2021, eBay reported that Trading card sales had seen a 142% growth from 2019 to 2020. This eBay report also included non-sports and gaming cards stating that Pokémon was the overall growth leader last year where sales were up 574%. The Pokémon Company further revealed that they sold 3.7 Billion Pokémon cards during the fiscal year 2020-2021. Additionally, over four million more trading cards were sold on eBay by U.S based accounts in 2020 than the year before. Per ResearchAndMarkets.com, “The United States Sports Trading Card Market was valued at USD $4,707.21 Million in 2019 and is projected to reach USD $62,063.80 Million by 2027, growing at a CAGR of 28.76% from 2020 to 2027.” 

 

·With the continued increase in popularity of the Asset Class, we expect competition for Memorabilia Assets to intensify in the future. Although our business model is unique in the Asset Class, there is potentially significant competition for the Underlying Assets, which the Company securitizes through its Offerings, from many different market participants. While the majority of transactions continue to be peer-to-peer with very limited public information, other market players such as dealers and auction houses continue to play a prominent role. There are also competing start-up models to facilitate shared ownership of Memorabilia Assets developing in the industry, which will result in additional competition for Memorabilia Assets. 

 

·The ongoing COVID-19 pandemic has impacted and may continue to impact our business, results of operations and financial condition. In March 2020, the World Health Organization declared the COVID-19 outbreak a global pandemic, which has resulted in significant disruption and uncertainty in the global economic markets. COVID-19 (or variants of COVID-19) continues to spread throughout the U.S. and the world and has resulted in authorities implementing varying measures to contain the virus, including travel bans and restrictions, quarantines, shelter-in-place orders, and business limitations and shutdowns. We are closely monitoring developments related to the COVID-19 pandemic and assessing any negative impacts to our business. However, we do not believe that the outbreak materially affected our business or financial results to date. 

At the time of this filing all of the Series designated as closed in the Master Series Table have commenced operations, are capitalized and have assets and various Series have liabilities. All assets and liabilities related to the Series described in the Master Series Table will be the responsibility of the Series from the time of the Closing of the respective Offerings. All Series highlighted in gray in the Master Series Table have not had a Closing, but we have, or are in the process of launching, these and subsequent Offerings for additional Series. Series whose Underlying Assets have been sold will subsequently be dissolved and are highlighted in orange in the Master Series Table.


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Investments in Underlying Assets

We provide investment opportunities in Memorabilia Assets to Investors through the Platform, financed through various methods including loans from affiliates of the Manager or other third-parties, when we purchase an Underlying Asset prior to the Closing of an Offering, and through purchase option agreements negotiated with third-parties or affiliates when we finance the purchase of an Underlying Asset with the proceeds of an Offering. Additional information can be found below and in the Master Series Table. We typically acquire Underlying Assets through the following methods.

·Upfront purchase – we acquire the Underlying Asset outright prior to launch of the Offering, financed through loans made by affiliates of the Manager, third-party lenders or through non-interest-bearing payments from the Asset Manager. 

·Purchase option agreement – we enter into a purchase option which gives us the right, but not the obligation, to purchase a specific Underlying Asset, typically through the proceeds of the Offering for the Series related to the Underlying Asset. 

·Purchase agreement – we enter into a purchase agreement, which obligates us to acquire the Underlying Asset, but typically with a significant payment delay, with the goal of raising the capital through the Offering of the Series related to the Underlying Asset. 

We received multiple loans or payments from various parties to support the financing of the acquisition of the Underlying Assets for which the details are listed in the tables below. Such payments or loans have been or will be repaid from the proceeds of successful Series’ initial Offering, if necessary. Upon completion of the Offering of each of the Series of Interests, each of the Series shall acquire their respective Underlying Assets for the aggregate consideration consisting of cash and Interests as the Manager may determine in its reasonable discretion in accordance with the disclosures set forth in these Series’ Offering documents. In various instances, as noted in the tables below, the Asset Seller is issued Interests in a particular Series as part of the total purchase consideration to the Asset Seller. In addition, there are instances where the Company finances an acquisition through the proceeds of the Offering, in the case of a purchase option, and therefore requires no additional financing or only financing to make an initial down payment, as the case may be.

The Company incurred the “Acquisition Expenses”, which include transportation of the Memorabilia Assets to the Manager’s storage facility, pre-purchase inspection, pre-Offering refurbishment, and other costs detailed in the Manager’s allocation policy, listed in the tables below, the majority of which are capitalized into the purchase prices of the various Underlying Assets. Acquisition Expenses such as interest expense on a loan to finance an acquisition or marketing expenses related to the promotional materials created for an Underlying Asset are not capitalized. The Acquisition Expenses are generally initially funded by the Manager or its affiliates but will be reimbursed with the proceeds from an Offering related to such Series to the extent described in the applicable Offering documents. In the event that certain Acquisition Expenses are anticipated prior to the Closing of an Offering but are incurred only after the Closing, for example transportation fees related to transportation from the Asset Seller to the Company’s storage facility, additional cash from the proceeds of the Offering will be retained on the Series balance sheet to cover such future anticipated Acquisition Expenses after the Closing of the Offering.


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Current Period

During the Current Period, we signed purchase agreements to acquire assets for the following Series.

Series - Series Name

Agreement Type - Date of Agreement

Closing Date

Purchase Price

Financed via - Officer Loan / 3rd Party Loan

Financed via – the Manager

Financed via - Offering Proceeds

Interests Issued to Asset Seller

Percent Owned by Asset Seller

Acquisition Expenses

#95TOPSUN

Upfront Purchase / 01/08/2021

3/15/2021

$50,000

$0

$50,000

$0

$0

0%

$132

#09TROUT2

Upfront Purchase / 01/14/2021

3/16/2021

$50,000

$0

$50,000

$0

$0

0%

$147

#18LUKA

Upfront Purchase / 01/20/2021

4/6/2021

$22,322

$0

$22,322

$0

$0

0%

$212

#86DK3

Upfront Purchase / 01/14/2021

4/6/2021

$38,400

$0

$38,400

$0

$0

0%

$200

#FANFOUR5

Upfront Purchase / 01/14/2021

4/6/2021

$72,000

$0

$72,000

$0

$0

0%

$0

#76PAYTON

Upfront Purchase / 01/18/2021

4/6/2021

$53,500

$0

$53,500

$0

$0

0%

$136

#17MAHOMES

Purchase Agreement / 01/06/2021

4/6/2021

$215,000

$0

$215,000

$0

$0

0%

$132

#85MJPROMO

Upfront Purchase / 01/14/2021

4/6/2021

$22,500

$0

$22,500

$0

$0

0%

$232

#96KOBE

Upfront Purchase / 01/30/2021

4/9/2021

$67,200

$0

$67,200

$0

$0

0%

$412

#99CHARZRD

Upfront Purchase / 01/14/2021

4/9/2021

$300,000

$0

$300,000

$0

$0

0%

$322

#68RYAN

Upfront Purchase / 01/30/2021

4/9/2021

$60,000

$0

$60,000

$0

$0

0%

$295

#POKEYELOW

Purchase Agreement / 01/18/2021

4/13/2021

$46,500

$0

$46,500

$0

$0

0%

$132

#POKELUGIA

Upfront Purchase / 01/26/2021

4/13/2021

$95,000

$0

$95,000

$0

$0

0%

$132

#05MJLJ

Purchase Agreement / 01/12/2021

7/1/2021

$72,000

$0

$72,000

$0

$0

0%

$216

#81MONTANA

Upfront Purchase / 01/24/2021

7/1/2021

$63,000

$0

$63,000

$0

$0

0%

$222

#07DURANT

Upfront Purchase / 02/12/2021

7/1/2021

$115,200

$0

$115,200

$0

$0

0%

$1,106

#56AARON

Upfront Purchase / 02/27/2021

7/1/2021

$40,800

$0

$40,800

$0

$0

0%

$422

#85LEMIEUX

Upfront Purchase / 02/04/2021

7/1/2021

$78,000

$0

$78,000

$0

$0

0%

$399

#87JORDAN

Upfront Purchase / 02/11/2021

7/1/2021

$45,100

$0

$45,100

$0

$0

0%

$412

#AC23

Purchase Agreement / 02/26/2021

7/1/2021

$24,000

$0

$24,000

$0

$0

0%

$180


67



#GWLOTTO

Upfront Purchase / 02/19/2021

7/1/2021

$25,713

$0

$25,713

$0

$0

0%

$619

#GYMBOX

Upfront Purchase / 01/28/2021

7/1/2021

$15,000

$0

$15,000

$0

$0

0%

$271

#HUCKFINN

Purchase Agreement / 02/04/2021

7/1/2021

$18,000

$0

$18,000

$0

$0

0%

$222

#NEOBOX

Upfront Purchase / 01/27/2021

7/1/2021

$40,133

$0

$40,133

$0

$0

0%

$372

#NICKLAUS1

Upfront Purchase / 01/28/2021

7/1/2021

$34,499

$0

$34,499

$0

$0

0%

$122

#POKEMON2

Upfront Purchase / 01/27/2021

7/1/2021

$375,000

$0

$375,000

$0

$0

0%

$114

#POKERED

Purchase Agreement / 03/03/2021

7/1/2021

$34,500

$0

$34,500

$0

$0

0%

$123

#RIVIERA

Upfront Purchase / 02/10/2021

7/1/2021

$22,680

$0

$22,680

$0

$0

0%

$246

#SMB3

Purchase Agreement / 03/02/2021

7/1/2021

$21,500

$0

$21,500

$0

$0

0%

$123

#WALDEN

Purchase Agreement / 02/10/2021

7/1/2021

$17,000

$0

$17,000

$0

$0

0%

$214

#WZRDOFOZ

Purchase Agreement / 01/11/2021

7/1/2021

$80,000

$0

$80,000

$0

$0

0%

$232

#60ALI

Upfront Purchase / 02/27/2021

7/14/2021

$210,000

$0

$210,000

$0

$0

0%

$422

#DIMAGGIO3

Purchase Agreement / 01/28/2021

7/14/2021

$415,000

$0

$25,000

$165,000

$225,000

50%

$114

#POKEMON3

Purchase Agreement / 02/21/2021

7/14/2021

$552,000

$0

$0

$498,000

$54,000

9%

$114

#09CURRY2

Upfront Purchase / 01/30/2021

7/28/2021

$451,200

$0

$451,200

$0

$0

0%

$2,155

#80ALI

Upfront Purchase / 02/27/2021

7/28/2021

$60,000

$0

$60,000

$0

$0

0%

$422

#58PELE3

Upfront Purchase / 01/30/2021

7/28/2021

$180,000

$0

$180,000

$0

$0

0%

$899

#BATMAN2

Purchase Agreement / 02/26/2021

7/28/2021

$76,000

$0

$76,000

$0

$0

0%

$180

#85ERVING

Upfront Purchase / 02/27/2021

7/28/2021

$37,200

$0

$37,200

$0

$0

0%

$506

#LJKOBE

Upfront Purchase / 02/27/2021

7/28/2021

$156,000

$0

$156,000

$0

$0

0%

$422

#99MJRETRO

Upfront Purchase / 03/10/2021

7/28/2021

$43,200

$0

$43,200

$0

$0

0%

$823

#FLASH123

Purchase Agreement / 02/26/2021

7/28/2021

$25,000

$0

$25,000

$0

$0

0%

$180


68



#85GPK

Upfront Purchase / 05/27/2021

7/28/2021

$17,900

$0

$17,900

$0

$0

0%

$289

#IPOD

Upfront Purchase / 06/07/2021

7/28/2021

$21,995

$0

$21,995

$0

$0

0%

$416

#HGWELLS

Purchase Agreement / 02/09/2021

8/2/2021

$40,000

$0

$40,000

$0

$0

0%

$214

#SANTANA

Purchase Agreement / 03/03/2021

8/9/2021

$57,500

$0

$42,500

$0

$15,000

20%

$154

#01TIGER2

Upfront Purchase / 05/28/2021

8/9/2021

$15,300

$0

$15,300

$0

$0

0%

$283

#GRIFFEYJR

Purchase Agreement / 02/15/2021

8/9/2021

$30,000

$0

$26,500

$0

$0

0%

$181

#87ZELDA

Purchase Agreement / 03/30/2021

8/9/2021

$100,000

$0

$100,000

$0

$0

0%

$243

#01HALO

Purchase Agreement / 03/04/2021

8/9/2021

$13,750

$0

$13,750

$0

$0

0%

$185

#EINSTEIN2

Purchase Agreement / 03/17/2021

8/9/2021

$70,000

$0

$70,000

$0

$0

0%

$0

#86JORDAN2

Upfront Purchase / 05/24/2021

8/11/2021

$73,200

$0

$73,200

$0

$0

0%

$603

#97KOBE

Upfront Purchase / 05/24/2021

8/25/2021

$57,600

$0

$57,600

$0

$0

0%

$603

#XMEN94

Upfront Purchase / 06/04/2021

8/25/2021

$57,555

$0

$57,555

$0

$0

0%

$241

#TOPPSTRIO

Upfront Purchase / 02/04/2021

8/25/2021

$75,000

$0

$75,000

$0

$0

0%

$483

#81BIRD

Upfront Purchase / 03/10/2021

8/25/2021

$39,600

$0

$39,600

$0

$0

0%

$823

#THEROCK

Upfront Purchase / 05/25/2021

9/1/2021

$17,878

$0

$17,878

$0

$0

0%

$205

#04MESSI2

Purchase Agreement / 05/28/2021

9/1/2021

$45,000

$0

$45,000

$0

$0

0%

$201

#XLXMEN1

Upfront Purchase / 06/04/2021

9/7/2021

$57,000

$0

$57,000

$0

$0

0%

$241

#03LEBRON5

Purchase Agreement / 02/19/2021

9/13/2021

$95,000

$0

$95,000

$0

$0

0%

$123

#SLASH

Purchase Agreement / 03/03/2021

9/30/2021

$50,000

$0

$0

$37,000

$13,000

20%

$0

#METEORITE

Purchase Agreement / 04/06/2021

9/30/2021

$272,500

$0

$185,000

$0

$87,500

25%

$2,330

#89TMNT

Upfront Purchase / 07/06/2021

10/7/2021

$20,000

$0

$20,000

$0

$0

0%

$247

#00BRADY2

Upfront Purchase / 04/05/2021

10/7/2021

$312,000

$0

$312,000

$0

$0

0%

$1,493


69



#NESWWF

Upfront Purchase / 08/13/2021

10/7/2021

$15,000

$0

$15,000

$0

$0

0%

$285

#PUNK9670

Upfront Purchase / 07/13/2021

10/7/2021

$62,100

$0

$62,100

$0

$0

0%

$0

#18ALLEN

Upfront Purchase / 06/16/2021

10/12/2021

$32,500

$0

$32,500

$0

$0

0%

$147

#CASTLEII

Upfront Purchase / 08/13/2021

10/12/2021

$15,000

$0

$15,000

$0

$0

0%

$285

#36OWENS

Purchase Agreement / 07/01/2021

10/12/2021

$20,000

$0

$20,000

$0

$0

0%

$1,247

#BAYC601

Upfront Purchase / 09/09/2021

10/12/2021

$143,818

$0

$143,818

$0

$0

0%

$0

#60MANTLE

Purchase Agreement / 01/28/2021

10/20/2021

$800,000

$0

$25,000

$350,000

$425,000

50%

$114

#PUNK8103

Upfront Purchase / 09/07/2021

10/20/2021

$500,000

$0

$300,002

$0

$199,998

36%

$0

#GHOST1

Upfront Purchase / 07/29/2021

10/20/2021

$11,561

$0

$11,561

$0

$0

0%

$220

#KIRBY

Upfront Purchase / 08/13/2021

10/26/2021

$50,000

$0

$50,000

$0

$0

0%

$285

#20HERBERT

Upfront Purchase / 08/19/2021

10/26/2021

$60,000

$0

$60,000

$0

$0

0%

$285

#HENDERSON

Upfront Purchase / 02/15/2021

10/26/2021

$180,100

$0

$180,100

$0

$0

0%

$448

#03RONALDO

Upfront Purchase / 08/10/2021

10/26/2021

$156,000

$0

$156,000

$0

$0

0%

$730

#HONUS2

Upfront Purchase / 08/10/2021

10/26/2021

$85,200

$0

$85,200

$0

$0

0%

$730

#MARX

Purchase Agreement / 02/09/2021

11/3/2021

$105,000

$0

$105,000

$0

$0

0%

$214

#MEEB15511

Upfront Purchase / 09/22/2021

11/3/2021

$67,735

$0

$67,735

$0

$0

0%

$0

#90BATMAN

Upfront Purchase / 08/13/2021

11/3/2021

$50,000

$0

$50,000

$0

$0

0%

$285

#09HARDEN

Upfront Purchase / 05/24/2021

11/3/2021

$22,800

$0

$22,800

$0

$0

0%

$603

#SIMPSONS1

Upfront Purchase / 08/13/2021

11/9/2021

$15,000

$0

$15,000

$0

$0

0%

$285

#SPIDER129

Upfront Purchase / 07/28/2021

11/9/2021

$36,000

$0

$36,000

$0

$0

0%

$270

#93JETER

Upfront Purchase / 03/12/2021

11/9/2021

$31,100

$0

$31,100

$0

$0

0%

$50

#NESDK3

Upfront Purchase / 08/11/2021

11/9/2021

$100,000

$0

$100,000

$0

$0

0%

$285


70



#BAYC7359

Upfront Purchase / 09/28/2021

11/10/2021

$165,302

$0

$165,302

$0

$0

0%

$0

#CURIO10

Upfront Purchase / 10/15/2021

11/15/2021

$66,694

$0

$66,694

$0

$0

0%

$0

#WILDTHING

Purchase Agreement / 06/25/2021

11/15/2021

$15,000

$0

$15,000

$0

$0

0%

$347

#MACALLAN1

Upfront Purchase / 10/11/2021

11/30/2021

$11,914

$0

$11,914

$0

$0

0%

$0

#98JORDAN2

Upfront Purchase / 02/12/2021

11/30/2021

$288,000

$0

$288,000

$0

$0

0%

$1,022

#BAYC9159

Upfront Purchase / 10/15/2021

12/8/2021

$188,500

$0

$139,750

$0

$48,750

25%

$0

#FANTASY7

Purchase Agreement / 09/30/2021

12/8/2021

$35,000

$0

$0

$35,000

$0

0%

$232

#SURFER4

Upfront Purchase / 08/27/2021

12/14/2021

$67,000

$0

$67,000

$0

$0

0%

$500

#OHTANI1

Upfront Purchase / 08/10/2021

12/14/2021

$80,400

$0

$80,400

$0

$0

0%

$730

#OHTANI2

Upfront Purchase / 08/07/2021

12/14/2021

$65,000

$0

$65,000

$0

$0

0%

$224

#WILT100

Upfront Purchase / 08/11/2021

12/14/2021

$100,000

$0

$100,000

$0

$0

0%

$238

#PENGUIN

Upfront Purchase / 08/25/2021

12/14/2021

$52,111

$0

$52,111

$0

$0

0%

$470

#KARUIZAWA

Upfront Purchase / 10/11/2021

12/14/2021

$57,868

$0

$57,868

$0

$0

0%

$0

#KOMBAT

Upfront Purchase / 09/19/2021

12/14/2021

$79,200

$0

$79,200

$0

$0

0%

$658

#APPLELISA

Upfront Purchase / 08/20/2021

12/22/2021

$94,949

$0

$94,949

$0

$0

0%

$1,338

#98MANNING

Upfront Purchase / 09/20/2021

12/22/2021

$19,000

$0

$19,000

$0

$0

0%

$238

#GIJOE

Upfront Purchase / 10/24/2021

12/22/2021

$37,663

$0

$37,663

$0

$0

0%

$295

#BEATLES1

Upfront Purchase / 10/28/2021

12/22/2021

$20,313

$0

$20,313

$0

$0

0%

$827

#SQUIG5847

Upfront Purchase / 11/12/2021

12/22/2021

$56,086

$0

$56,086

$0

$0

0%

$0

#PACQUIAO

Upfront Purchase / 10/24/2021

12/22/2021

$14,150

$0

$14,150

$0

$0

0%

$232

#83JOBS

Upfront Purchase / 08/20/2021

12/22/2021

$66,466

$0

$66,466

$0

$0

0%

$1,100

#BATMAN181

Upfront Purchase / 09/01/2021

12/22/2021

$41,001

$0

$41,001

$0

$0

0%

$288


71



#HOBBIT

Upfront Purchase / 09/21/2021

12/22/2021

$68,750

$0

$68,750

$0

$0

0%

$100

#PUNK5883

Purchase Option Agreement / 11/11/2021

1/6/2022

$560,000

$0

$0

$500,000

$60,000

10%

$0

#POPEYE

Purchase Agreement / 10/27/2021

1/6/2022

$90,000

$0

$0

$57,000

$33,000

30%

$232

#SMB2

Purchase Agreement / 11/02/2021

1/10/2022

$280,000

$0

$0

$0

$0

0%

$232

#OBIWAN

Upfront Purchase / 10/21/2021

1/10/2022

$9,999

$0

$9,999

$0

$0

0%

$308

#HAMILTON1

Upfront Purchase / 10/25/2021

1/10/2022

$28,800

$0

$28,800

$0

$0

0%

$232

#GIANNIS2

Upfront Purchase / 03/10/2021

1/18/2022

$360,000

$0

$360,000

$0

$0

0%

$823

#03SERENA

Upfront Purchase / 10/28/2021

1/28/2022

$75,000

$0

$75,000

$0

$0

0%

$232

#86BONDS

Upfront Purchase / 06/01/2021

1/27/2022

$6,500

$0

$6,500

$0

$0

0%

$236

#MOBYDICK

Upfront Purchase / 09/15/2021

1/28/2022

$60,000

$0

$60,000

$0

$0

0%

$338

#IPADPROTO

Upfront Purchase / 11/03/2021

1/27/2022

$10,200

$0

$10,200

$0

$0

0%

$233

#BAYC4612

Purchase Option Agreement / 11/19/2021

1/31/2022

$660,000

$0

$0

$462,000

$198,000

30%

$0

#FORTNITE

Purchase Agreement / 10/29/2021

2/3/2022

$13,200

$0

$13,200

$0

$0

0%

$376

#IROBOT

Upfront Purchase / 10/14/2021

2/3/2022

$5,000

$0

$5,000

$0

$0

0%

$364

#05RODGERS

Upfront Purchase / 08/17/2021

2/3/2022

$50,000

$0

$50,000

$0

$0

0%

$124

#18OSAKA

Upfront Purchase / 07/06/2021

2/3/2022

$10,000

$0

$10,000

$0

$0

0%

$347

#LEICAGOLD

Upfront Purchase / 11/23/2021

2/3/2022

$27,570

$0

$27,570

$0

$0

0%

$486

#IOMMI

Purchase Agreement / 03/03/2021

2/7/2022

$50,000

$0

$0

$40,000

$10,000

20%

$0

#MARIO64

Purchase Agreement / 10/29/2021

2/7/2022

$102,000

$0

$102,000

$0

$0

0%

$376

#GWTW

Upfront Purchase / 06/09/2021

3/2/2022

$21,250

$0

$21,250

$0

$0

0%

$220

#NEWWORLD

Upfront Purchase / 10/14/2021

3/2/2022

$10,625

$0

$10,625

$0

$0

0%

$364


72



#JAWA

Upfront Purchase / 10/24/2021

3/2/2022

$25,063

$0

$25,063

$0

$0

0%

$295

#GWLETTER

Purchase Agreement / 10/07/2021

3/2/2022

$135,000

$0

$0

$0

$0

0%

$232

#MARIOKART

Purchase Agreement / 10/29/2021

3/2/2022

$66,000

$0

$66,000

$0

$0

0%

$424

#96KOBE2

Upfront Purchase / 04/06/2021

3/3/2022

$240,000

$0

$240,000

$0

$0

0%

$1,493

#SHOWCASE4

Upfront Purchase / 12/17/2021

3/3/2022

$67,000

$0

$67,000

$0

$0

0%

$348

#MACALLAN2

Upfront Purchase / 10/11/2021

3/22/2022

$35,402

$0

$35,402

$0

$0

0%

$540

#15COBB

Purchase Agreement / 06/03/2021

3/22/2022

$70,000

$0

$70,000

$0

$0

0%

$201

#BRADBURY

Upfront Purchase / 10/14/2021

3/22/2022

$13,750

$0

$13,750

$0

$0

0%

$364

#SKYWALKER

Upfront Purchase / 11/10/2021

3/29/2022

$14,278

$0

$14,278

$0

$0

0%

$391

#85GPK2

Upfront Purchase / 12/06/2021

3/29/2022

$22,400

$0

$0

$0

$0

0%

$439

#GRIFFEY2

Upfront Purchase / 05/21/2021

3/29/2022

$13,701

$0

$13,701

$0

$0

0%

$279

#MEGALODON

Purchase Agreement / 02/16/2021

3/31/2022

$450,000

$0

$450,000

$0

$0

0%

$3,170

#KELLER

Upfront Purchase / 09/27/2021

4/8/2022

$11,250

$0

$11,250

$0

$0

0%

$467

1955 Topps #164 Roberto Clemente Rookie Card graded PSA MINT 9

Upfront Purchase / 03/18/2021

-

$950,000

$0

$950,000

$0

$0

0%

$0

#BLASTOISE

Upfront Purchase / 07/24/2021

Q2 2022 or Q3 2022

$216,000

$0

$216,000

$0

$0

0%

$536

#84JORDAN2

Purchase Agreement / 10/29/2021

Q2 2022 or Q3 2022

$825,000

$0

$0

$0

$412,500

50%

$5,232

#ALDRIN11

Upfront Purchase / 10/22/2021

Q2 2022 or Q3 2022

$129,694

$0

$129,694

$0

$0

0%

$1,315

#CONTRA

Purchase Agreement / 10/29/2021

Q2 2022 or Q3 2022

$60,000

$0

$60,000

$0

$0

0%

$376

#ENIGMA

Upfront Purchase / 05/13/2021

Q2 2022 or Q3 2022

$299,981

$0

$299,981

$0

$0

0%

$2,751

#NYCMAP

Purchase Option Agreement / 12/20/2021

Q2 2022 or Q3 2022

$17,813

$0

$0

$0

$0

0%

$0

#SUPREMEPB

Upfront Purchase / 12/09/2021

Q2 2022 or Q3 2022

$52,500

$0

$52,500

$0

$0

0%

$0


73



#POKEDEMO

Upfront Purchase / 01/14/2021

Q2 2022 or Q3 2022

$2,200

$0

$2,200

$0

$0

0%

$322

#03LEBRON4

Upfront Purchase / 02/04/2021

Q2 2022 or Q3 2022

$252,000

$0

$252,000

$0

$0

0%

$483

#08LEBRON

Purchase Agreement / 02/19/2021

Q2 2022 or Q3 2022

$150,000

$0

$125,000

$0

$17,500

14%

$265

#65NAMATH

Upfront Purchase / 02/27/2021

Q2 2022 or Q3 2022

$198,000

$0

$198,000

$0

$0

0%

$602

#67CAREW

Upfront Purchase / 02/27/2021

-

$186,000

$0

$186,000

$0

$0

0%

$422

#61MANTLE

Upfront Purchase / 02/27/2021

Q2 2022 or Q3 2022

$372,000

$0

$372,000

$0

$0

0%

$422

#AJONES

Purchase Agreement / 03/03/2021

Q2 2022 or Q3 2022

$75,000

$0

$0

$0

$0

0%

$0

#59BROWN

Upfront Purchase / 03/10/2021

-

$205,200

$0

$205,200

$0

$0

0%

$1,162

#54AARON

Upfront Purchase / 04/03/2021

Q2 2022 or Q3 2022

$206,400

$0

$206,400

$0

$0

0%

$1,493

#57ROBINSN

Upfront Purchase / 03/18/2021

-

$48,000

$0

$48,000

$0

$0

0%

$298

#NIKEPROTO

Upfront Purchase / 03/16/2021

Q2 2022 or Q3 2022

$200,000

$0

$200,000

$0

$0

0%

$1,995

#EXCITBIKE

Purchase Agreement / 03/30/2021

-

$150,000

$0

$150,000

$0

$0

0%

$180

#80TOPPS

Upfront Purchase / 02/04/2021

Q2 2022 or Q3 2022

$69,000

$0

$69,000

$0

$0

0%

$483

#49ROYCAMP

Upfront Purchase / 02/27/2021

Q2 2022 or Q3 2022

$63,000

$0

$63,000

$0

$0

0%

$422

#03LEBRON6

Purchase Agreement / 05/06/2021

Q2 2022 or Q3 2022

$120,000

$0

$120,000

$0

$0

0%

$154

#84ELWAY

Upfront Purchase / 05/24/2021

Q2 2022 or Q3 2022

$7,100

$0

$7,100

$0

$0

0%

$261

#MEGACRACK

Purchase Agreement / 05/26/2021

Q2 2022 or Q3 2022

$74,000

$0

$74,000

$0

$0

0%

$201

#MBAPPE

Upfront Purchase / 05/27/2021

Q2 2022 or Q3 2022

$21,655

$0

$21,655

$0

$0

0%

$299

#57UNITAS

Purchase Agreement / 06/03/2021

Q2 2022 or Q3 2022

$42,500

$0

$42,500

$0

$0

0%

$201

#86EWING

Purchase Agreement / 06/03/2021

Q2 2022 or Q3 2022

$4,000

$0

$4,000

$0

$0

0%

$201

#08BOLT

Upfront Purchase / 07/06/2021

Q2 2022 or Q3 2022

$18,000

$0

$18,000

$0

$0

0%

$257

#92HAMM

Upfront Purchase / 07/06/2021

Q2 2022 or Q3 2022

$10,000

$0

$10,000

$0

$0

0%

$328


74



#96TIGER

Upfront Purchase / 07/07/2021

Q2 2022 or Q3 2022

$49,037

$0

$0

$0

$0

0%

$274

Total for 1/1/2021 – 12/31/2021

New Agreements: 191

Closings: 206

--

$19,613,611

$0

$13,930,276

$2,144,000

$1,799,248

-

$74,328

Total for 1/1/2020 – 12/31/2020

New Agreements: 151

Closings: 98

--

$14,479,979

$0

$14,051,145

$0

$50,000

-

$70,671

 

 

 

As of the end of the Current Period, the following Offerings of Series were ongoing.

 

Series

Qualification Date

Underlying Asset

Offering Price per Interest

Membership Interests

Offering Size

Sourcing Fee

Opening Date

Closing Date

#09COBB

11/25/2020

1909-11 T206 Sweet Caporal Ty Cobb card graded PSA NM 7

$4.00

8,000

$32,000

$2,980

1/6/2021

1/19/2021

#51HOWE

11/25/2020

1951 Parkhurst Gordie Howe Card graded PSA NM-MT 8

$9.00

5,000

$45,000

$3,445

1/5/2021

1/19/2021

#96JORDAN2

1/8/2021

Michael Jordan Playoff Worn and Dual Signed ‘Player Sample’ Air Jordan 11’s

$5.00

10,800

$54,000

$3,691

1/11/2021

1/19/2021

#JUNGLEBOX

12/21/2020

1999 Pokémon Jungle 1st Edition Booster Box

$5.00

6,900

$34,500

$2,955

1/3/2021

1/19/2021

#59FLASH

1/8/2021

1959 The Flash #105 comic book graded NM 9.4 by CGC

$6.50

10,000

$65,000

$5,129

1/12/2021

1/25/2021

#FOSSILBOX

12/21/2020

1999 Pokémon 1st Edition Fossil Set Sealed Booster Box

$5.00

4,200

$21,000

$1,569

1/11/2021

1/25/2021

#POKEBLUE

12/21/2020

1998 Game Boy Pokémon Blue video game

$10.00

2,400

$24,000

$2,660

1/20/2021

1/27/2021

#98GTA

12/21/2020

1998 PlayStation Grand Theft Auto Video Game graded Wata 9.8 A+

$5.00

3,150

$15,750

$1,172

1/14/2021

1/27/2021

#DOMINOS

1/8/2021

1990 Rolex Air-King Dominos Pizza Special Edition Watch

$5.50

2,000

$11,000

$1,169

1/19/2021

1/27/2021

#58PELE

11/25/2020

1958 Alifabolaget #635 Pelé Rookie Card graded PSA MINT 9

$10.00

31,500

$315,000

$20,483

1/11/2021

1/28/2021

#09CURRY

1/8/2021

2009-10 UD Exquisite Stephen Curry #64 Autographed Rookie Card graded GEM MINT 9.5 by BGS

$10.00

2,500

$25,000

$524

1/25/2021

2/2/2021

#84JORDAN

1/8/2021

Michael Jordan Photo-Matched 1984 Signing Day Chicago Bulls Official NBA Game Jersey

$25.00

15,000

$375,000

$49,831

1/21/2021

2/2/2021


75



#09BEAUX

9/24/2020

One case of twelve (12) bottles of 2009 Vosne-Romanée Les Beaux Monts, Domaine Leroy

$5.00

6,800

$34,000

$3,085

1/4/2021

2/2/2021

#96JORDAN

1/8/2021

1996 Michael Jordan Game Worn and Dual Signed ‘Player Sample’ Air Jordan 11 “Concord”

$4.00

12,000

$48,000

$4,420

1/26/2021

2/7/2021

#FEDERAL

11/25/2020

First Edition copy of The Federalist by Alexander Hamilton, James Madison, and John Jay

$15.00

10,000

$150,000

$26,675

1/25/2021

2/7/2021

#71TOPPS

1/8/2021

1971 Topps Football Series 2 Wax Box Reviewed and Factory Sealed by BBCE

$4.00

17,000

$68,000

$5,759

1/18/2021

2/17/2021

#DEATON

12/21/2020

Triceratops prorsus skull excavated from the Hell Creek Formation of North Dakota in 1999

$25.00

11,400

$285,000

$27,283

1/25/2021

2/17/2021

#98ZELDA

1/8/2021

1998 N64 The Legend of Zelda: Ocarina of Time video game graded 9.6 A+ by Wata

$4.70

5,000

$23,500

$2,165

2/3/2021

2/17/2021

#03JORDAN2

1/8/2021

 2003-04 UD Exquisite Quad Patch #MJ Michael Jordan Game Used Patch Card graded NM-MT+ 8.5 by BGS

$4.20

10,000

$42,000

$4,154

2/9/2021

2/22/2021

#91JORDAN

1/8/2021

1991 Michael Jordan Game Worn Chicago Bulls Home Uniform graded A10 by MEARS

$7.00

10,000

$70,000

$590

1/31/2021

2/24/2021

#79GRETZKY

1/8/2021

1979 Topps Wayne Gretzky #18 Rookie Card graded GEM-MT 10 by PSA

$40.00

20,000

$800,000

$64,216

2/5/2021

2/25/2021

#17DUJAC

9/24/2020

Two cases of six (6) bottles of 2017 Chambertin, Domaine Dujac

$8.00

3,250

$26,000

$1,408

2/15/2021

3/8/2021

#MOSASAUR

1/8/2021

Mosasaur Halisaurus Arambourgi Skeleton

$5.00

6,000

$30,000

$8,658

2/21/2021

3/15/2021

#92JORDAN

1/8/2021

1992 Michael Jordan Game Worn and Dual Signed Nike Air Jordan VII's

$6.00

7,000

$42,000

$4,480

2/23/2021

3/15/2021

#14KOBE

1/8/2021

2014 Kobe Bryant Game Worn and Signed Lakers Jersey

$8.00

9,750

$78,000

$6,250

2/14/2021

3/15/2021

#03LEBRON3

1/8/2021

2003-04 SP Authentic #148 LeBron James Autographed Rookie Card graded PRISTINE 10 by BGS

$23.00

10,000

$230,000

$20,924

2/12/2021

3/15/2021

#95TOPSUN

2/23/2021

1995 Sealed Topsun Pokémon Booster Box, 1st Edition Box A

$6.00

10,000

$60,000

$8,300

3/2/2021

3/15/2021

#09TROUT2

2/23/2021

2009 Bowman Chrome Mike Trout Xfractor graded BGS 9.5

$5.00

11,200

$56,000

$4,340

2/28/2021

3/16/2021

#59BOND

12/21/2020

1959 First Edition Dedication copy of Goldfinger by Ian Fleming

$8.00

10,250

$82,000

$11,381

2/24/2021

3/16/2021

#OPEECHEE

1/8/2021

1979-80 O-Pee-Chee Wax Box Reviewed and Factory Sealed by BBCE

$30.00

10,000

$300,000

$41,699

2/19/2021

3/16/2021

#ROCKETBOX

2/23/2021

2000 Pokémon Team Rocket 1st Edition Factory Sealed Booster Box

$6.00

4,750

$28,500

$1,894

3/10/2021

3/22/2021


76



#94JORDAN

1/8/2021

1994 Michael Jordan Game Worn, Signed and Photo-Matched Air Jordan Baseball Cleats

$8.50

10,000

$85,000

$9,295

2/16/2021

3/22/2021

#18LUKA

2/23/2021

2018 Panini Prizm Signatures Black Label Luka Doncic Rookie card #3 Graded BGS PRISTINE 10

$5.00

5,300

$26,500

$2,813

3/14/2021

4/6/2021

#FANFOUR5

2/23/2021

1962 Marvel Fantastic Four #5 comic book graded CGC NM 9.2

$8.00

10,000

$80,000

$5,900

3/3/2021

4/6/2021

#16KOBE

10/28/2020

Four Signed Hardwood Panels from the Staples Center Basketball Court used during Kobe Bryant’s Farewell Game

$8.00

100,000

$800,000

$147,929

3/5/2021

4/6/2021

#11BELAIR

9/24/2020

One case of twelve (12) bottles of 2011 Vosne-Romanée Aux Reignots, Domaine du Comte Liger-Belair

$11.00

2,000

$22,000

$1,541

3/10/2021

4/6/2021

#76PAYTON

2/23/2021

1976 Topps #148 Walter Payton Rookie Card Graded PSA GEM MT 10

$6.50

10,000

$65,000

$9,750

3/9/2021

4/6/2021

#17MAHOMES

2/23/2021

2017 National Treasures Black #161 Patrick Mahomes II Rookie Patch Autograph Card graded BGS NM-MT 8

$12.00

25,000

$300,000

$79,150

2/27/2021

4/6/2021

#85MJPROMO

2/23/2021

1985 Nike Promo Michael Jordan Bulls RC Rookie graded PSA 10

$8.00

3,500

$28,000

$4,120

3/7/2021

4/6/2021

#96KOBE

2/23/2021

1996 Finest Refractors (With Coating) #269 Gold Kobe Bryant Rookie Card Graded BGS GEM MINT 9.5

$11.00

7,000

$77,000

$7,662

3/24/2021

4/9/2021

#99CHARZRD

2/23/2021

1999 Pokémon Charizard #4 First Edition Base Set Hologram Trading Card published by Wizards of the Coast graded PSA GEM MT 10

$10.00

35,000

$350,000

$42,825

3/20/2021

4/9/2021

#68RYAN

2/23/2021

1968 Topps #177 Nolan Ryan Rookie Card Graded PSA MINT 9

$7.00

10,000

$70,000

$8,102

3/17/2021

4/9/2021

#MARADONA

2/23/2021

1979 Panini Calciatori Soccer Diego Maradona Rookie RC #312 graded PSA 9 MINT

$7.00

2,000

$14,000

$1,428

3/16/2021

4/9/2021

#POKEYELOW

2/23/2021

1999 Nintendo Game Boy Pokémon Yellow [Pixel ESRB, Early Production] Graded Wata 9.6 A++

$5.00

11,000

$55,000

$6,850

3/23/2021

4/13/2021

#POKELUGIA

2/23/2021

2000 Neo Genesis 1st Edition Holo Lugia #9 Graded PSA GEM MINT 10

$11.00

10,000

$110,000

$12,475

3/15/2021

4/13/2021

#VANHALEN

1/8/2021

2008 Eddie Van Halen Concert Played and Signed Charvel EVH Art Series One-of-a-Kind Guitar

$12.40

5,000

$62,000

$5,954

2/2/2021

4/15/2021

#48JACKIE

1/8/2021

1948 Leaf Jackie Robinson #79 Rookie Card graded NM-MT 8 by PSA

$20.00

18,750

$375,000

$27,717

1/29/2021

4/15/2021

#05MJLJ

2/23/2021

2005-06 Exquisite Collection Jerseys inserts, Dual Autographs: Michael Jordan and Lebron James graded BGS NM-MT+ 8.5

$4.00

20,500

$82,000

$7,949

3/20/2021

7/1/2021


77



#81MONTANA

2/23/2021

1981 Topps Football #216 Joe Montana Rookie Card Graded PSA GEM MINT 10

$7.00

10,000

$70,000

$5,175

3/29/2021

7/1/2021

#00MOUTON

9/24/2020

One case of twelve (12) bottles of 2000 Château Mouton-Rothschild

$13.50

2,000

$27,000

$2,181

4/1/2021

7/1/2021

#07DURANT

3/29/2021

2007 Topps Chrome Orange Refractor Kevin Durant Rookie Card graded PSA GEM MT 10

$13.00

9,000

$117,000

($1,656)

6/4/2021

7/1/2021

#56AARON

3/29/2021

1956 Topps #31 Hank Aaron (White Back) graded PSA Mint 9

$5.00

10,000

$50,000

$7,401

4/23/2021

7/1/2021

#85LEMIEUX

3/29/2021

1985 O-Pee-Chee Hockey Mario Lemieux Rookie Card #9 graded PSA GEM-MT 10

$5.00

17,500

$87,500

$7,251

4/7/2021

7/1/2021

#87JORDAN

3/29/2021

1987 Fleer Michael Jordan Card #59 graded PSA GEM MT 10

$5.00

10,000

$50,000

$3,188

3/30/2021

7/1/2021

#AC23

3/29/2021

1940 Action Comics #23 comic book published by D.C. Comics graded CGC 5.5

$7.00

4,000

$28,000

$2,620

5/25/2021

7/1/2021

#APPLE1

1/8/2021

1976 Apple-1 Computer with Original Box Signed by Steve Wozniak

$25.00

33,000

$825,000

$65,355

4/2/2021

7/1/2021

#GWLOTTO

3/29/2021

1768 George Washington Mountain Road Lottery Ticket with Signature

$14.00

2,500

$35,000

$7,442

4/5/2021

7/1/2021

#GYMBOX

2/23/2021

2000 Pokémon Gym Heroes 1st Edition Set Sealed Booster Box

$6.00

3,000

$18,000

$1,663

3/30/2021

7/1/2021

#HUCKFINN

3/29/2021

1885 First Edition, Adventures of Huckleberry Finn by Mark Twain

$11.00

2,000

$22,000

$2,580

4/20/2021

7/1/2021

#NEOBOX

2/23/2021

2000 Pokémon Neo Genesis 1st Edition Set Sealed Booster Box

$4.50

10,000

$45,000

$3,167

4/14/2021

7/1/2021

#NEWTON

11/25/2020

1687 First Edition, Continental Issue of Philosophiae Naturalis Principia Mathematica by Sir Isaac Newton

$10.00

30,000

$300,000

$38,929

5/4/2021

7/1/2021

#NICKLAUS1

2/23/2021

1973 Panini #375 Jack Nicklaus Rookie Card Graded by PSA GEM MT 10

$10.00

4,000

$40,000

$4,001

4/7/2021

7/1/2021

#POKEMON2

2/23/2021

1999 Pokémon 1st Edition Base Set Sealed Booster Box published by Wizards of the Coast

$10.00

41,500

$415,000

$32,138

4/2/2021

7/1/2021

#POKERED

3/29/2021

1998 Game Boy Pokémon Red Video Game graded Wata 9.2 A++

$4.00

10,000

$40,000

$4,000

5/5/2021

7/1/2021

#RIVIERA

3/29/2021

1965 Rolex 1601 Datejust retailed by Joyeria Riviera

$5.00

6,000

$30,000

$5,888

4/12/2021

7/1/2021

#SMB3

3/29/2021

1990 NES Super Mario Bros. 3 Video Game graded Wata 9.4 A+

$5.00

5,000

$25,000

$2,150

4/11/2021

7/1/2021

#WALDEN

3/29/2021

1854 First Edition Walden; or, Life in the Woods by Henry David Thoreau

$10.25

2,000

$20,500

$2,095

5/12/2021

7/1/2021

#WZRDOFOZ

2/23/2021

1900 First Edition of The Wonderful Wizard Of OZ

$15.00

6,000

$90,000

$7,725

4/27/2021

7/1/2021

#60ALI

3/29/2021

1960 Hemmets Journal #23 Cassius Clay (Muhammad Ali) Rookie Card graded PSA Mint 9

$10.00

23,500

$235,000

$20,014

4/2/2021

7/14/2021


78



#DIMAGGIO3

2/23/2021

1950-51 Joe DiMaggio Game-Worn Road Jersey Graded MEARS A10

$20.00

22,500

$450,000

$26,525

5/24/2021

7/14/2021

#POKEMON3

3/29/2021

1999 Pokémon 1st Edition Complete Set graded PSA GEM MT 10

$120.00

5,000

$600,000

$36,900

4/25/2021

7/14/2021

#09CURRY2

2/23/2021

2009 Playoff National Treasures Stephen Curry Autographed Patch Rookie Card graded BGS GEM MINT 9.5

$25.00

21,000

$525,000

$62,158

3/26/2021

7/28/2021

#80ALI

3/29/2021

1980 Muhammad Ali Sparring Gloves Worn in Training for Larry Holmes Bout and Inscribed to Sylvester Stallone

$7.50

10,000

$75,000

$12,888

5/3/2021

7/28/2021

#58PELE3

2/23/2021

1958-59 Tupinamba Ltda. Quigol Pelé #109 Rookie Card graded PSA NM -MT 8

$20.00

11,250

$225,000

$39,785

5/7/2021

7/28/2021

#BATMAN2

3/29/2021

1940 Batman #2 comic book published by D.C. Comics graded CGC 9.0

$10.00

8,500

$85,000

$6,913

5/10/2021

7/28/2021

#85ERVING

3/29/2021

1985 Julius Erving Game Worn and Signed Jersey

$4.50

10,000

$45,000

$6,044

5/17/2021

7/28/2021

#99MJRETRO

5/18/2021

1999 Upper Deck Retro Inkredible Level 2 Michael Jordan Signed Card graded PSA MINT 9

$5.00

10,000

$50,000

$4,630

6/12/2021

7/28/2021

#FLASH123

3/29/2021

1961 The Flash #123 comic book published by D.C Comics graded CGC 9.4

$8.00

3,625

$29,000

$2,610

6/18/2021

7/28/2021

#85GPK

6/25/2021

1985 Topps Garbage Pail Kids Stickers Nasty Nick #1A Card graded PSA GEM MT 10

$12.00

1,000

$12,000

($2,765)

6/28/2021

7/28/2021

#IPOD

6/25/2021

2001 Apple 1st Generation iPod Classic in its Original Factory Sealed Box

$5.00

5,000

$25,000

$1,539

7/2/2021

7/28/2021

#HGWELLS

3/29/2021

1895 First Edition The Time Machine: An Invention Inscribed by H.G Wells

$6.20

7,500

$46,500

$4,835

6/18/2021

8/2/2021

#85JORDAN2

2/23/2021

1985 Signed Michael Jordan "Shattered Backboard" Jersey

$14.00

20,000

$280,000

$44,500

3/21/2021

8/2/2021

#SANTANA

3/29/2021

Gibson Les Paul SG Guitar owned and played by Carlos Santana

$5.00

15,000

$75,000

$15,588

6/2/2021

8/9/2021

#CONGRESS

1/8/2021

Thomas Heyward Jr’s First edition of the Continental Congress Journal of the Proceeds of the Congress

$24.00

5,000

$120,000

$18,879

6/28/2021

8/9/2021

#66ORR

6/25/2021

1966 Topps Bobby Orr #35 Rookie Card graded NM-MT 8 by PSA

$5.00

10,000

$50,000

$5,917

7/2/2021

8/9/2021

#01TIGER2

6/25/2021

2001 Upper Deck Golf Black Label #1 Tiger Woods Rookie Card graded BGS Pristine 10

$8.50

2,000

$17,000

$429

7/9/2021

8/9/2021

#GRIFFEYJR

6/25/2021

1989 Upper Deck Ken Griffey Jr. Rookie Card #1 graded BGS PRISTINE 10

$8.00

2,500

$20,000

$3,754

7/13/2021

8/9/2021

#87ZELDA

5/18/2021

1987 NES  Legend of Zelda Video Game graded Wata 9.4 B+

$11.50

10,000

$115,000

$12,388

7/19/2021

8/9/2021


79



#01HALO

3/29/2021

2001 Xbox Halo: Combat Evolved (Black Label) Video Game graded Wata 9.4 A+

$6.80

2,500

$17,000

$1,980

7/23/2021

8/9/2021

#EINSTEIN2

5/18/2021

1948 Albert Einstein Typed and Signed Letter On God

$16.00

5,000

$80,000

$8,000

7/9/2021

8/9/2021

#86JORDAN2

6/25/2021

1986 Fleer #8 Michael Jordan Sticker Rookie Card graded PSA GEM MT 10

$8.00

10,000

$80,000

$4,249

7/23/2021

8/11/2021

#97KOBE

6/25/2021

1997 Skybox Jambalaya #12 Kobe Bryant Card graded PSA GEM MT 10

$6.50

10,000

$65,000

$5,237

7/30/2021

8/25/2021

#XMEN94

6/25/2021

1975 X-Men #94 Comic Book published by Marvel graded CGC 9.8

$6.50

10,000

$65,000

$5,695

7/30/2021

8/25/2021

#TOPPSTRIO

6/25/2021

1980 Topps Scoring Leader Card (Bird / Erving /Johnson) Graded PSA MINT 9

$6.00

5,000

$30,000

($5,326)

8/6/2021

8/25/2021

#81BIRD

6/25/2021

1981 Topps #4 Larry Bird Card graded PSA GEM MT 10

$6.00

5,000

$30,000

($770)

8/11/2021

8/25/2021

#THEROCK

6/25/2021

1997 Panini WWF Superstars Stickers #113 Rocky Maivia Card graded PSA GEM MT 10

$12.00

1,000

$12,000

($4,159)

8/1/2021

9/1/2021

#04MESSI2

6/25/2021

2004 Panini Sports Mega Cracks Campeon #35 Lionel Messi Rookie Card graded PSA GEM MT 10

$7.00

5,000

$35,000

$1,569

8/12/2021

9/1/2021

#09RBLEROY

9/24/2020

One case of twelve (12) bottles of 2009 Richebourg, Domaine Leroy

$25.00

4,300

$107,500

$8,590

8/6/2021

9/1/2021

#XLXMEN1

6/25/2021

1975 Giant Size X-Men #1 Comic Book published by Marvel graded CGC 9.8

$8.00

8,000

$64,000

$5,260

8/20/2021

9/7/2021

#03LEBRON5

6/25/2021

2003 Topps Chrome #111 LeBron James Black Refractor Rookie Card graded PSA MINT 9

$10.00

8,500

$85,000

$9,323

8/27/2021

9/13/2021

#SLASH

3/29/2021

Exact aged replica of Slash’s original Factory Black 1966 Gibson Doubleneck Guitar built as a prototype for the Slash EDS-1275 Doubleneck

$5.00

13,000

$65,000

$13,250

8/31/2021

9/30/2021

#METEORITE

5/18/2021

Lunar Meteorite Specimen Feldspathic Lunar Anorthositic Breccia from the Moon

$20.00

17,500

$350,000

$68,645

8/11/2021

9/30/2021

#89TMNT

9/15/2021

1989 NES Teenage Mutant Ninja Turtles Video Game graded Wata 9.4 A

$11.00

2,000

$22,000

$633

9/15/2021

10/7/2021

#00BRADY2

5/18/2021

2000 SP Authentic #118 Tom Brady Rookie Card graded BGS PRISTINE 10

$10.00

32,500

$325,000

$5,160

8/20/2021

10/7/2021

#NESWWF

9/21/2021

1989 NES WWF Wrestlemania Video Game graded Wata 9.6 A+

$3.00

6,000

$18,000

$1,635

9/21/2021

10/7/2021

#PUNK9670

9/15/2021

Number 9670 Female CryptoPunk NFT

$10.00

7,200

$72,000

$8,040

9/16/2021

10/7/2021

#18ALLEN

9/21/2021

2018 National Treasures #163 Josh Allen Autographed Jersey Rookie Card graded BGS 9.5

$3.00

12,000

$36,000

$2,040

9/22/2021

10/12/2021


80



#CASTLEII

9/27/2021

1988 NES Castlevania II: Simon’s Quest Video Game graded Wata 9.6 A+

$9.00

2,000

$18,000

$1,635

9/27/2021

10/12/2021

#36OWENS

9/21/2021

Four Tickets From Jesse Owens' Gold Medal Events in the 1936 Berlin Olympics

$10.00

2,500

$25,000

$2,603

9/22/2021

10/12/2021

#BAYC601

9/27/2021

Number 601 Bored Ape Yacht Club NFT with Sea Captain’s Hat

$10.00

16,500

$165,000

$17,686

9/27/2021

10/12/2021

#60MANTLE

2/23/2021

1960 Signed Mickey Mantle Game-Worn Road Jersey Graded MEARS A10

$20.00

42,500

$850,000

$34,525

8/20/2021

10/20/2021

#PUNK8103

9/21/2021

Number 8103 Male CryptoPunk NFT

$9.33

60,000

$559,800

$49,404

9/21/2021

10/20/2021

#GHOST1

9/27/2021

1973 Ghost Rider #1 Comic Book published by Marvel graded CGC 9.8

$7.00

2,000

$14,000

$1,199

9/27/2021

10/20/2021

#KIRBY

10/12/2021

1992 GameBoy Kirby’s Dream Land Video Game graded Wata 9.8 A++

$6.00

10,000

$60,000

$8,215

10/12/2021

10/26/2021

#20HERBERT

9/27/2021

2020 National Treasures #158 Justin Herbert Autographed Patch Rookie Card graded BGS 9.5

$7.00

10,000

$70,000

$8,090

9/27/2021

10/26/2021

#HENDERSON

9/27/2021

1980 Topps #482 Rickey Henderson Rookie Card graded PSA GEM MINT 10

$5.00

27,000

$135,000

($188)

9/27/2021

10/26/2021

#03RONALDO

9/27/2021

2003 Panini #137 Cristiano Ronaldo Rookie Card graded PSA 10

$14.00

12,500

$175,000

$14,556

9/27/2021

10/26/2021

#BROSGRIMM

2/23/2021

1837 Third Edition Presentation Copy of Grimms' Fairy Tales by the Brothers Grimm inscribed to contributor and friend Malchen Hassenpflug

$27.00

5,000

$135,000

$19,304

5/19/2021

10/26/2021

#HONUS2

10/12/2021

1910 Tip-Top Bread Honus Wagner Card graded PSA 5

$10.00

10,000

$100,000

$11,944

10/12/2021

10/26/2021

#MARX

10/12/2021

1867 First Edition Das Kapital By Karl Marx

$15.00

8,000

$120,000

$12,200

10/12/2021

11/3/2021

#MEEB15511

10/18/2021

Number 15511 Pig Meebit

$5.00

15,000

$75,000

$5,405

10/19/2021

11/3/2021

#90BATMAN

10/18/2021

1990 NES Batman Video Game graded Wata 9.8 A+

$5.90

10,000

$59,000

$7,225

10/19/2021

11/3/2021

#09HARDEN

10/18/2021

2009 Topps Chrome Refractor #99 James Harden Rookie Card graded PSA GEM MT 10

$13.00

2,000

$26,000

$1,484

10/19/2021

11/3/2021

#SIMPSONS1

10/25/2021

1991 NES Simpsons: Bart vs. The Space Mutants Video Game graded Wata 9.6 A+

$9.25

2,000

$18,500

$2,130

10/25/2021

11/9/2021

#SPIDER129

10/18/2021

1974 Amazing Spider-Man #129 Comic Book published by Marvel graded CGC 9.8

$4.00

10,000

$40,000

$2,454

10/19/2021

11/9/2021

#93JETER

10/25/2021

1993 SP Foil #279 Derek Jeter Rookie Card graded BGS 9.5

$16.00

1,000

$16,000

($375)

10/25/2021

11/9/2021

#NESDK3

10/18/2021

1986 NES Donkey Kong 3 Video Game graded Wata 9.4 A+

$5.00

22,800

$114,000

$11,320

10/19/2021

11/9/2021


81



#BAYC7359

10/12/2021

Number 7359 Bored Ape Yacht Club NFT with Space Suit

$10.00

19,000

$190,000

$20,773

10/12/2021

11/10/2021

#CURIO10

11/1/2021

Set of Curio Cards NFTs Numbered One to Ten

$7.50

10,000

$75,000

$5,868

11/1/2021

11/15/2021

#WILDTHING

10/25/2021

1963 First Edition Inscribed copy of Where The Wild Things Are by Maurice Sendak

$9.00

2,000

$18,000

$1,573

10/25/2021

11/15/2021

#1776

1/8/2021

July 16, 1776 Exeter, New Hampshire broadside of the Declaration of Independence

$25.00

80,000

$2,000,000

$507,945

4/27/2021

11/26/2021

#MACALLAN1

11/1/2021

30 Year Old Macallan Sherry Oak Blue Label Single Malt Scotch Whisky

$13.25

1,000

$13,250

$104

11/1/2021

11/30/2021

#98JORDAN2

11/1/2021

1998 Upper Deck Michael Jordan Jersey Autograph Card graded BGS GEM MINT 9.5

$20.00

16,500

$330,000

$34,427

11/1/2021

11/30/2021

#BAYC9159

11/9/2021

Number 9159 Bored Ape Yacht Club NFT with a Leather Jacket

$5.00

39,000

$195,000

$2,488

11/9/2021

12/8/2021

#FANTASY7

11/22/2021

1997 PlayStation1 Final Fantasy VII

$4.00

10,000

$40,000

$3,468

11/22/2021

12/8/2021

#SURFER4

11/9/2021

1969 Silver Surfer #4 Comic Book published by Marvel graded CGC 9.8

$8.00

10,000

$80,000

$10,800

11/9/2021

12/14/2021

#OHTANI1

11/9/2021

2018 Bowman Chrome Shohei Ohtani Orange Refractors Pitching Autographed Rookie Card graded BGS 9.5

$9.00

10,000

$90,000

$6,919

11/9/2021

12/14/2021

#OHTANI2

11/9/2021

2018 Bowman Chrome Shohei Ohtani Orange Refractors Batting Autographed Rookie Card graded BGS 9.5

$8.00

9,125

$73,000

$6,123

11/9/2021

12/14/2021

#WILT100

11/9/2021

1962 Ticket Stub from Wilt Chamberlain’s 100-Point Game graded PSA 3

$10.00

11,500

$115,000

$12,349

11/9/2021

12/14/2021

#PENGUIN

11/15/2021

1941 Detective Comics #58 Comic Book published by D.C. Comics graded CGC 8.0

$6.00

10,000

$60,000

$6,019

11/15/2021

12/14/2021

#KARUIZAWA

11/15/2021

50 Year Old Karuizawa Aqua of Life Single Malt Whisky

$5.00

13,000

$65,000

$5,382

11/15/2021

12/14/2021

#KOMBAT

11/22/2021

1993 SNES Mortal Combat Video Game graded Wata 9.8 A+

$9.00

10,000

$90,000

$8,267

11/22/2021

12/14/2021

#APPLELISA

11/1/2021

Fully Functioning 1983 Apple Lisa Computer with Original Twiggy Floppy Drives

$11.00

10,000

$110,000

$11,488

11/1/2021

12/22/2021

#98MANNING

11/22/2021

1998 SP Authentic #14 Peyton Manning Rookie Card graded BGS 10

$11.00

2,000

$22,000

$1,642

11/22/2021

12/22/2021

#GIJOE

11/22/2021

1983 Hasbro G.I. Joe: Cobra Commander Action Figure graded AFA 95

$9.00

5,000

$45,000

$5,755

11/22/2021

12/22/2021

#BEATLES1

11/22/2021

1962 The Beatles Signed “Love Me Do” Single

$4.00

6,000

$24,000

$1,821

11/22/2021

12/22/2021

#SQUIG5847

11/22/2021

Number 5847 Art Blocks Chromie Squiggle NFT

$11.00

6,000

$66,000

$8,100

11/22/2021

12/22/2021


82



#PACQUIAO

11/29/2021

1999 World Boxing #143 Manny Pacquiao Rookie Card graded PSA 10

$8.50

2,000

$17,000

$1,548

11/29/2021

12/22/2021

#83JOBS

11/29/2021

1983 Steve Jobs Leather Jacket Worn in Picture of Jobs Giving the Middle Finger outside the IBM Building

$7.50

10,000

$75,000

$5,621

11/29/2021

12/22/2021

#BATMAN181

11/29/2021

1966 Batman #181 Comic Book published by D.C. Comics graded CGC 9.6

$10.00

5,000

$50,000

$7,361

11/29/2021

12/22/2021

#HOBBIT

11/29/2021

1937 First Edition copy of The Hobbit by J. R. R. Tolkien

$8.00

10,000

$80,000

$9,150

11/29/2021

12/22/2021

#PUNK5883

11/29/2021

Number 5883 Male CryptoPunk NFT

$15.00

40,000

$600,000

$28,900

11/29/2021

1/6/2022

#POPEYE

12/6/2021

1986 NES Popeye Video Game graded Wata 9.4 A+

$10.00

11,000

$110,000

$17,443

12/6/2021

1/6/2022

#SMB2

11/22/2021

1988 NES Super Mario Bros. 2 Video Game graded Wata 9.6 A++

$15.00

20,000

$300,000

$14,118

11/22/2021

1/10/2022

#OBIWAN

12/6/2021

1978 Kenner Star Wars Ben (Obi-Wan) Kenobi Action Figure graded AFA 85

$6.00

2,000

$12,000

$749

12/6/2021

1/10/2022

#HAMILTON1

12/6/2021

2020 Topps Dynasty Triple Relic #ILH Lewis Hamilton Autographed Patch Card graded PSA 10

$7.00

5,000

$35,000

$4,718

12/6/2021

1/10/2022

#GIANNIS2

5/18/2021

2013 Panini National Treasures #130 Giannis Antetokounmpo Signed Jersey Patch Rookie Card graded BGS GEM MINT 9.5

$10.00

41,500

$415,000

$44,784

7/19/2021

1/18/2022

#03SERENA

11/15/2021

2003 NetPro International Series #2A Serena Williams Autographed Patch Rookie Card graded BGS 8

$10.00

8,500

$85,000

$7,880

11/15/2021

1/28/2022

#BAYC4612

12/13/2021

Number 4612 Bored Ape Yacht Club NFT with Laser Eyes

$7.00

100,000

$700,000

$27,150

12/13/2021

1/31/2022

#IOMMI

9/27/2021

2019 Gibson Tony Iommi 1964 “Monkey SG” Prototype Guitar

$10.00

6,500

$65,000

$13,250

9/27/2021

2/7/2022

#MEGALODON

10/12/2021

Carcharocles Megaladon Jaw: Full Set of Fossilized Teeth in Jaw Reconstruction

$20.00

30,000

$600,000

$135,930

10/12/2021

3/31/2022

#BLASTOISE

12/6/2021

Pokémon Blastoise #009/165R Test Print "Gold Border" Foil Card graded CGC 6.5+

$5.00

40,000 / 50,000

$200,000 / $250,000

$28,713

12/6/2021

Q2 2022 or Q3 2022

#84JORDAN2

12/13/2021

1984 Nike Air Ship Michael Jordan Game-Worn Sneakers

$9.00

80,000 / 100,000

$720,000 / $900,000

$53,650

12/13/2021

Q2 2022 or Q3 2022

Total 1/1/2021 – 12/31/2021

 

168 Series

-

-

-

$2,727,119

-

-

Total 1/1/2020 – 12/31/2020

 

114 Series

-

-

-

$584,015

-

-

 

 

The Series listed below closed their Offerings during the Current Period.

 


83



Series / Series Name

Qualification Date

Underlying Asset

Purchase Price

Opening Date

Closing Date

Date Underlying Asset Acquired

Offering Price per Interest

Membership Interests

Offering Size

Sale Price (1)

Dividend Amount Per Interest (1)

#13GIANNIS

11/25/2020

2013 Panini Flawless Giannis Antetokounmpo Rookie card graded BGS GEM MINT 9.5

$19,600.00

12/19/2020

1/13/2021

10/21/2020

$5.00

5,000

$25,000

 

 

#AVENGERS1

7/20/2020

1963 Avengers #1 CGC NM + 9.6 comic book

$250,000.00

12/16/2020

1/13/2021

6/19/2020

$54.00

5,000

$270,000

$325,000

$61.97 

#04MESSI

11/25/2020

2004-05 Panini Lionel Messi Card graded BGS GEM MINT 9.5

$39,600.00

12/21/2020

1/13/2021

11/10/2020

$5.00

9,000

$45,000

 

 

#AVENGE57

8/21/2020

1968 Marvel Avengers #57 CGC NM/M 9.8 comic book

$17,000.00

12/2/2020

1/13/2021

7/31/2020

$1.00

20,000

$20,000

 

 

#03TACHE

10/28/2020

Four cases of three (3) bottles of 2003 La Tâche, Domaine de la Romanée-Conti

$70,192.00

11/17/2020

1/13/2021

9/25/2020

$5.00

15,600

$78,000

 

 

#99TMB2

11/25/2020

1999 Pokémon Japanese Promo Tropical Mega Battle No. 2 Trainer Card graded PSA AUTHENTIC

$50,300.00

12/14/2020

1/13/2021

10/27/2020

$6.00

10,000

$60,000

 

 

#PUNCHOUT

12/21/2020

1987 NES Mike Tyson’s PUNCH-OUT!! Wata 9.4 A+ video game

$80,000.00

12/22/2020

1/13/2021

11/13/2020

$9.00

10,000

$90,000

 

 

#BULLSRING

11/25/2020

Six Chicago Bulls NBA Championship Rings awarded to Chicago Bulls security guard John Capps

$249,600.00

12/19/2020

1/13/2021

10/30/2020

$10.00

30,000

$300,000

 

 

#70AARON

11/25/2020

1970 Topps Hank Aaron card graded PSA GEM MINT 10

$16,122.00

12/23/2020

1/13/2021

10/14/2020

$3.00

6,000

$18,000

 

 

#96CHARZRD

12/21/2020

1996 Pokemon Japanese Base Set No Rarity Symbol Holo Charizard #6 PSA MINT 9

$57,877.00

12/27/2020

1/13/2021

11/26/2020

$10.00

6,500

$65,000

 

 

#01TIGER

12/21/2020

2001 SP Authentic #45 Tiger Woods Autographed Rookie Card graded BGS GEM MINT 9.5

$15,600.00

12/30/2020

1/13/2021

11/24/2020

$10.00

1,850

$18,500

 

 

#ICECLIMB

12/21/2020

1985 NES Ice Climber Wata 9.0 A video game

$70,000.00

12/28/2020

1/13/2021

11/5/2020

$8.00

10,000

$80,000

 

 


84



#09COBB

11/25/2020

1909-11 T206 Sweet Caporal Ty Cobb card graded PSA NM 7

$27,600.00

1/6/2021

1/19/2021

10/23/2020

$4.00

8,000

$32,000

 

 

#51HOWE

11/25/2020

1951 Parkhurst Gordie Howe Card graded PSA NM-MT 8

$39,600.00

1/5/2021

1/19/2021

11/10/2020

$9.00

5,000

$45,000

$52,000

 $10.12

#96JORDAN2

1/8/2021

Michael Jordan Playoff Worn and Dual Signed ‘Player Sample’ Air Jordan 11’s

$47,880.00

1/11/2021

1/19/2021

12/7/2020

$5.00

10,800

$54,000

 

 

#JUNGLEBOX

12/21/2020

1999 Pokémon Jungle 1st Edition Booster Box

$30,100.00

1/3/2021

1/19/2021

12/1/2020

$5.00

6,900

$34,500

 

 

#59FLASH

1/8/2021

1959 The Flash #105 comic book graded NM 9.4 by CGC

$58,000.00

1/12/2021

1/25/2021

12/18/2020

$6.50

10,000

$65,000

 

 

#FOSSILBOX

12/21/2020

1999 Pokémon 1st Edition Fossil Set Sealed Booster Box

$18,000.00

1/11/2021

1/25/2021

11/30/2020

$5.00

4,200

$21,000

 

 

#THOR

10/28/2020

1962 Journey Into Mystery #83 CGC NM 9.4

$195,000.00

1/7/2021

1/25/2021

9/18/2020

$20.00

10,750

$215,000

$261,000

$23.03 

#POKEBLUE

12/21/2020

1998 Game Boy Pokémon Blue video game

$20,000.00

1/20/2021

1/27/2021

11/13/2020

$10.00

2,400

$24,000

 

 

#98GTA

12/21/2020

1998 PlayStation Grand Theft Auto Video Game graded Wata 9.8 A+

$13,200.00

1/14/2021

1/27/2021

11/30/2020

$5.00

3,150

$15,750

 

 

#PICNIC

8/21/2020

Limited Edition Natural Barénia Leather & Osier Picnic Kelly 35cm Bag with palladium hardware

$48,000.00

12/9/2020

1/27/2021

7/31/2020

$27.00

2,000

$54,000

 

 

#DOMINOS

1/8/2021

1990 Rolex Air-King Dominos Pizza Special Edition Watch

$8,467.91

1/19/2021

1/27/2021

12/16/2020

$5.50

2,000

$11,000

 

 

#58PELE

11/25/2020

1958 Alifabolaget #635 Pelé Rookie Card graded PSA MINT 9

$288,000.00

1/11/2021

1/28/2021

11/10/2020

$10.00

31,500

$315,000

$1,331,268

 $35.35

#09CURRY

1/8/2021

2009-10 UD Exquisite Stephen Curry #64 Autographed Rookie Card graded GEM MINT 9.5 by BGS

$22,800.00

1/25/2021

2/2/2021

12/18/2020

$10.00

2,500

$25,000

 

 


85



#84JORDAN

1/8/2021

Michael Jordan Photo-Matched 1984 Signing Day Chicago Bulls Official NBA Game Jersey

$312,500.00

1/21/2021

2/2/2021

12/11/2020

$25.00

15,000

$375,000

 

 

#09BEAUX

9/24/2020

One case of twelve (12) bottles of 2009 Vosne-Romanée Les Beaux Monts, Domaine Leroy

$29,475.00

1/4/2021

2/2/2021

10/9/2020

$5.00

6,800

$34,000

 

 

#KEROUAC

9/24/2020

1957 inscribed First Edition, Presentation Copy of "On the Road" by Jack Kerouac

$85,000.00

12/13/2020

2/7/2021

8/18/2020

$20.00

4,900

$98,000

 

 

#96JORDAN

1/8/2021

1996 Michael Jordan Game Worn and Dual Signed ‘Player Sample’ Air Jordan 11 “Concord”

$42,000.00

1/26/2021

2/7/2021

12/11/2020

$4.00

12,000

$48,000

 

 

#FEDERAL

11/25/2020

First Edition copy of The Federalist by Alexander Hamilton, James Madison, and John Jay

$120,000.00

1/25/2021

2/7/2021

10/20/2020

$15.00

10,000

$150,000

 

 

#62BOND

12/21/2020

1962 First Edition Presentation copy of The Spy Who Loved Me by Ian Fleming inscribed to Robert Kennedy

$76,454.70

12/30/2020

2/7/2021

11/30/2020

$6.00

15,500

$93,000

 

 

#71TOPPS

1/8/2021

1971 Topps Football Series 2 Wax Box Reviewed and Factory Sealed by BBCE

$60,000.00

1/18/2021

2/17/2021

12/18/2020

$4.00

17,000

$68,000

 

 

#DEATON

12/21/2020

Triceratops prorsus skull excavated from the Hell Creek Formation of North Dakota in 1999

$250,000.00

1/25/2021

2/17/2021

11/20/2020

$25.00

11,400

$285,000

 

 

#98ZELDA

1/8/2021

1998 N64 The Legend of Zelda: Ocarina of Time video game graded 9.6 A+ by Wata

$20,000.00

2/3/2021

2/17/2021

12/23/2020

$4.70

5,000

$23,500

 

 

#03JORDAN2

1/8/2021

 2003-04 UD Exquisite Quad Patch #MJ Michael Jordan Game Used Patch Card graded NM-MT+ 8.5 by BGS

$36,000.00

2/9/2021

2/22/2021

12/18/2020

$4.20

10,000

$42,000

 

 


86



#WOLVERINE

1/8/2021

1974 Incredible Hulk #181 comic book graded NM/M 9.8 by CGC

$42,000.00

2/7/2021

2/22/2021

12/18/2020

$9.50

5,000

$47,500

$57,000

 $10.86

#91JORDAN

1/8/2021

1991 Michael Jordan Game Worn Chicago Bulls Home Uniform graded A10 by MEARS

$67,200.00

1/31/2021

2/24/2021

12/18/2020

$7.00

10,000

$70,000

 

 

#79GRETZKY

1/8/2021

1979 Topps Wayne Gretzky #18 Rookie Card graded GEM-MT 10 by PSA

$720,000.00

2/5/2021

2/25/2021

12/18/2020

$40.00

20,000

$800,000

 

 

#17DUJAC

9/24/2020

Two cases of six (6) bottles of 2017 Chambertin, Domaine Dujac

$23,232.00

2/15/2021

3/8/2021

8/31/2020

$8.00

3,250

$26,000

 

 

#FAUBOURG2

9/24/2020

2019 Hermès 20cm Sellier Faubourg Blue Multicolor Birkin with Palladium Hardware

$150,000.00

12/28/2020

3/8/2021

9/11/2020

$15.00

11,000

$165,000

 

 

#MOSASAUR

1/8/2021

Mosasaur Halisaurus Arambourgi Skeleton

$17,812.50

2/21/2021

3/15/2021

12/11/2020

$5.00

6,000

$30,000

 

 

#92JORDAN

1/8/2021

1992 Michael Jordan Game Worn and Dual Signed Nike Air Jordan VII's

$36,000.00

2/23/2021

3/15/2021

12/11/2020

$6.00

7,000

$42,000

 

 

#14KOBE

1/8/2021

2014 Kobe Bryant Game Worn and Signed Lakers Jersey

$69,300.00

2/14/2021

3/15/2021

12/18/2020

$8.00

9,750

$78,000

$95,000

 $9.27

#03LEBRON3

1/8/2021

2003-04 SP Authentic #148 LeBron James Autographed Rookie Card graded PRISTINE 10 by BGS

$204,000.00

2/12/2021

3/15/2021

12/18/2020

$23.00

10,000

$230,000

 

 

#95TOPSUN

2/23/2021

1995 Sealed Topsun Pokémon Booster Box, 1st Edition Box A

$50,000.00

3/2/2021

3/15/2021

1/8/2021

$6.00

10,000

$60,000

 

 

#09TROUT2

2/23/2021

2009 Bowman Chrome Mike Trout Xfractor graded BGS 9.5

$50,000.00

2/28/2021

3/16/2021

1/14/2021

$5.00

11,200

$56,000

 

 

#59BOND

12/21/2020

1959 First Edition Dedication copy of Goldfinger by Ian Fleming

$68,220.94

2/24/2021

3/16/2021

11/30/2020

$8.00

10,250

$82,000

 

 


87



#OPEECHEE

1/8/2021

1979-80 O-Pee-Chee Wax Box Reviewed and Factory Sealed by BBCE

$252,000.00

2/19/2021

3/16/2021

12/18/2020

$30.00

10,000

$300,000

 

 

#ROCKETBOX

2/23/2021

2000 Pokémon Team Rocket 1st Edition Factory Sealed Booster Box

$25,100.00

3/10/2021

3/22/2021

12/30/2020

$6.00

4,750

$28,500

 

 

#94JORDAN

1/8/2021

1994 Michael Jordan Game Worn, Signed and Photo-Matched Air Jordan Baseball Cleats

$73,200.00

2/16/2021

3/22/2021

12/18/2020

$8.50

10,000

$85,000

 

 

#18LUKA

2/23/2021

2018 Panini Prizm Signatures Black Label Luka Doncic Rookie card #3 Graded BGS PRISTINE 10

$22,322.22

3/14/2021

4/6/2021

1/20/2021

$5.00

5,300

$26,500

 

 

#86DK3

2/23/2021

1986 Donkey Kong 3 Sealed [Hangtab, 2 Code, Mid-Production], NES Nintendo graded Wata 9.2 A+

$38,400.00

3/1/2021

4/6/2021

1/22/2021

$10.00

4,350

$43,500

$60,000

$12.87 

#FANFOUR5

2/23/2021

1962 Marvel Fantastic Four #5 comic book graded CGC NM 9.2

$72,000.00

3/3/2021

4/6/2021

1/22/2021

$8.00

10,000

$80,000

 

 

#16KOBE

10/28/2020

Four Signed Hardwood Panels from the Staples Center Basketball Court used during Kobe Bryant’s Farewell Game

$631,200.00

3/5/2021

4/6/2021

10/28/2020

$8.00

100,000

$800,000

 

 

#11BELAIR

9/24/2020

One case of twelve (12) bottles of 2011 Vosne-Romanée Aux Reignots, Domaine du Comte Liger-Belair

$18,995.00

3/10/2021

4/6/2021

10/9/2020

$11.00

2,000

$22,000

 

 

#76PAYTON

2/23/2021

1976 Topps #148 Walter Payton Rookie Card Graded PSA GEM MT 10

$53,500.00

3/9/2021

4/6/2021

1/18/2021

$6.50

10,000

$65,000

 

 

#17MAHOMES

2/23/2021

2017 National Treasures Black #161 Patrick Mahomes II Rookie Patch Autograph Card graded BGS NM-MT 8

$215,000.00

2/27/2021

4/6/2021

1/8/2021

$12.00

25,000

$300,000

$350,000

$12.90 


88



#85MJPROMO

2/23/2021

1985 Nike Promo Michael Jordan Bulls RC Rookie graded PSA 10

$22,500.00

3/7/2021

4/6/2021

1/14/2021

$8.00

3,500

$28,000

 

 

#96KOBE

2/23/2021

1996 Finest Refractors (With Coating) #269 Gold Kobe Bryant Rookie Card Graded BGS GEM MINT 9.5

$67,200.00

3/24/2021

4/9/2021

2/5/2021

$11.00

7,000

$77,000

 

 

#99CHARZRD

2/23/2021

1999 Pokémon Charizard #4 First Edition Base Set Hologram Trading Card published by Wizards of the Coast graded PSA GEM MT 10

$300,000.00

3/20/2021

4/9/2021

1/22/2021

$10.00

35,000

$350,000

 

 

#68RYAN

2/23/2021

1968 Topps #177 Nolan Ryan Rookie Card Graded PSA MINT 9

$60,000.00

3/17/2021

4/9/2021

1/30/2021

$7.00

10,000

$70,000

 

 

#MARADONA

2/23/2021

1979 Panini Calciatori Soccer Diego Maradona Rookie RC #312 graded PSA 9 MINT

$11,211.00

3/16/2021

4/9/2021

12/27/2020

$7.00

2,000

$14,000

 

 

#POKEYELOW

2/23/2021

1999 Nintendo Game Boy Pokémon Yellow [Pixel ESRB, Early Production] Graded Wata 9.6 A++

$46,500.00

3/23/2021

4/13/2021

1/22/2021

$5.00

11,000

$55,000

 

 

#POKELUGIA

2/23/2021

2000 Neo Genesis 1st Edition Holo Lugia #9 Graded PSA GEM MINT 10

$95,000.00

3/15/2021

4/13/2021

1/26/2021

$11.00

10,000

$110,000

 

 

#XMEN1

12/21/2020

1963 X-Men #1 CGC NM 9.4 comic book

$215,000.00

3/13/2021

4/15/2021

11/13/2020

$20.00

12,000

$240,000

$325,000

$25.21 

#VANHALEN

1/8/2021

2008 Eddie Van Halen Concert Played and Signed Charvel EVH Art Series One-of-a-Kind Guitar

$54,000.00

2/2/2021

4/15/2021

12/18/2020

$12.40

5,000

$62,000

 

 

#48JACKIE

1/8/2021

1948 Leaf Jackie Robinson #79 Rookie Card graded NM-MT 8 by PSA

$340,000.00

1/29/2021

4/15/2021

12/18/2020

$20.00

18,750

$375,000

 

 


89



#05MJLJ

2/23/2021

2005-06 Exquisite Collection Jerseys inserts, Dual Autographs: Michael Jordan and Lebron James graded BGS NM-MT+ 8.5

$72,000.00

3/20/2021

7/1/2021

1/15/2021

$4.00

20,500

$82,000

 

 

#81MONTANA

2/23/2021

1981 Topps Football #216 Joe Montana Rookie Card Graded PSA GEM MINT 10

$63,000.00

3/29/2021

7/1/2021

1/24/2021

$7.00

10,000

$70,000

 

 

#00MOUTON

9/24/2020

One case of twelve (12) bottles of 2000 Château Mouton-Rothschild

$23,449.00

4/1/2021

7/1/2021

10/9/2020

$13.50

2,000

$27,000

 

 

#07DURANT

3/29/2021

2007 Topps Chrome Orange Refractor Kevin Durant Rookie Card graded PSA GEM MT 10

$115,200.00

6/4/2021

7/1/2021

2/12/2021

$13.00

9,000

$117,000

 

 

#56AARON

3/29/2021

1956 Topps #31 Hank Aaron (White Back) graded PSA Mint 9

$40,800.00

4/23/2021

7/1/2021

3/12/2021

$5.00

10,000

$50,000

 

 

#85LEMIEUX

3/29/2021

1985 O-Pee-Chee Hockey Mario Lemieux Rookie Card #9 graded PSA GEM-MT 10

$78,000.00

4/7/2021

7/1/2021

2/12/2021

$5.00

17,500

$87,500

 

 

#87JORDAN

3/29/2021

1987 Fleer Michael Jordan Card #59 graded PSA GEM MT 10

$45,100.00

3/30/2021

7/1/2021

2/11/2021

$5.00

10,000

$50,000

 

 

#AC23

3/29/2021

1940 Action Comics #23 comic book published by D.C. Comics graded CGC 5.5

$24,000.00

5/25/2021

7/1/2021

3/5/2021

$7.00

4,000

$28,000

 

 

#APPLE1

1/8/2021

1976 Apple-1 Computer with Original Box Signed by Steve Wozniak

$736,862.50

4/2/2021

7/1/2021

12/18/2020

$25.00

33,000

$825,000

 

 

#GWLOTTO

3/29/2021

1768 George Washington Mountain Road Lottery Ticket with Signature

$25,712.50

4/5/2021

7/1/2021

2/26/2021

$14.00

2,500

$35,000

 

 

#GYMBOX

2/23/2021

2000 Pokémon Gym Heroes 1st Edition Set Sealed Booster Box

$14,999.99

3/30/2021

7/1/2021

1/28/2021

$6.00

3,000

$18,000

 

 

#HUCKFINN

3/29/2021

1885 First Edition, Adventures of Huckleberry Finn by Mark Twain

$18,000.00

4/20/2021

7/1/2021

2/5/2021

$11.00

2,000

$22,000

 

 


90



#NEOBOX

2/23/2021

2000 Pokémon Neo Genesis 1st Edition Set Sealed Booster Box

$40,133.00

4/14/2021

7/1/2021

1/27/2021

$4.50

10,000

$45,000

 

 

#NEWTON

11/25/2020

1687 First Edition, Continental Issue of Philosophiae Naturalis Principia Mathematica by Sir Isaac Newton

$255,000.00

5/4/2021

7/1/2021

10/29/2020

$10.00

30,000

$300,000

 

 

#NICKLAUS1

2/23/2021

1973 Panini #375 Jack Nicklaus Rookie Card Graded by PSA GEM MT 10

$34,499.00

4/7/2021

7/1/2021

1/28/2021

$10.00

4,000

$40,000

 

 

#POKEMON2

2/23/2021

1999 Pokémon 1st Edition Base Set Sealed Booster Box published by Wizards of the Coast

$375,000.00

4/2/2021

7/1/2021

1/29/2021

$10.00

41,500

$415,000

 

 

#POKERED

3/29/2021

1998 Game Boy Pokémon Red Video Game graded Wata 9.2 A++

$34,500.00

5/5/2021

7/1/2021

3/8/2021

$4.00

10,000

$40,000

 

 

#RIVIERA

3/29/2021

1965 Rolex 1601 Datejust retailed by Joyeria Riviera

$22,680.00

4/12/2021

7/1/2021

2/22/2021

$5.00

6,000

$30,000

 

 

#SMB3

3/29/2021

1990 NES Super Mario Bros. 3 Video Game graded Wata 9.4 A+

$21,500.00

4/11/2021

7/1/2021

3/5/2021

$5.00

5,000

$25,000

 

 

#WALDEN

3/29/2021

1854 First Edition Walden; or, Life in the Woods by Henry David Thoreau

$17,000.00

5/12/2021

7/1/2021

2/12/2021

$10.25

2,000

$20,500

 

 

#WZRDOFOZ

2/23/2021

1900 First Edition of The Wonderful Wizard Of OZ

$80,000.00

4/27/2021

7/1/2021

1/15/2021

$15.00

6,000

$90,000

 

 

#60ALI

3/29/2021

1960 Hemmets Journal #23 Cassius Clay (Muhammad Ali) Rookie Card graded PSA Mint 9

$210,000.00

4/2/2021

7/14/2021

3/12/2021

$10.00

23,500

$235,000

 

 

#TORNEK

11/25/2020

1964 Tornek-Rayville ref. TR-900

$153,000.00

11/26/2020

7/14/2021

7/3/2020

$5.00

33,000

$165,000

 

 

#DIMAGGIO3

2/23/2021

1950-51 Joe DiMaggio Game-Worn Road Jersey Graded MEARS A10

$415,000.00

5/24/2021

7/14/2021

7/16/2021

$20.00

22,500

$450,000

 

 

#POKEMON3

3/29/2021

1999 Pokémon 1st Edition Complete Set graded PSA GEM MT 10

$552,000.00

4/25/2021

7/14/2021

5/3/2021

$120.00

5,000

$600,000

 

 


91



#09CURRY2

2/23/2021

2009 Playoff National Treasures Stephen Curry Autographed Patch Rookie Card graded BGS GEM MINT 9.5

$451,200.00

3/26/2021

7/28/2021

2/5/2021

$25.00

21,000

$525,000

 

 

#80ALI

3/29/2021

1980 Muhammad Ali Sparring Gloves Worn in Training for Larry Holmes Bout and Inscribed to Sylvester Stallone

$60,000.00

5/3/2021

7/28/2021

3/12/2021

$7.50

10,000

$75,000

 

 

#58PELE3

2/23/2021

1958-59 Tupinamba Ltda. Quigol Pelé #109 Rookie Card graded PSA NM -MT 8

$180,000.00

5/7/2021

7/28/2021

2/5/2021

$20.00

11,250

$225,000

 

 

#BATMAN2

3/29/2021

1940 Batman #2 comic book published by D.C. Comics graded CGC 9.0

$76,000.00

5/10/2021

7/28/2021

3/5/2021

$10.00

8,500

$85,000

 

 

#85ERVING

3/29/2021

1985 Julius Erving Game Worn and Signed Jersey

$37,200.00

5/17/2021

7/28/2021

3/12/2021

$4.50

10,000

$45,000

 

 

#LJKOBE

3/29/2021

2002 LeBron James High School Game Worn Sneakers Gifted by Kobe Bryant.

$156,000.00

5/17/2021

7/28/2021

3/12/2021

$10.00

18,000

$180,000

$215,000

 $11.29

#99MJRETRO

5/18/2021

1999 Upper Deck Retro Inkredible Level 2 Michael Jordan Signed Card graded PSA MINT 9

$43,200.00

6/12/2021

7/28/2021

4/23/2021

$5.00

10,000

$50,000

 

 

#FLASH123

3/29/2021

1961 The Flash #123 comic book published by D.C Comics graded CGC 9.4

$25,000.00

6/18/2021

7/28/2021

3/5/2021

$8.00

3,625

$29,000

 

 

#85GPK

6/25/2021

1985 Topps Garbage Pail Kids Stickers Nasty Nick #1A Card graded PSA GEM MT 10

$17,900.00

6/28/2021

7/28/2021

5/27/2021

$12.00

1,000

$12,000

 

 

#IPOD

6/25/2021

2001 Apple 1st Generation iPod Classic in its Original Factory Sealed Box

$21,995.00

7/2/2021

7/28/2021

6/7/2021

$5.00

5,000

$25,000

 

 


92



#HGWELLS

3/29/2021

1895 First Edition The Time Machine: An Invention Inscribed by H.G Wells

$40,000.00

6/18/2021

8/2/2021

2/12/2021

$6.20

7,500

$46,500

 

 

#85JORDAN2

2/23/2021

1985 Signed Michael Jordan "Shattered Backboard" Jersey

$230,000.00

3/21/2021

8/2/2021

6/18/2021

$14.00

20,000

$280,000

 

 

#SANTANA

3/29/2021

Gibson Les Paul SG Guitar owned and played by Carlos Santana

$57,500.00

6/2/2021

8/9/2021

3/5/2021

$5.00

15,000

$75,000

 

 

#CONGRESS

1/8/2021

Thomas Heyward Jr’s First edition of the Continental Congress Journal of the Proceeds of the Congress

$98,200.00

6/28/2021

8/9/2021

1/8/2021

$24.00

5,000

$120,000

 

 

#66ORR

6/25/2021

1966 Topps Bobby Orr #35 Rookie Card graded NM-MT 8 by PSA

$85,200.00

7/2/2021

8/9/2021

12/18/2020

$5.00

10,000

$50,000

 

 

#01TIGER2

6/25/2021

2001 Upper Deck Golf Black Label #1 Tiger Woods Rookie Card graded BGS Pristine 10

$15,300.00

7/9/2021

8/9/2021

5/28/2021

$8.50

2,000

$17,000

 

 

#GRIFFEYJR

6/25/2021

1989 Upper Deck Ken Griffey Jr. Rookie Card #1 graded BGS PRISTINE 10

$30,000.00

7/13/2021

8/9/2021

7/30/2021

$8.00

2,500

$20,000

 

 

#87ZELDA

5/18/2021

1987 NES  Legend of Zelda Video Game graded Wata 9.4 B+

$100,000.00

7/19/2021

8/9/2021

4/2/2021

$11.50

10,000

$115,000

 

 

#01HALO

3/29/2021

2001 Xbox Halo: Combat Evolved (Black Label) Video Game graded Wata 9.4 A+

$13,750.00

7/23/2021

8/9/2021

3/12/2021

$6.80

2,500

$17,000

 

 

#EINSTEIN2

5/18/2021

1948 Albert Einstein Typed and Signed Letter On God

$70,000.00

7/9/2021

8/9/2021

4/2/2021

$16.00

5,000

$80,000

 

 

#86JORDAN2

6/25/2021

1986 Fleer #8 Michael Jordan Sticker Rookie Card graded PSA GEM MT 10

$73,200.00

7/23/2021

8/11/2021

5/28/2021

$8.00

10,000

$80,000

 

 

#97KOBE

6/25/2021

1997 Skybox Jambalaya #12 Kobe Bryant Card graded PSA GEM MT 10

$57,600.00

7/30/2021

8/25/2021

5/28/2021

$6.50

10,000

$65,000

 

 


93



#XMEN94

6/25/2021

1975 X-Men #94 Comic Book published by Marvel graded CGC 9.8

$57,555.00

7/30/2021

8/25/2021

6/4/2021

$6.50

10,000

$65,000

 

 

#TOPPSTRIO

6/25/2021

1980 Topps Scoring Leader Card (Bird / Erving /Johnson) Graded PSA MINT 9

$75,000.00

8/6/2021

8/25/2021

2/12/2021

$6.00

5,000

$30,000

 

 

#81BIRD

6/25/2021

1981 Topps #4 Larry Bird Card graded PSA GEM MT 10

$39,600.00

8/11/2021

8/25/2021

4/23/2021

$6.00

5,000

$30,000

 

 

#THEROCK

6/25/2021

1997 Panini WWF Superstars Stickers #113 Rocky Maivia Card graded PSA GEM MT 10

$17,877.51

8/1/2021

9/1/2021

5/25/2021

$12.00

1,000

$12,000

 

 

#04MESSI2

6/25/2021

2004 Panini Sports Mega Cracks Campeon #35 Lionel Messi Rookie Card graded PSA GEM MT 10

$45,000.00

8/12/2021

9/1/2021

5/28/2021

$7.00

5,000

$35,000

 

 

#09RBLEROY

9/24/2020

One case of twelve (12) bottles of 2009 Richebourg, Domaine Leroy

$96,285.00

8/6/2021

9/1/2021

10/9/2020

$25.00

4,300

$107,500

 

 

#XLXMEN1

6/25/2021

1975 Giant Size X-Men #1 Comic Book published by Marvel graded CGC 9.8

$57,000.00

8/20/2021

9/7/2021

6/4/2021

$8.00

8,000

$64,000

 

 

#03LEBRON5

6/25/2021

2003 Topps Chrome #111 LeBron James Black Refractor Rookie Card graded PSA MINT 9

$95,000.00

8/27/2021

9/13/2021

2/26/2021

$10.00

8,500

$85,000

 

 

#SLASH

3/29/2021

Exact aged replica of Slash’s original Factory Black 1966 Gibson Doubleneck Guitar built as a prototype for the Slash EDS-1275 Doubleneck

$50,000.00

8/31/2021

9/30/2021

11/19/2021

$5.00

13,000

$65,000

 

 

#METEORITE

5/18/2021

Lunar Meteorite Specimen Feldspathic Lunar Anorthositic Breccia from the Moon

$272,500.00

8/11/2021

9/30/2021

4/9/2021

$20.00

17,500

$350,000

 

 


94



#89TMNT

9/15/2021

1989 NES Teenage Mutant Ninja Turtles Video Game graded Wata 9.4 A

$20,000.00

9/15/2021

10/7/2021

7/9/2021

$11.00

2,000

$22,000

 

 

#00BRADY2

5/18/2021

2000 SP Authentic #118 Tom Brady Rookie Card graded BGS PRISTINE 10

$312,000.00

8/20/2021

10/7/2021

4/30/2021

$10.00

32,500

$325,000

 

 

#NESWWF

9/21/2021

1989 NES WWF Wrestlemania Video Game graded Wata 9.6 A+

$15,000.00

9/21/2021

10/7/2021

8/20/2021

$3.00

6,000

$18,000

 

 

#PUNK9670

9/15/2021

Number 9670 Female CryptoPunk NFT

$62,099.52

9/16/2021

10/7/2021

7/13/2021

$10.00

7,200

$72,000

 

 

#18ALLEN

9/21/2021

2018 National Treasures #163 Josh Allen Autographed Jersey Rookie Card graded BGS 9.5

$32,500.00

9/22/2021

10/12/2021

6/18/2021

$3.00

12,000

$36,000

 

 

#CASTLEII

9/27/2021

1988 NES Castlevania II: Simon’s Quest Video Game graded Wata 9.6 A+

$15,000.00

9/27/2021

10/12/2021

8/20/2021

$9.00

2,000

$18,000

 

 

#36OWENS

9/21/2021

Four Tickets From Jesse Owens' Gold Medal Events in the 1936 Berlin Olympics

$20,000.00

9/22/2021

10/12/2021

7/2/2021

$10.00

2,500

$25,000

 

 

#BAYC601

9/27/2021

Number 601 Bored Ape Yacht Club NFT with Sea Captain’s Hat

$143,818.08

9/27/2021

10/12/2021

9/9/2021

$10.00

16,500

$165,000

 

 

#60MANTLE

2/23/2021

1960 Signed Mickey Mantle Game-Worn Road Jersey Graded MEARS A10

$800,000.00

8/20/2021

10/20/2021

9/29/2021

$20.00

42,500

$850,000

 

 

#PUNK8103

9/21/2021

Number 8103 Male CryptoPunk NFT

$500,000.00

9/21/2021

10/20/2021

9/16/2021

$9.33

60,000

$559,800

 

 

#GHOST1

9/27/2021

1973 Ghost Rider #1 Comic Book published by Marvel graded CGC 9.8

$11,561.00

9/27/2021

10/20/2021

8/1/2021

$7.00

2,000

$14,000

 

 

#KIRBY

10/12/2021

1992 GameBoy Kirby’s Dream Land Video Game graded Wata 9.8 A++

$50,000.00

10/12/2021

10/26/2021

8/20/2021

$6.00

10,000

$60,000

 

 


95



#20HERBERT

9/27/2021

2020 National Treasures #158 Justin Herbert Autographed Patch Rookie Card graded BGS 9.5

$60,000.00

9/27/2021

10/26/2021

8/19/2021

$7.00

10,000

$70,000

 

 

#HENDERSON

9/27/2021

1980 Topps #482 Rickey Henderson Rookie Card graded PSA GEM MINT 10

$180,100.00

9/27/2021

10/26/2021

2/22/2021

$5.00

27,000

$135,000

 

 

#03RONALDO

9/27/2021

2003 Panini #137 Cristiano Ronaldo Rookie Card graded PSA 10

$156,000.00

9/27/2021

10/26/2021

8/13/2021

$14.00

12,500

$175,000

 

 

#BROSGRIMM

2/23/2021

1837 Third Edition Presentation Copy of Grimms' Fairy Tales by the Brothers Grimm inscribed to contributor and friend Malchen Hassenpflug

$112,500.00

5/19/2021

10/26/2021

12/18/2020

$27.00

5,000

$135,000

 

 

#HONUS2

10/12/2021

1910 Tip-Top Bread Honus Wagner Card graded PSA 5

$85,200.00

10/12/2021

10/26/2021

8/13/2021

$10.00

10,000

$100,000

 

 

#MARX

10/12/2021

1867 First Edition Das Kapital By Karl Marx

$105,000.00

10/12/2021

11/3/2021

2/12/2021

$15.00

8,000

$120,000

 

 

#MEEB15511

10/18/2021

Number 15511 Pig Meebit

$67,735.36

10/19/2021

11/3/2021

9/22/2021

$5.00

15,000

$75,000

 

 

#90BATMAN

10/18/2021

1990 NES Batman Video Game graded Wata 9.8 A+

$50,000.00

10/19/2021

11/3/2021

8/20/2021

$5.90

10,000

$59,000

 

 

#09HARDEN

10/18/2021

2009 Topps Chrome Refractor #99 James Harden Rookie Card graded PSA GEM MT 10

$22,800.00

10/19/2021

11/3/2021

5/28/2021

$13.00

2,000

$26,000

 

 

#SIMPSONS1

10/25/2021

1991 NES Simpsons: Bart vs. The Space Mutants Video Game graded Wata 9.6 A+

$15,000.00

10/25/2021

11/9/2021

8/20/2021

$9.25

2,000

$18,500

 

 

#SPIDER129

10/18/2021

1974 Amazing Spider-Man #129 Comic Book published by Marvel graded CGC 9.8

$36,000.00

10/19/2021

11/9/2021

8/1/2021

$4.00

10,000

$40,000

 

 

#93JETER

10/25/2021

1993 SP Foil #279 Derek Jeter Rookie Card graded BGS 9.5

$31,100.00

10/25/2021

11/9/2021

3/12/2021

$16.00

1,000

$16,000

 

 


96



#NESDK3

10/18/2021

1986 NES Donkey Kong 3 Video Game graded Wata 9.4 A+

$100,000.00

10/19/2021

11/9/2021

8/13/2021

$5.00

22,800

$114,000

 

 

#BAYC7359

10/12/2021

Number 7359 Bored Ape Yacht Club NFT with Space Suit

$165,302.07

10/12/2021

11/10/2021

9/28/2021

$10.00

19,000

$190,000

 

 

#CURIO10

11/1/2021

Set of Curio Cards NFTs Numbered One to Ten

$66,694.33

11/1/2021

11/15/2021

10/15/2021

$7.50

10,000

$75,000

 

 

#WILDTHING

10/25/2021

1963 First Edition Inscribed copy of Where The Wild Things Are by Maurice Sendak

$15,000.00

10/25/2021

11/15/2021

7/2/2021

$9.00

2,000

$18,000

 

 

#1776

1/8/2021

July 16, 1776 Exeter, New Hampshire broadside of the Declaration of Independence

$1,450,000.00

4/27/2021

11/26/2021

1/28/2021

$25.00

80,000

$2,000,000

 

 

#MACALLAN1

11/1/2021

30 Year Old Macallan Sherry Oak Blue Label Single Malt Scotch Whisky

$11,914.00

11/1/2021

11/30/2021

10/22/2021

$13.25

1,000

$13,250

 

 

#98JORDAN2

11/1/2021

1998 Upper Deck Michael Jordan Jersey Autograph Card graded BGS GEM MINT 9.5

$288,000.00

11/1/2021

11/30/2021

2/12/2021

$20.00

16,500

$330,000

 

 

#BAYC9159

11/9/2021

Number 9159 Bored Ape Yacht Club NFT with a Leather Jacket

$188,500.00

11/9/2021

12/8/2021

10/15/2021

$5.00

39,000

$195,000

 

 

#FANTASY7

11/22/2021

1997 PlayStation1 Final Fantasy VII

$35,000.00

11/22/2021

12/8/2021

12/10/2021

$4.00

10,000

$40,000

 

 

#SURFER4

11/9/2021

1969 Silver Surfer #4 Comic Book published by Marvel graded CGC 9.8

$67,000.00

11/9/2021

12/14/2021

9/3/2021

$8.00

10,000

$80,000

 

 

#OHTANI1

11/9/2021

2018 Bowman Chrome Shohei Ohtani Orange Refractors Pitching Autographed Rookie Card graded BGS 9.5

$80,400.00

11/9/2021

12/14/2021

8/13/2021

$9.00

10,000

$90,000

 

 

#OHTANI2

11/9/2021

2018 Bowman Chrome Shohei Ohtani Orange Refractors Batting Autographed Rookie Card graded BGS 9.5

$65,000.00

11/9/2021

12/14/2021

8/7/2021

$8.00

9,125

$73,000

 

 


97



#WILT100

11/9/2021

1962 Ticket Stub from Wilt Chamberlain’s 100-Point Game graded PSA 3

$100,000.00

11/9/2021

12/14/2021

8/13/2021

$10.00

11,500

$115,000

 

 

#PENGUIN

11/15/2021

1941 Detective Comics #58 Comic Book published by D.C. Comics graded CGC 8.0

$52,111.00

11/15/2021

12/14/2021

8/27/2021

$6.00

10,000

$60,000

 

 

#KARUIZAWA

11/15/2021

50 Year Old Karuizawa Aqua of Life Single Malt Whisky

$57,868.00

11/15/2021

12/14/2021

10/22/2021

$5.00

13,000

$65,000

 

 

#KOMBAT

11/22/2021

1993 SNES Mortal Combat Video Game graded Wata 9.8 A+

$79,200.00

11/22/2021

12/14/2021

9/24/2021

$9.00

10,000

$90,000

 

 

#APPLELISA

11/1/2021

Fully Functioning 1983 Apple Lisa Computer with Original Twiggy Floppy Drives

$94,948.75

11/1/2021

12/22/2021

8/27/2021

$11.00

10,000

$110,000

 

 

#98MANNING

11/22/2021

1998 SP Authentic #14 Peyton Manning Rookie Card graded BGS 10

$19,000.00

11/22/2021

12/22/2021

9/23/2021

$11.00

2,000

$22,000

 

 

#GIJOE

11/22/2021

1983 Hasbro G.I. Joe: Cobra Commander Action Figure graded AFA 95

$37,663.20

11/22/2021

12/22/2021

10/29/2021

$9.00

5,000

$45,000

 

 

#BEATLES1

11/22/2021

1962 The Beatles Signed “Love Me Do” Single

$20,312.50

11/22/2021

12/22/2021

11/1/2021

$4.00

6,000

$24,000

 

 

#SQUIG5847

11/22/2021

Number 5847 Art Blocks Chromie Squiggle NFT

$56,085.62

11/22/2021

12/22/2021

11/12/2021

$11.00

6,000

$66,000

 

 

#PACQUIAO

11/29/2021

1999 World Boxing #143 Manny Pacquiao Rookie Card graded PSA 10

$14,150.00

11/29/2021

12/22/2021

10/24/2021

$8.50

2,000

$17,000

 

 

#83JOBS

11/29/2021

1983 Steve Jobs Leather Jacket Worn in Picture of Jobs Giving the Middle Finger outside the IBM Building

$66,466.25

11/29/2021

12/22/2021

8/27/2021

$7.50

10,000

$75,000

 

 

#BATMAN181

11/29/2021

1966 Batman #181 Comic Book published by D.C. Comics graded CGC 9.6

$41,001.00

11/29/2021

12/22/2021

9/3/2021

$10.00

5,000

$50,000

 

 

#HOBBIT

11/29/2021

1937 First Edition copy of The Hobbit by J. R. R. Tolkien

$68,750.00

11/29/2021

12/22/2021

9/24/2021

$8.00

10,000

$80,000

 

 


98



Total 1/1/2021 – 12/31/2021

 

173 Series

$19,251,141

-

-

-

-

-

$3,068,769

-

-

Total 1/1/2020 – 12/31/2020

 

98 Series

$5,686,523

-

-

-

-

-

$3,904,580

-

-

(1) Blank cells represent Series whose Interests remain on the platform as of the filing date


99



Operating Results for the Current Period and the Prior Period

Changes in operating results are impacted significantly by any increase in the number of Underlying Assets that the Company, through the Asset Manager, operates and manages. During the Current Period and the Prior Period, the Company engaged in acquiring Underlying Assets, entering into Purchase and Purchase Option Agreements, launching Offerings, Closing Offerings, qualifying but not yet launching Offerings and selling Underlying Assets. Additional information can be found below in the Asset Acquisitions, Purchase Options and Asset Sales subsection and the Trend Information subsection or above in the Master Series Table.

Revenues

Revenues are generated at the Company or the Series level. No revenue models have been developed at the Company or Series level and we do not expect either the Company or any of its Series to generate any revenues for some time. We will update the appropriate disclosure at such time as revenue models have been developed.

Operating Expenses

The Operating Expenses (as described in Note B – Summary of Significant Accounting Policies – Operating Expenses of our accompanying Notes to the Consolidated Financial Statements) incurred prior to the Closing of an Offering related to any of the Underlying Assets are being paid by the Manager and recognized by the Company as capital contributions and will not be reimbursed by the Series. Each Series of the Company will be responsible for its own Operating Expenses beginning on the Closing date of the Offering for such Series Interests. However, the Manager has agreed to pay and not be reimbursed for certain but not all expenses such as post-closing Operating Expenses incurred and recorded by Series of the Company through the Current Period and the Prior Period. These are accounted for as capital contributions by each respective Series.

Consolidated Operating Expenses (as described in Note B – Summary of Significant Accounting Policies – Operating Expenses of our accompanying Notes to the Consolidated Financial Statements) for the Company and all of the Series are summarized by category for the Current Period and the Prior Period are as follows:

Total Expenses

 

12/31/2021

12/31/2020

Difference

% Change

Note

Storage

$60,793 

$18,426 

$42,367 

230% 

The increase is due to an increase of the number of assets

Transportation

2,683 

402 

2,281 

567% 

The increase is due to an increase of the number of assets

Insurance

219,900 

53,368 

166,531 

312% 

The increase is due to an increase of the number of assets

Bookkeeping and Accounting Fees

133,759 

56,223 

77,537 

138% 

The increase is due to an increase of the number of assets

Marketing Expense

60,330 

18,895 

41,436 

219% 

The increase is due to an increase of the number of assets

Banking Fees

695 

500 

195 

39% 

The increase is due to an increase of the number of assets

Loss on Sale

4,305 

- 

4,305 

100% 

The increase is due to a loss on sale of an asset

Loss on Impairment

402,420 

31,406 

371,014 

1181% 

The increase is due to an increase of the number of assets that needed to be impaired

Total Expenses

$884,885 

$179,220 

$705,666 

394% 

 

 

 

 

 

 

 

 

 

 

 

 

 


100



See Note B – Summary of Significant Accounting Policies – Operating Expenses of our accompanying Notes to the Consolidated Financial Statements for the table represents Expenses by Series for the Current Period and Prior Period.

 

 

 

Asset Acquisitions, Purchase Options and Asset Sales

Details of the Underlying Assets acquired or for which we entered into purchase option agreements or purchase agreements during the Current Period, and the Prior Period, are listed in the Master Series Table and summarized in the table below. We typically acquire Underlying Assets through the following methods.

1)Upfront purchase – the Company acquires an Underlying Asset from an Asset Seller prior to the launch of the Offering related to the Series. 

2)Purchase agreement – the Company enters into an agreement with an Asset Seller to acquire an Underlying Asset, which may expire prior to the Closing of the Offering for the related Series, in which case the Company is obligated to acquire the Underlying Asset prior to the Closing. 

3)Purchase option agreement – the Company enters into a purchase option agreement with an Asset Seller, which gives the Company the right, but not the obligation, to acquire the Underlying Asset 

4)Consignment agreement – the Company enters into a consignment agreement with an Asset Seller, which gives the Company the right, but not the obligation, to acquire the Underlying Asset and under which the Company takes possession of the Underlying Asset during a consignment period 

In addition to acquiring Underlying Assets, from time to time the Company receives take-over offers for certain Underlying Assets. Per the terms of the Company’s Second Amendment and Restated Limited Liability Company Agreement (the “Operating Agreement”), the Company, together with the Manager’s Advisory Board evaluates the offers and determines if it is in the interest of the Investors to sell the Underlying Asset. In certain instances, the Company may decide to sell an Underlying Asset that is on the books of the Company but not yet transferred to a particular Series, because no Offering has yet occurred. In these instances, the anticipated Offering related to such Underlying Assets will be cancelled.

 

Details on the Underlying Assets acquired or for which we entered into purchase option agreements or purchase agreements, or which have subsequently been sold, are listed in the Master Series Table and summarized in the table below.

 

 

# of Assets Sold

Total Value of Assets Sold ($)

# of Assets Acquired

Total Value Assets Acquired ($)

# of Purchase Option Agreements

Total Value of Purchase Option Agreements ($)

# of Purchase Agreements

Total Value of Purchase Agreements ($)

Grand Total #

Grand Total Value ($)

2020

(6)

($273,700)

152

$13,203,779

16

$1,353,700

75

$6,130,347

152

$13,203,779

2021

(21)

($3,627,900)

175

$18,473,872

0

0

44

$6,737,650

175

$18,473,872

Cumulative Total:

(6)

($273,700)

70

$6,065,833

31

$2,441,728

83

$8,072,247

178

$16,579,807

Note: Table represents agreements signed within the respective periods and value of Underlying Assets represented by the agreements.  

 

See Note A – Description of Organization and Business Operations – Asset Dispositions of our accompanying Notes to the Consolidated Financial Statements for the table shows each Underlying Asset that was sold during the Current Period and the Prior Period. Net Gain / (Loss) on Sale of the Current Period and the Prior Period are as below:


101



 

Net Gain / (Loss) on Sale

Prior Period

$169,133

Current Period

$2,589,466

 

 

See Note G – Income Tax of our accompanying Notes to the Consolidated Financial Statements for provision for income taxes for each Series that sold their Underlying Asset during the Current Period and the Prior Period. Total provision for income taxes for the Current Period and Prior Period are as follows:

 

 

Total Provision for Income Tax

Prior Period

$36,637

Current Period

$517,097

 

 

See “Note C – Related Party Transactions” and “Note D –Debt” of our accompanying Notes to Consolidated Financial Statements for additional information on asset acquisitions.


102



Liquidity and Capital Resources

Since inception, the Company and each Series have financed their business activities through capital contributions to the Company and individual Series from the Manager (or its affiliates). Until such time as the Series’ have the capacity to generate cash flows from operations, the Manager may cover any deficits through additional capital contributions or the issuance of additional Interests in any individual Series. In addition, parts of the proceeds of future Offerings for individual Series may be used to create reserves for future Operating Expenses (as described in Note B – Summary of Significant Accounting Policies – Operating Expenses of our accompanying Notes to the Consolidated Financial Statements) for such individual Series at the sole discretion of the Manager.

 

The Company has experienced recurring net losses and negative operating cash flows since inception and neither the Company nor any of the Series has generated revenues or profits in the Current Period or Prior Period, except in connection with the sale of certain Underlying Assets for gains (see Asset Disposition section in Note A – Description of Organization and Business Operations – Asset Dispositions of our accompanying Notes to the Consolidated Financial Statements).

 

On a total consolidated basis, the Company generated the following: Income / (Loss), Net Working Capital, and Accumulated Deficits. Additionally, each listed Series for which an Underlying Asset was owned as of the end of the Current Period and the end of the Prior Period has incurred net losses since their respective dates of acquisition and have an accumulated deficit at the end of each of the Current Period and the Prior Period.

 

Period

Income / (Loss)

Net Working Capital

Accumulated Deficit

2020

($46,724)

($8,292,792)

($189,108)

2021

$1,191,789

($6,863,617)

($955,394)

 

All of the liabilities on the balance sheet as of the end of the Current Period are obligations to third-parties or the Manager. All of these liabilities, other than ones for which the Manager does not seek reimbursement, will be covered through the proceeds of future Offerings for the various Series of Interests. RSE Markets, Inc. has agreed to provide the Company and each Series the financial support sufficient to meet the Company’s and each Series’ financial needs for the twelve months following the date of this filing.

 

 

Cash and Cash Equivalent Balances

 

As of the end of each of the Current Period and the Prior Period, the Company and the Series for which Closings had occurred, had total cash or cash equivalents balances as below (see Note A – Description of Organization and Business Operations – Liquidity and Capital Resources of our accompanying Notes to the Consolidated Financial Statements for details by Series’ cash or cash equivalent balances for the Current and Prior Period).

 

Cash Balance

 

 

Current Period

Prior Period

Total Series Cash Balance

$671,506  

$170,336 

RSE Archive

31,963  

31,545 

Total Cash Balance

$703,469  

$201,881 

 

 

 


Note: Only includes Series for which an Offering has closed. RSE Archive cash balance represents loans or capital contributions to be used for future payment of Operating Expenses (as described in Note B – Summary of Significant Accounting Policies – Operating Expenses of our accompanying Notes to the Consolidated Financial Statements)


103



Financial Obligations of the Company

 

On November 24, 2020 RSE Markets and Rally Holdings replaced its original 2019 $2.25 million demand note with a $10.0 million credit facility (the “CF”) with Upper90 Capital Management, LP. While amounts borrowed under the CF can be used to make purchases of Memorabilia Assets to become Underlying Assets, neither the Company nor any Series is a borrower under the CF, neither is responsible for repayment of any amounts outstanding, and neither is jointly and severally liable under the CF. RSE Markets has drawn upon the CF on two separate times, November 24, 2020 and January 29, 2021 (each such date, the “Credit Date”). The CF has an interest rate of 15.00% per annum, and a maturity date for each tranche of the earlier of (i) the two-year anniversary of the Credit Date of the respective tranche, and (ii) November 24, 2024 (or such earlier date on which the Loans become due and payable). It contains covenants and indemnification obligations that are customary for credit arrangements of this type. As of December 31, 2021, RSE Markets had $10.0 million drawn on the CF. For further information on the CF, please find the Credit Agreement attached hereto as Exhibits 6.5 dated November 24, 2020.

 

From time to time the Asset Manager, affiliates of the Manager or third-parties may make non-interest-bearing payments or loans to the Company to acquire an Underlying Asset prior to the Closing of an Offering for the respective Series. In such cases, the respective Series would repay any such non-interest-bearing payments or loans plus accrued interest, as the case may be, used to acquire its respective Underlying Asset with proceeds generated from the Closing of the Offering for Interests of such Series. No Series will have any obligation to repay a loan incurred by the Company to purchase an Underlying Asset for another Series.

 

See “Note A – Description of Organization and Business Operations – Liquidity and Capital Resources” and “Note D – Debt” of our accompanying Notes to the Consolidated Financial Statements for additional information. See “Item 2. Management’s Discussion and Analysis – Historical Investments in Underlying Assets – Current Period” for additional information on Purchase Option Agreements and amounts borrowed to facilitate the purchase of the Underlying Assets.

 

Recent Developments

The following sets forth updated information with respect to events that have occurred since December 31, 2021.

Event

Description

Offerings Opened

168

Offerings Closed

173

Underlying Assets Purchased

45 Purchase Agreements Signed

0 Purchase Option Agreements Signed

130 Upfront Purchase Agreements Signed

Underlying Assets Sold

22

Acquisition Expenses

$91,921


104



ITEM 3. DIRECTORS AND OFFICERS

The following individuals constitute the Board of Directors, executive management and significant employees of RSE Markets, the sole member of the Asset Manager:

 

Name(1)

Age

Position

Term of Office

(Beginning)

Christopher J. Bruno

41

Founder, President & Director

05/2016

George J. Leimer

56

Chief Executive Officer & Director

8/2020

Robert A. Petrozzo

39

Chief Product Officer

06/2016

Maximilian F. Niederste-Ostholt

42

Chief Financial Officer

08/2016

Vincent DiDonato

44

Chief Technology Officer

10/2019

Greg Bettinelli

49

Director

07/2018

Joshua Silberstein

47

Director

10/2016

Ryan Sweeney

44

Director

04/2021

(1)Each of the directors of RSE Markets was elected as a director pursuant to a voting agreement among RSE Markets and certain stockholders of RSE Markets. There are no family relationships between any director, executive officer, person nominated or chosen to become a director or executive officer or any significant employee. 

Background of Officers and Directors of RSE Markets

The following is a brief summary of the background of each director and executive officer of RSE Markets:

Christopher J. Bruno, Founder, President & Director

Chris is a serial entrepreneur who has developed several online platform businesses. In 2013, Chris co-founded Network of One, a data-driven content investment platform focused on the YouTube market where he worked until 2016.  Prior to Network of One, Chris co-founded Healthguru, a leading health information video platform on the web (acquired by Propel Media, Inc., OTC BB: PROM) where he worked from 2005 to 2013.

Chris began his career working in venture capital at Village Ventures where he invested in early-stage companies across the online media, telecommunications, software, medical devices, consumer products and e-commerce industries. Chris worked at Village Ventures from 2002 to 2005.

From 2004 to 2005, Chris also worked as an analyst directly for the management team of Everyday Health (NYSE: EVDY) during its growth phase.

Chris graduated magna cum laude with Honors from Williams College with a degree in Economics and received his Master of Business Administration, beta gamma sigma, from the NYU Stern School of Business with a specialization in Finance and Entrepreneurship.

George Leimer, Chief Executive Officer & Director

                George is a seasoned business and technology executive with extensive experience working in a diverse collection of industries ranging from e-commerce, content-creation, consumer internet, and entertainment. He has hands-on knowledge gained from direct leadership in general management, product development, and product marketing roles and early-stage experience from company formation through fund-raising, launch/operation and acquisition.


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                Most recently George was the Senior Vice President of data platforms at Disney where he led the transformation of The Walt Disney Company’s consumer identity platform from an on-premises monolithic architecture to a highly available and scalable cloud-based solution. He led both technology and product groups at ESPN as a Vice President from 2013-2018 building products and running development groups.

From 2007 until 2009 George was a senior manager of online store merchandising at Apple. He had an entrepreneurial hiatus from Apple from 2009 until 2012 in which cofounded BigDeal.com, a hybrid gaming/ecommerce business. He returned to Apple in 2012 where he was the director of online store merchandising until he departed for ESPN in 2013.

George held various senior operations and technology roles at eBay and subsidiary Half.com from 1999 until 2007. In his tenure at eBay, George launched various services and led a portfolio of businesses generating $2 billion in annual gross merchandise sales.

George graduated from Widener University in 1987 with a bachelor’s in Management and an MIS Concentration.

Robert A. Petrozzo, Chief Product Officer

Rob is a designer and creative thinker who has led the development of multiple award-winning technology platforms in both the software and hardware arenas.  For the past decade, he has specialized in the product design space having created authoring components, architected the front-end of distribution platforms, and designed interactive content platforms for both consumers & enterprises. Immediately prior to joining the Asset Manager, he led the UX & UI effort at computer vision & robotics startup KeyMe, building interactive products from the ground up and deploying both mobile and kiosk-based software nationwide. Rob worked at KeyMe from 2014 to 2016.

His previous roles include internal software design for Ares Management (2013 to 2014), and Creative Director at ScrollMotion (2010 to 2013), where he led a team of content creators and product developers to release a fully integrated authoring tool and over 300 custom enterprise apps for Fortune 50 and 100 clientele across 12 countries including Hearst, Roche, J&J, Genentech, and the NFL.

Rob received his degree in User-Centered Design with a peripheral curriculum in User Psychology from the University of Philadelphia.

Maximilian F. Niederste-Ostholt, Chief Financial Officer

Max has spent nine years in the finance industry, working in the investment banking divisions of Lehman Brothers from 2007 to 2008 and Barclays from 2008 to 2016.  At both firms he was a member of the healthcare investment banking group, most recently as Director focused on M&A and financing transactions in the Healthcare IT and Health Insurance spaces. Max has supported the execution of over $100 billion of financing and M&A transactions across various sectors of the healthcare space including buy-side and sell-side M&A assignments and financings across high grade and high yield debt, equities and convertible financings.  Work performed on these transactions included amongst other aspects, valuation, contract negotiations, capital raising support and general transaction execution activities.

Prior to his career in investment banking, Max worked in management consulting at A.T. Kearney from 2002 to 2005, where he focused on engagements in the automotive, IT and healthcare spaces. During this time, he worked on asset sourcing, logistics and process optimization projects.

Max graduated from Williams College with a Bachelor of Arts in Computer Science and Economics and received Master of Business Administration, beta gamma sigma, from NYU’s Stern School of Business.

Vincent A. DiDonato, Chief Technology Officer


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Vincent brings more than 20 years of technology and web application development experience with a focus on SaaS-based B2C and B2B platforms. Most recently, Vincent was VP of Engineering at Splash, where he helped build and lead a global engineering team. 

Prior to Splash, Vincent spent over five years working as SiteCompli's VP of Technology & Engineering where he oversaw the direction and execution of SiteCompli's technology strategy as well as managed onshore and offshore software engineering operations.

Vincent's previous roles include director and engineering capacities with American Express and NYC & Company, where he led, architected and implemented multi-million-dollar product and platform launches.

Greg Bettinelli, Director

Greg has over 20 years of experience in the Internet and e-commerce industries.

 In 2013 he joined the venture capital firm Upfront Ventures as a Partner and is focused on investments in businesses at the intersection of retail and technology. One of Greg's most notable investments, Ring, was acquired by Amazon for $1 billion in 2018. 

 Prior to joining Upfront Ventures, from 2009 to 2013, Greg was the Chief Marketing Officer for HauteLook, a leading online flash-sale retailer which was acquired by Nordstrom, Inc. in March 2011 for $270 million.  

 Before joining HauteLook, from 2008 to 2009, Greg served as Executive Vice President of Business Development and Strategy at Live Nation, where he was responsible for the strategic direction and key business partnerships for Live Nations' ticketing and digital businesses. Prior to Live Nation, from 2003 to 2008, Greg held a number of leadership positions at eBay, including Sr. Director of Business Development for StubHub and Director of Event Tickets and Media. While at eBay, Greg played a lead role in eBay's acquisition of StubHub in 2007 for $307 million. 

 Earlier in his career, Greg held a number of roles in marketing, finance, and business development at companies in the financial services and healthcare industries. 

 Greg holds a Bachelor of Arts in Political Science from the University of San Diego and a Master of Business Administration from Pepperdine University's Graziadio School of Business and Management. 

Joshua Silberstein, Director

Joshua is a seasoned operator and entrepreneur with in excess of 15 years of experience successfully building companies – as a founder, investor, board member, and CEO.

Joshua co-founded Healthguru in 2006 and led the company from idea to exit in 2013.  When Healthguru was acquired by Propel Media, Inc. (OTC BB: PROM), a publicly traded video syndication company, in 2013, Healthguru was a leading provider of health video on the web (as of 2013 it had 917 million streams and a 49.1% market share in health videos).

After the acquisition, Joshua joined Propel Media as President and completed a transformative transaction that quadrupled annual revenue and dramatically improved profitability.  When the deal – a reverse merger – was completed, it resulted in an entity with over $90 million in revenue and approximately $30 million in EBITDA.

In the past several years, Joshua has taken an active role with more than a dozen companies (with approximately $3 million to $47 million in revenue) – both in operating roles (Interim President, Chief Strategy Officer) and in an advisory capacity (to support a capital raise or lead an M&A transaction).


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Earlier in his career, Joshua was a venture capitalist at BEV Capital, where he was part of teams that invested nearly $50 million in early-stage consumer businesses (including Alloy.com and Classmates Online) and held a number of other senior operating roles in finance, marketing, and business development.

Joshua has a BS in Economics from the Wharton School (summa cum laude) and an Master of Business Administration from Columbia University (beta gamma sigma).

Ryan Sweeney, Director

In 2009, Ryan joined the venture capital firm, Accel, as a Partner and is focused on investments in businesses at the intersection of consumer services and technology. One of Ryan’s most notable investments, Qualtrics, was acquired by SAP for $8 billion in 2018.

Prior to joining Accel, from 2000 to 2008, Ryan led technology growth investments at Summit Partners in the Boston area.

Before joining Summit Partners Ryan worked at William Blair & Company, LLC, and held a number of leadership positions at North Bridge Growth Equity and National Mentor Holdings, Inc.

Earlier in his career, Ryan held a number of roles in finance and business development at companies in the investment banking and private equity industries.

Ryan grew up in New Jersey and holds a BBA in Finance and Business Economics from the University of Notre Dame and a Master of Business Administration from Harvard Business School.

Advisory Board

Responsibilities of the Advisory Board

The Advisory Board may support the Company, the Asset Manager, the Manager and RSE Markets. The Advisory Board may review the Company’s relationship with, and the performance of, the Manager, and approve the terms of any material or related-party transactions. In addition, the Advisory Board assists with, and makes recommendations with respect to, the following: 

(1)Approving, permitting deviations from, making changes to, and annually reviewing the asset acquisition policy; 

(2)Evaluating all asset acquisitions; 

(3)Evaluating any third party offers for asset acquisitions and approving asset dispositions that are in the best interest of the Company and the Interest Holders; 

(4)Providing guidance with respect to the appropriate levels of annual collection level operating costs specific to each individual asset; 

(5)Reviewing material conflicts of interest that arise, or are reasonably likely to arise with the Managing Member, on the one hand, and the Company, a Series or the Interest Holders, on the other hand, or the Company or a Series, on the one hand, and another Series, on the other hand; 

(6)Approving any material transaction between the Company or a Series, on the one hand, and the Manager or any of its affiliates, another Series or an Interest Holder, on the other hand, other than for the purchase of Interests; 

(7)Reviewing the total fees, expenses, assets, revenues, and availability of funds for distributions to Interest Holders at least annually or with sufficient frequency to determine that the expenses incurred are reasonable in light of the investment performance of the assets, and that funds available for distributions to Interest Holders are in accordance with our policies; and 

(8)Approving any service providers appointed by the Manager or the Asset Manager in respect of the Underlying Assets. 


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The resolution of any conflict of interest approved by the Advisory Board shall be conclusively deemed fair and reasonable to the Company and the Members and not a breach of any duty at law, in equity or otherwise.  The members of the Advisory Board are not managers or officers of the Company, the Manager or the Asset Manager, or any Series and do not have fiduciary or other duties to the Interest Holders of any Series.  

Compensation of the Advisory Board

The Asset Manager will compensate members of the Advisory Board or their nominees (as so directed by an Advisory Board member) for their service. As such, their costs will not be borne by any given Series of Interests, although members of the Advisory Board may be reimbursed by a Series for out-of-pocket expenses incurred by such Advisory Board member in connection with a Series of Interests (e.g., travel related to evaluation of an asset).

Members of the Advisory Board

We plan to continue to build the Advisory Board over time and are in advanced discussions with various experts in the Asset Class. We have already established an informal network of expert advisors who support the Company in asset acquisitions, valuations, and negotiations. To date, three individuals have formally joined the Manager’s Advisory Board:

Dan Gallagher

Dan has extensive public and private sector experience in regulatory matters, financial markets, and corporate legal affairs and governance.

Dan is currently the Chief Legal and Corporate Affairs Officer of Robinhood Markets, Inc., and is a member of the advisory boards of both the Institute for Law and Economics at the University of Pennsylvania and the Center for Corporate Governance, Raj & Kamla Gupta Governance Institute, LeBow College of Business, Drexel University.

Dan initially began his career in private practice, advising clients on broker-dealer regulatory issues and representing clients in SEC and SRO enforcement proceedings. Dan then served on the SEC staff in several capacities, including as counsel to both Commissioner Paul Atkins and Chairman Christopher Cox, and from 2008 to 2010 as deputy director and co-acting director of the Division of Trading and Markets. While serving as deputy director and co-acting director, he was on the front lines of the agency’s response to the financial crisis, including representing the SEC in the Lehman Brothers liquidation.

Dan served as an SEC commissioner from 2011 to 2015. While serving as commissioner, he advocated for a comprehensive review of equity market structure, championed corporate governance reform and pushed to improve the SEC’s fixed income market expertise. Prior to joining Robinhood in 2020, Dan was a partner of and deputy chair of the securities department at the international law firm WilmerHale.

Dan is currently a partner of and deputy chair of the securities department at the international law firm WilmerHale and is a member of the advisory boards of both the Institute for Law and Economics at the University of Pennsylvania and the Center for Corporate Governance, Raj & Kamla Gupta Governance Institute, LeBow College of Business, Drexel University.

Dan earned his JD, magna cum laude, from the Catholic University of America, where he was a member of the law review and graduated from Georgetown University with a BA in English.

Arun Sundararajan

Arun is a Professor and the Robert L. and Dale Atkins Rosen Faculty Fellow at New York University’s (NYU) Stern School of Business, and an affiliated faculty member at many of NYU’s interdisciplinary research centers, including the Center for Data Science and the Center for Urban Science and Progress. He joined the NYU Stern faculty in 1998.


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Arun’s research studies how digital technologies transform business, government and civil society. His current research topics include digital strategy and governance, crowd-based capitalism, the sharing economy, the economics of automation, and the future of work. He has published over 50 scientific papers in peer-reviewed academic journals and conferences, and over 30 op-eds in outlets that include The New York Times, The Financial Times, The Guardian, Wired, Le Monde, Bloomberg View, Fortune, Entrepreneur, The Economic Times, LiveMint, Harvard Business Review, Knowledge@Wharton and Quartz. He has given more than 250 invited talks at industry, government and academic forums internationally. His new book, “The Sharing Economy,” was published by the MIT Press in June 2016.

Arun is a member of the World Economic Forum’s Global Futures Council on Technology, Values and Policy. He interfaces with tech companies at various stages on issues of strategy and regulation, and with non-tech companies trying to understand how to forecast and address changes induced by digital technologies. He has provided expert input about the digital economy as part of Congressional testimony, and to various city, state and federal government agencies.

Arun holds a Ph.D. in Business Administration and an M.S. in Management Science from the University of Rochester, and a B. Tech. in Electrical Engineering from the Indian Institute of Technology, Madras.

Roger Wiegley

Roger has over 30 years of legal and risk management experience.  He is a practicing attorney through his company Roger Wiegley Law Offices, which he started in 2013.  He is also a senior adviser to KPMG (insurance and reinsurance) as well as a consultant to several AXA companies in Europe and the United States, and he is the founder and a director of Global Risk Consulting, Ltd., a UK consulting company.

Roger spent the first 18 years of his career practicing law at Sullivan & Cromwell; Sidley & Austin; and Pillsbury Winthrop Shaw Pittman, focused on clients in the financial sector.  From 1998 to 2001 he was the chief counsel for the commercial bank branches of Credit Suisse First Boston in the Americas and served as Head of Regional Oversight for CSFB in the Asia-Pacific Region. He held various other general counsel and legal positions at various companies including Winterthur Swiss Insurance Company and Westmoreland Coal Company from 2001 to 2007.  From 2008 to 2013, Roger was the Global General Counsel of AXA Liabilities Managers.

Compensation of Executive Officers

 

We do not currently have any employees, nor do we currently intend to hire any employees who will be compensated directly by the Company. The executive officers of RSE Markets manage our day-to-day affairs, oversee the review, selection and recommendation of investment opportunities, service acquired investments and monitor the performance of these investments to ensure that they are consistent with our investment objectives. Each of these individuals receives compensation for his or her services, including services performed for us on behalf of the Manager.  Although we will indirectly bear some of the costs of the compensation paid to these individuals, through fees we pay to the Asset Manager, we do not intend to pay any compensation directly to these individuals. 

 

Compensation of the Manager

 

The Manager may receive Sourcing Fees and reimbursement for costs incurred relating to the Offering described herein and other Offerings (e.g., Offering Expenses and Acquisition Expenses). Neither the Manager nor the Asset Manager nor its affiliates will receive any selling commissions or dealer manager fees in connection with the offer and sale of the Interests.

 

The annual compensation of the Manager was as follows for the fiscal year ended December 31, 2021.


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Year

Name

Capacities in which compensation was received (e.g., Chief Executive Officer, director, etc.)

Cash compensation ($)

Other compensation ($)

Total compensation ($)

2021

RSE Archive Manager, LLC

Manager

$2,517,973

$0

$2,517,973

 

The Manager will receive Sourcing Fees for each subsequent Offering for Series of Interests in the Company that closes as detailed in the “Use of Proceeds” section of the respective Offerings. Additional details on Sourcing Fees received by the Manager can be found in the Master Series Table.

 

In addition, should a Series’ revenue exceed its ongoing Operating Expenses and various other potential financial obligations of the Series, the Asset Manager may receive a Management Fee as described in “Note F – Free Cash Flow Distributions and Management Fee.”  

 

A more complete description of Management of the Company is included in “Note F – Free Cash Flow Distributions and Management Fee.”


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ITEM 4. SECURITY OWNERSHIP OF MANAGEMENT AND CERTAIN SECURITY HOLDERS

The Company is managed by the Manager. At the Closing of each Offering, the Manager or an affiliate will own at least 1% of the Interests in each Series acquired on the same terms as the other Investors. The address of the Manager is 250 Lafayette Street, 2nd Floor, New York, NY 10012.

As of the end of the Current Period, the securities of the Company are beneficially owned as follows:

Series

Closing Date

Total Interests Offered

Interest Owned by Manager (1) (2)

Total Offering Value

#52MANTLE

10/25/2019

1,000

10 / 1%

$132,000

#71MAYS (3)

10/31/2019

2,000

20 / 1%

$57,000

#RLEXPEPSI

11/6/2019

2,000

20 / 1%

$17,800

#10COBB

11/14/2019

1,000

10 / 1%

$39,000

#POTTER

11/21/2019

3,000

30 / 1%

$72,000

#TWOCITIES

11/21/2019

200

2 / 1%

$14,500

#FROST

11/21/2019

200

2 / 1%

$13,500

#BIRKINBLEU

11/27/2019

1,000

121 / 12%

$58,000

#SMURF

11/27/2019

2,000

971 / 49%

$34,500

#70RLEX

12/6/2019

1,000

50 / 5%

$20,000

#EINSTEIN

12/13/2019

2,000

20 / 1%

$14,500

#HONUS (3)

12/26/2019

10,000

100 / 1%

$520,000

#75ALI

12/29/2019

1,000

309 / 31%

$46,000

#88JORDAN

1/27/2020

2,000

20 / 1%

$22,000

#BIRKINBOR

2/20/2020

2,000

101 / 5%

$52,500

#33RUTH

2/26/2020

2,000

20 / 1%

$77,000

#SPIDER1

3/4/2020

1,000

10 / 1%

$22,000

#BATMAN3

3/4/2020

1,000

10 / 1%

$78,000

#ULYSSES

3/10/2020

500

5 / 1%

$25,500

#ROOSEVELT

3/10/2020

1,000

10 / 1%

$19,500

#56MANTLE

3/11/2020

10,000

100 / 1%

$10,000

#AGHOWL

3/11/2020

500

5 / 1%

$19,000

#18ZION

4/2/2020

500

5 / 1%

$15,000

#SNOOPY

4/7/2020

2,000

20 / 1%

$25,500

#APOLLO11

4/19/2020

1,000

10 / 1%

$32,000

#24RUTHBAT

5/3/2020

3,000

43 / 1%

$255,000

#YOKO

5/11/2020

200

2 / 1%

$16,000

#RUTHBALL1

5/24/2020

2,000

20 / 1%

$29,000

#HIMALAYA

5/27/2020

2,000

20 / 1%

$140,000

#38DIMAGGIO

6/4/2020

1,000

10 / 1%

$22,000

#55CLEMENTE

6/4/2020

1,000

10 / 1%

$38,000

#LOTR

6/12/2020

1,000

10 / 1%

$29,000

#CATCHER

6/12/2020

500

6 / 1%

$12,500

#BOND1

6/12/2020

1,000

10 / 1%

$39,000

#SUPER21

6/17/2020

8,500

85 / 1%

$8,500

#BATMAN1

6/18/2020

1,000

10 / 1%

$71,000

#BIRKINTAN

6/25/2020

1,000

10 / 1%

$28,000

#GMTBLACK1

6/25/2020

1,000

10 / 1%

$28,000

#61JFK

7/7/2020

2,000

20 / 1%

$23,000

#POKEMON1

7/8/2020

5,000

51 / 1%

$125,000

#LINCOLN

7/9/2020

4,000

40 / 1%

$80,000

#STARWARS1

7/14/2020

12,000

120 / 1%

$12,000

#68MAYS

7/26/2020

2,000

20 / 1%

$39,000

#56TEDWILL

7/26/2020

2,000

25 / 1%

$90,000

#CAPTAIN3

7/30/2020

1,000

10 / 1%

$37,000


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#51MANTLE

7/30/2020

2,000

20 / 1%

$34,000

#CHURCHILL

8/6/2020

7,500

75 / 1%

$7,500

#SHKSPR4

8/6/2020

1,000

10 / 1%

$115,000

#03KOBE

8/16/2020

6,250

163 / 3%

$50,000

#03LEBRON

8/16/2020

2,000

20 / 1%

$34,000

#03JORDAN

8/16/2020

2,000

20 / 1%

$41,000

#39TEDWILL

8/24/2020

5,600

56 / 1%

$28,000

#94JETER

8/24/2020

1,000

10 / 1%

$45,000

#2020TOPPS (3)

8/25/2020

10,000

100 / 1%

$100,000

#TOS39

9/15/2020

3,000

72 / 2%

$135,000

#05LATOUR

9/15/2020

1,000

10 / 1%

$9,800

#16SCREAG

9/15/2020

1,000

10 / 1%

$39,000

#14DRC

9/15/2020

1,000

10 / 1%

$54,000

#86RICE

9/15/2020

23,000

230 / 1%

$23,000

#57MANTLE

9/21/2020

8,000

80 / 1%

$8,000

#FAUBOURG

9/21/2020

2,000

20 / 1%

$150,000

#SOBLACK

10/1/2020

1,000

66 / 7%

$56,000

#GATSBY

10/1/2020

4,000

40 / 1%

$200,000

#93DAYTONA

10/1/2020

2,000

20 / 1%

$42,000

#09TROUT

10/8/2020

11,250

113 / 1%

$225,000

#57STARR

10/8/2020

8,000

80 / 1%

$8,000

#03KOBE2

10/22/2020

5,750

58 / 1%

$23,000

#JOBSMAC

10/22/2020

5,000

50 / 1%

$50,000

#16PETRUS

11/3/2020

9,000

90 / 1%

$45,000

#ALICE

11/3/2020

12,000

120 / 1%

$12,000

#SPIDER10

11/3/2020

4,200

42 / 1%

$21,000

#62MANTLE

11/4/2020

6,000

60 / 1%

$150,000

#BATMAN6

11/4/2020

2,000

20 / 1%

$27,000

#CLEMENTE2

11/9/2020

2,000

20 / 1%

$70,000

#79STELLA

11/16/2020

13,800

138 / 1%

$69,000

#TKAM

11/16/2020

2,000

20 / 1%

$32,000

#DIMAGGIO2

11/18/2020

2,000

20 / 1%

$21,000

#13BEAUX

11/23/2020

5,100

51 / 1%

$25,500

#ANMLFARM

11/23/2020

1,000

10 / 1%

$10,000

#NASA1

11/25/2020

10,000

100 / 1%

$300,000

#00BRADY

11/30/2020

3,750

38 / 1%

$45,000

#85NES

11/30/2020

8,000

80 / 1%

$32,000

#JUSTICE1

12/7/2020

5,000

50 / 1%

$215,000

#69KAREEM

12/7/2020

2,500

25 / 1%

$27,500

#59JFK

12/7/2020

2,000

20 / 1%

$26,000

#04LEBRON

12/7/2020

5,000

50 / 1%

$50,000

#85JORDAN

12/7/2020

10,000

100 / 1%

$250,000

#GOLDENEYE

12/14/2020

5,000

50 / 1%

$25,000

#MOONSHOE

12/14/2020

18,000

180 / 1%

$180,000

#03LEBRON2

12/14/2020

5,000

50 / 1%

$100,000

#GRAPES

12/14/2020

2,000

20 / 1%

$39,000

#34GEHRIG

12/14/2020

5,000

50 / 1%

$35,000

#98KANGA

12/14/2020

21,250

213 / 1%

$170,000

#06BRM

12/14/2020

1,850

19 / 1%

$18,500

#DUNE

12/22/2020

1,000

10 / 1%

$13,250

#86FLEER

12/22/2020

16,500

166 / 1%

$165,000

#WILDGUN

12/22/2020

4,000

40 / 1%

$28,000


113



#13GIANNIS

1/13/2021

5,000

100 / 2%

$25,000

#04MESSI

1/13/2021

9,000

180 / 2%

$45,000

#AVENGE57

1/13/2021

20,000

400 / 2%

$20,000

#03TACHE

1/13/2021

15,600

312 / 2%

$78,000

#99TMB2

1/13/2021

10,000

200 / 2%

$60,000

#PUNCHOUT

1/13/2021

10,000

200 / 2%

$90,000

#BULLSRING

1/13/2021

30,000

601 / 2%

$300,000

#70AARON

1/13/2021

6,000

120 / 2%

$18,000

#96CHARZRD

1/13/2021

6,500

130 / 2%

$65,000

#01TIGER

1/13/2021

1,850

37 / 2%

$18,500

#ICECLIMB

1/13/2021

10,000

200 / 2%

$80,000

#09COBB

1/19/2021

8,000

160 / 2%

$32,000

#51HOWE

1/19/2021

5,000

100 / 2%

$45,000

#96JORDAN2

1/19/2021

10,800

216 / 2%

$54,000

#JUNGLEBOX

1/19/2021

6,900

138 / 2%

$34,500

#59FLASH

1/25/2021

10,000

200 / 2%

$65,000

#FOSSILBOX

1/25/2021

4,200

84 / 2%

$21,000

#POKEBLUE

1/27/2021

2,400

48 / 2%

$24,000

#98GTA

1/27/2021

3,150

64 / 2%

$15,750

#PICNIC

1/27/2021

2,000

40 / 2%

$54,000

#DOMINOS

1/27/2021

2,000

40 / 2%

$11,000

#58PELE

1/28/2021

31,500

636 / 2%

$315,000

#09CURRY

2/2/2021

2,500

50 / 2%

$25,000

#84JORDAN

2/2/2021

15,000

304 / 2%

$375,000

#09BEAUX

2/2/2021

6,800

151 / 2%

$34,000

#KEROUAC

2/7/2021

4,900

98 / 2%

$98,000

#96JORDAN

2/7/2021

12,000

240 / 2%

$48,000

#FEDERAL

2/7/2021

10,000

200 / 2%

$150,000

#62BOND

2/7/2021

15,500

310 / 2%

$93,000

#71TOPPS

2/17/2021

17,000

340 / 2%

$68,000

#DEATON

2/17/2021

11,400

229 / 2%

$285,000

#98ZELDA

2/17/2021

5,000

100 / 2%

$23,500

#03JORDAN2

2/22/2021

10,000

200 / 2%

$42,000

#91JORDAN

2/24/2021

10,000

200 / 2%

$70,000

#79GRETZKY

2/25/2021

20,000

400 / 2%

$800,000

#17DUJAC

3/8/2021

3,250

65 / 2%

$26,000

#FAUBOURG2

3/8/2021

11,000

220 / 2%

$165,000

#MOSASAUR

3/15/2021

6,000

120 / 2%

$30,000

#92JORDAN

3/15/2021

7,000

140 / 2%

$42,000

#14KOBE

3/15/2021

9,750

195 / 2%

$78,000

#03LEBRON3

3/15/2021

10,000

200 / 2%

$230,000

#95TOPSUN

3/15/2021

10,000

200 / 2%

$60,000

#09TROUT2

3/16/2021

11,200

224 / 2%

$56,000

#59BOND

3/16/2021

10,250

205 / 2%

$82,000

#OPEECHEE

3/16/2021

10,000

210 / 2%

$300,000

#ROCKETBOX

3/22/2021

4,750

95 / 2%

$28,500

#94JORDAN

3/22/2021

10,000

200 / 2%

$85,000

#18LUKA

4/6/2021

5,300

106 / 2%

$26,500

#FANFOUR5

4/6/2021

10,000

200 / 2%

$80,000

#16KOBE

4/6/2021

100,000

2001 / 2%

$800,000

#11BELAIR

4/6/2021

2,000

40 / 2%

$22,000

#76PAYTON

4/6/2021

10,000

200 / 2%

$65,000


114



#17MAHOMES

4/6/2021

25,000

532 / 2%

$300,000

#85MJPROMO

4/6/2021

3,500

70 / 2%

$28,000

#96KOBE

4/9/2021

7,000

140 / 2%

$77,000

#99CHARZRD

4/9/2021

35,000

700 / 2%

$350,000

#68RYAN

4/9/2021

10,000

200 / 2%

$70,000

#MARADONA

4/9/2021

2,000

40 / 2%

$14,000

#POKEYELOW

4/13/2021

11,000

220 / 2%

$55,000

#POKELUGIA

4/13/2021

10,000

200 / 2%

$110,000

#VANHALEN

4/15/2021

5,000

146 / 3%

$62,000

#48JACKIE

4/15/2021

18,750

747 / 4%

$375,000

#05MJLJ

7/1/2021

20,500

410 / 2%

$82,000

#81MONTANA

7/1/2021

10,000

200 / 2%

$70,000

#00MOUTON

7/1/2021

2,000

40 / 2%

$27,000

#07DURANT

7/1/2021

10,000

100 / 1%

$117,000

#56AARON

7/1/2021

10,000

2210 / 22%

$50,000

#85LEMIEUX

7/1/2021

17,500

350 / 2%

$87,500

#87JORDAN

7/1/2021

10,000

200 / 2%

$50,000

#AC23

7/1/2021

4,000

40 / 1%

$28,000

#APPLE1

7/1/2021

33,000

7294 / 22%

$825,000

#GWLOTTO

7/1/2021

2,500

50 / 2%

$35,000

#GYMBOX

7/1/2021

3,000

60 / 2%

$18,000

#HUCKFINN

7/1/2021

2,000

40 / 2%

$22,000

#NEOBOX

7/1/2021

10,000

200 / 2%

$45,000

#NEWTON

7/1/2021

30,000

6630 / 22%

$300,000

#NICKLAUS1

7/1/2021

4,000

80 / 2%

$40,000

#POKEMON2

7/1/2021

41,500

830 / 2%

$415,000

#POKERED

7/1/2021

10,000

2210 / 22%

$40,000

#RIVIERA

7/1/2021

6,000

120 / 2%

$30,000

#SMB3

7/1/2021

5,000

100 / 2%

$25,000

#WALDEN

7/1/2021

2,000

442 / 22%

$20,500

#WZRDOFOZ

7/1/2021

6,000

1326 / 22%

$90,000

#60ALI

7/14/2021

23,500

5738 / 24%

$235,000

#TORNEK

7/14/2021

33,000

12361 / 37%

$165,000

#DIMAGGIO3 (3)

7/14/2021

22,500

450 / 2%

$450,000

#POKEMON3 (3)

7/14/2021

5,000

1106 / 22%

$600,000

#09CURRY2

7/28/2021

21,000

2293 / 11%

$525,000

#80ALI

7/28/2021

10,000

3436 / 34%

$75,000

#58PELE3

7/28/2021

11,250

5284 / 47%

$225,000

#BATMAN2

7/28/2021

8,500

1875 / 22%

$85,000

#85ERVING

7/28/2021

10,000

5751 / 58%

$45,000

#LJKOBE

7/28/2021

18,000

3969 / 22%

$180,000

#99MJRETRO

7/28/2021

10,000

100 / 1%

$50,000

#FLASH123

7/28/2021

3,625

37 / 1%

$29,000

#85GPK

7/28/2021

1,000

10 / 1%

$12,000

#IPOD

7/28/2021

5,000

50 / 1%

$25,000

#HGWELLS

8/2/2021

7,500

75 / 1%

$46,500

#85JORDAN2

8/2/2021

20,000

2464 / 12%

$280,000

#SANTANA (3)

8/9/2021

15,000

150 / 1%

$75,000

#CONGRESS

8/9/2021

5,000

50 / 1%

$120,000

#66ORR

8/9/2021

10,000

100 / 1%

$50,000

#01TIGER2

8/9/2021

2,000

20 / 1%

$17,000

#GRIFFEYJR

8/9/2021

2,500

25 / 1%

$20,000


115



#87ZELDA

8/9/2021

10,000

100 / 1%

$115,000

#01HALO

8/9/2021

2,500

25 / 1%

$17,000

#EINSTEIN2

8/9/2021

5,000

50 / 1%

$80,000

#86JORDAN2

8/11/2021

10,000

100 / 1%

$80,000

#97KOBE

8/25/2021

10,000

100 / 1%

$65,000

#XMEN94

8/25/2021

10,000

100 / 1%

$65,000

#TOPPSTRIO

8/25/2021

5,000

50 / 1%

$30,000

#81BIRD

8/25/2021

5,000

50 / 1%

$30,000

#THEROCK

9/1/2021

1,000

10 / 1%

$12,000

#04MESSI2

9/1/2021

5,000

50 / 1%

$35,000

#09RBLEROY

9/1/2021

4,300

43 / 1%

$107,500

#XLXMEN1

9/7/2021

8,000

80 / 1%

$64,000

#03LEBRON5

9/13/2021

8,500

85 / 1%

$85,000

#SLASH

9/30/2021

13,000

130 / 1%

$65,000

#METEORITE

9/30/2021

17,500

175 / 1%

$350,000

#89TMNT

10/7/2021

2,000

20 / 1%

$22,000

#00BRADY2

10/7/2021

32,500

325 / 1%

$325,000

#NESWWF

10/7/2021

6,000

60 / 1%

$18,000

#PUNK9670

10/7/2021

7,200

72 / 1%

$72,000

#18ALLEN

10/12/2021

12,000

120 / 1%

$36,000

#CASTLEII

10/12/2021

2,000

20 / 1%

$18,000

#36OWENS

10/12/2021

2,500

25 / 1%

$25,000

#BAYC601

10/12/2021

16,500

165 / 1%

$165,000

#60MANTLE (3)

10/20/2021

42,500

425 / 1%

$850,000

#PUNK8103 (3)

10/20/2021

60,000

600 / 1%

$559,800

#GHOST1

10/20/2021

2,000

20 / 1%

$14,000

#KIRBY

10/26/2021

10,000

100 / 1%

$60,000

#20HERBERT

10/26/2021

10,000

100 / 1%

$70,000

#HENDERSON

10/26/2021

27,000

270 / 1%

$135,000

#03RONALDO

10/26/2021

12,500

125 / 1%

$175,000

#BROSGRIMM

10/26/2021

5,000

1287 / 26%

$135,000

#HONUS2

10/26/2021

10,000

100 / 1%

$100,000

#MARX

11/3/2021

8,000

80 / 1%

$120,000

#MEEB15511

11/3/2021

15,000

150 / 1%

$75,000

#90BATMAN

11/3/2021

10,000

100 / 1%

$59,000

#09HARDEN

11/3/2021

2,000

20 / 1%

$26,000

#SIMPSONS1

11/9/2021

2,000

20 / 1%

$18,500

#SPIDER129

11/9/2021

10,000

100 / 1%

$40,000

#93JETER

11/9/2021

1,000

10 / 1%

$16,000

#NESDK3

11/9/2021

22,800

228 / 1%

$114,000

#BAYC7359

11/10/2021

19,000

190 / 1%

$190,000

#CURIO10

11/15/2021

10,000

100 / 1%

$75,000

#WILDTHING

11/15/2021

2,000

20 / 1%

$18,000

#1776

11/26/2021

80,000

17640 / 22%

$2,000,000

#MACALLAN1

11/30/2021

1,000

10 / 1%

$13,250

#98JORDAN2

11/30/2021

16,500

165 / 1%

$330,000

#BAYC9159 (3)

12/8/2021

39,000

390 / 1%

$195,000

#FANTASY7

12/8/2021

10,000

100 / 1%

$40,000

#SURFER4

12/14/2021

10,000

100 / 1%

$80,000

#OHTANI1

12/14/2021

10,000

100 / 1%

$90,000

#OHTANI2

12/14/2021

9,125

92 / 1%

$73,000

#WILT100

12/14/2021

11,500

115 / 1%

$115,000


116



#PENGUIN

12/14/2021

10,000

100 / 1%

$60,000

#KARUIZAWA

12/14/2021

13,000

130 / 1%

$65,000

#KOMBAT

12/14/2021

10,000

100 / 1%

$90,000

#APPLELISA

12/22/2021

10,000

100 / 1%

$110,000

#98MANNING

12/22/2021

2,000

20 / 1%

$22,000

#GIJOE

12/22/2021

5,000

50 / 1%

$45,000

#BEATLES1

12/22/2021

6,000

60 / 1%

$24,000

#SQUIG5847

12/22/2021

6,000

60 / 1%

$66,000

#PACQUIAO

12/22/2021

2,000

420 / 21%

$17,000

#83JOBS

12/22/2021

10,000

100 / 1%

$75,000

#BATMAN181

12/22/2021

5,000

50 / 1%

$50,000

#HOBBIT

12/22/2021

10,000

100 / 1%

$80,000

#POPEYE

1/6/2022

11,000

110 / 1%

$110,000

#PUNK5883 (3)

1/6/2022

40,000

400 / 1%

$600,000

#SMB2

1/10/2022

20,000

200 / 1%

$300,000

#HAMILTON1

1/10/2022

5,000

50 / 1%

$35,000

#OBIWAN

1/10/2022

2,000

20 / 1%

$12,000


Note: Table does not include any Offerings or anticipated Offerings for which the Underlying Asset has been sold.

(1)All ownership is direct unless otherwise indicated. Upon the designation of the Series, the Asset Manager became the initial member holding 100% of the Interest in the Series. Upon the Closing of the Offering, the Asset Manager must own at least 1%. None of the officers or directors of RSE Markets owns any Interests of any of the Series.  

(2)RSE Archive Manager, LLC is the Manager of each of the Series. The Manager’s address is 250 Lafayette Street, 2nd Floor, New York, NY 10012. The Manager’s sole member is Rally Holdings, and Rally Holdings is wholly owned by RSE Markets. George Leimer, Chief Executive Officer and Manager of Rally Holdings, may be deemed the beneficial owner of the Interest owned by the Manager within the meaning of Section 13(d) under the Exchange Act. The address of Mr. Leimer is the same as that of the Manager. 

 

Without conceding that the Interests in any Series of the Company constitute “voting securities” under Rule 405 of the Securities Act (based on the limited voting rights provided under the Company’s Operating Agreement), in accordance with the SEC Staff’s request, we agree to provide a table disclosing the information called for under Item 12 of Form 1-A with respect to each person that holds in excess of 10% of the Interests of a Series of the Company. The following table sets forth information with respect to the number of units of each of our Series beneficially owned by all persons who own more than ten percent of any Series as of December 31, 2021:

Title of class

Beneficial Owner

Number of Interests Owned

Percent of Class

#00BRADY2

Stone Ridge Asset Management (1)

8108

25%

#00MOUTON

Jack Smith (2)

200

10%

#01HALO

Stone Ridge Asset Management (1)

623

25%

#01TIGER2

Stone Ridge Asset Management (1)

499

25%

#03JORDAN

Mark Pepitone (3)

200

10%

#03JORDAN

Mirza Beg (4)

200

10%

#03LEBRON5

Stone Ridge Asset Management (1)

2120

25%

#03RONALDO

Stone Ridge Asset Management (1)

3123

25%

#03SERENA

Stone Ridge Asset Management (1)

2124

25%

#03TACHE

Jack Smith (2)

1560

10%

#04MESSI2

Stone Ridge Asset Management (1)

1247

25%

#05JAYZ

Stone Ridge Asset Management (1)

924

25%

#05LATOUR

John Linskey (5)

100

10%

#05LATOUR

Phil Moine (6)

100

10%

#05LATOUR

Timothy Mihelich (7)

100

10%


117



#06BRM

Jack Smith (2)

185

10%

#07DURANT

Stone Ridge Asset Management (1)

2245

25%

#09BEAUX

Jack Smith (2)

680

10%

#09BEAUX

Philip Ochoa (8)

680

10%

#09CURRY2

Stone Ridge Asset Management (1)

5239

25%

#09CURRY2

Jack Smith (2)

2100

10%

#09HARDEN

Stone Ridge Asset Management (1)

499

25%

#09RBLEROY

Stone Ridge Asset Management (1)

1072

25%

#11BELAIR

Jack Smith (2)

200

10%

#14DRC

Jack Smith (2)

100

10%

#16KOBE

Jack Smith (2)

10000

10%

#16SCREAG

Josh Bradbury (9)

123

12%

#1776

Stone Ridge Asset Management (1)

19960

25%

#18ALLEN

Stone Ridge Asset Management (1)

2994

25%

#18ZION

Ajit Sancheti (10)

50

10%

#2020TOPPS

The Topps Company (11)

5000

50%

#20HERBERT

Stone Ridge Asset Management (1)

2499

25%

#36OWENS

Stone Ridge Asset Management (1)

623

25%

#51HOWE

Jack Smith (2)

500

10%

#56AARON

Stone Ridge Asset Management (1)

2495

25%

#56TEDWILL

Da Woon (12)

200

10%

#56TEDWILL

Jack Smith (2)

522

26%

#58PELE

Albert Jurgela (13)

5134

16%

#58PELE

Court Gebeau (14)

3691

12%

#58PELE

Jack Smith (2)

3150

10%

#58PELE3

Stone Ridge Asset Management (1)

2806

25%

#59BOND

Jack Smith (2)

1025

10%

#59BOND

Jesse Jacobs (15)

1025

10%

#59FLASH

Jack Smith (2)

1000

10%

#59FLASH

Troy Shay (16)

1000

10%

#60ALI

Stone Ridge Asset Management (1)

5863

25%

#60ALI

Jack Smith (2)

2350

10%

#60MANTLE

Stone Ridge Asset Management (1)

10603

25%

#60MANTLE

Goldin Auctions (17)

21250

50%

#62BOND

Jack Smith (2)

1550

10%

#62MANTLE

Craig Osika (18)

600

10%

#62MANTLE

Jack Smith (2)

600

10%

#66ORR

Stone Ridge Asset Management (1)

2495

25%

#67ICEBOWL

Stone Ridge Asset Management (1)

499

25%

#68MAYS

Jack Smith (2)

200

10%


118



#68MAYS

Michael Sokolyansky (19)

200

10%

#69KAREEM

Matt Suster (20)

538

22%

#71TOPPS

Jack Smith (2)

1700

10%

#71TOPPS

Matt Suster (20)

2704

16%

#80ALI

Stone Ridge Asset Management (1)

2495

25%

#81BIRD

Stone Ridge Asset Management (1)

1247

25%

#82AV1

Stone Ridge Asset Management (1)

3717

25%

#82TAYLOR

Stone Ridge Asset Management (1)

499

25%

#83JOBS

Stone Ridge Asset Management (1)

2499

25%

#85ERVING

Stone Ridge Asset Management (1)

2495

25%

#85GPK

Stone Ridge Asset Management (1)

249

25%

#85JORDAN

Jack Smith (2)

1000

10%

#85JORDAN

Matt Suster (20)

1160

12%

#85JORDAN

Ryan Frigo (21)

1000

10%

#85JORDAN2

Elliot Tebele (22)

8215

41%

#85LEMIEUX

Jack Smith (2)

1750

10%

#85LEMIEUX

Matt Suster (20)

2750

16%

#86JORDAN2

Stone Ridge Asset Management (1)

2495

25%

#87ZELDA

Stone Ridge Asset Management (1)

2495

25%

#89TMNT

Stone Ridge Asset Management (1)

499

25%

#90BATMAN

Stone Ridge Asset Management (1)

2499

25%

#93JETER

Stone Ridge Asset Management (1)

249

25%

#94JETER

Jack Smith (2)

224

22%

#95FF1

Stone Ridge Asset Management (1)

2998

25%

#97KOBE

Stone Ridge Asset Management (1)

2495

25%

#98GTA

Seth Rohrbach (23)

420

13%

#98JORDAN2

Stone Ridge Asset Management (1)

4123

25%

#98KANGA

Karan Wadhera (24)

3584

17%

#98MANNING

Stone Ridge Asset Management (1)

499

25%

#99MJRETRO

Stone Ridge Asset Management (1)

2495

25%

#AC23

Stone Ridge Asset Management (1)

998

25%

#AGHOWL

Ketan Patel (25)

50

10%

#APOLLO11

Jack Smith (2)

125

13%

#APOLLO11

robert slama (26)

100

10%

#APPLE1

Stone Ridge Asset Management (1)

8233

25%

#APPLE1

Jack Smith (2)

3550

11%

#APPLELISA

Stone Ridge Asset Management (1)

1589

16%

#BATMAN1

Jack Smith (2)

100

10%

#BATMAN181

Stone Ridge Asset Management (1)

1249

25%

#BATMAN2

Stone Ridge Asset Management (1)

2120

25%


119



#BAYC4612

Sam Gellman (27)

30000

30%

#BAYC9159

Andrew Rosener (28)

9750

25%

#BEATLES1

Stone Ridge Asset Management (1)

1499

25%

#BIRKINBLU

Jack Smith (2)

110

11%

#BIRKINTAN

Jack Smith (2)

298

30%

#BOND1

Jack Smith (2)

153

15%

#BONDWATCH

Stone Ridge Asset Management (1)

4000

20%

#BROSGRIMM

Stone Ridge Asset Management (1)

1247

25%

#BULLSRING

Matt Suster (20)

7820

26%

#CAPTAIN3

Jack Smith (2)

100

10%

#CASTLEII

Stone Ridge Asset Management (1)

499

25%

#CLEMENTE

Jack Smith (2)

100

10%

#CLEMENTE2

Jack Smith (2)

200

10%

#CONGRESS

Stone Ridge Asset Management (1)

1247

25%

#DIMAGGIO

Jack Smith (2)

100

10%

#DIMAGGIO3

Stone Ridge Asset Management (1)

5613

25%

#DIMAGGIO3

Jack Smith (2)

2250

10%

#DIMAGGIO3

Goldin Auctions (17)

11250

50%

#DKCOUNTRY

Stone Ridge Asset Management (1)

749

25%

#DOMINOS

Jack Smith (2)

200

10%

#DOMINOS

Matt Suster (20)

200

10%

#DOMINOS

Michael Brannon (29)

200

10%

#EINSTEIN2

Stone Ridge Asset Management (1)

1247

25%

#EINSTEIN2

Jack Smith (2)

500

10%

#FALCON

Stone Ridge Asset Management (1)

2499

25%

#FANTASY7

Stone Ridge Asset Management (1)

2499

25%

#FAUBOURG

George Tsai (30)

200

10%

#FAUBOURG

Jack Smith (2)

300

15%

#FAUBOURG2

Jack Smith (2)

1100

10%

#FEDERAL

Jeff Khau (31)

1000

10%

#FLASH123

Stone Ridge Asset Management (1)

904

25%

#FLASH123

Stavros Merjos (32)

400

11%

#GATSBY

Jack Smith (2)

400

10%

#GHOST1

Stone Ridge Asset Management (1)

499

25%

#GIANNIS2

Stone Ridge Asset Management (1)

10354

25%

#GIANNIS2

Jack Smith (2)

4150

10%

#GIJOE

Stone Ridge Asset Management (1)

1249

25%

#GMTBLACK1

Jack Smith (2)

119

12%

#GRIFFEYJR

Stone Ridge Asset Management (1)

623

25%

#GWLOTTO

Jack Smith (2)

300

12%


120



#GWLOTTO

Joe Colangelo (33)

250

10%

#HAMILTON1

Stone Ridge Asset Management (1)

1249

25%

#HENDERSON

Stone Ridge Asset Management (1)

6747

25%

#HENDERSON

Jack Smith (2)

2700

10%

#HGWELLS

Stone Ridge Asset Management (1)

1871

25%

#HIMALAYA

George Tsai (30)

200

10%

#HIMALAYA

Jack Smith (2)

250

13%

#HOBBIT

Stone Ridge Asset Management (1)

2499

25%

#HOLMES

Stone Ridge Asset Management (1)

624

25%

#HONUS

Goldin Auctions (17)

5289

53%

#HONUS2

Stone Ridge Asset Management (1)

2499

25%

#HULK180

Stone Ridge Asset Management (1)

2499

25%

#ICECLIMB

Max Youngquist (34)

1028

10%

#IOMMI

Mark Taylor (35)

1300

20%

#IPOD

Stone Ridge Asset Management (1)

1247

25%

#JUSTICE1

Ben Federman (36)

500

10%

#JUSTICE1

David Sung (37)

500

10%

#JUSTINIAN

Stone Ridge Asset Management (1)

499

25%

#KARUIZAWA

Stone Ridge Asset Management (1)

3248

25%

#KEROUAC

Jack Smith (2)

490

10%

#KEROUAC

Jeff Khau (31)

490

10%

#KIRBY

Stone Ridge Asset Management (1)

2499

25%

#KOMBAT

Stone Ridge Asset Management (1)

2499

25%

#LINCOLN

Jack Smith (2)

1021

26%

#MACALLAN1

Stone Ridge Asset Management (1)

249

25%

#MARIOWRLD

Stone Ridge Asset Management (1)

8246

25%

#MARX

Stone Ridge Asset Management (1)

1999

25%

#MEEB15511

Andrea Channell (38)

1500

10%

#MEGALODON

Stone Ridge Asset Management (1)

7497

25%

#METEORITE

Alan Ginsberg (39)

4375

25%

#METEORITE

Stone Ridge Asset Management (1)

4366

25%

#MOONSHOE

David Sung (37)

1800

10%

#MOONSHOE

Jack Smith (2)

1800

10%

#NASA1

Jack Smith (2)

1000

10%

#NASA1

Jeff Khau (31)

1000

10%

#NASA1

Matt Suster (20)

1469

15%

#NESDK3

Stone Ridge Asset Management (1)

5697

25%

#NESWWF

Stone Ridge Asset Management (1)

1497

25%

#NEWTON

Christopher Nguyen (40)

3000

10%

#NEWTON

Stone Ridge Asset Management (1)

7485

25%


121



#NEWTON

Jack Smith (2)

3000

10%

#NICKLAUS1

Jack Smith (2)

400

10%

#NICKLAUS1

Max Youngquist (34)

490

12%

#OBIWAN

Stone Ridge Asset Management (1)

499

25%

#OHTANI1

Stone Ridge Asset Management (1)

2499

25%

#OHTANI2

Stone Ridge Asset Management (1)

2280

25%

#PACQUIAO

Stone Ridge Asset Management (1)

499

25%

#PENGUIN

Stone Ridge Asset Management (1)

2499

25%

#PICNIC

Jack Smith (2)

200

10%

#POKELUGIA

Jack Smith (2)

1000

10%

#POKELUGIA

Ryan Frigo (21)

1000

10%

#POKEMON2

Jack Smith (2)

4150

10%

#POKEMON3

Stone Ridge Asset Management (1)

1247

25%

#POKEMON3

Jack Smith (2)

500

10%

#POKERED

Stone Ridge Asset Management (1)

2495

25%

#POPEYE

Stone Ridge Asset Management (1)

2748

25%

#POPEYE

Eric Naierman (41)

3300

30%

#PUNCHOUT

Jack Smith (2)

1105

11%

#PUNK5883

Sam Gellman (27)

4000

10%

#PUNK8103

Michael Hanley (42)

21172

35%

#RLEXPEPSI

Thomas Wodetzki (43)

200

10%

#ROOSEVELT

Dieudonne Somo (44)

100

10%

#SANTANA

Stone Ridge Asset Management (1)

3742

25%

#SANTANA

John Superson (45)

3000

20%

#SHKSPR4

Jack Smith (2)

100

10%

#SHKSPR4

Matt Suster (20)

101

10%

#SHKSPR4

robert slama (26)

100

10%

#SIMPSONS1

Stone Ridge Asset Management (1)

499

25%

#SLASH

Mark Taylor (35)

2600

20%

#SMB2

Stone Ridge Asset Management (1)

4998

25%

#SMB2

Peter Treglia (46)

2010

10%

#SPIDER10

Stavros Merjos (32)

508

12%

#SPIDER129

Stone Ridge Asset Management (1)

2499

25%

#SURFER4

Stone Ridge Asset Management (1)

2499

25%

#THEROCK

Stone Ridge Asset Management (1)

249

25%

#TOPPSTRIO

Stone Ridge Asset Management (1)

1247

25%

#TORNEK

Stone Ridge Asset Management (1)

8233

25%

#TORNEK

Jack Smith (2)

3300

10%

#WALDEN

Stone Ridge Asset Management (1)

499

25%

#WILDTHING

Stone Ridge Asset Management (1)

499

25%


122



#WILT100

Stone Ridge Asset Management (1)

2873

25%

#WZRDOFOZ

Stone Ridge Asset Management (1)

1497

25%

#XLXMEN1

Stone Ridge Asset Management (1)

1996

25%

#XMEN94

Stone Ridge Asset Management (1)

2495

25%

#YOKO

Michael Harris (47)

38

19%

#YOKO

Zachary Caraviello (48)

40

20%

 

(1)Stone Ridge Asset Management’s address is 510 Madison Ave, New York, NY 10022, USA. 

(2)Jack Smith's address is 1110 Nuuanu Ave A1-290, Honolulu, HI 96817, USA. 

(3)Mark Pepitone's address is 250 S Ocean Blvd #253, Delray Beach, FL 33483, USA. 

(4)Mirza Beg's address is 122 Saint Denis Lane, Leesville, LA 71466, USA. 

(5)John Linskey's address is 234 Warrenton Dr, Houston, TX 77024, USA. 

(6)Phil Moine's address is 123 E 54th St 5H, New York, NY 10022, USA. 

(7)Timothy Mihelich's address is E Red Arrow Hwy, Paw Paw, MI 49079, USA. 

(8)Philip Ochoa's address is 19752 W Woodlands Ave, Buckeye, AZ 85326, USA. 

(9)Josh Bradbury's address is 998 Meadowlark Dr, Laguna Beach, CA 92651, USA. 

(10)Ajit Sancheti's address is 1872 Cam De Los Robles, Menlo Park, CA 94025, USA. 

(11)The Topps Company Inc.'s address is 1 Whitehall St, New York, NY 10004, USA. 

(12)Da Woon's address is 1110 Nuuanu Ave #A1-290, Honolulu, HI 96817, USA. 

(13)Albert Jurgela's address is 31 25th Ave, Isle of Palms, SC 29451, USA. 

(14)Court Gebeau's address is 6516 Melinda Dr, Nashville, TN 37205, USA. 

(15)Jesse Jacobs's address is 434 S Rossmore Ave, Los Angeles, CA 90020, USA. 

(16)Troy Shay's address is 630 Madrid Ave, Venice, FL 34285, USA. 

(17)160 E 9th Ave Suite C, Runnemede, NJ 08078, USA. 

(18)Craig Osika's address is 93 Center Ave, Morristown, NJ 07960, USA. 

(19)Michael Sokolyansky's address is 243 Hedge Lane, Hewlett, NY 11557, USA. 

(20)Matt Suster's address is 13648 Clover Hill Way, San Diego, CA 92130, USA. 

(21)Ryan Frigo's address is 3409 Guido St, Oakland, CA 94602, USA. 

(22)Elliot Tebele's address is 30 Sullivan St, New York, NY 10012, USA. 

(23)Seth Rohrbach's address is 2300 Raya Way, Bethlehem, PA 18020, USA. 

(24)Karan Wadhera's address is 45611 Montclaire Ter, Fremont, CA 94539, USA. 

(25)Ketan Patel's address is 2959 Northlake Cir, Tyler, TX 75703, USA. 

(26)Robert Slama's address is 2509 Tahoe Drive, Lakeland, FL 33805. 

(27)Sam Gellman's address is 117 N Monarch St, Aspen, CO 81611, USA. 

(28)Andrew Rosener's address is 44 Fountain Ave, Barrington, RI 02806, USA. 

(29)Michael Brannon's address is 3635 Burnette Park Dr Suite 100, Suwanee, GA 30024, USA. 

(30)George Tsai's address is 130 Serena Way, Santa Clara, CA 95051, USA. 

(31)Jeff Khau's address is 4395 Sedge St, Fremont, CA 94555, USA. 

(32)Stavros Merjos's address is 479 N Rodeo Dr Suite 300, Beverly Hills, CA 90210, USA. 

(33)Joe Colangelo's address is 310 Prospect Ave, Cranford, NJ 7016, USA. 

(34)Max Youngquist's address is 3876 Roble Vista Drive, Los Angeles, CA 90027. 

(35)Mark Taylor's address is 209 10th Ave S. Suite 460, Nashville, TN 37203, USA. 

(36)Ben Federman's address is 6574 N State Rd 7 #111, Coconut Creek, FL 33073, USA. 

(37)David Sung's address is 2906 e Minnezona ave., Phoenix, AZ 85016. 

(38)Andrea Channell's address is 119 Lindsay Rd Ext, Newport, VT 05855, USA. 

(39)Alan Ginsberg's address is 215 E 68th St 18x, New York, NY 10065, USA. 

(40)Christopher Nguyen's address is 575 Los Altos Avenue, Los Altos, CA 94022, USA. 


123



Eric Naierman's address is 3131 N 52nd Ave, Hollywood, FL 33021, USA.

(42)Michael Hanley's address is 35 Breezy Hill Dr, Northport, NY 11768, USA. 

(43)Thomas Wodetzki's address is 3306 Park Haven Blvd, Danville, IL 61832, USA. 

(44)Dieudonne Somo's address is 1809 Country Walk Ln, Wylie, TX 75098, USA. 

(45)John Superson's address is 1529 W Wolfram St, Chicago, IL 60657, USA. 

(46)Peter Treglia's address is 232 Borrego, Irvine, CA 92618, USA. 

(47)Michael Harris's address is 13 Prospect St #2, Pepperell, MA 01463, USA. 

(48)Zachary Caraviello's address is 24 Seminole Dr, Pepperell, MA 01463, USA. 


124



ITEM 5. INTEREST OF MANAGEMENT AND OTHERS IN CERTAIN TRANSACTIONS

Series Members

 

The managing member of the Company is the Manager. The Company will admit additional members to each of its Series through the Offerings of membership Interests in each Series. By purchasing an Interest in a Series of Interests, the Investor is admitted as a member of the Series and will be bound by the Operating Agreement. Under the Operating Agreement, each Investor grants a power of attorney to the Manager. The Operating Agreement provides the Manager with the ability to appoint officers and Advisory Board members. 

 

Officer and Affiliate Loans

 

From time to time, affiliates of the Manager and their individual officers may make loans to the Company to facilitate the purchase of Memorabilia Assets prior to the Closing of a Series’ Offering.  It is anticipated that each of the loans and related interest will be paid by the Company through proceeds of the Offering associated with a Series. Once the Series repays the Company and other parties, such as the Manager, the BOR and the Custodian and their respective affiliates, from the proceeds of a closed Offering, the Underlying Assets would be transferred to the related Series and it is anticipated that no Series would bear the economic effects of any loan made to purchase any other Underlying Asset.

 

From time to time the Asset Manager, affiliates of the Manager or third parties may make non-interest-bearing payments or loans to the Company to acquire an Underlying Asset prior to the Closing of an Offering for the respective Series. In such cases, the respective Series would repay any such non-interest-bearing payments or loans plus accrued interest, as the case may be, used to acquire its respective Underlying Asset with proceeds generated from the Closing of the Offering for Interests of such Series. No Series will have any obligation to repay a loan incurred by the Company to purchase an Underlying Asset for another Series.

 

As of the end of each of the Current Period and the Prior Period, amounts outstanding due to Manager and affiliates are shown as below:

 

Period

Due to the Manager and its Affiliates

2020

$8,417,248

2021

$6,287,183

 

During the Current Period and the Prior Period, the Company entered into agreements with an Advisory Board Member to acquire Memorabilia Assets, which are summarized in the table below.

 

Series

Agreement Type

Date of Agreement

Purchase Price

Percent Owned by Asset Seller on Close

Asset Seller

#52MANTLE

Purchase Option Agreement

4/26/2019

$125,000.00

0%

Goldin Auctions

#71MAYS

Purchase Option Agreement

4/26/2019

$52,500

9.2%

Goldin Auctions

#10COBB

Purchase Option Agreement

4/26/2019

$35,000

0.0%

Goldin Auctions

#HONUS

Purchase Option Agreement

11/11/2019

$500,028

52.9%

Goldin Auctions

#75ALI

Purchase Agreement

10/16/2019

$44,000

0.0%

Goldin Auctions

#71ALI

Purchase Option Agreement

4/26/2019

$27,500

0.0%

Goldin Auctions

#88JORDAN

Purchase Agreement

10/16/2019

$20,000

0.0%

Goldin Auctions

#33RUTH

Upfront Purchase

11/26/2019

$74,000

0.0%

Goldin Auctions

#56MANTLE

Upfront Purchase

11/26/2019

$9,000

0.0%

Goldin Auctions

#98JORDAN

Purchase Option Agreement

4/26/2019

$120,000

0.0%

Goldin Auctions

#18ZION

Upfront Purchase

10/16/2019

$13,500

0.0%

Goldin Auctions

#APOLLO11

Upfront Purchase

10/16/2019

$30,000

0.0%

Goldin Auctions

#24RUTHBAT

Purchase Agreement

11/21/2019

$250,000

0.0%

Goldin Auctions

#86JORDAN

Upfront Purchase

2/18/2020

$38,000

0.0%

Goldin Auctions

#HULK1

Purchase Agreement

2/5/2020

$87,000

0.0%

Goldin Auctions

#RUTHBALL1

Purchase Agreement

2/5/2020

$27,000

0.0%

Goldin Auctions

#38DIMAGGIO

Purchase Agreement

2/5/2020

$20,000

0.0%

Goldin Auctions

#55CLEMENTE

Purchase Agreement

2/5/2020

$36,000

0.0%

Goldin Auctions

#BATMAN1

Purchase Agreement

2/5/2020

$68,500

0.0%

Goldin Auctions

#POKEMON1

Upfront Purchase

3/2/2020

$118,000

0.0%

Goldin Auctions


125



#50JACKIE

Upfront Purchase

3/3/2020

$9,200

0.0%

Goldin Auctions

#68MAYS

Purchase Agreement

4/15/2020

$32,000

0.0%

Goldin Auctions

#56TEDWILL

Purchase Agreement

4/15/2020

$80,000

0.0%

Goldin Auctions

#51MANTLE

Purchase Agreement

4/15/2020

$29,500

0.0%

Goldin Auctions

#03KOBE

Purchase Agreement

6/25/2020

$44,000

0.0%

Goldin Auctions

#03LEBRON

Purchase Agreement

4/15/2020

$25,000

0.0%

Goldin Auctions

#03JORDAN

Purchase Agreement

4/15/2020

$33,000

0.0%

Goldin Auctions

#39TEDWILL

Purchase Agreement

7/7/2020

$27,750

0.0%

Goldin Auctions

#94JETER

Purchase Agreement

6/25/2020

$39,000

0.0%

Goldin Auctions

#86RICE

Purchase Agreement

6/25/2020

$20,000

0.0%

Goldin Auctions

#57MANTLE

Purchase Agreement

7/7/2020

$8,000

0.0%

Goldin Auctions

#09TROUT

Purchase Agreement

7/30/2020

$225,000

0.0%

Goldin Auctions

#57STARR

Purchase Agreement

7/7/2020

$8,000

0.0%

Goldin Auctions

#03KOBE2

Purchase Agreement

9/3/2020

$21,000

0.0%

Goldin Auctions

#62MANTLE

Purchase Agreement

6/25/2020

$132,000

0.0%

Goldin Auctions

#CLEMENTE2

Purchase Agreement

7/23/2020

$60,000

0.0%

Goldin Auctions

#04LEBRON

Purchase Agreement

9/18/2020

$44,000

0.0%

Goldin Auctions

#85JORDAN

Purchase Agreement

9/29/2020

$240,000

0.0%

Goldin Auctions

#86FLEER

Upfront Purchase

11/2/2020

$146,400

0.0%

Goldin Auctions

#58PELE2

Upfront Purchase

11/2/2020

$22,800

0.0%

Goldin Auctions

#18LAMAR

Upfront Purchase

11/2/2020

$54,000

0.0%

Goldin Auctions

#04MESSI

Upfront Purchase

11/2/2020

$39,600

0.0%

Goldin Auctions

#51HOWE

Upfront Purchase

11/2/2020

$39,600

0.0%

Goldin Auctions

#58PELE

Upfront Purchase

11/2/2020

$288,000

0.0%

Goldin Auctions

#09CURRY

Upfront Purchase

12/14/2020

$22,800

0.0%

Goldin Auctions

#03JORDAN2

Upfront Purchase

12/14/2020

$36,000

0.0%

Goldin Auctions

#91JORDAN

Upfront Purchase

12/14/2020

$67,200

0.0%

Goldin Auctions

#94JORDAN

Upfront Purchase

12/14/2020

$73,200

0.0%

Goldin Auctions

#17MAHOMES

Purchase Agreement

1/6/2021

$215,000

0.0%

Goldin Auctions

#96KOBE

Upfront Purchase

1/30/2021

$67,200

0.0%

Goldin Auctions

#VANHALEN

Upfront Purchase

12/14/2020

$54,000

0.0%

Goldin Auctions

#48JACKIE

Purchase Agreement

12/16/2020

$340,000

0.0%

Goldin Auctions

#05MJLJ

Purchase Agreement

1/12/2021

$72,000

0.0%

Goldin Auctions

#07DURANT

Upfront Purchase

2/12/2021

$115,200

0.0%

Goldin Auctions

#DIMAGGIO3

Purchase Agreement

1/28/2021

$415,000

50.0%

Goldin Auctions

#09CURRY2

Upfront Purchase

1/30/2021

$451,200

0.0%

Goldin Auctions

#58PELE3

Upfront Purchase

1/30/2021

$180,000

0.0%

Goldin Auctions

#99MJRETRO

Upfront Purchase

3/10/2021

$43,200

0.0%

Goldin Auctions

#66ORR

Upfront Purchase

12/14/2020

$85,200

0.0%

Goldin Auctions

#86JORDAN2

Upfront Purchase

5/24/2021

$73,200

0.0%

Goldin Auctions

#97KOBE

Upfront Purchase

5/24/2021

$57,600

0.0%

Goldin Auctions

#81BIRD

Upfront Purchase

3/10/2021

$39,600

0.0%

Goldin Auctions

#00BRADY2

Upfront Purchase

4/5/2021

$312,000

0.0%

Goldin Auctions

#60MANTLE

Purchase Agreement

1/28/2021

$800,000

50.0%

Goldin Auctions

#03RONALDO

Upfront Purchase

8/10/2021

$156,000

0.0%

Goldin Auctions

#HONUS2

Upfront Purchase

8/10/2021

$85,200

0.0%

Goldin Auctions

#09HARDEN

Upfront Purchase

5/24/2021

$22,800

0.0%

Goldin Auctions

#98JORDAN2

Upfront Purchase

2/12/2021

$288,000

0.0%

Goldin Auctions

#OHTANI1

Upfront Purchase

8/10/2021

$80,400

0.0%

Goldin Auctions

#KOMBAT

Upfront Purchase

9/19/2021

$79,200

0.0%

Goldin Auctions

#GIANNIS2

Upfront Purchase

3/10/2021

$360,000

0.0%

Goldin Auctions

#96KOBE2

Upfront Purchase

4/6/2021

$240,000

0.0%

Goldin Auctions

#92TIGER

Purchase Option Agreement

1/13/2022

$64,000

10.0%

Haspry Corp.

1962 Amazing Fantasy #15 CGC VG+ 4.5

Purchase Agreement

2/5/2020

$30,500

-

Goldin Auctions

1937 Heisman Memorial Trophy Awarded to Yale University Halfback Clint Frank

Purchase Agreement

7/10/2020

$410,000

-

Goldin Auctions

#66KOUFAX

Purchase Option Agreement

2/9/2022

$550,000

55.0%

Goldin Auctions

#59BROWN

Upfront Purchase

3/10/2021

$205,200

0.0%

Goldin Auctions

#54AARON

Upfront Purchase

4/3/2021

$206,400

0.0%

Goldin Auctions

#96CHROME

Upfront Purchase

8/30/2021

$31,200

0.0%

Goldin Auctions

#EMERALD

Upfront Purchase

9/19/2021

$31,200

-

Goldin Auctions

Note: Ken Goldin, a member of the Advisory Board, is the Founder and Executive Chairman of Goldin Auctions.


126



ITEM 6. OTHER INFORMATION

None.  


127



ITEM 7.  FINANCIAL STATEMENTS FOR THE FISCAL YEARS ENDED DECEMBER 31, 2021 AND 2020

 

CONTENTS

 

PAGE 

RSE ARCHIVE, LLC AND VARIOUS SERIES:

 

Years Ended December 31, 2021 and 2020 Audited Consolidated Financial Statements

 

Report of Independent Registered Public Accounting FirmF-1 

 

Consolidated Balance SheetsF-2 

 

Consolidated Statements of OperationsF-67 

 

Consolidated Statements of Members’ Equity F-131 

 

Consolidated Statements of Cash Flows F-179 

 

Notes to Consolidated Financial Statements F-243 




REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

 

 

To the Board of Directors and Members of

RSE Archive, LLC

 

 

Opinion on the Financial Statements

 

We have audited the accompanying consolidated balance sheets of RSE Archive, LLC (the “Company”) on a consolidated basis and for each listed Series as of December 31, 2021 and 2020, and the related consolidated statements of operations, members’ equity, and cash flows for the Company on a consolidated basis and for each listed Series for each of the years then ended, and the related notes (collectively referred to as the “financial statements”).  In our opinion, the financial statements present fairly, in all material respects, the financial position of the Company and each listed Series as of December 31, 2021 and 2020, and the results of their operations and their cash flows for the Company and each listed Series for each of the years then ended, in conformity with accounting principles generally accepted in the United States of America.  

 

Basis for Opinion

 

These financial statements are the responsibility of the Company’s management.  Our responsibility is to express an opinion on the Company’s financial statements based on our audits.  We are a public accounting firm registered with the Public Company Accounting Oversight Board (United States) (“PCAOB”) and are required to be independent with respect to the Company in accordance with the U.S. federal securities laws and the applicable rules and regulations of the Securities and Exchange Commission and the PCAOB.

 

We conducted our audits in accordance with the standards of the PCAOB and in accordance with auditing standards generally accepted in the United States of America.  Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement, whether due to error or fraud.  Our audits included performing procedures to assess the risks of material misstatement of the financial statements, whether due to error or fraud, and performing procedures that respond to those risks.  Such procedures included examining, on a test basis, evidence regarding the amounts and disclosures in the financial statements.  Our audits also included evaluating the accounting principles used and significant estimates made by management, as well as evaluating the overall presentation of the financial statements.  We believe that our audits provide a reasonable basis for our opinion.  

 

Critical Audit Matter

 

The critical audit matter communicated below is a matter arising from the current period audit of the financial statements that was communicated or required to be communicated to the audit committee and that: (1) relates to accounts or disclosures that are material to the financial statements and (2) involved our especially challenging, subjective, or complex judgments. The communication of the critical audit matter does not alter in any way our opinion on the financial statements, taken as a whole, and we are not, by communicating the critical audit matter below, providing a separate opinion on the critical audit matter or on the accounts or disclosures to which it relates.

 

Valuation of Memorabilia Assets

 

As described in Note B6 to the financial statements, memorabilia assets of the Company and each listed Series are reported at carrying amount, which includes cost-basis purchase price, any capitalized acquisition expenses, and any adjustments for impairment charge. The purchase price for the assets held by the Company and each listed series is predicated on the asset’s authenticity, which is supported by authenticity documentation that the Company obtains upon purchase. There is judgment involved in the authentication for these assets that the Company obtains based on the source of the authentication. As of


 F-1



December 31, 2021, there were three hundred and forty memorabilia assets held by the Company and each listed Series with a total carrying value of $30,795,785.

 

We identified the valuation of memorabilia assets as a critical audit matter due to potential for inappropriate valuation of an asset as a result of a lack of authenticity. For certain assets management relied on the judgment of authenticators on the purchase of the asset, which will determine the carrying value and also creates a certain level of subjectivity as whether the carrying value of the asset is appropriate. As a result, we identified this as a significant risk that the carrying value of memorabilia assets could be misstated. This in turn led to a high degree of auditor judgement, subjectivity, and effort in performing procedures.

 

Addressing the matter involved performing procedures and evaluating audit evidence in connection with forming our overall opinion on the financial statements. These procedures included gaining an understanding of the controls in place relating to obtaining authenticity on the purchase of assets, evaluating evidence for insurance coverage in place during the audit period that protects against counterfeits, testing and evaluating management’s analysis of authentication on an asset as of the reporting date, physically observing the assets, review the authenticity documentation, evaluating the reputation of authenticators, and evaluating the reasonableness of the significant assumptions used by management in its ongoing assessments.  

 

 

/s/ EisnerAmper LLP

 

 

We have served as the Company’s auditor since 2020.

 

 

EISNERAMPER LLP

New York, New York

May 2, 2022


 F-2


RSE ARCHIVE, LLC

 

Consolidated Balance Sheets as of December 31, 2021


 

Series #52MANTLE

Series #71MAYS

Series #RLEXPEPSI

Series #10COBB

Series #POTTER

Series #TWOCITIES

Assets

 

 

 

 

 

 

Current Assets

 

 

 

 

 

 

Cash and Cash Equivalents

$ 1,450   

$ 1,600   

$ 300   

$ 1,545   

$ 1,095   

$ 1,495   

Accounts Receivable

-   

-   

-   

-   

-   

-   

Pre-paid Insurance

-   

-   

-   

-   

-   

-   

Pre-paid Storage

-   

-   

-   

-   

-   

-   

Total Current Assets

1,450   

1,600   

300   

1,545   

1,095   

1,495   

Other Assets

 

 

 

 

 

 

Archive assets - Deposit

-   

-   

-   

-   

-   

-   

Archive assets - Owned

125,000   

52,500   

16,800   

35,000   

70,100   

12,100   

Other Assets

-   

-   

-   

-   

-   

-   

TOTAL ASSETS

$ 126,450   

$ 54,100   

$ 17,100   

$ 36,545   

$ 71,195   

$ 13,595   

 

 

 

 

 

 

 

LIABILITIES AND MEMBERS' EQUITY / (DEFICIT)

 

 

 

 

 

 

Liabilities

 

 

 

 

 

 

Current Liabilities

 

 

 

 

 

 

Accounts Payable

$ -   

$ -   

$ -   

$ -   

$ -   

$ -   

Insurance Payable

-   

-   

-   

-   

-   

-   

Income Taxes Payable

-   

-   

-   

-   

-   

-   

Due to the Manager or its Affiliates

-   

-   

-   

-   

-   

-   

Total Liabilities

-   

-   

-   

-   

-   

-   

Member's Equity

 

 

 

 

 

 

Membership Contributions

126,600   

54,100   

17,100   

36,600   

70,740   

13,800   

Capital Contribution for Operating Expense

5,206   

3,594   

2,585   

3,136   

4,178   

2,351   

Capital Contribution for loss at Offering close

-   

-   

-   

-   

510   

-   

Distribution to RSE Archive

-   

-   

-   

(55)  

(55)  

(205)  

Distribution to Series

-   

-   

-   

-   

(1,465)   

-   

Accumulated Surplus (Deficit)

(5,356)  

(3,594)  

(2,585)  

(3,136)  

(2,713)  

(2,351)  

Members' Equity (Deficit)

126,450   

54,100   

17,100   

36,545   

71,195   

13,595   

TOTAL LIABILITIES AND MEMBERS' EQUITY

$ 126,450   

$ 54,100   

$ 17,100   

$ 36,545   

$ 71,195   

$ 13,595   

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-3


RSE ARCHIVE, LLC

 

Consolidated Balance Sheets as of December 31, 2021


 

Series #FROST

Series #BIRKINBLU

Series #SMURF

Series #70RLEX

Series #EINSTEIN

Series #HONUS

Assets

 

 

 

 

 

 

Current Assets

 

 

 

 

 

 

Cash and Cash Equivalents

$1,695  

$1,250  

$1,250  

$1,172  

$1,750  

$5,300  

Accounts Receivable

 

 

 

 

 

 

Pre-paid Insurance

 

 

 

 

 

 

Pre-paid Storage

 

 

 

 

 

 

Total Current Assets

1,695  

1,250  

1,250  

1,172  

1,750  

5,300  

Other Assets

 

 

 

 

 

 

Archive assets - Deposit

 

 

 

 

 

 

Archive assets - Owned

10,100  

55,500  

29,500  

17,928  

11,100  

500,028  

Other Assets

 

 

 

 

 

 

TOTAL ASSETS

$11,795  

$56,750  

$30,750  

$19,100  

$12,850  

$505,328  

 

 

 

 

 

 

 

LIABILITIES AND MEMBERS' EQUITY / (DEFICIT)

 

 

 

 

 

 

Liabilities

 

 

 

 

 

 

Current Liabilities

 

 

 

 

 

 

Accounts Payable

$ 

$ 

$ 

$ 

$ 

$42  

Insurance Payable

 

 

 

 

 

 

Income Taxes Payable

 

 

 

 

 

 

Due to the Manager or its Affiliates

 

 

 

 

 

 

Total Liabilities

 

 

 

 

 

42  

Member's Equity

 

 

 

 

 

 

Membership Contributions

12,000  

56,750  

30,750  

19,250  

13,000  

505,328  

Capital Contribution for Operating Expense

2,330  

3,541  

2,965  

2,741  

2,334  

13,959  

Capital Contribution for loss at Offering close

 

 

 

 

 

 

Distribution to RSE Archive

(205) 

 

 

(150) 

(150) 

 

Distribution to Series

 

 

 

 

 

 

Accumulated Surplus (Deficit)

(2,330) 

(3,550) 

(2,965) 

(2,750) 

(2,334) 

(14,001) 

Members' Equity (Deficit)

11,795  

56,741  

30,750  

19,091  

12,850  

505,286  

TOTAL LIABILITIES AND MEMBERS' EQUITY

$11,795  

$56,750  

$30,750  

$19,100  

$12,850  

$505,328  

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-4


RSE ARCHIVE, LLC

 

Consolidated Balance Sheets as of December 31, 2021


 

Series #75ALI

Series #71ALI

Series #APROAK

Series #88JORDAN

Series #BIRKINBOR

Series #33RUTH

Assets

 

 

 

 

 

 

Current Assets

 

 

 

 

 

 

Cash and Cash Equivalents

$ 938   

$ 3,550   

$ 1,250   

$ 1,003   

$ 1,203   

$ 1,003   

Accounts Receivable

-   

-   

6,030   

-   

-   

-   

Pre-paid Insurance

-   

-   

-   

-   

-   

-   

Pre-paid Storage

-   

-   

-   

-   

-   

-   

Total Current Assets

938   

3,550   

7,280   

1,003   

1,203   

1,003   

Other Assets

 

 

 

 

 

 

Archive assets - Deposit

-   

-   

-   

-   

-   

-   

Archive assets - Owned

44,065   

-   

-   

20,000   

50,000   

74,000   

Other Assets

-   

-   

-   

-   

-   

-   

TOTAL ASSETS

$ 45,003   

$ 3,550   

$ 7,280   

$ 21,003   

$ 51,203   

$ 75,003   

 

 

 

 

 

 

 

LIABILITIES AND MEMBERS' EQUITY / (DEFICIT)

 

 

 

 

 

 

Liabilities

 

 

 

 

 

 

Current Liabilities

 

 

 

 

 

 

Accounts Payable

$ -   

$ 3,550   

$ -   

$ -   

$ -   

$ 9   

Insurance Payable

-   

-   

-   

-   

-   

-   

Income Taxes Payable

-   

-   

7,264   

-   

-   

-   

Due to the Manager or its Affiliates

-   

-   

-   

-   

-   

-   

Total Liabilities

-   

3,550   

7,264   

-   

-   

9   

Member's Equity

 

 

 

 

 

 

Membership Contributions

45,040   

-   

-   

21,050   

51,250   

75,050   

Capital Contribution for Operating Expense

3,261   

3,550   

3,148   

2,502   

3,150   

3,704   

Capital Contribution for loss at Offering close

10   

-   

63   

-   

-   

-   

Distribution to RSE Archive

-   

-   

-   

(47)  

(47)  

(47)  

Distribution to Series

-   

-   

-   

-   

-   

-   

Accumulated Surplus (Deficit)

(3,308)  

(3,550)  

(3,195)  

(2,502)  

(3,150)  

(3,713)  

Members' Equity (Deficit)

45,003   

-      

16   

21,003   

51,203   

74,994   

TOTAL LIABILITIES AND MEMBERS' EQUITY

$ 45,003   

$ 3,550   

$ 7,280   

$ 21,003   

$ 51,203   

$ 75,003   

 


See accompanying notes, which are an integral part of these financial statements.

F-5


RSE ARCHIVE, LLC

 

Consolidated Balance Sheets as of December 31, 2021


 

Series #SPIDER1

Series #BATMAN3

Series #ULYSSES

Series #ROOSEVELT

Series #56MANTLE

Series #AGHOWL

Assets

 

 

 

 

 

 

Current Assets

 

 

 

 

 

 

Cash and Cash Equivalents

$1,003  

$1,003  

$1,950  

$400  

$1,050  

$1,703  

Accounts Receivable

 

 

 

 

 

 

Pre-paid Insurance

 

 

 

 

 

 

Pre-paid Storage

 

 

 

 

 

 

Total Current Assets

1,003  

1,003  

1,950  

400  

1,050  

1,703  

Other Assets

 

 

 

 

 

 

Archive assets - Deposit

 

 

 

 

 

 

Archive assets - Owned

20,000  

75,000  

22,100  

17,200  

9,000  

15,600  

Other Assets

 

 

 

 

 

 

TOTAL ASSETS

$21,003  

$76,003  

$24,050  

$17,600  

$10,050  

$17,303  

 

 

 

 

 

 

 

LIABILITIES AND MEMBERS' EQUITY / (DEFICIT)

 

 

 

 

 

 

Liabilities

 

 

 

 

 

 

Current Liabilities

 

 

 

 

 

 

Accounts Payable

$ 

$ 

$ 

$ 

$ 

$ 

Insurance Payable

 

 

 

 

 

 

Income Taxes Payable

 

 

 

 

 

 

Due to the Manager or its Affiliates

 

 

 

 

 

 

Total Liabilities

 

 

 

 

 

 

Member's Equity

 

 

 

 

 

 

Membership Contributions

21,050  

76,050  

24,050  

17,797  

9,400  

17,500  

Capital Contribution for Operating Expense

2,059  

2,444  

2,006  

1,982  

2,142  

1,971  

Capital Contribution for loss at Offering close

 

 

 

 

650  

 

Distribution to RSE Archive

(47) 

(47) 

 

(197) 

 

(197) 

Distribution to Series

 

 

 

 

 

 

Accumulated Surplus (Deficit)

(2,059) 

(2,444) 

(2,006) 

(1,982) 

(2,142) 

(1,971) 

Members' Equity (Deficit)

21,003  

76,003  

24,050  

17,600  

10,050  

17,303  

TOTAL LIABILITIES AND MEMBERS' EQUITY

$21,003  

$76,003  

$24,050  

$17,600  

$10,050  

$17,303  


See accompanying notes, which are an integral part of these financial statements.

F-6


RSE ARCHIVE, LLC

 

Consolidated Balance Sheets as of December 31, 2021


 

Series #98JORDAN

Series #18ZION

Series #SNOOPY

Series #APOLLO11

Series #24RUTHBAT

Series #YOKO

Assets

 

 

 

 

 

 

Current Assets

 

 

 

 

 

 

Cash and Cash Equivalents

$ 

$605  

$800  

$1,050  

$997  

$1,750  

Accounts Receivable

 

 

 

 

 

 

Pre-paid Insurance

 

 

 

 

 

 

Pre-paid Storage

 

 

 

 

 

 

Total Current Assets

 

605  

800  

1,050  

997  

1,750  

Other Assets

 

 

 

 

 

 

Archive assets - Deposit

 

 

 

 

 

 

Archive assets - Owned

 

13,545  

24,000  

30,000  

250,006  

12,600  

Other Assets

 

 

 

 

 

 

TOTAL ASSETS

$ 

$14,150  

$24,800  

$31,050  

$251,003  

$14,350  

 

 

 

 

 

 

 

LIABILITIES AND MEMBERS' EQUITY / (DEFICIT)

 

 

 

 

 

 

Liabilities

 

 

 

 

 

 

Current Liabilities

 

 

 

 

 

 

Accounts Payable

$ 

$ 

$ 

$ 

$ 

$ 

Insurance Payable

 

 

 

 

 

 

Income Taxes Payable

 

 

 

 

 

 

Due to the Manager or its Affiliates

 

 

 

 

 

 

Total Liabilities

 

 

 

 

 

 

Member's Equity

 

 

 

 

 

 

Membership Contributions

 

14,150  

24,745  

31,050  

250,538  

14,500  

Capital Contribution for Operating Expense

136  

2,090  

2,105  

2,310  

7,756  

1,745  

Capital Contribution for loss at Offering close

 

 

55  

 

513  

 

Distribution to RSE Archive

 

 

 

 

(47) 

(150) 

Distribution to Series

 

 

 

 

 

 

Accumulated Surplus (Deficit)

(136) 

(2,090) 

(2,105) 

(2,310) 

(7,761) 

(1,745) 

Members' Equity (Deficit)

 

14,150  

24,800  

31,050  

250,999  

14,350  

TOTAL LIABILITIES AND MEMBERS' EQUITY

$ 

$14,150  

$24,800  

$31,050  

$251,003  

$14,350  


See accompanying notes, which are an integral part of these financial statements.

F-7


RSE ARCHIVE, LLC

 

Consolidated Balance Sheets as of December 31, 2021


 

Series #86JORDAN

Series #HULK1

Series #RUTHBALL1

Series #HIMALAYA

Series #38DIMAGGIO

Series #55CLEMENTE

Assets

 

 

 

 

 

 

Current Assets

 

 

 

 

 

 

Cash and Cash Equivalents

$- 

$5,774  

$694  

$1,203  

$594  

$594  

Accounts Receivable

- 

 

 

 

 

 

Pre-paid Insurance

- 

 

 

 

 

 

Pre-paid Storage

- 

 

 

 

 

 

Total Current Assets

- 

5,774  

694  

1,203  

594  

594  

Other Assets

 

 

 

 

 

 

Archive assets - Deposit

- 

 

 

 

 

 

Archive assets - Owned

- 

 

 

130,000  

20,006  

36,006  

Other Assets

- 

 

 

 

 

 

TOTAL ASSETS

$- 

$5,774  

$694  

$131,203  

$20,600  

$36,600  

 

 

 

 

 

 

 

LIABILITIES AND MEMBERS' EQUITY / (DEFICIT)

 

 

 

 

 

 

Liabilities

 

 

 

 

 

 

Current Liabilities

 

 

 

 

 

 

Accounts Payable

$- 

$ 

$46  

$ 

$ 

$ 

Insurance Payable

- 

 

 

 

 

 

Income Taxes Payable

- 

5,753  

 

 

 

 

Due to the Manager or its Affiliates

- 

 

 

 

 

 

Total Liabilities

- 

5,753  

46  

 

 

 

Member's Equity

 

 

 

 

 

 

Membership Contributions

- 

 

27,700  

131,250  

20,600  

36,600  

Capital Contribution for Operating Expense

- 

1,838  

2,377  

4,950  

2,038  

2,363  

Capital Contribution for loss at Offering close

- 

 

 

 

 

 

Distribution to RSE Archive

- 

 

 

(47) 

 

 

Distribution to Series

- 

 

 

 

 

 

Accumulated Surplus (Deficit)

- 

(1,817) 

(29,429) 

(4,950) 

(2,038) 

(2,363) 

Members' Equity (Deficit)

- 

21  

648  

131,203  

20,600  

36,600  

TOTAL LIABILITIES AND MEMBERS' EQUITY

$- 

$5,774  

$694  

$131,203  

$20,600  

$36,600  


See accompanying notes, which are an integral part of these financial statements.

F-8


RSE ARCHIVE, LLC

 

Consolidated Balance Sheets as of December 31, 2021


 

Series #LOTR

Series #CATCHER

Series #BOND1

Series #SUPER21

Series #BATMAN1

Series #BIRKINTAN

Assets

 

 

 

 

 

 

Current Assets

 

 

 

 

 

 

Cash and Cash Equivalents

$563  

$213  

$463  

$277  

$457  

$456  

Accounts Receivable

 

 

 

 

 

 

Pre-paid Insurance

 

 

 

 

 

 

Pre-paid Storage

 

 

 

 

 

 

Total Current Assets

563  

213  

463  

277  

457  

456  

Other Assets

 

 

 

 

 

 

Archive assets - Deposit

 

 

 

 

 

 

Archive assets - Owned

27,600  

11,600  

37,100  

7,023  

68,577  

25,244  

Other Assets

 

 

 

 

 

 

TOTAL ASSETS

$28,163  

$11,813  

$37,563  

$7,300  

$69,034  

$25,700  

 

 

 

 

 

 

 

LIABILITIES AND MEMBERS' EQUITY / (DEFICIT)

 

 

 

 

 

 

Liabilities

 

 

 

 

 

 

Current Liabilities

 

 

 

 

 

 

Accounts Payable

$ 

$ 

$ 

$ 

$42  

$ 

Insurance Payable

 

 

 

 

 

 

Income Taxes Payable

 

 

 

 

 

 

Due to the Manager or its Affiliates

 

 

 

 

 

 

Total Liabilities

 

 

 

 

42  

 

Member's Equity

 

 

 

 

 

 

Membership Contributions

28,200  

11,850  

37,600  

7,300  

69,100  

25,700  

Capital Contribution for Operating Expense

1,754  

1,662  

1,811  

1,608  

1,941  

1,967  

Capital Contribution for loss at Offering close

 

 

 

 

 

 

Distribution to RSE Archive

(37) 

(37) 

(37) 

 

(66) 

 

Distribution to Series

 

 

 

 

 

 

Accumulated Surplus (Deficit)

(1,754) 

(1,662) 

(1,811) 

(1,608) 

(1,984) 

(1,967) 

Members' Equity (Deficit)

28,163  

11,813  

37,563  

7,300  

68,992  

25,700  

TOTAL LIABILITIES AND MEMBERS' EQUITY

$28,163  

$11,813  

$37,563  

$7,300  

$69,034  

$25,700  


See accompanying notes, which are an integral part of these financial statements.

F-9


RSE ARCHIVE, LLC

 

Consolidated Balance Sheets as of December 31, 2021



See accompanying notes, which are an integral part of these financial statements.

F-10


RSE ARCHIVE, LLC

 

Consolidated Balance Sheets as of December 31, 2021


 

Series #GMTBLACK1

Series #61JFK

Series #POKEMON1

Series #50JACKIE

Series #LINCOLN

Series #STARWARS1

Assets

 

 

 

 

 

 

Current Assets

 

 

 

 

 

 

Cash and Cash Equivalents

$604  

$334  

$534  

$833  

$634  

$269  

Accounts Receivable

 

 

 

 

 

 

Pre-paid Insurance

 

 

 

 

 

 

Pre-paid Storage

 

 

 

 

 

 

Total Current Assets

604  

334  

534  

833  

634  

269  

Other Assets

 

 

 

 

 

 

Archive assets - Deposit

 

 

 

 

 

 

Archive assets - Owned

25,030  

16,350  

118,000  

 

64,925  

10,000  

Other Assets

 

 

 

 

 

 

TOTAL ASSETS

$25,634  

$16,684  

$118,534  

$833  

$65,559  

$10,269  

 

 

 

 

 

 

 

LIABILITIES AND MEMBERS' EQUITY / (DEFICIT)

 

 

 

 

 

 

Liabilities

 

 

 

 

 

 

Current Liabilities

 

 

 

 

 

 

Accounts Payable

$ 

$ 

$46  

$ 

$ 

$ 

Insurance Payable

 

 

 

 

 

 

Income Taxes Payable

 

 

 

771  

 

 

Due to the Manager or its Affiliates

 

 

 

 

925  

 

Total Liabilities

 

 

46  

771  

925  

 

Member's Equity

 

 

 

 

 

 

Membership Contributions

25,700  

16,750  

118,600  

 

64,700  

10,400  

Capital Contribution for Operating Expense

1,963  

1,573  

3,794  

 

1,756  

1,523  

Capital Contribution for loss at Offering close

 

 

 

 

 

 

Distribution to RSE Archive

(66) 

(66) 

(66) 

(66) 

(66) 

(131) 

Distribution to Series

 

 

 

 

 

 

Accumulated Surplus (Deficit)

(1,963) 

(1,573) 

(3,840) 

127  

(1,756) 

(1,527) 

Members' Equity (Deficit)

25,634  

16,684  

118,488  

61  

64,634  

10,265  

TOTAL LIABILITIES AND MEMBERS' EQUITY

$25,634  

$16,684  

$118,534  

$832  

$65,559  

$10,269  


See accompanying notes, which are an integral part of these financial statements.

F-11


RSE ARCHIVE, LLC

 

Consolidated Balance Sheets as of December 31, 2021


 

Series #68MAYS

Series #56TEDWILL

Series #TMNT1

Series #CAPTAIN3

Series #51MANTLE

Series #CHURCHILL

Assets

 

 

 

 

 

 

Current Assets

 

 

 

 

 

 

Cash and Cash Equivalents

$437  

$520  

$8,410  

$77  

$520  

$220  

Accounts Receivable

 

 

 

 

 

 

Pre-paid Insurance

 

 

 

 

 

 

Pre-paid Storage

 

 

 

 

 

 

Total Current Assets

437  

520  

8,410  

77  

520  

220  

Other Assets

 

 

 

 

 

 

Archive assets - Deposit

 

 

 

 

 

 

Archive assets - Owned

32,083  

80,000  

 

35,523  

29,500  

6,600  

Other Assets

 

 

 

 

 

 

TOTAL ASSETS

$32,520  

$80,520  

$8,410  

$35,600  

$30,020  

$6,820  

 

 

 

 

 

 

 

LIABILITIES AND MEMBERS' EQUITY / (DEFICIT)

 

 

 

 

 

 

Liabilities

 

 

 

 

 

 

Current Liabilities

 

 

 

 

 

 

Accounts Payable

$ 

$ 

$ 

$ 

$ 

$ 

Insurance Payable

 

 

 

 

 

 

Income Taxes Payable

 

 

8,405  

 

 

 

Due to the Manager or its Affiliates

 

 

 

 

 

 

Total Liabilities

 

 

8,405  

 

 

 

Member's Equity

 

 

 

 

 

 

Membership Contributions

32,600  

80,600  

 

35,666  

30,100  

6,900  

Capital Contribution for Operating Expense

1,967  

2,716  

1,212  

1,603  

1,906  

1,444  

Capital Contribution for loss at Offering close

 

 

 

 

 

 

Distribution to RSE Archive

(80) 

(80) 

(730) 

(66) 

(80) 

(80) 

Distribution to Series

 

 

 

 

 

 

Accumulated Surplus (Deficit)

(1,967) 

(2,716) 

(477) 

(1,603) 

(1,906) 

(1,444) 

Members' Equity (Deficit)

32,520  

80,520  

 

35,600  

30,020  

6,820  

TOTAL LIABILITIES AND MEMBERS' EQUITY

$32,520  

$80,520  

$8,410  

$35,600  

$30,020  

$6,820  

 

 

 

Series #SHKSPR4

Series #03KOBE

Series #03LEBRON

Series #03JORDAN

Series #39TEDWILL

Series #94JETER

Assets

 

 

 

 

 

 

Current Assets

 

 

 

 

 

 

Cash and Cash Equivalents

$ 400   

$ 460   

$ 520   

$ 520   

$ 600   

$ 460   

Accounts Receivable

-   

-   

-   

-   

-   

-   

Pre-paid Insurance

-   

-   

-   

-   

-   

-   

Pre-paid Storage

-   

-   

-   

-   

-   

-   

Total Current Assets

400   

460   

520   

520   

600   

460   

Other Assets

 

 

 

 

 

 

Archive assets - Deposit

-   

-   

-   

-   

-   

-   

Archive assets - Owned

105,100   

44,000   

25,000   

33,000   

27,750   

39,000   

Other Assets

-   

-   

-   

-   

-   

-   

TOTAL ASSETS

$ 105,500   

$ 44,460   

$ 25,520   

$ 33,520   

$ 28,350   

$ 39,460   

 

 

 

 

 

 

 

LIABILITIES AND MEMBERS' EQUITY / (DEFICIT)

 

 

 

 

 

 

Liabilities

 

 

 

 

 

 

Current Liabilities

 

 

 

 

 

 

Accounts Payable

$ -   

$ -   

$ -   

$ -   

$ -   

$ -   

Insurance Payable

-   

-   

-   

-   

-   

-   

Income Taxes Payable

-   

-   

-   

-   

-   

-   

Due to the Manager or its Affiliates

-   

84   

84   

84   

-   

-   

Total Liabilities

-   

84   

84   

84   

-   

-   

Member's Equity

 

 

 

 

 

 

Membership Contributions

105,705   

44,600   

25,600   

33,600   

27,220   

39,600   

Capital Contribution for Operating Expense

1,952   

2,057   

1,784   

1,909   

1,788   

1,954   

Capital Contribution for loss at Offering close

-   

-   

-   

-   

1,130   

-   

Distribution to RSE Archive

(205)  

(140)  

(80)  

(80)  

-   

(140)  

Distribution to Series

-   

-   

-   

-   

-   

-   

Accumulated Surplus (Deficit)

(1,952)  

(2,140)  

(1,868)  

(1,993)  

(1,788)  

(1,954)  

Members' Equity (Deficit)

105,500   

44,377   

25,436   

33,436   

28,350   

39,460   

TOTAL LIABILITIES AND MEMBERS' EQUITY

$ 105,500   

$ 44,460   

$ 25,520   

$ 33,520   

$ 28,350   

$ 39,460   


See accompanying notes, which are an integral part of these financial statements.

F-12


RSE ARCHIVE, LLC

 

Consolidated Balance Sheets as of December 31, 2021



See accompanying notes, which are an integral part of these financial statements.

F-13


RSE ARCHIVE, LLC

 

Consolidated Balance Sheets as of December 31, 2021


 

Series #2020TOPPS

Series #FANFOUR1

Series #85MARIO

Series #TOS39

Series #DAREDEV1

Series #05LATOUR

Assets

 

 

 

 

 

 

Current Assets

 

 

 

 

 

 

Cash and Cash Equivalents

$ 150   

$ 5,251   

$ 390,060   

$ 460   

$ 2,505   

$ 430   

Accounts Receivable

-   

-   

-   

-   

-   

-   

Pre-paid Insurance

-   

-   

-   

-   

-   

-   

Pre-paid Storage

-   

-   

-   

-   

-   

-   

Total Current Assets

150   

5,251   

390,060   

460   

2,505   

430   

Other Assets

 

 

 

 

 

 

Archive assets - Deposit

-   

-   

-   

-   

-   

-   

Archive assets - Owned

98,000   

-   

-   

120,000   

-   

7,442   

Other Assets

-   

-   

-   

-   

-   

-   

TOTAL ASSETS

$ 98,150   

$ 5,251   

$ 390,060   

$ 120,460   

$ 2,505   

$ 7,872   

 

 

 

 

 

 

 

LIABILITIES AND MEMBERS' EQUITY / (DEFICIT)

 

 

 

 

 

 

Liabilities

 

 

 

 

 

 

Current Liabilities

 

 

 

 

 

 

Accounts Payable

$ -   

$ -   

$ -   

$ -   

$ -   

$ -   

Insurance Payable

-   

-   

-   

-   

-   

-   

Income Taxes Payable

-   

5,216   

390,081   

-   

2,461   

-   

Due to the Manager or its Affiliates

-   

-   

-   

-   

-   

-   

Total Liabilities

-   

5,216   

390,081   

-   

2,461   

-   

Member's Equity

 

 

 

 

 

 

Membership Contributions

98,150   

-   

-   

120,600   

-   

8,042   

Capital Contribution for Operating Expense

2,742   

1,338   

2,714   

1,665   

1,127   

1,211   

Capital Contribution for loss at Offering close

-   

-   

-   

-   

-   

-   

Distribution to RSE Archive

-   

(66)  

(140)  

(140)  

(80)  

-   

Distribution to Series

-   

-   

-   

-   

-   

-   

Accumulated Surplus (Deficit)

(2,742)  

(1,237)  

(2,595)  

(1,665)  

(1,003)  

(1,381)  

Members' Equity (Deficit)

98,150   

35  

(21)   

120,460   

44   

7,872   

TOTAL LIABILITIES AND MEMBERS' EQUITY

$ 98,150   

$ 5,251   

$ 390,060   

$ 120,460   

$ 2,505   

$ 7,872   

 

 

Series #16SCREAG

Series #14DRC

Series #86RICE

Series #57MANTLE

Series #FAUBOURG

Series #SOBLACK

Assets

 

 

 

 

 

 

Current Assets

 

 

 

 

 

 

Cash and Cash Equivalents

$ 430   

$ 430   

$ 460   

$ 400   

$ 560   

$ 520   

Accounts Receivable

-   

-   

-   

-   

-   

-   

Pre-paid Insurance

-   

-   

-   

-   

-   

-   

Pre-paid Storage

-   

-   

-   

-   

-   

-   

Total Current Assets

430   

430   

460   

400   

560   

520   

Other Assets

 

 

 

 

 

 

Archive assets - Deposit

-   

-   

-   

-   

-   

-   

Archive assets - Owned

31,944   

45,980   

20,000   

8,000   

115,000   

50,253   

Other Assets

-   

-   

-   

-   

-   

-   

TOTAL ASSETS

$ 32,374   

$ 46,410   

$ 20,460   

$ 8,400   

$ 115,560   

$ 50,773   

 

 

 

 

 

 

 

LIABILITIES AND MEMBERS' EQUITY / (DEFICIT)

 

 

 

 

 

 

Liabilities

 

 

 

 

 

 

Current Liabilities

 

 

 

 

 

 

Accounts Payable

$ -   

$ -   

$ -   

$ -   

$ -   

$ -   

Insurance Payable

-   

-   

-   

-   

-   

-   

Income Taxes Payable

-   

-   

-   

-   

-   

-   

Due to the Manager or its Affiliates

-   

-   

-   

-   

-   

-   

Total Liabilities

-   

-   

-   

-   

-   

-   

Member's Equity

 

 

 

 

 

 

Membership Contributions

32,544   

46,580   

20,600   

7,420   

115,700   

50,853   

Capital Contribution for Operating Expense

1,424   

1,546   

1,595   

1,393   

3,578   

2,414   

Capital Contribution for loss at Offering close

-   

-   

-   

1,182   

-   

-   

Distribution to RSE Archive

-   

-   

(140)  

(202)  

(140)  

(80)  

Distribution to Series

-   

-   

-   

-   

-   

-   

Accumulated Surplus (Deficit)

(1,594)  

(1,716)  

(1,595)  

(1,393)  

(3,578)  

(2,414)  

Members' Equity (Deficit)

32,374   

46,410   

20,460   

8,400   

115,560   

50,773   

TOTAL LIABILITIES AND MEMBERS' EQUITY

$ 32,374   

$ 46,410   

$ 20,460   

$ 8,400   

$ 115,560   

$ 50,773   


See accompanying notes, which are an integral part of these financial statements.

F-14


RSE ARCHIVE, LLC

 

Consolidated Balance Sheets as of December 31, 2021


 

Series #GATSBY

Series #93DAYTONA

Series #09TROUT

Series #57STARR

Series #AF15

Series #03KOBE2

Assets

 

 

 

 

 

 

Current Assets

 

 

 

 

 

 

Cash and Cash Equivalents

$520  

$600  

$400  

$400  

$10,560  

$400  

Accounts Receivable

 

 

 

 

 

 

Pre-paid Insurance

 

 

 

 

 

 

Pre-paid Storage

 

 

 

 

 

 

Total Current Assets

520  

600  

400  

400  

10,560  

400  

Other Assets

 

 

 

 

 

 

Archive assets - Deposit

 

 

 

 

 

 

Archive assets - Owned

185,100  

37,000  

225,000  

8,000  

 

21,000  

Other Assets

 

 

 

 

 

 

TOTAL ASSETS

$185,620  

$37,600  

$225,400  

$8,400  

$10,560  

$21,400  

 

 

 

 

 

 

 

LIABILITIES AND MEMBERS' EQUITY / (DEFICIT)

 

 

 

 

 

 

Liabilities

 

 

 

 

 

 

Current Liabilities

 

 

 

 

 

 

Accounts Payable

$ 

$ 

$ 

$ 

$ 

$ 

Insurance Payable

 

 

 

 

 

 

Income Taxes Payable

 

 

 

 

10,518  

 

Due to the Manager or its Affiliates

 

 

 

 

 

84  

Total Liabilities

 

 

 

 

10,518  

84  

Member's Equity

 

 

 

 

 

 

Membership Contributions

185,700  

37,600  

221,063  

7,420  

 

21,629  

Capital Contribution for Operating Expense

1,947  

1,397  

4,358  

1,336  

1,154  

1,442  

Capital Contribution for loss at Offering close

 

 

4,540  

1,182  

 

 

Distribution to RSE Archive

(80) 

 

(202) 

(202) 

(202) 

(229) 

Distribution to Series

 

 

 

 

 

 

Accumulated Surplus (Deficit)

(1,951) 

(1,406) 

(4,359) 

(1,336) 

(910) 

(1,526) 

Members' Equity (Deficit)

185,616  

37,591  

225,400  

8,400  

42  

21,316  

TOTAL LIABILITIES AND MEMBERS' EQUITY

$185,620  

$37,600  

$225,400  

$8,400  

$10,560  

$21,400  

 


See accompanying notes, which are an integral part of these financial statements.

F-15


RSE ARCHIVE, LLC

 

Consolidated Balance Sheets as of December 31, 2021


 

Series #JOBSMAC

Series #16PETRUS

Series #ALICE

Series #SPIDER10

Series #62MANTLE

Series #BATMAN6

Assets

 

 

 

 

 

 

Current Assets

 

 

 

 

 

 

Cash and Cash Equivalents

$400  

$430  

$520  

$400  

$460  

$320  

Accounts Receivable

 

 

 

 

 

 

Pre-paid Insurance

 

 

 

 

 

 

Pre-paid Storage

 

 

 

 

 

 

Total Current Assets

400  

430  

520  

400  

460  

320  

Other Assets

 

 

 

 

 

 

Archive assets - Deposit

 

 

 

 

 

 

Archive assets - Owned

35,000  

38,236  

9,300  

18,000  

132,000  

23,500  

Other Assets

 

 

 

 

 

 

TOTAL ASSETS

$35,400  

$38,666  

$9,820  

$18,400  

$132,460  

$23,820  

 

 

 

 

 

 

 

LIABILITIES AND MEMBERS' EQUITY / (DEFICIT)

 

 

 

 

 

 

Liabilities

 

 

 

 

 

 

Current Liabilities

 

 

 

 

 

 

Accounts Payable

$88  

$ 

$ 

$ 

$ 

$ 

Insurance Payable

 

 

 

 

 

 

Income Taxes Payable

 

 

 

 

 

 

Due to the Manager or its Affiliates

 

 

 

 

 

 

Total Liabilities

88  

 

 

 

 

 

Member's Equity

 

 

 

 

 

 

Membership Contributions

35,832  

38,836  

9,900  

18,602  

132,600  

23,900  

Capital Contribution for Operating Expense

1,639  

1,319  

1,153  

1,173  

3,125  

1,205  

Capital Contribution for loss at Offering close

 

 

 

 

 

 

Distribution to RSE Archive

(432) 

(170) 

(80) 

(202) 

(140) 

(80) 

Distribution to Series

 

 

 

 

 

 

Accumulated Surplus (Deficit)

(1,727) 

(1,319) 

(1,153) 

(1,173) 

(3,125) 

(1,205) 

Members' Equity (Deficit)

35,312  

38,666  

9,820  

18,400  

132,460  

23,820  

TOTAL LIABILITIES AND MEMBERS' EQUITY

$35,400  

$38,666  

$9,820  

$18,400  

$132,460  

$23,820  


See accompanying notes, which are an integral part of these financial statements.

F-16


RSE ARCHIVE, LLC

 

Consolidated Balance Sheets as of December 31, 2021


 

Series #CLEMENTE2

Series #SUPER14

Series #79STELLA

Series #TKAM

Series #DIMAGGIO2

Series #13BEAUX

Assets

 

 

 

 

 

 

Current Assets

 

 

 

 

 

 

Cash and Cash Equivalents

$400  

$7,353  

$572  

$534  

$321  

$400  

Accounts Receivable

 

 

 

 

 

 

Pre-paid Insurance

 

 

 

 

 

 

Pre-paid Storage

 

 

 

 

 

 

Total Current Assets

400  

7,353  

572  

534  

321  

400  

Other Assets

 

 

 

 

 

 

Archive assets - Deposit

 

 

 

 

 

 

Archive assets - Owned

60,000  

 

61,528  

28,600  

17,704  

21,877  

Other Assets

 

 

 

 

 

 

TOTAL ASSETS

$60,400  

$7,353  

$62,100  

$29,134  

$18,025  

$22,277  

 

 

 

 

 

 

 

LIABILITIES AND MEMBERS' EQUITY / (DEFICIT)

 

 

 

 

 

 

Liabilities

 

 

 

 

 

 

Current Liabilities

 

 

 

 

 

 

Accounts Payable

$ 

$ 

$ 

$ 

$ 

$ 

Insurance Payable

 

 

 

 

 

 

Income Taxes Payable

 

7,353  

 

 

 

 

Due to the Manager or its Affiliates

 

 

 

 

 

 

Total Liabilities

 

7,353  

 

 

 

 

Member's Equity

 

 

 

 

 

 

Membership Contributions

60,602  

 

62,100  

29,200  

18,254  

22,621  

Capital Contribution for Operating Expense

1,967  

1,205  

1,925  

1,194  

1,149  

1,078  

Capital Contribution for loss at Offering close

 

 

 

 

 

 

Distribution to RSE Archive

(202) 

(140) 

 

(66) 

(229) 

(344) 

Distribution to Series

 

 

 

 

 

 

Accumulated Surplus (Deficit)

(1,967) 

(1,065) 

(1,925) 

(1,194) 

(1,149) 

(1,078) 

Members' Equity (Deficit)

60,400  

 

62,100  

29,134  

18,025  

22,277  

TOTAL LIABILITIES AND MEMBERS' EQUITY

$60,400  

$7,353  

$62,100  

$29,134  

$18,025  

$22,277  

 

 


See accompanying notes, which are an integral part of these financial statements.

F-17


RSE ARCHIVE, LLC

 

Consolidated Balance Sheets as of December 31, 2021


 

Series #88MARIO

Series #ANMLFARM

Series #NASA1

Series #00BRADY

Series #85NES

Series #JUSTICE1

Assets

 

 

 

 

 

 

Current Assets

 

 

 

 

 

 

Cash and Cash Equivalents

$7,364  

$100  

$300  

$339  

$400  

$400  

Accounts Receivable

 

 

 

 

 

 

Pre-paid Insurance

 

 

 

 

 

 

Pre-paid Storage

 

 

 

 

 

 

Total Current Assets

7,364  

100  

300  

339  

400  

400  

Other Assets

 

 

 

 

 

 

Archive assets - Deposit

 

 

 

 

 

 

Archive assets - Owned

 

8,800  

254,457  

35,184  

26,000  

190,000  

Other Assets

 

 

 

 

 

 

TOTAL ASSETS

$7,364  

$8,900  

$254,757  

$35,523  

$26,400  

$190,400  

 

 

 

 

 

 

 

LIABILITIES AND MEMBERS' EQUITY / (DEFICIT)

 

 

 

 

 

 

Liabilities

 

 

 

 

 

 

Current Liabilities

 

 

 

 

 

 

Accounts Payable

$ 

$ 

$ 

$ 

$ 

$ 

Insurance Payable

 

 

 

 

 

 

Income Taxes Payable

7,359  

 

 

 

 

 

Due to the Manager or its Affiliates

 

 

 

 

 

 

Total Liabilities

7,359  

 

 

 

 

 

Member's Equity

 

 

 

 

 

 

Membership Contributions

 

8,966  

254,987  

35,752  

26,859  

190,602  

Capital Contribution for Operating Expense

68  

1,095  

4,389  

1,455  

1,345  

1,600  

Capital Contribution for loss at Offering close

 

 

 

 

 

 

Distribution to RSE Archive

(229) 

(66) 

(229) 

(229) 

(459) 

(202) 

Distribution to Series

 

 

 

 

 

 

Accumulated Surplus (Deficit)

166  

(1,095) 

(4,390) 

(1,455) 

(1,345) 

(1,600) 

Members' Equity (Deficit)

 

8,900  

254,757  

35,523  

26,400  

190,400  

TOTAL LIABILITIES AND MEMBERS' EQUITY

$7,364  

$8,900  

$254,757  

$35,523  

$26,400  

$190,400  


See accompanying notes, which are an integral part of these financial statements.

F-18


RSE ARCHIVE, LLC

 

Consolidated Balance Sheets as of December 31, 2021



See accompanying notes, which are an integral part of these financial statements.

F-19


RSE ARCHIVE, LLC

 

Consolidated Balance Sheets as of December 31, 2021


 

Series #69KAREEM

Series #59JFK

Series #04LEBRON

Series #85JORDAN

Series #GOLDENEYE

Series #MOONSHOE

Assets

 

 

 

 

 

 

Current Assets

 

 

 

 

 

 

Cash and Cash Equivalents

$339  

$400  

$400  

$600  

$326  

$420  

Accounts Receivable

 

 

 

 

 

 

Pre-paid Insurance

 

 

 

 

 

 

Pre-paid Storage

 

 

 

 

 

 

Total Current Assets

339  

400  

400  

600  

326  

420  

Other Assets

 

 

 

 

 

 

Archive assets - Deposit

 

 

 

 

 

 

Archive assets - Owned

23,261  

23,100  

44,000  

240,000  

22,874  

150,000  

Other Assets

 

 

 

 

 

 

TOTAL ASSETS

$23,600  

$23,500  

$44,400  

$240,600  

$23,200  

$150,420  

 

 

 

 

 

 

 

LIABILITIES AND MEMBERS' EQUITY / (DEFICIT)

 

 

 

 

 

 

Liabilities

 

 

 

 

 

 

Current Liabilities

 

 

 

 

 

 

Accounts Payable

$ 

$ 

$ 

$ 

$ 

$ 

Insurance Payable

 

 

 

 

 

 

Income Taxes Payable

 

 

 

 

 

 

Due to the Manager or its Affiliates

84  

 

84  

84  

 

 

Total Liabilities

84  

 

84  

84  

 

 

Member's Equity

 

 

 

 

 

 

Membership Contributions

23,829  

23,702  

44,629  

240,600  

23,442  

150,600  

Capital Contribution for Operating Expense

1,293  

1,090  

1,569  

3,887  

1,255  

2,761  

Capital Contribution for loss at Offering close

 

 

 

 

 

 

Distribution to RSE Archive

(229) 

(202) 

(229) 

 

(242) 

(180) 

Distribution to Series

 

 

 

 

 

 

Accumulated Surplus (Deficit)

(1,377) 

(1,090) 

(1,653) 

(3,971) 

(1,259) 

(2,761) 

Members' Equity (Deficit)

23,516  

23,500  

44,316  

240,516  

23,196  

150,420  

TOTAL LIABILITIES AND MEMBERS' EQUITY

$23,600  

$23,500  

$44,400  

$240,600  

$23,200  

$150,420  


See accompanying notes, which are an integral part of these financial statements.

F-20


RSE ARCHIVE, LLC

 

Consolidated Balance Sheets as of December 31, 2021


 

Series #03LEBRON2

Series #GRAPES

Series #34GEHRIG

Series #98KANGA

Series #06BRM

Series #DUNE

Assets

 

 

 

 

 

 

Current Assets

 

 

 

 

 

 

Cash and Cash Equivalents

$320  

$400  

$339  

$420  

$400  

$460  

Accounts Receivable

 

 

 

 

 

 

Pre-paid Insurance

 

 

 

 

 

 

Pre-paid Storage

 

 

 

 

 

 

Total Current Assets

320  

400  

339  

420  

400  

460  

Other Assets

 

 

 

 

 

 

Archive assets - Deposit

 

 

 

 

 

 

Archive assets - Owned

90,227  

31,100  

29,737  

150,000  

15,720  

10,600  

Other Assets

 

 

 

 

 

 

TOTAL ASSETS

$90,547  

$31,500  

$30,076  

$150,420  

$16,120  

$11,060  

 

 

 

 

 

 

 

LIABILITIES AND MEMBERS' EQUITY / (DEFICIT)

 

 

 

 

 

 

Liabilities

 

 

 

 

 

 

Current Liabilities

 

 

 

 

 

 

Accounts Payable

$ 

$ 

$ 

$ 

$ 

$ 

Insurance Payable

 

 

 

 

 

 

Income Taxes Payable

 

 

 

 

 

 

Due to the Manager or its Affiliates

84  

 

 

 

 

 

Total Liabilities

84  

 

 

 

 

 

Member's Equity

 

 

 

 

 

 

Membership Contributions

90,728  

31,702  

30,305  

150,600  

16,464  

11,200  

Capital Contribution for Operating Expense

2,029  

1,076  

1,346  

2,673  

965  

993  

Capital Contribution for loss at Offering close

 

 

 

 

 

 

Distribution to RSE Archive

(180) 

(202) 

(229) 

(180) 

(344) 

(140) 

Distribution to Series

 

 

 

 

 

 

Accumulated Surplus (Deficit)

(2,114) 

(1,076) 

(1,346) 

(2,673) 

(965) 

(993) 

Members' Equity (Deficit)

90,463  

31,500  

30,076  

150,420  

16,120  

11,060  

TOTAL LIABILITIES AND MEMBERS' EQUITY

$90,547  

$31,500  

$30,076  

$150,420  

$16,120  

$11,060  

 

 

Series #86FLEER

Series #WILDGUN

Series #58PELE2

Series #18LAMAR

Series #13GIANNIS

Series #AVENGERS1

Assets

 

 

 

 

 

 

Current Assets

 

 

 

 

 

 

Cash and Cash Equivalents

$805  

$400  

$8,175  

$7,278  

$320  

$15,610  

Accounts Receivable

 

 

 

 

 

 

Pre-paid Insurance

 

 

 

 

 

 

Pre-paid Storage

 

 

 

 

 

 

Total Current Assets

805  

400  

8,175  

7,278  

320  

15,610  

Other Assets

 

 

 

 

 

 

Archive assets - Deposit

 

 

 

 

 

 

Archive assets - Owned

146,400  

24,000  

 

 

19,727  

 

Other Assets

 

 

 

 

 

 

TOTAL ASSETS

$147,205  

$24,400  

$8,175  

$7,278  

$20,047  

$15,610  

 

 

 

 

 

 

 

LIABILITIES AND MEMBERS' EQUITY / (DEFICIT)

 

 

 

 

 

 

Liabilities

 

 

 

 

 

 

Current Liabilities

 

 

 

 

 

 

Accounts Payable

$ 

$ 

$ 

$ 

$ 

$ 

Insurance Payable

 

 

 

 

 

 

Income Taxes Payable

 

 

8,102  

7,278  

 

15,610  

Due to the Manager or its Affiliates

84  

 

 

 

84  

 

Total Liabilities

84  

 

8,102  

7,278  

84  

15,610  

Member's Equity

 

 

 

 

 

 

Membership Contributions

147,447  

24,629  

 

 

20,228  

 

Capital Contribution for Operating Expense

2,560  

1,249  

458  

72  

1,119  

1,333  

Capital Contribution for loss at Offering close

 

 

 

 

 

 

Distribution to RSE Archive

(242) 

(229) 

(242) 

(242) 

(181) 

(140) 

Distribution to Series

 

 

 

 

 

 

Accumulated Surplus (Deficit)

(2,644) 

(1,249) 

(143) 

170  

(1,203) 

(1,193) 

Members' Equity (Deficit)

147,121  

24,400  

73  

 

19,963  

 

TOTAL LIABILITIES AND MEMBERS' EQUITY

$147,205  

$24,400  

$8,175  

$7,278  

$20,047  

$15,610  


See accompanying notes, which are an integral part of these financial statements.

F-21


RSE ARCHIVE, LLC

 

Consolidated Balance Sheets as of December 31, 2021


 

Series #04MESSI

Series #AVENGE57

Series #03TACHE

Series #99TMB2

Series #PUNCHOUT

Series #BULLSRING

Assets

 

 

 

 

 

 

Current Assets

 

 

 

 

 

 

Cash and Cash Equivalents

$805  

$400  

$400  

$340  

$448  

$900  

Accounts Receivable

 

 

 

 

 

 

Pre-paid Insurance

 

 

- 

 

 

 

Pre-paid Storage

 

 

 

 

 

 

Total Current Assets

805  

400  

400  

340  

448  

900  

Other Assets

 

 

 

 

 

 

Archive assets - Deposit

 

 

 

 

 

 

Archive assets - Owned

39,600  

17,000  

70,192  

50,380  

80,027  

249,600  

Other Assets

 

 

 

 

 

 

TOTAL ASSETS

$40,405  

$17,400  

$70,592  

$50,720  

$80,475  

$250,500  

 

 

 

 

 

 

 

LIABILITIES AND MEMBERS' EQUITY / (DEFICIT)

 

 

 

 

 

 

Liabilities

 

 

 

 

 

 

Current Liabilities

 

 

 

 

 

 

Accounts Payable

$ 

$ 

$ 

$ 

$ 

$ 

Insurance Payable

 

 

 

 

 

 

Income Taxes Payable

 

 

 

 

 

 

Due to the Manager or its Affiliates

 

 

 

 

27  

 

Total Liabilities

 

 

 

 

27  

 

Member's Equity

 

 

 

 

 

 

Membership Contributions

40,647  

17,602  

70,936  

50,900  

80,600  

250,742  

Capital Contribution for Operating Expense

1,512  

931  

1,238  

1,463  

1,762  

3,658  

Capital Contribution for loss at Offering close

 

 

 

 

 

 

Distribution to RSE Archive

(242) 

(202) 

(344) 

(180) 

(152) 

(242) 

Distribution to Series

 

 

 

 

 

 

Accumulated Surplus (Deficit)

(1,512) 

(931) 

(1,238) 

(1,463) 

(1,762) 

(3,658) 

Members' Equity (Deficit)

40,405  

17,400  

70,592  

50,720  

80,448  

250,500  

TOTAL LIABILITIES AND MEMBERS' EQUITY

$40,405  

$17,400  

$70,592  

$50,720  

$80,475  

$250,500  


See accompanying notes, which are an integral part of these financial statements.

F-22


RSE ARCHIVE, LLC

 

Consolidated Balance Sheets as of December 31, 2021


 

Series #70AARON

Series #96CHARZRD

Series #01TIGER

Series #ICECLIMB

Series #09COBB

Series #51HOWE

Assets

 

 

 

 

 

 

Current Assets

 

 

 

 

 

 

Cash and Cash Equivalents

$340  

$348  

$366  

$400  

$367  

$1,005  

Accounts Receivable

 

 

 

 

 

 

Pre-paid Insurance

 

 

 

 

 

 

Pre-paid Storage

 

 

 

 

 

 

Total Current Assets

340  

348  

366  

400  

367  

1,005  

Other Assets

 

 

 

 

 

 

Archive assets - Deposit

 

 

 

 

 

 

Archive assets - Owned

16,202  

58,046  

15,682  

70,000  

27,681  

39,600  

Other Assets

 

 

 

 

 

 

TOTAL ASSETS

$16,542  

$58,394  

$16,048  

$70,400  

$28,048  

$40,605  

 

 

 

 

 

 

 

LIABILITIES AND MEMBERS' EQUITY / (DEFICIT)

 

 

 

 

 

 

Liabilities

 

 

 

 

 

 

Current Liabilities

 

 

 

 

 

 

Accounts Payable

$ 

$ 

$ 

$ 

$ 

$ 

Insurance Payable

 

 

 

 

 

 

Income Taxes Payable

 

 

 

 

 

 

Due to the Manager or its Affiliates

 

 

 

 

 

 

Total Liabilities

 

 

 

 

 

 

Member's Equity

 

 

 

 

 

 

Membership Contributions

16,722  

58,546  

16,200  

70,642  

28,200  

40,605  

Capital Contribution for Operating Expense

1,085  

1,496  

1,087  

1,643  

1,187  

1,302  

Capital Contribution for loss at Offering close

 

 

 

 

 

 

Distribution to RSE Archive

(180) 

(152) 

(152) 

(242) 

(152) 

 

Distribution to Series

 

 

 

 

 

 

Accumulated Surplus (Deficit)

(1,085) 

(1,496) 

(1,087) 

(1,643) 

(1,187) 

(1,302) 

Members' Equity (Deficit)

16,542  

58,394  

16,048  

70,400  

28,048  

40,605  

TOTAL LIABILITIES AND MEMBERS' EQUITY

$16,542  

$58,394  

$16,048  

$70,400  

$28,048  

$40,605  


See accompanying notes, which are an integral part of these financial statements.

F-23


RSE ARCHIVE, LLC

 

Consolidated Balance Sheets as of December 31, 2021


 

Series #96JORDAN2

Series #JUNGLEBOX

Series #59FLASH

Series #FOSSILBOX

Series #THOR

Series #POKEBLUE

Assets

 

 

 

 

 

 

Current Assets

 

 

 

 

 

 

Cash and Cash Equivalents

$300  

$418  

$367  

$355  

$13,828  

$448  

Accounts Receivable

 

 

 

 

 

 

Pre-paid Insurance

 

 

 

 

 

 

Pre-paid Storage

 

 

 

 

 

 

Total Current Assets

300  

418  

367  

355  

13,828  

448  

Other Assets

 

 

 

 

 

 

Archive assets - Deposit

 

 

 

 

 

 

Archive assets - Owned

48,648  

30,130  

58,033  

18,045  

 

20,027  

Other Assets

 

 

 

 

 

 

TOTAL ASSETS

$48,948  

$30,548  

$58,400  

$18,400  

$13,828  

$20,475  

 

 

 

 

 

 

 

LIABILITIES AND MEMBERS' EQUITY / (DEFICIT)

 

 

 

 

 

 

Liabilities

 

 

 

 

 

 

Current Liabilities

 

 

 

 

 

 

Accounts Payable

$ 

$ 

$ 

$ 

$ 

$ 

Insurance Payable

 

 

 

 

 

 

Income Taxes Payable

 

 

 

 

13,721  

 

Due to the Manager or its Affiliates

84  

 

 

 

 

27  

Total Liabilities

84  

 

 

 

13,721  

27  

Member's Equity

 

 

 

 

 

 

Membership Contributions

49,269  

30,700  

58,721  

18,721  

 

20,600  

Capital Contribution for Operating Expense

1,448  

1,162  

961  

1,036  

767  

1,039  

Capital Contribution for loss at Offering close

 

 

 

 

 

 

Distribution to RSE Archive

(321) 

(152) 

(321) 

(321) 

(229) 

(152) 

Distribution to Series

 

 

 

 

 

 

Accumulated Surplus (Deficit)

(1,532) 

(1,162) 

(961) 

(1,036) 

(431) 

(1,039) 

Members' Equity (Deficit)

48,864  

30,548  

58,400  

18,400  

107  

20,448  

TOTAL LIABILITIES AND MEMBERS' EQUITY

$48,948  

$30,548  

$58,400  

$18,400  

$13,828  

$20,475  


See accompanying notes, which are an integral part of these financial statements.

F-24


RSE ARCHIVE, LLC

 

Consolidated Balance Sheets as of December 31, 2021


 

Series #98GTA

Series #PICNIC

Series #DOMINOS

Series #58PELE

Series #09CURRY

Series #84JORDAN

Assets

 

 

 

 

 

 

Current Assets

 

 

 

 

 

 

Cash and Cash Equivalents

$355  

$400  

$300  

$805  

$300  

$300  

Accounts Receivable

 

 

 

 

 

 

Pre-paid Insurance

 

 

 

 

 

 

Pre-paid Storage

 

 

 

 

 

 

Total Current Assets

355  

400  

300  

805  

300  

300  

Other Assets

 

 

 

 

 

 

Archive assets - Deposit

 

 

 

 

 

 

Archive assets - Owned

13,245  

48,000  

8,600  

288,000  

23,106  

317,986  

Other Assets

 

 

 

 

 

 

TOTAL ASSETS

$13,600  

$48,400  

$8,900  

$288,805  

$23,406  

$318,286  

 

 

 

 

 

 

 

LIABILITIES AND MEMBERS' EQUITY / (DEFICIT)

 

 

 

 

 

 

Liabilities

 

 

 

 

 

 

Current Liabilities

 

 

 

 

 

 

Accounts Payable

$ 

$ 

$ 

$ 

$ 

$ 

Insurance Payable

 

 

 

 

 

 

Income Taxes Payable

 

 

 

 

 

 

Due to the Manager or its Affiliates

 

 

 

 

$84  

$84  

Total Liabilities

 

 

 

 

84  

88  

Member's Equity

 

 

 

 

 

 

Membership Contributions

13,921  

48,602  

9,221  

289,047  

23,726  

318,606  

Capital Contribution for Operating Expense

960  

1,504  

794  

3,958  

1,043  

3,937  

Capital Contribution for loss at Offering close

 

 

 

 

 

 

Distribution to RSE Archive

(321) 

(202) 

(321) 

(242) 

(321) 

(320) 

Distribution to Series

 

 

 

 

 

 

Accumulated Surplus (Deficit)

(960) 

(1,504) 

(794) 

(3,958) 

(1,126) 

(4,025) 

Members' Equity (Deficit)

13,600  

48,400  

8,900  

288,805  

23,322  

318,198  

TOTAL LIABILITIES AND MEMBERS' EQUITY

$13,600  

$48,400  

$8,900  

$288,805  

$23,406  

$318,286  


See accompanying notes, which are an integral part of these financial statements.

F-25


RSE ARCHIVE, LLC

 

Consolidated Balance Sheets as of December 31, 2021


 

Series #09BEAUX

Series #KEROUAC

Series #96JORDAN

Series #FEDERAL

Series #62BOND

Series #71TOPPS

Assets

 

 

 

 

 

 

Current Assets

 

 

 

 

 

 

Cash and Cash Equivalents

$426  

$400  

$448  

$420  

$711  

$500  

Accounts Receivable

 

 

 

 

 

 

Pre-paid Insurance

 

 

 

 

 

 

Pre-paid Storage

 

 

 

 

 

 

Total Current Assets

426  

400  

448  

420  

711  

500  

Other Assets

 

 

 

 

 

 

Archive assets - Deposit

 

 

 

 

 

 

Archive assets - Owned

29,475  

85,100  

42,000  

120,100  

76,917  

60,551  

Other Assets

 

 

 

 

 

 

TOTAL ASSETS

$29,901  

$85,500  

$42,448  

$120,520  

$77,628  

$61,051  

 

 

 

 

 

 

 

LIABILITIES AND MEMBERS' EQUITY / (DEFICIT)

 

 

 

 

 

 

Liabilities

 

 

 

 

 

 

Current Liabilities

 

 

 

 

 

 

Accounts Payable

$ 

$ 

$ 

$ 

$ 

$ 

Insurance Payable

 

 

 

 

 

 

Income Taxes Payable

 

 

 

 

 

 

Due to the Manager or its Affiliates

 

 

84  

 

 

 

Total Liabilities

 

 

84  

 

 

 

Member's Equity

 

 

 

 

 

 

Membership Contributions

30,075  

85,702  

42,600  

120,700  

77,780  

61,051  

Capital Contribution for Operating Expense

889  

1,008  

1,257  

1,056  

936  

1,379  

Capital Contribution for loss at Offering close

 

 

 

 

 

 

Distribution to RSE Archive

(174) 

(202) 

(152) 

(180) 

(152) 

 

Distribution to Series

 

 

 

 

 

 

Accumulated Surplus (Deficit)

(889) 

(1,008) 

(1,341) 

(1,056) 

(936) 

(1,379) 

Members' Equity (Deficit)

29,901  

85,500  

42,364  

120,520  

77,628  

61,051  

TOTAL LIABILITIES AND MEMBERS' EQUITY

$29,901  

$85,500  

$42,448  

$120,520  

$77,628  

$61,051  


See accompanying notes, which are an integral part of these financial statements.

F-26


RSE ARCHIVE, LLC

 

Consolidated Balance Sheets as of December 31, 2021


 

Series #DEATON

Series #98ZELDA

Series #03JORDAN2

Series #WOLVERINE

Series #91JORDAN

Series #79GRETZKY

Assets

 

 

 

 

 

 

Current Assets

 

 

 

 

 

 

Cash and Cash Equivalents

$400  

$600  

$300  

$3,067  

$359  

$1,233  

Accounts Receivable

 

 

 

 

 

 

Pre-paid Insurance

 

 

 

 

 

 

Pre-paid Storage

 

 

 

 

 

 

Total Current Assets

400  

600  

300  

3,067  

359  

1,233  

Other Assets

 

 

 

 

 

 

Archive assets - Deposit

 

 

 

 

 

 

Archive assets - Owned

250,000  

20,106  

36,306  

 

67,506  

720,551  

Other Assets

 

 

 

 

 

 

TOTAL ASSETS

$250,400  

$20,706  

$36,606  

$3,067  

$67,865  

$721,784  

 

 

 

 

 

 

 

LIABILITIES AND MEMBERS' EQUITY / (DEFICIT)

 

 

 

 

 

 

Liabilities

 

 

 

 

 

 

Current Liabilities

 

 

 

 

 

 

Accounts Payable

$ 

$ 

$ 

$ 

$ 

$42  

Insurance Payable

 

 

 

 

 

 

Income Taxes Payable

 

 

 

3,030  

 

 

Due to the Manager or its Affiliates

 

106  

 

 

84  

 

Total Liabilities

 

106  

 

3,030  

84  

42  

Member's Equity

 

 

 

 

 

 

Membership Contributions

252,730  

20,600  

36,926  

 

68,185  

721,784  

Capital Contribution for Operating Expense

4,229  

974  

1,091  

599  

1,428  

7,755  

Capital Contribution for loss at Offering close

 

 

 

 

 

 

Distribution to RSE Archive

(2,330) 

 

(320) 

(321) 

(321) 

 

Distribution to Series

 

 

 

 

 

 

Accumulated Surplus (Deficit)

(4,229) 

(974) 

(1,091) 

(241) 

(1,511) 

(7,797) 

Members' Equity (Deficit)

250,400  

20,600  

36,606  

37  

67,781  

721,742  

TOTAL LIABILITIES AND MEMBERS' EQUITY

$250,400  

$20,706  

$36,606  

$3,067  

$67,865  

$721,784  


See accompanying notes, which are an integral part of these financial statements.

F-27


RSE ARCHIVE, LLC

 

Consolidated Balance Sheets as of December 31, 2021


 

Series #17DUJAC

Series #FAUBOURG2

Series #MOSASAUR

Series #92JORDAN

Series #14KOBE

Series #03LEBRON3

Assets

 

 

 

 

 

 

Current Assets

 

 

 

 

 

 

Cash and Cash Equivalents

$426  

$400  

$400  

$448  

$500  

$500  

Accounts Receivable

 

 

 

 

 

 

Pre-paid Insurance

 

 

 

 

 

 

Pre-paid Storage

 

 

 

 

 

 

Total Current Assets

426  

400  

400  

448  

500  

500  

Other Assets

 

 

 

 

 

 

Archive assets - Deposit

 

 

 

 

 

 

Archive assets - Owned

23,232  

150,000  

17,813  

36,000  

69,885  

204,551  

Other Assets

 

 

 

 

 

 

TOTAL ASSETS

$23,658  

$150,400  

$18,213  

$36,448  

$70,385  

$205,051  

 

 

 

 

 

 

 

LIABILITIES AND MEMBERS' EQUITY / (DEFICIT)

 

 

 

 

 

 

Liabilities

 

 

 

 

 

 

Current Liabilities

 

 

 

 

 

 

Accounts Payable

$ 

$ 

$ 

$ 

$ 

$42  

Insurance Payable

 

 

 

 

 

 

Income Taxes Payable

 

 

 

 

 

 

Due to the Manager or its Affiliates

 

 

 

84  

84  

84  

Total Liabilities

 

 

 

84  

88  

126  

Member's Equity

 

 

 

 

 

 

Membership Contributions

23,832  

150,629  

20,543  

36,600  

70,385  

205,051  

Capital Contribution for Operating Expense

713  

2,230  

2,615  

1,044  

1,342  

2,637  

Capital Contribution for loss at Offering close

 

 

 

 

 

 

Distribution to RSE Archive

(174) 

(229) 

(2,330) 

(152) 

 

 

Distribution to Series

 

 

 

 

 

 

Accumulated Surplus (Deficit)

(713) 

(2,230) 

(2,615) 

(1,128) 

(1,430) 

(2,763) 

Members' Equity (Deficit)

23,658  

150,400  

18,213  

36,364  

70,297  

204,925  

TOTAL LIABILITIES AND MEMBERS' EQUITY

$23,658  

$150,400  

$18,213  

$36,448  

$70,385  

$205,051  


See accompanying notes, which are an integral part of these financial statements.

F-28


RSE ARCHIVE, LLC

 

Consolidated Balance Sheets as of December 31, 2021


 

Series #95TOPSUN

Series #09TROUT2

Series #59BOND

Series #OPEECHEE

Series #ROCKETBOX

Series #94JORDAN

Assets

 

 

 

 

 

 

Current Assets

 

 

 

 

 

 

Cash and Cash Equivalents

$468  

$453  

$348  

$500  

$325  

$391  

Accounts Receivable

 

 

 

 

 

 

Pre-paid Insurance

 

 

 

 

 

 

Pre-paid Storage

 

 

 

 

 

 

Total Current Assets

468  

453  

348  

500  

325  

391  

Other Assets

 

 

 

 

 

 

Archive assets - Deposit

 

 

 

 

 

 

Archive assets - Owned

50,000  

50,015  

68,684  

252,551  

25,175  

73,506  

Other Assets

 

 

 

 

 

 

TOTAL ASSETS

$50,468  

$50,468  

$69,032  

$253,051  

$25,500  

$73,897  

 

 

 

 

 

 

 

LIABILITIES AND MEMBERS' EQUITY / (DEFICIT)

 

 

 

 

 

 

Liabilities

 

 

 

 

 

 

Current Liabilities

 

 

 

 

 

 

Accounts Payable

$ 

$ 

$ 

$ 

$ 

$ 

Insurance Payable

 

 

 

 

 

 

Income Taxes Payable

 

 

 

 

 

 

Due to the Manager or its Affiliates

 

 

 

 

 

84  

Total Liabilities

 

 

 

 

 

84  

Member's Equity

 

 

 

 

 

 

Membership Contributions

50,600  

50,600  

69,184  

253,051  

25,821  

74,217  

Capital Contribution for Operating Expense

1,119  

1,104  

788  

3,121  

869  

1,349  

Capital Contribution for loss at Offering close

 

 

 

 

 

 

Distribution to RSE Archive

(132) 

(132) 

(152) 

 

(321) 

(320) 

Distribution to Series

 

 

 

 

 

 

Accumulated Surplus (Deficit)

(1,119) 

(1,104) 

(788) 

(3,121) 

(869) 

(1,433) 

Members' Equity (Deficit)

50,468  

50,468  

69,032  

253,051  

25,500  

73,813  

TOTAL LIABILITIES AND MEMBERS' EQUITY

$50,468  

$50,468  

$69,032  

$253,051  

$25,500  

$73,897  


See accompanying notes, which are an integral part of these financial statements.

F-29


RSE ARCHIVE, LLC

 

Consolidated Balance Sheets as of December 31, 2021


 

Series #18LUKA

Series #86DK3

Series #FANFOUR5

Series #16KOBE

Series #11BELAIR

Series #76PAYTON

Assets

 

 

 

 

 

 

Current Assets

 

 

 

 

 

 

Cash and Cash Equivalents

$388  

$4,394  

$378  

$300  

$400  

$464  

Accounts Receivable

 

 

 

 

 

 

Pre-paid Insurance

 

 

 

 

 

 

Pre-paid Storage

 

 

 

 

 

 

Total Current Assets

388  

4,394  

378  

300  

400  

464  

Other Assets

 

 

 

 

 

 

Archive assets - Deposit

 

 

 

 

 

 

Archive assets - Owned

22,402  

 

72,200  

637,450  

18,995  

53,504  

Other Assets

 

 

 

 

 

 

TOTAL ASSETS

$22,790  

$4,394  

$72,578  

$637,750  

$19,395  

$53,968  

 

 

 

 

 

 

 

LIABILITIES AND MEMBERS' EQUITY / (DEFICIT)

 

 

 

 

 

 

Liabilities

 

 

 

 

 

 

Current Liabilities

 

 

 

 

 

 

Accounts Payable

$ 

$ 

$ 

$ 

$ 

$ 

Insurance Payable

 

 

 

 

 

 

Income Taxes Payable

 

4,386  

 

 

 

 

Due to the Manager or its Affiliates

84  

 

 

 

 

 

Total Liabilities

84  

4,386  

 

 

 

 

Member's Equity

 

 

 

 

 

 

Membership Contributions

22,922  

 

72,700  

638,071  

19,739  

54,100  

Capital Contribution for Operating Expense

775  

701  

687  

7,654  

574  

1,056  

Capital Contribution for loss at Offering close

 

 

 

 

 

 

Distribution to RSE Archive

(132) 

(121) 

(122) 

(321) 

(344) 

(132) 

Distribution to Series

 

 

 

 

 

 

Accumulated Surplus (Deficit)

(859) 

(572) 

(687) 

(7,658) 

(574) 

(1,056) 

Members' Equity (Deficit)

22,706  

 

72,578  

637,746  

19,395  

53,968  

TOTAL LIABILITIES AND MEMBERS' EQUITY

$22,790  

$4,394  

$72,578  

$637,750  

$19,395  

$53,968  


See accompanying notes, which are an integral part of these financial statements.

F-30


RSE ARCHIVE, LLC

 

Consolidated Balance Sheets as of December 31, 2021


 

Series #17MAHOMES

Series #85MJPROMO

Series #96KOBE

Series #99CHARZRD

Series #68RYAN

Series #MARADONA

Assets

 

 

 

 

 

 

Current Assets

 

 

 

 

 

 

Cash and Cash Equivalents

$468  

$368  

$378  

$729  

$378  

$329  

Accounts Receivable

 

 

 

 

 

 

Pre-paid Insurance

 

 

 

 

 

 

Pre-paid Storage

 

 

 

 

 

 

Total Current Assets

468  

368  

378  

729  

378  

329  

Other Assets

 

 

 

 

 

 

Archive assets - Deposit

 

 

 

 

 

 

Archive assets - Owned

215,000  

22,600  

67,490  

300,200  

60,173  

11,282  

Other Assets

 

 

 

 

 

 

TOTAL ASSETS

$215,468  

$22,968  

$67,868  

$300,929  

$60,551  

$11,611  

 

 

 

 

 

 

 

LIABILITIES AND MEMBERS' EQUITY / (DEFICIT)

 

 

 

 

 

 

Liabilities

 

 

 

 

 

 

Current Liabilities

 

 

 

 

 

 

Accounts Payable

$ 

$ 

$ 

$ 

$ 

$ 

Insurance Payable

 

 

 

 

 

 

Income Taxes Payable

 

 

 

 

 

 

Due to the Manager or its Affiliates

 

84  

84  

 

 

 

Total Liabilities

 

84  

84  

 

 

 

Member's Equity

 

 

 

 

 

 

Membership Contributions

215,600  

23,100  

67,990  

301,050  

60,673  

11,932  

Capital Contribution for Operating Expense

2,557  

780  

1,149  

3,277  

1,087  

674  

Capital Contribution for loss at Offering close

 

 

 

 

 

 

Distribution to RSE Archive

(132) 

(132) 

(122) 

(121) 

(122) 

(321) 

Distribution to Series

 

 

 

 

 

 

Accumulated Surplus (Deficit)

(2,557) 

(864) 

(1,233) 

(3,277) 

(1,087) 

(674) 

Members' Equity (Deficit)

215,468  

22,884  

67,784  

300,929  

60,551  

11,611  

TOTAL LIABILITIES AND MEMBERS' EQUITY

$215,468  

$22,968  

$67,868  

$300,929  

$60,551  

$11,611  

 


See accompanying notes, which are an integral part of these financial statements.

F-31


RSE ARCHIVE, LLC

 

Consolidated Balance Sheets as of December 31, 2021


 

Series #POKEYELOW

Series #POKELUGIA

Series #XMEN1

Series #VANHALEN

Series #48JACKIE

Series #05MJLJ

Assets

 

 

 

 

 

 

Current Assets

 

 

 

 

 

 

Cash and Cash Equivalents

$468  

$468  

$22,880  

$300  

$400  

$400  

Accounts Receivable

 

 

 

 

 

 

Pre-paid Insurance

 

 

 

 

 

 

Pre-paid Storage

 

 

 

 

 

 

Total Current Assets

468  

468  

22,880  

300  

400  

400  

Other Assets

 

 

 

 

 

 

Archive assets - Deposit

 

 

 

 

 

 

Archive assets - Owned

46,500  

95,000  

 

54,306  

340,000  

72,000  

Other Assets

 

 

 

 

 

 

TOTAL ASSETS

$46,968  

$95,468  

$22,880  

$54,606  

$340,400  

$72,400  

 

 

 

 

 

 

 

LIABILITIES AND MEMBERS' EQUITY / (DEFICIT)

 

 

 

 

 

 

Liabilities

 

 

 

 

 

 

Current Liabilities

 

 

 

 

 

 

Accounts Payable

$ 

$ 

$ 

$ 

$ 

$ 

Insurance Payable

 

 

 

 

 

 

Income Taxes Payable

 

 

23,070  

 

 

 

Due to the Manager or its Affiliates

 

 

 

 

 

 

Total Liabilities

 

 

23,070  

 

 

 

Member's Equity

 

 

 

 

 

 

Membership Contributions

47,100  

95,600  

 

54,926  

340,721  

72,616  

Capital Contribution for Operating Expense

953  

1,379  

383  

748  

3,855  

915  

Capital Contribution for loss at Offering close

 

 

 

 

 

 

Distribution to RSE Archive

(132) 

(132) 

(321) 

(320) 

(321) 

(216) 

Distribution to Series

 

 

 

 

 

 

Accumulated Surplus (Deficit)

(953) 

(1,379) 

(252) 

(752) 

(3,864) 

(915) 

Members' Equity (Deficit)

46,968  

95,468  

(190) 

54,602  

340,391  

72,400  

TOTAL LIABILITIES AND MEMBERS' EQUITY

$46,968  

$95,468  

$22,880  

$54,606  

$340,400  

$72,400  


See accompanying notes, which are an integral part of these financial statements.

F-32


RSE ARCHIVE, LLC

 

Consolidated Balance Sheets as of December 31, 2021


 

Series #81MONTANA

Series #00MOUTON

Series #07DURANT

Series #56AARON

Series #85LEMIEUX

Series #87JORDAN

Assets

 

 

 

 

 

 

Current Assets

 

 

 

 

 

 

Cash and Cash Equivalents

$378  

$426  

$303  

$377  

$319  

$300  

Accounts Receivable

 

 

 

 

 

 

Pre-paid Insurance

 

 

 

 

 

 

Pre-paid Storage

 

 

 

 

 

 

Total Current Assets

378  

426  

303  

377  

319  

300  

Other Assets

 

 

 

 

 

 

Archive assets - Deposit

 

 

 

 

 

 

Archive assets - Owned

63,100  

23,449  

116,108  

41,099  

78,217  

45,246  

Other Assets

 

 

 

 

 

 

TOTAL ASSETS

$63,478  

$23,875  

$116,411  

$41,476  

$78,536  

$45,546  

 

 

 

 

 

 

 

LIABILITIES AND MEMBERS' EQUITY / (DEFICIT)

 

 

 

 

 

 

Liabilities

 

 

 

 

 

 

Current Liabilities

 

 

 

 

 

 

Accounts Payable

$ 

$ 

$ 

$ 

$ 

$ 

Insurance Payable

 

 

 

 

 

 

Income Taxes Payable

 

 

 

 

 

 

Due to the Manager or its Affiliates

 

 

 

 

 

 

Total Liabilities

 

 

 

 

 

 

Member's Equity

 

 

 

 

 

 

Membership Contributions

63,600  

24,049  

114,953  

41,599  

78,717  

45,812  

Capital Contribution for Operating Expense

813  

251  

1,216  

566  

911  

622  

Capital Contribution for loss at Offering close

 

 

1,656  

 

 

 

Distribution to RSE Archive

(122) 

(174) 

(198) 

(123) 

(181) 

(266) 

Distribution to Series

 

 

 

 

 

 

Accumulated Surplus (Deficit)

(817) 

(251) 

(1,216) 

(566) 

(911) 

(622) 

Members' Equity (Deficit)

63,474  

23,875  

116,411  

41,476  

78,536  

45,546  

TOTAL LIABILITIES AND MEMBERS' EQUITY

$63,478  

$23,875  

$116,411  

$41,476  

$78,536  

$45,546  


See accompanying notes, which are an integral part of these financial statements.

F-33


RSE ARCHIVE, LLC

 

Consolidated Balance Sheets as of December 31, 2021


 

Series #AC23

Series #APPLE1

Series #GWLOTTO

Series #GYMBOX

Series #HUCKFINN

Series #NEOBOX

Assets

 

 

 

 

 

 

Current Assets

 

 

 

 

 

 

Cash and Cash Equivalents

$420  

$300  

$377  

$386  

$478  

$378  

Accounts Receivable

 

 

 

 

 

 

Pre-paid Insurance

 

 

 

 

 

 

Pre-paid Storage

 

 

 

 

 

 

Total Current Assets

420  

300  

377  

386  

478  

378  

Other Assets

 

 

 

 

 

 

Archive assets - Deposit

 

 

 

 

 

 

Archive assets - Owned

24,000  

742,908  

26,209  

15,157  

18,100  

40,383  

Other Assets

 

 

 

 

 

 

TOTAL ASSETS

$24,420  

$743,208  

$26,586  

$15,543  

$18,578  

$40,761  

 

 

 

 

 

 

 

LIABILITIES AND MEMBERS' EQUITY / (DEFICIT)

 

 

 

 

 

 

Liabilities

 

 

 

 

 

 

Current Liabilities

 

 

 

 

 

 

Accounts Payable

$ 

$88  

$ 

$ 

$ 

$ 

Insurance Payable

 

 

 

 

 

 

Income Taxes Payable

 

 

 

 

 

 

Due to the Manager or its Affiliates

 

 

 

 

 

 

Total Liabilities

 

88  

 

 

 

 

Member's Equity

 

 

 

 

 

 

Membership Contributions

24,600  

745,208  

26,709  

15,657  

18,700  

40,883  

Capital Contribution for Operating Expense

285  

3,978  

297  

377  

279  

608  

Capital Contribution for loss at Offering close

 

 

 

 

 

 

Distribution to RSE Archive

(180) 

(2,000) 

(123) 

(114) 

(122) 

(122) 

Distribution to Series

 

 

 

 

 

 

Accumulated Surplus (Deficit)

(285) 

(4,066) 

(297) 

(377) 

(279) 

(608) 

Members' Equity (Deficit)

24,420  

743,120  

26,586  

15,543  

18,578  

40,761  

TOTAL LIABILITIES AND MEMBERS' EQUITY

$24,420  

$743,208  

$26,586  

$15,543  

$18,578  

$40,761  


See accompanying notes, which are an integral part of these financial statements.

F-34


RSE ARCHIVE, LLC

 

Consolidated Balance Sheets as of December 31, 2021


 

Series #NEWTON

Series #NICKLAUS1

Series #POKEMON2

Series #POKERED

Series #RIVIERA

Series #SMB3

Assets

 

 

 

 

 

 

Current Assets

 

 

 

 

 

 

Cash and Cash Equivalents

$400  

$478  

$486  

$477  

$386  

$477  

Accounts Receivable

 

 

 

 

 

 

Pre-paid Insurance

 

 

 

 

 

 

Pre-paid Storage

 

 

 

 

 

 

Total Current Assets

400  

478  

486  

477  

386  

477  

Other Assets

 

 

 

 

 

 

Archive assets - Deposit

 

 

 

 

 

 

Archive assets - Owned

255,100  

34,499  

375,000  

34,500  

22,812  

21,500  

Other Assets

 

 

 

 

 

 

TOTAL ASSETS

$255,500  

$34,977  

$375,486  

$34,977  

$23,198  

$21,977  

 

 

 

 

 

 

 

LIABILITIES AND MEMBERS' EQUITY / (DEFICIT)

 

 

 

 

 

 

Liabilities

 

 

 

 

 

 

Current Liabilities

 

 

 

 

 

 

Accounts Payable

$ 

$ 

$42  

$ 

$ 

$ 

Insurance Payable

 

 

 

 

 

 

Income Taxes Payable

 

 

 

 

 

 

Due to the Manager or its Affiliates

 

 

 

 

 

 

Total Liabilities

 

 

42  

 

 

 

Member's Equity

 

 

 

 

 

 

Membership Contributions

255,821  

35,099  

375,600  

35,100  

23,312  

22,100  

Capital Contribution for Operating Expense

803  

558  

3,517  

540  

398  

438  

Capital Contribution for loss at Offering close

 

 

 

 

 

 

Distribution to RSE Archive

(321) 

(122) 

(114) 

(123) 

(114) 

(123) 

Distribution to Series

 

 

 

 

 

 

Accumulated Surplus (Deficit)

(803) 

(558) 

(3,559) 

(540) 

(398) 

(442) 

Members' Equity (Deficit)

255,500  

34,977  

375,444  

34,977  

23,198  

21,973  

TOTAL LIABILITIES AND MEMBERS' EQUITY

$255,500  

$34,977  

$375,486  

$34,977  

$23,198  

$21,977  


See accompanying notes, which are an integral part of these financial statements.

F-35


RSE ARCHIVE, LLC

 

Consolidated Balance Sheets as of December 31, 2021


 

Series #WALDEN

Series #WZRDOFOZ

Series #60ALI

Series #TORNEK

Series #DIMAGGIO3

Series #POKEMON3

Assets

 

 

 

 

 

 

Current Assets

 

 

 

 

 

 

Cash and Cash Equivalents

$486  

$468  

$452  

$600  

$486  

$486  

Accounts Receivable

 

 

 

 

 

 

Pre-paid Insurance

 

 

 

 

 

 

Pre-paid Storage

 

 

 

 

 

 

Total Current Assets

486  

468  

452  

600  

486  

486  

Other Assets

 

 

 

 

 

 

Archive assets - Deposit

 

 

 

 

 

 

Archive assets - Owned

17,100  

80,100  

210,299  

153,000  

415,000  

552,000  

Other Assets

 

 

 

 

 

 

TOTAL ASSETS

$17,586  

$80,568  

$210,751  

$153,600  

$415,486  

$552,486  

 

 

 

 

 

 

 

LIABILITIES AND MEMBERS' EQUITY / (DEFICIT)

 

 

 

 

 

 

Liabilities

 

 

 

 

 

 

Current Liabilities

 

 

 

 

 

 

Accounts Payable

$ 

$ 

$ 

$ 

$ 

$ 

Insurance Payable

 

 

 

 

 

 

Income Taxes Payable

 

 

 

 

 

 

Due to the Manager or its Affiliates

 

 

 

 

 

 

Total Liabilities

 

 

 

 

 

 

Member's Equity

 

 

 

 

 

 

Membership Contributions

17,700  

80,700  

210,873  

153,600  

415,600  

552,600  

Capital Contribution for Operating Expense

277  

387  

1,814  

1,708  

4,529  

369  

Capital Contribution for loss at Offering close

 

 

 

 

 

 

Distribution to RSE Archive

(114) 

(132) 

(122) 

 

(114) 

(114) 

Distribution to Series

 

 

 

 

 

 

Accumulated Surplus (Deficit)

(277) 

(391) 

(1,814) 

(1,717) 

(4,529) 

(378) 

Members' Equity (Deficit)

17,586  

80,564  

210,751  

153,591  

415,486  

552,477  

TOTAL LIABILITIES AND MEMBERS' EQUITY

$17,586  

$80,568  

$210,751  

$153,600  

$415,486  

$552,486  


See accompanying notes, which are an integral part of these financial statements.

F-36


RSE ARCHIVE, LLC

 

Consolidated Balance Sheets as of December 31, 2021



See accompanying notes, which are an integral part of these financial statements.

F-37


RSE ARCHIVE, LLC

 

Consolidated Balance Sheets as of December 31, 2021


 

Series #58PELE3

Series #09CURRY2

Series #85ERVING

Series #LJKOBE

Series #80ALI

Series #BATMAN2

Assets

 

 

 

 

 

 

Current Assets

 

 

 

 

 

 

Cash and Cash Equivalents

$378  

$300  

$300  

$12,157  

$377  

$420  

Accounts Receivable

 

 

 

 

 

 

Pre-paid Insurance

 

 

 

 

 

 

Pre-paid Storage

 

 

 

 

 

 

Total Current Assets

378  

300  

300  

12,157  

377  

420  

Other Assets

 

 

 

 

 

 

Archive assets - Deposit

 

 

 

 

 

 

Archive assets - Owned

180,778  

453,149  

37,499  

 

60,299  

76,000  

Other Assets

 

 

 

 

 

 

TOTAL ASSETS

$181,156  

$453,449  

$37,799  

$12,157  

$60,676  

$76,420  

 

 

 

 

 

 

 

LIABILITIES AND MEMBERS' EQUITY / (DEFICIT)

 

 

 

 

 

 

Liabilities

 

 

 

 

 

 

Current Liabilities

 

 

 

 

 

 

Accounts Payable

$ 

$ 

$ 

$83  

$ 

$ 

Insurance Payable

 

 

 

 

 

 

Income Taxes Payable

 

 

 

12,129  

 

 

Due to the Manager or its Affiliates

 

 

 

 

 

 

Total Liabilities

 

 

 

12,212  

 

 

Member's Equity

 

 

 

 

 

 

Membership Contributions

181,278  

453,655  

38,006  

 

60,799  

76,600  

Capital Contribution for Operating Expense

1,766  

4,099  

349  

1,158  

671  

322  

Capital Contribution for loss at Offering close

 

 

 

 

 

 

Distribution to RSE Archive

(122) 

(206) 

(207) 

(123) 

(123) 

(180) 

Distribution to Series

 

 

 

 

 

 

Accumulated Surplus (Deficit)

(1,766) 

(4,099) 

(349) 

(1,090) 

(675) 

(322) 

Members' Equity (Deficit)

181,156  

453,449  

37,799  

(55) 

60,672  

76,420  

TOTAL LIABILITIES AND MEMBERS' EQUITY

$181,156  

$453,449  

$37,799  

$12,157  

$60,676  

$76,420  

 

 

Series #FLASH123

Series #99MJRETRO

Series #85GPK

Series #IPOD

Series #HGWELLS

Series #85JORDAN2

Assets

 

 

 

 

 

 

Current Assets

 

 

 

 

 

 

Cash and Cash Equivalents

$420  

$346  

$312 

$300  

$486  

$516  

Accounts Receivable

 

 

 

 

 

 

Pre-paid Insurance

 

 

 

 

 

 

Pre-paid Storage

 

 

 

 

 

 

Total Current Assets

420  

346  

312 

300  

486  

516  

Other Assets

 

 

 

 

 

 

Archive assets - Deposit

 

 

 

 

 

 

Archive assets - Owned

25,000  

43,870  

13,632  

22,210  

40,100  

230,000  

Other Assets

 

 

 

 

 

 

TOTAL ASSETS

$25,420  

$44,216  

$13,944  

$22,510  

$40,586  

$230,516  

 

 

 

 

 

 

 

LIABILITIES AND MEMBERS' EQUITY / (DEFICIT)

 

 

 

 

 

 

Liabilities

 

 

 

 

 

 

Current Liabilities

 

 

 

 

 

 

Accounts Payable

$ 

$ 

$ 

$88  

$ 

$ 

Insurance Payable

 

 

 

 

 

 

Income Taxes Payable

 

 

 

 

 

 

Due to the Manager or its Affiliates

 

 

 

 

 

 

Total Liabilities

 

 

 

88  

 

 

Member's Equity

 

 

 

 

 

 

Membership Contributions

25,600  

44,370  

11,380  

22,711  

40,700  

230,600  

Capital Contribution for Operating Expense

246  

538  

371  

339  

235  

2,369  

Capital Contribution for loss at Offering close

 

 

2,765 

 

 

 

Distribution to RSE Archive

(180) 

(154) 

(201) 

(201) 

(114) 

(84) 

Distribution to Series

 

 

 

 

 

 

Accumulated Surplus (Deficit)

(246) 

(538) 

(371) 

(427) 

(235) 

(2,378) 

Members' Equity (Deficit)

25,420  

44,216  

13,944 

22,422  

40,586  

230,507  

TOTAL LIABILITIES AND MEMBERS' EQUITY

$25,420  

$44,216  

$13,944  

$22,510  

$40,586  

$230,516  


See accompanying notes, which are an integral part of these financial statements.

F-38


RSE ARCHIVE, LLC

 

Consolidated Balance Sheets as of December 31, 2021


 

Series #66ORR

Series #CONGRESS

Series #GRIFFEYJR

Series #01HALO

Series #87ZELDA

Series #EINSTEIN2

Assets

 

 

 

 

 

 

Current Assets

 

 

 

 

 

 

Cash and Cash Equivalents

$456  

$400  

$419  

$415  

$357  

$420  

Accounts Receivable

 

 

 

 

 

 

Pre-paid Insurance

 

 

 

 

 

 

Pre-paid Storage

 

 

 

 

 

 

Total Current Assets

456  

400  

419  

415  

357  

420  

Other Assets

 

 

 

 

 

 

Archive assets - Deposit

 

 

 

 

 

 

Archive assets - Owned

42,306  

98,300  

14,946  

13,813  

100,063  

70,000  

Other Assets

 

 

 

 

 

 

TOTAL ASSETS

$42,762  

$98,700  

$15,365  

$14,228  

$100,420  

$70,420  

 

 

 

 

 

 

 

LIABILITIES AND MEMBERS' EQUITY / (DEFICIT)

 

 

 

 

 

 

Liabilities

 

 

 

 

 

 

Current Liabilities

 

 

 

 

 

 

Accounts Payable

$ 

$ 

$ 

$ 

$ 

$ 

Insurance Payable

 

 

 

 

 

 

Income Taxes Payable

 

 

 

 

 

 

Due to the Manager or its Affiliates

 

 

 

 

 

 

Total Liabilities

 

 

 

 

 

 

Member's Equity

 

 

 

 

 

 

Membership Contributions

43,083  

99,021  

15,546  

14,350  

100,600  

70,600  

Capital Contribution for Operating Expense

1,032  

362  

435  

318  

928  

288  

Capital Contribution for loss at Offering close

 

 

 

 

 

 

Distribution to RSE Archive

(321) 

(321) 

(181) 

(122) 

(180) 

(180) 

Distribution to Series

 

 

 

 

 

 

Accumulated Surplus (Deficit)

(1,032) 

(362) 

(435) 

(318) 

(937) 

(288) 

Members' Equity (Deficit)

42,762  

98,700  

15,365  

14,228  

100,411  

70,420  

TOTAL LIABILITIES AND MEMBERS' EQUITY

$42,762  

$98,700  

$15,365  

$14,228  

$100,420  

$70,420  

 


See accompanying notes, which are an integral part of these financial statements.

F-39


RSE ARCHIVE, LLC

 

Consolidated Balance Sheets as of December 31, 2021


 

Series #SANTANA

Series #01TIGER2

Series #86JORDAN2

Series #TOPPSTRIO

Series #81BIRD

Series #97KOBE

Assets

 

 

 

 

 

 

Current Assets

 

 

 

 

 

 

Cash and Cash Equivalents

$446  

$318  

$549  

$300  

$346  

$410  

Accounts Receivable

 

 

 

 

 

 

Pre-paid Insurance

 

 

 

 

 

 

Pre-paid Storage

 

 

 

 

 

 

Total Current Assets

446  

318  

549  

300  

346  

410  

Other Assets

 

 

 

 

 

 

Archive assets - Deposit

 

 

 

 

 

 

Archive assets - Owned

57,500  

15,382  

73,656  

33,961  

29,470  

58,056  

Other Assets

 

 

 

 

 

 

TOTAL ASSETS

$57,946  

$15,700  

$74,205  

$34,261  

$29,816  

$58,466  

 

 

 

 

 

 

 

LIABILITIES AND MEMBERS' EQUITY / (DEFICIT)

 

 

 

 

 

 

Liabilities

 

 

 

 

 

 

Current Liabilities

 

 

 

 

 

 

Accounts Payable

$ 

$ 

$ 

$ 

$ 

$ 

Insurance Payable

 

 

 

 

 

 

Income Taxes Payable

 

 

 

 

 

 

Due to the Manager or its Affiliates

 

 

 

 

 

 

Total Liabilities

 

 

 

 

 

 

Member's Equity

 

 

 

 

 

 

Membership Contributions

58,100  

15,901  

74,352  

29,200  

29,200  

58,613  

Capital Contribution for Operating Expense

288  

341  

603  

805  

470  

479  

Capital Contribution for loss at Offering close

 

 

 

5,326  

770  

 

Distribution to RSE Archive

(154) 

(201) 

(147) 

(265) 

(154) 

(147) 

Distribution to Series

 

 

 

 

 

 

Accumulated Surplus (Deficit)

(288) 

(341) 

(603) 

(814) 

(470) 

(479) 

Members' Equity (Deficit)

57,946  

15,700  

74,205  

34,252  

29,816  

58,466  

TOTAL LIABILITIES AND MEMBERS' EQUITY

$57,946  

$15,700  

$74,205  

$34,261  

$29,816  

$58,466  

 


See accompanying notes, which are an integral part of these financial statements.

F-40


RSE ARCHIVE, LLC

 

Consolidated Balance Sheets as of December 31, 2021


 

Series #XMEN94

Series #09RBLEROY

Series #04MESSI2

Series #THEROCK

Series #XLXMEN1

Series #03LEBRON5

Assets

 

 

 

 

 

 

Current Assets

 

 

 

 

 

 

Cash and Cash Equivalents

$359  

$400  

$400  

$396  

$359  

$477  

Accounts Receivable

 

 

 

 

 

 

Pre-paid Insurance

 

 

 

 

 

 

Pre-paid Storage

 

 

 

 

 

 

Total Current Assets

359  

400  

400  

396  

359  

477  

Other Assets

 

 

 

 

 

 

Archive assets - Deposit

 

 

 

 

 

 

Archive assets - Owned

57,649  

96,285  

31,980  

14,942  

57,094  

73,590  

Other Assets

 

 

 

 

 

 

TOTAL ASSETS

$58,008  

$96,685  

$32,380  

$15,338  

$57,453  

$74,067  

 

 

 

 

 

 

 

LIABILITIES AND MEMBERS' EQUITY / (DEFICIT)

 

 

 

 

 

 

Liabilities

 

 

 

 

 

 

Current Liabilities

 

 

 

 

 

 

Accounts Payable

$ 

$ 

$ 

$ 

$ 

$ 

Insurance Payable

 

 

 

 

 

 

Income Taxes Payable

 

 

 

 

 

 

Due to the Manager or its Affiliates

 

 

 

 

 

 

Total Liabilities

 

 

 

 

 

 

Member's Equity

 

 

 

 

 

 

Membership Contributions

58,155  

97,029  

32,581  

11,380  

57,600  

74,190  

Capital Contribution for Operating Expense

227  

279  

418  

254  

210  

912  

Capital Contribution for loss at Offering close

 

 

 

4,159  

 

 

Distribution to RSE Archive

(147) 

(344) 

(201) 

(201) 

(147) 

(123) 

Distribution to Series

 

 

 

 

 

 

Accumulated Surplus (Deficit)

(227) 

(279) 

(418) 

(254) 

(210) 

(912) 

Members' Equity (Deficit)

58,008  

96,685  

32,380  

15,338  

57,453  

74,067  

TOTAL LIABILITIES AND MEMBERS' EQUITY

$58,008  

$96,685  

$32,380  

$15,338  

$57,453  

$74,067  

 


See accompanying notes, which are an integral part of these financial statements.

F-41


RSE ARCHIVE, LLC

 

Consolidated Balance Sheets as of December 31, 2021


 

Series #METEORITE

Series #SLASH

Series #00BRADY2

Series #89TMNT

Series #NESWWF

Series #PUNK9670

Assets

 

 

 

 

 

 

Current Assets

 

 

 

 

 

 

Cash and Cash Equivalents

$400  

$600  

$660  

$400  

$400  

$600  

Accounts Receivable

 

 

 

 

 

 

Pre-paid Insurance

 

 

 

 

 

 

Pre-paid Storage

 

 

 

 

 

 

Total Current Assets

400  

600  

660  

400  

400  

600  

Other Assets

 

 

 

 

 

 

Archive assets - Deposit

 

 

 

 

 

 

Archive assets - Owned

272,500  

50,000  

313,339  

20,095  

15,027  

62,103  

Other Assets

 

 

 

 

 

2,038  

TOTAL ASSETS

$272,900  

$50,600  

$313,999  

$20,495  

$15,427  

$64,741  

 

 

 

 

 

 

 

LIABILITIES AND MEMBERS' EQUITY / (DEFICIT)

 

 

 

 

 

 

Liabilities

 

 

 

 

 

 

Current Liabilities

 

 

 

 

 

 

Accounts Payable

$ 

$ 

$ 

$42  

$ 

$ 

Insurance Payable

 

 

 

 

 

 

Income Taxes Payable

 

 

 

 

 

 

Due to the Manager or its Affiliates

 

 

 

95  

27  

 

Total Liabilities

 

 

 

137  

30  

 

Member's Equity

 

 

 

 

 

 

Membership Contributions

275,230  

50,600  

314,153  

20,647  

15,685  

62,700  

Capital Contribution for Operating Expense

1,357  

169  

1,576  

259  

183  

2,122  

Capital Contribution for loss at Offering close

 

 

 

 

 

 

Distribution to RSE Archive

(2,330) 

 

(154) 

(247) 

(285) 

 

Distribution to Series

 

 

 

 

 

 

Accumulated Surplus (Deficit)

(1,357) 

(169) 

(1,576) 

(301) 

(186) 

(85) 

Members' Equity (Deficit)

272,900  

50,600  

313,999  

20,358  

15,397  

64,737  

TOTAL LIABILITIES AND MEMBERS' EQUITY

$272,900  

$50,600  

$313,999  

$20,495  

$15,427  

$64,741  

 


See accompanying notes, which are an integral part of these financial statements.

F-42


RSE ARCHIVE, LLC

 

Consolidated Balance Sheets as of December 31, 2021


 

Series #18ALLEN

Series #CASTLEII

Series #36OWENS

Series #BAYC601

Series #60MANTLE

Series #PUNK8103

Assets

 

 

 

 

 

 

Current Assets

 

 

 

 

 

 

Cash and Cash Equivalents

$453  

$400  

$400  

$608  

$486  

$600  

Accounts Receivable

 

 

 

 

 

 

Pre-paid Insurance

 

 

 

 

 

 

Pre-paid Storage

 

 

 

 

 

 

Total Current Assets

453  

400  

400  

608  

486  

600  

Other Assets

 

 

 

 

 

 

Archive assets - Deposit

 

 

 

 

 

 

Archive assets - Owned

32,522  

15,027  

20,099  

143,926  

800,000  

500,000  

Other Assets

 

 

 

3,442  

 

3,373  

TOTAL ASSETS

$32,975  

$15,427  

$20,499  

$147,976  

$800,486  

$503,973  

 

 

 

 

 

 

 

LIABILITIES AND MEMBERS' EQUITY / (DEFICIT)

 

 

 

 

 

 

Liabilities

 

 

 

 

 

 

Current Liabilities

 

 

 

 

 

 

Accounts Payable

$ 

$ 

$ 

$ 

$ 

$ 

Insurance Payable

 

 

 

 

 

 

Income Taxes Payable

 

 

 

 

 

 

Due to the Manager or its Affiliates

22  

27  

99  

108  

 

 

Total Liabilities

22  

30  

108  

108  

 

 

Member's Equity

 

 

 

 

 

 

Membership Contributions

33,100  

15,685  

21,647  

144,426  

800,600  

500,600  

Capital Contribution for Operating Expense

266  

176  

282  

3,521  

7,059  

3,443  

Capital Contribution for loss at Offering close

 

 

 

 

 

 

Distribution to RSE Archive

(147) 

(285) 

(1,247) 

 

(114) 

 

Distribution to Series

 

 

 

 

 

 

Accumulated Surplus (Deficit)

(266) 

(179) 

(291) 

(79) 

(7,068) 

(70) 

Members' Equity (Deficit)

32,953  

15,397  

20,391  

147,868  

800,477  

503,973  

TOTAL LIABILITIES AND MEMBERS' EQUITY

$32,975  

$15,427  

$20,499  

$147,976 

$800,486  

$503,973  

 


See accompanying notes, which are an integral part of these financial statements.

F-43


RSE ARCHIVE, LLC

 

Consolidated Balance Sheets as of December 31, 2021


 

Series #GHOST1

Series #BROSGRIMM

Series #HENDERSON

Series #KIRBY

Series #20HERBERT

Series #03RONALDO

Assets

 

 

 

 

 

 

Current Assets

 

 

 

 

 

 

Cash and Cash Equivalents

$380  

$500  

$377  

$400  

$400  

$652  

Accounts Receivable

 

 

 

 

 

 

Pre-paid Insurance

 

 

 

 

 

 

Pre-paid Storage

 

 

 

 

 

 

Total Current Assets

380  

500  

377  

400  

400  

652  

Other Assets

 

 

 

 

 

 

Archive assets - Deposit

 

 

 

 

 

 

Archive assets - Owned

11,657  

112,833  

132,325  

50,027  

60,000  

156,606  

Other Assets

 

 

 

 

 

 

TOTAL ASSETS

$12,037  

$113,333  

$132,702  

$50,427  

$60,400  

$157,258  

 

 

 

 

 

 

 

LIABILITIES AND MEMBERS' EQUITY / (DEFICIT)

 

 

 

 

 

 

Liabilities

 

 

 

 

 

 

Current Liabilities

 

 

 

 

 

 

Accounts Payable

$ 

$ 

$ 

$ 

$ 

$ 

Insurance Payable

 

 

 

10  

12  

32  

Income Taxes Payable

 

 

 

 

 

 

Due to the Manager or its Affiliates

 

 

 

27  

 

 

Total Liabilities

 

 

 

37  

21  

32  

Member's Equity

 

 

 

 

 

 

Membership Contributions

12,161  

113,333  

132,638  

50,685  

60,685  

157,381  

Capital Contribution for Operating Expense

96  

292  

1,565  

238  

270  

592  

Capital Contribution for loss at Offering close

 

 

188  

 

 

 

Distribution to RSE Archive

(124) 

 

(124) 

(285) 

(285) 

(123) 

Distribution to Series

 

 

 

 

 

 

Accumulated Surplus (Deficit)

(98) 

(292) 

(1,565) 

(248) 

(291) 

(624) 

Members' Equity (Deficit)

12,035  

113,333  

132,702  

50,390  

60,379  

157,226  

TOTAL LIABILITIES AND MEMBERS' EQUITY

$12,037  

$113,333  

$132,702  

$50,427  

$60,400  

$157,258  

 


See accompanying notes, which are an integral part of these financial statements.

F-44


RSE ARCHIVE, LLC

 

Consolidated Balance Sheets as of December 31, 2021


 

Series #HONUS2

Series #MARX

Series #09HARDEN

Series #MEEB15511

Series #90BATMAN

Series #93JETER

Assets

 

 

 

 

 

 

Current Assets

 

 

 

 

 

 

Cash and Cash Equivalents

$376  

$486  

$353  

$547  

$400  

$427  

Accounts Receivable

 

 

 

 

 

 

Pre-paid Insurance

 

 

 

 

 

 

Pre-paid Storage

 

 

 

 

 

 

Total Current Assets

376  

486  

353  

547  

400  

427  

Other Assets

 

 

 

 

 

 

Archive assets - Deposit

 

 

 

 

 

 

Archive assets - Owned

85,806  

105,100  

23,256  

67,782  

50,027  

15,165  

Other Assets

 

 

 

3,269  

 

 

TOTAL ASSETS

$86,182  

$105,586  

$23,609  

$71,598  

$50,427  

$15,592  

 

 

 

 

 

 

 

LIABILITIES AND MEMBERS' EQUITY / (DEFICIT)

 

 

 

 

 

 

Liabilities

 

 

 

 

 

 

Current Liabilities

 

 

 

 

 

 

Accounts Payable

$ 

$ 

$ 

$ 

$ 

$ 

Insurance Payable

18  

 

 

 

10  

 

Income Taxes Payable

 

 

 

 

 

 

Due to the Manager or its Affiliates

 

 

 

47  

27  

 

Total Liabilities

18  

 

 

47  

37  

 

Member's Equity

 

 

 

 

 

 

Membership Contributions

86,306  

105,700  

23,756  

68,282  

50,685  

15,340  

Capital Contribution for Operating Expense

360  

237  

196  

3,325  

227  

321  

Capital Contribution for loss at Offering close

 

 

 

 

 

375  

Distribution to RSE Archive

(124) 

(114) 

(147) 

 

(285) 

(123) 

Distribution to Series

 

 

 

 

 

 

Accumulated Surplus (Deficit)

(378) 

(237) 

(196) 

(56) 

(237) 

(321) 

Members' Equity (Deficit)

86,164  

105,586  

23,609  

71,551  

50,390  

15,592  

TOTAL LIABILITIES AND MEMBERS' EQUITY

$86,182  

$105,586  

$23,609  

$71,598  

$50,427  

$15,592  

 


See accompanying notes, which are an integral part of these financial statements.

F-45


RSE ARCHIVE, LLC

 

Consolidated Balance Sheets as of December 31, 2021


 

Series #SIMPSONS1

Series #SPIDER129

Series #NESDK3

Series #BAYC7359

Series #CURIO10

Series #WILDTHING

Assets

 

 

 

 

 

 

Current Assets

 

 

 

 

 

 

Cash and Cash Equivalents

$400  

$356  

$400  

$600  

$1,125  

$400  

Accounts Receivable

 

 

 

 

 

 

Pre-paid Insurance

 

 

 

 

 

 

Pre-paid Storage

 

 

 

 

 

 

Total Current Assets

400  

356  

400  

600  

1,125  

400  

Other Assets

 

 

 

 

 

 

Archive assets - Deposit

 

 

 

 

 

 

Archive assets - Owned

15,027  

36,146  

100,086  

165,389  

67,319  

15,100  

Other Assets

 

 

 

2,726 

2,882  

 

TOTAL ASSETS

$15,427  

$36,502  

$100,486  

$168,715  

$71,326  

$15,500  

 

 

 

 

 

 

 

LIABILITIES AND MEMBERS' EQUITY / (DEFICIT)

 

 

 

 

 

 

Liabilities

 

 

 

 

 

 

Current Liabilities

 

 

 

 

 

 

Accounts Payable

$ 

$ 

$ 

$ 

$ 

14  

Insurance Payable

 

 

21  

 

 

 

Income Taxes Payable

 

 

 

 

 

 

Due to the Manager or its Affiliates

27  

 

86  

87  

625  

 

Total Liabilities

30  

 

107  

87  

625  

14  

Member's Equity

 

 

 

 

 

 

Membership Contributions

15,685  

36,646  

100,685  

165,902  

67,819  

15,747  

Capital Contribution for Operating Expense

111  

79  

391  

2,775  

2,926  

68  

Capital Contribution for loss at Offering close

 

 

 

 

 

 

Distribution to RSE Archive

(285) 

(124) 

(285) 

 

 

(247) 

Distribution to Series

 

 

 

 

 

 

Accumulated Surplus (Deficit)

(114) 

(106) 

(412) 

(49) 

(44) 

(82) 

Members' Equity (Deficit)

15,397  

36,495  

100,379  

168,628  

70,701  

15,486  

TOTAL LIABILITIES AND MEMBERS' EQUITY

$15,427  

$36,502  

$100,486  

$168,715  

$71,326  

$15,500  

 


See accompanying notes, which are an integral part of these financial statements.

F-46


RSE ARCHIVE, LLC

 

Consolidated Balance Sheets as of December 31, 2021


 

Series #1776

Series #98JORDAN2

Series #MACALLAN1

Series #BAYC9159

Series #FANTASY7

Series #SURFER4

Assets

 

 

 

 

 

 

Current Assets

 

 

 

 

 

 

Cash and Cash Equivalents

$ 400   

$ 776   

$ 600   

$ 600   

$ 400   

$ 300   

Accounts Receivable

-   

-   

-   

-   

-   

-   

Pre-paid Insurance

-   

-   

-   

-   

-   

-   

Pre-paid Storage

-   

-   

-   

-   

-   

-   

Total Current Assets

400   

776   

600   

600   

400   

300   

Other Assets

 

 

 

 

 

 

Archive assets - Deposit

-   

-   

-   

-   

-   

-   

Archive assets - Owned

1,451,500   

288,908   

11,914   

188,500   

35,048   

67,208   

Other Assets

-   

-   

-   

-   

-   

-   

TOTAL ASSETS

$ 1,451,900   

$ 289,684   

$ 12,514   

$ 189,100   

$ 35,448   

$ 67,508   

 

 

 

 

 

 

 

LIABILITIES AND MEMBERS' EQUITY / (DEFICIT)

 

 

 

 

 

 

Liabilities

 

 

 

 

 

 

Current Liabilities

 

 

 

 

 

 

Accounts Payable

$ -   

$ -   

$ -   

$ -   

$ -   

$ -   

Insurance Payable

-   

-   

13   

-   

168   

29   

Income Taxes Payable

-   

-   

-   

-   

-   

-   

Due to the Manager or its Affiliates

-   

-   

540   

-   

48   

-   

Total Liabilities

-   

-   

553   

-   

216   

29   

Member's Equity

 

 

 

 

 

 

Membership Contributions

1,457,055   

289,798   

12,514   

189,100   

35,632   

67,800   

Capital Contribution for Operating Expense

3,044   

2,436   

29   

22   

36   

22   

Capital Contribution for loss at Offering close

-   

-   

-   

-   

-   

-   

Distribution to RSE Archive

(5,155)  

(114)  

-   

-   

(232)  

(292)  

Distribution to Series

-   

-   

-   

-   

-   

-   

Accumulated Surplus (Deficit)

(3,044)  

(2,436)  

(582)  

(22)  

(204)  

(51)  

Members' Equity (Deficit)

1,451,900   

289,684   

11,961   

189,100   

35,232   

67,479   

TOTAL LIABILITIES AND MEMBERS' EQUITY

$ 1,451,900   

$ 289,684   

$ 12,514   

$ 189,100   

$ 35,448   

$ 67,508   

 


See accompanying notes, which are an integral part of these financial statements.

F-47


RSE ARCHIVE, LLC

 

Consolidated Balance Sheets as of December 31, 2021


 

Series #OHTANI1

Series #OHTANI2

Series #WILT100

Series #PENGUIN

Series #KARUIZAWA

Series #KOMBAT

Assets

 

 

 

 

 

 

Current Assets

 

 

 

 

 

 

Cash and Cash Equivalents

$376  

$376  

$400  

$300  

$600  

$300  

Accounts Receivable

 

 

 

 

 

 

Pre-paid Insurance

 

 

 

 

 

 

Pre-paid Storage

 

 

 

 

 

 

Total Current Assets

376  

376  

400  

300  

600  

300  

Other Assets

 

 

 

 

 

 

Archive assets - Deposit

 

 

 

 

 

 

Archive assets - Owned

81,006  

65,100  

100,000  

52,289  

57,868  

79,566  

Other Assets

 

 

 

 

 

 

TOTAL ASSETS

$81,382  

$65,476  

$100,400  

$52,589  

$58,468  

$79,866  

 

 

 

 

 

 

 

LIABILITIES AND MEMBERS' EQUITY / (DEFICIT)

 

 

 

 

 

 

Liabilities

 

 

 

 

 

 

Current Liabilities

 

 

 

 

 

 

Accounts Payable

$ 

$ 

$ 

$ 

$ 

$ 

Insurance Payable

17  

13  

21  

17  

62  

188  

Income Taxes Payable

 

 

 

 

 

 

Due to the Manager or its Affiliates

 

 

 

 

540  

 

Total Liabilities

17  

13  

21  

17  

602  

188  

Member's Equity

 

 

 

 

 

 

Membership Contributions

81,506  

65,600  

100,638  

52,881  

58,468  

80,158  

Capital Contribution for Operating Expense

284  

244  

348  

29  

16  

21  

Capital Contribution for loss at Offering close

 

 

 

 

 

 

Distribution to RSE Archive

(124) 

(124) 

(238) 

(292) 

 

(292) 

Distribution to Series

 

 

 

 

 

 

Accumulated Surplus (Deficit)

(301) 

(257) 

(369) 

(46) 

(618) 

(209) 

Members' Equity (Deficit)

81,365  

65,463  

100,379  

52,572  

57,866  

79,678  

TOTAL LIABILITIES AND MEMBERS' EQUITY

$81,382  

$65,476  

$100,400  

$52,589  

$58,468  

$79,866  

 


See accompanying notes, which are an integral part of these financial statements.

F-48


RSE ARCHIVE, LLC

 

Consolidated Balance Sheets as of December 31, 2021


 

Series #APPLELISA

Series #98MANNING

Series #GIJOE

Series #BEATLES1

Series #SQUIG5847

Series #PACQUIAO

Assets

 

 

 

 

 

 

Current Assets

 

 

 

 

 

 

Cash and Cash Equivalents

$300  

$400  

$338  

$300  

$654  

$400  

Accounts Receivable

 

 

 

 

 

 

Pre-paid Insurance

 

 

 

 

 

 

Pre-paid Storage

 

 

 

 

 

 

Total Current Assets

300  

400  

338  

300  

654  

400  

Other Assets

 

 

 

 

 

 

Archive assets - Deposit

 

 

 

 

 

 

Archive assets - Owned

96,049  

19,000  

37,726  

20,906  

56,240  

14,150  

Other Assets

 

 

 

 

1,198  

 

TOTAL ASSETS

$96,349  

$19,400  

$38,064  

$21,206  

$58,092  

$14,550  

 

 

 

 

 

 

 

LIABILITIES AND MEMBERS' EQUITY / (DEFICIT)

 

 

 

 

 

 

Liabilities

 

 

 

 

 

 

Current Liabilities

 

 

 

 

 

 

Accounts Payable

$ 

$ 

$ 

$92  

$ 

$ 

Insurance Payable

14  

54  

80  

 

 

30  

Income Taxes Payable

 

 

 

 

 

 

Due to the Manager or its Affiliates

 

 

 

 

154  

 

Total Liabilities

14  

54  

80  

92  

154  

30  

Member's Equity

 

 

 

 

 

 

Membership Contributions

96,587  

19,638  

38,295  

21,439  

56,740  

14,782  

Capital Contribution for Operating Expense

206  

12  

12  

11  

1,207  

12  

Capital Contribution for loss at Offering close

 

 

 

 

 

 

Distribution to RSE Archive

(238) 

(238) 

(231) 

(233) 

 

(232) 

Distribution to Series

 

 

 

 

 

 

Accumulated Surplus (Deficit)

(220) 

(66) 

(92) 

(103) 

(9) 

(42) 

Members' Equity (Deficit)

96,335  

19,346  

37,984  

21,114  

57,938  

14,520  

TOTAL LIABILITIES AND MEMBERS' EQUITY

$96,349  

$19,400  

$38,064  

$21,206  

$58,092  

$14,550  

 


See accompanying notes, which are an integral part of these financial statements.

F-49


RSE ARCHIVE, LLC

 

Consolidated Balance Sheets as of December 31, 2021


 

Series #83JOBS

Series #BATMAN181

Series #HOBBIT

Consolidated

Assets

 

 

 

 

Current Assets

 

 

 

 

Cash and Cash Equivalents

$500  

$350  

$600  

$703,469 

Accounts Receivable

 

 

 

214,030  

Pre-paid Insurance

 

 

 

- 

Pre-paid Storage

 

 

 

- 

Total Current Assets

500  

350  

600  

917,499  

Other Assets

 

 

 

 

Archive assets - Deposit

 

 

 

 

Archive assets - Owned

67,566  

41,051  

68,850  

30,795,785  

Other Assets

 

 

 

22,213  

TOTAL ASSETS

$68,066  

$41,401  

$69,450  

$31,735,497  

 

 

 

 

 

LIABILITIES AND MEMBERS' EQUITY / (DEFICIT)

 

 

 

 

Liabilities

 

 

 

 

Current Liabilities

 

 

 

 

Accounts Payable

$ 

$ 

$ 

$956,932  

Insurance Payable

20  

17  

22  

4,496  

Income Taxes Payable

 

 

 

532,505  

Due to the Manager or its Affiliates

 

 

292  

6,287,183  

Total Liabilities

20  

17  

314  

7,781,116  

Member's Equity

 

 

 

 

Membership Contributions

68,066  

41,639  

69,450  

23,984,134  

Capital Contribution for Operating Expense

289  

13  

16  

902,033  

Capital Contribution for loss at Offering close

 

 

 

25,073  

Distribution to RSE Archive

 

(238) 

 

 

Distribution to Series

 

 

 

(1,465)  

Accumulated Surplus (Deficit)

(309) 

(30) 

(330) 

(955,394) 

Members' Equity (Deficit)

68,046  

41,384  

69,136  

23,954,381  

TOTAL LIABILITIES AND MEMBERS' EQUITY

$68,066  

$41,401  

$69,450  

$31,735,497  


See accompanying notes, which are an integral part of these financial statements.

F-50


RSE ARCHIVE, LLC

 

Consolidated Balance Sheets as of December 31, 2020


 

Series #52MANTLE

Series #71MAYS

Series #RLEXPEPSI

Series #10COBB

Series #POTTER

Series #TWOCITIES

Series #FROST

Assets

 

 

 

 

 

 

 

Current Assets

 

 

 

 

 

 

 

Cash and Cash Equivalents

$1,450  

$1,600  

$300  

$1,545  

$1,095  

$1,495  

$1,695  

Pre-paid Insurance

958  

402  

129  

268  

1,077  

199  

166  

Pre-paid Storage

 

 

 

 

 

 

 

Total Current Assets

2,408  

2,002  

429  

1,813  

2,172  

1,694  

1,861  

 

 

 

 

 

 

 

 

Collectible Memorabilia - Deposit

 

 

 

 

 

 

 

Collectible Memorabilia - Owned

125,000  

52,500  

16,800  

35,000  

70,100  

12,100  

10,100  

TOTAL ASSETS

$127,408  

$54,502  

$17,229  

$36,813  

$72,272  

$13,794  

$11,961  

 

 

 

 

 

 

 

 

LIABILITIES AND MEMBERS' EQUITY / (DEFICIT)

 

 

 

 

 

 

 

Liabilities

 

 

 

 

 

 

 

Current Liabilities

 

 

 

 

 

 

 

Accounts Payable

$ 

$ 

$ 

$ 

$ 

$ 

$ 

Insurance Payable

 

 

 

 

 

 

 

Income Taxes Payable

 

 

 

 

 

 

 

Due to the Manager or its Affiliates

 

 

 

 

 

 

 

Total Liabilities

 

 

 

 

 

 

 

Members' Equity

 

 

 

 

 

 

 

Membership Contributions

126,600  

54,100  

17,100  

36,600  

70,740  

13,800  

12,000  

Capital Contribution for Operating Expense

4,156  

2,561  

1,761  

2,133  

2,755  

1,596  

1,553  

Capital Contribution for loss at Offering close

 

 

 

 

510  

 

 

Distribution to RSE Archive

 

 

 

(55) 

(55) 

(205) 

(205) 

Retained Earnings / (Accumulated Deficit)

(3,348) 

(2,158) 

(1,632) 

(1,864) 

(1,677) 

(1,397) 

(1,387) 

Members' Equity

127,408  

54,502  

17,229  

36,813  

72,272  

13,794  

11,961  

TOTAL LIABILITIES AND MEMBERS' EQUITY

$127,408  

$54,502  

$17,229  

$36,813  

$72,272  

$13,794  

$11,961  

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-51


RSE ARCHIVE, LLC

 

Consolidated Balance Sheets as of December 31, 2020


 

Series #BIRKINBLU

Series #SMURF

Series #70RLEX

Series #EINSTEIN

Series #HONUS

Series #75ALI

Series #71ALI

Assets

 

 

 

 

 

 

 

Current Assets

 

 

 

 

 

 

 

Cash and Cash Equivalents

$1,250  

$1,250  

$1,200  

$1,750  

$5,300  

$1,003  

$6,555  

Pre-paid Insurance

422  

226  

137  

182  

 

 

 

Pre-paid Storage

 

 

 

 

 

 

 

Total Current Assets

1,672  

1,476  

1,337  

1,932  

5,300  

1,003  

6,555  

 

 

 

 

 

 

 

 

Collectible Memorabilia - Deposit

 

 

 

 

 

 

 

Collectible Memorabilia - Owned

55,500  

29,500  

17,928  

11,100  

500,028  

44,065  

 

TOTAL ASSETS

$57,172  

$30,976  

$19,265  

$13,032  

$505,328  

$45,068  

$6,555  

 

 

 

 

 

 

 

 

LIABILITIES AND MEMBERS' EQUITY / (DEFICIT)

 

 

 

 

 

 

 

Liabilities

 

 

 

 

 

 

 

Current Liabilities

 

 

 

 

 

 

 

Accounts Payable

$ 

$ 

$ 

$ 

$ 

$ 

$3,550  

Insurance Payable

 

 

 

 

4,800  

626  

 

Income Taxes Payable

 

 

 

 

 

 

3,005  

Due to the Manager or its Affiliates

 

 

28  

 

 

65  

 

Total Liabilities

 

 

28  

 

4,800  

691  

6,555  

Members' Equity

 

 

 

 

 

 

 

Membership Contributions

56,750  

30,750  

19,250  

13,000  

505,328  

45,040  

 

Capital Contribution for Operating Expense

2,520  

2,119  

1,663  

1,506  

3,531  

1,278  

3,550  

Capital Contribution for loss at Offering close

 

 

 

 

 

10  

 

Distribution to RSE Archive

 

 

(150) 

(150) 

 

 

 

Retained Earnings / (Accumulated Deficit)

(2,098) 

(1,893) 

(1,526) 

(1,323) 

(8,331) 

(1,952) 

(3,550) 

Members' Equity

57,172  

30,976  

19,237  

13,032  

500,528  

44,377  

 

TOTAL LIABILITIES AND MEMBERS' EQUITY

$57,172  

$30,976  

$19,265  

$13,032  

$505,328  

$45,068  

$6,555  


See accompanying notes, which are an integral part of these financial statements.

F-52


RSE ARCHIVE, LLC

 

Consolidated Balance Sheets as of December 31, 2020


 

Series #APROAK

Series #88JORDAN

Series #BIRKINBOR

Series #33RUTH

Series #SPIDER1

Series #BATMAN3

Series #ULYSSES

Assets

 

 

 

 

 

 

 

Current Assets

 

 

 

 

 

 

 

Cash and Cash Equivalents

$1,250  

$1,003  

$1,203  

$1,003  

$1,003  

$1,003  

$1,950  

Pre-paid Insurance

556  

 

 

 

 

 

365  

Pre-paid Storage

 

 

 

 

 

 

 

Total Current Assets

1,806  

1,003  

1,203  

1,003  

1,003  

1,003  

2,315  

 

 

 

 

 

 

 

 

Collectible Memorabilia - Deposit

 

 

 

 

 

 

 

Collectible Memorabilia - Owned

72,500  

20,000  

50,000  

74,000  

20,000  

75,000  

22,100  

TOTAL ASSETS

$74,306  

$21,003  

$51,203  

$75,003  

$21,003  

$76,003  

$24,415  

 

 

 

 

 

 

 

 

LIABILITIES AND MEMBERS' EQUITY / (DEFICIT)

 

 

 

 

 

 

 

Liabilities

 

 

 

 

 

 

 

Current Liabilities

 

 

 

 

 

 

 

Accounts Payable

$ 

$ 

$ 

$ 

$ 

$ 

$ 

Insurance Payable

 

285  

713  

1,039  

105  

393  

 

Income Taxes Payable

 

 

 

 

 

 

 

Due to the Manager or its Affiliates

 

 

 

 

 

 

 

Total Liabilities

 

285  

713  

1,039  

105  

393  

 

Members' Equity

 

 

 

 

 

 

 

Membership Contributions

73,688  

21,050  

51,250  

75,050  

21,050  

76,050  

24,050  

Capital Contribution for Operating Expense

2,743  

1,111  

1,036  

1,014  

993  

992  

1,406  

Capital Contribution for loss at Offering close

63  

 

 

 

 

 

 

Distribution to RSE Archive

 

(47) 

(47) 

(47) 

(47) 

(47) 

 

Retained Earnings / (Accumulated Deficit)

(2,187) 

(1,395) 

(1,749) 

(2,052) 

(1,098) 

(1,385) 

(1,041) 

Members' Equity

74,306  

20,718  

50,490  

73,964  

20,898  

75,609  

24,415  

TOTAL LIABILITIES AND MEMBERS' EQUITY

$74,306  

$21,003  

$51,203  

$75,003  

$21,003  

$76,003  

$24,415  


See accompanying notes, which are an integral part of these financial statements.

F-53


RSE ARCHIVE, LLC

 

Consolidated Balance Sheets as of December 31, 2020


 

Series #ROOSEVELT

Series #56MANTLE

Series #AGHOWL

Series #98JORDAN

Series #18ZION

Series #SNOOPY

Series #APOLLO11

Assets

 

 

 

 

 

 

 

Current Assets

 

 

 

 

 

 

 

Cash and Cash Equivalents

$400  

$1,050  

$1,703  

$9,408  

$650  

$800  

$1,050  

Pre-paid Insurance

282  

 

257  

 

104  

184  

230  

Pre-paid Storage

 

 

 

 

 

 

 

Total Current Assets

682  

1,050  

1,960  

9,408  

754  

984  

1,280  

 

 

 

 

 

 

 

 

Collectible Memorabilia - Deposit

 

 

 

 

 

 

 

Collectible Memorabilia - Owned

17,200  

9,000  

15,600  

 

13,545  

24,000  

30,000  

TOTAL ASSETS

$17,882  

$10,050  

$17,560  

$9,408  

$14,299  

$24,984  

$31,280  

 

 

 

 

 

 

 

 

LIABILITIES AND MEMBERS' EQUITY / (DEFICIT)

 

 

 

 

 

 

 

Liabilities

 

 

 

 

 

 

 

Current Liabilities

 

 

 

 

 

 

 

Accounts Payable

$ 

$ 

$ 

$ 

$ 

$ 

$ 

Insurance Payable

 

126  

 

 

 

 

 

Income Taxes Payable

 

 

 

9,408  

 

 

 

Due to the Manager or its Affiliates

 

 

 

 

45  

 

 

Total Liabilities

 

126  

 

9,408  

45  

 

 

Members' Equity

 

 

 

 

 

 

 

Membership Contributions

17,797  

9,400  

17,500  

 

14,150  

24,745  

31,050  

Capital Contribution for Operating Expense

1,308  

968  

1,275  

136  

1,125  

1,269  

1,316  

Capital Contribution for loss at Offering close

 

650  

 

 

 

55  

 

Distribution to RSE Archive

(197) 

 

(197) 

 

 

 

 

Retained Earnings / (Accumulated Deficit)

(1,026) 

(1,094) 

(1,018) 

(136) 

(1,021) 

(1,085) 

(1,086) 

Members' Equity

17,882  

9,924  

17,560  

 

14,254  

24,984  

31,280  

TOTAL LIABILITIES AND MEMBERS' EQUITY

$17,882  

$10,050  

$17,560  

$9,408  

$14,299  

$24,984  

$31,280  


See accompanying notes, which are an integral part of these financial statements.

F-54


RSE ARCHIVE, LLC

 

Consolidated Balance Sheets as of December 31, 2020


 

Series #24RUTHBAT

Series #YOKO

Series #86JORDAN

Series #HULK1

Series #RUTHBALL1

Series #HIMALAYA

Series #38DIMAGGIO

Assets

 

 

 

 

 

 

 

Current Assets

 

 

 

 

 

 

 

Cash and Cash Equivalents

$1,003  

$1,750  

$8,851  

$300  

$700  

$1,203  

$600  

Pre-paid Insurance

 

207  

 

 

 

 

 

Pre-paid Storage

 

 

 

 

 

 

 

Total Current Assets

1,003  

1,957  

8,851  

300  

700  

1,203  

600  

 

 

 

 

 

 

 

 

Collectible Memorabilia - Deposit

 

 

 

 

 

 

 

Collectible Memorabilia - Owned

250,006  

12,600  

 

87,006  

 

130,000  

20,006  

TOTAL ASSETS

$251,009  

$14,557  

$8,851  

$87,306  

$700  

$131,203  

$20,606  

 

 

 

 

 

 

 

 

LIABILITIES AND MEMBERS' EQUITY / (DEFICIT)

 

 

 

 

 

 

 

Liabilities

 

 

 

 

 

 

 

Current Liabilities

 

 

 

 

 

 

 

Accounts Payable

$ 

$ 

$ 

$ 

$ 

$ 

$ 

Insurance Payable

3,648  

 

144  

316  

294  

1,854  

218  

Income Taxes Payable

 

 

8,816  

 

 

 

 

Due to the Manager or its Affiliates

 

 

 

 

 

 

 

Total Liabilities

3,654  

 

8,960  

322  

300  

1,854  

224  

Members' Equity

 

 

 

 

 

 

 

Membership Contributions

250,538  

14,500  

 

87,300  

27,700  

131,250  

20,600  

Capital Contribution for Operating Expense

799  

1,004  

 

728  

728  

774  

690  

Capital Contribution for loss at Offering close

513  

 

 

 

 

 

 

Distribution to RSE Archive

(47) 

(150) 

 

 

 

(47) 

 

Retained Earnings / (Accumulated Deficit)

(4,447) 

(797) 

(109) 

(1,044) 

(28,028) 

(2,628) 

(908) 

Members' Equity

247,354  

14,557  

(109) 

86,984  

400  

129,349  

20,382  

TOTAL LIABILITIES AND MEMBERS' EQUITY

$251,009  

$14,557  

$8,851  

$87,306  

$700  

$131,203  

$20,606  


See accompanying notes, which are an integral part of these financial statements.

F-55


RSE ARCHIVE, LLC

 

Consolidated Balance Sheets as of December 31, 2020


 

Series #55CLEMENTE

Series #LOTR

Series #CATCHER

Series #BOND1

Series #SUPER21

Series #BATMAN1

Series #BIRKINTAN

Assets

 

 

 

 

 

 

 

Current Assets

 

 

 

 

 

 

 

Cash and Cash Equivalents

$600  

$563  

$213  

$463  

$300  

$534  

$700  

Pre-paid Insurance

 

 

 

 

 

 

 

Pre-paid Storage

 

 

 

 

 

 

 

Total Current Assets

600  

563  

213  

463  

300  

534  

700  

 

 

 

 

 

 

 

 

Collectible Memorabilia - Deposit

 

 

 

 

 

 

 

Collectible Memorabilia - Owned

36,006  

27,600  

11,600  

37,100  

7,023  

68,577  

25,244  

TOTAL ASSETS

$36,606  

$28,163  

$11,813  

$37,563  

$7,323  

$69,111  

$25,944  

 

 

 

 

 

 

 

 

LIABILITIES AND MEMBERS' EQUITY / (DEFICIT)

 

 

 

 

 

 

 

Liabilities

 

 

 

 

 

 

 

Current Liabilities

 

 

 

 

 

 

 

Accounts Payable

$ 

$ 

$ 

$ 

$ 

$ 

$ 

Insurance Payable

392  

110  

47  

151  

21  

249  

178  

Income Taxes Payable

 

 

 

 

 

 

 

Due to the Manager or its Affiliates

 

 

 

 

23  

77  

244  

Total Liabilities

398  

110  

47  

151  

44  

325  

422  

Members' Equity

 

 

 

 

 

 

 

Membership Contributions

36,600  

28,200  

11,850  

37,600  

7,300  

69,100  

25,700  

Capital Contribution for Operating Expense

690  

669  

669  

669  

649  

646  

623  

Capital Contribution for loss at Offering close

 

 

 

 

 

 

 

Distribution to RSE Archive

 

(37) 

(37) 

(37) 

 

(66) 

 

Retained Earnings / (Accumulated Deficit)

(1,082) 

(779) 

(715) 

(819) 

(670) 

(894) 

(802) 

Members' Equity

36,208  

28,053  

11,767  

37,413  

7,279  

68,786  

25,522  

TOTAL LIABILITIES AND MEMBERS' EQUITY

$36,606  

$28,163  

$11,813  

$37,563  

$7,323  

$69,111  

$25,944  


See accompanying notes, which are an integral part of these financial statements.

F-56


RSE ARCHIVE, LLC

 

Consolidated Balance Sheets as of December 31, 2020


 

Series #GMTBLACK1

Series #61JFK

Series #POKEMON1

Series #50JACKIE

Series #LINCOLN

Series #STARWARS1

Series #68MAYS

Assets

 

 

 

 

 

 

 

Current Assets

 

 

 

 

 

 

 

Cash and Cash Equivalents

$634  

$334  

$534  

$833  

$634  

$269  

$520  

Pre-paid Insurance

 

 

 

 

 

 

 

Pre-paid Storage

 

 

 

 

 

 

 

Total Current Assets

634  

334  

534  

833  

634  

269  

520  

 

 

 

 

 

 

 

 

Collectible Memorabilia - Deposit

 

 

 

 

 

 

 

Collectible Memorabilia - Owned

25,030  

16,350  

118,000  

 

64,925  

10,000  

32,083  

TOTAL ASSETS

$25,665  

$16,684  

$118,534  

$833  

$65,559  

$10,269  

$32,603  

 

 

 

 

 

 

 

 

LIABILITIES AND MEMBERS' EQUITY / (DEFICIT)

 

 

 

 

 

 

 

Liabilities

 

 

 

 

 

 

 

Current Liabilities

 

 

 

 

 

 

 

Accounts Payable

$ 

$ 

$ 

$ 

$ 

$ 

$ 

Insurance Payable

294  

36  

850  

 

142  

20  

198  

Income Taxes Payable

 

 

 

771  

 

 

 

Due to the Manager or its Affiliates

30  

 

 

 

925  

 

83  

Total Liabilities

324  

36  

850  

771  

1,067  

20  

281  

Members' Equity

 

 

 

 

 

 

 

Membership Contributions

25,700  

16,750  

118,600  

 

64,700  

10,400  

32,600  

Capital Contribution for Operating Expense

620  

583  

578  

 

575  

560  

526  

Capital Contribution for loss at Offering close

 

 

 

 

 

 

 

Distribution to RSE Archive

(66) 

(66) 

(66) 

(66) 

(66) 

(131) 

(80) 

Retained Earnings / (Accumulated Deficit)

(914) 

(619) 

(1,428) 

128  

(717) 

(580) 

(724) 

Members' Equity

25,340  

16,648  

117,684  

61  

64,492  

10,249  

32,322  

TOTAL LIABILITIES AND MEMBERS' EQUITY

$25,665  

$16,684  

$118,534  

$833  

$65,559  

$10,269  

$32,603  


See accompanying notes, which are an integral part of these financial statements.

F-57


RSE ARCHIVE, LLC

 

Consolidated Balance Sheets as of December 31, 2020


 

Series #56TEDWILL

Series #TMNT1

Series #CAPTAIN3

Series #51MANTLE

Series #CHURCHILL

Series #SHKSPR4

Series #03KOBE

Assets

 

 

 

 

 

 

 

Current Assets

 

 

 

 

 

 

 

Cash and Cash Equivalents

$520  

$400  

$100  

$520  

$220  

$400  

$460  

Pre-paid Insurance

 

 

 

 

 

 

 

Pre-paid Storage

 

 

 

 

 

 

 

Total Current Assets

520  

400  

100  

520  

220  

400  

460  

 

 

 

 

 

 

 

 

Collectible Memorabilia - Deposit

 

 

 

 

 

 

 

Collectible Memorabilia - Owned

80,000  

59,000  

35,523  

29,500  

6,600  

105,100  

44,000  

TOTAL ASSETS

$80,520  

$59,400  

$35,623  

$30,020  

$6,820  

$105,500  

$44,460  

 

 

 

 

 

 

 

 

LIABILITIES AND MEMBERS' EQUITY / (DEFICIT)

 

 

 

 

 

 

 

Liabilities

 

 

 

 

 

 

 

Current Liabilities

 

 

 

 

 

 

 

Accounts Payable

$ 

$ 

$ 

$ 

$ 

$ 

$ 

Insurance Payable

495  

135  

106  

183  

20  

354  

249  

Income Taxes Payable

 

 

 

 

 

 

 

Due to the Manager or its Affiliates

 

 

23  

 

 

 

 

Total Liabilities

495  

135  

129  

183  

20  

354  

249  

Members' Equity

 

 

 

 

 

 

 

Membership Contributions

80,600  

60,130  

35,666  

30,100  

6,900  

105,705  

44,600  

Capital Contribution for Operating Expense

526  

509  

509  

503  

486  

486  

452  

Capital Contribution for loss at Offering close

 

 

 

 

 

 

 

Distribution to RSE Archive

(80) 

(730) 

(66) 

(80) 

(80) 

(205) 

(140) 

Retained Earnings / (Accumulated Deficit)

(1,021) 

(643) 

(614) 

(686) 

(506) 

(840) 

(701) 

Members' Equity

80,025  

59,265  

35,494  

29,838  

6,800  

105,146  

44,211  

TOTAL LIABILITIES AND MEMBERS' EQUITY

$80,520  

$59,400  

$35,623  

$30,020  

$6,820  

$105,500  

$44,460  


See accompanying notes, which are an integral part of these financial statements.

F-58


RSE ARCHIVE, LLC

 

Consolidated Balance Sheets as of December 31, 2020


 

Series #03LEBRON

Series #03JORDAN

Series #39TEDWILL

Series #94JETER

Series #2020TOPPS

Series #FANFOUR1

Series #85MARIO

Assets

 

 

 

 

 

 

 

Current Assets

 

 

 

 

 

 

 

Cash and Cash Equivalents

$520  

$520  

$600  

$460  

$150  

$471  

$460  

Pre-paid Insurance

 

 

 

 

 

 

 

Pre-paid Storage

 

 

 

 

 

 

 

Total Current Assets

520  

520  

600  

460  

150  

471  

460  

 

 

 

 

 

 

 

 

Collectible Memorabilia - Deposit

 

 

 

 

 

 

 

Collectible Memorabilia - Owned

25,000  

33,000  

27,750  

39,000  

98,000  

100,063  

140,000  

TOTAL ASSETS

$25,520  

$33,520  

$28,350  

$39,460  

$98,150  

$100,534  

$140,460  

 

 

 

 

 

 

 

 

LIABILITIES AND MEMBERS' EQUITY / (DEFICIT)

 

 

 

 

 

 

 

Liabilities

 

 

 

 

 

 

 

Current Liabilities

 

 

 

 

 

 

 

Accounts Payable

$ 

$ 

$ 

$ 

$ 

$ 

$ 

Insurance Payable

155  

204  

146  

221  

454  

317  

808  

Income Taxes Payable

 

 

 

 

 

 

 

Due to the Manager or its Affiliates

 

 

 

 

 

 

 

Total Liabilities

155  

204  

146  

221  

454  

317  

808  

Members' Equity

 

 

 

 

 

 

 

Membership Contributions

25,600  

33,600  

27,220  

39,600  

98,150  

100,600  

140,600  

Capital Contribution for Operating Expense

452  

452  

439  

432  

423  

399  

354  

Capital Contribution for loss at Offering close

 

 

1,130  

 

 

 

 

Distribution to RSE Archive

(80) 

(80) 

 

(140) 

 

(66) 

(140) 

Retained Earnings / (Accumulated Deficit)

(606) 

(656) 

(585) 

(653) 

(877) 

(716) 

(1,162) 

Members' Equity

25,365  

33,316  

28,204  

39,239  

97,696  

100,217  

139,653  

TOTAL LIABILITIES AND MEMBERS' EQUITY

$25,520  

$33,520  

$28,350  

$39,460  

$98,150  

$100,534  

$140,460  


See accompanying notes, which are an integral part of these financial statements.

F-59


RSE ARCHIVE, LLC

 

Consolidated Balance Sheets as of December 31, 2020


 

Series #TOS39

Series #DAREDEV1

Series #05LATOUR

Series #16SCREAG

Series #14DRC

Series #86RICE

Series #57MANTLE

Assets

 

 

 

 

 

 

 

Current Assets

 

 

 

 

 

 

 

Cash and Cash Equivalents

$460  

$320  

$430  

$430  

$430  

$460  

$400  

Pre-paid Insurance

 

 

 

 

 

 

 

Pre-paid Storage

 

 

 

 

 

 

 

Total Current Assets

460  

320  

430  

430  

430  

460  

400  

 

 

 

 

 

 

 

 

Collectible Memorabilia - Deposit

 

 

 

 

 

 

 

Collectible Memorabilia - Owned

120,000  

9,500  

7,442  

31,944  

45,980  

20,000  

8,000  

TOTAL ASSETS

$120,460  

$9,820  

$7,872  

$32,374  

$46,410  

$20,460  

$8,400  

 

 

 

 

 

 

 

 

LIABILITIES AND MEMBERS' EQUITY / (DEFICIT)

 

 

 

 

 

 

 

Liabilities

 

 

 

 

 

 

 

Current Liabilities

 

 

 

 

 

 

 

Accounts Payable

$ 

$ 

$ 

$ 

$ 

$ 

$ 

Insurance Payable

171  

19  

28  

120  

173  

113  

42  

Income Taxes Payable

 

 

 

 

 

 

 

Due to the Manager or its Affiliates

 

 

 

 

 

 

 

Total Liabilities

171  

19  

28  

120  

173  

113  

42  

Members' Equity

 

 

 

 

 

 

 

Membership Contributions

120,600  

9,900  

8,042  

32,544  

46,580  

20,600  

7,420  

Capital Contribution for Operating Expense

355  

355  

353  

353  

353  

353  

333  

Capital Contribution for loss at Offering close

 

 

 

 

 

 

1,182  

Distribution to RSE Archive

(140) 

(80) 

 

 

 

(140) 

(202) 

Retained Earnings / (Accumulated Deficit)

(526) 

(374) 

(551) 

(643) 

(696) 

(467) 

(375) 

Members' Equity

120,289  

9,801  

7,844  

32,254  

46,237  

20,347  

8,358  

TOTAL LIABILITIES AND MEMBERS' EQUITY

$120,460  

$9,820  

$7,872  

$32,374  

$46,410  

$20,460  

$8,400  


See accompanying notes, which are an integral part of these financial statements.

F-60


RSE ARCHIVE, LLC

 

Consolidated Balance Sheets as of December 31, 2020


 

Series #FAUBOURG

Series #SOBLACK

Series #GATSBY

Series #93DAYTONA

Series #09TROUT

Series #57STARR

Series #AF15

Assets

 

 

 

 

 

 

 

Current Assets

 

 

 

 

 

 

 

Cash and Cash Equivalents

$560  

$520  

$520  

$600  

$400  

$400  

$400  

Pre-paid Insurance

 

 

 

 

 

 

 

Pre-paid Storage

 

 

 

 

 

 

 

Total Current Assets

560  

520  

520  

600  

400  

400  

400  

 

 

 

 

 

 

 

 

Collectible Memorabilia - Deposit

 

 

 

 

 

 

 

Collectible Memorabilia - Owned

115,000  

50,253  

185,100  

37,000  

225,000  

8,000  

189,000  

TOTAL ASSETS

$115,560  

$50,774  

$185,620  

$37,600  

$225,400  

$8,400  

$189,400  

 

 

 

 

 

 

 

 

LIABILITIES AND MEMBERS' EQUITY / (DEFICIT)

 

 

 

 

 

 

 

Liabilities

 

 

 

 

 

 

 

Current Liabilities

 

 

 

 

 

 

 

Accounts Payable

$ 

$ 

$ 

$ 

$ 

$ 

$ 

Insurance Payable

952  

434  

392  

169  

1,020  

42  

245  

Income Taxes Payable

 

 

 

 

 

 

 

Due to the Manager or its Affiliates

 

 

 

 

 

 

 

Total Liabilities

952  

434  

392  

169  

1,020  

42  

245  

Members' Equity

 

 

 

 

 

 

 

Membership Contributions

115,700  

50,853  

185,700  

37,600  

221,063  

7,420  

189,602  

Capital Contribution for Operating Expense

445  

412  

302  

300  

277  

277  

244  

Capital Contribution for loss at Offering close

 

 

 

 

4,540  

1,182  

 

Distribution to RSE Archive

(140) 

(80) 

(80) 

 

(202) 

(202) 

(202) 

Retained Earnings / (Accumulated Deficit)

(1,397) 

(846) 

(694) 

(469) 

(1,297) 

(319) 

(488) 

Members' Equity

114,608  

50,340  

185,228  

37,431  

224,380  

8,358  

189,155  

TOTAL LIABILITIES AND MEMBERS' EQUITY

$115,560  

$50,774  

$185,620  

$37,600  

$225,400  

$8,400  

$189,400  


See accompanying notes, which are an integral part of these financial statements.

F-61


RSE ARCHIVE, LLC

 

Consolidated Balance Sheets as of December 31, 2020


 

Series #03KOBE2

Series #JOBSMAC

Series #16PETRUS

Series #ALICE

Series #SPIDER10

Series #62MANTLE

Series #BATMAN6

Assets

 

 

 

 

 

 

 

Current Assets

 

 

 

 

 

 

 

Cash and Cash Equivalents

$400  

$400  

$430  

$520  

$400  

$460  

$320  

Pre-paid Insurance

 

 

 

 

 

 

 

Pre-paid Storage

 

 

 

 

 

 

 

Total Current Assets

400  

400  

430  

520  

400  

460  

320  

 

 

 

 

 

 

 

 

Collectible Memorabilia - Deposit

 

 

 

 

 

 

 

Collectible Memorabilia - Owned

21,000  

35,000  

38,236  

9,300  

18,000  

132,000  

23,500  

TOTAL ASSETS

$21,400  

$35,400  

$38,666  

$9,820  

$18,400  

$132,460  

$23,820  

 

 

 

 

 

 

 

 

LIABILITIES AND MEMBERS' EQUITY / (DEFICIT)

 

 

 

 

 

 

 

Liabilities

 

 

 

 

 

 

 

Current Liabilities

 

 

 

 

 

 

 

Accounts Payable

$ 

$ 

$ 

$ 

$ 

$ 

$ 

Insurance Payable

73  

156  

144  

16  

21  

748  

47  

Income Taxes Payable

 

 

 

 

 

 

 

Due to the Manager or its Affiliates

 

 

 

 

 

 

 

Total Liabilities

73  

156  

144  

16  

21  

748  

47  

Members' Equity

 

 

 

 

 

 

 

Membership Contributions

21,629  

35,832  

38,836  

9,900  

18,602  

132,600  

23,900  

Capital Contribution for Operating Expense

230  

234  

193  

195  

194  

192  

191  

Capital Contribution for loss at Offering close

 

 

 

 

 

 

 

Distribution to RSE Archive

(229) 

(432) 

(170) 

(80) 

(202) 

(140) 

(80) 

Retained Earnings / (Accumulated Deficit)

(303) 

(390) 

(337) 

(211) 

(215) 

(940) 

(237) 

Members' Equity

21,327  

35,244  

38,522  

9,804  

18,379  

131,712  

23,774  

TOTAL LIABILITIES AND MEMBERS' EQUITY

$21,400  

$35,400  

$38,666  

$9,820  

$18,400  

$132,460  

$23,820  


See accompanying notes, which are an integral part of these financial statements.

F-62


RSE ARCHIVE, LLC

 

Consolidated Balance Sheets as of December 31, 2020


 

Series #CLEMENTE2

Series #SUPER14

Series #79STELLA

Series #TKAM

Series #DIMAGGIO2

Series #13BEAUX

Series #88MARIO

Assets

 

 

 

 

 

 

 

Current Assets

 

 

 

 

 

 

 

Cash and Cash Equivalents

$400  

$460  

$600  

$534  

$321  

$4,400  

$60,400  

Pre-paid Insurance

 

 

 

 

 

 

 

Pre-paid Storage

 

 

 

 

 

 

 

Total Current Assets

400  

460  

600  

534  

321  

4,400  

60,400  

 

 

 

 

 

 

 

 

Collectible Memorabilia - Deposit

 

 

 

 

 

 

 

Collectible Memorabilia - Owned

60,000  

120,000  

61,528  

28,600  

17,704  

21,877  

 

TOTAL ASSETS

$60,400  

$120,460  

$62,128  

$29,134  

$18,025  

$26,277  

$60,400  

 

 

 

 

 

 

 

 

LIABILITIES AND MEMBERS' EQUITY / (DEFICIT)

 

 

 

 

 

 

 

Liabilities

 

 

 

 

 

 

 

Current Liabilities

 

 

 

 

 

 

 

Accounts Payable

$ 

$ 

$ 

$ 

$ 

$ 

$ 

Insurance Payable

285  

191  

277  

67  

45  

50  

 

Income Taxes Payable

 

 

 

 

 

 

7,359  

Due to the Manager or its Affiliates

 

 

28  

 

 

4,000  

53,036  

Total Liabilities

285  

191  

304  

67  

45  

4,050  

60,395  

Members' Equity

 

 

 

 

 

 

 

Membership Contributions

60,602  

120,600  

62,100  

29,200  

18,254  

22,621  

 

Capital Contribution for Operating Expense

175  

151  

150  

151  

143  

127  

68  

Capital Contribution for loss at Offering close

 

 

 

 

 

 

 

Distribution to RSE Archive

(202) 

(140) 

 

(66) 

(229) 

(344) 

(229) 

Retained Earnings / (Accumulated Deficit)

(460) 

(342) 

(427) 

(217) 

(189) 

(177) 

165  

Members' Equity

60,115  

120,269  

61,823  

29,068  

17,980  

22,227  

 

TOTAL LIABILITIES AND MEMBERS' EQUITY

$60,400  

$120,460  

$62,128  

$29,134  

$18,025  

$26,277  

$60,400  


See accompanying notes, which are an integral part of these financial statements.

F-63


RSE ARCHIVE, LLC

 

Consolidated Balance Sheets as of December 31, 2020


 

Series #ANMLFARM

Series #NASA1

Series #00BRADY

Series #85NES

Series #JUSTICE1

Series #69KAREEM

Series #59JFK

Assets

 

 

 

 

 

 

 

Current Assets

 

 

 

 

 

 

 

Cash and Cash Equivalents

$100  

$300  

$339  

$400  

$400  

$339  

$400  

Pre-paid Insurance

 

 

 

 

 

 

 

Pre-paid Storage

 

 

 

 

 

 

 

Total Current Assets

100  

300  

339  

400  

400  

339  

400  

 

 

 

 

 

 

 

 

Collectible Memorabilia - Deposit

 

 

 

 

 

 

 

Collectible Memorabilia - Owned

8,800  

254,457  

35,184  

26,000  

190,000  

23,261  

23,100  

TOTAL ASSETS

$8,900  

$254,757  

$35,523  

$26,400  

$190,400  

$23,600  

$23,500  

 

 

 

 

 

 

 

 

LIABILITIES AND MEMBERS' EQUITY / (DEFICIT)

 

 

 

 

 

 

 

Liabilities

 

 

 

 

 

 

 

Current Liabilities

 

 

 

 

 

 

 

Accounts Payable

$ 

$ 

$ 

$ 

$ 

$ 

$ 

Insurance Payable

26  

971  

79  

76  

257  

52  

28  

Income Taxes Payable

 

 

 

 

 

 

 

Due to the Manager or its Affiliates

 

 

 

 

 

 

 

Total Liabilities

26  

971  

79  

76  

257  

52  

28  

Members' Equity

 

 

 

 

 

 

 

Membership Contributions

8,966  

254,987  

35,752  

26,859  

190,602  

23,829  

23,702  

Capital Contribution for Operating Expense

127  

122  

103  

104  

81  

81  

81  

Capital Contribution for loss at Offering close

 

 

 

 

 

 

 

Distribution to RSE Archive

(66) 

(229) 

(229) 

(459) 

(202) 

(229) 

(202) 

Retained Earnings / (Accumulated Deficit)

(154) 

(1,092) 

(182) 

(179) 

(338) 

(133) 

(109) 

Members' Equity

8,874  

253,786  

35,444  

26,324  

190,143  

23,548  

23,472  

TOTAL LIABILITIES AND MEMBERS' EQUITY

$8,900  

$254,757  

$35,523  

$26,400  

$190,400  

$23,600  

$23,500  


See accompanying notes, which are an integral part of these financial statements.

F-64


RSE ARCHIVE, LLC

 

Consolidated Balance Sheets as of December 31, 2020


 

Series #04LEBRON

Series #85JORDAN

Series #GOLDENEYE

Series #MOONSHOE

Series #03LEBRON2

Series #GRAPES

Series #34GEHRIG

Assets

 

 

 

 

 

 

 

Current Assets

 

 

 

 

 

 

 

Cash and Cash Equivalents

$400  

$600  

$326  

$420  

$320  

$400  

$339  

Pre-paid Insurance

 

 

 

 

 

 

 

Pre-paid Storage

 

 

 

 

 

 

 

Total Current Assets

400  

600  

326  

420  

320  

400  

339  

 

 

 

 

 

 

 

 

Collectible Memorabilia - Deposit

 

 

 

 

 

 

 

Collectible Memorabilia - Owned

44,000  

240,000  

22,874  

150,000  

90,227  

31,100  

29,737  

TOTAL ASSETS

$44,400  

$240,600  

$23,200  

$150,420  

$90,548  

$31,500  

$30,076  

 

 

 

 

 

 

 

 

LIABILITIES AND MEMBERS' EQUITY / (DEFICIT)

 

 

 

 

 

 

 

Liabilities

 

 

 

 

 

 

 

Current Liabilities

 

 

 

 

 

 

 

Accounts Payable

$ 

$ 

$ 

$ 

$ 

$ 

$ 

Insurance Payable

132  

567  

62  

336  

180  

37  

67  

Income Taxes Payable

 

 

 

 

 

 

 

Due to the Manager or its Affiliates

 

 

 

 

 

 

 

Total Liabilities

132  

567  

62  

336  

180  

37  

67  

Members' Equity

 

 

 

 

 

 

 

Membership Contributions

44,629  

240,600  

23,442  

150,600  

90,728  

31,702  

30,305  

Capital Contribution for Operating Expense

81  

81  

58  

58  

58  

58  

58  

Capital Contribution for loss at Offering close

 

 

 

 

 

 

 

Distribution to RSE Archive

(229) 

 

(242) 

(180) 

(180) 

(202) 

(229) 

Retained Earnings / (Accumulated Deficit)

(212) 

(648) 

(120) 

(394) 

(239) 

(95) 

(125) 

Members' Equity

44,268  

240,033  

23,138  

150,084  

90,367  

31,463  

30,009  

TOTAL LIABILITIES AND MEMBERS' EQUITY

$44,400  

$240,600  

$23,200  

$150,420  

$90,548  

$31,500  

$30,076  


See accompanying notes, which are an integral part of these financial statements.

F-65


RSE ARCHIVE, LLC

 

Consolidated Balance Sheets as of December 31, 2020


 

 

 

 

 

 

 

 

 

 

Series #98KANGA

Series #06BRM

Series #DUNE

Series #86FLEER

Series #WILDGUN

Series #58PELE2

Series #18LAMAR

Consolidated

Assets

 

 

 

 

 

 

 

 

Current Assets

 

 

 

 

 

 

 

 

Cash and Cash Equivalents

$420  

$400  

$460  

$805  

$400  

$805  

$7,278  

$201,881  

Pre-paid Insurance

 

 

 

 

 

 

 

6,566  

Pre-paid Storage

 

 

 

 

 

 

 

 

Total Current Assets

420  

400  

460  

805  

400  

805  

7,278  

208,447  

 

 

 

 

 

 

 

 

 

Collectible Memorabilia - Deposit

 

 

 

 

 

 

 

300,000  

Collectible Memorabilia - Owned

150,000  

15,720  

10,600  

146,400  

24,000  

22,800  

 

14,453,625  

TOTAL ASSETS

$150,420  

$16,120  

$11,060  

$147,205  

$24,400  

$23,605  

$7,278  

$14,962,072  

 

 

 

 

 

 

 

 

 

LIABILITIES AND MEMBERS' EQUITY / (DEFICIT)

 

 

 

 

 

 

 

 

Liabilities

 

 

 

 

 

 

 

 

Current Liabilities

 

 

 

 

 

 

 

 

Accounts Payable

$ 

$ 

$ 

$ 

$ 

$ 

$ 

$5,819  

Insurance Payable

260  

36  

17  

207  

70  

32  

 

41,535  

Income Taxes Payable

 

 

 

 

 

 

7,278  

36,637  

Due to the Manager or its Affiliates

 

 

 

 

 

 

 

8,417,248  

Total Liabilities

260  

36  

17  

207  

70  

32  

7,278  

8,501,239  

Members' Equity

 

 

 

 

 

 

 

 

Membership Contributions

150,600  

16,464  

11,200  

147,447  

24,629  

23,847  

 

6,503,133  

Capital Contribution for Operating Expense

58  

58  

32  

32  

32  

32  

72  

136,974  

Capital Contribution for loss at Offering close

 

 

 

 

 

 

 

9,833  

Distribution to RSE Archive

(180) 

(344) 

(140) 

(242) 

(229) 

(242) 

(242) 

 

Retained Earnings / (Accumulated Deficit)

(318) 

(94) 

(49) 

(239) 

(102) 

(65) 

170  

(189,108) 

Members' Equity

150,160  

16,084  

11,044  

146,998  

24,330  

23,573  

 

6,460,832  

TOTAL LIABILITIES AND MEMBERS' EQUITY

$150,420  

$16,120  

$11,060  

$147,205  

$24,400  

$23,605  

$7,278  

$14,962,072  


See accompanying notes, which are an integral part of these financial statements.

F-66


RSE ARCHIVE, LLC

 

Consolidated Statements of Operations

Year Ended December 31, 2021


 

Series #52MANTLE

Series #71MAYS

Series #RLEXPEPSI

Series #10COBB

Series #POTTER

Series #TWOCITIES

Expenses, gains and losses

 

 

 

 

 

 

Storage

$(22)  

$(24)  

$(2)  

$(24)  

$(4)  

$(9)  

Transportation

 

 

 

 

 

 

Insurance

(1,192)  

(619)  

(158)  

(454)  

(239)  

(152)  

Bookkeeping and Accounting Fees

(793)  

(793)  

(793)  

(793)  

(793)  

(793)  

Marketing Expense

 

 

 

 

 

 

Banking Fees

 

 

 

 

 

 

Gain on Sale

 

 

 

 

 

 

Loss on Sale

 

 

 

 

 

 

Loss on Impairment

 

 

 

 

 

 

Income / (Loss) Before Income Taxes

(2,007) 

(1,436) 

(953) 

(1,271) 

(1,036) 

(954) 

Provision for Income Taxes

 

 

 

 

 

 

Net Income / (Loss)

$(2,007) 

$(1,436) 

$(953) 

$(1,271) 

$(1,036) 

$(954) 

 

 

 

 

 

 

 

Basic and Diluted (Loss) per Membership Interest

$(2.01) 

$(0.72) 

$(0.48) 

$(1.27) 

$(0.35) 

$(4.77) 

Weighted Average Membership Interests

1,000  

2,000  

2,000  

1,000  

3,000  

200  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-67


RSE ARCHIVE, LLC

 

Consolidated Statements of Operations

Year Ended December 31, 2021


 

Series #FROST

Series #BIRKINBLU

Series #SMURF

Series #70RLEX

Series #EINSTEIN

Series #HONUS

Expenses, gains and losses

 

 

 

 

 

 

Storage

$(9)  

$(17)  

$(1)  

$(63)  

$(73)  

$(43)  

Transportation

 

 

 

(199)  

 

 

Insurance

(142)  

(642)  

(278)  

(169)  

(144)  

(4,834)  

Bookkeeping and Accounting Fees

(793)  

(793)  

(793)  

(793)  

(793)  

(793)  

Marketing Expense

 

 

 

 

 

 

Banking Fees

 

 

 

 

 

 

Gain on Sale

 

 

 

 

 

 

Loss on Sale

 

 

 

 

 

 

Loss on Impairment

 

 

 

 

 

 

Income / (Loss) Before Income Taxes

(944) 

(1,452) 

(1,072) 

(1,224) 

(1,010) 

(5,670) 

Provision for Income Taxes

 

 

 

 

 

 

Net Income / (Loss)

$(944) 

$(1,452) 

$(1,072) 

$(1,224) 

$(1,010) 

$(5,670) 

 

 

 

 

 

 

 

Basic and Diluted (Loss) per Membership Interest

$(4.72) 

$(1.45) 

$(0.54) 

$(1.22) 

$(0.51) 

$(0.57) 

Weighted Average Membership Interests

200  

1,000  

2,000  

1,000  

2,000  

10,000  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-68


RSE ARCHIVE, LLC

 

Consolidated Statements of Operations

Year Ended December 31, 2021


 

Series #75ALI

Series #71ALI

Series #APROAK

Series #88JORDAN

Series #BIRKINBOR

Series #33RUTH

Expenses, gains and losses

 

 

 

 

 

 

Storage

$(24)  

$- 

$ 

$ 

$(13)  

$(46)  

Transportation

 

- 

(31)  

 

 

 

Insurance

(539)  

- 

(340)  

(313)  

(595)  

(821)  

Bookkeeping and Accounting Fees

(793)  

- 

(590)  

(793)  

(793)  

(793)  

Marketing Expense

 

- 

 

 

 

 

Banking Fees

 

- 

 

 

 

 

Gain on Sale

 

- 

37,500 

 

 

 

Loss on Sale

 

- 

 

 

 

 

Loss on Impairment

 

- 

 

 

 

 

Income / (Loss) Before Income Taxes

(1,356) 

- 

36,539  

(1,106) 

(1,401) 

(1,660) 

Provision for Income Taxes

 

- 

(7,264) 

 

 

 

Net Income / (Loss)

$(1,356) 

$- 

$29,275  

$(1,106) 

$(1,401) 

$(1,660) 

 

 

 

 

 

 

 

Basic and Diluted (Loss) per Membership Interest

$(1.36) 

$- 

$29.27  

$(0.55) 

$(0.70) 

$(0.83) 

Weighted Average Membership Interests

1,000  

2,000 

1,000  

2,000  

2,000  

2,000  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-69


RSE ARCHIVE, LLC

 

Consolidated Statements of Operations

Year Ended December 31, 2021


 

Series #SPIDER1

Series #BATMAN3

Series #ULYSSES

Series #ROOSEVELT

Series #56MANTLE

Series #AGHOWL

Expenses, gains and losses

 

 

 

 

 

 

Storage

$(8)  

$(9)  

$(9)  

$(9)  

$(24)  

$(8)  

Transportation

 

 

 

 

 

 

Insurance

(160)  

(257)  

(163)  

(154)  

(231)  

(152)  

Bookkeeping and Accounting Fees

(793)  

(793)  

(793)  

(793)  

(793)  

(793)  

Marketing Expense

 

 

 

 

 

 

Banking Fees

 

 

 

 

 

 

Gain on Sale

 

 

 

 

 

 

Loss on Sale

 

 

 

 

 

 

Loss on Impairment

 

 

 

 

 

 

Income / (Loss) Before Income Taxes

(961) 

(1,059) 

(965) 

(956) 

(1,048) 

(953) 

Provision for Income Taxes

 

 

 

 

 

 

Net Income / (Loss)

$(961) 

$(1,059) 

$(965) 

$(956) 

$(1,048) 

$(953) 

 

 

 

 

 

 

 

Basic and Diluted (Loss) per Membership Interest

$(0.96) 

$(1.06) 

$(1.93) 

$(0.96) 

$(0.10) 

$(1.91) 

Weighted Average Membership Interests

1,000  

1,000  

500  

1,000  

10,000  

500  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-70


RSE ARCHIVE, LLC

 

Consolidated Statements of Operations

Year Ended December 31, 2021


 

Series #98JORDAN

Series #18ZION

Series #SNOOPY

Series #APOLLO11

Series #24RUTHBAT

Series #YOKO

Expenses, gains and losses

 

 

 

 

 

 

Storage

$- 

$(24)  

$(1)  

$(24)  

$(41)  

$(9)  

Transportation

- 

 

 

 

 

 

Insurance

- 

(252)  

(226)  

(407)  

(2,479)  

(146)  

Bookkeeping and Accounting Fees

- 

(793)  

(793)  

(793)  

(793)  

(793)  

Marketing Expense

- 

 

 

 

 

 

Banking Fees

- 

 

 

 

 

 

Gain on Sale

- 

 

 

 

 

 

Loss on Sale

- 

 

 

 

 

 

Loss on Impairment

- 

 

 

 

 

 

Income / (Loss) Before Income Taxes

- 

(1,069) 

(1,020) 

(1,224) 

(3,313) 

(948) 

Provision for Income Taxes

- 

 

 

 

 

 

Net Income / (Loss)

$- 

$(1,069) 

$(1,020) 

$(1,224) 

$(3,313) 

$(948) 

 

 

 

 

 

 

 

Basic and Diluted (Loss) per Membership Interest

$- 

$(2.14) 

$(0.51) 

$(1.22) 

$(1.10) 

$(4.74) 

Weighted Average Membership Interests

2,000 

500  

2,000  

1,000  

3,000  

200  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-71


RSE ARCHIVE, LLC

 

Consolidated Statements of Operations

Year Ended December 31, 2021


 

Series #86JORDAN

Series #HULK1

Series #RUTHBALL1

Series #HIMALAYA

Series #38DIMAGGIO

Series #55CLEMENTE

Expenses, gains and losses

 

 

 

 

 

 

Storage

$- 

$(4)  

$(101)  

$(56)  

$(24)  

$(25)  

Transportation

- 

 

(129)  

(124)  

 

 

Insurance

- 

(168)  

(379)  

(1,349)  

(313)  

(463)  

Bookkeeping and Accounting Fees

- 

(622)  

(793)  

(793)  

(793)  

(793)  

Marketing Expense

- 

 

 

 

 

 

Banking Fees

- 

 

 

 

 

 

Gain on Sale

- 

28,994 

 

 

 

 

Loss on Sale

- 

 

 

 

 

 

Loss on Impairment

- 

 

 

 

 

 

Income / (Loss) Before Income Taxes

- 

28,200  

(1,402) 

(2,322) 

(1,130) 

(1,281) 

Provision for Income Taxes

- 

(5,753) 

 

 

 

 

Net Income / (Loss)

$- 

$22,447  

$(1,402) 

$(2,322) 

$(1,130) 

$(1,281) 

 

 

 

 

 

 

 

Basic and Diluted (Loss) per Membership Interest

$- 

$11.22  

$(0.70) 

$(1.16) 

$(1.13) 

$(1.28) 

Weighted Average Membership Interests

1,000 

2,000  

2,000  

2,000  

1,000  

1,000  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-72


RSE ARCHIVE, LLC

 

Consolidated Statements of Operations

Year Ended December 31, 2021


 

Series #LOTR

Series #CATCHER

Series #BOND1

Series #SUPER21

Series #BATMAN1

Series #BIRKINTAN

Expenses, gains and losses

 

 

 

 

 

 

Storage

$(8)  

$(8)  

$(8)  

$(8)  

$(50)  

$(12)  

Transportation

 

 

 

 

 

 

Insurance

(173)  

(145)  

(190)  

(137)  

(246)  

(360)  

Bookkeeping and Accounting Fees

(793)  

(793)  

(793)  

(793)  

(793)  

(793)  

Marketing Expense

 

 

 

 

 

 

Banking Fees

 

 

 

 

 

 

Gain on Sale

 

 

 

 

 

 

Loss on Sale

 

 

 

 

 

 

Loss on Impairment

 

 

 

 

 

 

Income / (Loss) Before Income Taxes

(974) 

(946) 

(991) 

(938) 

(1,089) 

(1,165) 

Provision for Income Taxes

 

 

 

 

 

 

Net Income / (Loss)

$(974) 

$(946) 

$(991) 

$(938) 

$(1,089) 

$(1,165) 

 

 

 

 

 

 

 

Basic and Diluted (Loss) per Membership Interest

$(0.97) 

$(1.89) 

$(0.99) 

$(0.11) 

$(1.09) 

$(1.17) 

Weighted Average Membership Interests

1,000  

500  

1,000  

8,500  

1,000  

1,000  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-73


RSE ARCHIVE, LLC

 

Consolidated Statements of Operations

Year Ended December 31, 2021


 

Series #GMTBLACK1

Series #61JFK

Series #POKEMON1

Series #50JACKIE

Series #LINCOLN

Series #STARWARS1

Expenses, gains and losses

 

 

 

 

 

 

Storage

$(2)  

$(9)  

$(68)  

$- 

$(8)  

$(12)  

Transportation

 

 

 

- 

 

 

Insurance

(254)  

(153)  

(1,551)  

- 

(238)  

(142)  

Bookkeeping and Accounting Fees

(793)  

(793)  

(793)  

- 

(793)  

(793)  

Marketing Expense

 

 

 

- 

 

 

Banking Fees

 

 

 

- 

 

 

Gain on Sale

 

 

 

- 

 

 

Loss on Sale

 

 

 

- 

 

 

Loss on Impairment

 

 

 

- 

 

 

Income / (Loss) Before Income Taxes

(1,049) 

(955) 

(2,412) 

- 

(1,039) 

(947) 

Provision for Income Taxes

 

 

 

- 

 

 

Net Income / (Loss)

$(1,049) 

$(955) 

$(2,412) 

$- 

$(1,039) 

$(947) 

 

 

 

 

 

 

 

Basic and Diluted (Loss) per Membership Interest

$(1.05) 

$(0.48) 

$(0.48) 

$- 

$(0.26) 

$(0.08) 

Weighted Average Membership Interests

1,000  

2,000  

5,000  

10,000 

4,000  

12,000  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-74


RSE ARCHIVE, LLC

 

Consolidated Statements of Operations

Year Ended December 31, 2021


 

Series #68MAYS

Series #56TEDWILL

Series #TMNT1

Series #CAPTAIN3

Series #51MANTLE

Series #CHURCHILL

Expenses, gains and losses

 

 

 

 

 

 

Storage

$(24)  

$(24)  

$(5)  

$(9)  

$(25)  

$(8)  

Transportation

 

 

 

 

 

 

Insurance

(426)  

(878)  

(45)  

(187)  

(402)  

(136)  

Bookkeeping and Accounting Fees

(793)  

(793)  

(520)  

(793)  

(793)  

(793)  

Marketing Expense

 

 

 

 

 

 

Banking Fees

 

 

 

 

 

 

Gain on Sale

 

 

41,000 

 

 

 

Loss on Sale

 

 

 

 

 

 

Loss on Impairment

 

 

 

 

 

 

Income / (Loss) Before Income Taxes

(1,243) 

(1,695) 

40,430  

(989) 

(1,220) 

(937) 

Provision for Income Taxes

 

 

(8,405) 

 

 

 

Net Income / (Loss)

$(1,243) 

$(1,695) 

$32,025  

$(989) 

$(1,220) 

$(937) 

 

 

 

 

 

 

 

Basic and Diluted (Loss) per Membership Interest

$(0.62) 

$(0.85) 

$32.03  

$(0.99) 

$(0.61) 

$(0.12) 

Weighted Average Membership Interests

2,000  

2,000  

1,000  

1,000  

2,000  

7,500  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-75


RSE ARCHIVE, LLC

 

Consolidated Statements of Operations

Year Ended December 31, 2021


 

Series #SHKSPR4

Series #03KOBE

Series #03LEBRON

Series #03JORDAN

Series #39TEDWILL

Series #94JETER

Expenses, gains and losses

 

 

 

 

 

 

Storage

$(9)  

$(24)  

$(24)  

$(24)  

$(24)  

$(16)  

Transportation

 

 

 

 

 

 

Insurance

(310)  

(539)  

(360)  

(435)  

(386)  

(492)  

Bookkeeping and Accounting Fees

(793)  

(793)  

(793)  

(793)  

(793)  

(793)  

Marketing Expense

 

(84)  

(84)  

(84)  

 

 

Banking Fees

 

 

 

 

 

 

Gain on Sale

 

 

 

 

 

 

Loss on Sale

 

 

 

 

 

 

Loss on Impairment

 

 

 

 

 

 

Income / (Loss) Before Income Taxes

(1,112) 

(1,440) 

(1,261) 

(1,336) 

(1,203) 

(1,301) 

Provision for Income Taxes

 

 

 

 

 

 

Net Income / (Loss)

$(1,112) 

$(1,440) 

$(1,261) 

$(1,336) 

$(1,203) 

$(1,301) 

 

 

 

 

 

 

 

Basic and Diluted (Loss) per Membership Interest

$(1.11) 

$(0.23) 

$(0.63) 

$(0.67) 

$(0.21) 

$(1.31) 

Weighted Average Membership Interests

1,000  

6,250  

2,000  

2,000  

5,600  

1,000  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-76


RSE ARCHIVE, LLC

 

Consolidated Statements of Operations

Year Ended December 31, 2021


 

Series #2020TOPPS

Series #FANFOUR1

Series #85MARIO

Series #TOS39

Series #DAREDEV1

Series #05LATOUR

Expenses, gains and losses

 

 

 

 

 

 

Storage

$(24)  

$(3)  

$(17)  

$(8)  

$(32)  

$ 

Transportation

 

 

 

 

 

 

Insurance

(1,047)  

(76)  

(889)  

(337)  

(92)  

(37)  

Bookkeeping and Accounting Fees

(793)  

(543)  

(646)  

(793)  

(631)  

(793)  

Marketing Expense

 

 

 

 

 

 

Banking Fees

 

 

 

 

 

 

Gain on Sale

 

25,937 

1,860,000 

 

12,580 

 

Loss on Sale

 

 

 

 

 

 

Loss on Impairment

 

 

 

 

 

 

Income / (Loss) Before Income Taxes

(1,864) 

25,315  

1,858,448  

(1,138) 

11,827  

(830) 

Provision for Income Taxes

 

(5,216) 

(390,081) 

 

(2,461) 

 

Net Income / (Loss)

$(1,864) 

$20,099  

$1,468,367  

$(1,138) 

$9,366  

$(830) 

 

 

 

 

 

 

 

Basic and Diluted (Loss) per Membership Interest

$(0.19) 

$10.05  

$489.46  

$(0.38) 

$0.81  

$(0.83) 

Weighted Average Membership Interests

10,000  

2,000  

3,000  

3,000  

11,500  

1,000  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-77


RSE ARCHIVE, LLC

 

Consolidated Statements of Operations

Year Ended December 31, 2021


 

Series #16SCREAG

Series #14DRC

Series #86RICE

Series #57MANTLE

Series #FAUBOURG

Series #SOBLACK

Expenses, gains and losses

 

 

 

 

 

 

Storage

$ 

$ 

$(22)  

$(24)  

$(56)  

$(56)  

Transportation

 

 

 

 

(124)  

(124)  

Insurance

(158)  

(227)  

(313)  

(200)  

(1,208)  

(595)  

Bookkeeping and Accounting Fees

(793)  

(793)  

(793)  

(793)  

(793)  

(793)  

Marketing Expense

 

 

 

 

 

 

Banking Fees

 

 

 

 

 

 

Gain on Sale

 

 

 

 

 

 

Loss on Sale

 

 

 

 

 

 

Loss on Impairment

 

 

 

 

 

 

Income / (Loss) Before Income Taxes

(951) 

(1,020) 

(1,128) 

(1,017) 

(2,181) 

(1,568) 

Provision for Income Taxes

 

 

 

 

 

 

Net Income / (Loss)

$(951) 

$(1,020) 

$(1,128) 

$(1,017) 

$(2,181) 

$(1,568) 

 

 

 

 

 

 

 

Basic and Diluted (Loss) per Membership Interest

$(0.95) 

$(1.02) 

$(0.05) 

$(0.13) 

$(1.09) 

$(1.57) 

Weighted Average Membership Interests

1,000  

1,000  

23,000  

8,000  

2,000  

1,000  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-78


RSE ARCHIVE, LLC

 

Consolidated Statements of Operations

Year Ended December 31, 2021


 

Series #GATSBY

Series #93DAYTONA

Series #09TROUT

Series #57STARR

Series #AF15

Series #03KOBE2

Expenses, gains and losses

 

 

 

 

 

 

Storage

$(12)  

$(43)  

$(24)  

$(24)  

$(3)  

$(24)  

Transportation

 

(36)  

 

 

 

 

Insurance

(452)  

(65)  

(2,244)  

(200)  

(143)  

(322)  

Bookkeeping and Accounting Fees

(793)  

(793)  

(793)  

(793)  

(520)  

(793)  

Marketing Expense

 

 

 

 

 

(84)  

Banking Fees

 

 

 

 

 

 

Gain on Sale

 

 

 

 

51,000 

 

Loss on Sale

 

 

 

 

 

 

Loss on Impairment

 

 

 

 

 

 

Income / (Loss) Before Income Taxes

(1,257) 

(937) 

(3,061) 

(1,017) 

50,334  

(1,223) 

Provision for Income Taxes

 

 

 

 

(10,518) 

 

Net Income / (Loss)

$(1,257) 

$(937) 

$(3,061) 

$(1,017) 

$39,816  

$(1,223) 

 

 

 

 

 

 

 

Basic and Diluted (Loss) per Membership Interest

$(0.31) 

$(0.47) 

$(0.27) 

$(0.13) 

$4.98  

$(0.21) 

Weighted Average Membership Interests

4,000  

2,000  

11,250  

8,000  

8,000  

5,750  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-79


RSE ARCHIVE, LLC

 

Consolidated Statements of Operations

Year Ended December 31, 2021


 

Series #JOBSMAC

Series #16PETRUS

Series #ALICE

Series #SPIDER10

Series #62MANTLE

Series #BATMAN6

Expenses, gains and losses

 

 

 

 

 

 

Storage

$(90)  

$ 

$(8)  

$(9)  

$(24)  

$(8)  

Transportation

 

 

 

 

 

 

Insurance

(454)  

(189)  

(141)  

(156)  

(1,368)  

(166)  

Bookkeeping and Accounting Fees

(793)  

(793)  

(793)  

(793)  

(793)  

(793)  

Marketing Expense

 

 

 

 

 

 

Banking Fees

 

 

 

 

 

 

Gain on Sale

 

 

 

 

 

 

Loss on Sale

 

 

 

 

 

 

Loss on Impairment

 

 

 

 

 

 

Income / (Loss) Before Income Taxes

(1,337) 

(982) 

(942) 

(958) 

(2,185) 

(967) 

Provision for Income Taxes

 

 

 

 

 

 

Net Income / (Loss)

$(1,337) 

$(982) 

$(942) 

$(958) 

$(2,185) 

$(967) 

 

 

 

 

 

 

 

Basic and Diluted (Loss) per Membership Interest

$(0.27) 

$(0.11) 

$(0.08) 

$(0.23) 

$(0.36) 

$(0.48) 

Weighted Average Membership Interests

5,000  

9,000  

12,000  

4,200  

6,000  

2,000  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-80


RSE ARCHIVE, LLC

 

Consolidated Statements of Operations

Year Ended December 31, 2021


 

Series #CLEMENTE2

Series #SUPER14

Series #79STELLA

Series #TKAM

Series #DIMAGGIO2

Series #13BEAUX

Expenses, gains and losses

 

 

 

 

 

 

Storage

$(24)  

$(4)  

$(38)  

$(8)  

$(1)  

$ 

Transportation

 

 

(378)  

 

 

 

Insurance

(690)  

(218)  

(289)  

(175)  

(166)  

(108)  

Bookkeeping and Accounting Fees

(793)  

(640)  

(793)  

(793)  

(793)  

(793)  

Marketing Expense

 

 

 

 

 

 

Banking Fees

 

 

 

 

 

 

Gain on Sale

 

36,000 

 

 

 

 

Loss on Sale

 

 

 

 

 

 

Loss on Impairment

 

 

 

 

 

 

Income / (Loss) Before Income Taxes

(1,507) 

35,138  

(1,498) 

(976) 

(960) 

(901) 

Provision for Income Taxes

 

(7,353) 

 

 

 

 

Net Income / (Loss)

$(1,507) 

$27,785  

$(1,498) 

$(976) 

$(960) 

$(901) 

 

 

 

 

 

 

 

Basic and Diluted (Loss) per Membership Interest

$(0.75) 

$5.34  

$(0.11) 

$(0.49) 

$(0.48) 

$(0.18) 

Weighted Average Membership Interests

2,000  

5,200  

13,800  

2,000  

2,000  

5,100  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-81


RSE ARCHIVE, LLC

 

Consolidated Statements of Operations

Year Ended December 31, 2021


 

Series #88MARIO

Series #ANMLFARM

Series #NASA1

Series #00BRADY

Series #85NES

Series #JUSTICE1

Expenses, gains and losses

 

 

 

 

 

 

Storage

$- 

$(8)  

$(25)  

$(25)  

$(4)  

$(8)  

Transportation

- 

 

 

 

 

 

Insurance

- 

(140)  

(2,479)  

(455)  

(369)  

(461)  

Bookkeeping and Accounting Fees

- 

(793)  

(793)  

(793)  

(793)  

(793)  

Marketing Expense

- 

 

 

 

 

 

Banking Fees

- 

 

 

 

 

 

Gain on Sale

- 

 

 

 

 

 

Loss on Sale

- 

 

 

 

 

 

Loss on Impairment

- 

 

 

 

 

 

Income / (Loss) Before Income Taxes

- 

(941) 

(3,297) 

(1,273) 

(1,166) 

(1,262) 

Provision for Income Taxes

- 

 

 

 

 

 

Net Income / (Loss)

$- 

$(941) 

$(3,297) 

$(1,273) 

$(1,166) 

$(1,262) 

 

 

 

 

 

 

 

Basic and Diluted (Loss) per Membership Interest

$- 

$(0.94) 

$(0.33) 

$(0.34) 

$(0.15) 

$(0.25) 

Weighted Average Membership Interests

2,000 

1,000  

10,000  

3,750  

8,000  

5,000  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-82


RSE ARCHIVE, LLC

 

Consolidated Statements of Operations

Year Ended December 31, 2021


 

Series #69KAREEM

Series #59JFK

Series #04LEBRON

Series #85JORDAN

Series #GOLDENEYE

Series #MOONSHOE

Expenses, gains and losses

 

 

 

 

 

 

Storage

$(24)  

$(23)  

$(24)  

$(62)  

$(8)  

$(37)  

Transportation

 

 

 

 

 

 

Insurance

(343)  

(165)  

(539)  

(2,385)  

(339)  

(1,537)  

Bookkeeping and Accounting Fees

(793)  

(793)  

(793)  

(793)  

(793)  

(793)  

Marketing Expense

(84)  

 

(84)  

(84)  

 

 

Banking Fees

 

 

 

 

 

 

Gain on Sale

 

 

 

 

 

 

Loss on Sale

 

 

 

 

 

 

Loss on Impairment

 

 

 

 

 

 

Income / (Loss) Before Income Taxes

(1,244) 

(981) 

(1,440) 

(3,324) 

(1,140) 

(2,367) 

Provision for Income Taxes

 

 

 

 

 

 

Net Income / (Loss)

$(1,244) 

$(981) 

$(1,440) 

$(3,324) 

$(1,140) 

$(2,367) 

 

 

 

 

 

 

 

Basic and Diluted (Loss) per Membership Interest

$(0.50) 

$(0.49) 

$(0.29) 

$(0.33) 

$(0.23) 

$(0.13) 

Weighted Average Membership Interests

2,500  

2,000  

5,000  

10,000  

5,000  

18,000  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-83


RSE ARCHIVE, LLC

 

Consolidated Statements of Operations

Year Ended December 31, 2021


 

Series #03LEBRON2

Series #GRAPES

Series #34GEHRIG

Series #98KANGA

Series #06BRM

Series #DUNE

Expenses, gains and losses

 

 

 

 

 

 

Storage

$(24)  

$(9)  

$(24)  

$(25)  

$ 

$(8)  

Transportation

 

 

 

 

 

 

Insurance

(973)  

(179)  

(404)  

(1,537)  

(78)  

(143)  

Bookkeeping and Accounting Fees

(793)  

(793)  

(793)  

(793)  

(793)  

(793)  

Marketing Expense

(84)  

 

 

 

 

 

Banking Fees

 

 

 

 

 

 

Gain on Sale

 

 

 

 

 

 

Loss on Sale

 

 

 

 

 

 

Loss on Impairment

 

 

 

 

 

 

Income / (Loss) Before Income Taxes

(1,874) 

(981) 

(1,221) 

(2,355) 

(871) 

(944) 

Provision for Income Taxes

 

 

 

 

 

 

Net Income / (Loss)

$(1,874) 

$(981) 

$(1,221) 

$(2,355) 

$(871) 

$(944) 

 

 

 

 

 

 

 

Basic and Diluted (Loss) per Membership Interest

$(0.37) 

$(0.49) 

$(0.24) 

$(0.11) 

$(0.47) 

$(0.94) 

Weighted Average Membership Interests

5,000  

2,000  

5,000  

21,250  

1,850  

1,000  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-84


RSE ARCHIVE, LLC

 

Consolidated Statements of Operations

Year Ended December 31, 2021


 

Series #86FLEER

Series #WILDGUN

Series #58PELE2

Series #18LAMAR

Series #13GIANNIS

Series #AVENGERS1

Expenses, gains and losses

 

 

 

 

 

 

Storage

$(25)  

$(4)  

$(160)  

$- 

$(21)  

$(68)  

Transportation

 

 

 

- 

 

 

Insurance

(1,503)  

(350)  

(33)  

- 

(343)  

(693)  

Bookkeeping and Accounting Fees

(793)  

(793)  

(200)  

- 

(755)  

(572)  

Marketing Expense

(84)  

 

 

- 

(84)  

 

Banking Fees

 

 

 

- 

 

 

Gain on Sale

 

 

39,200 

- 

 

75,000 

Loss on Sale

 

 

 

- 

 

 

Loss on Impairment

 

 

 

- 

 

 

Income / (Loss) Before Income Taxes

(2,405) 

(1,147) 

38,807  

- 

(1,203) 

73,667  

Provision for Income Taxes

 

 

(8,102) 

- 

 

(15,610) 

Net Income / (Loss)

$(2,405) 

$(1,147) 

$30,705  

$- 

$(1,203) 

$58,057  

 

 

 

 

 

 

 

Basic and Diluted (Loss) per Membership Interest

$(0.15) 

$(0.29) 

$5.72  

$- 

$(0.24) 

$11.61  

Weighted Average Membership Interests

16,500  

4,000  

5,300  

7,750 

5,000  

5,000  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-85


RSE ARCHIVE, LLC

 

Consolidated Statements of Operations

Year Ended December 31, 2021


 

Series #04MESSI

Series #AVENGE57

Series #03TACHE

Series #99TMB2

Series #PUNCHOUT

Series #BULLSRING

Expenses, gains and losses

 

 

 

 

 

 

Storage

$(22)  

$(8)  

$ 

$(24)  

$22)  

$ 

Transportation

 

 

 

 

 

 

Insurance

(735)  

(168)  

(483)  

(684)  

(985)  

(2,903)  

Bookkeeping and Accounting Fees

(755)  

(755)  

(755)  

(755)  

(755)  

(755)  

Marketing Expense

 

 

 

 

 

 

Banking Fees

 

 

 

 

 

 

Gain on Sale

 

 

 

 

 

 

Loss on Sale

 

 

 

 

 

 

Loss on Impairment

 

 

 

 

 

 

Income / (Loss) Before Income Taxes

(1,512) 

(931) 

(1,238) 

(1,463) 

(1,762) 

(3,658) 

Provision for Income Taxes

 

 

 

 

 

 

Net Income / (Loss)

$(1,512) 

$(931) 

$(1,238) 

$(1,463) 

$(1,762) 

$(3,658) 

 

 

 

 

 

 

 

Basic and Diluted (Loss) per Membership Interest

$(0.17) 

$(0.05) 

$(0.08) 

$(0.15) 

$(0.18) 

$(0.12) 

Weighted Average Membership Interests

9,000  

20,000  

15,600  

10,000  

10,000  

30,000  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-86


RSE ARCHIVE, LLC

 

Consolidated Statements of Operations

Year Ended December 31, 2021


 

Series #70AARON

Series #96CHARZRD

Series #01TIGER

Series #ICECLIMB

Series #09COBB

Series #51HOWE

Expenses, gains and losses

 

 

 

 

 

 

Storage

$(24)  

$(21)  

$(22)  

$(2)  

$(22)  

$(22)  

Transportation

 

 

 

 

 

 

Insurance

(306)  

(720)  

(310)  

(886)  

(430)  

(545)  

Bookkeeping and Accounting Fees

(755)  

(755)  

(755)  

(755)  

(735)  

(735)  

Marketing Expense

 

 

 

 

 

 

Banking Fees

 

 

 

 

 

 

Gain on Sale

 

 

 

 

 

 

Loss on Sale

 

 

 

 

 

 

Loss on Impairment

 

 

 

 

 

 

Income / (Loss) Before Income Taxes

(1,085) 

(1,496) 

(1,087) 

(1,643) 

(1,187) 

(1,302) 

Provision for Income Taxes

 

 

 

 

 

 

Net Income / (Loss)

$(1,085) 

$(1,496) 

$(1,087) 

$(1,643) 

$(1,187) 

$(1,302) 

 

 

 

 

 

 

 

Basic and Diluted (Loss) per Membership Interest

$(0.18) 

$(0.23) 

$(0.59) 

$(0.16) 

$(0.15) 

$(0.26) 

Weighted Average Membership Interests

6,000  

6,500  

1,850  

10,000  

8,000  

5,000  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-87


RSE ARCHIVE, LLC

 

Consolidated Statements of Operations

Year Ended December 31, 2021


 

Series #96JORDAN2

Series #JUNGLEBOX

Series #59FLASH

Series #FOSSILBOX

Series #THOR

Series #POKEBLUE

Expenses, gains and losses

 

 

 

 

 

 

Storage

$(114)  

$(3)  

$(8)  

$(22)  

$(4)  

$(2)  

Transportation

 

 

 

 

 

 

Insurance

(599)  

(424)  

(237)  

(298)  

(224)  

(327)  

Bookkeeping and Accounting Fees

(735)  

(735)  

(716)  

(716)  

(539)  

(710)  

Marketing Expense

(84)  

 

 

 

 

 

Banking Fees

 

 

 

 

 

 

Gain on Sale

 

 

 

 

66,000 

 

Loss on Sale

 

 

 

 

 

 

Loss on Impairment

 

 

 

 

 

 

Income / (Loss) Before Income Taxes

(1,532) 

(1,162) 

(961) 

(1,036) 

65,233  

(1,039) 

Provision for Income Taxes

 

 

 

 

(13,721) 

 

Net Income / (Loss)

$(1,532) 

$(1,162) 

$(961) 

$(1,036) 

$51,512  

$(1,039) 

 

 

 

 

 

 

 

Basic and Diluted (Loss) per Membership Interest

$(0.14) 

$(0.17) 

$(0.10) 

$(0.25) 

$4.79  

$(0.43) 

Weighted Average Membership Interests

10,800  

6,900  

10,000  

4,200  

10,750  

2,400  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-88


RSE ARCHIVE, LLC

 

Consolidated Statements of Operations

Year Ended December 31, 2021


 

Series #98GTA

Series #PICNIC

Series #DOMINOS

Series #58PELE

Series #09CURRY

Series #84JORDAN

Expenses, gains and losses

 

 

 

 

 

 

Storage

$(2)  

$(12)  

$(1)  

$(20)  

$(19)  

$(24)  

Transportation

 

 

 

 

 

 

Insurance

(248)  

(782)  

(83)  

(3,232)  

(333)  

(3,227)  

Bookkeeping and Accounting Fees

(710)  

(710)  

(710)  

(706)  

(690)  

(690)  

Marketing Expense

 

 

 

 

(84)  

(84)  

Banking Fees

 

 

 

 

 

 

Gain on Sale

 

 

 

 

 

 

Loss on Sale

 

 

 

 

 

 

Loss on Impairment

 

 

 

 

 

 

Income / (Loss) Before Income Taxes

(960) 

(1,504) 

(794) 

(3,958) 

(1,126) 

(4,025) 

Provision for Income Taxes

 

 

 

 

 

 

Net Income / (Loss)

$(960) 

$(1,504) 

$(794) 

$(3,958) 

$(1,126) 

$(4,025) 

 

 

 

 

 

 

 

Basic and Diluted (Loss) per Membership Interest

$(0.30) 

$(0.75) 

$(0.40) 

$(0.13) 

$(0.45) 

$(0.27) 

Weighted Average Membership Interests

3,150  

2,000  

2,000  

31,500  

2,500  

15,000  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-89


RSE ARCHIVE, LLC

 

Consolidated Statements of Operations

Year Ended December 31, 2021


 

Series #09BEAUX

Series #KEROUAC

Series #96JORDAN

Series #FEDERAL

Series #62BOND

Series #71TOPPS

Expenses, gains and losses

 

 

 

 

 

 

Storage

$ 

$(7)  

$(59)  

$(8)  

$(7)  

$(53)  

Transportation

 

 

 

 

 

 

Insurance

(199)  

(329)  

(526)  

(376)  

(257)  

(690)  

Bookkeeping and Accounting Fees

(690)  

(672)  

(672)  

(672)  

(672)  

(636)  

Marketing Expense

 

 

(84)  

 

 

 

Banking Fees

 

 

 

 

 

 

Gain on Sale

 

 

 

 

 

 

Loss on Sale

 

 

 

 

 

 

Loss on Impairment

 

 

 

 

 

 

Income / (Loss) Before Income Taxes

(889) 

(1,008) 

(1,341) 

(1,056) 

(936) 

(1,379) 

Provision for Income Taxes

 

 

 

 

 

 

Net Income / (Loss)

$(889) 

$(1,008) 

$(1,341) 

$(1,056) 

$(936) 

$(1,379) 

 

 

 

 

 

 

 

Basic and Diluted (Loss) per Membership Interest

$(0.13) 

$(0.21) 

$(0.11) 

$(0.11) 

$(0.06) 

$(0.08) 

Weighted Average Membership Interests

6,800  

4,900  

12,000  

10,000  

15,500  

17,000  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-90


RSE ARCHIVE, LLC

 

Consolidated Statements of Operations

Year Ended December 31, 2021


 

Series #DEATON

Series #98ZELDA

Series #03JORDAN2

Series #WOLVERINE

Series #91JORDAN

Series #79GRETZKY

Expenses, gains and losses

 

 

 

 

 

 

Storage

$(2,108)  

$(42)  

$(21)  

$(31)  

$(59)  

$(42)  

Transportation

 

 

 

 

 

 

Insurance

(1,485)  

(296)  

(452)  

(117)  

(757)  

(7,147)  

Bookkeeping and Accounting Fees

(636)  

(636)  

(618)  

(451)  

(611)  

(608)  

Marketing Expense

 

 

 

 

(84)  

 

Banking Fees

 

 

 

 

 

 

Gain on Sale

 

 

 

14,967 

 

 

Loss on Sale

 

 

 

 

 

 

Loss on Impairment

 

 

 

 

 

 

Income / (Loss) Before Income Taxes

(4,229) 

(974) 

(1,091) 

14,368  

(1,511) 

(7,797) 

Provision for Income Taxes

 

 

 

(3,030) 

 

 

Net Income / (Loss)

$(4,229) 

$(974) 

$(1,091) 

$11,338  

$(1,511) 

$(7,797) 

 

 

 

 

 

 

 

Basic and Diluted (Loss) per Membership Interest

$(0.37) 

$(0.19) 

$(0.11) 

$2.27  

$(0.15) 

$(0.39) 

Weighted Average Membership Interests

11,400  

5,000  

10,000  

5,000  

10,000  

20,000  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-91


RSE ARCHIVE, LLC

 

Consolidated Statements of Operations

Year Ended December 31, 2021


 

Series #17DUJAC

Series #FAUBOURG2

Series #MOSASAUR

Series #92JORDAN

Series #14KOBE

Series #03LEBRON3

Expenses, gains and losses

 

 

 

 

 

 

Storage

$ 

$(55)  

$(1,887)  

$(18)  

$(28)  

$(42)  

Transportation

 

(124)  

 

 

 

 

Insurance

(142)  

(1,480)  

(180)  

(478)  

(770)  

(2,089)  

Bookkeeping and Accounting Fees

(571)  

(571)  

(548)  

(548)  

(548)  

(548)  

Marketing Expense

 

 

 

(84)  

(84)  

(84)  

Banking Fees

 

 

 

 

 

 

Gain on Sale

 

 

 

 

 

 

Loss on Sale

 

 

 

 

 

 

Loss on Impairment

 

 

 

 

 

 

Income / (Loss) Before Income Taxes

(713) 

(2,230) 

(2,615) 

(1,128) 

(1,430) 

(2,763) 

Provision for Income Taxes

 

 

 

 

 

 

Net Income / (Loss)

$(713) 

$(2,230) 

$(2,615) 

$(1,128) 

$(1,430) 

$(2,763) 

 

 

 

 

 

 

 

Basic and Diluted (Loss) per Membership Interest

$(0.22) 

$(0.20) 

$(0.44) 

$(0.16) 

$(0.15) 

$(0.28) 

Weighted Average Membership Interests

3,250  

11,000  

6,000  

7,000  

9,750  

10,000  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-92


RSE ARCHIVE, LLC

 

Consolidated Statements of Operations

Year Ended December 31, 2021


 

Series #95TOPSUN

Series #09TROUT2

Series #59BOND

Series #OPEECHEE

Series #ROCKETBOX

Series #94JORDAN

Expenses, gains and losses

 

 

 

 

 

 

Storage

$(18)  

$(14)  

$(18)  

$(18)  

$(18)  

$(18)  

Transportation

 

 

 

 

 

 

Insurance

(553)  

(545)  

(225)  

(2,558)  

(325)  

(805)  

Bookkeeping and Accounting Fees

(548)  

(545)  

(545)  

(545)  

(526)  

(526)  

Marketing Expense

 

 

 

 

 

(84)  

Banking Fees

 

 

 

 

 

 

Gain on Sale

 

 

 

 

 

 

Loss on Sale

 

 

 

 

 

 

Loss on Impairment

 

 

 

 

 

 

Income / (Loss) Before Income Taxes

(1,119) 

(1,104) 

(788) 

(3,121) 

(869) 

(1,433) 

Provision for Income Taxes

 

 

 

 

 

 

Net Income / (Loss)

$(1,119) 

$(1,104) 

$(788) 

$(3,121) 

$(869) 

$(1,433) 

 

 

 

 

 

 

 

Basic and Diluted (Loss) per Membership Interest

$(0.11) 

$(0.10) 

$(0.08) 

$(0.31) 

$(0.18) 

$(0.14) 

Weighted Average Membership Interests

10,000  

11,200  

10,250  

10,000  

4,750  

10,000  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-93


RSE ARCHIVE, LLC

 

Consolidated Statements of Operations

Year Ended December 31, 2021


 

Series #18LUKA

Series #86DK3

Series #FANFOUR5

Series #16KOBE

Series #11BELAIR

Series #76PAYTON

Expenses, gains and losses

 

 

 

 

 

 

Storage

$(16)  

$(38)  

$(5)  

$(20)  

$ 

$(16)  

Transportation

 

 

 

 

 

 

Insurance

(282)  

(310)  

(205)  

(7,161)  

(97)  

(563)  

Bookkeeping and Accounting Fees

(477)  

(353)  

(477)  

(477)  

(477)  

(477)  

Marketing Expense

(84)  

 

 

 

 

 

Banking Fees

 

 

 

 

 

 

Gain on Sale

 

21,400 

 

 

 

 

Loss on Sale

 

 

 

 

 

 

Loss on Impairment

 

 

 

 

 

 

Income / (Loss) Before Income Taxes

(859) 

20,699  

(687) 

(7,658) 

(574) 

(1,056) 

Provision for Income Taxes

 

(4,386) 

 

 

 

 

Net Income / (Loss)

$(859) 

$16,313  

$(687) 

$(7,658) 

$(574) 

$(1,056) 

 

 

 

 

 

 

 

Basic and Diluted (Loss) per Membership Interest

$(0.16) 

$3.75  

$(0.07) 

$(0.08) 

$(0.29) 

$(0.11) 

Weighted Average Membership Interests

5,300  

4,350  

10,000  

100,000  

2,000  

10,000  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-94


RSE ARCHIVE, LLC

 

Consolidated Statements of Operations

Year Ended December 31, 2021


 

Series #17MAHOMES

Series #85MJPROMO

Series #96KOBE

Series #99CHARZRD

Series #68RYAN

Series #MARADONA

Expenses, gains and losses

 

 

 

 

 

 

Storage

$ 

$(16)  

$(16)  

$(2)  

$(16)  

$(17)  

Transportation

 

 

 

 

 

 

Insurance

(2,080)  

(287)  

(663)  

(2,805)  

(601)  

(187)  

Bookkeeping and Accounting Fees

(477)  

(477)  

(470)  

(470)  

(470)  

(470)  

Marketing Expense

 

(84)  

(84)  

 

 

 

Banking Fees

 

 

 

 

 

 

Gain on Sale

 

 

 

 

 

 

Loss on Sale

 

 

 

 

 

 

Loss on Impairment

 

 

 

 

 

 

Income / (Loss) Before Income Taxes

(2,557) 

(864) 

(1,233) 

(3,277) 

(1,087) 

(674) 

Provision for Income Taxes

 

 

 

 

 

 

Net Income / (Loss)

$(2,557) 

$(864) 

$(1,233) 

$(3,277) 

$(1,087) 

$(674) 

 

 

 

 

 

 

 

Basic and Diluted (Loss) per Membership Interest

$(0.10) 

$(0.25) 

$(0.18) 

$(0.09) 

$(0.11) 

$(0.34) 

Weighted Average Membership Interests

25,000  

3,500  

7,000  

35,000  

10,000  

2,000  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-95


RSE ARCHIVE, LLC

 

Consolidated Statements of Operations

Year Ended December 31, 2021


 

Series #POKEYELOW

Series #POKELUGIA

Series #XMEN1

Series #VANHALEN

Series #48JACKIE

Series #05MJLJ

Expenses, gains and losses

 

 

 

 

 

 

Storage

$(3)  

$(16)  

$ 

$(102)  

$(9)  

$(12)  

Transportation

 

 

 

 

 

 

Insurance

(497)  

(910)  

(163)  

(203)  

(3,408)  

(710)  

Bookkeeping and Accounting Fees

(453)  

(453)  

(220)  

(447)  

(447)  

(193)  

Marketing Expense

 

 

 

 

 

 

Banking Fees

 

 

 

 

 

 

Gain on Sale

 

 

110,000 

 

 

 

Loss on Sale

 

 

 

 

 

 

Loss on Impairment

 

 

 

 

 

 

Income / (Loss) Before Income Taxes

(953) 

(1,379) 

109,617  

(752) 

(3,864) 

(915) 

Provision for Income Taxes

 

 

(23,070) 

 

 

 

Net Income / (Loss)

$(953) 

$(1,379) 

$86,547  

$(752) 

$(3,864) 

$(915) 

 

 

 

 

 

 

 

Basic and Diluted (Loss) per Membership Interest

$(0.09) 

$(0.14) 

$7.21  

$(0.15) 

$(0.21) 

$(0.04) 

Weighted Average Membership Interests

11,000  

10,000  

12,000  

5,000  

18,750  

20,500  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-96


RSE ARCHIVE, LLC

 

Consolidated Statements of Operations

Year Ended December 31, 2021


 

Series #81MONTANA

Series #00MOUTON

Series #07DURANT

Series #56AARON

Series #85LEMIEUX

Series #87JORDAN

Expenses, gains and losses

 

 

 

 

 

 

Storage

$(16)  

$ 

$(13)  

$(12)  

$ 

$ 

Transportation

 

 

 

 

 

 

Insurance

(608)  

(58)  

(1,010)  

(361)  

(718)  

(429)  

Bookkeeping and Accounting Fees

(193)  

(193)  

(193)  

(193)  

(193)  

(193)  

Marketing Expense

 

 

 

 

 

 

Banking Fees

 

 

 

 

 

 

Gain on Sale

 

 

 

 

 

 

Loss on Sale

 

 

 

 

 

 

Loss on Impairment

 

 

 

 

 

 

Income / (Loss) Before Income Taxes

(817) 

(251) 

(1,216) 

(566) 

(911) 

(622) 

Provision for Income Taxes

 

 

 

 

 

 

Net Income / (Loss)

$(817) 

$(251) 

$(1,216) 

$(566) 

$(911) 

$(622) 

 

 

 

 

 

 

 

Basic and Diluted (Loss) per Membership Interest

$(0.08) 

$(0.13) 

$(0.14) 

$(0.06) 

$(0.05) 

$(0.06) 

Weighted Average Membership Interests

10,000  

2,000  

9,000  

10,000  

17,500  

10,000  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-97


RSE ARCHIVE, LLC

 

Consolidated Statements of Operations

Year Ended December 31, 2021


 

Series #AC23

Series #APPLE1

Series #GWLOTTO

Series #GYMBOX

Series #HUCKFINN

Series #NEOBOX

Expenses, gains and losses

 

 

 

 

 

 

Storage

$(4)  

$(88)  

$(13)  

$(2)  

$(5)  

$(12)  

Transportation

 

 

 

 

 

 

Insurance

(88)  

(3,785)  

(91)  

(182)  

(81)  

(403)  

Bookkeeping and Accounting Fees

(193)  

(193)  

(193)  

(193)  

(193)  

(193)  

Marketing Expense

 

 

 

 

 

 

Banking Fees

 

 

 

 

 

 

Gain on Sale

 

 

 

 

 

 

Loss on Sale

 

 

 

 

 

 

Loss on Impairment

 

 

 

 

 

 

Income / (Loss) Before Income Taxes

(285) 

(4,066) 

(297) 

(377) 

(279) 

(608) 

Provision for Income Taxes

 

 

 

 

 

 

Net Income / (Loss)

$(285) 

$(4,066) 

$(297) 

$(377) 

$(279) 

$(608) 

 

 

 

 

 

 

 

Basic and Diluted (Loss) per Membership Interest

$(0.07) 

$(0.12) 

$(0.12) 

$(0.13) 

$(0.14) 

$(0.06) 

Weighted Average Membership Interests

4,000  

33,000  

2,500  

3,000  

2,000  

10,000  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-98


RSE ARCHIVE, LLC

 

Consolidated Statements of Operations

Year Ended December 31, 2021


 

Series #NEWTON

Series #NICKLAUS1

Series #POKEMON2

Series #POKERED

Series #RIVIERA

Series #SMB3

Expenses, gains and losses

 

 

 

 

 

 

Storage

$(4)  

$(12)  

$(48)  

$(24)  

$ 

$(28)  

Transportation

 

 

 

 

 

 

Insurance

(606)  

(353)  

(3,318)  

(323)  

(205)  

(221)  

Bookkeeping and Accounting Fees

(193)  

(193)  

(193)  

(193)  

(193)  

(193)  

Marketing Expense

 

 

 

 

 

 

Banking Fees

 

 

 

 

 

 

Gain on Sale

 

 

 

 

 

 

Loss on Sale

 

 

 

 

 

 

Loss on Impairment

 

 

 

 

 

 

Income / (Loss) Before Income Taxes

(803) 

(558) 

(3,559) 

(540) 

(398) 

(442) 

Provision for Income Taxes

 

 

 

 

 

 

Net Income / (Loss)

$(803) 

$(558) 

$(3,559) 

$(540) 

$(398) 

$(442) 

 

 

 

 

 

 

 

Basic and Diluted (Loss) per Membership Interest

$(0.03) 

$(0.14) 

$(0.09) 

$(0.05) 

$(0.07) 

$(0.09) 

Weighted Average Membership Interests

30,000  

4,000  

41,500  

10,000  

6,000  

5,000  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-99


RSE ARCHIVE, LLC

 

Consolidated Statements of Operations

Year Ended December 31, 2021


 

Series #WALDEN

Series #WZRDOFOZ

Series #60ALI

Series #TORNEK

Series #DIMAGGIO3

Series #POKEMON3

Expenses, gains and losses

 

 

 

 

 

 

Storage

$(5)  

$(9)  

$ 

$(42)  

$(13)  

$(9)  

Transportation

 

 

 

 

 

 

Insurance

(79)  

(189)  

(1,636)  

(1,497)  

(4,338)  

(191)  

Bookkeeping and Accounting Fees

(193)  

(193)  

(178)  

(178)  

(178)  

(178)  

Marketing Expense

 

 

 

 

 

 

Banking Fees

 

 

 

 

 

 

Gain on Sale

 

 

 

 

 

 

Loss on Sale

 

 

 

 

 

 

Loss on Impairment

 

 

 

 

 

 

Income / (Loss) Before Income Taxes

(277) 

(391) 

(1,814) 

(1,717) 

(4,529) 

(378) 

Provision for Income Taxes

 

 

 

 

 

 

Net Income / (Loss)

$(277) 

$(391) 

$(1,814) 

$(1,717) 

$(4,529) 

$(378) 

 

 

 

 

 

 

 

Basic and Diluted (Loss) per Membership Interest

$(0.14) 

$(0.07) 

$(0.08) 

$(0.05) 

$(0.20) 

$(0.08) 

Weighted Average Membership Interests

2,000  

6,000  

23,500  

33,000  

22,500  

5,000  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-100


RSE ARCHIVE, LLC

 

Consolidated Statements of Operations

Year Ended December 31, 2021


 

Series #58PELE3

Series #09CURRY2

Series #85ERVING

Series #LJKOBE

Series #80ALI

Series #BATMAN2

Expenses, gains and losses

 

 

 

 

 

 

Storage

$(12)  

$(12)  

$(12)  

$(91)  

$(16)  

$(4)  

Transportation

 

 

 

 

 

 

Insurance

(1,592)  

(3,925)  

(175)  

(1,032)  

(497)  

(156)  

Bookkeeping and Accounting Fees

(162)  

(162)  

(162)  

(118)  

(162)  

(162)  

Marketing Expense

 

 

 

 

 

 

Banking Fees

 

 

 

 

 

 

Gain on Sale

 

 

 

58,701 

 

 

Loss on Sale

 

 

 

 

 

 

Loss on Impairment

 

 

 

 

 

 

Income / (Loss) Before Income Taxes

(1,766) 

(4,099) 

(349) 

57,460  

(675) 

(322) 

Provision for Income Taxes

 

 

 

(12,129) 

 

 

Net Income / (Loss)

$(1,766) 

$(4,099) 

$(349) 

$45,331  

$(675) 

$(322) 

 

 

 

 

 

 

 

Basic and Diluted (Loss) per Membership Interest

$(0.16) 

$(0.20) 

$(0.03) 

$2.52  

$(0.07) 

$(0.04) 

Weighted Average Membership Interests

11,250  

21,000  

10,000  

18,000  

10,000  

8,500  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-101


RSE ARCHIVE, LLC

 

Consolidated Statements of Operations

Year Ended December 31, 2021


 

Series #FLASH123

Series #99MJRETRO

Series #85GPK

Series #IPOD

Series #HGWELLS

Series #85JORDAN2

Expenses, gains and losses

 

 

 

 

 

 

Storage

$(3)  

$ 

$(64)  

$(89)  

$(3)  

$(13)  

Transportation

 

 

 

 

 

 

Insurance

(81)  

(376)  

(145)  

(176)  

(76)  

(2,209)  

Bookkeeping and Accounting Fees

(162)  

(162)  

(162)  

(162)  

(156)  

(156)  

Marketing Expense

 

 

 

 

 

 

Banking Fees

 

 

 

 

 

 

Gain on Sale

 

 

 

 

 

 

Loss on Sale

 

 

 

 

 

 

Loss on Impairment

 

 

 

 

 

 

Income / (Loss) Before Income Taxes

(246) 

(538) 

(371) 

(427) 

(235) 

(2,378) 

Provision for Income Taxes

 

 

 

 

 

 

Net Income / (Loss)

$(246) 

$(538) 

$(371) 

$(427) 

$(235) 

$(2,378) 

 

 

 

 

 

 

 

Basic and Diluted (Loss) per Membership Interest

$(0.07) 

$(0.05) 

$(0.37) 

$(0.09) 

$(0.03) 

$(0.12) 

Weighted Average Membership Interests

3,625  

10,000  

1,000  

5,000  

7,500  

20,000  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-102


RSE ARCHIVE, LLC

 

Consolidated Statements of Operations

Year Ended December 31, 2021


 

Series #66ORR

Series #CONGRESS

Series #GRIFFEYJR

Series #01HALO

Series #87ZELDA

Series #EINSTEIN2

Expenses, gains and losses

 

 

 

 

 

 

Storage

$(10)  

$(4)  

$ 

$(23)  

$(37)  

$(3)  

Transportation

 

 

 

 

 

 

Insurance

(874)  

(210)  

(287)  

(147)  

(752)  

(137)  

Bookkeeping and Accounting Fees

(148)  

(148)  

(148)  

(148)  

(148)  

(148)  

Marketing Expense

 

 

 

 

 

 

Banking Fees

 

 

 

 

 

 

Gain on Sale

 

 

 

 

 

 

Loss on Sale

 

 

 

 

 

 

Loss on Impairment

 

 

 

 

 

 

Income / (Loss) Before Income Taxes

(1,032) 

(362) 

(435) 

(318) 

(937) 

(288) 

Provision for Income Taxes

 

 

 

 

 

 

Net Income / (Loss)

$(1,032) 

$(362) 

$(435) 

$(318) 

$(937) 

$(288) 

 

 

 

 

 

 

 

Basic and Diluted (Loss) per Membership Interest

$(0.10) 

$(0.07) 

$(0.17) 

$(0.13) 

$(0.09) 

$(0.06) 

Weighted Average Membership Interests

10,000  

5,000  

2,500  

2,500  

10,000  

5,000  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-103


RSE ARCHIVE, LLC

 

Consolidated Statements of Operations

Year Ended December 31, 2021


 

Series #SANTANA

Series #01TIGER2

Series #86JORDAN2

Series #TOPPSTRIO

Series #81BIRD

Series #97KOBE

Expenses, gains and losses

 

 

 

 

 

 

Storage

$(10)  

$(66)  

$ 

$(9)  

$ 

$ 

Transportation

 

 

 

 

 

 

Insurance

(130)  

(127)  

(457)  

(674)  

(339)  

(348)  

Bookkeeping and Accounting Fees

(148)  

(148)  

(146)  

(131)  

(131)  

(131)  

Marketing Expense

 

 

 

 

 

 

Banking Fees

 

 

 

 

 

 

Gain on Sale

 

 

 

 

 

 

Loss on Sale

 

 

 

 

 

 

Loss on Impairment

 

 

 

 

 

 

Income / (Loss) Before Income Taxes

(288) 

(341) 

(603) 

(814) 

(470) 

(479) 

Provision for Income Taxes

 

 

 

 

 

 

Net Income / (Loss)

$(288) 

$(341) 

$(603) 

$(814) 

$(470) 

$(479) 

 

 

 

 

 

 

 

Basic and Diluted (Loss) per Membership Interest

$(0.02) 

$(0.17) 

$(0.06) 

$(0.16) 

$(0.09) 

$(0.05) 

Weighted Average Membership Interests

15,000  

2,000  

10,000  

5,000  

5,000  

10,000  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-104


RSE ARCHIVE, LLC

 

Consolidated Statements of Operations

Year Ended December 31, 2021


 

Series #XMEN94

Series #09RBLEROY

Series #04MESSI2

Series #THEROCK

Series #XLXMEN1

Series #03LEBRON5

Expenses, gains and losses

 

 

 

 

 

 

Storage

$(3)  

$ 

$(65)  

$ 

$(4)  

$ 

Transportation

 

 

 

 

 

 

Insurance

(93)  

(156)  

(230)  

(131)  

(90)  

(802)  

Bookkeeping and Accounting Fees

(131)  

(123)  

(123)  

(123)  

(116)  

(110)  

Marketing Expense

 

 

 

 

 

 

Banking Fees

 

 

 

 

 

 

Gain on Sale

 

 

 

 

 

 

Loss on Sale

 

 

 

 

 

 

Loss on Impairment

 

 

 

 

 

 

Income / (Loss) Before Income Taxes

(227) 

(279) 

(418) 

(254) 

(210) 

(912) 

Provision for Income Taxes

 

 

 

 

 

 

Net Income / (Loss)

$(227) 

$(279) 

$(418) 

$(254) 

$(210) 

$(912) 

 

 

 

 

 

 

 

Basic and Diluted (Loss) per Membership Interest

$(0.02) 

$(0.06) 

$(0.08) 

$(0.25) 

$(0.03) 

$(0.11) 

Weighted Average Membership Interests

10,000  

4,300  

5,000  

1,000  

8,000  

8,500  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-105


RSE ARCHIVE, LLC

 

Consolidated Statements of Operations

Year Ended December 31, 2021


 

Series #METEORITE

Series #SLASH

Series #00BRADY2

Series #89TMNT

Series #NESWWF

Series #PUNK9670

Expenses, gains and losses

 

 

 

 

 

 

Storage

$ 

$ 

$ 

$(89)  

$(31)  

$ 

Transportation

 

 

 

 

 

 

Insurance

(1,266)  

(78)  

(1,493)  

(129)  

(72)  

 

Bookkeeping and Accounting Fees

(91)  

(91)  

(84)  

(84)  

(84)  

(85)  

Marketing Expense

 

 

 

 

 

 

Banking Fees

 

 

 

 

 

 

Gain on Sale

 

 

 

 

 

 

Loss on Sale

 

 

 

 

 

 

Loss on Impairment

 

 

 

 

 

 

Income / (Loss) Before Income Taxes

(1,357) 

(169) 

(1,576) 

(301) 

(186) 

(85) 

Provision for Income Taxes

 

 

 

 

 

 

Net Income / (Loss)

$(1,357) 

$(169) 

$(1,576) 

$(301) 

$(186) 

$(85) 

 

 

 

 

 

 

 

Basic and Diluted (Loss) per Membership Interest

$(0.08) 

$(0.01) 

$(0.05) 

$(0.15) 

$(0.03) 

$(0.01) 

Weighted Average Membership Interests

17,500  

13,000  

32,500  

2,000  

6,000  

7,200  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-106


RSE ARCHIVE, LLC

 

Consolidated Statements of Operations

Year Ended December 31, 2021


 

Series #18ALLEN

Series #CASTLEII

Series #36OWENS

Series #BAYC601

Series #60MANTLE

Series #PUNK8103

Expenses, gains and losses

 

 

 

 

 

 

Storage

$ 

$(29)  

$(100)  

$ 

$(13)  

$ 

Transportation

 

 

 

 

 

 

Insurance

(187)  

(71)  

(112)  

 

(6,985)  

 

Bookkeeping and Accounting Fees

(79)  

(79)  

(79)  

(79)  

(70)  

(70)  

Marketing Expense

 

 

 

 

 

 

Banking Fees

 

 

 

 

 

 

Gain on Sale

 

 

 

 

 

 

Loss on Sale

 

 

 

 

 

 

Loss on Impairment

 

 

 

 

 

 

Income / (Loss) Before Income Taxes

(266) 

(179) 

(291) 

(79) 

(7,068) 

(70) 

Provision for Income Taxes

 

 

 

 

 

 

Net Income / (Loss)

$(266) 

$(179) 

$(291) 

$(79) 

$(7,068) 

$(70) 

 

 

 

 

 

 

 

Basic and Diluted (Loss) per Membership Interest

$(0.02) 

$(0.09) 

$(0.12) 

$(0.00) 

$(0.17) 

$(0.00) 

Weighted Average Membership Interests

12,000  

2,000  

2,500  

16,500  

42,500  

60,000  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-107


RSE ARCHIVE, LLC

 

Consolidated Statements of Operations

Year Ended December 31, 2021


 

Series #GHOST1

Series #BROSGRIMM

Series #HENDERSON

Series #KIRBY

Series #20HERBERT

Series #03RONALDO

Expenses, gains and losses

 

 

 

 

 

 

Storage

$(2)  

$(3)  

$ 

$(1)  

$(10)  

$ 

Transportation

 

 

 

 

 

 

Insurance

(26)  

(225)  

(1,501)  

(183)  

(217)  

(560)  

Bookkeeping and Accounting Fees

(70)  

(64)  

(64)  

(64)  

(64)  

(64)  

Marketing Expense

 

 

 

 

 

 

Banking Fees

 

 

 

 

 

 

Gain on Sale

 

 

 

 

 

 

Loss on Sale

 

 

 

 

 

 

Loss on Impairment

 

 

 

 

 

 

Income / (Loss) Before Income Taxes

(98) 

(292) 

(1,565) 

(248) 

(291) 

(624) 

Provision for Income Taxes

 

 

 

 

 

 

Net Income / (Loss)

$(98) 

$(292) 

$(1,565) 

$(248) 

$(291) 

$(624) 

 

 

 

 

 

 

 

Basic and Diluted (Loss) per Membership Interest

$(0.05) 

$(0.06) 

$(0.06) 

$(0.02) 

$(0.03) 

$(0.05) 

Weighted Average Membership Interests

2,000  

5,000  

27,000  

10,000  

10,000  

12,500  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-108


RSE ARCHIVE, LLC

 

Consolidated Statements of Operations

Year Ended December 31, 2021


 

Series #HONUS2

Series #MARX

Series #09HARDEN

Series #MEEB15511

Series #90BATMAN

Series #93JETER

Expenses, gains and losses

 

 

 

 

 

 

Storage

$ 

$(2)  

$ 

$ 

$(1)  

$(12)  

Transportation

 

 

 

 

 

 

Insurance

(314)  

(179)  

(140)  

 

(180)  

(259)  

Bookkeeping and Accounting Fees

(64)  

(56)  

(56)  

(56)  

(56)  

(50)  

Marketing Expense

 

 

 

 

 

 

Banking Fees

 

 

 

 

 

 

Gain on Sale

 

 

 

 

 

 

Loss on Sale

 

 

 

 

 

 

Loss on Impairment

 

 

 

 

 

 

Income / (Loss) Before Income Taxes

(378) 

(237) 

(196) 

(56) 

(237) 

(321) 

Provision for Income Taxes

 

 

 

 

 

 

Net Income / (Loss)

$(378) 

$(237) 

$(196) 

$(56) 

$(237) 

$(321) 

 

 

 

 

 

 

 

Basic and Diluted (Loss) per Membership Interest

$(0.04) 

$(0.03) 

$(0.10) 

$(0.00) 

$(0.02) 

$(0.32) 

Weighted Average Membership Interests

10,000  

8,000  

2,000  

15,000  

10,000  

1,000  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-109


RSE ARCHIVE, LLC

 

Consolidated Statements of Operations

Year Ended December 31, 2021


 

Series #SIMPSONS1

Series #SPIDER129

Series #NESDK3

Series #BAYC7359

Series #CURIO10

Series #WILDTHING

Expenses, gains and losses

 

 

 

 

 

 

Storage

$(1)  

$(2)  

$(1)  

$ 

$ 

$(16)  

Transportation

 

 

 

 

 

 

Insurance

(63)  

(34)  

(361)  

 

 

(22)  

Bookkeeping and Accounting Fees

(50)  

(50)  

(50)  

(49)  

(44)  

(44)  

Marketing Expense

 

 

 

 

 

 

Banking Fees

 

(20)  

 

 

 

 

Gain on Sale

 

 

 

 

 

 

Loss on Sale

 

 

 

 

 

 

Loss on Impairment

 

 

 

 

 

 

Income / (Loss) Before Income Taxes

(114) 

(106) 

(412) 

(49) 

(44) 

(82) 

Provision for Income Taxes

 

 

 

 

 

 

Net Income / (Loss)

$(114) 

$(106) 

$(412) 

$(49) 

$(44) 

$(82) 

 

 

 

 

 

 

 

Basic and Diluted (Loss) per Membership Interest

$(0.06) 

$(0.01) 

$(0.02) 

$(0.00) 

$(0.00) 

$(0.04) 

Weighted Average Membership Interests

2,000  

10,000  

22,800  

19,000  

10,000  

2,000  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-110


RSE ARCHIVE, LLC

 

Consolidated Statements of Operations

Year Ended December 31, 2021


 

Series #1776

Series #98JORDAN2

Series #MACALLAN1

Series #BAYC9159

Series #FANTASY7

Series #SURFER4

Expenses, gains and losses

 

 

 

 

 

 

Storage

$(2)  

$(4)  

$ 

$ 

$ 

$ 

Transportation

 

 

 

 

 

 

Insurance

(3,009)  

(2,403)  

(13)  

 

(182)  

(35)  

Bookkeeping and Accounting Fees

(33)  

(29)  

(29)  

(22)  

(22)  

(16)  

Marketing Expense

 

 

(540)  

 

 

 

Banking Fees

 

 

 

 

 

 

Gain on Sale

 

 

 

 

 

 

Loss on Sale

 

 

 

 

 

 

Loss on Impairment

 

 

 

 

 

 

Income / (Loss) Before Income Taxes

(3,044) 

(2,436) 

(582) 

(22) 

(204) 

(51) 

Provision for Income Taxes

 

 

 

 

 

 

Net Income / (Loss)

$(3,044) 

$(2,436) 

$(582) 

$(22) 

$(204) 

$(51) 

 

 

 

 

 

 

 

Basic and Diluted (Loss) per Membership Interest

$(0.04) 

$(0.15) 

$(0.58) 

$(0.00) 

$(0.02) 

$(0.01) 

Weighted Average Membership Interests

80,000  

16,500  

1,000  

39,000  

10,000  

10,000  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-111


RSE ARCHIVE, LLC

 

Consolidated Statements of Operations

Year Ended December 31, 2021


 

Series #OHTANI1

Series #OHTANI2

Series #WILT100

Series #PENGUIN

Series #KARUIZAWA

Series #KOMBAT

Expenses, gains and losses

 

 

 

 

 

 

Storage

$ 

$ 

$ 

$ 

$ 

$ 

Transportation

 

 

 

 

 

 

Insurance

(285)  

(241)  

(353)  

(30)  

(62)  

(193)  

Bookkeeping and Accounting Fees

(16)  

(16)  

(16)  

(16)  

(16)  

(16)  

Marketing Expense

 

 

 

 

(540)  

 

Banking Fees

 

 

 

 

 

 

Gain on Sale

 

 

 

 

 

 

Loss on Sale

 

 

 

 

 

 

Loss on Impairment

 

 

 

 

 

 

Income / (Loss) Before Income Taxes

(301) 

(257) 

(369) 

(46) 

(618) 

(209) 

Provision for Income Taxes

 

 

 

 

 

 

Net Income / (Loss)

$(301) 

$(257) 

$(369) 

$(46) 

$(618) 

$(209) 

 

 

 

 

 

 

 

Basic and Diluted (Loss) per Membership Interest

$(0.03) 

$(0.03) 

$(0.03) 

$(0.00) 

$(0.05) 

$(0.02) 

Weighted Average Membership Interests

10,000  

9,125  

11,500  

10,000  

13,000  

10,000  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-112


RSE ARCHIVE, LLC

 

Consolidated Statements of Operations

Year Ended December 31, 2021


 

Series #APPLELISA

Series #98MANNING

Series #GIJOE

Series #BEATLES1

Series #SQUIG5847

Series #PACQUIAO

Expenses, gains and losses

 

 

 

 

 

 

Storage

$ 

$ 

$ 

$(91)  

$ 

$ 

Transportation

 

 

 

 

 

 

Insurance

(211)  

(57)  

(83)  

(3)  

 

(33)  

Bookkeeping and Accounting Fees

(9)  

(9)  

(9)  

(9)  

(9)  

(9)  

Marketing Expense

 

 

 

 

 

 

Banking Fees

 

 

 

 

 

 

Gain on Sale

 

 

 

 

 

 

Loss on Sale

 

 

 

 

 

 

Loss on Impairment

 

 

 

 

 

 

Income / (Loss) Before Income Taxes

(220) 

(66) 

(92) 

(103) 

(9) 

(42) 

Provision for Income Taxes

 

 

 

 

 

 

Net Income / (Loss)

$(220) 

$(66) 

$(92) 

$(103) 

$(9) 

$(42) 

 

 

 

 

 

 

 

Basic and Diluted (Loss) per Membership Interest

$(0.02) 

$(0.03) 

$(0.02) 

$(0.02) 

$(0.00) 

$(0.02) 

Weighted Average Membership Interests

10,000  

2,000  

5,000  

6,000  

6,000  

2,000  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-113


RSE ARCHIVE, LLC

 

Consolidated Statements of Operations

Year Ended December 31, 2021


 

Series #83JOBS

Series #BATMAN181

Series #HOBBIT

Consolidated

Expenses, gains and losses

 

 

 

 

Storage

$ 

$ 

$ 

$(60,793)  

Transportation

 

 

 

(2,683)  

Insurance

(300)  

(21)  

(29)  

(219,900)  

Bookkeeping and Accounting Fees

(9)  

(9)  

(9)  

(133,759)  

Marketing Expense

 

 

(292)  

(60,330)  

Banking Fees

 

 

 

(695)  

Gain on Sale

 

 

 

2,593,771 

Loss on Sale

 

 

 

(4,305)  

Loss on Impairment

 

 

 

(402,420)  

Income / (Loss) Before Income Taxes

(309) 

(30) 

(330) 

1,708,886  

Provision for Income Taxes

 

 

 

(517,097) 

Net Income / (Loss)

$(309) 

$(30) 

$(330) 

$1,191,789  

 

 

 

 

 

Basic and Diluted (Loss) per Membership Interest

$(0.03) 

$(0.01) 

$(0.03) 

 

Weighted Average Membership Interests

10,000  

5,000  

10,000  

 


See accompanying notes, which are an integral part of these financial statements.

F-114


RSE ARCHIVE, LLC

 

Consolidated Statements of Operations

Year Ended December 31, 2020


 

Series #52MANTLE

Series #71MAYS

Series #RLEXPEPSI

Series #10COBB

Series #POTTER

Series #TWOCITIES

Series #FROST

Expenses, gains and losses

 

 

 

 

 

 

 

Storage

$ 

$(10)  

$ 

$ 

$(1)  

$(3)  

$(3)  

Transportation

 

 

 

 

 

 

 

Insurance

(1,542)  

(647)  

(208)  

(432)  

(280)  

(52)  

(43)  

Bookkeeping and Accounting Fees

(1,200)  

(1,200)  

(1,200)  

(1,200)  

(1,200)  

(1,200)  

(1,200)  

Marketing Expense

 

 

 

 

 

 

 

Banking Fees

 

 

 

 

 

 

 

Gain / (Loss) on Sale

 

 

 

 

 

 

 

 (Loss) on Impairment

 

 

 

 

 

 

 

Income / (Loss) Before Income Taxes

(2,742) 

(1,857) 

(1,408) 

(1,632) 

(1,481) 

(1,255) 

(1,246) 

Provision for Income Taxes

 

 

 

 

 

 

 

Net Income / (Loss)

$(2,742) 

$(1,857) 

$(1,408) 

$(1,632) 

$(1,481) 

$(1,255) 

$(1,246) 

 

 

 

 

 

 

 

 

Basic and Diluted Income / (Loss) per Membership Interest

$(2.74) 

$(0.93) 

$(0.70) 

$(1.63) 

$(0.49) 

$(6.27) 

$(6.23) 

Weighted Average Membership Interests

1,000  

2,000  

2,000  

1,000  

3,000  

200  

200  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-115


RSE ARCHIVE, LLC

 

Consolidated Statements of Operations

Year Ended December 31, 2020


 

Series #BIRKINBLU

Series #SMURF

Series #70RLEX

Series #EINSTEIN

Series #HONUS

Series #75ALI

Series #71ALI

Expenses, gains and losses

 

 

 

 

 

 

 

Storage

$(5)  

$ 

$ 

$(3)  

$ 

$(10)  

$(1)  

Transportation

 

 

 

 

 

(65)  

 

Insurance

678)  

(364)  

(221)  

(47)  

(6,166)  

(543)  

(41)  

Bookkeeping and Accounting Fees

(1,200)  

(1,200)  

(1,200)  

(1,200)  

(1,200)  

(1,200)  

(121)  

Marketing Expense

 

 

 

 

 

(47)  

(47)  

Banking Fees

 

 

 

 

 

 

 

Gain / (Loss) on Sale

 

 

 

 

 

 

8,950  

 (Loss) on Impairment

 

 

 

 

 

 

 

Income / (Loss) Before Income Taxes

(1,883) 

(1,564) 

(1,421) 

(1,251) 

(7,366) 

(1,865) 

8,741  

Provision for Income Taxes

 

 

 

 

 

 

(3,005)  

Net Income / (Loss)

$(1,883) 

$(1,564) 

$(1,421) 

$(1,251) 

$(7,366) 

$(1,865) 

$5,735  

 

 

 

 

 

 

 

 

Basic and Diluted Income / (Loss) per Membership Interest

$(1.88) 

$(0.78) 

$(1.42) 

$(0.63) 

$(0.74) 

$(1.86) 

$2.87  

Weighted Average Membership Interests

1,000  

2,000  

1,000  

2,000  

10,000  

1,000  

2,000  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-116


RSE ARCHIVE, LLC

 

Consolidated Statements of Operations

Year Ended December 31, 2020


 

Series #APROAK

Series #88JORDAN

Series #BIRKINBOR

Series #33RUTH

Series #SPIDER1

Series #BATMAN3

Series #ULYSSES

Expenses, gains and losses

 

 

 

 

 

 

 

Storage

$ 

$(1)  

$(1)  

$ 

$(3)  

$(1)  

$(3)  

Transportation

 

 

 

 

 

 

 

Insurance

(993)  

(285)  

(713)  

(1,039)  

(105)  

(393)  

(67)  

Bookkeeping and Accounting Fees

(1,194)  

(1,110)  

(1,034)  

(1,014)  

(990)  

(990)  

(971)  

Marketing Expense

 

 

 

 

 

 

 

Banking Fees

 

 

 

 

 

 

 

Gain / (Loss) on Sale

 

 

 

 

 

 

 

 (Loss) on Impairment

 

 

 

 

 

 

 

Income / (Loss) Before Income Taxes

(2,187) 

(1,395) 

(1,749) 

(2,052) 

(1,098) 

(1,385) 

(1,041) 

Provision for Income Taxes

 

 

 

 

 

 

 

Net Income / (Loss)

$(2,187) 

$(1,395) 

$(1,749) 

$(2,052) 

$(1,098) 

$(1,385) 

$(1,041) 

 

 

 

 

 

 

 

 

Basic and Diluted Income / (Loss) per Membership Interest

$(2.19) 

$(0.70) 

$(0.87) 

$(1.03) 

$(1.10) 

$(1.38) 

$(2.08) 

Weighted Average Membership Interests

1,000  

2,000  

2,000  

2,000  

1,000  

1,000  

500  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-117


RSE ARCHIVE, LLC

 

Consolidated Statements of Operations

Year Ended December 31, 2020


 

Series #ROOSEVELT

Series #56MANTLE

Series #AGHOWL

Series #98JORDAN

Series #18ZION

Series #SNOOPY

Series #APOLLO11

Expenses, gains and losses

 

 

 

 

 

 

 

Storage

$(3)  

$ 

$(3)  

$ 

$(7)  

$ 

$(4)  

Transportation

 

 

 

 

 

 

 

Insurance

(52)  

(126)  

(47)  

(209)  

(118)  

(205)  

(243)  

Bookkeeping and Accounting Fees

(971)  

(968)  

(968)  

(165)  

(897)  

(880)  

(840)  

Marketing Expense

 

 

 

 

 

 

 

Banking Fees

 

 

 

 

 

 

 

Gain / (Loss) on Sale

 

 

 

44,935  

 

 

 

(Loss) on Impairment

 

 

 

 

 

 

 

Income / (Loss) Before Income Taxes

(1,026) 

(1,094) 

(1,018) 

44,562  

(1,021) 

(1,085) 

(1,086) 

Provision for Income Taxes

 

 

 

(9,408)  

 

 

 

Net Income / (Loss)

$(1,026) 

$(1,094) 

$(1,018) 

$35,154  

$(1,021) 

$(1,085) 

$(1,086) 

 

 

 

 

 

 

 

 

Basic and Diluted Income / (Loss) per Membership Interest

$(1.03) 

$(0.11) 

$(2.04) 

$17.58  

$(2.04) 

$(0.54) 

$(1.09) 

Weighted Average Membership Interests

1,000  

10,000  

500  

2,000  

500  

2,000  

1,000  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-118


RSE ARCHIVE, LLC

 

Consolidated Statements of Operations

Year Ended December 31, 2020


 

 

 

 

 

 

 

 

 

Series #24RUTHBAT

Series #YOKO

Series #86JORDAN

Series #HULK1

Series #RUTHBALL1

Series #HIMALAYA

Series #38DIMAGGIO

Expenses, gains and losses

 

 

 

 

 

 

 

Storage

$(5)  

$(2)  

$ 

$(2)  

$(2)  

$(58)  

$ 

Transportation

 

 

 

 

 

 

 

Insurance

(3,648)  

(27)  

(144)  

(316)  

(294)  

(1,854)  

(218)  

Bookkeeping and Accounting Fees

(794)  

(768)  

(61)  

(726)  

(726)  

(716)  

(690)  

Marketing Expense

 

 

 

 

 

 

 

Banking Fees

 

 

 

 

 

 

 

Gain / (Loss) on Sale

 

 

41,948  

 

 

 

 

(Loss) on Impairment

 

 

 

 

(27,006)  

 

 

Income / (Loss) Before Income Taxes

(4,447) 

(797) 

41,743  

(1,044) 

(28,028) 

(2,628) 

(908) 

Provision for Income Taxes

 

 

(8,816)  

 

 

 

 

Net Income / (Loss)

$(4,447) 

$(797) 

$32,927  

$(1,044) 

$(28,028) 

$(2,628) 

$(908) 

 

 

 

 

 

 

 

 

Basic and Diluted Income / (Loss) per Membership Interest

$(1.48) 

$(3.98) 

$32.93  

$(0.52) 

$(14.01) 

$(1.31) 

$(0.91) 

Weighted Average Membership Interests

3,000  

200  

1,000  

2,000  

2,000  

2,000  

1,000  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-119


RSE ARCHIVE, LLC

 

Consolidated Statements of Operations

Year Ended December 31, 2020


 

Series #55CLEMENTE

Series #LOTR

Series #CATCHER

Series #BOND1

Series #SUPER21

Series #BATMAN1

Series #BIRKINTAN

Expenses, gains and losses

 

 

 

 

 

 

 

Storage

$ 

$(2)  

$(2)  

$(2)  

$(2)  

$(2)  

$(3)  

Transportation

 

 

 

 

 

 

 

Insurance

(392)  

(110)  

(47)  

(151)  

(21)  

(249)  

(178)  

Bookkeeping and Accounting Fees

(690)  

(667)  

(667)  

(667)  

(647)  

(643)  

(620)  

Marketing Expense

 

 

 

 

 

 

 

Banking Fees

 

 

 

 

 

 

 

Gain / (Loss) on Sale

 

 

 

 

 

 

 

 (Loss) on Impairment

 

 

 

 

 

 

 

Income / (Loss) Before Income Taxes

(1,082) 

(779) 

(715) 

(819) 

(670) 

(894) 

(802) 

Provision for Income Taxes

 

 

 

 

 

 

 

Net Income / (Loss)

$(1,082) 

$(779) 

$(715) 

$(819) 

$(670) 

$(894) 

$(802) 

 

 

 

 

 

 

 

 

Basic and Diluted Income / (Loss) per Membership Interest

$(1.08) 

$(0.78) 

$(1.43) 

$(0.82) 

$(0.08) 

$(0.89) 

$(0.80) 

Weighted Average Membership Interests

1,000  

1,000  

500  

1,000  

8,500  

1,000  

1,000  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-120


RSE ARCHIVE, LLC

 

Consolidated Statements of Operations

Year Ended December 31, 2020


 

Series #GMTBLACK1

Series #61JFK

Series #POKEMON1

Series #50JACKIE

Series #LINCOLN

Series #STARWARS1

Series #68MAYS

Expenses, gains and losses

 

 

 

 

 

 

 

Storage

$ 

$(2)  

$ 

$ 

$(1)  

$(2)  

$(6)  

Transportation

 

 

 

 

 

 

 

Insurance

(294)  

(36)  

(850)  

(68)  

(142)  

(20)  

(198)  

Bookkeeping and Accounting Fees

(620)  

(581)  

(578)  

(297)  

(574)  

(558)  

(519)  

Marketing Expense

 

 

 

 

 

 

 

Banking Fees

 

 

 

 

 

 

 

Gain / (Loss) on Sale

 

 

 

3,800  

 

 

 

(Loss) on Impairment

 

 

 

 

 

 

 

Income / (Loss) Before Income Taxes

(914) 

(619) 

(1,428) 

3,434  

(717) 

(580) 

(724) 

Provision for Income Taxes

 

 

 

(771)  

 

 

 

Net Income / (Loss)

$(914) 

$(619) 

$(1,428) 

$2,663  

$(717) 

$(580) 

$(724) 

 

 

 

 

 

 

 

 

Basic and Diluted Income / (Loss) per Membership Interest

$(0.91) 

$(0.31) 

$(0.29) 

$0.27  

$(0.18) 

$(0.05) 

$(0.36) 

Weighted Average Membership Interests

1,000  

2,000  

5,000  

10,000  

4,000  

12,000  

2,000  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-121


RSE ARCHIVE, LLC

 

Consolidated Statements of Operations

Year Ended December 31, 2020


 

Series #56TEDWILL

Series #TMNT1

Series #CAPTAIN3

Series #51MANTLE

Series #CHURCHILL

Series #SHKSPR4

Series #03KOBE

Expenses, gains and losses

 

 

 

 

 

 

 

Storage

$(6)  

$(2)  

$(2)  

$ 

$(2)  

$(2)  

$ 

Transportation

 

 

 

 

 

 

 

Insurance

(495)  

(135)  

(106)  

(183)  

(20)  

(354)  

(249)  

Bookkeeping and Accounting Fees

(519)  

(506)  

(506)  

(503)  

(484)  

(484)  

(452)  

Marketing Expense

 

 

 

 

 

 

 

Banking Fees

 

 

 

 

 

 

 

Gain / (Loss) on Sale

 

 

 

 

 

 

 

 (Loss) on Impairment

 

 

 

 

 

 

 

Income / (Loss) Before Income Taxes

(1,021) 

(643) 

(614) 

(686) 

(506) 

(840) 

(701) 

Provision for Income Taxes

 

 

 

 

 

 

 

Net Income / (Loss)

$(1,021) 

$(643) 

$(614) 

$(686) 

$(506) 

$(840) 

$(701) 

 

 

 

 

 

 

 

 

Basic and Diluted Income / (Loss) per Membership Interest

$(0.51) 

$(0.64) 

$(0.61) 

$(0.34) 

$(0.07) 

$(0.84) 

$(0.11) 

Weighted Average Membership Interests

2,000  

1,000  

1,000  

2,000  

7,500  

1,000  

6,250  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-122


RSE ARCHIVE, LLC

 

Consolidated Statements of Operations

Year Ended December 31, 2020


 

Series #03LEBRON

Series #03JORDAN

Series #39TEDWILL

Series #94JETER

Series #2020TOPPS

Series #FANFOUR1

Series #85MARIO

Expenses, gains and losses

 

 

 

 

 

 

 

Storage

$ 

$ 

$(13)  

$(6)  

$(1)  

$(2)  

$(1)  

Transportation

 

 

 

 

 

 

 

Insurance

(155)  

(204)  

(146)  

(221)  

(454)  

(317)  

(808)  

Bookkeeping and Accounting Fees

(452)  

(452)  

(426)  

(426)  

(423)  

(397)  

(353)  

Marketing Expense

 

 

 

 

 

 

 

Banking Fees

 

 

 

 

 

 

 

Gain / (Loss) on Sale

 

 

 

 

 

 

 

 (Loss) on Impairment

 

 

 

 

 

 

 

Income / (Loss) Before Income Taxes

(606) 

(656) 

(585) 

(653) 

(877) 

(716) 

(1,162) 

Provision for Income Taxes

 

 

 

 

 

 

 

Net Income / (Loss)

$(606) 

$(656) 

$(585) 

$(653) 

$(877) 

$(716) 

$(1,162) 

 

 

 

 

 

 

 

 

Basic and Diluted Income / (Loss) per Membership Interest

$(0.30) 

$(0.33) 

$(0.10) 

$(0.65) 

$(0.09) 

$(0.36) 

$(0.39) 

Weighted Average Membership Interests

2,000  

2,000  

5,600  

1,000  

10,000  

2,000  

3,000  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-123


RSE ARCHIVE, LLC

 

Consolidated Statements of Operations

Year Ended December 31, 2020


 

Series #TOS39

Series #DAREDEV1

Series #05LATOUR

Series #16SCREAG

Series #14DRC

Series #86RICE

Series #57MANTLE

Expenses, gains and losses

 

 

 

 

 

 

 

Storage

$(2)  

$(2)  

$ 

$ 

$ 

$ 

$ 

Transportation

 

 

 

 

 

 

 

Insurance

(171)  

(19)  

(28)  

(120)  

(173)  

(113)  

(42)  

Bookkeeping and Accounting Fees

(353)  

(353)  

(353)  

(353)  

(353)  

(353)  

(333)  

Marketing Expense

 

 

(170)  

(170)  

(170)  

 

 

Banking Fees

 

 

 

 

 

 

 

Gain / (Loss) on Sale

 

 

 

 

 

 

 

 (Loss) on Impairment

 

 

 

 

 

 

 

Income / (Loss) Before Income Taxes

(526) 

(374) 

(551) 

(643) 

(696) 

(467) 

(375) 

Provision for Income Taxes

 

 

 

 

 

 

 

Net Income / (Loss)

$(526) 

$(374) 

$(551) 

$(643) 

$(696) 

$(467) 

$(375) 

 

 

 

 

 

 

 

 

Basic and Diluted Income / (Loss) per Membership Interest

$(0.18) 

$(0.03) 

$(0.55) 

$(0.64) 

$(0.70) 

$(0.02) 

$(0.05) 

Weighted Average Membership Interests

3,000  

11,500  

1,000  

1,000  

1,000  

23,000  

8,000  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-124


RSE ARCHIVE, LLC

 

Consolidated Statements of Operations

Year Ended December 31, 2020


 

Series #FAUBOURG

Series #SOBLACK

Series #GATSBY

Series #93DAYTONA

Series #09TROUT

Series #57STARR

Series #AF15

Expenses, gains and losses

 

 

 

 

 

 

 

Storage

$(112)  

$(112)  

$(2)  

$ 

$ 

$ 

$(4)  

Transportation

 

 

 

 

 

 

 

Insurance

(952)  

(434)  

(392)  

(169)  

(1,020)  

(42)  

(245)  

Bookkeeping and Accounting Fees

(333)  

(300)  

(300)  

(300)  

(277)  

(277)  

(240)  

Marketing Expense

 

 

 

 

 

 

 

Banking Fees

 

 

 

 

 

 

 

Gain / (Loss) on Sale

 

 

 

 

 

 

 

(Loss) on Impairment

 

 

 

 

 

 

 

Income / (Loss) Before Income Taxes

(1,397) 

(846) 

(694) 

(469) 

(1,297) 

(319) 

(488) 

Provision for Income Taxes

 

 

 

 

 

 

 

Net Income / (Loss)

$(1,397) 

$(846) 

$(694) 

$(469) 

$(1,297) 

$(319) 

$(488) 

 

 

 

 

 

 

 

 

Basic and Diluted Income / (Loss) per Membership Interest

$(0.70) 

$(0.85) 

$(0.17) 

$(0.23) 

$(0.12) 

$(0.04) 

$(0.06) 

Weighted Average Membership Interests

2,000  

1,000  

4,000  

2,000  

11,250  

8,000  

8,000  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-125


RSE ARCHIVE, LLC

 

Consolidated Statements of Operations

Year Ended December 31, 2020


 

Series #03KOBE2

Series #JOBSMAC

Series #16PETRUS

Series #ALICE

Series #SPIDER10

Series #62MANTLE

Series #BATMAN6

Expenses, gains and losses

 

 

 

 

 

 

 

Storage

$ 

$(4)  

$ 

$(1)  

$(1)  

$(2)  

$(1)  

Transportation

 

 

 

 

 

 

 

Insurance

(73)  

(156)  

(144)  

(16)  

(21)  

(748)  

(47)  

Bookkeeping and Accounting Fees

(230)  

(230)  

(193)  

(193)  

(193)  

(190)  

(190)  

Marketing Expense

 

 

 

 

 

 

 

Banking Fees

 

 

 

 

 

 

 

Gain / (Loss) on Sale

 

 

 

 

 

 

 

 (Loss) on Impairment

 

 

 

 

 

 

 

Income / (Loss) Before Income Taxes

(303) 

(390) 

(337) 

(211) 

(215) 

(940) 

(237) 

Provision for Income Taxes

 

 

 

 

 

 

 

Net Income / (Loss)

$(303) 

$(390) 

$(337) 

$(211) 

$(215) 

$(940) 

$(237) 

 

 

 

 

 

 

 

 

Basic and Diluted Income / (Loss) per Membership Interest

$(0.05) 

$(0.08) 

$(0.04) 

$(0.02) 

$(0.05) 

$(0.16) 

$(0.12) 

Weighted Average Membership Interests

5,750  

5,000  

9,000  

12,000  

4,200  

6,000  

2,000  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-126


RSE ARCHIVE, LLC

 

Consolidated Statements of Operations

Year Ended December 31, 2020


 

Series #CLEMENTE2

Series #SUPER14

Series #79STELLA

Series #TKAM

Series #DIMAGGIO2

Series #13BEAUX

Series #88MARIO

Expenses, gains and losses

 

 

 

 

 

 

 

Storage

$(2)  

$(1)  

$ 

$(1)  

$ 

$ 

$ 

Transportation

 

 

 

 

 

 

 

Insurance

(285)  

(191)  

(277)  

(67)  

(45)  

(50)  

(68)  

Bookkeeping and Accounting Fees

(173)  

(150)  

(150)  

(150)  

(143)  

(127)  

(127)  

Marketing Expense

 

 

 

 

 

 

 

Banking Fees

 

 

 

 

 

 

 

Gain / (Loss) on Sale

 

 

 

 

 

 

35,000  

(Loss) on Impairment

 

 

 

 

 

 

 

Income / (Loss) Before Income Taxes

(460) 

(342) 

(427) 

(217) 

(189) 

(177) 

34,806  

Provision for Income Taxes

 

 

 

 

 

 

(7,359)  

Net Income / (Loss)

$(460) 

$(342) 

$(427) 

$(217) 

$(189) 

$(177) 

$27,446  

 

 

 

 

 

 

 

 

Basic and Diluted Income / (Loss) per Membership Interest

$(0.23) 

$(0.07) 

$(0.03) 

$(0.11) 

$(0.09) 

$(0.03) 

$13.72  

Weighted Average Membership Interests

2,000  

5,200  

13,800  

2,000  

2,000  

5,100  

2,000  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-127


RSE ARCHIVE, LLC

 

Consolidated Statements of Operations

Year Ended December 31, 2020


 

Series #ANMLFARM

Series #NASA1

Series #00BRADY

Series #85NES

Series #JUSTICE1

Series #69KAREEM

Series #59JFK

Expenses, gains and losses

 

 

 

 

 

 

 

Storage

$(1)  

$(2)  

$ 

$ 

$ 

$ 

$ 

Transportation

 

 

 

 

 

 

 

Insurance

(26)  

(971)  

(79)  

(76)  

(257)  

(52)  

(28)  

Bookkeeping and Accounting Fees

(127)  

(120)  

(103)  

(103)  

(81)  

(81)  

(81)  

Marketing Expense

 

 

 

 

 

 

 

Banking Fees

 

 

 

 

 

 

 

Gain / (Loss) on Sale

 

 

 

 

 

 

 

(Loss) on Impairment

 

 

 

 

 

 

 

Income / (Loss) Before Income Taxes

(154) 

(1,092) 

(182) 

(179) 

(338) 

(133) 

(109) 

Provision for Income Taxes

 

 

 

 

 

 

 

Net Income / (Loss)

$(154) 

$(1,092) 

$(182) 

$(179) 

$(338) 

$(133) 

$(109) 

 

 

 

 

 

 

 

 

Basic and Diluted Income / (Loss) per Membership Interest

$(0.15) 

$(0.11) 

$(0.05) 

$(0.02) 

$(0.07) 

$(0.05) 

$(0.05) 

Weighted Average Membership Interests

1,000  

10,000  

3,750  

8,000  

5,000  

2,500  

2,000  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-128


RSE ARCHIVE, LLC

 

Consolidated Statements of Operations

Year Ended December 31, 2020


 

Series #04LEBRON

Series #85JORDAN

Series #GOLDENEYE

Series #MOONSHOE

Series #03LEBRON2

Series #GRAPES

Series #34GEHRIG

Expenses, gains and losses

 

 

 

 

 

 

 

Storage

$ 

$ 

$ 

$ 

$ 

$ 

$ 

Transportation

 

 

 

 

 

 

 

Insurance

(132)  

(567)  

(62)  

(336)  

(180)  

(37)  

(67)  

Bookkeeping and Accounting Fees

(81)  

(81)  

(58)  

(58)  

(58)  

(58)  

(58)  

Marketing Expense

 

 

 

 

 

 

 

Banking Fees

 

 

 

 

 

 

 

Gain / (Loss) on Sale

 

 

 

 

 

 

 

(Loss) on Impairment

 

 

 

 

 

 

 

Income / (Loss) Before Income Taxes

(212) 

(648) 

(120) 

(394) 

(239) 

(95) 

(125) 

Provision for Income Taxes

 

 

 

 

 

 

 

Net Income / (Loss)

$(212) 

$(648) 

$(120) 

$(394) 

$(239) 

$(95) 

$(125) 

 

 

 

 

 

 

 

 

Basic and Diluted Income / (Loss) per Membership Interest

$(0.04) 

$(0.06) 

$(0.02) 

$(0.02) 

$(0.05) 

$(0.05) 

$(0.02) 

Weighted Average Membership Interests

5,000  

10,000  

5,000  

18,000  

5,000  

2,000  

5,000  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-129


RSE ARCHIVE, LLC

 

Consolidated Statements of Operations

Year Ended December 31, 2020


 

 

 

 

 

 

 

 

 

 

Series #98KANGA

Series #06BRM

Series #DUNE

Series #86FLEER

Series #WILDGUN

Series #58PELE2

Series #18LAMAR

Consolidated

Expenses, gains and losses

 

 

 

 

 

 

 

 

Storage

$ 

$ 

$ 

$ 

$ 

$ 

$ 

$(18,426)  

Transportation

 

 

 

 

 

 

 

(402)  

Insurance

(260)  

(36)  

(17)  

(207)  

(70)  

(32)  

(72)  

(53,368)  

Bookkeeping and Accounting Fees

(58)  

(58)  

(32)  

(32)  

(32)  

(32)  

(10)  

(56,223)  

Marketing Expense

 

 

 

 

 

 

 

(18,895)  

Banking Fees

 

 

 

 

 

 

 

(500)  

Gain / (Loss) on Sale

 

 

 

 

 

 

34,500  

169,133  

(Loss) on Impairment

 

 

 

 

 

 

 

(31,406)  

Income / (Loss) Before Income Taxes

(318) 

(94) 

(49) 

(239) 

(102) 

(65) 

34,418  

(10,087)  

Provision for Income Taxes

 

 

 

 

 

 

(7,278)  

(36,637)  

Net Income / (Loss)

$(318) 

$(94) 

$(49) 

$(239) 

$(102) 

$(65) 

$27,140  

$(46,724) 

 

 

 

 

 

 

 

 

 

Basic and Diluted Income / (Loss) per Membership Interest

$(0.01) 

$(0.05) 

$(0.05) 

$(0.01) 

$(0.03) 

$(0.01) 

$3.50  

 

Weighted Average Membership Interests

21,250  

1,850  

1,000  

16,500  

4,000  

5,300  

7,750  

 


See accompanying notes, which are an integral part of these financial statements.

F-130


RSE ARCHIVE, LLC

 

Consolidated Statements of Members’ Equity / (Deficit)
Year Ended December 31, 2021 and December 31, 2020


 

Series #52MANTLE

Series #71MAYS

Series #RLEXPEPSI

Series #10COBB

Series #POTTER

Series #TWOCITIES

Balance January 1, 2020

$126,213  

$54,002  

$17,055  

$36,466  

$71,130  

$13,583  

Distribution

 

 

 

 

 

 

Membership Contributions

 

 

 

 

 

 

Capital Contribution

3,937  

2,358  

1,581  

1,979  

2,624 

1,466  

Capital Contribution for loss at Offering close

 

 

 

 

 

 

Distribution to RSE Archive

 

 

 

 

 

 

Net loss / (Loss)

(2,742) 

(1,857) 

(1,408) 

(1,632) 

(1,481) 

(1,255) 

Balance December 31, 2020

$127,408  

$54,502  

$17,229  

$36,813  

$72,272  

$13,794  

Distribution

 

 

 

 

 

 

Membership Contributions

 

 

 

 

 

 

Capital Contribution

1,049  

1,034  

824  

1,003  

1,424 

755  

Capital Contribution for loss at Offering close

 

 

 

 

 

 

Distribution to RSE Archive

 

 

 

 

 

 

Distribution to Series

 

 

 

 

(1,465)  

 

Net loss / (Loss)

(2,007) 

(1,436) 

(953) 

(1,271) 

(1,036) 

(954) 

Balance December 31, 2021

$126,450  

$54,100  

$17,100  

$36,545  

$71,195  

$13,595  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-131


RSE ARCHIVE, LLC

 

Consolidated Statements of Members’ Equity / (Deficit)
Year Ended December 31, 2021 and December 31, 2020


 

Series #FROST

Series #BIRKINBLU

Series #SMURF

Series #70RLEX

Series #EINSTEIN

Series #HONUS

Balance January 1, 2020

$11,785  

$56,647  

$30,531  

$19,066  

$12,839  

$504,379  

Distribution

 

 

 

 

 

 

Membership Contributions

 

 

 

 

 

 

Capital Contribution

1,422  

2,408  

2,009  

1,592  

1,444  

3,515  

Capital Contribution for loss at Offering close

 

 

 

 

 

 

Distribution to RSE Archive

 

 

 

 

 

 

Net loss / (Loss)

(1,246) 

(1,883) 

(1,564) 

(1,421) 

(1,251) 

(7,366) 

Balance December 31, 2020

$11,961  

$57,172  

$30,976  

$19,237  

$13,032  

$500,528  

Distribution

 

 

 

 

 

 

Membership Contributions

 

 

 

 

 

 

Capital Contribution

778  

1,021  

846  

1,078  

828  

10,428  

Capital Contribution for loss at Offering close

 

 

 

 

 

 

Distribution to RSE Archive

 

 

 

 

 

 

Distribution to Series

 

 

 

 

 

 

Net loss / (Loss)

(944) 

(1,452) 

(1,072) 

(1,224) 

(1,010) 

(5,670) 

Balance December 31, 2021

$11,795  

$56,741  

$30,750  

$19,091  

$12,850  

$505,286  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-132


RSE ARCHIVE, LLC

 

Consolidated Statements of Members’ Equity / (Deficit)
Year Ended December 31, 2021 and December 31, 2020


 

Series #75ALI

Series #71ALI

Series #APROAK

Series #88JORDAN

Series #BIRKINBOR

Series #33RUTH

Balance January 1, 2020

$44,968  

$29,049 

$ 

$ 

$ 

$ 

Distribution

 

(38,595) 

- 

 

 

 

Membership Contributions

 

- 

73,688  

21,050  

51,250  

75,050  

Capital Contribution

1,273  

3,811 

2,743  

1,111  

1,036  

1,014  

Capital Contribution for loss at Offering close

 

- 

63  

 

 

 

Distribution to RSE Archive

 

- 

 

(47)  

(47)  

(47)  

Net loss / (Loss)

(1,865) 

5,735 

(2,187)  

(1,395) 

(1,749) 

(2,052) 

Balance December 31, 2020

$44,377  

$- 

$74,306  

$20,718  

$50,490  

$73,964  

Distribution

 

- 

(103,970) 

 

 

 

Membership Contributions

 

- 

 

 

 

 

Capital Contribution

1,982  

- 

405  

1,391  

2,114  

2,690  

Capital Contribution for loss at Offering close

 

- 

 

 

 

 

Distribution to RSE Archive

 

- 

 

 

 

 

Distribution to Series

 

- 

 

 

 

 

Net loss / (Loss)

(1,356) 

- 

29,275  

(1,106) 

(1,401) 

(1,660) 

Balance December 31, 2021

$45,003  

$- 

$16  

$21,003  

$51,203  

$74,994  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-133


RSE ARCHIVE, LLC

 

Consolidated Statements of Members’ Equity / (Deficit)
Year Ended December 31, 2021 and December 31, 2020


 

Series #SPIDER1

Series #BATMAN3

Series #ULYSSES

Series #ROOSEVELT

Series #56MANTLE

Series #AGHOWL

Balance January 1, 2020

$ 

$ 

$ 

$ 

$ 

$ 

Distribution

 

 

 

 

 

 

Membership Contributions

21,050  

76,050  

24,050  

17,797  

9,400  

17,500  

Capital Contribution

993  

992  

1,406  

1,308  

968  

1,275  

Capital Contribution for loss at Offering close

 

 

 

 

650  

 

Distribution to RSE Archive

(47)  

(47)  

 

(197)  

 

(197)  

Net loss / (Loss)

(1,098) 

(1,385) 

(1,041) 

(1,026) 

(1,094) 

(1,018) 

Balance December 31, 2020

$20,898  

$75,609  

$24,415  

$17,882  

$9,924  

$17,560  

Distribution

 

 

 

 

 

 

Membership Contributions

 

 

 

 

 

 

Capital Contribution

1,066  

1,453  

600  

674  

1,174  

696  

Capital Contribution for loss at Offering close

 

 

 

 

 

 

Distribution to RSE Archive

 

 

 

 

 

 

Distribution to Series

 

 

 

 

 

 

Net loss / (Loss)

(961) 

(1,059) 

(965) 

(956) 

(1,048) 

(953) 

Balance December 31, 2021

$21,003  

$76,003  

$24,050  

$17,600  

$10,050  

$17,303  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-134


RSE ARCHIVE, LLC

 

Consolidated Statements of Members’ Equity / (Deficit)
Year Ended December 31, 2021 and December 31, 2020


 

Series #98JORDAN

Series #18ZION

Series #SNOOPY

Series #APOLLO11

Series #24RUTHBAT

Series #YOKO

Balance January 1, 2020

$ 

$ 

$ 

$ 

$ 

$ 

Distribution

(157,328)  

 

 

 

 

 

Membership Contributions

121,600  

14,150  

24,745  

31,050  

250,538  

14,500  

Capital Contribution

574  

1,125  

1,269  

1,316  

799  

1,004  

Capital Contribution for loss at Offering close

 

 

55  

 

513  

 

Distribution to RSE Archive

 

 

 

 

(47)  

(150)  

Net loss / (Loss)

35,154  

(1,021) 

(1,085) 

(1,086) 

(4,447) 

(797) 

Balance December 31, 2020

$ 

$14,254  

$24,984  

$31,280  

$247,354  

$14,557  

Distribution

 

 

 

 

 

 

Membership Contributions

 

 

 

 

 

 

Capital Contribution

 

965  

836  

994  

6,958  

741  

Capital Contribution for loss at Offering close

 

 

 

 

 

 

Distribution to RSE Archive

 

 

 

 

 

 

Distribution to Series

 

 

 

 

 

 

Net loss / (Loss)

 

(1,069) 

(1,020) 

(1,224) 

(3,313) 

(948) 

Balance December 31, 2021

$ 

$14,150  

$24,800  

$31,050  

$250,999  

$14,350  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-135


RSE ARCHIVE, LLC

 

Consolidated Statements of Members’ Equity / (Deficit)
Year Ended December 31, 2021 and December 31, 2020


 

Series #86JORDAN

Series #HULK1

Series #RUTHBALL1

Series #HIMALAYA

Series #38DIMAGGIO

Series #55CLEMENTE

Balance January 1, 2020

$- 

$ 

$ 

$ 

$ 

$ 

Distribution

(71,649)  

- 

 

 

 

 

Membership Contributions

38,500  

87,300  

27,700  

131,250  

20,600  

36,600  

Capital Contribution

113  

728  

728  

774  

690  

690  

Capital Contribution for loss at Offering close

 

 

 

 

 

 

Distribution to RSE Archive

 

 

 

(47)  

 

 

Net loss / (Loss)

32,927  

(1,044)  

(28,028) 

(2,628) 

(908) 

(1,082) 

Balance December 31, 2020

$(109) 

$86,984  

$400  

$129,349  

$20,382  

$36,208  

Distribution

 

(110,520) 

 

 

 

 

Membership Contributions

 

 

 

 

 

 

Capital Contribution

109  

1,110  

1,650  

4,176  

1,348  

1,673  

Capital Contribution for loss at Offering close

 

 

 

 

 

 

Distribution to RSE Archive

 

 

 

 

 

 

Distribution to Series

 

 

 

 

 

 

Net loss / (Loss)

 

22,447  

(1,402) 

(2,322) 

(1,130) 

(1,281) 

Balance December 31, 2021

$- 

$21  

$648  

$131,203  

$20,600  

$36,600  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-136


RSE ARCHIVE, LLC

 

Consolidated Statements of Members’ Equity / (Deficit)
Year Ended December 31, 2021 and December 31, 2020


 

Series #LOTR

Series #CATCHER

Series #BOND1

Series #SUPER21

Series #BATMAN1

Series #BIRKINTAN

Balance January 1, 2020

$ 

$ 

$ 

$ 

$ 

$ 

Distribution

 

 

 

 

 

 

Membership Contributions

28,200  

11,850  

37,600  

7,300  

69,100  

25,700  

Capital Contribution

669  

669  

669  

649  

646  

623  

Capital Contribution for loss at Offering close

 

 

 

 

 

 

Distribution to RSE Archive

(37)  

(37)  

(37)  

 

(66)  

 

Net loss / (Loss)

(779) 

(715) 

(819) 

(670) 

(894) 

(802) 

Balance December 31, 2020

$28,053  

$11,767  

$37,413  

$7,279  

$68,786  

$25,522  

Distribution

 

 

 

 

 

 

Membership Contributions

 

 

 

 

 

 

Capital Contribution

1,085  

993  

1,142  

959  

1,296  

1,344  

Capital Contribution for loss at Offering close

 

 

 

 

 

 

Distribution to RSE Archive

 

 

 

 

 

 

Distribution to Series

 

 

 

 

 

 

Net loss / (Loss)

(974) 

(946) 

(991) 

(938) 

(1,089) 

(1,165) 

Balance December 31, 2021

$28,163  

$11,813  

$37,563  

$7,300  

$68,992  

$25,700  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-137


RSE ARCHIVE, LLC

 

Consolidated Statements of Members’ Equity / (Deficit)
Year Ended December 31, 2021 and December 31, 2020


 

Series #GMTBLACK1

Series #61JFK

Series #POKEMON1

Series #50JACKIE

Series #LINCOLN

Series #STARWARS1

Balance January 1, 2020

$ 

$ 

$ 

$- 

$ 

$ 

Distribution

 

 

 

(12,300) 

 

 

Membership Contributions

25,700  

16,750  

118,600  

9,398 

64,700  

10,400  

Capital Contribution

620  

583  

578  

366 

575  

560  

Capital Contribution for loss at Offering close

 

 

 

- 

 

 

Distribution to RSE Archive

(66)  

(66)  

(66)  

(66) 

(66)  

(131)  

Net loss / (Loss)

(914) 

(619) 

(1,428) 

2,663 

(717) 

(580) 

Balance December 31, 2020

$25,340  

$16,648  

$117,684  

$61 

$64,492  

$10,249  

Distribution

 

 

 

- 

 

 

Membership Contributions

 

 

 

- 

 

 

Capital Contribution

1,343  

991  

3,216  

- 

1,181  

963  

Capital Contribution for loss at Offering close

 

 

 

- 

 

 

Distribution to RSE Archive

 

 

 

- 

 

 

Distribution to Series

 

 

 

- 

 

 

Net loss / (Loss)

(1,049) 

(955) 

(2,412) 

- 

(1,039) 

(947) 

Balance December 31, 2021

$25,634  

$16,684  

$118,488  

$61 

$64,634  

$10,265  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-138


RSE ARCHIVE, LLC

 

Consolidated Statements of Members’ Equity / (Deficit)
Year Ended December 31, 2021 and December 31, 2020


 

Series #68MAYS

Series #56TEDWILL

Series #TMNT1

Series #CAPTAIN3

Series #51MANTLE

Series #CHURCHILL

Balance January 1, 2020

$ 

$ 

$ 

$ 

$ 

$ 

Distribution

 

 

- 

 

 

 

Membership Contributions

32,600  

80,600  

60,130  

35,666  

30,100  

6,900  

Capital Contribution

526  

526  

509  

509  

503  

486  

Capital Contribution for loss at Offering close

 

 

 

 

 

 

Distribution to RSE Archive

(80)  

(80)  

(730)  

(66)  

(80)  

(80)  

Net loss / (Loss)

(724) 

(1,021) 

(643)  

(614) 

(686) 

(506) 

Balance December 31, 2020

$32,322  

$80,025  

$59,265  

$35,494  

$29,838  

$6,800  

Distribution

 

 

(91,990) 

 

 

 

Membership Contributions

 

 

 

 

 

 

Capital Contribution

1,441  

2,191  

705  

1,095  

1,402  

958  

Capital Contribution for loss at Offering close

 

 

 

 

 

 

Distribution to RSE Archive

 

 

 

 

 

 

Distribution to Series

 

 

 

 

 

 

Net loss / (Loss)

(1,243) 

(1,695) 

32,025  

(989) 

(1,220) 

(937) 

Balance December 31, 2021

$32,520  

$80,520  

$ 

$35,600  

$30,020  

$6,820  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-139


RSE ARCHIVE, LLC

 

Consolidated Statements of Members’ Equity / (Deficit)
Year Ended December 31, 2021 and December 31, 2020


 

Series #SHKSPR4

Series #03KOBE

Series #03LEBRON

Series #03JORDAN

Series #39TEDWILL

Series #94JETER

Balance January 1, 2020

$ 

$ 

$ 

$ 

$ 

$ 

Distribution

 

 

 

 

 

 

Membership Contributions

105,705  

44,600  

25,600  

33,600  

27,220  

39,600  

Capital Contribution

486  

452  

452  

452  

439  

432  

Capital Contribution for loss at Offering close

 

 

 

 

1,130  

 

Distribution to RSE Archive

(205)  

(140)  

(80)  

(80)  

 

(140)  

Net loss / (Loss)

(840) 

(701) 

(606) 

(656) 

(585) 

(653) 

Balance December 31, 2020

$105,146  

$44,211  

$25,365  

$33,316  

$28,204  

$39,239  

Distribution

 

 

 

 

 

 

Membership Contributions

 

 

 

 

 

 

Capital Contribution

1,466  

1,606  

1,332  

1,456  

1,349  

1,522  

Capital Contribution for loss at Offering close

 

 

 

 

 

 

Distribution to RSE Archive

 

 

 

 

 

 

Distribution to Series

 

 

 

 

 

 

Net loss / (Loss)

(1,112) 

(1,440) 

(1,261) 

(1,336) 

(1,203) 

(1,301) 

Balance December 31, 2021

$105,500  

$44,377  

$25,436  

$33,436  

$28,350  

$39,460  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-140


RSE ARCHIVE, LLC

 

Consolidated Statements of Members’ Equity / (Deficit)
Year Ended December 31, 2021 and December 31, 2020


 

Series #2020TOPPS

Series #FANFOUR1

Series #85MARIO

Series #TOS39

Series #DAREDEV1

Series #05LATOUR

Balance January 1, 2020

$ 

$ 

$ 

$ 

$ 

$ 

Distribution

 

- 

- 

 

- 

 

Membership Contributions

98,150  

100,600  

140,600  

120,600  

9,900  

8,042  

Capital Contribution

423  

399  

354  

355  

355  

353  

Capital Contribution for loss at Offering close

 

 

 

 

 

 

Distribution to RSE Archive

 

(66)  

(140)  

(140)  

(80)  

 

Net loss / (Loss)

(877) 

(716)  

(1,162)  

(526) 

(374)  

(551) 

Balance December 31, 2020

$97,696  

$100,217  

$139,653  

$120,289  

$9,801  

$7,844  

Distribution

 

(121,220) 

(1,610,400) 

 

(19,895) 

 

Membership Contributions

 

 

 

 

 

 

Capital Contribution

2,318  

939  

2,359  

1,309  

772  

858  

Capital Contribution for loss at Offering close

 

 

 

 

 

 

Distribution to RSE Archive

 

 

 

 

 

 

Distribution to Series

 

 

 

 

 

 

Net loss / (Loss)

(1,864) 

20,099  

1,468,367  

(1,138) 

9,366  

(830) 

Balance December 31, 2021

$98,150  

$35 

$(21)  

$120,460  

$44  

$7,872  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-141


RSE ARCHIVE, LLC

 

Consolidated Statements of Members’ Equity / (Deficit)
Year Ended December 31, 2021 and December 31, 2020


 

Series #16SCREAG

Series #14DRC

Series #86RICE

Series #57MANTLE

Series #FAUBOURG

Series #SOBLACK

Balance January 1, 2020

$ 

$ 

$ 

$ 

$ 

$ 

Distribution

 

 

 

 

 

 

Membership Contributions

32,544  

46,580  

20,600  

7,420  

115,700  

50,853  

Capital Contribution

353  

353  

353  

333  

445  

412  

Capital Contribution for loss at Offering close

 

 

 

1,182  

 

 

Distribution to RSE Archive

 

 

(140)  

(202)  

(140)  

(80)  

Net loss / (Loss)

(643) 

(696) 

(467) 

(375) 

(1,397) 

(846) 

Balance December 31, 2020

$32,254  

$46,237  

$20,347  

$8,358  

$114,608  

$50,340  

Distribution

 

 

 

 

 

 

Membership Contributions

 

 

 

 

 

 

Capital Contribution

1,071  

1,193  

1,241  

1,059  

3,133  

2,001  

Capital Contribution for loss at Offering close

 

 

 

 

 

 

Distribution to RSE Archive

 

 

 

 

 

 

Distribution to Series

 

 

 

 

 

 

Net loss / (Loss)

(951) 

(1,020) 

(1,128) 

(1,017) 

(2,181) 

(1,568) 

Balance December 31, 2021

$32,374  

$46,410  

$20,460  

$8,400  

$115,560  

$50,773  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-142


RSE ARCHIVE, LLC

 

Consolidated Statements of Members’ Equity / (Deficit)
Year Ended December 31, 2021 and December 31, 2020


 

Series #GATSBY

Series #93DAYTONA

Series #09TROUT

Series #57STARR

Series #AF15

Series #03KOBE2

Balance January 1, 2020

$ 

$ 

$ 

$ 

$ 

$ 

Distribution

 

 

 

 

- 

 

Membership Contributions

185,700  

37,600  

221,063  

7,420  

189,602  

21,629  

Capital Contribution

302  

300  

277  

277  

244  

230  

Capital Contribution for loss at Offering close

 

 

4,540  

1,182  

 

 

Distribution to RSE Archive

(80)  

 

(202)  

(202)  

(202)  

(229)  

Net loss / (Loss)

(694) 

(469) 

(1,297) 

(319) 

(488)  

(303) 

Balance December 31, 2020

$185,228  

$37,431  

$224,380  

$8,358  

$189,155  

$21,327  

Distribution

 

 

 

 

(229,840) 

 

Membership Contributions

 

 

 

 

 

 

Capital Contribution

1,645  

1,097  

4,081  

1,059  

911  

1,212  

Capital Contribution for loss at Offering close

 

 

 

 

 

 

Distribution to RSE Archive

 

 

 

 

 

 

Distribution to Series

 

 

 

 

 

 

Net loss / (Loss)

(1,257) 

(937) 

(3,061) 

(1,017) 

39,816  

(1,223) 

Balance December 31, 2021

$185,616  

$37,591  

$225,400  

$8,400  

$42  

$21,316  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-143


RSE ARCHIVE, LLC

 

Consolidated Statements of Members’ Equity / (Deficit)
Year Ended December 31, 2021 and December 31, 2020


 

Series #JOBSMAC

Series #16PETRUS

Series #ALICE

Series #SPIDER10

Series #62MANTLE

Series #BATMAN6

Balance January 1, 2020

$ 

$ 

$ 

$ 

$ 

$ 

Distribution

 

 

 

 

 

 

Membership Contributions

35,832  

38,836  

9,900  

18,602  

132,600  

23,900  

Capital Contribution

234  

193  

195  

194  

192  

191  

Capital Contribution for loss at Offering close

 

 

 

 

 

 

Distribution to RSE Archive

(432)  

(170)  

(80)  

(202)  

(140)  

(80)  

Net loss / (Loss)

(390) 

(337) 

(211) 

(215) 

(940) 

(237) 

Balance December 31, 2020

$35,244  

$38,522  

$9,804  

$18,379  

$131,712  

$23,774  

Distribution

 

 

 

 

 

 

Membership Contributions

 

 

 

 

 

 

Capital Contribution

1,405  

1,126  

958  

979  

2,933  

1,014  

Capital Contribution for loss at Offering close

 

 

 

 

 

 

Distribution to RSE Archive

 

 

 

 

 

 

Distribution to Series

 

 

 

 

 

 

Net loss / (Loss)

(1,337) 

(982) 

(942) 

(958) 

(2,185) 

(967) 

Balance December 31, 2021

$35,312  

$38,666  

$9,820  

$18,400  

$132,460  

$23,820  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-144


RSE ARCHIVE, LLC

 

Consolidated Statements of Members’ Equity / (Deficit)
Year Ended December 31, 2021 and December 31, 2020


 

Series #CLEMENTE2

Series #SUPER14

Series #79STELLA

Series #TKAM

Series #DIMAGGIO2

Series #13BEAUX

Balance January 1, 2020

$ 

$ 

$ 

$ 

$ 

$ 

Distribution

 

- 

 

 

 

 

Membership Contributions

60,602  

120,600  

62,100  

29,200  

18,254  

22,621  

Capital Contribution

175  

151  

150  

151  

143  

127  

Capital Contribution for loss at Offering close

 

 

 

 

 

 

Distribution to RSE Archive

(202)  

(140)  

 

(66)  

(229)  

(344)  

Net loss / (Loss)

(460) 

(342)  

(427) 

(217) 

(189) 

(177) 

Balance December 31, 2020

$60,115  

$120,269  

$61,823  

$29,068  

$17,980  

$22,227  

Distribution

 

(149,108) 

 

 

 

 

Membership Contributions

 

 

 

 

 

 

Capital Contribution

1,792  

1,054  

1,775  

1,043  

1,005  

951  

Capital Contribution for loss at Offering close

 

 

 

 

 

 

Distribution to RSE Archive

 

 

 

 

 

 

Distribution to Series

 

 

 

 

 

 

Net loss / (Loss)

(1,507) 

27,785  

(1,498) 

(976) 

(960) 

(901) 

Balance December 31, 2021

$60,400  

$ 

$62,100  

$29,134  

$18,025  

$22,277  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-145


RSE ARCHIVE, LLC

 

Consolidated Statements of Members’ Equity / (Deficit)
Year Ended December 31, 2021 and December 31, 2020


 

Series #88MARIO

Series #ANMLFARM

Series #NASA1

Series #00BRADY

Series #85NES

Series #JUSTICE1

Balance January 1, 2020

$- 

$ 

$ 

$ 

$ 

$ 

Distribution

(53,036) 

 

 

 

 

 

Membership Contributions

25,629 

8,966  

254,987  

35,752  

26,859  

190,602  

Capital Contribution

195 

127  

122  

103  

104  

81  

Capital Contribution for loss at Offering close

- 

 

 

 

 

 

Distribution to RSE Archive

(229) 

(66)  

(229)  

(229)  

(459)  

(202)  

Net loss / (Loss)

27,446 

(154) 

(1,092) 

(182) 

(179) 

(338) 

Balance December 31, 2020

$5 

$8,874  

$253,786  

$35,444  

$26,324  

$190,143  

Distribution

- 

 

 

 

 

 

Membership Contributions

- 

 

 

 

 

 

Capital Contribution

- 

967  

4,268  

1,352  

1,242  

1,519  

Capital Contribution for loss at Offering close

- 

 

 

 

 

 

Distribution to RSE Archive

- 

 

 

 

 

 

Distribution to Series

- 

 

 

 

 

 

Net loss / (Loss)

- 

(941) 

(3,297) 

(1,273) 

(1,166) 

(1,262) 

Balance December 31, 2021

$5 

$8,900  

$254,757  

$35,523  

$26,400  

$190,400  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-146


RSE ARCHIVE, LLC

 

Consolidated Statements of Members’ Equity / (Deficit)
Year Ended December 31, 2021 and December 31, 2020


 

Series #69KAREEM

Series #59JFK

Series #04LEBRON

Series #85JORDAN

Series #GOLDENEYE

Series #MOONSHOE

Balance January 1, 2020

$ 

$ 

$ 

$ 

$ 

$ 

Distribution

 

 

 

 

 

 

Membership Contributions

23,829  

23,702  

44,629  

240,600  

23,442  

150,600  

Capital Contribution

81  

81  

81  

81  

58  

58  

Capital Contribution for loss at Offering close

 

 

 

 

 

 

Distribution to RSE Archive

(202)  

(202)  

(229)  

 

(242)  

(180)  

Net loss / (Loss)

(133) 

(109) 

(212) 

(648) 

(120) 

(394) 

Balance December 31, 2020

$23,548  

$23,472  

$44,268  

$240,033  

$23,138  

$150,084  

Distribution

 

 

 

 

 

 

Membership Contributions

 

 

 

 

 

 

Capital Contribution

1,212  

1,009  

1,488  

3,807  

1,198  

2,703  

Capital Contribution for loss at Offering close

 

 

 

 

 

 

Distribution to RSE Archive

 

 

 

 

 

 

Distribution to Series

 

 

 

 

 

 

Net loss / (Loss)

(1,244) 

(981) 

(1,440) 

(3,324) 

(1,140) 

(2,367) 

Balance December 31, 2021

$23,516  

$23,500  

$44,316  

$240,516  

$23,196  

$150,420  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-147


RSE ARCHIVE, LLC

 

Consolidated Statements of Members’ Equity / (Deficit)
Year Ended December 31, 2021 and December 31, 2020


 

Series #03LEBRON2

Series #GRAPES

Series #34GEHRIG

Series #98KANGA

Series #06BRM

Series #DUNE

Balance January 1, 2020

$ 

$ 

$ 

$ 

$ 

$ 

Distribution

 

 

 

 

 

 

Membership Contributions

90,728  

31,702  

30,305  

150,600  

16,464  

11,200  

Capital Contribution

58  

58  

58  

58  

58  

32  

Capital Contribution for loss at Offering close

 

 

 

 

 

 

Distribution to RSE Archive

(180)  

(202)  

(229)  

(180)  

(344)  

(140)  

Net loss / (Loss)

(239) 

(95) 

(125) 

(318) 

(94) 

(49) 

Balance December 31, 2020

$90,367  

$31,463  

$30,009  

$150,160  

$16,084  

$11,044  

Distribution

 

 

 

 

 

 

Membership Contributions

 

 

 

 

 

 

Capital Contribution

1,970  

1,018  

1,288  

2,615  

907  

960  

Capital Contribution for loss at Offering close

 

 

 

 

 

 

Distribution to RSE Archive

 

 

 

 

 

 

Distribution to Series

 

 

 

 

 

 

Net loss / (Loss)

(1,874) 

(981) 

(1,221) 

(2,355) 

(871) 

(944) 

Balance December 31, 2021

$90,463  

$31,500  

$30,076  

$150,420  

$16,120  

$11,060  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-148


RSE ARCHIVE, LLC

 

Consolidated Statements of Members’ Equity / (Deficit)
Year Ended December 31, 2021 and December 31, 2020


 

Series #86FLEER

Series #WILDGUN

Series #58PELE2

Series #18LAMAR

Series #13GIANNIS

Series #AVENGERS1

Balance January 1, 2020

$ 

$ 

$ 

$- 

 

 

Distribution

 

 

- 

(82,027) 

 

 

Membership Contributions

147,447  

24,629  

23,847  

55,047 

 

 

Capital Contribution

32  

32  

32  

82 

 

 

Capital Contribution for loss at Offering close

 

 

 

- 

 

 

Distribution to RSE Archive

(242)  

(229)  

(242)  

(242) 

 

 

Net loss / (Loss)

(239) 

(102) 

(65)  

27,140 

 

 

Balance December 31, 2020

$146,998  

$24,330  

$23,573  

$- 

$- 

$- 

Distribution

 

 

(54,630) 

- 

 

(309,850) 

Membership Contributions

 

 

 

- 

20,228  

250,600  

Capital Contribution

2,528  

1,217  

426  

- 

1,119  

1,333  

Capital Contribution for loss at Offering close

 

 

 

- 

 

 

Distribution to RSE Archive

 

 

 

- 

(181) 

(140) 

Distribution to Series

 

 

 

- 

 

 

Net loss / (Loss)

(2,405) 

(1,147) 

30,705  

- 

(1,203) 

58,057  

Balance December 31, 2021

$147,121  

$24,400  

$73  

$- 

$19,963  

$ 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-149


RSE ARCHIVE, LLC

 

Consolidated Statements of Members’ Equity / (Deficit)
Year Ended December 31, 2021 and December 31, 2020


 

Series #04MESSI

Series #AVENGE57

Series #03TACHE

Series #99TMB2

Series #PUNCHOUT

Series #BULLSRING

Balance January 1, 2020

 

 

 

 

 

 

Distribution

 

 

 

 

 

 

Membership Contributions

 

 

 

 

 

 

Capital Contribution

 

 

 

 

 

 

Capital Contribution for loss at Offering close

 

 

 

 

 

 

Distribution to RSE Archive

 

 

 

 

 

 

Net loss / (Loss)

 

 

 

 

 

 

Balance December 31, 2020

$- 

$- 

$- 

$- 

$- 

$- 

Distribution

 

 

 

 

 

 

Membership Contributions

40,647  

17,602  

70,936  

50,900  

80,600  

250,742  

Capital Contribution

1,512  

931  

1,238  

1,463  

1,762  

3,658  

Capital Contribution for loss at Offering close

 

 

 

 

 

 

Distribution to RSE Archive

(242) 

(202) 

(344) 

(180) 

(152) 

(242) 

Distribution to Series

 

 

 

 

 

 

Net loss / (Loss)

(1,512) 

(931) 

(1,238) 

(1,463) 

(1,762) 

(3,658) 

Balance December 31, 2021

$40,405  

$17,400  

$70,592  

$50,720  

$80,448  

$250,500  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-150


RSE ARCHIVE, LLC

 

Consolidated Statements of Members’ Equity / (Deficit)
Year Ended December 31, 2021 and December 31, 2020


 

Series #70AARON

Series #96CHARZRD

Series #01TIGER

Series #ICECLIMB

Series #09COBB

Series #51HOWE

Balance January 1, 2020

 

 

 

 

 

 

Distribution

 

 

 

 

 

 

Membership Contributions

 

 

 

 

 

 

Capital Contribution

 

 

 

 

 

 

Capital Contribution for loss at Offering close

 

 

 

 

 

 

Distribution to RSE Archive

 

 

 

 

 

 

Net loss / (Loss)

 

 

 

 

 

 

Balance December 31, 2020

$- 

$- 

$- 

$- 

$- 

$- 

Distribution

 

 

 

 

 

 

Membership Contributions

16,722  

58,546  

16,200  

70,642  

28,200  

40,605  

Capital Contribution

1,085  

1,496  

1,087  

1,643  

1,187  

1,302  

Capital Contribution for loss at Offering close

 

 

 

 

 

 

Distribution to RSE Archive

(180) 

(152) 

(152) 

(242) 

(152) 

 

Distribution to Series

 

 

 

 

 

 

Net loss / (Loss)

(1,085) 

(1,496) 

(1,087) 

(1,643) 

(1,187) 

(1,302) 

Balance December 31, 2021

$16,542  

$58,394  

$16,048  

$70,400  

$28,048  

$40,605  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-151


RSE ARCHIVE, LLC

 

Consolidated Statements of Members’ Equity / (Deficit)
Year Ended December 31, 2021 and December 31, 2020


 

Series #96JORDAN2

Series #JUNGLEBOX

Series #59FLASH

Series #FOSSILBOX

Series #THOR

Series #POKEBLUE

Balance January 1, 2020

 

 

 

 

 

 

Distribution

 

 

 

 

 

 

Membership Contributions

 

 

 

 

 

 

Capital Contribution

 

 

 

 

 

 

Capital Contribution for loss at Offering close

 

 

 

 

 

 

Distribution to RSE Archive

 

 

 

 

 

 

Net loss / (Loss)

 

 

 

 

 

 

Balance December 31, 2020

$- 

$- 

$- 

$- 

$- 

$- 

Distribution

 

 

 

 

(247,573) 

 

Membership Contributions

49,269  

30,700  

58,721  

18,721  

195,630  

20,600  

Capital Contribution

1,448  

1,162  

961  

1,036  

767  

1,039  

Capital Contribution for loss at Offering close

 

 

 

 

 

 

Distribution to RSE Archive

(321) 

(152) 

(321) 

(321) 

(229) 

(152) 

Distribution to Series

 

 

 

 

 

 

Net loss / (Loss)

(1,532) 

(1,162) 

(961) 

(1,036) 

51,512  

(1,039) 

Balance December 31, 2021

$48,864  

$30,548  

$58,400  

$18,400  

$107  

$20,448  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-152


RSE ARCHIVE, LLC

 

Consolidated Statements of Members’ Equity / (Deficit)
Year Ended December 31, 2021 and December 31, 2020


 

Series #98GTA

Series #PICNIC

Series #DOMINOS

Series #58PELE

Series #09CURRY

Series #84JORDAN

Balance January 1, 2020

 

 

 

 

 

 

Distribution

 

 

 

 

 

 

Membership Contributions

 

 

 

 

 

 

Capital Contribution

 

 

 

 

 

 

Capital Contribution for loss at Offering close

 

 

 

 

 

 

Distribution to RSE Archive

 

 

 

 

 

 

Net loss / (Loss)

 

 

 

 

 

 

Balance December 31, 2020

$- 

$- 

$- 

$- 

$- 

$- 

Distribution

 

 

 

 

 

 

Membership Contributions

13,921  

48,602  

9,221  

289,047  

23,726  

318,606  

Capital Contribution

960  

1,504  

794  

3,958  

1,043  

3,937  

Capital Contribution for loss at Offering close

 

 

 

 

 

 

Distribution to RSE Archive

(321) 

(202) 

(321) 

(242) 

(321) 

(320) 

Distribution to Series

 

 

 

 

 

 

Net loss / (Loss)

(960) 

(1,504) 

(794) 

(3,958) 

(1,126) 

(4,025) 

Balance December 31, 2021

$13,600  

$48,400  

$8,900  

$288,805  

$23,322  

$318,198  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-153


RSE ARCHIVE, LLC

 

Consolidated Statements of Members’ Equity / (Deficit)
Year Ended December 31, 2021 and December 31, 2020


 

Series #09BEAUX

Series #KEROUAC

Series #96JORDAN

Series #FEDERAL

Series #62BOND

Series #71TOPPS

Balance January 1, 2020

 

 

 

 

 

 

Distribution

 

 

 

 

 

 

Membership Contributions

 

 

 

 

 

 

Capital Contribution

 

 

 

 

 

 

Capital Contribution for loss at Offering close

 

 

 

 

 

 

Distribution to RSE Archive

 

 

 

 

 

 

Net loss / (Loss)

 

 

 

 

 

 

Balance December 31, 2020

$- 

$- 

$- 

$- 

$- 

$- 

Distribution

 

 

 

 

 

 

Membership Contributions

30,075  

85,702  

42,600  

120,700  

77,780  

61,051  

Capital Contribution

889  

1,008  

1,257  

1,056  

936  

1,379  

Capital Contribution for loss at Offering close

 

 

 

 

 

 

Distribution to RSE Archive

(174) 

(202) 

(152) 

(180) 

(152) 

 

Distribution to Series

 

 

 

 

 

 

Net loss / (Loss)

(889) 

(1,008) 

(1,341) 

(1,056) 

(936) 

(1,379) 

Balance December 31, 2021

$29,901  

$85,500  

$42,364  

$120,520  

$77,628  

$61,051  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-154


RSE ARCHIVE, LLC

 

Consolidated Statements of Members’ Equity / (Deficit)
Year Ended December 31, 2021 and December 31, 2020


 

Series #DEATON

Series #98ZELDA

Series #03JORDAN2

Series #WOLVERINE

Series #91JORDAN

Series #79GRETZKY

Balance January 1, 2020

 

 

 

 

 

 

Distribution

 

 

 

 

 

 

Membership Contributions

 

 

 

 

 

 

Capital Contribution

 

 

 

 

 

 

Capital Contribution for loss at Offering close

 

 

 

 

 

 

Distribution to RSE Archive

 

 

 

 

 

 

Net loss / (Loss)

 

 

 

 

 

 

Balance December 31, 2020

$- 

$- 

$- 

$- 

$- 

$- 

Distribution

 

 

 

(54,300) 

 

 

Membership Contributions

252,730  

20,600  

36,926  

42,721  

68,185  

721,784  

Capital Contribution

4,229  

974  

1,091  

599  

1,428  

7,755  

Capital Contribution for loss at Offering close

 

 

 

 

 

 

Distribution to RSE Archive

(2,330) 

 

(320) 

(321) 

(321) 

 

Distribution to Series

 

 

 

 

 

 

Net loss / (Loss)

(4,229) 

(974) 

(1,091) 

11,338  

(1,511) 

(7,797) 

Balance December 31, 2021

$250,400  

$20,600  

$36,606  

$37  

$67,781  

$721,742  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-155


RSE ARCHIVE, LLC

 

Consolidated Statements of Members’ Equity / (Deficit)
Year Ended December 31, 2021 and December 31, 2020


 

Series #17DUJAC

Series #FAUBOURG2

Series #MOSASAUR

Series #92JORDAN

Series #14KOBE

Series #03LEBRON3

Balance January 1, 2020

 

 

 

 

 

 

Distribution

 

 

 

 

 

 

Membership Contributions

 

 

 

 

 

 

Capital Contribution

 

 

 

 

 

 

Capital Contribution for loss at Offering close

 

 

 

 

 

 

Distribution to RSE Archive

 

 

 

 

 

 

Net loss / (Loss)

 

 

 

 

 

 

Balance December 31, 2020

$- 

$- 

$- 

$- 

$- 

$- 

Distribution

 

 

 

 

 

 

Membership Contributions

23,832  

150,629  

20,543  

36,600  

70,385  

205,051  

Capital Contribution

713  

2,230  

2,615  

1,044  

1,342  

2,637  

Capital Contribution for loss at Offering close

 

 

 

 

 

 

Distribution to RSE Archive

(174) 

(229) 

(2,330) 

(152) 

 

 

Distribution to Series

 

 

 

 

 

 

Net loss / (Loss)

(713) 

(2,230) 

(2,615) 

(1,128) 

(1,430) 

(2,763) 

Balance December 31, 2021

$23,658  

$150,400  

$18,213  

$36,364  

$70,297  

$204,925  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-156


RSE ARCHIVE, LLC

 

Consolidated Statements of Members’ Equity / (Deficit)
Year Ended December 31, 2021 and December 31, 2020


 

Series #95TOPSUN

Series #09TROUT2

Series #59BOND

Series #OPEECHEE

Series #ROCKETBOX

Series #94JORDAN

Balance January 1, 2020

 

 

 

 

 

 

Distribution

 

 

 

 

 

 

Membership Contributions

 

 

 

 

 

 

Capital Contribution

 

 

 

 

 

 

Capital Contribution for loss at Offering close

 

 

 

 

 

 

Distribution to RSE Archive

 

 

 

 

 

 

Net loss / (Loss)

 

 

 

 

 

 

Balance December 31, 2020

$- 

$- 

$- 

$- 

$- 

$- 

Distribution

 

 

 

 

 

 

Membership Contributions

50,600  

50,600  

69,184  

253,051  

25,821  

74,217  

Capital Contribution

1,119  

1,104  

788  

3,121  

869  

1,349  

Capital Contribution for loss at Offering close

 

 

 

 

 

 

Distribution to RSE Archive

(132) 

(132) 

(152) 

 

(321) 

(320) 

Distribution to Series

 

 

 

 

 

 

Net loss / (Loss)

(1,119) 

(1,104) 

(788) 

(3,121) 

(869) 

(1,433) 

Balance December 31, 2021

$50,468  

$50,468  

$69,032  

$253,051  

$25,500  

$73,813  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-157


RSE ARCHIVE, LLC

 

Consolidated Statements of Members’ Equity / (Deficit)
Year Ended December 31, 2021 and December 31, 2020


 

Series #18LUKA

Series #86DK3

Series #FANFOUR5

Series #16KOBE

Series #11BELAIR

Series #76PAYTON

Balance January 1, 2020

 

 

 

 

 

 

Distribution

 

 

 

 

 

 

Membership Contributions

 

 

 

 

 

 

Capital Contribution

 

 

 

 

 

 

Capital Contribution for loss at Offering close

 

 

 

 

 

 

Distribution to RSE Archive

 

 

 

 

 

 

Net loss / (Loss)

 

 

 

 

 

 

Balance December 31, 2020

$- 

$- 

$- 

$- 

$- 

$- 

Distribution

 

(55,985) 

 

 

 

 

Membership Contributions

22,922  

39,100  

72,700  

638,071  

19,739  

54,100  

Capital Contribution

775  

701  

687  

7,654  

574  

1,056  

Capital Contribution for loss at Offering close

 

 

 

 

 

 

Distribution to RSE Archive

(132) 

(121) 

(122) 

(321) 

(344) 

(132) 

Distribution to Series

 

 

 

 

 

 

Net loss / (Loss)

(859) 

16,313  

(687) 

(7,658) 

(574) 

(1,056) 

Balance December 31, 2021

$22,706  

$ 

$72,578  

$637,746  

$19,395  

$53,968  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-158


RSE ARCHIVE, LLC

 

Consolidated Statements of Members’ Equity / (Deficit)
Year Ended December 31, 2021 and December 31, 2020


 

Series #17MAHOMES

Series #85MJPROMO

Series #96KOBE

Series #99CHARZRD

Series #68RYAN

Series #MARADONA

Balance January 1, 2020

 

 

 

 

 

 

Distribution

 

 

 

 

 

 

Membership Contributions

 

 

 

 

 

 

Capital Contribution

 

 

 

 

 

 

Capital Contribution for loss at Offering close

 

 

 

 

 

 

Distribution to RSE Archive

 

 

 

 

 

 

Net loss / (Loss)

 

 

 

 

 

 

Balance December 31, 2020

$- 

$- 

$- 

$- 

$- 

$- 

Distribution

 

 

 

 

 

 

Membership Contributions

215,600  

23,100  

67,990  

301,050  

60,673  

11,932  

Capital Contribution

2,557  

780  

1,149  

3,277  

1,087  

674  

Capital Contribution for loss at Offering close

 

 

 

 

 

 

Distribution to RSE Archive

(132) 

(132) 

(122) 

(121) 

(122) 

(321) 

Distribution to Series

 

 

 

 

 

 

Net loss / (Loss)

(2,557) 

(864) 

(1,233) 

(3,277) 

(1,087) 

(674) 

Balance December 31, 2021

$215,468  

$22,884  

$67,784  

$300,929  

$60,551  

$11,611  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-159


RSE ARCHIVE, LLC

 

Consolidated Statements of Members’ Equity / (Deficit)
Year Ended December 31, 2021 and December 31, 2020


 

Series #POKEYELOW

Series #POKELUGIA

Series #XMEN1

Series #VANHALEN

Series #48JACKIE

Series #05MJLJ

Balance January 1, 2020

 

 

 

 

 

 

Distribution

 

 

 

 

 

 

Membership Contributions

 

 

 

 

 

 

Capital Contribution

 

 

 

 

 

 

Capital Contribution for loss at Offering close

 

 

 

 

 

 

Distribution to RSE Archive

 

 

 

 

 

 

Net loss / (Loss)

 

 

 

 

 

 

Balance December 31, 2020

$- 

$- 

$- 

$- 

$- 

$- 

Distribution

 

 

(302,520) 

 

 

 

Membership Contributions

47,100  

95,600  

215,721  

54,926  

340,721  

72,616  

Capital Contribution

953  

1,379  

383  

748  

3,855  

915  

Capital Contribution for loss at Offering close

 

 

 

 

 

 

Distribution to RSE Archive

(132) 

(132) 

(321) 

(320) 

(321) 

(216) 

Distribution to Series

 

 

 

 

 

 

Net loss / (Loss)

(953) 

(1,379) 

86,547  

(752) 

(3,864) 

(915) 

Balance December 31, 2021

$46,968  

$95,468  

$(190) 

$54,602  

$340,391  

$72,400  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-160


RSE ARCHIVE, LLC

 

Consolidated Statements of Members’ Equity / (Deficit)
Year Ended December 31, 2021 and December 31, 2020


 

Series #81MONTANA

Series #00MOUTON

Series #07DURANT

Series #56AARON

Series #85LEMIEUX

Series #87JORDAN

Balance January 1, 2020

 

 

 

 

 

 

Distribution

 

 

 

 

 

 

Membership Contributions

 

 

 

 

 

 

Capital Contribution

 

 

 

 

 

 

Capital Contribution for loss at Offering close

 

 

 

 

 

 

Distribution to RSE Archive

 

 

 

 

 

 

Net loss / (Loss)

 

 

 

 

 

 

Balance December 31, 2020

$- 

$- 

$- 

$- 

$- 

$- 

Distribution

 

 

 

 

 

 

Membership Contributions

63,600  

24,049  

114,953  

41,599  

78,717  

45,812  

Capital Contribution

813  

251  

1,216  

566  

911  

622  

Capital Contribution for loss at Offering close

 

 

1,656  

 

 

 

Distribution to RSE Archive

(122) 

(174) 

(198) 

(123) 

(181) 

(266) 

Distribution to Series

 

 

 

 

 

 

Net loss / (Loss)

(817) 

(251) 

(1,216) 

(566) 

(911) 

(622) 

Balance December 31, 2021

$63,474  

$23,875  

$116,411  

$41,476  

$78,536  

$45,546  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-161


RSE ARCHIVE, LLC

 

Consolidated Statements of Members’ Equity / (Deficit)
Year Ended December 31, 2021 and December 31, 2020


 

Series #AC23

Series #APPLE1

Series #GWLOTTO

Series #GYMBOX

Series #HUCKFINN

Series #NEOBOX

Balance January 1, 2020

 

 

 

 

 

 

Distribution

 

 

 

 

 

 

Membership Contributions

 

 

 

 

 

 

Capital Contribution

 

 

 

 

 

 

Capital Contribution for loss at Offering close

 

 

 

 

 

 

Distribution to RSE Archive

 

 

 

 

 

 

Net loss / (Loss)

 

 

 

 

 

 

Balance December 31, 2020

$- 

$- 

$- 

$- 

$- 

$- 

Distribution

 

 

 

 

 

 

Membership Contributions

24,600  

745,208  

26,709  

15,657  

18,700  

40,883  

Capital Contribution

285  

3,978  

297  

377  

279  

608  

Capital Contribution for loss at Offering close

 

 

 

 

 

 

Distribution to RSE Archive

(180) 

(2,000) 

(123) 

(114) 

(122) 

(122) 

Distribution to Series

 

 

 

 

 

 

Net loss / (Loss)

(285) 

(4,066) 

(297) 

(377) 

(279) 

(608) 

Balance December 31, 2021

$24,420  

$743,120  

$26,586  

$15,543  

$18,578  

$40,761  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-162


RSE ARCHIVE, LLC

 

Consolidated Statements of Members’ Equity / (Deficit)
Year Ended December 31, 2021 and December 31, 2020


 

Series #NEWTON

Series #NICKLAUS1

Series #POKEMON2

Series #POKERED

Series #RIVIERA

Series #SMB3

Balance January 1, 2020

 

 

 

 

 

 

Distribution

 

 

 

 

 

 

Membership Contributions

 

 

 

 

 

 

Capital Contribution

 

 

 

 

 

 

Capital Contribution for loss at Offering close

 

 

 

 

 

 

Distribution to RSE Archive

 

 

 

 

 

 

Net loss / (Loss)

 

 

 

 

 

 

Balance December 31, 2020

$- 

$- 

$- 

$- 

$- 

$- 

Distribution

 

 

 

 

 

 

Membership Contributions

255,821  

35,099  

375,600  

35,100  

23,312  

22,100  

Capital Contribution

803  

558  

3,517  

540  

398  

438  

Capital Contribution for loss at Offering close

 

 

 

 

 

 

Distribution to RSE Archive

(321) 

(122) 

(114) 

(123) 

(114) 

(123) 

Distribution to Series

 

 

 

 

 

 

Net loss / (Loss)

(803) 

(558) 

(3,559) 

(540) 

(398) 

(442) 

Balance December 31, 2021

$255,500  

$34,977  

$375,444  

$34,977  

$23,198  

$21,973  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-163


RSE ARCHIVE, LLC

 

Consolidated Statements of Members’ Equity / (Deficit)
Year Ended December 31, 2021 and December 31, 2020


 

Series #WALDEN

Series #WZRDOFOZ

Series #60ALI

Series #TORNEK

Series #DIMAGGIO3

Series #POKEMON3

Balance January 1, 2020

 

 

 

 

 

 

Distribution

 

 

 

 

 

 

Membership Contributions

 

 

 

 

 

 

Capital Contribution

 

 

 

 

 

 

Capital Contribution for loss at Offering close

 

 

 

 

 

 

Distribution to RSE Archive

 

 

 

 

 

 

Net loss / (Loss)

 

 

 

 

 

 

Balance December 31, 2020

$- 

$- 

$- 

$- 

$- 

$- 

Distribution

 

 

 

 

 

 

Membership Contributions

17,700  

80,700  

210,873  

153,600  

415,600  

552,600  

Capital Contribution

277  

387  

1,814  

1,708  

4,529  

369  

Capital Contribution for loss at Offering close

 

 

 

 

 

 

Distribution to RSE Archive

(114) 

(132) 

(122) 

 

(114) 

(114) 

Distribution to Series

 

 

 

 

 

 

Net loss / (Loss)

(277) 

(391) 

(1,814) 

(1,717) 

(4,529) 

(378) 

Balance December 31, 2021

$17,586  

$80,564  

$210,751  

$153,591  

$415,486  

$552,477  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-164


RSE ARCHIVE, LLC

 

Consolidated Statements of Members’ Equity / (Deficit)
Year Ended December 31, 2021 and December 31, 2020


 

Series #58PELE3

Series #09CURRY2

Series #85ERVING

Series #LJKOBE

Series #80ALI

Series #BATMAN2

Balance January 1, 2020

 

 

 

 

 

 

Distribution

 

 

 

 

 

 

Membership Contributions

 

 

 

 

 

 

Capital Contribution

 

 

 

 

 

 

Capital Contribution for loss at Offering close

 

 

 

 

 

 

Distribution to RSE Archive

 

 

 

 

 

 

Net loss / (Loss)

 

 

 

 

 

 

Balance December 31, 2020

$- 

$- 

$- 

$- 

$- 

$- 

Distribution

 

 

 

(203,220) 

 

 

Membership Contributions

181,278  

453,655  

38,006  

156,799  

60,799  

76,600  

Capital Contribution

1,766  

4,099  

349  

1,158  

671  

322  

Capital Contribution for loss at Offering close

 

 

 

 

 

 

Distribution to RSE Archive

(122) 

(206) 

(207) 

(123) 

(123) 

(180) 

Distribution to Series

 

 

 

 

 

 

Net loss / (Loss)

(1,766) 

(4,099) 

(349) 

45,331  

(675) 

(322) 

Balance December 31, 2021

$181,156  

$453,449  

$37,799  

$(55) 

$60,672  

$76,420  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-165


RSE ARCHIVE, LLC

 

Consolidated Statements of Members’ Equity / (Deficit)
Year Ended December 31, 2021 and December 31, 2020


 

Series #FLASH123

Series #99MJRETRO

Series #85GPK

Series #IPOD

Series #HGWELLS

Series #85JORDAN2

Balance January 1, 2020

 

 

 

 

 

 

Distribution

 

 

 

 

 

 

Membership Contributions

 

 

 

 

 

 

Capital Contribution

 

 

 

 

 

 

Capital Contribution for loss at Offering close

 

 

 

 

 

 

Distribution to RSE Archive

 

 

 

 

 

 

Net loss / (Loss)

 

 

 

 

 

 

Balance December 31, 2020

$- 

$- 

$- 

$- 

$- 

$- 

Distribution

 

 

 

 

 

 

Membership Contributions

25,600  

44,370  

11,380  

22,711  

40,700  

230,600  

Capital Contribution

246  

538  

371  

339  

235  

2,369  

Capital Contribution for loss at Offering close

 

 

2,765 

 

 

 

Distribution to RSE Archive

(180) 

(154) 

(201) 

(201) 

(114) 

(84) 

Distribution to Series

 

 

 

 

 

 

Net loss / (Loss)

(246) 

(538) 

(371) 

(427) 

(235) 

(2,378) 

Balance December 31, 2021

$25,420  

$44,216  

$13,944  

$22,422  

$40,586  

$230,507  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-166


RSE ARCHIVE, LLC

 

Consolidated Statements of Members’ Equity / (Deficit)
Year Ended December 31, 2021 and December 31, 2020


 

Series #66ORR

Series #CONGRESS

Series #GRIFFEYJR

Series #01HALO

Series #87ZELDA

Series #EINSTEIN2

Balance January 1, 2020

 

 

 

 

 

 

Distribution

 

 

 

 

 

 

Membership Contributions

 

 

 

 

 

 

Capital Contribution

 

 

 

 

 

 

Capital Contribution for loss at Offering close

 

 

 

 

 

 

Distribution to RSE Archive

 

 

 

 

 

 

Net loss / (Loss)

 

 

 

 

 

 

Balance December 31, 2020

$- 

$- 

$- 

$- 

$- 

$- 

Distribution

 

 

 

 

 

 

Membership Contributions

43,083  

99,021  

15,546  

14,350  

100,600  

70,600  

Capital Contribution

1,032  

362  

435  

318  

928  

288  

Capital Contribution for loss at Offering close

 

 

 

 

 

 

Distribution to RSE Archive

(321) 

(321) 

(181) 

(122) 

(180) 

(180) 

Distribution to Series

 

 

 

 

 

 

Net loss / (Loss)

(1,032) 

(362) 

(435) 

(318) 

(937) 

(288) 

Balance December 31, 2021

$42,762  

$98,700  

$15,365  

$14,228  

$100,411  

$70,420  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-167


RSE ARCHIVE, LLC

 

Consolidated Statements of Members’ Equity / (Deficit)
Year Ended December 31, 2021 and December 31, 2020


 

Series #SANTANA

Series #01TIGER2

Series #86JORDAN2

Series #TOPPSTRIO

Series #81BIRD

Series #97KOBE

Balance January 1, 2020

 

 

 

 

 

 

Distribution

 

 

 

 

 

 

Membership Contributions

 

 

 

 

 

 

Capital Contribution

 

 

 

 

 

 

Capital Contribution for loss at Offering close

 

 

 

 

 

 

Distribution to RSE Archive

 

 

 

 

 

 

Net loss / (Loss)

 

 

 

 

 

 

Balance December 31, 2020

$- 

$- 

$- 

$- 

$- 

$- 

Distribution

 

 

 

 

 

 

Membership Contributions

58,100  

15,901  

74,352  

29,200  

29,200  

58,613  

Capital Contribution

288  

341  

603  

805  

470  

479  

Capital Contribution for loss at Offering close

 

 

 

5,326  

770  

 

Distribution to RSE Archive

(154) 

(201) 

(147) 

(265) 

(154) 

(147) 

Distribution to Series

 

 

 

 

 

 

Net loss / (Loss)

(288) 

(341) 

(603) 

(814) 

(470) 

(479) 

Balance December 31, 2021

$57,946  

$15,700  

$74,205  

$34,252  

$29,816  

$58,466  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-168


RSE ARCHIVE, LLC

 

Consolidated Statements of Members’ Equity / (Deficit)
Year Ended December 31, 2021 and December 31, 2020


 

Series #XMEN94

Series #09RBLEROY

Series #04MESSI2

Series #THEROCK

Series #XLXMEN1

Series #03LEBRON5

Balance January 1, 2020

 

 

 

 

 

 

Distribution

 

 

 

 

 

 

Membership Contributions

 

 

 

 

 

 

Capital Contribution

 

 

 

 

 

 

Capital Contribution for loss at Offering close

 

 

 

 

 

 

Distribution to RSE Archive

 

 

 

 

 

 

Net loss / (Loss)

 

 

 

 

 

 

Balance December 31, 2020

$- 

$- 

$- 

$- 

$- 

$- 

Distribution

 

 

 

 

 

 

Membership Contributions

58,155  

97,029  

32,581  

11,380  

57,600  

74,190  

Capital Contribution

227  

279  

418  

254  

210  

912  

Capital Contribution for loss at Offering close

 

 

 

4,159  

 

 

Distribution to RSE Archive

(147) 

(344) 

(201) 

(201) 

(147) 

(123) 

Distribution to Series

 

 

 

 

 

 

Net loss / (Loss)

(227) 

(279) 

(418) 

(254) 

(210) 

(912) 

Balance December 31, 2021

$58,008  

$96,685  

$32,380  

$15,338  

$57,453  

$74,067  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-169


RSE ARCHIVE, LLC

 

Consolidated Statements of Members’ Equity / (Deficit)
Year Ended December 31, 2021 and December 31, 2020


 

Series #METEORITE

Series #SLASH

Series #00BRADY2

Series #89TMNT

Series #NESWWF

Series #PUNK9670

Balance January 1, 2020

 

 

 

 

 

 

Distribution

 

 

 

 

 

 

Membership Contributions

 

 

 

 

 

 

Capital Contribution

 

 

 

 

 

 

Capital Contribution for loss at Offering close

 

 

 

 

 

 

Distribution to RSE Archive

 

 

 

 

 

 

Net loss / (Loss)

 

 

 

 

 

 

Balance December 31, 2020

$- 

$- 

$- 

$- 

$- 

$- 

Distribution

 

 

 

 

 

 

Membership Contributions

275,230  

50,600  

314,153  

20,647  

15,685  

62,700  

Capital Contribution

1,357  

169  

1,576  

259  

183  

2,122  

Capital Contribution for loss at Offering close

 

 

 

 

 

 

Distribution to RSE Archive

(2,330) 

 

(154) 

(247) 

(285) 

 

Distribution to Series

 

 

 

 

 

 

Net loss / (Loss)

(1,357) 

(169) 

(1,576) 

(301) 

(186) 

(85) 

Balance December 31, 2021

$272,900  

$50,600  

$313,999  

$20,358  

$15,397  

$64,737  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-170


RSE ARCHIVE, LLC

 

Consolidated Statements of Members’ Equity / (Deficit)
Year Ended December 31, 2021 and December 31, 2020


 

Series #18ALLEN

Series #CASTLEII

Series #36OWENS

Series #BAYC601

Series #60MANTLE

Series #PUNK8103

Balance January 1, 2020

 

 

 

 

 

 

Distribution

 

 

 

 

 

 

Membership Contributions

 

 

 

 

 

 

Capital Contribution

 

 

 

 

 

 

Capital Contribution for loss at Offering close

 

 

 

 

 

 

Distribution to RSE Archive

 

 

 

 

 

 

Net loss / (Loss)

 

 

 

 

 

 

Balance December 31, 2020

$- 

$- 

$- 

$- 

$- 

$- 

Distribution

 

 

 

 

 

 

Membership Contributions

33,100  

15,685  

21,647  

144,426  

800,600  

500,600  

Capital Contribution

266  

176  

282  

3,521  

7,059  

3,443  

Capital Contribution for loss at Offering close

 

 

 

 

 

 

Distribution to RSE Archive

(147) 

(285) 

(1,247) 

 

(114) 

 

Distribution to Series

 

 

 

 

 

 

Net loss / (Loss)

(266) 

(179) 

(291) 

(79) 

(7,068) 

(70) 

Balance December 31, 2021

$32,953  

$15,397  

$20,391  

$147,868  

$800,477  

$503,973  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-171


RSE ARCHIVE, LLC

 

Consolidated Statements of Members’ Equity / (Deficit)
Year Ended December 31, 2021 and December 31, 2020


 

Series #GHOST1

Series #BROSGRIMM

Series #HENDERSON

Series #KIRBY

Series #20HERBERT

Series #03RONALDO

Balance January 1, 2020

 

 

 

 

 

 

Distribution

 

 

 

 

 

 

Membership Contributions

 

 

 

 

 

 

Capital Contribution

 

 

 

 

 

 

Capital Contribution for loss at Offering close

 

 

 

 

 

 

Distribution to RSE Archive

 

 

 

 

 

 

Net loss / (Loss)

 

 

 

 

 

 

Balance December 31, 2020

$- 

$- 

$- 

$- 

$- 

$- 

Distribution

 

 

 

 

 

 

Membership Contributions

12,161  

113,333  

132,638  

50,685  

60,685  

157,381  

Capital Contribution

96  

292  

1,565  

238  

270  

592  

Capital Contribution for loss at Offering close

 

 

188  

 

 

 

Distribution to RSE Archive

(124) 

 

(124) 

(285) 

(285) 

(123) 

Distribution to Series

 

 

 

 

 

 

Net loss / (Loss)

(98) 

(292) 

(1,565) 

(248) 

(291) 

(624) 

Balance December 31, 2021

$12,035  

$113,333  

$132,702  

$50,390  

$60,379  

$157,226  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-172


RSE ARCHIVE, LLC

 

Consolidated Statements of Members’ Equity / (Deficit)
Year Ended December 31, 2021 and December 31, 2020


 

Series #HONUS2

Series #MARX

Series #09HARDEN

Series #MEEB15511

Series #90BATMAN

Series #93JETER

Balance January 1, 2020

 

 

 

 

 

 

Distribution

 

 

 

 

 

 

Membership Contributions

 

 

 

 

 

 

Capital Contribution

 

 

 

 

 

 

Capital Contribution for loss at Offering close

 

 

 

 

 

 

Distribution to RSE Archive

 

 

 

 

 

 

Net loss / (Loss)

 

 

 

 

 

 

Balance December 31, 2020

$- 

$- 

$- 

$- 

$- 

$- 

Distribution

 

 

 

 

 

 

Membership Contributions

86,306  

105,700  

23,756  

68,282  

50,685  

15,340  

Capital Contribution

360  

237  

196  

3,325  

227  

321  

Capital Contribution for loss at Offering close

 

 

 

 

 

375  

Distribution to RSE Archive

(124) 

(114) 

(147) 

 

(285) 

(123) 

Distribution to Series

 

 

 

 

 

 

Net loss / (Loss)

(378) 

(237) 

(196) 

(56) 

(237) 

(321) 

Balance December 31, 2021

$86,164  

$105,586  

$23,609  

$71,551  

$50,390  

$15,592  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-173


RSE ARCHIVE, LLC

 

Consolidated Statements of Members’ Equity / (Deficit)
Year Ended December 31, 2021 and December 31, 2020


 

Series #SIMPSONS1

Series #SPIDER129

Series #NESDK3

Series #BAYC7359

Series #CURIO10

Series #WILDTHING

Balance January 1, 2020

 

 

 

 

 

 

Distribution

 

 

 

 

 

 

Membership Contributions

 

 

 

 

 

 

Capital Contribution

 

 

 

 

 

 

Capital Contribution for loss at Offering close

 

 

 

 

 

 

Distribution to RSE Archive

 

 

 

 

 

 

Net loss / (Loss)

 

 

 

 

 

 

Balance December 31, 2020

$- 

$- 

$- 

$- 

$- 

$- 

Distribution

 

 

 

 

 

 

Membership Contributions

15,685  

36,646  

100,685  

165,902  

67,819  

15,747  

Capital Contribution

111  

79  

391  

2,775  

2,926  

68  

Capital Contribution for loss at Offering close

 

 

 

 

 

 

Distribution to RSE Archive

(285) 

(124) 

(285) 

 

 

(247) 

Distribution to Series

 

 

 

 

 

 

Net loss / (Loss)

(114) 

(106) 

(412) 

(49) 

(44) 

(82) 

Balance December 31, 2021

$15,397  

$36,495  

$100,379  

$168,628  

$70,701  

$15,486  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-174


RSE ARCHIVE, LLC

 

Consolidated Statements of Members’ Equity / (Deficit)
Year Ended December 31, 2021 and December 31, 2020


 

Series #1776

Series #98JORDAN2

Series #MACALLAN1

Series #BAYC9159

Series #FANTASY7

Series #SURFER4

Balance January 1, 2020

 

 

 

 

 

 

Distribution

 

 

 

 

 

 

Membership Contributions

 

 

 

 

 

 

Capital Contribution

 

 

 

 

 

 

Capital Contribution for loss at Offering close

 

 

 

 

 

 

Distribution to RSE Archive

 

 

 

 

 

 

Net loss / (Loss)

 

 

 

 

 

 

Balance December 31, 2020

$- 

$- 

$- 

$- 

$- 

$- 

Distribution

 

 

 

 

 

 

Membership Contributions

1,457,055  

289,798  

12,514  

189,100  

35,632  

67,800  

Capital Contribution

3,044  

2,436  

29  

22  

36  

22  

Capital Contribution for loss at Offering close

 

 

 

 

 

 

Distribution to RSE Archive

(5,155) 

(114) 

 

 

(232) 

(292) 

Distribution to Series

 

 

 

 

 

 

Net loss / (Loss)

(3,044) 

(2,436) 

(582) 

(22) 

(204) 

(51) 

Balance December 31, 2021

$1,451,900  

$289,684  

$11,961  

$189,100  

$35,232  

$67,479  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-175


RSE ARCHIVE, LLC

 

Consolidated Statements of Members’ Equity / (Deficit)
Year Ended December 31, 2021 and December 31, 2020


 

Series #OHTANI1

Series #OHTANI2

Series #WILT100

Series #PENGUIN

Series #KARUIZAWA

Series #KOMBAT

Balance January 1, 2020

 

 

 

 

 

 

Distribution

 

 

 

 

 

 

Membership Contributions

 

 

 

 

 

 

Capital Contribution

 

 

 

 

 

 

Capital Contribution for loss at Offering close

 

 

 

 

 

 

Distribution to RSE Archive

 

 

 

 

 

 

Net loss / (Loss)

 

 

 

 

 

 

Balance December 31, 2020

$- 

$- 

$- 

$- 

$- 

$- 

Distribution

 

 

 

 

 

 

Membership Contributions

81,506  

65,600  

100,638  

52,881  

58,468  

80,158  

Capital Contribution

284  

244  

348  

29  

16  

21  

Capital Contribution for loss at Offering close

 

 

 

 

 

 

Distribution to RSE Archive

(124) 

(124) 

(238) 

(292) 

 

(292) 

Distribution to Series

 

 

 

 

 

 

Net loss / (Loss)

(301) 

(257) 

(369) 

(46) 

(618) 

(209) 

Balance December 31, 2021

$81,365  

$65,463  

$100,379  

$52,572  

$57,866  

$79,678  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-176


RSE ARCHIVE, LLC

 

Consolidated Statements of Members’ Equity / (Deficit)
Year Ended December 31, 2021 and December 31, 2020


 

Series #APPLELISA

Series #98MANNING

Series #GIJOE

Series #BEATLES1

Series #SQUIG5847

Series #PACQUIAO

Balance January 1, 2020

 

 

 

 

 

 

Distribution

 

 

 

 

 

 

Membership Contributions

 

 

 

 

 

 

Capital Contribution

 

 

 

 

 

 

Capital Contribution for loss at Offering close

 

 

 

 

 

 

Distribution to RSE Archive

 

 

 

 

 

 

Net loss / (Loss)

 

 

 

 

 

 

Balance December 31, 2020

$- 

$- 

$- 

$- 

$- 

$- 

Distribution

 

 

 

 

 

 

Membership Contributions

96,587  

19,638  

38,295  

21,439  

56,740  

14,782  

Capital Contribution

206  

12  

12  

11  

1,207  

12  

Capital Contribution for loss at Offering close

 

 

 

 

 

 

Distribution to RSE Archive

(238) 

(238) 

(231) 

(233) 

 

(232) 

Distribution to Series

 

 

 

 

 

 

Net loss / (Loss)

(220) 

(66) 

(92) 

(103) 

(9) 

(42) 

Balance December 31, 2021

$96,335  

$19,346  

$37,984  

$21,114  

$57,938  

$14,520  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-177


RSE ARCHIVE, LLC

 

Consolidated Statements of Members’ Equity / (Deficit)
Year Ended December 31, 2021 and December 31, 2020


 

Series #83JOBS

Series #BATMAN181

Series #HOBBIT

Consolidated

Balance January 1, 2020

 

 

 

$1,030,281  

Distribution

 

 

 

(414,935) 

Membership Contributions

 

 

 

5,752,248  

Capital Contribution

 

 

 

130,648  

Capital Contribution for loss at Offering close

 

 

 

9,314  

Distribution to RSE Archive

 

 

 

 

Net loss / (Loss)

 

 

 

(46,724)  

Balance December 31, 2020

$- 

$- 

$- 

$6,460,832  

Distribution

 

 

 

(3,665,020) 

Membership Contributions

68,066  

41,639  

69,450  

19,187,838  

Capital Contribution

289  

13  

16  

765,168  

Capital Contribution for loss at Offering close

 

 

 

15,239  

Distribution to RSE Archive

 

(238) 

 

 

Distribution to Series

 

 

 

(1,465)  

Net loss / (Loss)

(309) 

(30) 

(330) 

1,191,789  

Balance December 31, 2021

$68,046  

$41,384  

$69,136  

$23,954,381  


See accompanying notes, which are an integral part of these financial statements.

F-178


RSE ARCHIVE, LLC

 

Consolidated Statements of Cash Flows

Year Ended December 31, 2021


 

Series #52MANTLE

Series #71MAYS

Series #RLEXPEPSI

Series #10COBB

Series #POTTER

Series #TWOCITIES

Cash Flows from Operating Activities:

 

 

 

 

 

 

Net (Loss) / Income

$(2,007) 

$(1,436) 

$(953) 

$(1,271) 

$(1,036) 

$(954) 

Adjustments to reconcile net cash (used in)/provided by operating activities

 

 

 

 

 

 

Expenses Paid by Manager and Contributed to the Company / Series

1,049  

1,034  

824  

1,003  

1,424 

755  

(Gain) / Loss on sale of Asset

 

 

 

 

 

 

Impairment loss on memorabilia

 

 

 

 

 

 

Accounts Receivable

 

 

 

 

 

 

Prepaid Insurance

958  

402  

129  

268  

1,077  

199  

Prepaid Storage

 

 

 

 

 

 

Accounts Payable

 

 

 

 

 

 

Insurance Payable

 

 

 

 

 

 

Income Taxes Payable

 

 

 

 

 

 

Due to the Manager or its Affiliates

 

 

 

 

 

 

Net cash (used in) / provided by operating activities

 

 

 

 

1,465  

 

 

 

 

 

 

 

 

Cash flow from investing activities:

 

 

 

 

 

 

Deposits Archive Asset

 

 

 

 

 

 

Repayment of investments in memorabilia upon Offering close

 

 

 

 

 

 

Investment in Archive Asset

 

 

 

 

 

 

Investment in Other Assets

 

 

 

 

 

 

Proceeds from Sale of Archive Asset

 

 

 

 

 

 

Cash provided by / (used in) investing activities

 

 

 

 

 

 

 

 

 

 

 

 

 

Cash flow from financing activities:

 

 

 

 

 

 

Proceeds from sale of membership interests

 

 

 

 

 

 

Repayment on borrowings from manager and affiliates, net of proceeds

 

 

 

 

 

 

Distribution to Series

 

 

 

 

(1,465)  

 

Contribution from Series to RSE Archive

 

 

 

 

 

 

Contribution related to Offering Closings and Asset Sales

 

 

 

 

 

 

Capital Contribution

 

 

 

 

 

 

Distribution to RSE Archive

 

 

 

 

 

 

Proceeds from Loans

 

 

 

 

 

 

Repayment of Loans

 

 

 

 

 

 

Distribution of Gain on sale of assets to Members

 

 

 

 

 

 

Cash provided by / (used in) financing activities

 

 

 

 

(1,465)  

 

 

 

 

 

 

 

 

Net change in cash

 

 

 

 

 

 

Cash beginning of year

1,450  

1,600  

300  

1,545  

1,095  

1,495  

Cash end of year

$1,450  

$1,600  

$300  

$1,545  

$1,095  

$1,495  

Supplemental Cash Flow Information:

 

 

 

 

 

 

Membership Interests issued to Asset Seller as consideration

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-179


RSE ARCHIVE, LLC

 

Consolidated Statements of Cash Flows

Year Ended December 31, 2021


 

Series #FROST

Series #BIRKINBLU

Series #SMURF

Series #70RLEX

Series #EINSTEIN

Series #HONUS

Cash Flows from Operating Activities:

 

 

 

 

 

 

Net (Loss) / Income

$(944) 

$(1,452) 

$(1,072) 

$(1,224) 

$(1,010) 

$(5,670) 

Adjustments to reconcile net cash (used in)/provided by operating activities

 

 

 

 

 

 

Expenses Paid by Manager and Contributed to the Company / Series

778  

1,021  

846  

1,078  

828  

10,428  

(Gain) / Loss on sale of Asset

 

 

 

 

 

 

Impairment loss on memorabilia

 

 

 

 

 

 

Accounts Receivable

 

 

 

 

 

 

Prepaid Insurance

166  

422  

226  

137  

182  

 

Prepaid Storage

 

 

 

 

 

 

Accounts Payable

 

 

 

 

 

42  

Insurance Payable

 

 

 

 

 

(4,800) 

Income Taxes Payable

 

 

 

 

 

 

Due to the Manager or its Affiliates

 

 

 

(28)  

 

 

Net cash (used in) / provided by operating activities

 

 

 

(28)  

 

 

 

 

 

 

 

 

 

Cash flow from investing activities:

 

 

 

 

 

 

Deposits Archive Asset

 

 

 

 

 

 

Repayment of investments in memorabilia upon Offering close

 

 

 

 

 

 

Investment in Archive Asset

 

 

 

 

 

 

Investment in Other Assets

 

 

 

 

 

 

Proceeds from Sale of Archive Asset

 

 

 

 

 

 

Cash provided by / (used in) investing activities

 

 

 

 

 

 

 

 

 

 

 

 

 

Cash flow from financing activities:

 

 

 

 

 

 

Proceeds from sale of membership interests

 

 

 

 

 

 

Repayment on borrowings from manager and affiliates, net of proceeds

 

 

 

- 

 

 

Distribution to Series

 

 

 

 

 

 

Contribution from Series to RSE Archive

 

 

 

 

 

 

Contribution related to Offering Closings and Asset Sales

 

 

 

 

 

 

Capital Contribution

 

 

 

 

 

 

Distribution to RSE Archive

 

 

 

 

 

 

Proceeds from Loans

 

 

 

 

 

 

Repayment of  Loans

 

 

 

 

 

 

Distribution of Gain on sale of assets to Members

 

 

 

 

 

 

Cash provided by / (used in) financing activities

 

 

 

 

 

 

 

 

 

 

 

 

 

Net change in cash

 

 

 

(28) 

 

 

Cash beginning of year

1,695  

1,250  

1,250  

1,200  

1,750  

5,300  

Cash end of year

$1,695  

$1,250  

$1,250  

$1,172  

$1,750  

$5,300  

Membership Interests issued to Asset Seller as consideration

 

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-180


RSE ARCHIVE, LLC

 

Consolidated Statements of Cash Flows

Year Ended December 31, 2021


 

Series #75ALI

Series #71ALI

Series #APROAK

Series #88JORDAN

Series #BIRKINBOR

Series #33RUTH

Cash Flows from Operating Activities:

 

 

 

 

 

 

Net (Loss) / Income

$(1,356) 

$ 

$29,275  

$(1,106) 

$(1,401) 

$(1,660) 

Adjustments to reconcile net cash (used in)/provided by operating activities

 

 

 

 

 

 

Expenses Paid by Manager and Contributed to the Company / Series

1,982  

 

405  

1,391  

2,114  

2,690  

(Gain) / Loss on sale of Asset

 

 

(37,500) 

 

 

 

Impairment loss on memorabilia

 

 

 

 

 

 

Accounts Receivable

 

 

(6,030) 

 

 

 

Prepaid Insurance

 

 

556  

 

 

 

Prepaid Storage

 

 

 

 

 

 

Accounts Payable

 

 

 

 

 

 

Insurance Payable

(626) 

 

 

(285) 

(713) 

(1,039) 

Income Taxes Payable

 

(3,005) 

7,264  

 

 

 

Due to the Manager or its Affiliates

(65)  

 

 

 

 

 

Net cash (used in) / provided by operating activities

(65)  

(3,005) 

(6,030) 

 

 

 

 

 

 

 

 

 

 

Cash flow from investing activities:

 

 

 

 

 

 

Deposits Archive Asset

 

 

 

 

 

 

Repayment of investments in memorabilia upon Offering close

 

 

 

 

 

 

Investment in Archive Asset

 

 

 

 

 

 

Investment in Other Assets

 

 

 

 

 

 

Proceeds from Sale of Archive Asset

 

 

110,000  

 

 

 

Cash provided by / (used in) investing activities

 

 

110,000  

 

 

 

 

 

 

 

 

 

 

Cash flow from financing activities:

 

 

 

 

 

 

Proceeds from sale of membership interests

 

 

 

 

 

 

Repayment on borrowings from manager and affiliates, net of proceeds

- 

 

 

 

 

 

Distribution to Series

 

 

 

 

 

 

Contribution from Series to RSE Archive

 

 

 

 

 

 

Contribution related to Offering Closings and Asset Sales

 

 

 

 

 

 

Capital Contribution

 

 

 

 

 

 

Distribution to RSE Archive

 

 

 

 

 

 

Proceeds from Loans

 

 

 

 

 

 

Repayment of Loans

 

 

 

 

 

 

Distribution of Gain on sale of assets to Members

 

 

(103,970) 

 

 

 

Cash provided by / (used in) financing activities

 

 

(103,970)  

 

 

 

 

 

 

 

 

 

 

Net change in cash

(65) 

(3,005) 

 

 

 

 

Cash beginning of year

1,003  

6,555  

1,250  

1,003  

1,203  

1,003  

Cash end of year

$938  

$3,550  

$1,250  

$1,003  

$1,203  

$1,003  

Membership Interests issued to Asset Seller as consideration

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-181


RSE ARCHIVE, LLC

 

Consolidated Statements of Cash Flows

Year Ended December 31, 2021


 

Series #SPIDER1

Series #BATMAN3

Series #ULYSSES

Series #ROOSEVELT

Series #56MANTLE

Series #AGHOWL

Cash Flows from Operating Activities:

 

 

 

 

 

 

Net (Loss) / Income

$(961) 

$(1,059) 

$(965) 

$(956) 

$(1,048) 

$(953) 

Adjustments to reconcile net cash (used in)/provided by operating activities

 

 

 

 

 

 

Expenses Paid by Manager and Contributed to the Company / Series

1,066  

1,453  

600  

674  

1,174  

696  

(Gain) / Loss on sale of Asset

 

 

 

 

 

 

Impairment loss on memorabilia

 

 

 

 

 

 

Accounts Receivable

 

 

 

 

 

 

Prepaid Insurance

 

 

365  

282  

 

257  

Prepaid Storage

 

 

 

 

 

 

Accounts Payable

 

 

 

 

 

 

Insurance Payable

(105) 

(394) 

 

 

(126) 

 

Income Taxes Payable

 

 

 

 

 

 

Due to the Manager or its Affiliates

 

 

 

 

 

 

Net cash (used in) / provided by operating activities

 

 

 

 

 

 

 

 

 

 

 

 

 

Cash flow from investing activities:

 

 

 

 

 

 

Deposits Archive Asset

 

 

 

 

 

 

Repayment of investments in memorabilia upon Offering close

 

 

 

 

 

 

Investment in Archive Asset

 

 

 

 

 

 

Investment in Other Assets

 

 

 

 

 

 

Proceeds from Sale of Archive Asset

 

 

 

 

 

 

Cash provided by / (used in) investing activities

 

 

 

 

 

 

 

 

 

 

 

 

 

Cash flow from financing activities:

 

 

 

 

 

 

Proceeds from sale of membership interests

 

 

 

 

 

 

Repayment on borrowings from manager and affiliates, net of proceeds

 

 

 

 

 

 

Distribution to Series

 

 

 

 

 

 

Contribution from Series to RSE Archive

 

 

 

 

 

 

Contribution related to Offering Closings and Asset Sales

 

 

 

 

 

 

Capital Contribution

 

 

 

 

 

 

Distribution to RSE Archive

 

 

 

 

 

 

Proceeds from Loans

 

 

 

 

 

 

Repayment of  Loans

 

 

 

 

 

 

Distribution of Gain on sale of assets to Members

 

 

 

 

 

 

Cash provided by / (used in) financing activities

 

 

 

 

 

 

 

 

 

 

 

 

 

Net change in cash

 

 

 

 

 

 

Cash beginning of year

1,003  

1,003  

1,950  

400  

1,050  

1,703  

Cash end of year

$1,003  

$1,003  

$1,950  

$400  

$1,050  

$1,703  

Membership Interests issued to Asset Seller as consideration

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-182


RSE ARCHIVE, LLC

 

Consolidated Statements of Cash Flows

Year Ended December 31, 2021


 

Series #98JORDAN

Series #18ZION

Series #SNOOPY

Series #APOLLO11

Series #24RUTHBAT

Series #YOKO

Cash Flows from Operating Activities:

 

 

 

 

 

 

Net (Loss) / Income

$ 

$(1,069) 

$(1,020) 

$(1,224) 

$(3,313) 

$(948) 

Adjustments to reconcile net cash (used in)/provided by operating activities

 

 

 

 

 

 

Expenses Paid by Manager and Contributed to the Company / Series

 

965  

836  

994  

6,958  

741  

(Gain) / Loss on sale of Asset

 

 

 

 

 

 

Impairment loss on memorabilia

 

 

 

 

 

 

Accounts Receivable

 

 

 

 

 

 

Prepaid Insurance

 

104  

184  

230  

 

207  

Prepaid Storage

 

 

 

 

 

 

Accounts Payable

 

 

 

 

 

 

Insurance Payable

 

 

 

 

(3,649) 

 

Income Taxes Payable

(9,408) 

 

 

 

 

 

Due to the Manager or its Affiliates

 

(45)  

 

 

(6)  

 

Net cash (used in) / provided by operating activities

(9,408) 

(45)  

 

 

(6)  

 

 

 

 

 

 

 

 

Cash flow from investing activities:

 

 

 

 

 

 

Deposits Archive Asset

 

 

 

 

 

 

Repayment of investments in memorabilia upon Offering close

 

 

 

 

 

 

Investment in Archive Asset

 

 

 

 

 

 

Investment in Other Assets

 

 

 

 

 

 

Proceeds from Sale of Archive Asset

 

 

 

 

 

 

Cash provided by / (used in) investing activities

 

 

 

 

 

 

 

 

 

 

 

 

 

Cash flow from financing activities:

 

 

 

 

 

 

Proceeds from sale of membership interests

 

 

 

 

 

 

Repayment on borrowings from manager and affiliates, net of proceeds

 

- 

 

 

- 

 

Distribution to Series

 

 

 

 

 

 

Contribution from Series to RSE Archive

 

 

 

 

 

 

Contribution related to Offering Closings and Asset Sales

 

 

 

 

 

 

Capital Contribution

 

 

 

 

 

 

Distribution to RSE Archive

 

 

 

 

 

 

Proceeds from Loans

 

 

 

 

 

 

Repayment of  Loans

 

 

 

 

 

 

Distribution of Gain on sale of assets to Members

 

 

 

 

 

 

Cash provided by / (used in) financing activities

 

 

 

 

 

 

 

 

 

 

 

 

 

Net change in cash

(9,408) 

(45) 

 

 

(6) 

 

Cash beginning of year

9,408  

650  

800  

1,050  

1,003  

1,750  

Cash end of year

$ 

$605  

$800  

$1,050  

$997  

$1,750  

Membership Interests issued to Asset Seller as consideration

 

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-183


RSE ARCHIVE, LLC

 

Consolidated Statements of Cash Flows

Year Ended December 31, 2021


 

Series #86JORDAN

Series #HULK1

Series #RUTHBALL1

Series #HIMALAYA

Series #38DIMAGGIO

Series #55CLEMENTE

Cash Flows from Operating Activities:

 

 

 

 

 

 

Net (Loss) / Income

$ 

$22,447  

$(1,402) 

$(2,322) 

$(1,130) 

$(1,281) 

Adjustments to reconcile net cash (used in)/provided by operating activities

 

 

 

 

 

 

Expenses Paid by Manager and Contributed to the Company / Series

(35) 

1,110  

1,650  

4,176  

1,348  

1,673  

(Gain) / Loss on sale of Asset

 

(28,994) 

 

 

 

 

Impairment loss on memorabilia

 

 

 

 

 

 

Accounts Receivable

 

 

 

 

 

 

Prepaid Insurance

 

 

 

 

 

 

Prepaid Storage

 

 

 

 

 

 

Accounts Payable

 

 

46  

 

 

 

Insurance Payable

 

(316) 

(294) 

(1,854) 

(218) 

(392) 

Income Taxes Payable

(8,816) 

5,753  

 

 

 

 

Due to the Manager or its Affiliates

 

(6)  

(6)  

 

(6)  

(6)  

Net cash (used in) / provided by operating activities

(8,851) 

(6)  

(6)  

 

(6)  

(6)  

 

 

 

 

 

 

 

Cash flow from investing activities:

 

 

 

 

 

 

Deposits Archive Asset

 

 

 

 

 

 

Repayment of investments in memorabilia upon Offering close

 

 

 

 

 

 

Investment in Archive Asset

 

 

 

 

 

 

Investment in Other Assets

 

 

 

 

 

 

Proceeds from Sale of Archive Asset

 

116,000  

 

 

 

 

Cash provided by / (used in) investing activities

 

116,000  

 

 

 

 

 

 

 

 

 

 

 

Cash flow from financing activities:

 

 

 

 

 

 

Proceeds from sale of membership interests

 

 

 

 

 

 

Repayment on borrowings from manager and affiliates, net of proceeds

 

- 

- 

 

- 

- 

Distribution to Series

 

 

 

 

 

 

Contribution from Series to RSE Archive

 

 

 

 

 

 

Contribution related to Offering Closings and Asset Sales

 

 

 

 

 

 

Capital Contribution

 

 

 

 

 

 

Distribution to RSE Archive

 

 

 

 

 

 

Proceeds from Loans

 

 

 

 

 

 

Repayment of  Loans

 

 

 

 

 

 

Distribution of Gain on sale of assets to Members

 

(110,520) 

 

 

 

 

Cash provided by / (used in) financing activities

 

(110,520)  

 

 

 

 

 

 

 

 

 

 

 

Net change in cash

(8,851) 

5,474  

(6) 

 

(6) 

(6) 

Cash beginning of year

8,851  

300  

700  

1,203  

600  

600  

Cash end of year

$ 

$5,774  

$694  

$1,203  

$594  

$594  

Membership Interests issued to Asset Seller as consideration

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-184


RSE ARCHIVE, LLC

 

Consolidated Statements of Cash Flows

Year Ended December 31, 2021


 

Series #LOTR

Series #CATCHER

Series #BOND1

Series #SUPER21

Series #BATMAN1

Series #BIRKINTAN

Cash Flows from Operating Activities:

 

 

 

 

 

 

Net (Loss) / Income

$(974) 

$(946) 

$(991) 

$(938) 

$(1,089) 

$(1,165) 

Adjustments to reconcile net cash (used in)/provided by operating activities

 

 

 

 

 

 

Expenses Paid by Manager and Contributed to the Company / Series

1,085  

993  

1,142  

959  

1,296  

1,344  

(Gain) / Loss on sale of Asset

 

 

 

 

 

 

Impairment loss on memorabilia

 

 

 

 

 

 

Accounts Receivable

 

 

 

 

 

 

Prepaid Insurance

 

 

 

 

 

 

Prepaid Storage

 

 

 

 

 

 

Accounts Payable

 

 

 

 

42  

 

Insurance Payable

(111) 

(47) 

(151) 

(21) 

(249) 

(179) 

Income Taxes Payable

 

 

 

 

 

 

Due to the Manager or its Affiliates

 

 

 

(23)  

(77)  

(244)  

Net cash (used in) / provided by operating activities

 

 

 

(23)  

(77)  

(244)  

 

 

 

 

 

 

 

Cash flow from investing activities:

 

 

 

 

 

 

Deposits Archive Asset

 

 

 

 

 

 

Repayment of investments in memorabilia upon Offering close

 

 

 

 

 

 

Investment in Archive Asset

 

 

 

 

 

 

Investment in Other Assets

 

 

 

 

 

 

Proceeds from Sale of Archive Asset

 

 

 

 

 

 

Cash provided by / (used in) investing activities

 

 

 

 

 

 

 

 

 

 

 

 

 

Cash flow from financing activities:

 

 

 

 

 

 

Proceeds from sale of membership interests

 

 

 

 

 

 

Repayment on borrowings from manager and affiliates, net of proceeds

 

 

 

- 

- 

- 

Distribution to Series

 

 

 

 

 

 

Contribution from Series to RSE Archive

 

 

 

 

 

 

Contribution related to Offering Closings and Asset Sales

 

 

 

 

 

 

Capital Contribution

 

 

 

 

 

 

Distribution to RSE Archive

 

 

 

 

 

 

Proceeds from Loans

 

 

 

 

 

 

Repayment of  Loans

 

 

 

 

 

 

Distribution of Gain on sale of assets to Members

 

 

 

 

 

 

Cash provided by / (used in) financing activities

 

 

 

 

 

 

 

 

 

 

 

 

 

Net change in cash

 

 

 

(23) 

(77) 

(244) 

Cash beginning of year

563  

213  

463  

300  

534  

700  

Cash end of year

$563  

$213  

$463  

$277  

$457  

$456  

Membership Interests issued to Asset Seller as consideration

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-185


RSE ARCHIVE, LLC

 

Consolidated Statements of Cash Flows

Year Ended December 31, 2021


 

Series #GMTBLACK1

Series #61JFK

Series #POKEMON1

Series #50JACKIE

Series #LINCOLN

Series #STARWARS1

Cash Flows from Operating Activities:

 

 

 

 

 

 

Net (Loss) / Income

$(1,049) 

$(955) 

$(2,412) 

$- 

$(1,039) 

$(947) 

Adjustments to reconcile net cash (used in)/provided by operating activities

 

 

 

 

 

 

Expenses Paid by Manager and Contributed to the Company / Series

1,343  

991  

3,216  

- 

1,181  

963  

(Gain) / Loss on sale of Asset

 

 

 

- 

 

 

Impairment loss on memorabilia

 

 

 

- 

 

 

Accounts Receivable

 

 

 

- 

 

 

Prepaid Insurance

 

 

 

- 

 

 

Prepaid Storage

 

 

 

- 

 

 

Accounts Payable

 

 

46  

- 

 

 

Insurance Payable

(294) 

(36) 

(850) 

- 

(142) 

(20) 

Income Taxes Payable

 

 

 

- 

 

 

Due to the Manager or its Affiliates

(30)  

 

 

- 

 

 

Net cash (used in) / provided by operating activities

(30)  

 

 

- 

 

 

 

 

 

 

 

 

 

Cash flow from investing activities:

 

 

 

 

 

 

Deposits Archive Asset

 

 

 

- 

 

 

Repayment of investments in memorabilia upon Offering close

 

 

 

- 

 

 

Investment in Archive Asset

 

 

 

- 

 

 

Investment in Other Assets

 

 

 

- 

 

 

Proceeds from Sale of Archive Asset

 

 

 

- 

 

 

Cash provided by / (used in) investing activities

 

 

 

- 

 

 

 

 

 

 

 

 

 

Cash flow from financing activities:

 

 

 

 

 

 

Proceeds from sale of membership interests

 

 

 

- 

 

 

Repayment on borrowings from manager and affiliates, net of proceeds

- 

 

 

- 

 

 

Distribution to Series

 

 

 

- 

 

 

Contribution from Series to RSE Archive

 

 

 

- 

 

 

Contribution related to Offering Closings and Asset Sales

 

 

 

- 

 

 

Capital Contribution

 

 

 

- 

 

 

Distribution to RSE Archive

 

 

 

- 

 

 

Proceeds from Loans

 

 

 

- 

 

 

Repayment of  Loans

 

 

 

- 

 

 

Distribution of Gain on sale of assets to Members

 

 

 

- 

 

 

Cash provided by / (used in) financing activities

 

 

 

- 

 

 

 

 

 

 

 

 

 

Net change in cash

(30) 

 

 

- 

 

 

Cash beginning of year

634  

334  

534  

833 

634  

269  

Cash end of year

$604  

$334  

$534  

$833 

$634  

$269  

Membership Interests issued to Asset Seller as consideration

 

 

 

- 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-186


RSE ARCHIVE, LLC

 

Consolidated Statements of Cash Flows

Year Ended December 31, 2021


 

Series #68MAYS

Series #56TEDWILL

Series #TMNT1

Series #CAPTAIN3

Series #51MANTLE

Series #CHURCHILL

Cash Flows from Operating Activities:

 

 

 

 

 

 

Net (Loss) / Income

$(1,243) 

$(1,695) 

$32,025  

$(989) 

$(1,220) 

$(937) 

Adjustments to reconcile net cash (used in)/provided by operating activities

 

 

 

 

 

 

Expenses Paid by Manager and Contributed to the Company / Series

1,441  

2,191  

705  

1,095  

1,402  

958  

(Gain) / Loss on sale of Asset

 

 

(41,000) 

 

 

 

Impairment loss on memorabilia

 

 

 

 

 

 

Accounts Receivable

 

 

 

 

 

 

Prepaid Insurance

 

 

 

 

 

 

Prepaid Storage

 

 

 

 

 

 

Accounts Payable

 

 

 

 

 

 

Insurance Payable

(198) 

(496) 

(135) 

(106) 

(182) 

(21) 

Income Taxes Payable

 

 

8,405  

 

 

 

Due to the Manager or its Affiliates

(83)  

 

 

(23)  

 

 

Net cash (used in) / provided by operating activities

(83)  

 

 

(23)  

 

 

 

 

 

 

 

 

 

Cash flow from investing activities:

 

 

 

 

 

 

Deposits Archive Asset

 

 

 

 

 

 

Repayment of investments in memorabilia upon Offering close

 

 

 

 

 

 

Investment in Archive Asset

 

 

 

 

 

 

Investment in Other Assets

 

 

 

 

 

 

Proceeds from Sale of Archive Asset

 

 

100,000  

 

 

 

Cash provided by / (used in) investing activities

 

 

100,000  

 

 

 

 

 

 

 

 

 

 

Cash flow from financing activities:

 

 

 

 

 

 

Proceeds from sale of membership interests

 

 

 

 

 

 

Repayment on borrowings from manager and affiliates, net of proceeds

- 

 

 

- 

 

 

Distribution to Series

 

 

 

 

 

 

Contribution from Series to RSE Archive

 

 

 

 

 

 

Contribution related to Offering Closings and Asset Sales

 

 

 

 

 

 

Capital Contribution

 

 

 

 

 

 

Distribution to RSE Archive

 

 

 

 

 

 

Proceeds from Loans

 

 

 

 

 

 

Repayment of  Loans

 

 

 

 

 

 

Distribution of Gain on sale of assets to Members

 

 

(91,990) 

 

 

 

Cash provided by / (used in) financing activities

 

 

(91,990)  

 

 

 

 

 

 

 

 

 

 

Net change in cash

(83) 

 

8,010  

(23) 

 

 

Cash beginning of year

520  

520  

400  

100  

520  

220  

Cash end of year

$437  

$520  

$8,410  

$77  

$520  

$220  

Membership Interests issued to Asset Seller as consideration

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-187


RSE ARCHIVE, LLC

 

Consolidated Statements of Cash Flows

Year Ended December 31, 2021


 

Series #SHKSPR4

Series #03KOBE

Series #03LEBRON

Series #03JORDAN

Series #39TEDWILL

Series #94JETER

Cash Flows from Operating Activities:

 

 

 

 

 

 

Net (Loss) / Income

$(1,112) 

$(1,440) 

$(1,261) 

$(1,336) 

$(1,203) 

$(1,301) 

Adjustments to reconcile net cash (used in)/provided by operating activities

 

 

 

 

 

 

Expenses Paid by Manager and Contributed to the Company / Series

1,466  

1,606  

1,332  

1,456  

1,349  

1,522  

(Gain) / Loss on sale of Asset

 

 

 

 

 

 

Impairment loss on memorabilia

 

 

 

 

 

 

Accounts Receivable

 

 

 

 

 

 

Prepaid Insurance

 

 

 

 

 

 

Prepaid Storage

 

 

 

 

 

 

Accounts Payable

 

 

 

 

 

 

Insurance Payable

(354) 

(250) 

(155) 

(204) 

(146) 

(221) 

Income Taxes Payable

 

 

 

 

 

 

Due to the Manager or its Affiliates

 

84  

84  

84  

 

 

Net cash (used in) / provided by operating activities

 

- 

- 

- 

 

 

 

 

 

 

 

 

 

Cash flow from investing activities:

 

 

 

 

 

 

Deposits Archive Asset

 

 

 

 

 

 

Repayment of investments in memorabilia upon Offering close

 

 

 

 

 

 

Investment in Archive Asset

 

 

 

 

 

 

Investment in Other Assets

 

 

 

 

 

 

Proceeds from Sale of Archive Asset

 

 

 

 

 

 

Cash provided by / (used in) investing activities

 

 

 

 

 

 

 

 

 

 

 

 

 

Cash flow from financing activities:

 

 

 

 

 

 

Proceeds from sale of membership interests

 

 

 

 

 

 

Repayment on borrowings from manager and affiliates, net of proceeds

 

 

 

 

 

 

Distribution to Series

 

 

 

 

 

 

Contribution from Series to RSE Archive

 

 

 

 

 

 

Contribution related to Offering Closings and Asset Sales

 

 

 

 

 

 

Capital Contribution

 

 

 

 

 

 

Distribution to RSE Archive

 

 

 

 

 

 

Proceeds from Loans

 

 

 

 

 

 

Repayment of  Loans

 

 

 

 

 

 

Distribution of Gain on sale of assets to Members

 

 

 

 

 

 

Cash provided by / (used in) financing activities

 

 

 

 

 

 

 

 

 

 

 

 

 

Net change in cash

 

 

 

 

 

 

Cash beginning of year

400  

460  

520  

520  

600  

460  

Cash end of year

$400  

$460  

$520  

$520  

$600  

$460  

Membership Interests issued to Asset Seller as consideration

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-188


RSE ARCHIVE, LLC

 

Consolidated Statements of Cash Flows

Year Ended December 31, 2021


 

Series #2020TOPPS

Series #FANFOUR1

Series #85MARIO

Series #TOS39

Series #DAREDEV1

Series #05LATOUR

Cash Flows from Operating Activities:

 

 

 

 

 

 

Net (Loss) / Income

$(1,864) 

$20,099  

$1,468,367  

$(1,138) 

$9,366  

$(830) 

Adjustments to reconcile net cash (used in)/provided by operating activities

 

 

 

 

 

 

Expenses Paid by Manager and Contributed to the Company / Series

2,318  

939  

2,359  

1,309  

772  

858  

(Gain) / Loss on sale of Asset

 

(25,937) 

(1,860,000) 

 

(12,580) 

 

Impairment loss on memorabilia

 

 

 

 

 

 

Accounts Receivable

 

 

 

 

 

 

Prepaid Insurance

 

 

 

 

 

 

Prepaid Storage

 

 

 

 

 

 

Accounts Payable

 

 

 

 

 

 

Insurance Payable

(454) 

(317) 

(807) 

(171) 

(19) 

(28) 

Income Taxes Payable

 

5,216  

390,081  

 

2,461  

 

Due to the Manager or its Affiliates

 

 

 

 

 

 

Net cash (used in) / provided by operating activities

 

 

 

 

 

 

 

 

 

 

 

 

 

Cash flow from investing activities:

 

 

 

 

 

 

Deposits Archive Asset

 

 

 

 

 

 

Repayment of investments in memorabilia upon Offering close

 

 

 

 

 

 

Investment in Archive Asset

 

 

 

 

 

 

Investment in Other Assets

 

 

 

 

 

 

Proceeds from Sale of Archive Asset

 

126,000  

2,000,000  

 

22,080  

 

Cash provided by / (used in) investing activities

 

126,000  

2,000,000  

 

22,080  

 

 

 

 

 

 

 

 

Cash flow from financing activities:

 

 

 

 

 

 

Proceeds from sale of membership interests

 

 

 

 

 

 

Repayment on borrowings from manager and affiliates, net of proceeds

 

 

 

 

 

 

Distribution to Series

 

 

 

 

 

 

Contribution from Series to RSE Archive

 

 

 

 

 

 

Contribution related to Offering Closings and Asset Sales

 

 

 

 

 

 

Capital Contribution

 

 

 

 

 

 

Distribution to RSE Archive

 

 

 

 

 

 

Proceeds from Loans

 

 

 

 

 

 

Repayment of  Loans

 

 

 

 

 

 

Distribution of Gain on sale of assets to Members

 

(121,220) 

(1,610,400) 

 

(19,895) 

 

Cash provided by / (used in) financing activities

 

(121,220)  

(1,610,400)  

 

(19,895)  

 

 

 

 

 

 

 

 

Net change in cash

 

4,780  

389,600  

 

2,185  

 

Cash beginning of year

150  

471  

460  

460  

320  

430  

Cash end of year

$150  

$5,251  

$390,060  

$460  

$2,505  

$430  

Membership Interests issued to Asset Seller as consideration

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-189


RSE ARCHIVE, LLC

 

Consolidated Statements of Cash Flows

Year Ended December 31, 2021


 

Series #16SCREAG

Series #14DRC

Series #86RICE

Series #57MANTLE

Series #FAUBOURG

Series #SOBLACK

Cash Flows from Operating Activities:

 

 

 

 

 

 

Net (Loss) / Income

$(951) 

$(1,020) 

$(1,128) 

$(1,017) 

$(2,181) 

$(1,568) 

Adjustments to reconcile net cash (used in)/provided by operating activities

 

 

 

 

 

 

Expenses Paid by Manager and Contributed to the Company / Series

1,071  

1,193  

1,241  

1,059  

3,133  

2,001  

(Gain) / Loss on sale of Asset

 

 

 

 

 

 

Impairment loss on memorabilia

 

 

 

 

 

 

Accounts Receivable

 

 

 

 

 

 

Prepaid Insurance

 

 

 

 

 

 

Prepaid Storage

 

 

 

 

 

 

Accounts Payable

 

 

 

 

 

 

Insurance Payable

(120) 

(173) 

(113) 

(42) 

(952) 

(433) 

Income Taxes Payable

 

 

 

 

 

 

Due to the Manager or its Affiliates

 

 

 

 

 

 

Net cash (used in) / provided by operating activities

 

 

 

 

 

 

 

 

 

 

 

 

 

Cash flow from investing activities:

 

 

 

 

 

 

Deposits Archive Asset

 

 

 

 

 

 

Repayment of investments in memorabilia upon Offering close

 

 

 

 

 

 

Investment in Archive Asset

 

 

 

 

 

 

Investment in Other Assets

 

 

 

 

 

 

Proceeds from Sale of Archive Asset

 

 

 

 

 

 

Cash provided by / (used in) investing activities

 

 

 

 

 

 

 

 

 

 

 

 

 

Cash flow from financing activities:

 

 

 

 

 

 

Proceeds from sale of membership interests

 

 

 

 

 

 

Repayment on borrowings from manager and affiliates, net of proceeds

 

 

 

 

 

 

Distribution to Series

 

 

 

 

 

 

Contribution from Series to RSE Archive

 

 

 

 

 

 

Contribution related to Offering Closings and Asset Sales

 

 

 

 

 

 

Capital Contribution

 

 

 

 

 

 

Distribution to RSE Archive

 

 

 

 

 

 

Proceeds from Loans

 

 

 

 

 

 

Repayment of  Loans

 

 

 

 

 

 

Distribution of Gain on sale of assets to Members

 

 

 

 

 

 

Cash provided by / (used in) financing activities

 

 

 

 

 

 

 

 

 

 

 

 

 

Net change in cash

 

 

 

 

 

 

Cash beginning of year

430  

430  

460  

400  

560  

520  

Cash end of year

$430  

$430  

$460  

$400  

$560  

$520  

Membership Interests issued to Asset Seller as consideration

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-190


RSE ARCHIVE, LLC

 

Consolidated Statements of Cash Flows

Year Ended December 31, 2021


 

Series #GATSBY

Series #93DAYTONA

Series #09TROUT

Series #57STARR

Series #AF15

Series #03KOBE2

Cash Flows from Operating Activities:

 

 

 

 

 

 

Net (Loss) / Income

$(1,257) 

$(937) 

$(3,061) 

$(1,017) 

$39,816  

$(1,223) 

Adjustments to reconcile net cash (used in)/provided by operating activities

 

 

 

 

 

 

Expenses Paid by Manager and Contributed to the Company / Series

1,645  

1,097  

4,081  

1,059  

911  

1,212  

(Gain) / Loss on sale of Asset

 

 

 

 

(51,000) 

 

Impairment loss on memorabilia

 

 

 

 

 

 

Accounts Receivable

 

 

 

 

 

 

Prepaid Insurance

 

 

 

 

 

 

Prepaid Storage

 

 

 

 

 

 

Accounts Payable

 

 

 

 

 

 

Insurance Payable

(392) 

(169) 

(1,020) 

(42) 

(245) 

(73) 

Income Taxes Payable

 

 

 

 

10,518  

 

Due to the Manager or its Affiliates

 

 

 

 

 

84  

Net cash (used in) / provided by operating activities

 

 

 

 

 

- 

 

 

 

 

 

 

 

Cash flow from investing activities:

 

 

 

 

 

 

Deposits Archive Asset

 

 

 

 

 

 

Repayment of investments in memorabilia upon Offering close

 

 

 

 

 

 

Investment in Archive Asset

 

 

 

 

 

 

Investment in Other Assets

 

 

 

 

 

 

Proceeds from Sale of Archive Asset

 

 

 

 

240,000  

 

Cash provided by / (used in) investing activities

 

 

 

 

240,000  

 

 

 

 

 

 

 

 

Cash flow from financing activities:

 

 

 

 

 

 

Proceeds from sale of membership interests

 

 

 

 

 

 

Repayment on borrowings from manager and affiliates, net of proceeds

 

 

 

 

 

 

Distribution to Series

 

 

 

 

 

 

Contribution from Series to RSE Archive

 

 

 

 

 

 

Contribution related to Offering Closings and Asset Sales

 

 

 

 

 

 

Capital Contribution

 

 

 

 

 

 

Distribution to RSE Archive

 

 

 

 

 

 

Proceeds from Loans

 

 

 

 

 

 

Repayment of  Loans

 

 

 

 

 

 

Distribution of Gain on sale of assets to Members

 

 

 

 

(229,840) 

 

Cash provided by / (used in) financing activities

 

 

 

 

(229,840)  

 

 

 

 

 

 

 

 

Net change in cash

 

 

 

 

10,160  

 

Cash beginning of year

520  

600  

400  

400  

400  

400  

Cash end of year

$520  

$600  

$400  

$400  

$10,560  

$400  

Membership Interests issued to Asset Seller as consideration

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-191


RSE ARCHIVE, LLC

 

Consolidated Statements of Cash Flows

Year Ended December 31, 2021


 

Series #JOBSMAC

Series #16PETRUS

Series #ALICE

Series #SPIDER10

Series #62MANTLE

Series #BATMAN6

Cash Flows from Operating Activities:

 

 

 

 

 

 

Net (Loss) / Income

$(1,337) 

$(982) 

$(942) 

$(958) 

$(2,185) 

$(967) 

Adjustments to reconcile net cash (used in)/provided by operating activities

 

 

 

 

 

 

Expenses Paid by Manager and Contributed to the Company / Series

1,405  

1,126  

958  

979  

2,933  

1,014  

(Gain) / Loss on sale of Asset

 

 

 

 

 

 

Impairment loss on memorabilia

 

 

 

 

 

 

Accounts Receivable

 

 

 

 

 

 

Prepaid Insurance

 

 

 

 

 

 

Prepaid Storage

 

 

 

 

 

 

Accounts Payable

88  

 

 

 

 

 

Insurance Payable

(156) 

(144) 

(16) 

(21) 

(748) 

(47) 

Income Taxes Payable

 

 

 

 

 

 

Due to the Manager or its Affiliates

 

 

 

 

 

 

Net cash (used in) / provided by operating activities

 

 

 

 

 

 

 

 

 

 

 

 

 

Cash flow from investing activities:

 

 

 

 

 

 

Deposits Archive Asset

 

 

 

 

 

 

Repayment of investments in memorabilia upon Offering close

 

 

 

 

 

 

Investment in Archive Asset

 

 

 

 

 

 

Investment in Other Assets

 

 

 

 

 

 

Proceeds from Sale of Archive Asset

 

 

 

 

 

 

Cash provided by / (used in) investing activities

 

 

 

 

 

 

 

 

 

 

 

 

 

Cash flow from financing activities:

 

 

 

 

 

 

Proceeds from sale of membership interests

 

 

 

 

 

 

Repayment on borrowings from manager and affiliates, net of proceeds

 

 

 

 

 

 

Distribution to Series

 

 

 

 

 

 

Contribution from Series to RSE Archive

 

 

 

 

 

 

Contribution related to Offering Closings and Asset Sales

 

 

 

 

 

 

Capital Contribution

 

 

 

 

 

 

Distribution to RSE Archive

 

 

 

 

 

 

Proceeds from Loans

 

 

 

 

 

 

Repayment of  Loans

 

 

 

 

 

 

Distribution of Gain on sale of assets to Members

 

 

 

 

 

 

Cash provided by / (used in) financing activities

 

 

 

 

 

 

 

 

 

 

 

 

 

Net change in cash

 

 

 

 

 

 

Cash beginning of year

400  

430  

520  

400  

460  

320  

Cash end of year

$400  

$430  

$520  

$400  

$460  

$320  

Membership Interests issued to Asset Seller as consideration

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-192


RSE ARCHIVE, LLC

 

Consolidated Statements of Cash Flows

Year Ended December 31, 2021


 

Series #CLEMENTE2

Series #SUPER14

Series #79STELLA

Series #TKAM

Series #DIMAGGIO2

Series #13BEAUX

Cash Flows from Operating Activities:

 

 

 

 

 

 

Net (Loss) / Income

$(1,507) 

$27,785  

$(1,498) 

$(976) 

$(960) 

$(901) 

Adjustments to reconcile net cash (used in)/provided by operating activities

 

 

 

 

 

 

Expenses Paid by Manager and Contributed to the Company / Series

1,792  

1,054  

1,775  

1,043  

1,005  

951  

(Gain) / Loss on sale of Asset

 

(36,000) 

 

 

 

 

Impairment loss on memorabilia

 

 

 

 

 

 

Accounts Receivable

 

 

 

 

 

 

Prepaid Insurance

 

 

 

 

 

 

Prepaid Storage

 

 

 

 

 

 

Accounts Payable

 

 

 

 

 

 

Insurance Payable

(285) 

(192) 

(277) 

(67) 

(45) 

(50) 

Income Taxes Payable

 

7,353  

 

 

 

 

Due to the Manager or its Affiliates

 

 

(28)  

 

 

(4,000)  

Net cash (used in) / provided by operating activities

 

 

(28)  

 

 

(4,000)  

 

 

 

 

 

 

 

Cash flow from investing activities:

 

 

 

 

 

 

Deposits Archive Asset

 

 

 

 

 

 

Repayment of investments in memorabilia upon Offering close

 

 

 

 

 

 

Investment in Archive Asset

 

 

 

 

 

 

Investment in Other Assets

 

 

 

 

 

 

Proceeds from Sale of Archive Asset

 

156,000  

 

 

 

 

Cash provided by / (used in) investing activities

 

156,000  

 

 

 

 

 

 

 

 

 

 

 

Cash flow from financing activities:

 

 

 

 

 

 

Proceeds from sale of membership interests

 

 

 

 

 

 

Repayment on borrowings from manager and affiliates, net of proceeds

 

 

- 

 

 

- 

Distribution to Series

 

 

 

 

 

 

Contribution from Series to RSE Archive

 

 

 

 

 

 

Contribution related to Offering Closings and Asset Sales

 

 

 

 

 

 

Capital Contribution

 

 

 

 

 

 

Distribution to RSE Archive

 

 

 

 

 

 

Proceeds from Loans

 

 

 

 

 

 

Repayment of  Loans

 

 

 

 

 

 

Distribution of Gain on sale of assets to Members

 

(149,108) 

 

 

 

 

Cash provided by / (used in) financing activities

 

(149,108)  

 

 

 

 

 

 

 

 

 

 

 

Net change in cash

 

6,892  

(28) 

 

 

(4,000) 

Cash beginning of year

400  

460  

600  

534  

321  

4,400  

Cash end of year

$400  

$7,353  

$572  

$534  

$321  

$400  

Membership Interests issued to Asset Seller as consideration

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-193


RSE ARCHIVE, LLC

 

Consolidated Statements of Cash Flows

Year Ended December 31, 2021


 

Series #88MARIO

Series #ANMLFARM

Series #NASA1

Series #00BRADY

Series #85NES

Series #JUSTICE1

Cash Flows from Operating Activities:

 

 

 

 

 

 

Net (Loss) / Income

$ 

$(941) 

$(3,297) 

$(1,273) 

$(1,166) 

$(1,262) 

Adjustments to reconcile net cash (used in)/provided by operating activities

 

 

 

 

 

 

Expenses Paid by Manager and Contributed to the Company / Series

 

967  

4,268  

1,352  

1,242  

1,519  

(Gain) / Loss on sale of Asset

 

 

 

 

 

 

Impairment loss on memorabilia

 

 

 

 

 

 

Accounts Receivable

 

 

 

 

 

 

Prepaid Insurance

 

 

 

 

 

 

Prepaid Storage

 

 

 

 

 

 

Accounts Payable

 

 

 

 

 

 

Insurance Payable

 

(26) 

(971) 

(79) 

(76) 

(257) 

Income Taxes Payable

 

 

 

 

 

 

Due to the Manager or its Affiliates

(53,036)  

 

 

 

 

 

Net cash (used in) / provided by operating activities

(53,036)  

 

 

 

 

 

 

 

 

 

 

 

 

Cash flow from investing activities:

 

 

 

 

 

 

Deposits Archive Asset

 

 

 

 

 

 

Repayment of investments in memorabilia upon Offering close

 

 

 

 

 

 

Investment in Archive Asset

 

 

 

 

 

 

Investment in Other Assets

 

 

 

 

 

 

Proceeds from Sale of Archive Asset

 

 

 

 

 

 

Cash provided by / (used in) investing activities

 

 

 

 

 

 

 

 

 

 

 

 

 

Cash flow from financing activities:

 

 

 

 

 

 

Proceeds from sale of membership interests

 

 

 

 

 

 

Repayment on borrowings from manager and affiliates, net of proceeds

- 

 

 

 

 

 

Distribution to Series

 

 

 

 

 

 

Contribution from Series to RSE Archive

 

 

 

 

 

 

Contribution related to Offering Closings and Asset Sales

 

 

 

 

 

 

Capital Contribution

 

 

 

 

 

 

Distribution to RSE Archive

 

 

 

 

 

 

Proceeds from Loans

 

 

 

 

 

 

Repayment of  Loans

 

 

 

 

 

 

Distribution of Gain on sale of assets to Members

 

 

 

 

 

 

Cash provided by / (used in) financing activities

 

 

 

 

 

 

 

 

 

 

 

 

 

Net change in cash

(53,036) 

 

 

 

 

 

Cash beginning of year

60,400  

100  

300  

339  

400  

400  

Cash end of year

$7,364  

$100  

$300  

$339  

$400  

$400  

Membership Interests issued to Asset Seller as consideration

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-194


RSE ARCHIVE, LLC

 

Consolidated Statements of Cash Flows

Year Ended December 31, 2021


 

Series #69KAREEM

Series #59JFK

Series #04LEBRON

Series #85JORDAN

Series #GOLDENEYE

Series #MOONSHOE

Cash Flows from Operating Activities:

 

 

 

 

 

 

Net (Loss) / Income

$(1,244) 

$(981) 

$(1,440) 

$(3,324) 

$(1,140) 

$(2,367) 

Adjustments to reconcile net cash (used in)/provided by operating activities

 

 

 

 

 

 

Expenses Paid by Manager and Contributed to the Company / Series

1,212  

1,009  

1,488  

3,807  

1,198  

2,703  

(Gain) / Loss on sale of Asset

 

 

 

 

 

 

Impairment loss on memorabilia

 

 

 

 

 

 

Accounts Receivable

 

 

 

 

 

 

Prepaid Insurance

 

 

 

 

 

 

Prepaid Storage

 

 

 

 

 

 

Accounts Payable

 

 

 

 

 

 

Insurance Payable

(52) 

(28) 

(132) 

(567) 

(62) 

(336) 

Income Taxes Payable

 

 

 

 

 

 

Due to the Manager or its Affiliates

84  

 

84  

84  

 

 

Net cash (used in) / provided by operating activities

- 

 

- 

- 

 

 

 

 

 

 

 

 

 

Cash flow from investing activities:

 

 

 

 

 

 

Deposits Archive Asset

 

 

 

 

 

 

Repayment of investments in memorabilia upon Offering close

 

 

 

 

 

 

Investment in Archive Asset

 

 

 

 

 

 

Investment in Other Assets

 

 

 

 

 

 

Proceeds from Sale of Archive Asset

 

 

 

 

 

 

Cash provided by / (used in) investing activities

 

 

 

 

 

 

 

 

 

 

 

 

 

Cash flow from financing activities:

 

 

 

 

 

 

Proceeds from sale of membership interests

 

 

 

 

 

 

Repayment on borrowings from manager and affiliates, net of proceeds

 

 

 

 

 

 

Distribution to Series

 

 

 

 

 

 

Contribution from Series to RSE Archive

 

 

 

 

 

 

Contribution related to Offering Closings and Asset Sales

 

 

 

 

 

 

Capital Contribution

 

 

 

 

 

 

Distribution to RSE Archive

 

 

 

 

 

 

Proceeds from Loans

 

 

 

 

 

 

Repayment of  Loans

 

 

 

 

 

 

Distribution of Gain on sale of assets to Members

 

 

 

 

 

 

Cash provided by / (used in) financing activities

 

 

 

 

 

 

 

 

 

 

 

 

 

Net change in cash

 

 

 

 

 

 

Cash beginning of year

339  

400  

400  

600  

326  

420  

Cash end of year

$339  

$400  

$400  

$600  

$326  

$420  

Membership Interests issued to Asset Seller as consideration

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-195


RSE ARCHIVE, LLC

 

Consolidated Statements of Cash Flows

Year Ended December 31, 2021


 

Series #03LEBRON2

Series #GRAPES

Series #34GEHRIG

Series #98KANGA

Series #06BRM

Series #DUNE

Cash Flows from Operating Activities:

 

 

 

 

 

 

Net (Loss) / Income

$(1,874) 

$(981) 

$(1,221) 

$(2,355) 

$(871) 

$(944) 

Adjustments to reconcile net cash (used in)/provided by operating activities

 

 

 

 

 

 

Expenses Paid by Manager and Contributed to the Company / Series

1,970  

1,018  

1,288  

2,615  

907  

960  

(Gain) / Loss on sale of Asset

 

 

 

 

 

 

Impairment loss on memorabilia

 

 

 

 

 

 

Accounts Receivable

 

 

 

 

 

 

Prepaid Insurance

 

 

 

 

 

 

Prepaid Storage

 

 

 

 

 

 

Accounts Payable

 

 

 

 

 

 

Insurance Payable

(180) 

(37) 

(67) 

(260) 

(36) 

(16) 

Income Taxes Payable

 

 

 

 

 

 

Due to the Manager or its Affiliates

84  

 

 

 

 

 

Net cash (used in) / provided by operating activities

- 

 

 

 

 

 

 

 

 

 

 

 

 

Cash flow from investing activities:

 

 

 

 

 

 

Deposits Archive Asset

 

 

 

 

 

 

Repayment of investments in memorabilia upon Offering close

 

 

 

 

 

 

Investment in Archive Asset

 

 

 

 

 

 

Investment in Other Assets

 

 

 

 

 

 

Proceeds from Sale of Archive Asset

 

 

 

 

 

 

Cash provided by / (used in) investing activities

 

 

 

 

 

 

 

 

 

 

 

 

 

Cash flow from financing activities:

 

 

 

 

 

 

Proceeds from sale of membership interests

 

 

 

 

 

 

Repayment on borrowings from manager and affiliates, net of proceeds

 

 

 

 

 

 

Distribution to Series

 

 

 

 

 

 

Contribution from Series to RSE Archive

 

 

 

 

 

 

Contribution related to Offering Closings and Asset Sales

 

 

 

 

 

 

Capital Contribution

 

 

 

 

 

 

Distribution to RSE Archive

 

 

 

 

 

 

Proceeds from Loans

 

 

 

 

 

 

Repayment of  Loans

 

 

 

 

 

 

Distribution of Gain on sale of assets to Members

 

 

 

 

 

 

Cash provided by / (used in) financing activities

 

 

 

 

 

 

 

 

 

 

 

 

 

Net change in cash

 

 

 

 

 

 

Cash beginning of year

320  

400  

339  

420  

400  

460  

Cash end of year

$320  

$400  

$339  

$420  

$400  

$460  

Membership Interests issued to Asset Seller as consideration

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-196


RSE ARCHIVE, LLC

 

Consolidated Statements of Cash Flows

Year Ended December 31, 2021


 

Series #86FLEER

Series #WILDGUN

Series #58PELE2

Series #18LAMAR

Series #13GIANNIS

Series #AVENGERS1

Cash Flows from Operating Activities:

 

 

 

 

 

 

Net (Loss) / Income

$(2,405) 

$(1,147) 

$30,705  

$- 

$(1,203) 

$58,057  

Adjustments to reconcile net cash (used in)/provided by operating activities

 

 

 

 

 

 

Expenses Paid by Manager and Contributed to the Company / Series

2,528  

1,217  

426  

- 

1,119  

1,333  

(Gain) / Loss on sale of Asset

 

 

(39,200) 

- 

 

(75,000) 

Impairment loss on memorabilia

 

 

 

- 

 

 

Accounts Receivable

 

 

 

- 

 

 

Prepaid Insurance

 

 

 

- 

 

 

Prepaid Storage

 

 

 

- 

 

 

Accounts Payable

 

 

 

- 

 

 

Insurance Payable

(207) 

(70) 

(33) 

- 

 

 

Income Taxes Payable

 

 

8,102  

- 

 

15,610  

Due to the Manager or its Affiliates

84  

 

 

- 

84  

 

Net cash (used in) / provided by operating activities

- 

 

 

- 

- 

 

 

 

 

 

 

 

 

Cash flow from investing activities:

 

 

 

 

 

 

Deposits Archive Asset

 

 

 

- 

 

 

Repayment of investments in memorabilia upon Offering close

 

 

 

- 

 

 

Investment in Archive Asset

 

 

 

- 

(19,727) 

(250,000) 

Investment in Other Assets

 

 

 

- 

 

 

Proceeds from Sale of Archive Asset

 

 

62,000  

- 

 

325,000  

Cash provided by / (used in) investing activities

 

 

62,000  

- 

(19,727) 

75,000  

 

 

 

 

 

 

 

Cash flow from financing activities:

 

 

 

 

 

 

Proceeds from sale of membership interests

 

 

 

- 

20,228  

250,600  

Repayment on borrowings from manager and affiliates, net of proceeds

 

 

 

- 

 

 

Distribution to Series

 

 

 

- 

 

 

Contribution from Series to RSE Archive

 

 

 

- 

 

 

Contribution related to Offering Closings and Asset Sales

 

 

 

- 

 

 

Capital Contribution

 

 

 

- 

 

 

Distribution to RSE Archive

 

 

 

- 

(180) 

(140) 

Proceeds from Loans

 

 

 

- 

 

 

Repayment of  Loans

 

 

 

- 

 

 

Distribution of Gain on sale of assets to Members

 

 

(54,630) 

- 

 

(309,850) 

Cash provided by / (used in) financing activities

 

 

(54,630)  

- 

20,048  

(59,390)  

 

 

 

 

 

 

 

Net change in cash

 

 

7,370  

- 

320  

15,610  

Cash beginning of year

805  

400  

805  

7,278 

 

 

Cash end of year

$805  

$400  

$8,175  

$7,278 

$320  

$15,610  

Membership Interests issued to Asset Seller as consideration

 

 

 

- 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-197


RSE ARCHIVE, LLC

 

Consolidated Statements of Cash Flows

Year Ended December 31, 2021


 

Series #04MESSI

Series #AVENGE57

Series #03TACHE

Series #99TMB2

Series #PUNCHOUT

Series #BULLSRING

Cash Flows from Operating Activities:

 

 

 

 

 

 

Net (Loss) / Income

$(1,512) 

$(931) 

$(1,238) 

$(1,463) 

$(1,762) 

$(3,658) 

Adjustments to reconcile net cash (used in)/provided by operating activities

 

 

 

 

 

 

Expenses Paid by Manager and Contributed to the Company / Series

1,512  

931  

1,238  

1,463  

1,762  

3,658  

(Gain) / Loss on sale of Asset

 

 

 

 

 

 

Impairment loss on memorabilia

 

 

 

 

 

 

Accounts Receivable

 

 

 

 

 

 

Prepaid Insurance

 

 

 

 

 

 

Prepaid Storage

 

 

 

 

 

 

Accounts Payable

 

 

 

 

 

 

Insurance Payable

 

 

 

 

 

 

Income Taxes Payable

 

 

 

 

 

 

Due to the Manager or its Affiliates

 

 

 

 

27  

 

Net cash (used in) / provided by operating activities

 

 

 

 

27  

 

 

 

 

 

 

 

 

Cash flow from investing activities:

 

 

 

 

 

 

Deposits Archive Asset

 

 

 

 

 

 

Repayment of investments in memorabilia upon Offering close

 

 

 

 

 

 

Investment in Archive Asset

(39,600) 

(17,000) 

(70,192) 

(50,380) 

(80,027) 

(249,600) 

Investment in Other Assets

 

 

 

 

 

 

Proceeds from Sale of Archive Asset

 

 

 

 

 

 

Cash provided by / (used in) investing activities

(39,600) 

(17,000) 

(70,192) 

(50,380) 

(80,027) 

(249,600) 

 

 

 

 

 

 

 

Cash flow from financing activities:

 

 

 

 

 

 

Proceeds from sale of membership interests

40,647  

17,602  

70,936  

50,900  

80,600  

250,742  

Repayment on borrowings from manager and affiliates, net of proceeds

 

 

 

 

 

 

Distribution to Series

 

 

 

 

 

 

Contribution from Series to RSE Archive

 

 

 

 

 

 

Contribution related to Offering Closings and Asset Sales

 

 

 

 

 

 

Capital Contribution

 

 

 

 

 

 

Distribution to RSE Archive

(242) 

(202) 

(344) 

(180) 

(152) 

(242) 

Proceeds from Loans

 

 

 

 

 

 

Repayment of  Loans

 

 

 

 

 

 

Distribution of Gain on sale of assets to Members

 

 

 

 

 

 

Cash provided by / (used in) financing activities

40,405  

17,400  

70,592  

50,720  

80,448  

250,500  

 

 

 

 

 

 

 

Net change in cash

805  

400  

400  

340  

448  

900  

Cash beginning of year

 

 

 

 

 

 

Cash end of year

$805  

$400  

$400  

$340  

$448  

$900  

Membership Interests issued to Asset Seller as consideration

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-198


RSE ARCHIVE, LLC

 

Consolidated Statements of Cash Flows

Year Ended December 31, 2021


 

Series #70AARON

Series #96CHARZRD

Series #01TIGER

Series #ICECLIMB

Series #09COBB

Series #51HOWE

Cash Flows from Operating Activities:

 

 

 

 

 

 

Net (Loss) / Income

$(1,085) 

$(1,496) 

$(1,087) 

$(1,643) 

$(1,187) 

$(1,302) 

Adjustments to reconcile net cash (used in)/provided by operating activities

 

 

 

 

 

 

Expenses Paid by Manager and Contributed to the Company / Series

1,085  

1,496  

1,087  

1,643  

1,187  

1,302  

(Gain) / Loss on sale of Asset

 

 

 

 

 

 

Impairment loss on memorabilia

 

 

 

 

 

 

Accounts Receivable

 

 

 

 

 

 

Prepaid Insurance

 

 

 

 

 

 

Prepaid Storage

 

 

 

 

 

 

Accounts Payable

 

 

 

 

 

 

Insurance Payable

 

 

 

 

 

 

Income Taxes Payable

 

 

 

 

 

 

Due to the Manager or its Affiliates

 

 

 

 

 

 

Net cash (used in) / provided by operating activities

 

 

 

 

 

 

 

 

 

 

 

 

 

Cash flow from investing activities:

 

 

 

 

 

 

Deposits Archive Asset

 

 

 

 

 

 

Repayment of investments in memorabilia upon Offering close

 

 

 

 

 

 

Investment in Archive Asset

(16,202) 

(58,046) 

(15,682) 

(70,000) 

(27,681) 

(39,600) 

Investment in Other Assets

 

 

 

 

 

 

Proceeds from Sale of Archive Asset

 

 

 

 

 

 

Cash provided by / (used in) investing activities

(16,202) 

(58,046) 

(15,682) 

(70,000) 

(27,681) 

(39,600) 

 

 

 

 

 

 

 

Cash flow from financing activities:

 

 

 

 

 

 

Proceeds from sale of membership interests

16,722  

58,546  

16,200  

70,642  

28,200  

40,605  

Repayment on borrowings from manager and affiliates, net of proceeds

 

 

 

 

 

 

Distribution to Series

 

 

 

 

 

 

Contribution from Series to RSE Archive

 

 

 

 

 

 

Contribution related to Offering Closings and Asset Sales

 

 

 

 

 

 

Capital Contribution

 

 

 

 

 

 

Distribution to RSE Archive

(180) 

(152) 

(152) 

(242) 

(152) 

 

Proceeds from Loans

 

 

 

 

 

 

Repayment of  Loans

 

 

 

 

 

 

Distribution of Gain on sale of assets to Members

 

 

 

 

 

 

Cash provided by / (used in) financing activities

16,542  

58,394  

16,048  

70,400  

28,048  

40,605  

 

 

 

 

 

 

 

Net change in cash

340  

348  

366  

400  

367  

1,005  

Cash beginning of year

 

 

 

 

 

 

Cash end of year

$340  

$348  

$366  

$400  

$367  

$1,005  

Membership Interests issued to Asset Seller as consideration

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-199


RSE ARCHIVE, LLC

 

Consolidated Statements of Cash Flows

Year Ended December 31, 2021


 

Series #96JORDAN2

Series #JUNGLEBOX

Series #59FLASH

Series #FOSSILBOX

Series #THOR

Series #POKEBLUE

Cash Flows from Operating Activities:

 

 

 

 

 

 

Net (Loss) / Income

$(1,532) 

$(1,162) 

$(961) 

$(1,036) 

$51,512  

$(1,039) 

Adjustments to reconcile net cash (used in)/provided by operating activities

 

 

 

 

 

 

Expenses Paid by Manager and Contributed to the Company / Series

1,448  

1,162  

961  

1,036  

767  

1,039  

(Gain) / Loss on sale of Asset

 

 

 

 

(66,000) 

 

Impairment loss on memorabilia

 

 

 

 

 

 

Accounts Receivable

 

 

 

 

 

 

Prepaid Insurance

 

 

 

 

 

 

Prepaid Storage

 

 

 

 

 

 

Accounts Payable

 

 

 

 

 

 

Insurance Payable

 

 

 

 

 

 

Income Taxes Payable

 

 

 

 

13,721  

 

Due to the Manager or its Affiliates

84  

 

 

 

 

27  

Net cash (used in) / provided by operating activities

- 

 

 

 

 

27  

 

 

 

 

 

 

 

Cash flow from investing activities:

 

 

 

 

 

 

Deposits Archive Asset

 

 

 

 

 

 

Repayment of investments in memorabilia upon Offering close

 

 

 

 

 

 

Investment in Archive Asset

(48,648) 

(30,130) 

(58,033) 

(18,045) 

(195,000) 

(20,027) 

Investment in Other Assets

 

 

 

 

 

 

Proceeds from Sale of Archive Asset

 

 

 

 

261,000  

 

Cash provided by / (used in) investing activities

(48,648) 

(30,130) 

(58,033) 

(18,045) 

66,000  

(20,027) 

 

 

 

 

 

 

 

Cash flow from financing activities:

 

 

 

 

 

 

Proceeds from sale of membership interests

49,269  

30,700  

58,721  

18,721  

195,630  

20,600  

Repayment on borrowings from manager and affiliates, net of proceeds

 

 

 

 

 

 

Distribution to Series

 

 

 

 

 

 

Contribution from Series to RSE Archive

 

 

 

 

 

 

Contribution related to Offering Closings and Asset Sales

 

 

 

 

 

 

Capital Contribution

 

 

 

 

 

 

Distribution to RSE Archive

(321) 

(152) 

(321) 

(321) 

(229) 

(152) 

Proceeds from Loans

 

 

 

 

 

 

Repayment of  Loans

 

 

 

 

 

 

Distribution of Gain on sale of assets to Members

 

 

 

 

(247,573) 

 

Cash provided by / (used in) financing activities

48,948  

30,548  

58,400  

18,400  

(52,172)  

20,448  

 

 

 

 

 

 

 

Net change in cash

300  

418  

367  

355  

13,828  

448  

Cash beginning of year

 

 

 

 

 

 

Cash end of year

$300  

$418  

$367  

$355  

$13,828  

$448  

Membership Interests issued to Asset Seller as consideration

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-200


RSE ARCHIVE, LLC

 

Consolidated Statements of Cash Flows

Year Ended December 31, 2021


 

Series #98GTA

Series #PICNIC

Series #DOMINOS

Series #58PELE

Series #09CURRY

Series #84JORDAN

Cash Flows from Operating Activities:

 

 

 

 

 

 

Net (Loss) / Income

$(960) 

$(1,504) 

$(794) 

$(3,958) 

$(1,126) 

$(4,025) 

Adjustments to reconcile net cash (used in)/provided by operating activities

 

 

 

 

 

 

Expenses Paid by Manager and Contributed to the Company / Series

960  

1,504  

794  

3,958  

1,043  

3,937  

(Gain) / Loss on sale of Asset

 

 

 

 

 

 

Impairment loss on memorabilia

 

 

 

 

 

 

Accounts Receivable

 

 

 

 

 

 

Prepaid Insurance

 

 

 

 

 

 

Prepaid Storage

 

 

 

 

 

 

Accounts Payable

 

 

 

 

 

 

Insurance Payable

 

 

 

 

 

 

Income Taxes Payable

 

 

 

 

 

 

Due to the Manager or its Affiliates

 

 

 

 

84  

84  

Net cash (used in) / provided by operating activities

 

 

 

 

- 

- 

 

 

 

 

 

 

 

Cash flow from investing activities:

 

 

 

 

 

 

Deposits Archive Asset

 

 

 

 

 

 

Repayment of investments in memorabilia upon Offering close

 

 

 

 

 

 

Investment in Archive Asset

(13,245) 

(48,000) 

(8,600) 

(288,000) 

(23,106) 

(317,986) 

Investment in Other Assets

 

 

 

 

 

 

Proceeds from Sale of Archive Asset

 

 

 

 

 

 

Cash provided by / (used in) investing activities

(13,245) 

(48,000) 

(8,600) 

(288,000) 

(23,106) 

(317,986) 

 

 

 

 

 

 

 

Cash flow from financing activities:

 

 

 

 

 

 

Proceeds from sale of membership interests

13,921  

48,602  

9,221  

289,047  

23,726  

318,606  

Repayment on borrowings from manager and affiliates, net of proceeds

 

 

 

 

 

 

Distribution to Series

 

 

 

 

 

 

Contribution from Series to RSE Archive

 

 

 

 

 

 

Contribution related to Offering Closings and Asset Sales

 

 

 

 

 

 

Capital Contribution

 

 

 

 

 

 

Distribution to RSE Archive

(321) 

(202) 

(321) 

(242) 

(320) 

(320) 

Proceeds from Loans

 

 

 

 

 

 

Repayment of  Loans

 

 

 

 

 

 

Distribution of Gain on sale of assets to Members

 

 

 

 

 

 

Cash provided by / (used in) financing activities

13,600  

48,400  

8,900  

288,805  

23,406  

318,286  

 

 

 

 

 

 

 

Net change in cash

355  

400  

300  

805  

300  

300  

Cash beginning of year

 

 

 

 

 

 

Cash end of year

$355  

$400  

$300  

$805  

$300  

$300  

Membership Interests issued to Asset Seller as consideration

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-201


RSE ARCHIVE, LLC

 

Consolidated Statements of Cash Flows

Year Ended December 31, 2021


 

Series #09BEAUX

Series #KEROUAC

Series #96JORDAN

Series #FEDERAL

Series #62BOND

Series #71TOPPS

Cash Flows from Operating Activities:

 

 

 

 

 

 

Net (Loss) / Income

$(889) 

$(1,008) 

$(1,341) 

$(1,056) 

$(936) 

$(1,379) 

Adjustments to reconcile net cash (used in)/provided by operating activities

 

 

 

 

 

 

Expenses Paid by Manager and Contributed to the Company / Series

889  

1,008  

1,257  

1,056  

936  

1,379  

(Gain) / Loss on sale of Asset

 

 

 

 

 

 

Impairment loss on memorabilia

 

 

 

 

 

 

Accounts Receivable

 

 

 

 

 

 

Prepaid Insurance

 

 

 

 

 

 

Prepaid Storage

 

 

 

 

 

 

Accounts Payable

 

 

 

 

 

 

Insurance Payable

 

 

 

 

 

 

Income Taxes Payable

 

 

 

 

 

 

Due to the Manager or its Affiliates

 

 

84  

 

 

 

Net cash (used in) / provided by operating activities

 

 

- 

 

 

 

 

 

 

 

 

 

 

Cash flow from investing activities:

 

 

 

 

 

 

Deposits Archive Asset

 

 

 

 

 

 

Repayment of investments in memorabilia upon Offering close

 

 

 

 

 

 

Investment in Archive Asset

(29,475) 

(85,100) 

(42,000) 

(120,100) 

(76,917) 

(60,551) 

Investment in Other Assets

 

 

 

 

 

 

Proceeds from Sale of Archive Asset

 

 

 

 

 

 

Cash provided by / (used in) investing activities

(29,475) 

(85,100) 

(42,000) 

(120,100) 

(76,917) 

(60,551) 

 

 

 

 

 

 

 

Cash flow from financing activities:

 

 

 

 

 

 

Proceeds from sale of membership interests

30,075  

85,702  

42,600  

120,700  

77,780  

61,051  

Repayment on borrowings from manager and affiliates, net of proceeds

 

 

 

 

 

 

Distribution to Series

 

 

 

 

 

 

Contribution from Series to RSE Archive

 

 

 

 

 

 

Contribution related to Offering Closings and Asset Sales

 

 

 

 

 

 

Capital Contribution

 

 

 

 

 

 

Distribution to RSE Archive

(174) 

(202) 

(152) 

(180) 

(152) 

 

Proceeds from Loans

 

 

 

 

 

 

Repayment of  Loans

 

 

 

 

 

 

Distribution of Gain on sale of assets to Members

 

 

 

 

 

 

Cash provided by / (used in) financing activities

29,901  

85,500  

42,448  

120,520  

77,628  

61,051  

 

 

 

 

 

 

 

Net change in cash

426  

400  

448  

420  

711  

500  

Cash beginning of year

 

 

 

 

 

 

Cash end of year

$426  

$400  

$448  

$420  

$711  

$500  

Membership Interests issued to Asset Seller as consideration

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-202


RSE ARCHIVE, LLC

 

Consolidated Statements of Cash Flows

Year Ended December 31, 2021


 

Series #DEATON

Series #98ZELDA

Series #03JORDAN2

Series #WOLVERINE

Series #91JORDAN

Series #79GRETZKY

Cash Flows from Operating Activities:

 

 

 

 

 

 

Net (Loss) / Income

$(4,229) 

$(974) 

$(1,091) 

$11,338  

$(1,511) 

$(7,797) 

Adjustments to reconcile net cash (used in)/provided by operating activities

 

 

 

 

 

 

Expenses Paid by Manager and Contributed to the Company / Series

4,229  

974  

1,091  

599  

1,428  

7,755  

(Gain) / Loss on sale of Asset

 

 

 

(14,967) 

 

 

Impairment loss on memorabilia

 

 

 

 

 

 

Accounts Receivable

 

 

 

 

 

 

Prepaid Insurance

 

 

 

 

 

 

Prepaid Storage

 

 

 

 

 

 

Accounts Payable

 

 

 

 

 

42  

Insurance Payable

 

 

 

 

 

 

Income Taxes Payable

 

 

 

3,030  

 

 

Due to the Manager or its Affiliates

 

106  

 

 

84  

 

Net cash (used in) / provided by operating activities

 

106  

 

 

- 

 

 

 

 

 

 

 

 

Cash flow from investing activities:

 

 

 

 

 

 

Deposits Archive Asset

 

 

 

 

 

 

Repayment of investments in memorabilia upon Offering close

 

 

 

 

 

 

Investment in Archive Asset

(250,000) 

(20,106) 

(36,306) 

(42,033) 

(67,506) 

(720,551) 

Investment in Other Assets

 

 

 

 

 

 

Proceeds from Sale of Archive Asset

 

 

 

57,000  

 

 

Cash provided by / (used in) investing activities

(250,000) 

(20,106) 

(36,306) 

14,967  

(67,506) 

(720,551) 

 

 

 

 

 

 

 

Cash flow from financing activities:

 

 

 

 

 

 

Proceeds from sale of membership interests

252,730  

20,600  

36,926  

42,721  

68,185  

721,784  

Repayment on borrowings from manager and affiliates, net of proceeds

 

 

 

 

 

 

Distribution to Series

 

 

 

 

 

 

Contribution from Series to RSE Archive

 

 

 

 

 

 

Contribution related to Offering Closings and Asset Sales

 

 

 

 

 

 

Capital Contribution

 

 

 

 

 

 

Distribution to RSE Archive

(2,330) 

 

(320) 

(321) 

(321) 

 

Proceeds from Loans

 

 

 

 

 

 

Repayment of  Loans

 

 

 

 

 

 

Distribution of Gain on sale of assets to Members

 

 

 

(54,300) 

 

 

Cash provided by / (used in) financing activities

250,400  

20,600  

36,606  

(11,900)  

67,864  

721,784  

 

 

 

 

 

 

 

Net change in cash

400  

600  

300  

3,067  

359  

1,233  

Cash beginning of year

 

 

 

 

 

 

Cash end of year

$400  

$600  

$300  

$3,067  

$359  

$1,233  

Membership Interests issued to Asset Seller as consideration

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-203


RSE ARCHIVE, LLC

 

Consolidated Statements of Cash Flows

Year Ended December 31, 2021


 

Series #17DUJAC

Series #FAUBOURG2

Series #MOSASAUR

Series #92JORDAN

Series #14KOBE

Series #03LEBRON3

Cash Flows from Operating Activities:

 

 

 

 

 

 

Net (Loss) / Income

$(713) 

$(2,230) 

$(2,615) 

$(1,128) 

$(1,430) 

$(2,763) 

Adjustments to reconcile net cash (used in)/provided by operating activities

 

 

 

 

 

 

Expenses Paid by Manager and Contributed to the Company / Series

713  

2,230  

2,615  

1,044  

1,342  

2,637  

(Gain) / Loss on sale of Asset

 

 

 

 

 

 

Impairment loss on memorabilia

 

 

 

 

 

 

Accounts Receivable

 

 

 

 

 

 

Prepaid Insurance

 

 

 

 

 

 

Prepaid Storage

 

 

 

 

 

 

Accounts Payable

 

 

 

 

 

42  

Insurance Payable

 

 

 

 

 

 

Income Taxes Payable

 

 

 

 

 

 

Due to the Manager or its Affiliates

 

 

 

84  

84  

84  

Net cash (used in) / provided by operating activities

 

 

 

- 

- 

- 

 

 

 

 

 

 

 

Cash flow from investing activities:

 

 

 

 

 

 

Deposits Archive Asset

 

 

 

 

 

 

Repayment of investments in memorabilia upon Offering close

 

 

 

 

 

 

Investment in Archive Asset

(23,232) 

(150,000) 

(17,813) 

(36,000) 

(69,885) 

(204,551) 

Investment in Other Assets

 

 

 

 

 

 

Proceeds from Sale of Archive Asset

 

 

 

 

 

 

Cash provided by / (used in) investing activities

(23,232) 

(150,000) 

(17,813) 

(36,000) 

(69,885) 

(204,551) 

 

 

 

 

 

 

 

Cash flow from financing activities:

 

 

 

 

 

 

Proceeds from sale of membership interests

23,832  

150,629  

20,543  

36,600  

70,385  

205,051  

Repayment on borrowings from manager and affiliates, net of proceeds

 

 

 

 

 

 

Distribution to Series

 

 

 

 

 

 

Contribution from Series to RSE Archive

 

 

 

 

 

 

Contribution related to Offering Closings and Asset Sales

 

 

 

 

 

 

Capital Contribution

 

 

 

 

 

 

Distribution to RSE Archive

(174) 

(229) 

(2,330) 

(152) 

 

 

Proceeds from Loans

 

 

 

 

 

 

Repayment of  Loans

 

 

 

 

 

 

Distribution of Gain on sale of assets to Members

 

 

 

 

 

 

Cash provided by / (used in) financing activities

23,658  

150,400  

18,213  

36,448  

70,385  

205,051  

 

 

 

 

 

 

 

Net change in cash

426  

400  

400  

448  

500  

500  

Cash beginning of year

 

 

 

 

 

 

Cash end of year

$426  

$400  

$400  

$448  

$500  

$500  

Membership Interests issued to Asset Seller as consideration

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-204


RSE ARCHIVE, LLC

 

Consolidated Statements of Cash Flows

Year Ended December 31, 2021


 

Series #95TOPSUN

Series #09TROUT2

Series #59BOND

Series #OPEECHEE

Series #ROCKETBOX

Series #94JORDAN

Cash Flows from Operating Activities:

 

 

 

 

 

 

Net (Loss) / Income

$(1,119) 

$(1,104) 

$(788) 

$(3,121) 

$(869) 

$(1,433) 

Adjustments to reconcile net cash (used in)/provided by operating activities

 

 

 

 

 

 

Expenses Paid by Manager and Contributed to the Company / Series

1,119  

1,104  

788  

3,121  

869  

1,349  

(Gain) / Loss on sale of Asset

 

 

 

 

 

 

Impairment loss on memorabilia

 

 

 

 

 

 

Accounts Receivable

 

 

 

 

 

 

Prepaid Insurance

 

 

 

 

 

 

Prepaid Storage

 

 

 

 

 

 

Accounts Payable

 

 

 

 

 

 

Insurance Payable

 

 

 

 

 

 

Income Taxes Payable

 

 

 

 

 

 

Due to the Manager or its Affiliates

 

 

 

 

 

84  

Net cash (used in) / provided by operating activities

 

 

 

 

 

- 

 

 

 

 

 

 

 

Cash flow from investing activities:

 

 

 

 

 

 

Deposits Archive Asset

 

 

 

 

 

 

Repayment of investments in memorabilia upon Offering close

 

 

 

 

 

 

Investment in Archive Asset

(50,000) 

(50,015) 

(68,684) 

(252,551) 

(25,175) 

(73,506) 

Investment in Other Assets

 

 

 

 

 

 

Proceeds from Sale of Archive Asset

 

 

 

 

 

 

Cash provided by / (used in) investing activities

(50,000) 

(50,015) 

(68,684) 

(252,551) 

(25,175) 

(73,506) 

 

 

 

 

 

 

 

Cash flow from financing activities:

 

 

 

 

 

 

Proceeds from sale of membership interests

50,600  

50,600  

69,184  

253,051  

25,821  

74,217  

Repayment on borrowings from manager and affiliates, net of proceeds

 

 

 

 

 

 

Distribution to Series

 

 

 

 

 

 

Contribution from Series to RSE Archive

 

 

 

 

 

 

Contribution related to Offering Closings and Asset Sales

 

 

 

 

 

 

Capital Contribution

 

 

 

 

 

 

Distribution to RSE Archive

(132) 

(132) 

(152) 

 

(321) 

(320) 

Proceeds from Loans

 

 

 

 

 

 

Repayment of  Loans

 

 

 

 

 

 

Distribution of Gain on sale of assets to Members

 

 

 

 

 

 

Cash provided by / (used in) financing activities

50,468  

50,468  

69,032  

253,051  

25,500  

73,897  

 

 

 

 

 

 

 

Net change in cash

468  

453  

348  

500  

325  

391  

Cash beginning of year

 

 

 

 

 

 

Cash end of year

$468  

$453  

$348  

$500  

$325  

$391  

Membership Interests issued to Asset Seller as consideration

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-205


RSE ARCHIVE, LLC

 

Consolidated Statements of Cash Flows

Year Ended December 31, 2021


 

Series #18LUKA

Series #86DK3

Series #FANFOUR5

Series #16KOBE

Series #11BELAIR

Series #76PAYTON

Cash Flows from Operating Activities:

 

 

 

 

 

 

Net (Loss) / Income

$(859) 

$16,313  

$(687) 

$(7,658) 

$(574) 

$(1,056) 

Adjustments to reconcile net cash (used in)/provided by operating activities

 

 

 

 

 

 

Expenses Paid by Manager and Contributed to the Company / Series

775  

701  

687  

7,654  

574  

1,056  

(Gain) / Loss on sale of Asset

 

(21,400) 

 

 

 

 

Impairment loss on memorabilia

 

 

 

 

 

 

Accounts Receivable

 

 

 

 

 

 

Prepaid Insurance

 

 

 

 

 

 

Prepaid Storage

 

 

 

 

 

 

Accounts Payable

 

 

 

 

 

 

Insurance Payable

 

 

 

 

 

 

Income Taxes Payable

 

4,386  

 

 

 

 

Due to the Manager or its Affiliates

84  

 

 

 

 

 

Net cash (used in) / provided by operating activities

- 

 

 

 

 

 

 

 

 

 

 

 

 

Cash flow from investing activities:

 

 

 

 

 

 

Deposits Archive Asset

 

 

 

 

 

 

Repayment of investments in memorabilia upon Offering close

 

 

 

 

 

 

Investment in Archive Asset

(22,402) 

(38,600) 

(72,200) 

(637,450) 

(18,995) 

(53,504) 

Investment in Other Assets

 

 

 

 

 

 

Proceeds from Sale of Archive Asset

 

60,000  

 

 

 

 

Cash provided by / (used in) investing activities

(22,402) 

21,400  

(72,200) 

(637,450) 

(18,995) 

(53,504) 

 

 

 

 

 

 

 

Cash flow from financing activities:

 

 

 

 

 

 

Proceeds from sale of membership interests

22,922  

39,100  

72,700  

638,071  

19,739  

54,100  

Repayment on borrowings from manager and affiliates, net of proceeds

 

 

 

 

 

 

Distribution to Series

 

 

 

 

 

 

Contribution from Series to RSE Archive

 

 

 

 

 

 

Contribution related to Offering Closings and Asset Sales

 

 

 

 

 

 

Capital Contribution

 

 

 

 

 

 

Distribution to RSE Archive

(132) 

(121) 

(122) 

(321) 

(344) 

(132) 

Proceeds from Loans

 

 

 

 

 

 

Repayment of  Loans

 

 

 

 

 

 

Distribution of Gain on sale of assets to Members

 

(55,985) 

 

 

 

 

Cash provided by / (used in) financing activities

22,790  

(17,006)  

72,578  

637,750  

19,395  

53,968  

 

 

 

 

 

 

 

Net change in cash

388  

4,394  

378  

300  

400  

464  

Cash beginning of year

 

 

 

 

 

 

Cash end of year

$388  

$4,394  

$378  

$300  

$400  

$464  

Membership Interests issued to Asset Seller as consideration

 

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-206


RSE ARCHIVE, LLC

 

Consolidated Statements of Cash Flows

Year Ended December 31, 2021


 

Series #17MAHOMES

Series #85MJPROMO

Series #96KOBE

Series #99CHARZRD

Series #68RYAN

Series #MARADONA

Cash Flows from Operating Activities:

 

 

 

 

 

 

Net (Loss) / Income

$(2,557) 

$(864) 

$(1,233) 

$(3,277) 

$(1,087) 

$(674) 

Adjustments to reconcile net cash (used in)/provided by operating activities

 

 

 

 

 

 

Expenses Paid by Manager and Contributed to the Company / Series

2,557  

780  

1,149  

3,277  

1,087  

674  

(Gain) / Loss on sale of Asset

 

 

 

 

 

 

Impairment loss on memorabilia

 

 

 

 

 

 

Accounts Receivable

 

 

 

 

 

 

Prepaid Insurance

 

 

 

 

 

 

Prepaid Storage

 

 

 

 

 

 

Accounts Payable

 

 

 

 

 

 

Insurance Payable

 

 

 

 

 

 

Income Taxes Payable

 

 

 

 

 

 

Due to the Manager or its Affiliates

 

84  

84  

 

 

 

Net cash (used in) / provided by operating activities

 

- 

- 

 

 

 

 

 

 

 

 

 

 

Cash flow from investing activities:

 

 

 

 

 

 

Deposits Archive Asset

 

 

 

 

 

 

Repayment of investments in memorabilia upon Offering close

 

 

 

 

 

 

Investment in Archive Asset

(215,000) 

(22,600) 

(67,490) 

(300,200) 

(60,173) 

(11,282) 

Investment in Other Assets

 

 

 

 

 

 

Proceeds from Sale of Archive Asset

 

 

 

 

 

 

Cash provided by / (used in) investing activities

(215,000) 

(22,600) 

(67,490) 

(300,200) 

(60,173) 

(11,282) 

 

 

 

 

 

 

 

Cash flow from financing activities:

 

 

 

 

 

 

Proceeds from sale of membership interests

215,600  

23,100  

67,990  

301,050  

60,673  

11,932  

Repayment on borrowings from manager and affiliates, net of proceeds

 

 

 

 

 

 

Distribution to Series

 

 

 

 

 

 

Contribution from Series to RSE Archive

 

 

 

 

 

 

Contribution related to Offering Closings and Asset Sales

 

 

 

 

 

 

Capital Contribution

 

 

 

 

 

 

Distribution to RSE Archive

(132) 

(132) 

(122) 

(121) 

(122) 

(321) 

Proceeds from Loans

 

 

 

 

 

 

Repayment of  Loans

 

 

 

 

 

 

Distribution of Gain on sale of assets to Members

 

 

 

 

 

 

Cash provided by / (used in) financing activities

215,468  

22,968  

67,868  

300,929  

60,551  

11,611  

 

 

 

 

 

 

 

Net change in cash

468  

368  

378  

729  

378  

329  

Cash beginning of year

 

 

 

 

 

 

Cash end of year

$468  

$368  

$378  

$729  

$378  

$329  

Membership Interests issued to Asset Seller as consideration

 

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-207


RSE ARCHIVE, LLC

 

Consolidated Statements of Cash Flows

Year Ended December 31, 2021


 

Series #POKEYELOW

Series #POKELUGIA

Series #XMEN1

Series #VANHALEN

Series #48JACKIE

Series #05MJLJ

Cash Flows from Operating Activities:

 

 

 

 

 

 

Net (Loss) / Income

$(953) 

$(1,379) 

$86,547  

$(752) 

$(3,864) 

$(915) 

Adjustments to reconcile net cash (used in)/provided by operating activities

 

 

 

 

 

 

Expenses Paid by Manager and Contributed to the Company / Series

953  

1,379  

383  

748  

3,855  

915  

(Gain) / Loss on sale of Asset

 

 

(110,000) 

 

 

 

Impairment loss on memorabilia

 

 

 

 

 

 

Accounts Receivable

 

 

 

 

 

 

Prepaid Insurance

 

 

 

 

 

 

Prepaid Storage

 

 

 

 

 

 

Accounts Payable

 

 

 

 

 

 

Insurance Payable

 

 

 

 

 

 

Income Taxes Payable

 

 

23,070  

 

 

 

Due to the Manager or its Affiliates

 

 

 

 

 

 

Net cash (used in) / provided by operating activities

 

 

 

 

 

 

 

 

 

 

 

 

 

Cash flow from investing activities:

 

 

 

 

 

 

Deposits Archive Asset

 

 

 

 

 

 

Repayment of investments in memorabilia upon Offering close

 

 

 

 

 

 

Investment in Archive Asset

(46,500) 

(95,000) 

(215,000) 

(54,306) 

(340,000) 

(72,000) 

Investment in Other Assets

 

 

 

 

 

 

Proceeds from Sale of Archive Asset

 

 

325,000  

 

 

 

Cash provided by / (used in) investing activities

(46,500) 

(95,000) 

110,000  

(54,306) 

(340,000) 

(72,000) 

 

 

 

 

 

 

 

Cash flow from financing activities:

 

 

 

 

 

 

Proceeds from sale of membership interests

47,100  

95,600  

215,721  

54,926  

340,721  

72,616  

Repayment on borrowings from manager and affiliates, net of proceeds

 

 

 

 

 

 

Distribution to Series

 

 

 

 

 

 

Contribution from Series to RSE Archive

 

 

 

 

 

 

Contribution related to Offering Closings and Asset Sales

 

 

 

 

 

 

Capital Contribution

 

 

 

 

 

 

Distribution to RSE Archive

(132) 

(132) 

(321) 

(320) 

(321) 

(216) 

Proceeds from Loans

 

 

 

 

 

 

Repayment of  Loans

 

 

 

 

 

 

Distribution of Gain on sale of assets to Members

 

 

(302,520) 

 

 

 

Cash provided by / (used in) financing activities

46,968  

95,468  

(87,120)  

54,606  

340,400  

72,400  

 

 

 

 

 

 

 

Net change in cash

468  

468  

22,880  

300  

400  

400  

Cash beginning of year

 

 

 

 

 

 

Cash end of year

$468  

$468  

$22,880  

$300  

$400  

$400  

Membership Interests issued to Asset Seller as consideration

 

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-208


RSE ARCHIVE, LLC

 

Consolidated Statements of Cash Flows

Year Ended December 31, 2021


 

Series #81MONTANA

Series #00MOUTON

Series #07DURANT

Series #56AARON

Series #85LEMIEUX

Series #87JORDAN

Cash Flows from Operating Activities:

 

 

 

 

 

 

Net (Loss) / Income

$(817) 

$(251) 

$(1,216) 

$(566) 

$(911) 

$(622) 

Adjustments to reconcile net cash (used in)/provided by operating activities

 

 

 

 

 

 

Expenses Paid by Manager and Contributed to the Company / Series

813  

251  

1,216  

566  

911  

622  

(Gain) / Loss on sale of Asset

 

 

 

 

 

 

Impairment loss on memorabilia

 

 

 

 

 

 

Accounts Receivable

 

 

 

 

 

 

Prepaid Insurance

 

 

 

 

 

 

Prepaid Storage

 

 

 

 

 

 

Accounts Payable

 

 

 

 

 

 

Insurance Payable

 

 

 

 

 

 

Income Taxes Payable

 

 

 

 

 

 

Due to the Manager or its Affiliates

 

 

 

 

 

 

Net cash (used in) / provided by operating activities

 

 

 

 

 

 

 

 

 

 

 

 

 

Cash flow from investing activities:

 

 

 

 

 

 

Deposits Archive Asset

 

 

 

 

 

 

Repayment of investments in memorabilia upon Offering close

 

 

 

 

 

 

Investment in Archive Asset

(63,100) 

(23,449) 

(116,108) 

(41,099) 

(78,217) 

(45,246) 

Investment in Other Assets

 

 

 

 

 

 

Proceeds from Sale of Archive Asset

 

 

 

 

 

 

Cash provided by / (used in) investing activities

(63,100) 

(23,449) 

(116,108) 

(41,099) 

(78,217) 

(45,246) 

 

 

 

 

 

 

 

Cash flow from financing activities:

 

 

 

 

 

 

Proceeds from sale of membership interests

63,600  

24,049  

114,953  

41,599  

78,717  

45,812  

Repayment on borrowings from manager and affiliates, net of proceeds

 

 

 

 

 

 

Distribution to Series

 

 

 

 

 

 

Contribution from Series to RSE Archive

 

 

 

 

 

 

Contribution related to Offering Closings and Asset Sales

 

 

 

 

 

 

Capital Contribution

 

 

1,656  

 

 

 

Distribution to RSE Archive

(122) 

(174) 

(198) 

(123) 

(181) 

(266) 

Proceeds from Loans

 

 

 

 

 

 

Repayment of  Loans

 

 

 

 

 

 

Distribution of Gain on sale of assets to Members

 

 

 

 

 

 

Cash provided by / (used in) financing activities

63,478  

23,875  

116,411  

41,476  

78,536  

45,546  

 

 

 

 

 

 

 

Net change in cash

378  

426  

303  

377  

319  

300  

Cash beginning of year

 

 

 

 

 

 

Cash end of year

$378  

$426  

$303  

$377  

$319  

$300  

Membership Interests issued to Asset Seller as consideration

 

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-209


RSE ARCHIVE, LLC

 

Consolidated Statements of Cash Flows

Year Ended December 31, 2021


 

Series #AC23

Series #APPLE1

Series #GWLOTTO

Series #GYMBOX

Series #HUCKFINN

Series #NEOBOX

Cash Flows from Operating Activities:

 

 

 

 

 

 

Net (Loss) / Income

$(285) 

$(4,066) 

$(297) 

$(377) 

$(279) 

$(608) 

Adjustments to reconcile net cash (used in)/provided by operating activities

 

 

 

 

 

 

Expenses Paid by Manager and Contributed to the Company / Series

285  

3,978  

297  

377  

279  

608  

(Gain) / Loss on sale of Asset

 

 

 

 

 

 

Impairment loss on memorabilia

 

 

 

 

 

 

Accounts Receivable

 

 

 

 

 

 

Prepaid Insurance

 

 

 

 

 

 

Prepaid Storage

 

 

 

 

 

 

Accounts Payable

 

88  

 

 

 

 

Insurance Payable

 

 

 

 

 

 

Income Taxes Payable

 

 

 

 

 

 

Due to the Manager or its Affiliates

 

 

 

 

 

 

Net cash (used in) / provided by operating activities

 

 

 

 

 

 

 

 

 

 

 

 

 

Cash flow from investing activities:

 

 

 

 

 

 

Deposits Archive Asset

 

 

 

 

 

 

Repayment of investments in memorabilia upon Offering close

 

 

 

 

 

 

Investment in Archive Asset

(24,000) 

(742,908) 

(26,209) 

(15,157) 

(18,100) 

(40,383) 

Investment in Other Assets

 

 

 

 

 

 

Proceeds from Sale of Archive Asset

 

 

 

 

 

 

Cash provided by / (used in) investing activities

(24,000) 

(742,908) 

(26,209) 

(15,157) 

(18,100) 

(40,383) 

 

 

 

 

 

 

 

Cash flow from financing activities:

 

 

 

 

 

 

Proceeds from sale of membership interests

24,600  

745,208  

26,709  

15,657  

18,700  

40,883  

Repayment on borrowings from manager and affiliates, net of proceeds

 

 

 

 

 

 

Distribution to Series

 

 

 

 

 

 

Contribution from Series to RSE Archive

 

 

 

 

 

 

Contribution related to Offering Closings and Asset Sales

 

 

 

 

 

 

Capital Contribution

 

 

 

 

 

 

Distribution to RSE Archive

(180) 

(2,000) 

(123) 

(114) 

(122) 

(122) 

Proceeds from Loans

 

 

 

 

 

 

Repayment of  Loans

 

 

 

 

 

 

Distribution of Gain on sale of assets to Members

 

 

 

 

 

 

Cash provided by / (used in) financing activities

24,420  

743,208  

26,586  

15,543  

18,578  

40,761  

 

 

 

 

 

 

 

Net change in cash

420  

300  

377  

386  

478  

378  

Cash beginning of year

 

 

 

 

 

 

Cash end of year

$420  

$300  

$377  

$386  

$478  

$378  

Membership Interests issued to Asset Seller as consideration

 

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-210


RSE ARCHIVE, LLC

 

Consolidated Statements of Cash Flows

Year Ended December 31, 2021


 

Series #NEWTON

Series #NICKLAUS1

Series #POKEMON2

Series #POKERED

Series #RIVIERA

Series #SMB3

Cash Flows from Operating Activities:

 

 

 

 

 

 

Net (Loss) / Income

$(803) 

$(558) 

$(3,559) 

$(540) 

$(398) 

$(442) 

Adjustments to reconcile net cash (used in)/provided by operating activities

 

 

 

 

 

 

Expenses Paid by Manager and Contributed to the Company / Series

803  

558  

3,517  

540  

398  

438  

(Gain) / Loss on sale of Asset

 

 

 

 

 

 

Impairment loss on memorabilia

 

 

 

 

 

 

Accounts Receivable

 

 

 

 

 

 

Prepaid Insurance

 

 

 

 

 

 

Prepaid Storage

 

 

 

 

 

 

Accounts Payable

 

 

42  

 

 

 

Insurance Payable

 

 

 

 

 

 

Income Taxes Payable

 

 

 

 

 

 

Due to the Manager or its Affiliates

 

 

 

 

 

 

Net cash (used in) / provided by operating activities

 

 

 

 

 

 

 

 

 

 

 

 

 

Cash flow from investing activities:

 

 

 

 

 

 

Deposits Archive Asset

 

 

 

 

 

 

Repayment of investments in memorabilia upon Offering close

 

 

 

 

 

 

Investment in Archive Asset

(255,100) 

(34,499) 

(375,000) 

(34,500) 

(22,812) 

(21,500) 

Investment in Other Assets

 

 

 

 

 

 

Proceeds from Sale of Archive Asset

 

 

 

 

 

 

Cash provided by / (used in) investing activities

(255,100) 

(34,499) 

(375,000) 

(34,500) 

(22,812) 

(21,500) 

 

 

 

 

 

 

 

Cash flow from financing activities:

 

 

 

 

 

 

Proceeds from sale of membership interests

255,821  

35,099  

375,600  

35,100  

23,312  

22,100  

Repayment on borrowings from manager and affiliates, net of proceeds

 

 

 

 

 

 

Distribution to Series

 

 

 

 

 

 

Contribution from Series to RSE Archive

 

 

 

 

 

 

Contribution related to Offering Closings and Asset Sales

 

 

 

 

 

 

Capital Contribution

 

 

 

 

 

 

Distribution to RSE Archive

(321) 

(122) 

(114) 

(123) 

(114) 

(123) 

Proceeds from Loans

 

 

 

 

 

 

Repayment of  Loans

 

 

 

 

 

 

Distribution of Gain on sale of assets to Members

 

 

 

 

 

 

Cash provided by / (used in) financing activities

255,500  

34,977  

375,486  

34,977  

23,198  

21,977  

 

 

 

 

 

 

 

Net change in cash

400  

478  

486  

477  

386  

477  

Cash beginning of year

 

 

 

 

 

 

Cash end of year

$400  

$478  

$486  

$477  

$386  

$477  

Membership Interests issued to Asset Seller as consideration

 

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-211


RSE ARCHIVE, LLC

 

Consolidated Statements of Cash Flows

Year Ended December 31, 2021


 

Series #WALDEN

Series #WZRDOFOZ

Series #60ALI

Series #TORNEK

Series #DIMAGGIO3

Series #POKEMON3

Cash Flows from Operating Activities:

 

 

 

 

 

 

Net (Loss) / Income

$(277) 

$(391) 

$(1,814) 

$(1,717) 

$(4,529) 

$(378) 

Adjustments to reconcile net cash (used in)/provided by operating activities

 

 

 

 

 

 

Expenses Paid by Manager and Contributed to the Company / Series

277  

387  

1,814  

1,708  

4,529  

369  

(Gain) / Loss on sale of Asset

 

 

 

 

 

 

Impairment loss on memorabilia

 

 

 

 

 

 

Accounts Receivable

 

 

 

 

 

 

Prepaid Insurance

 

 

 

 

 

 

Prepaid Storage

 

 

 

 

 

 

Accounts Payable

 

 

 

 

 

 

Insurance Payable

 

 

 

 

 

 

Income Taxes Payable

 

 

 

 

 

 

Due to the Manager or its Affiliates

 

 

 

 

 

 

Net cash (used in) / provided by operating activities

 

 

 

 

 

 

 

 

 

 

 

 

 

Cash flow from investing activities:

 

 

 

 

 

 

Deposits Archive Asset

 

 

 

 

 

 

Repayment of investments in memorabilia upon Offering close

 

 

 

 

 

 

Investment in Archive Asset

(17,100) 

(80,100) 

(210,299) 

(153,000) 

(190,000) 

(498,000) 

Investment in Other Assets

 

 

 

 

 

 

Proceeds from Sale of Archive Asset

 

 

 

 

 

 

Cash provided by / (used in) investing activities

(17,100) 

(80,100) 

(210,299) 

(153,000) 

(190,000) 

(498,000) 

 

 

 

 

 

 

 

Cash flow from financing activities:

 

 

 

 

 

 

Proceeds from sale of membership interests

17,700  

80,700  

210,873  

153,600  

190,600  

498,600  

Repayment on borrowings from manager and affiliates, net of proceeds

 

 

 

 

 

 

Distribution to Series

 

 

 

 

 

 

Contribution from Series to RSE Archive

 

 

 

 

 

 

Contribution related to Offering Closings and Asset Sales

 

 

 

 

 

 

Capital Contribution

 

 

 

 

 

 

Distribution to RSE Archive

(114) 

(132) 

(122) 

 

(114) 

(114) 

Proceeds from Loans

 

 

 

 

 

 

Repayment of  Loans

 

 

 

 

 

 

Distribution of Gain on sale of assets to Members

 

 

 

 

 

 

Cash provided by / (used in) financing activities

17,586  

80,568  

210,751  

153,600  

190,486  

498,486  

 

 

 

 

 

 

 

Net change in cash

486  

468  

452  

600  

486  

486  

Cash beginning of year

 

 

 

 

 

 

Cash end of year

$486  

$468  

$452  

$600  

$486  

$486  

Membership Interests issued to Asset Seller as consideration

 

 

 

 

$225,000  

$54,000  

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-212


RSE ARCHIVE, LLC

 

Consolidated Statements of Cash Flows

Year Ended December 31, 2021


 

Series #58PELE3

Series #09CURRY2

Series #85ERVING

Series #LJKOBE

Series #80ALI

Series #BATMAN2

Cash Flows from Operating Activities:

 

 

 

 

 

 

Net (Loss) / Income

$(1,766) 

$(4,099) 

$(349) 

$45,331  

$(675) 

$(322) 

Adjustments to reconcile net cash (used in)/provided by operating activities

 

 

 

 

 

 

Expenses Paid by Manager and Contributed to the Company / Series

1,766  

4,099  

349  

1,158  

671  

322  

(Gain) / Loss on sale of Asset

 

 

 

(58,701) 

 

 

Impairment loss on memorabilia

 

 

 

 

 

 

Accounts Receivable

 

 

 

 

 

 

Prepaid Insurance

 

 

 

 

 

 

Prepaid Storage

 

 

 

 

 

 

Accounts Payable

 

 

 

83  

 

 

Insurance Payable

 

 

 

 

 

 

Income Taxes Payable

 

 

 

12,129  

 

 

Due to the Manager or its Affiliates

 

 

 

 

 

 

Net cash (used in) / provided by operating activities

 

 

 

 

 

 

 

 

 

 

 

 

 

Cash flow from investing activities:

 

 

 

 

 

 

Deposits Archive Asset

 

 

 

 

 

 

Repayment of investments in memorabilia upon Offering close

 

 

 

 

 

 

Investment in Archive Asset

(180,778) 

(453,149) 

(37,499) 

(156,299) 

(60,299) 

(76,000) 

Investment in Other Assets

 

 

 

 

 

 

Proceeds from Sale of Archive Asset

 

 

 

215,000  

 

 

Cash provided by / (used in) investing activities

(180,778) 

(453,149) 

(37,499) 

58,701  

(60,299) 

(76,000) 

 

 

 

 

 

 

 

Cash flow from financing activities:

 

 

 

 

 

 

Proceeds from sale of membership interests

181,278  

453,655  

38,006  

156,799  

60,799  

76,600  

Repayment on borrowings from manager and affiliates, net of proceeds

 

 

 

 

 

 

Distribution to Series

 

 

 

 

 

 

Contribution from Series to RSE Archive

 

 

 

 

 

 

Contribution related to Offering Closings and Asset Sales

 

 

 

 

 

 

Capital Contribution

 

 

 

 

 

 

Distribution to RSE Archive

(122) 

(206) 

(207) 

(123) 

(123) 

(180) 

Proceeds from Loans

 

 

 

 

 

 

Repayment of  Loans

 

 

 

 

 

 

Distribution of Gain on sale of assets to Members

 

 

 

(203,220) 

 

 

Cash provided by / (used in) financing activities

181,156  

453,449  

37,799  

(46,544)  

60,676  

76,420  

 

 

 

 

 

 

 

Net change in cash

378  

300  

300  

12,157  

377  

420  

Cash beginning of year

 

 

 

 

 

 

Cash end of year

$378  

$300  

$300  

$12,157  

$377  

$420  

Membership Interests issued to Asset Seller as consideration

 

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-213


RSE ARCHIVE, LLC

 

Consolidated Statements of Cash Flows

Year Ended December 31, 2021


 

Series #FLASH123

Series #99MJRETRO

Series #85GPK

Series #IPOD

Series #HGWELLS

Series #85JORDAN2

Cash Flows from Operating Activities:

 

 

 

 

 

 

Net (Loss) / Income

$(246) 

$(538) 

$(371) 

$(427) 

$(235) 

$(2,378) 

Adjustments to reconcile net cash (used in)/provided by operating activities

 

 

 

 

 

 

Expenses Paid by Manager and Contributed to the Company / Series

246  

538  

371  

339  

235  

2,369  

(Gain) / Loss on sale of Asset

 

 

 

 

 

 

Impairment loss on memorabilia

 

 

 

 

 

 

Accounts Receivable

 

 

 

 

 

 

Prepaid Insurance

 

 

 

 

 

 

Prepaid Storage

 

 

 

 

 

 

Accounts Payable

 

 

 

88  

 

 

Insurance Payable

 

 

 

 

 

 

Income Taxes Payable

 

 

 

 

 

 

Due to the Manager or its Affiliates

 

 

 

 

 

 

Net cash (used in) / provided by operating activities

 

 

 

 

 

 

 

 

 

 

 

 

 

Cash flow from investing activities:

 

 

 

 

 

 

Deposits Archive Asset

 

 

 

 

 

 

Repayment of investments in memorabilia upon Offering close

 

 

 

 

 

 

Investment in Archive Asset

(25,000) 

(43,870) 

(13,632) 

(22,210) 

(40,100) 

(230,000) 

Investment in Other Assets

 

 

 

 

 

 

Proceeds from Sale of Archive Asset

 

 

 

 

 

 

Cash provided by / (used in) investing activities

(25,000) 

(43,870) 

(13,632) 

(22,210) 

(40,100) 

(230,000) 

 

 

 

 

 

 

 

Cash flow from financing activities:

 

 

 

 

 

 

Proceeds from sale of membership interests

25,600  

44,370  

11,380  

22,711  

40,700  

230,600  

Repayment on borrowings from manager and affiliates, net of proceeds

 

 

 

 

 

 

Distribution to Series

 

 

 

 

 

 

Contribution from Series to RSE Archive

 

 

 

 

 

 

Contribution related to Offering Closings and Asset Sales

 

 

 

 

 

 

Capital Contribution

 

 

2,765 

 

 

 

Distribution to RSE Archive

(180) 

(154) 

(201) 

(201) 

(114) 

(84) 

Proceeds from Loans

 

 

 

 

 

 

Repayment of  Loans

 

 

 

 

 

 

Distribution of Gain on sale of assets to Members

 

 

 

 

 

 

Cash provided by / (used in) financing activities

25,420  

44,216  

13,944  

22,510  

40,586  

230,516  

 

 

 

 

 

 

 

Net change in cash

420  

346  

312 

300  

486  

516  

Cash beginning of year

 

 

 

 

 

 

Cash end of year

$420  

$346  

$312 

$300  

$486  

$516  

Membership Interests issued to Asset Seller as consideration

 

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-214


RSE ARCHIVE, LLC

 

Consolidated Statements of Cash Flows

Year Ended December 31, 2021


 

Series #66ORR

Series #CONGRESS

Series #GRIFFEYJR

Series #01HALO

Series #87ZELDA

Series #EINSTEIN2

Cash Flows from Operating Activities:

 

 

 

 

 

 

Net (Loss) / Income

$(1,032) 

$(362) 

$(435) 

$(318) 

$(937) 

$(288) 

Adjustments to reconcile net cash (used in)/provided by operating activities

 

 

 

 

 

 

Expenses Paid by Manager and Contributed to the Company / Series

1,032  

362  

435  

318  

928  

288  

(Gain) / Loss on sale of Asset

 

 

 

 

 

 

Impairment loss on memorabilia

 

 

 

 

 

 

Accounts Receivable

 

 

 

 

 

 

Prepaid Insurance

 

 

 

 

 

 

Prepaid Storage

 

 

 

 

 

 

Accounts Payable

 

 

 

 

 

 

Insurance Payable

 

 

 

 

 

 

Income Taxes Payable

 

 

 

 

 

 

Due to the Manager or its Affiliates

 

 

 

 

 

 

Net cash (used in) / provided by operating activities

 

 

 

 

 

 

 

 

 

 

 

 

 

Cash flow from investing activities:

 

 

 

 

 

 

Deposits Archive Asset

 

 

 

 

 

 

Repayment of investments in memorabilia upon Offering close

 

 

 

 

 

 

Investment in Archive Asset

(42,306) 

(98,300) 

(14,946) 

(13,813) 

(100,063) 

(70,000) 

Investment in Other Assets

 

 

 

 

 

 

Proceeds from Sale of Archive Asset

 

 

 

 

 

 

Cash provided by / (used in) investing activities

(42,306) 

(98,300) 

(14,946) 

(13,813) 

(100,063) 

(70,000) 

 

 

 

 

 

 

 

Cash flow from financing activities:

 

 

 

 

 

 

Proceeds from sale of membership interests

43,083  

99,021  

15,546  

14,350  

100,600  

70,600  

Repayment on borrowings from manager and affiliates, net of proceeds

 

 

 

 

 

 

Distribution to Series

 

 

 

 

 

 

Contribution from Series to RSE Archive

 

 

 

 

 

 

Contribution related to Offering Closings and Asset Sales

 

 

 

 

 

 

Capital Contribution

 

 

 

 

 

 

Distribution to RSE Archive

(321) 

(321) 

(181) 

(122) 

(180) 

(180) 

Proceeds from Loans

 

 

 

 

 

 

Repayment of  Loans

 

 

 

 

 

 

Distribution of Gain on sale of assets to Members

 

 

 

 

 

 

Cash provided by / (used in) financing activities

42,762  

98,700  

15,365  

14,228  

100,420  

70,420  

 

 

 

 

 

 

 

Net change in cash

456  

400  

419  

415  

357  

420  

Cash beginning of year

 

 

 

 

 

 

Cash end of year

$456  

$400  

$419  

$415  

$357  

$420  

Membership Interests issued to Asset Seller as consideration

 

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-215


RSE ARCHIVE, LLC

 

Consolidated Statements of Cash Flows

Year Ended December 31, 2021


 

Series #SANTANA

Series #01TIGER2

Series #86JORDAN2

Series #TOPPSTRIO

Series #81BIRD

Series #97KOBE

Cash Flows from Operating Activities:

 

 

 

 

 

 

Net (Loss) / Income

$(288) 

$(341) 

$(603) 

$(814) 

$(470) 

$(479) 

Adjustments to reconcile net cash (used in)/provided by operating activities

 

 

 

 

 

 

Expenses Paid by Manager and Contributed to the Company / Series

288  

341  

603  

805  

470  

479  

(Gain) / Loss on sale of Asset

 

 

 

 

 

 

Impairment loss on memorabilia

 

 

 

 

 

 

Accounts Receivable

 

 

 

 

 

 

Prepaid Insurance

 

 

 

 

 

 

Prepaid Storage

 

 

 

 

 

 

Accounts Payable

 

 

 

 

 

 

Insurance Payable

 

 

 

 

 

 

Income Taxes Payable

 

 

 

 

 

 

Due to the Manager or its Affiliates

 

 

 

 

 

 

Net cash (used in) / provided by operating activities

 

 

 

 

 

 

 

 

 

 

 

 

 

Cash flow from investing activities:

 

 

 

 

 

 

Deposits Archive Asset

 

 

 

 

 

 

Repayment of investments in memorabilia upon Offering close

 

 

 

 

 

 

Investment in Archive Asset

(42,500) 

(15,382) 

(73,656) 

(33,961) 

(29,470) 

(58,056) 

Investment in Other Assets

 

 

 

 

 

 

Proceeds from Sale of Archive Asset

 

 

 

 

 

 

Cash provided by / (used in) investing activities

(42,500) 

(15,382) 

(73,656) 

(33,961) 

(29,470) 

(58,056) 

 

 

 

 

 

 

 

Cash flow from financing activities:

 

 

 

 

 

 

Proceeds from sale of membership interests

43,100  

15,901  

74,352  

29,200  

29,200  

58,613  

Repayment on borrowings from manager and affiliates, net of proceeds

 

 

 

 

 

 

Distribution to Series

 

 

 

 

 

 

Contribution from Series to RSE Archive

 

 

 

 

 

 

Contribution related to Offering Closings and Asset Sales

 

 

 

 

 

 

Capital Contribution

 

 

 

5,326  

770  

 

Distribution to RSE Archive

(154) 

(201) 

(147) 

(265) 

(154) 

(147) 

Proceeds from Loans

 

 

 

 

 

 

Repayment of  Loans

 

 

 

 

 

 

Distribution of Gain on sale of assets to Members

 

 

 

 

 

 

Cash provided by / (used in) financing activities

42,946  

15,700  

74,205  

34,261  

29,816  

58,466  

 

 

 

 

 

 

 

Net change in cash

446  

318  

549  

300  

346  

410  

Cash beginning of year

 

 

 

 

 

 

Cash end of year

$446  

$318  

$549  

$300  

$346  

$410  

Membership Interests issued to Asset Seller as consideration

$15,000  

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-216


RSE ARCHIVE, LLC

 

Consolidated Statements of Cash Flows

Year Ended December 31, 2021


 

Series #XMEN94

Series #09RBLEROY

Series #04MESSI2

Series #THEROCK

Series #XLXMEN1

Series #03LEBRON5

Cash Flows from Operating Activities:

 

 

 

 

 

 

Net (Loss) / Income

$(227) 

$(279) 

$(418) 

$(254) 

$(210) 

$(912) 

Adjustments to reconcile net cash (used in)/provided by operating activities

 

 

 

 

 

 

Expenses Paid by Manager and Contributed to the Company / Series

227  

279  

418  

254  

210  

912  

(Gain) / Loss on sale of Asset

 

 

 

 

 

 

Impairment loss on memorabilia

 

 

 

 

 

 

Accounts Receivable

 

 

 

 

 

 

Prepaid Insurance

 

 

 

 

 

 

Prepaid Storage

 

 

 

 

 

 

Accounts Payable

 

 

 

 

 

 

Insurance Payable

 

 

 

 

 

 

Income Taxes Payable

 

 

 

 

 

 

Due to the Manager or its Affiliates

 

 

 

 

 

 

Net cash (used in) / provided by operating activities

 

 

 

 

 

 

 

 

 

 

 

 

 

Cash flow from investing activities:

 

 

 

 

 

 

Deposits Archive Asset

 

 

 

 

 

 

Repayment of investments in memorabilia upon Offering close

 

 

 

 

 

 

Investment in Archive Asset

(57,649) 

(96,285) 

(31,980) 

(14,942) 

(57,094) 

(73,590) 

Investment in Other Assets

 

 

 

 

 

 

Proceeds from Sale of Archive Asset

 

 

 

 

 

 

Cash provided by / (used in) investing activities

(57,649) 

(96,285) 

(31,980) 

(14,942) 

(57,094) 

(73,590) 

 

 

 

 

 

 

 

Cash flow from financing activities:

 

 

 

 

 

 

Proceeds from sale of membership interests

58,155  

97,029  

32,581  

11,380  

57,600  

74,190  

Repayment on borrowings from manager and affiliates, net of proceeds

 

 

 

 

 

 

Distribution to Series

 

 

 

 

 

 

Contribution from Series to RSE Archive

 

 

 

 

 

 

Contribution related to Offering Closings and Asset Sales

 

 

 

 

 

 

Capital Contribution

 

 

 

4,159  

 

 

Distribution to RSE Archive

(147) 

(344) 

(201) 

(201) 

(147) 

(123) 

Proceeds from Loans

 

 

 

 

 

 

Repayment of  Loans

 

 

 

 

 

 

Distribution of Gain on sale of assets to Members

 

 

 

 

 

 

Cash provided by / (used in) financing activities

58,008  

96,685  

32,380  

15,338  

57,453  

74,067  

 

 

 

 

 

 

 

Net change in cash

359  

400  

400  

396  

359  

477  

Cash beginning of year

 

 

 

 

 

 

Cash end of year

$359  

$400  

$400  

$396  

$359  

$477  

Membership Interests issued to Asset Seller as consideration

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-217


RSE ARCHIVE, LLC

 

Consolidated Statements of Cash Flows

Year Ended December 31, 2021


 

Series #METEORITE

Series #SLASH

Series #00BRADY2

Series #89TMNT

Series #NESWWF

Series #PUNK9670

Cash Flows from Operating Activities:

 

 

 

 

 

 

Net (Loss) / Income

$(1,357) 

$(169) 

$(1,576) 

$(301) 

$(186) 

$(85) 

Adjustments to reconcile net cash (used in)/provided by operating activities

 

 

 

 

 

 

Expenses Paid by Manager and Contributed to the Company / Series

1,357  

169  

1,576  

259  

183  

2,122  

(Gain) / Loss on sale of Asset

 

 

 

 

 

 

Impairment loss on memorabilia

 

 

 

 

 

 

Accounts Receivable

 

 

 

 

 

 

Prepaid Insurance

 

 

 

 

 

 

Prepaid Storage

 

 

 

 

 

 

Accounts Payable

 

 

 

42  

 

 

Insurance Payable

 

 

 

 

 

 

Income Taxes Payable

 

 

 

 

 

 

Due to the Manager or its Affiliates

 

 

 

95  

27  

 

Net cash (used in) / provided by operating activities

 

 

 

95  

27  

2,041  

 

 

 

 

 

 

 

Cash flow from investing activities:

 

 

 

 

 

 

Deposits Archive Asset

 

 

 

 

 

 

Repayment of investments in memorabilia upon Offering close

 

 

 

 

 

 

Investment in Archive Asset

(185,000) 

(37,000) 

(313,339) 

(20,095) 

(15,027) 

(62,103) 

Investment in Other Assets

 

 

 

 

 

(2,038) 

Proceeds from Sale of Archive Asset

 

 

 

 

 

 

Cash provided by / (used in) investing activities

(185,000) 

(37,000) 

(313,339) 

(20,095) 

(15,027) 

(64,141) 

 

 

 

 

 

 

 

Cash flow from financing activities:

 

 

 

 

 

 

Proceeds from sale of membership interests

187,730  

37,600  

314,153  

20,647  

15,685  

62,700  

Repayment on borrowings from manager and affiliates, net of proceeds

 

 

 

 

 

 

Distribution to Series

 

 

 

 

 

 

Contribution from Series to RSE Archive

 

 

 

 

 

 

Contribution related to Offering Closings and Asset Sales

 

 

 

 

 

 

Capital Contribution

 

 

 

 

 

 

Distribution to RSE Archive

(2,330) 

 

(154) 

(247) 

(285) 

 

Proceeds from Loans

 

 

 

 

 

 

Repayment of  Loans

 

 

 

 

 

 

Distribution of Gain on sale of assets to Members

 

 

 

 

 

 

Cash provided by / (used in) financing activities

185,400  

37,600  

313,999  

20,400  

15,400  

62,700  

 

 

 

 

 

 

 

Net change in cash

400  

600  

660  

400  

400  

600  

Cash beginning of year

 

 

 

 

 

 

Cash end of year

$400  

$600  

$660  

$400  

$400  

$600  

Membership Interests issued to Asset Seller as consideration

$87,500  

$13,000  

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-218


RSE ARCHIVE, LLC

 

Consolidated Statements of Cash Flows

Year Ended December 31, 2021


 

Series #18ALLEN

Series #CASTLEII

Series #36OWENS

Series #BAYC601

Series #60MANTLE

Series #PUNK8103

Cash Flows from Operating Activities:

 

 

 

 

 

 

Net (Loss) / Income

$(266) 

$(179) 

$(291) 

$(79) 

$(7,068) 

$(70) 

Adjustments to reconcile net cash (used in)/provided by operating activities

 

 

 

 

 

 

Expenses Paid by Manager and Contributed to the Company / Series

266  

176  

282  

3,521 

7,059  

3,443  

(Gain) / Loss on sale of Asset

 

 

 

 

 

 

Impairment loss on memorabilia

 

 

 

 

 

 

Accounts Receivable

 

 

 

 

 

 

Prepaid Insurance

 

 

 

 

 

 

Prepaid Storage

 

 

 

 

 

 

Accounts Payable

 

 

 

 

 

 

Insurance Payable

 

 

 

 

 

 

Income Taxes Payable

 

 

 

 

 

 

Due to the Manager or its Affiliates

22  

27  

99  

108  

 

 

Net cash (used in) / provided by operating activities

22  

27  

99  

3,550  

 

3,373  

 

 

 

 

 

 

 

Cash flow from investing activities:

 

 

 

 

 

 

Deposits Archive Asset

 

 

 

 

 

 

Repayment of investments in memorabilia upon Offering close

 

 

 

 

 

 

Investment in Archive Asset

(32,522) 

(15,027) 

(20,099) 

(143,926) 

(375,000) 

(300,002) 

Investment in Other Assets

 

 

 

(3,442) 

 

(3,373) 

Proceeds from Sale of Archive Asset

 

 

 

 

 

 

Cash provided by / (used in) investing activities

(32,522) 

(15,027) 

(20,099) 

(147,368) 

(375,000) 

(303,375) 

 

 

 

 

 

 

 

Cash flow from financing activities:

 

 

 

 

 

 

Proceeds from sale of membership interests

33,100  

15,685  

21,647  

144,426  

375,600  

300,602  

Repayment on borrowings from manager and affiliates, net of proceeds

 

 

 

 

 

 

Distribution to Series

 

 

 

 

 

 

Contribution from Series to RSE Archive

 

 

 

 

 

 

Contribution related to Offering Closings and Asset Sales

 

 

 

 

 

 

Capital Contribution

 

 

 

 

 

 

Distribution to RSE Archive

(147) 

(285) 

(1,247) 

 

(114) 

 

Proceeds from Loans

 

 

 

 

 

 

Repayment of  Loans

 

 

 

 

 

 

Distribution of Gain on sale of assets to Members

 

 

 

 

 

 

Cash provided by / (used in) financing activities

32,953  

15,400  

20,400  

144,426  

375,486  

300,602  

 

 

 

 

 

 

 

Net change in cash

453  

400  

400  

608  

486  

600  

Cash beginning of year

 

 

 

 

 

 

Cash end of year

$453  

$400  

$400  

$608  

$486  

$600  

Membership Interests issued to Asset Seller as consideration

 

 

 

 

$425,000  

$199,998  

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-219


RSE ARCHIVE, LLC

 

Consolidated Statements of Cash Flows

Year Ended December 31, 2021


 

Series #GHOST1

Series #BROSGRIMM

Series #HENDERSON

Series #KIRBY

Series #20HERBERT

Series #03RONALDO

Cash Flows from Operating Activities:

 

 

 

 

 

 

Net (Loss) / Income

$(98) 

$(292) 

$(1,565) 

$(248) 

$(291) 

$(624) 

Adjustments to reconcile net cash (used in)/provided by operating activities

 

 

 

 

 

 

Expenses Paid by Manager and Contributed to the Company / Series

96  

292  

1,565  

238  

270  

592  

(Gain) / Loss on sale of Asset

 

 

 

 

 

 

Impairment loss on memorabilia

 

 

 

 

 

 

Accounts Receivable

 

 

 

 

 

 

Prepaid Insurance

 

 

 

 

 

 

Prepaid Storage

 

 

 

 

 

 

Accounts Payable

 

 

 

 

 

 

Insurance Payable

 

 

 

10  

12  

32  

Income Taxes Payable

 

 

 

 

 

 

Due to the Manager or its Affiliates

 

 

 

27  

 

 

Net cash (used in) / provided by operating activities

 

 

 

27  

 

 

 

 

 

 

 

 

 

Cash flow from investing activities:

 

 

 

 

 

 

Deposits Archive Asset

 

 

 

 

 

 

Repayment of investments in memorabilia upon Offering close

 

 

 

 

 

 

Investment in Archive Asset

(11,657) 

(112,833) 

(132,325) 

(50,027) 

(60,000) 

(156,606) 

Investment in Other Assets

 

 

 

 

 

 

Proceeds from Sale of Archive Asset

 

 

 

 

 

 

Cash provided by / (used in) investing activities

(11,657) 

(112,833) 

(132,325) 

(50,027) 

(60,000) 

(156,606) 

 

 

 

 

 

 

 

Cash flow from financing activities:

 

 

 

 

 

 

Proceeds from sale of membership interests

12,161  

113,333  

132,638  

50,685  

60,685  

157,381  

Repayment on borrowings from manager and affiliates, net of proceeds

 

 

 

 

 

 

Distribution to Series

 

 

 

 

 

 

Contribution from Series to RSE Archive

 

 

 

 

 

 

Contribution related to Offering Closings and Asset Sales

 

 

 

 

 

 

Capital Contribution

 

 

188  

 

 

 

Distribution to RSE Archive

(124) 

 

(124) 

(285) 

(285) 

(123) 

Proceeds from Loans

 

 

 

 

 

 

Repayment of  Loans

 

 

 

 

 

 

Distribution of Gain on sale of assets to Members

 

 

 

 

 

 

Cash provided by / (used in) financing activities

12,037  

113,333  

132,072  

50,400  

60,400  

157,258  

 

 

 

 

 

 

 

Net change in cash

380  

500  

377  

400  

400  

652  

Cash beginning of year

 

 

 

 

 

 

Cash end of year

$380  

$500  

$377  

$400  

$400  

$652  

Membership Interests issued to Asset Seller as consideration

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-220


RSE ARCHIVE, LLC

 

Consolidated Statements of Cash Flows

Year Ended December 31, 2021


 

Series #HONUS2

Series #MARX

Series #09HARDEN

Series #MEEB15511

Series #90BATMAN

Series #93JETER

Cash Flows from Operating Activities:

 

 

 

 

 

 

Net (Loss) / Income

$(378) 

$(237) 

$(196) 

$(56) 

$(237) 

$(321) 

Adjustments to reconcile net cash (used in)/provided by operating activities

 

 

 

 

 

 

Expenses Paid by Manager and Contributed to the Company / Series

360  

237  

196  

3,325  

227  

321  

(Gain) / Loss on sale of Asset

 

 

 

 

 

 

Impairment loss on memorabilia

 

 

 

 

 

 

Accounts Receivable

 

 

 

 

 

 

Prepaid Insurance

 

 

 

 

 

 

Prepaid Storage

 

 

 

 

 

 

Accounts Payable

 

 

 

 

 

 

Insurance Payable

18  

 

 

 

10  

 

Income Taxes Payable

 

 

 

 

 

 

Due to the Manager or its Affiliates

 

 

 

47  

27  

 

Net cash (used in) / provided by operating activities

 

 

 

3,316  

27  

 

 

 

 

 

 

 

 

Cash flow from investing activities:

 

 

 

 

 

 

Deposits Archive Asset

 

 

 

 

 

 

Repayment of investments in memorabilia upon Offering close

 

 

 

 

 

 

Investment in Archive Asset

(85,806) 

(105,100) 

(23,256) 

(67,782) 

(50,027) 

(15,165) 

Investment in Other Assets

 

 

 

(3,269) 

 

 

Proceeds from Sale of Archive Asset

 

 

 

 

 

 

Cash provided by / (used in) investing activities

(85,806) 

(105,100) 

(23,256) 

(71,051) 

(50,027) 

(15,165) 

 

 

 

 

 

 

 

Cash flow from financing activities:

 

 

 

 

 

 

Proceeds from sale of membership interests

86,306  

105,700  

23,756  

68,282  

50,685  

15,340  

Repayment on borrowings from manager and affiliates, net of proceeds

 

 

 

 

 

 

Distribution to Series

 

 

 

 

 

 

Contribution from Series to RSE Archive

 

 

 

 

 

 

Contribution related to Offering Closings and Asset Sales

 

 

 

 

 

 

Capital Contribution

 

 

 

 

 

375  

Distribution to RSE Archive

(124) 

(114) 

(147) 

 

(285) 

(123) 

Proceeds from Loans

 

 

 

 

 

 

Repayment of  Loans

 

 

 

 

 

 

Distribution of Gain on sale of assets to Members

 

 

 

 

 

 

Cash provided by / (used in) financing activities

86,182  

105,586  

23,609  

68,282  

50,400  

15,592  

 

 

 

 

 

 

 

Net change in cash

376  

486  

353  

547  

400  

427  

Cash beginning of year

 

 

 

 

 

 

Cash end of year

$376  

$486  

$353  

$547  

$400  

$427  

Membership Interests issued to Asset Seller as consideration

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-221


RSE ARCHIVE, LLC

 

Consolidated Statements of Cash Flows

Year Ended December 31, 2021


 

Series #SIMPSONS1

Series #SPIDER129

Series #NESDK3

Series #BAYC7359

Series #CURIO10

Series #WILDTHING

Cash Flows from Operating Activities:

 

 

 

 

 

 

Net (Loss) / Income

$(114) 

$(106) 

$(412) 

$(49) 

$(44) 

$(82) 

Adjustments to reconcile net cash (used in)/provided by operating activities

 

 

 

 

 

 

Expenses Paid by Manager and Contributed to the Company / Series

111  

79  

391  

2,775  

2,926  

68  

(Gain) / Loss on sale of Asset

 

 

 

 

 

 

Impairment loss on memorabilia

 

 

 

 

 

 

Accounts Receivable

 

 

 

 

 

 

Prepaid Insurance

 

 

 

 

 

 

Prepaid Storage

 

 

 

 

 

 

Accounts Payable

 

 

 

 

 

14  

Insurance Payable

 

 

21  

 

 

 

Income Taxes Payable

 

 

 

 

 

 

Due to the Manager or its Affiliates

27  

 

86  

87  

625  

 

Net cash (used in) / provided by operating activities

27  

(20) 

86  

2,813  

3,507  

 

 

 

 

 

 

 

 

Cash flow from investing activities:

 

 

 

 

 

 

Deposits Archive Asset

 

 

 

 

 

 

Repayment of investments in memorabilia upon Offering close

 

 

 

 

 

 

Investment in Archive Asset

(15,027) 

(36,146) 

(100,086) 

(165,389) 

(67,319) 

(15,100) 

Investment in Other Assets

 

 

 

(2,726) 

(2,882) 

 

Proceeds from Sale of Archive Asset

 

 

 

 

 

 

Cash provided by / (used in) investing activities

(15,027) 

(36,146) 

(100,086) 

(168,115) 

(70,201) 

(15,100) 

 

 

 

 

 

 

 

Cash flow from financing activities:

 

 

 

 

 

 

Proceeds from sale of membership interests

15,685  

36,646  

100,685  

165,902  

67,819  

15,747  

Repayment on borrowings from manager and affiliates, net of proceeds

 

 

 

 

 

 

Distribution to Series

 

 

 

 

 

 

Contribution from Series to RSE Archive

 

 

 

 

 

 

Contribution related to Offering Closings and Asset Sales

 

 

 

 

 

 

Capital Contribution

 

 

 

 

 

 

Distribution to RSE Archive

(285) 

(124) 

(285) 

 

 

(247) 

Proceeds from Loans

 

 

 

 

 

 

Repayment of  Loans

 

 

 

 

 

 

Distribution of Gain on sale of assets to Members

 

 

 

 

 

 

Cash provided by / (used in) financing activities

15,400  

36,522  

100,400  

165,902  

67,819  

15,500  

 

 

 

 

 

 

 

Net change in cash

400  

356  

400  

600  

1,125  

400  

Cash beginning of year

 

 

 

 

 

 

Cash end of year

$400  

$356  

$400  

$600  

$1,125  

$400  

Membership Interests issued to Asset Seller as consideration

 

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-222


RSE ARCHIVE, LLC

 

Consolidated Statements of Cash Flows

Year Ended December 31, 2021


 

Series #1776

Series #98JORDAN2

Series #MACALLAN1

Series #BAYC9159

Series #FANTASY7

Series #SURFER4

Cash Flows from Operating Activities:

 

 

 

 

 

 

Net (Loss) / Income

$(3,044) 

$(2,436) 

$(582) 

$(22) 

$(204) 

$(51) 

Adjustments to reconcile net cash (used in)/provided by operating activities

 

 

 

 

 

 

Expenses Paid by Manager and Contributed to the Company / Series

3,044  

2,436  

29  

22  

36  

22  

(Gain) / Loss on sale of Asset

 

 

 

 

 

 

Impairment loss on memorabilia

 

 

 

 

 

 

Accounts Receivable

 

 

 

 

 

 

Prepaid Insurance

 

 

 

 

 

 

Prepaid Storage

 

 

 

 

 

 

Accounts Payable

 

 

 

 

 

 

Insurance Payable

 

 

13  

 

168  

29  

Income Taxes Payable

 

 

 

 

 

 

Due to the Manager or its Affiliates

 

 

540  

 

48  

 

Net cash (used in) / provided by operating activities

 

 

- 

 

48  

 

 

 

 

 

 

 

 

Cash flow from investing activities:

 

 

 

 

 

 

Deposits Archive Asset

 

 

 

 

 

 

Repayment of investments in memorabilia upon Offering close

 

 

 

 

 

 

Investment in Archive Asset

(1,451,500) 

(288,908) 

(11,914) 

(139,750) 

(35,048) 

(67,208) 

Investment in Other Assets

 

 

 

 

 

 

Proceeds from Sale of Archive Asset

 

 

 

 

 

 

Cash provided by / (used in) investing activities

(1,451,500) 

(288,908) 

(11,914) 

(139,750) 

(35,048) 

(67,208) 

 

 

 

 

 

 

 

Cash flow from financing activities:

 

 

 

 

 

 

Proceeds from sale of membership interests

1,457,055  

289,798  

12,514  

140,350  

35,632  

67,800  

Repayment on borrowings from manager and affiliates, net of proceeds

 

 

 

 

 

 

Distribution to Series

 

 

 

 

 

 

Contribution from Series to RSE Archive

 

 

 

 

 

 

Contribution related to Offering Closings and Asset Sales

 

 

 

 

 

 

Capital Contribution

 

 

 

 

 

 

Distribution to RSE Archive

(5,155) 

(114) 

 

 

(232) 

(292) 

Proceeds from Loans

 

 

 

 

 

 

Repayment of  Loans

 

 

 

 

 

 

Distribution of Gain on sale of assets to Members

 

 

 

 

 

 

Cash provided by / (used in) financing activities

1,451,900  

289,684  

12,514  

140,350  

35,400  

67,508  

 

 

 

 

 

 

 

Net change in cash

400  

776  

600  

600  

400  

300  

Cash beginning of year

 

 

 

 

 

 

Cash end of year

$400  

$776  

$600  

$600  

$400  

$300  

Membership Interests issued to Asset Seller as consideration

 

 

 

$48,750  

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-223


RSE ARCHIVE, LLC

 

Consolidated Statements of Cash Flows

Year Ended December 31, 2021


 

Series #OHTANI1

Series #OHTANI2

Series #WILT100

Series #PENGUIN

Series #KARUIZAWA

Series #KOMBAT

Cash Flows from Operating Activities:

 

 

 

 

 

 

Net (Loss) / Income

$(301) 

$(257) 

$(369) 

$(46) 

$(618) 

$(209) 

Adjustments to reconcile net cash (used in)/provided by operating activities

 

 

 

 

 

 

Expenses Paid by Manager and Contributed to the Company / Series

284  

244  

348  

29  

16  

21  

(Gain) / Loss on sale of Asset

 

 

 

 

 

 

Impairment loss on memorabilia

 

 

 

 

 

 

Accounts Receivable

 

 

 

 

 

 

Prepaid Insurance

 

 

 

 

 

 

Prepaid Storage

 

 

 

 

 

 

Accounts Payable

 

 

 

 

 

 

Insurance Payable

17  

13  

21  

17  

62  

188  

Income Taxes Payable

 

 

 

 

 

 

Due to the Manager or its Affiliates

 

 

 

 

540  

 

Net cash (used in) / provided by operating activities

 

 

 

 

- 

 

 

 

 

 

 

 

 

Cash flow from investing activities:

 

 

 

 

 

 

Deposits Archive Asset

 

 

 

 

 

 

Repayment of investments in memorabilia upon Offering close

 

 

 

 

 

 

Investment in Archive Asset

(81,006) 

(65,100) 

(100,000) 

(52,289) 

(57,868) 

(79,566) 

Investment in Other Assets

 

 

 

 

 

 

Proceeds from Sale of Archive Asset

 

 

 

 

 

 

Cash provided by / (used in) investing activities

(81,006) 

(65,100) 

(100,000) 

(52,289) 

(57,868) 

(79,566) 

 

 

 

 

 

 

 

Cash flow from financing activities:

 

 

 

 

 

 

Proceeds from sale of membership interests

81,506  

65,600  

100,638  

52,881  

58,468  

80,158  

Repayment on borrowings from manager and affiliates, net of proceeds

 

 

 

 

 

 

Distribution to Series

 

 

 

 

 

 

Contribution from Series to RSE Archive

 

 

 

 

 

 

Contribution related to Offering Closings and Asset Sales

 

 

 

 

 

 

Capital Contribution

 

 

 

 

 

 

Distribution to RSE Archive

(124) 

(124) 

(238) 

(292) 

 

(292) 

Proceeds from Loans

 

 

 

 

 

 

Repayment of  Loans

 

 

 

 

 

 

Distribution of Gain on sale of assets to Members

 

 

 

 

 

 

Cash provided by / (used in) financing activities

81,382  

65,476  

100,400  

52,589  

58,468  

79,866  

 

 

 

 

 

 

 

Net change in cash

376  

376  

400  

300  

600  

300  

Cash beginning of year

 

 

 

 

 

 

Cash end of year

$376  

$376  

$400  

$300  

$600  

$300  

Membership Interests issued to Asset Seller as consideration

 

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-224


RSE ARCHIVE, LLC

 

Consolidated Statements of Cash Flows

Year Ended December 31, 2021


 

Series #APPLELISA

Series #98MANNING

Series #GIJOE

Series #BEATLES1

Series #SQUIG5847

Series #PACQUIAO

Cash Flows from Operating Activities:

 

 

 

 

 

 

Net (Loss) / Income

$(220) 

$(66) 

$(92) 

$(103) 

$(9) 

$(42) 

Adjustments to reconcile net cash (used in)/provided by operating activities

 

 

 

 

 

 

Expenses Paid by Manager and Contributed to the Company / Series

206  

12  

12  

11  

1,207  

12  

(Gain) / Loss on sale of Asset

 

 

 

 

 

 

Impairment loss on memorabilia

 

 

 

 

 

 

Accounts Receivable

 

 

 

 

 

 

Prepaid Insurance

 

 

 

 

 

 

Prepaid Storage

 

 

 

 

 

 

Accounts Payable

 

 

 

92  

 

 

Insurance Payable

14  

54  

80  

 

 

30  

Income Taxes Payable

 

 

 

 

 

 

Due to the Manager or its Affiliates

 

 

 

 

154  

 

Net cash (used in) / provided by operating activities

 

 

 

 

1,352  

 

 

 

 

 

 

 

 

Cash flow from investing activities:

 

 

 

 

 

 

Deposits Archive Asset

 

 

 

 

 

 

Repayment of investments in memorabilia upon Offering close

 

 

 

 

 

 

Investment in Archive Asset

(96,049) 

(19,000) 

(37,726) 

(20,906) 

(56,240) 

(14,150) 

Investment in Other Assets

 

 

 

 

(1.198) 

 

Proceeds from Sale of Archive Asset

 

 

 

 

 

 

Cash provided by / (used in) investing activities

(96,049) 

(19,000) 

(37,726) 

(20,906) 

(57,438) 

(14,150) 

 

 

 

 

 

 

 

Cash flow from financing activities:

 

 

 

 

 

 

Proceeds from sale of membership interests

96,587  

19,638  

38,295  

21,439  

56,740  

14,782  

Repayment on borrowings from manager and affiliates, net of proceeds

 

 

 

 

 

 

Distribution to Series

 

 

 

 

 

 

Contribution from Series to RSE Archive

 

 

 

 

 

 

Contribution related to Offering Closings and Asset Sales

 

 

 

 

 

 

Capital Contribution

 

 

 

 

 

 

Distribution to RSE Archive

(238) 

(238) 

(231) 

(233) 

 

(232) 

Proceeds from Loans

 

 

 

 

 

 

Repayment of  Loans

 

 

 

 

 

 

Distribution of Gain on sale of assets to Members

 

 

 

 

 

 

Cash provided by / (used in) financing activities

96,349  

19,400  

38,064  

21,206  

56,740  

14,550  

 

 

 

 

 

 

 

Net change in cash

300  

400  

338  

300  

654  

400  

Cash beginning of year

 

 

 

 

 

 

Cash end of year

$300  

$400  

$338  

$300  

$654  

$400  

Membership Interests issued to Asset Seller as consideration

 

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-225


RSE ARCHIVE, LLC

 

Consolidated Statements of Cash Flows

Year Ended December 31, 2021


 

Series #83JOBS

Series #BATMAN181

Series #HOBBIT

Consolidated

Cash Flows from Operating Activities:

 

 

 

 

Net (Loss) / Income

$(309) 

$(30) 

$(330) 

$1,191,789  

Adjustments to reconcile net cash (used in)/provided by operating activities

 

 

 

 

Expenses Paid by Manager and Contributed to the Company / Series

289  

13  

16  

765,168  

(Gain) / Loss on sale of Asset

 

 

 

(2,589,466) 

Impairment loss on memorabilia

 

 

 

402,420 

Accounts Receivable

 

 

 

(214,030) 

Prepaid Insurance

 

 

 

6,566  

Prepaid Storage

 

 

 

 

Accounts Payable

 

 

 

951,112  

Insurance Payable

20  

17  

22  

(36,895) 

Income Taxes Payable

 

 

 

495,868  

Due to the Manager or its Affiliates

 

 

292  

(52,826)  

Net cash (used in) / provided by operating activities

 

 

- 

919,706 

 

 

 

 

 

Cash flow from investing activities:

 

 

 

 

Deposits Archive Asset

 

 

 

 

Repayment of investments in memorabilia upon Offering close

 

 

 

 

Investment in Archive Asset

(67,566) 

(41,051) 

(68,850) 

(19,290,191) 

Investment in Other Assets

 

 

 

(22,213) 

Proceeds from Sale of Archive Asset

 

 

 

6,503,180  

Cash provided by / (used in) investing activities

(67,566) 

(41,051) 

(68,850) 

(12,809,224) 

 

 

 

 

 

Cash flow from financing activities:

 

 

 

 

Proceeds from sale of membership interests

68,066  

41,639  

69,450  

18,119,590  

Repayment on borrowings from manager and affiliates, net of proceeds

 

 

 

(2,077,239) 

Distribution to Series

 

 

 

(1,465)  

Contribution from Series to RSE Archive

 

 

 

 

Contribution related to Offering Closings and Asset Sales

 

 

 

 

Capital Contribution

 

 

 

15,240  

Distribution to RSE Archive

 

(238) 

 

 

Proceeds from Loans

 

 

 

 

Repayment of  Loans

 

 

 

 

Distribution of Gain on sale of assets to Members

 

 

 

(3,665,020) 

Cash provided by / (used in) financing activities

68,066  

41,401  

69,450  

12,391,106  

 

 

 

 

 

Net change in cash

500  

350  

600  

501,588 

Cash beginning of year

 

 

 

201,881  

Cash end of year

$500  

$350  

$600  

$703,469 

Supplemental Cash Flow Information:

 

 

 

 

Membership Interests issued to Asset Seller as consideration

 

 

 

$1,068,248  

Forgiveness of amounts due to manager and Contributed to the Company/Series

 

 

 

$406,725  


See accompanying notes, which are an integral part of these financial statements.

F-226


RSE ARCHIVE, LLC

 

Consolidated Statements of Cash Flows

Year Ended December 31, 2020


 

Series #52MANTLE

Series #71MAYS

Series #RLEXPEPSI

Series #10COBB

Series #POTTER

Series #TWOCITIES

Series #FROST

Cash Flows from Operating Activities:

 

 

 

 

 

 

 

Net (Loss) / Income

$(2,742) 

$(1,857) 

$(1,408) 

$(1,632) 

$(1,481) 

$(1,255) 

$(1,246) 

Adjustments to reconcile net cash (used in)/provided by operating activities

 

 

 

 

 

 

 

Expenses Paid by Manager and Contributed to the Company / Series

3,937  

2,358  

1,581  

1,979  

2,624  

1,466  

1,422  

(Gain) / Loss on sale of Asset

 

 

 

 

 

 

 

Impairment loss on memorabilia

 

 

 

 

 

 

 

Prepaid Insurance

(958) 

(402) 

(129) 

(268) 

(1,077) 

(199) 

(166) 

Prepaid Storage

 

 

 

 

 

 

 

Insurance Payable

(237) 

(100) 

(32) 

(66) 

(66) 

(12) 

(10) 

Income Taxes Payable

 

 

 

 

 

 

 

Due to the Manager or its Affiliates

 

 

 

 

 

 

 

Accounts Payable

 

 

(13) 

(13) 

 

 

 

Net cash (used in) / provided by operating activities

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Cash flow from investing activities:

 

 

 

 

 

 

 

Deposits on memorabilia

 

 

 

 

 

 

 

Investment in memorabilia

 

 

 

 

 

 

 

Proceeds from Sale of Asset

 

 

 

 

 

 

 

Cash provided by / (used in) investing activities

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Cash flow from financing activities:

 

 

 

 

 

 

 

Proceeds from sale of membership interests

 

 

 

 

 

 

 

Proceeds on borrowing from the Manager or its Affiliates, net of repayment

 

 

 

 

 

 

 

Capital contribution from the Manager

 

 

 

 

 

 

 

Contribution related to Offering Closings and Asset Sales

 

 

 

 

 

 

 

Distribution to RSE Archive

 

 

 

 

 

 

 

Distribution of Gain on sale of assets to Members

 

 

 

 

 

 

 

Cash provided by / (used in) financing activities

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Net change in cash

 

 

 

 

 

 

 

Cash beginning of year

1,450  

1,600  

300  

1,545  

1,095  

1,495  

1,695  

Cash end of year

$1,450  

$1,600  

$300  

$1,545  

$1,095  

$1,495  

$1,695  

 


See accompanying notes, which are an integral part of these financial statements.

F-227


RSE ARCHIVE, LLC

 

Consolidated Statements of Cash Flows

Year Ended December 31, 2020


 

Series #BIRKINBLU

Series #SMURF

Series #70RLEX

Series #EINSTEIN

Series #HONUS

Series #75ALI

Series #71ALI

Cash Flows from Operating Activities:

 

 

 

 

 

 

 

Net (Loss) / Income

$(1,883) 

$(1,564) 

$(1,421) 

$(1,251) 

$(7,366) 

$(1,865) 

$5,735  

Adjustments to reconcile net cash (used in)/provided by operating activities

 

 

 

 

 

 

 

Expenses Paid by Manager and Contributed to the Company / Series

2,408  

2,009  

1,592  

1,444  

3,515  

1,273  

261  

(Gain) / Loss on sale of Asset

 

 

 

 

 

 

(8,950) 

Impairment loss on memorabilia

 

 

 

 

 

 

 

Prepaid Insurance

(422) 

(226) 

(137) 

(182) 

 

 

 

Prepaid Storage

 

 

 

 

 

 

 

Insurance Payable

(104) 

(56) 

(34) 

(11) 

3,851  

543  

(52) 

Income Taxes Payable

 

 

 

 

 

 

3,005  

Due to the Manager or its Affiliates

 

 

28  

 

- 

65  

 

Accounts Payable

 

(13) 

 

 

 

 

3,550  

Net cash (used in) / provided by operating activities

 

150  

28  

 

 

18 

3,550  

 

 

 

 

 

 

 

 

Cash flow from investing activities:

 

 

 

 

 

 

 

Deposits on memorabilia

 

 

 

 

 

 

 

Investment in memorabilia

 

 

(28) 

 

 

(65) 

 

Proceeds from Sale of Asset

 

 

 

 

 

 

36,450  

Cash provided by / (used in) investing activities

 

 

(28) 

 

 

(65) 

36,450  

 

 

 

 

 

 

 

 

Cash flow from financing activities:

 

 

 

 

 

 

 

Proceeds from sale of membership interests

 

 

 

 

 

 

 

Proceeds on borrowing from the Manager or its Affiliates, net of repayment

 

 

 

 

 

 

 

Capital contribution from the Manager

 

 

 

 

 

 

3,550  

Contribution related to Offering Closings and Asset Sales

 

 

 

 

 

 

 

Distribution to RSE Archive

 

 

 

 

 

 

 

Distribution of Gain on sale of assets to Members

 

 

 

 

 

 

(38,595) 

Cash provided by / (used in) financing activities

 

 

 

 

 

 

(35,045)  

 

 

 

 

 

 

 

 

Net change in cash

 

150  

 

 

 

(47) 

4,955  

Cash beginning of year

1,250  

1,100  

1,200  

1,750  

5,300  

1,050  

1,600  

Cash end of year

$1,250  

$1,250  

$1,200  

$1,750  

$5,300  

$1,003  

$6,555  

 


See accompanying notes, which are an integral part of these financial statements.

F-228


RSE ARCHIVE, LLC

 

Consolidated Statements of Cash Flows

Year Ended December 31, 2020


 

Series #APROAK

Series #88JORDAN

Series #BIRKINBOR

Series #33RUTH

Series #SPIDER1

Series #BATMAN3

Series #ULYSSES

Cash Flows from Operating Activities:

 

 

 

 

 

 

 

Net (Loss) / Income

$(2,187) 

$(1,395) 

$(1,749) 

$(2,052) 

$(1,098) 

$(1,385) 

$(1,041) 

Adjustments to reconcile net cash (used in)/provided by operating activities

 

 

 

 

 

 

 

Expenses Paid by Manager and Contributed to the Company / Series

2,743  

1,111  

1,036  

1,014  

993  

992  

1,406  

(Gain) / Loss on sale of Asset

 

 

 

 

 

 

 

Impairment loss on memorabilia

 

 

 

 

 

 

 

Prepaid Insurance

(556) 

 

 

 

 

 

(365) 

Prepaid Storage

 

 

 

 

 

 

 

Insurance Payable

 

285  

713  

1,039  

105  

393  

 

Income Taxes Payable

 

 

 

 

 

 

 

Due to the Manager or its Affiliates

 

 

 

 

 

 

 

Accounts Payable

 

 

 

 

 

 

 

Net cash (used in) / provided by operating activities

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Cash flow from investing activities:

 

 

 

 

 

 

 

Deposits on memorabilia

 

 

 

 

 

 

 

Investment in memorabilia

(72,500) 

(20,000) 

(50,000) 

(74,000) 

(20,000) 

(75,000) 

(22,100) 

Proceeds from Sale of Asset

 

 

 

 

 

 

 

Cash provided by / (used in) investing activities

(72,500) 

(20,000) 

(50,000) 

(74,000) 

(20,000) 

(75,000) 

(22,100) 

 

 

 

 

 

 

 

 

Cash flow from financing activities:

 

 

 

 

 

 

 

Proceeds from sale of membership interests

73,688  

21,050  

51,250  

75,050  

21,050  

76,050  

24,050  

Proceeds on borrowing from the Manager or its Affiliates, net of repayment

 

 

 

 

 

 

 

Capital contribution from the Manager

 

 

 

 

 

 

 

Contribution related to Offering Closings and Asset Sales

63  

 

 

 

 

 

 

Distribution to RSE Archive

 

(47) 

(47) 

(47) 

(47) 

(47) 

 

Distribution of Gain on sale of assets to Members

 

 

 

 

 

 

 

Cash provided by / (used in) financing activities

73,750  

21,003  

51,203  

75,003  

21,003  

76,003  

24,050  

 

 

 

 

 

 

 

 

Net change in cash

1,250  

1,003  

1,203  

1,003  

1,003  

1,003  

1,950  

Cash beginning of year

 

 

 

 

 

 

 

Cash end of year

$1,250  

$1,003  

$1,203  

$1,003  

$1,003  

$1,003  

$1,950  

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-229


RSE ARCHIVE, LLC

 

Consolidated Statements of Cash Flows

Year Ended December 31, 2020


 

Series #ROOSEVELT

Series #56MANTLE

Series #AGHOWL

Series #98JORDAN

Series #18ZION

Series #SNOOPY

Series #APOLLO11

Cash Flows from Operating Activities:

 

 

 

 

 

 

 

Net (Loss) / Income

$(1,026) 

$(1,094) 

$(1,018) 

$35,154  

$(1,021) 

$(1,085) 

$(1,086) 

Adjustments to reconcile net cash (used in)/provided by operating activities

 

 

 

 

 

 

 

Expenses Paid by Manager and Contributed to the Company / Series

1,308  

968  

1,275  

574  

1,125  

1,269  

1,316  

(Gain) / Loss on sale of Asset

 

 

 

(44,935) 

 

 

 

Impairment loss on memorabilia

 

 

 

 

 

 

 

Prepaid Insurance

(282) 

 

(257) 

 

(104) 

(184) 

(230) 

Prepaid Storage

 

 

 

 

 

 

 

Insurance Payable

 

126  

 

 

 

 

 

Income Taxes Payable

 

 

 

9,408  

 

 

 

Due to the Manager or its Affiliates

 

 

 

 

45  

 

 

Accounts Payable

 

 

 

 

 

 

 

Net cash (used in) / provided by operating activities

 

 

 

201  

45  

 

 

 

 

 

 

 

 

 

 

Cash flow from investing activities:

 

 

 

 

 

 

 

Deposits on memorabilia

 

 

 

 

 

 

 

Investment in memorabilia

(17,200) 

(9,000) 

(15,600) 

(120,065) 

(13,545) 

(24,000) 

(30,000) 

Proceeds from Sale of Asset

 

 

 

165,000  

 

 

 

Cash provided by / (used in) investing activities

(17,200) 

(9,000) 

(15,600) 

44,935  

(13,545) 

(24,000) 

(30,000) 

 

 

 

 

 

 

 

 

Cash flow from financing activities:

 

 

 

 

 

 

 

Proceeds from sale of membership interests

17,797  

9,400  

17,500  

121,600  

14,150  

24,745  

31,050  

Proceeds on borrowing from the Manager or its Affiliates, net of repayment

 

 

 

 

 

 

 

Capital contribution from the Manager

 

 

 

 

 

 

 

Contribution related to Offering Closings and Asset Sales

 

650  

 

 

 

55  

 

Distribution to RSE Archive

(197) 

 

(197) 

 

 

 

 

Distribution of Gain on sale of assets to Members

 

 

 

(157,328) 

 

 

 

Cash provided by / (used in) financing activities

17,600  

10,050  

17,303  

(35,728) 

14,150  

24,800  

31,050  

 

 

 

 

 

 

 

 

Net change in cash

400  

1,050  

1,703  

9,408  

650  

800  

1,050  

Cash beginning of year

 

 

 

 

 

 

 

Cash end of year

$400  

$1,050  

$1,703  

$9,408  

$650  

$800  

$1,050  

 

 

 

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-230


RSE ARCHIVE, LLC

 

Consolidated Statements of Cash Flows

Year Ended December 31, 2020



See accompanying notes, which are an integral part of these financial statements.

F-231


RSE ARCHIVE, LLC

 

Consolidated Statements of Cash Flows

Year Ended December 31, 2020


 

Series #24RUTHBAT

Series #YOKO

Series #86JORDAN

Series #HULK1

Series #RUTHBALL1

Series #HIMALAYA

Series #38DIMAGGIO

Cash Flows from Operating Activities:

 

 

 

 

 

 

 

Net (Loss) / Income

$(4,447) 

$(797) 

$32,927  

$(1,044) 

$(28,028) 

$(2,628) 

$(908) 

Adjustments to reconcile net cash (used in)/provided by operating activities

 

 

 

 

 

 

 

Expenses Paid by Manager and Contributed to the Company / Series

799  

1,004  

113  

728  

728  

774  

690  

(Gain) / Loss on sale of Asset

 

 

(41,948) 

 

 

 

 

Impairment loss on memorabilia

 

 

 

 

27,006  

 

 

Prepaid Insurance

 

(207) 

 

 

 

 

 

Prepaid Storage

 

 

 

 

 

 

 

Insurance Payable

3,648  

 

144  

316  

294  

1,854  

218  

Income Taxes Payable

 

 

8,816  

 

 

 

 

Due to the Manager or its Affiliates

6 

 

 

6 

6 

 

6 

Accounts Payable

 

 

 

 

 

 

 

Net cash (used in) / provided by operating activities

 

 

52  

 

 

 

 

 

 

 

 

 

 

 

 

Cash flow from investing activities:

 

 

 

 

 

 

 

Deposits on memorabilia

 

 

 

 

 

 

 

Investment in memorabilia

(250,006) 

(12,600) 

(38,052) 

(87,006) 

(27,006) 

(130,000) 

(20,006) 

Proceeds from Sale of Asset

 

 

80,000  

 

 

 

 

Cash provided by / (used in) investing activities

(250,006) 

(12,600) 

41,948 

(87,006) 

(27,006) 

(130,000) 

(20,006) 

 

 

 

 

 

 

 

 

Cash flow from financing activities:

 

 

 

 

 

 

 

Proceeds from sale of membership interests

250,538  

14,500  

38,500  

87,300  

27,700  

131,250  

20,600  

Proceeds on borrowing from the Manager or its Affiliates, net of repayment

 

 

 

 

 

 

 

Capital contribution from the Manager

 

 

 

 

 

 

 

Contribution related to Offering Closings and Asset Sales

513  

 

 

 

 

 

 

Distribution to RSE Archive

(47) 

(150) 

 

 

 

(47) 

 

Distribution of Gain on sale of assets to Members

 

 

(71,649) 

 

 

 

 

Cash provided by / (used in) financing activities

251,003  

14,350  

(33,149)  

87,300  

27,700  

131,203  

20,600  

 

 

 

 

 

 

 

 

Net change in cash

1,003  

1,750  

8,851  

300  

700  

1,203  

600  

Cash beginning of year

 

 

 

 

 

 

 

Cash end of year

$1,003  

$1,750  

$8,851  

$300  

$700  

$1,203  

$ 600 

 

 

 

 

Series #55CLEMENTE

Series #LOTR

Series #CATCHER

Series #BOND1

Series #SUPER21

Series #BATMAN1

Series #BIRKINTAN

Cash Flows from Operating Activities:

 

 

 

 

 

 

 

Net (Loss) / Income

$(1,082) 

$(779) 

$(715) 

$(819) 

$(670) 

$(894) 

$(802) 

Adjustments to reconcile net cash (used in)/provided by operating activities

 

 

 

 

 

 

 

Expenses Paid by Manager and Contributed to the Company / Series

690  

669  

669  

669  

649  

646  

623  

(Gain) / Loss on sale of Asset

 

 

 

 

 

 

 

Impairment loss on memorabilia

 

 

 

 

 

 

 

Prepaid Insurance

 

 

 

 

 

 

 

Prepaid Storage

 

 

 

 

 

 

 

Insurance Payable

392  

110  

47  

151  

21  

249  

178  

Income Taxes Payable

 

 

 

 

 

 

 

Due to the Manager or its Affiliates

 

 

 

 

23  

77  

244  

Accounts Payable

 

 

 

 

 

 

 

Net cash (used in) / provided by operating activities

 

 

 

 

23  

77  

244  

 

 

 

 

 

 

 

 

Cash flow from investing activities:

 

 

 

 

 

 

 

Deposits on memorabilia

 

 

 

 

 

 

 

Investment in memorabilia

(36,006) 

(27,600) 

(11,600) 

(37,100) 

(7,023) 

(68,577) 

(25,244) 

Proceeds from Sale of Asset

 

 

 

 

 

 

 

Cash provided by / (used in) investing activities

(36,006) 

(27,600) 

(11,600) 

(37,100) 

(7,023) 

(68,577) 

(25,244) 

 

 

 

 

 

 

 

 

Cash flow from financing activities:

 

 

 

 

 

 

 

Proceeds from sale of membership interests

36,600  

28,200  

11,850  

37,600  

7,300  

69,100  

25,700  

Proceeds on borrowing from the Manager or its Affiliates, net of repayment

 

 

 

 

 

 

 

Capital contribution from the Manager

 

 

 

 

 

 

 

Contribution related to Offering Closings and Asset Sales

 

 

 

 

 

 

 

Distribution to RSE Archive

 

(37) 

(37) 

(37) 

 

(66) 

 

Distribution of Gain on sale of assets to Members

 

 

 

 

 

 

 

Cash provided by / (used in) financing activities

36,600  

28,163  

11,813  

37,563  

7,300  

69,111  

25,700  

 

 

 

 

 

 

 

 

Net change in cash

600  

563  

213  

463  

300  

534  

700  

Cash beginning of year

 

 

 

 

 

 

 

Cash end of year

$600  

$563  

$213  

$463  

$300  

$534  

$700  

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-232


RSE ARCHIVE, LLC

 

Consolidated Statements of Cash Flows

Year Ended December 31, 2020


 

Series #GMTBLACK1

Series #61JFK

Series #POKEMON1

Series #50JACKIE

Series #LINCOLN

Series #STARWARS1

Series #68MAYS

Cash Flows from Operating Activities:

 

 

 

 

 

 

 

Net (Loss) / Income

$(914) 

$(619) 

$(1,428) 

$2,663  

$(717) 

$(580) 

$(724) 

Adjustments to reconcile net cash (used in)/provided by operating activities

 

 

 

 

 

 

 

Expenses Paid by Manager and Contributed to the Company / Series

620  

583  

578  

366  

575  

560  

526  

(Gain) / Loss on sale of Asset

 

 

 

(3,800) 

 

 

 

Impairment loss on memorabilia

 

 

 

 

 

 

 

Prepaid Insurance

 

 

 

 

 

 

 

Prepaid Storage

 

 

 

 

 

 

 

Insurance Payable

294  

36  

850  

 

142  

20  

198  

Income Taxes Payable

 

 

 

771  

 

 

 

Due to the Manager or its Affiliates

30  

 

 

 

925  

 

83  

Accounts Payable

 

 

 

 

 

 

 

Net cash (used in) / provided by operating activities

30  

 

 

 

925  

 

83  

 

 

 

 

 

 

 

 

Cash flow from investing activities:

 

 

 

 

 

 

 

Deposits on memorabilia

 

 

 

 

 

 

 

Investment in memorabilia

(25,030) 

(16,350) 

(118,000) 

(9,200) 

(64,925) 

(10,000) 

(32,083) 

Proceeds from Sale of Asset

 

 

 

13,000  

 

 

 

Cash provided by / (used in) investing activities

(25,030) 

(16,350) 

(118,000) 

3,800  

(64,925) 

(10,000) 

(32,083) 

 

 

 

 

 

 

 

 

Cash flow from financing activities:

 

 

 

 

 

 

 

Proceeds from sale of membership interests

25,700  

16,750  

118,600  

9,398  

64,700  

10,400  

32,600  

Proceeds on borrowing from the Manager or its Affiliates, net of repayment

 

 

 

 

 

 

 

Capital contribution from the Manager

 

 

 

 

 

 

 

Contribution related to Offering Closings and Asset Sales

 

 

 

 

 

 

 

Distribution to RSE Archive

(66) 

(66) 

(66) 

(66) 

(66) 

(131) 

(80) 

Distribution of Gain on sale of assets to Members

 

 

 

(12,300) 

 

 

 

Cash provided by / (used in) financing activities

25,634  

16,684  

118,534  

(2,967) 

64,634  

10,269  

32,520  

 

 

 

 

 

 

 

 

Net change in cash

634  

334  

534  

833  

634  

269  

520  

Cash beginning of year

 

 

 

 

 

 

 

Cash end of year

$634  

$334  

$534  

$833  

$634  

$269  

$520  

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-233


RSE ARCHIVE, LLC

 

Consolidated Statements of Cash Flows

Year Ended December 31, 2020


 

Series #56TEDWILL

Series #TMNT1

Series #CAPTAIN3

Series #51MANTLE

Series #CHURCHILL

Series #SHKSPR4

Series #03KOBE

Cash Flows from Operating Activities:

 

 

 

 

 

 

 

Net (Loss) / Income

$(1,021) 

$(643) 

$(614) 

$(686) 

$(506) 

$(840) 

$(701) 

Adjustments to reconcile net cash (used in)/provided by operating activities

 

 

 

 

 

 

 

Expenses Paid by Manager and Contributed to the Company / Series

526  

509  

509  

503  

486  

486  

452  

(Gain) / Loss on sale of Asset

 

 

 

 

 

 

 

Impairment loss on memorabilia

 

 

 

 

 

 

 

Prepaid Insurance

 

 

 

 

 

 

 

Prepaid Storage

 

 

 

 

 

 

 

Insurance Payable

495  

135  

106  

183  

20  

354  

249  

Income Taxes Payable

 

 

 

 

 

 

 

Due to the Manager or its Affiliates

 

 

23  

 

 

 

 

Accounts Payable

 

 

 

 

 

 

 

Net cash (used in) / provided by operating activities

 

 

23  

 

 

 

 

 

 

 

 

 

 

 

 

Cash flow from investing activities:

 

 

 

 

 

 

 

Deposits on memorabilia

 

 

 

 

 

 

 

Investment in memorabilia

(80,000) 

(59,000) 

(35,523) 

(29,500) 

(6,600) 

(105,100) 

(44,000) 

Proceeds from Sale of Asset

 

 

 

 

 

 

 

Cash provided by / (used in) investing activities

(80,000) 

(59,000) 

(35,523) 

(29,500) 

(6,600) 

(105,100) 

(44,000) 

 

 

 

 

 

 

 

 

Cash flow from financing activities:

 

 

 

 

 

 

 

Proceeds from sale of membership interests

80,600  

60,130  

35,666  

30,100  

6,900  

105,705  

44,600  

Proceeds on borrowing from the Manager or its Affiliates, net of repayment

 

 

 

 

 

 

 

Capital contribution from the Manager

 

 

 

 

 

 

 

Contribution related to Offering Closings and Asset Sales

 

 

 

 

 

 

 

Distribution to RSE Archive

(80) 

(730) 

(66) 

(80) 

(80) 

(205) 

(140) 

Distribution of Gain on sale of assets to Members

 

 

 

 

 

 

 

Cash provided by / (used in) financing activities

80,520  

59,400  

35,600  

30,020  

6,820  

105,500  

44,460  

 

 

 

 

 

 

 

 

Net change in cash

520  

400  

100  

520  

220  

400  

460  

Cash beginning of year

 

 

 

 

 

 

 

Cash end of year

$520  

$400  

$100  

$520  

$220  

$400  

$460  

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-234


RSE ARCHIVE, LLC

 

Consolidated Statements of Cash Flows

Year Ended December 31, 2020


 

Series #03LEBRON

Series #03JORDAN

Series #39TEDWILL

Series #94JETER

Series #2020TOPPS

Series #FANFOUR1

Series #85MARIO

Cash Flows from Operating Activities:

 

 

 

 

 

 

 

Net (Loss) / Income

$(606) 

$(656) 

$(585) 

$(653) 

$(877) 

$(716) 

$(1,162) 

Adjustments to reconcile net cash (used in)/provided by operating activities

 

 

 

 

 

 

 

Expenses Paid by Manager and Contributed to the Company / Series

452  

452  

439  

432  

423  

399  

354  

(Gain) / Loss on sale of Asset

 

 

 

 

 

 

 

Impairment loss on memorabilia

 

 

 

 

 

 

 

Prepaid Insurance

 

 

 

 

 

 

 

Prepaid Storage

 

 

 

 

 

 

 

Insurance Payable

155  

204  

146  

221  

454  

317  

808  

Income Taxes Payable

 

 

 

 

 

 

 

Due to the Manager or its Affiliates

 

 

 

 

 

 

 

Accounts Payable

 

 

 

 

 

 

 

Net cash (used in) / provided by operating activities

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Cash flow from investing activities:

 

 

 

 

 

 

 

Deposits on memorabilia

 

 

 

 

 

 

 

Investment in memorabilia

(25,000) 

(33,000) 

(27,750) 

(39,000) 

(48,000) 

(100,063) 

(140,000) 

Proceeds from Sale of Asset

 

 

 

 

 

 

 

Cash provided by / (used in) investing activities

(25,000) 

(33,000) 

(27,750) 

(39,000) 

(48,000) 

(100,063) 

(140,000) 

 

 

 

 

 

 

 

 

Cash flow from financing activities:

 

 

 

 

 

 

 

Proceeds from sale of membership interests

25,600  

33,600  

27,220  

39,600  

48,150  

100,600  

140,600  

Proceeds on borrowing from the Manager or its Affiliates, net of repayment

 

 

 

 

 

 

 

Capital contribution from the Manager

 

 

 

 

 

 

 

Contribution related to Offering Closings and Asset Sales

 

 

1,130  

 

 

 

 

Distribution to RSE Archive

(80) 

(80) 

 

(140) 

 

(66) 

(140) 

Distribution of Gain on sale of assets to Members

 

 

 

 

 

 

 

Cash provided by / (used in) financing activities

25,520  

33,520  

28,350  

39,460  

48,150  

100,534  

140,460  

 

 

 

 

 

 

 

 

Net change in cash

520  

520  

600  

460  

150  

471  

460  

Cash beginning of year

 

 

 

 

 

 

 

Cash end of year

$520  

$520  

$600  

$460  

$150  

$471  

$460  

Supplemental Cash Flow Information:

 

 

 

 

 

 

 

Membership Interests issued to Asset Seller as consideration

 

 

 

 

$50,000  

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-235


RSE ARCHIVE, LLC

 

Consolidated Statements of Cash Flows

Year Ended December 31, 2020


 

Series #TOS39

Series #DAREDEV1

Series #05LATOUR

Series #16SCREAG

Series #14DRC

Series #86RICE

Series #57MANTLE

Cash Flows from Operating Activities:

 

 

 

 

 

 

 

Net (Loss) / Income

$(526) 

$(374) 

$(551) 

$(643) 

$(696) 

$(467) 

$(375) 

Adjustments to reconcile net cash (used in)/provided by operating activities

 

 

 

 

 

 

 

Expenses Paid by Manager and Contributed to the Company / Series

355  

355  

353  

353  

353  

353  

333  

(Gain) / Loss on sale of Asset

 

 

 

 

 

 

 

Impairment loss on memorabilia

 

 

 

 

 

 

 

Prepaid Insurance

 

 

 

 

 

 

 

Prepaid Storage

 

 

 

 

 

 

 

Insurance Payable

171  

19  

28  

120  

173  

113  

42  

Income Taxes Payable

 

 

 

 

 

 

 

Due to the Manager or its Affiliates

 

 

 

 

 

 

 

Accounts Payable

 

 

 

 

 

 

 

Net cash (used in) / provided by operating activities

 

 

(170) 

(170) 

(170) 

 

 

 

 

 

 

 

 

 

 

Cash flow from investing activities:

 

 

 

 

 

 

 

Deposits on memorabilia

 

 

 

 

 

 

 

Investment in memorabilia

(120,000) 

(9,500) 

(7,442) 

(31,944) 

(45,980) 

(20,000) 

(8,000) 

Proceeds from Sale of Asset

 

 

 

 

 

 

 

Cash provided by / (used in) investing activities

(120,000) 

(9,500) 

(7,442) 

(31,944) 

(45,980) 

(20,000) 

(8,000) 

 

 

 

 

 

 

 

 

Cash flow from financing activities:

 

 

 

 

 

 

 

Proceeds from sale of membership interests

120,600  

9,900  

8,042  

32,544  

46,580  

20,600  

7,420  

Proceeds on borrowing from the Manager or its Affiliates, net of repayment

 

 

 

 

 

 

 

Capital contribution from the Manager

 

 

 

 

 

 

 

Contribution related to Offering Closings and Asset Sales

 

 

 

 

 

 

1,182  

Distribution to RSE Archive

(140) 

(80) 

 

 

 

(140) 

(202) 

Distribution of Gain on sale of assets to Members

 

 

 

 

 

 

 

Cash provided by / (used in) financing activities

120,460  

9,820  

8,042  

32,544  

46,580  

20,460  

8,400  

 

 

 

 

 

 

 

 

Net change in cash

460  

320  

430  

430  

430  

460  

400  

Cash beginning of year

 

 

 

 

 

 

 

Cash end of year

$460  

$320  

$430  

$430  

$430  

$460  

$400  

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-236


RSE ARCHIVE, LLC

 

Consolidated Statements of Cash Flows

Year Ended December 31, 2020


 

Series #FAUBOURG

Series #SOBLACK

Series #GATSBY

Series #93DAYTONA

Series #09TROUT

Series #57STARR

Series #AF15

Cash Flows from Operating Activities:

 

 

 

 

 

 

 

Net (Loss) / Income

$(1,397) 

$(846) 

$(694) 

$(469) 

$(1,297) 

$(319) 

$(488) 

Adjustments to reconcile net cash (used in)/provided by operating activities

 

 

 

 

 

 

 

Expenses Paid by Manager and Contributed to the Company / Series

445  

412  

302  

300  

277  

277  

244  

(Gain) / Loss on sale of Asset

 

 

 

 

 

 

 

Impairment loss on memorabilia

 

 

 

 

 

 

 

Prepaid Insurance

 

 

 

 

 

 

 

Prepaid Storage

 

 

 

 

 

 

 

Insurance Payable

952  

434  

392  

169  

1,020  

42  

245  

Income Taxes Payable

 

 

 

 

 

 

 

Due to the Manager or its Affiliates

 

 

 

 

 

 

 

Accounts Payable

 

 

 

 

 

 

 

Net cash (used in) / provided by operating activities

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Cash flow from investing activities:

 

 

 

 

 

 

 

Deposits on memorabilia

 

 

 

 

 

 

 

Investment in memorabilia

(115,000) 

(50,253) 

(185,100) 

(37,000) 

(225,000) 

(8,000) 

(189,000) 

Proceeds from Sale of Asset

 

 

 

 

 

 

 

Cash provided by / (used in) investing activities

(115,000) 

(50,253) 

(185,100) 

(37,000) 

(225,000) 

(8,000) 

(189,000) 

 

 

 

 

 

 

 

 

Cash flow from financing activities:

 

 

 

 

 

 

 

Proceeds from sale of membership interests

115,700  

50,853  

185,700  

37,600  

221,063  

7,420  

189,602  

Proceeds on borrowing from the Manager or its Affiliates, net of repayment

 

 

 

 

 

 

 

Capital contribution from the Manager

 

 

 

 

 

 

 

Contribution related to Offering Closings and Asset Sales

 

 

 

 

4,540  

1,182  

 

Distribution to RSE Archive

(140) 

(80) 

(80) 

 

(202) 

(202) 

(202) 

Distribution of Gain on sale of assets to Members

 

 

 

 

 

 

 

Cash provided by / (used in) financing activities

115,560  

50,774  

185,620  

37,600  

225,400  

8,400  

189,400  

 

 

 

 

 

 

 

 

Net change in cash

560  

520  

520  

600  

400  

400  

400  

Cash beginning of year

 

 

 

 

 

 

 

Cash end of year

$560  

$520  

$520  

$600  

$400  

$400  

$400  

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-237


RSE ARCHIVE, LLC

 

Consolidated Statements of Cash Flows

Year Ended December 31, 2020


 

Series #03KOBE2

Series #JOBSMAC

Series #16PETRUS

Series #ALICE

Series #SPIDER10

Series #62MANTLE

Series #BATMAN6

Cash Flows from Operating Activities:

 

 

 

 

 

 

 

Net (Loss) / Income

$(303) 

$(390) 

$(337) 

$(211) 

$(215) 

$(940) 

$(237) 

Adjustments to reconcile net cash (used in)/provided by operating activities

 

 

 

 

 

 

 

Expenses Paid by Manager and Contributed to the Company / Series

230  

234  

193  

195  

194  

192  

191  

(Gain) / Loss on sale of Asset

 

 

 

 

 

 

 

Impairment loss on memorabilia

 

 

 

 

 

 

 

Prepaid Insurance

 

 

 

 

 

 

 

Prepaid Storage

 

 

 

 

 

 

 

Insurance Payable

73  

156  

144  

16  

21  

748  

47  

Income Taxes Payable

 

 

 

 

 

 

 

Due to the Manager or its Affiliates

 

 

 

 

 

 

 

Accounts Payable

 

 

 

 

 

 

 

Net cash (used in) / provided by operating activities

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Cash flow from investing activities:

 

 

 

 

 

 

 

Deposits on memorabilia

 

 

 

 

 

 

 

Investment in memorabilia

(21,000) 

(35,000) 

(38,236) 

(9,300) 

(18,000) 

(132,000) 

(23,500) 

Proceeds from Sale of Asset

 

 

 

 

 

 

 

Cash provided by / (used in) investing activities

(21,000) 

(35,000) 

(38,236) 

(9,300) 

(18,000) 

(132,000) 

(23,500) 

 

 

 

 

 

 

 

 

Cash flow from financing activities:

 

 

 

 

 

 

 

Proceeds from sale of membership interests

21,629  

35,832  

38,836  

9,900  

18,602  

132,600  

23,900  

Proceeds on borrowing from the Manager or its Affiliates, net of repayment

 

 

 

 

 

 

 

Capital contribution from the Manager

 

 

 

 

 

 

 

Contribution related to Offering Closings and Asset Sales

 

 

 

 

 

 

 

Distribution to RSE Archive

(229) 

(432) 

(170) 

(80) 

(202) 

(140) 

(80) 

Distribution of Gain on sale of assets to Members

 

 

 

 

 

 

 

Cash provided by / (used in) financing activities

21,400  

35,400  

38,666  

9,820  

18,400  

132,460  

23,820  

 

 

 

 

 

 

 

 

Net change in cash

400  

400  

430  

520  

400  

460  

320  

Cash beginning of year

 

 

 

 

 

 

 

Cash end of year

$400  

$400  

$430  

$520  

$400  

$460  

$320  


See accompanying notes, which are an integral part of these financial statements.

F-238


RSE ARCHIVE, LLC

 

Consolidated Statements of Cash Flows

Year Ended December 31, 2020


 

Series #CLEMENTE2

Series #SUPER14

Series #79STELLA

Series #TKAM

Series #DIMAGGIO2

Series #13BEAUX

Series #88MARIO

Cash Flows from Operating Activities:

 

 

 

 

 

 

 

Net (Loss) / Income

$(460) 

$(342) 

$(427) 

$(217) 

$(189) 

$(177) 

$27,446  

Adjustments to reconcile net cash (used in)/provided by operating activities

 

 

 

 

 

 

 

Expenses Paid by Manager and Contributed to the Company / Series

175  

151  

150  

151  

143  

127  

195  

(Gain) / Loss on sale of Asset

 

 

 

 

 

 

(35,000) 

Impairment loss on memorabilia

 

 

 

 

 

 

 

Prepaid Insurance

 

 

 

 

 

 

 

Prepaid Storage

 

 

 

 

 

 

 

Insurance Payable

285  

191  

277  

67  

45  

50  

 

Income Taxes Payable

 

 

 

 

 

 

7,359  

Due to the Manager or its Affiliates

 

 

28  

 

 

4,000  

 

Accounts Payable

 

 

 

 

 

 

 

Net cash (used in) / provided by operating activities

 

 

28  

 

 

4,000 

- 

 

 

 

 

 

 

 

 

Cash flow from investing activities:

 

 

 

 

 

 

 

Deposits on memorabilia

 

 

 

 

 

 

 

Investment in memorabilia

(60,000) 

(120,000) 

(61,528) 

(28,600) 

(17,704) 

(21,877) 

(25,000) 

Proceeds from Sale of Asset

 

 

 

 

 

 

60,000  

Cash provided by / (used in) investing activities

(60,000) 

(120,000) 

(61,528) 

(28,600) 

(17,704) 

(21,877) 

35,000 

 

 

 

 

 

 

 

 

Cash flow from financing activities:

 

 

 

 

 

 

 

Proceeds from sale of membership interests

60,602  

120,600  

62,100  

29,200  

18,254  

22,621  

25,629  

Proceeds on borrowing from the Manager or its Affiliates, net of repayment

 

 

 

 

 

 

53,036  

Capital contribution from the Manager

 

 

 

 

 

 

 

Contribution related to Offering Closings and Asset Sales

 

 

 

 

 

 

 

Distribution to RSE Archive

(202) 

(140) 

 

(66) 

(229) 

(344) 

(229) 

Distribution of Gain on sale of assets to Members

 

 

 

 

 

 

(53,036) 

Cash provided by / (used in) financing activities

60,400  

120,460  

62,100  

29,134  

18,025  

22,277  

25,400  

 

 

 

 

 

 

 

 

Net change in cash

400  

460  

600  

534  

321  

4,400  

60,400  

Cash beginning of year

 

 

 

 

 

 

 

Cash end of year

$400  

$460  

$600  

$534  

$321  

$4,400  

$60,400  

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-239


RSE ARCHIVE, LLC

 

Consolidated Statements of Cash Flows

Year Ended December 31, 2020


 

Series #ANMLFARM

Series #NASA1

Series #00BRADY

Series #85NES

Series #JUSTICE1

Series #69KAREEM

Series #59JFK

Cash Flows from Operating Activities:

 

 

 

 

 

 

 

Net (Loss) / Income

$(154) 

$(1,092) 

$(182) 

$(179) 

$(338) 

$(133) 

$(109) 

Adjustments to reconcile net cash (used in)/provided by operating activities

 

 

 

 

 

 

 

Expenses Paid by Manager and Contributed to the Company / Series

127  

122  

103  

104  

81  

81  

81  

(Gain) / Loss on sale of Asset

 

 

 

 

 

 

 

Impairment loss on memorabilia

 

 

 

 

 

 

 

Prepaid Insurance

 

 

 

 

 

 

 

Prepaid Storage

 

 

 

 

 

 

 

Insurance Payable

26  

971  

79  

76  

257  

52  

28  

Income Taxes Payable

 

 

 

 

 

 

 

Due to the Manager or its Affiliates

 

 

 

 

 

 

 

Accounts Payable

 

 

 

 

 

 

 

Net cash (used in) / provided by operating activities

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Cash flow from investing activities:

 

 

 

 

 

 

 

Deposits on memorabilia

 

 

 

 

 

 

 

Investment in memorabilia

(8,800) 

(254,457) 

(35,184) 

(26,000) 

(190,000) 

(23,261) 

(23,100) 

Proceeds from Sale of Asset

 

 

 

 

 

 

 

Cash provided by / (used in) investing activities

(8,800) 

(254,457) 

(35,184) 

(26,000) 

(190,000) 

(23,261) 

(23,100) 

 

 

 

 

 

 

 

 

Cash flow from financing activities:

 

 

 

 

 

 

 

Proceeds from sale of membership interests

8,966  

254,987  

35,752  

26,859  

190,602  

23,829  

23,702  

Proceeds on borrowing from the Manager or its Affiliates, net of repayment

 

 

 

 

 

 

 

Capital contribution from the Manager

 

 

 

 

 

 

 

Contribution related to Offering Closings and Asset Sales

 

 

 

 

 

 

 

Distribution to RSE Archive

(66) 

(229) 

(229) 

(459) 

(202) 

(229) 

(202) 

Distribution of Gain on sale of assets to Members

 

 

 

 

 

 

 

Cash provided by / (used in) financing activities

8,900  

254,757  

35,523  

26,400  

190,400  

23,600  

23,500  

 

 

 

 

 

 

 

 

Net change in cash

100  

300  

339  

400  

400  

339  

400  

Cash beginning of year

 

 

 

 

 

 

 

Cash end of year

$100  

$300  

$339  

$400  

$400  

$339  

$400  

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-240


RSE ARCHIVE, LLC

 

Consolidated Statements of Cash Flows

Year Ended December 31, 2020


 

Series #04LEBRON

Series #85JORDAN

Series #GOLDENEYE

Series #MOONSHOE

Series #03LEBRON2

Series #GRAPES

Series #34GEHRIG

Cash Flows from Operating Activities:

 

 

 

 

 

 

 

Net (Loss) / Income

$(212) 

$(648) 

$(120) 

$(394) 

$(239) 

$(95) 

$(125) 

 Adjustments to reconcile net cash (used in)/provided by operating activities

 

 

 

 

 

 

 

Expenses Paid by Manager and Contributed to the Company / Series

81  

81  

58  

58  

58  

58  

58  

(Gain) / Loss on sale of Asset

 

 

 

 

 

 

 

Impairment loss on memorabilia

 

 

 

 

 

 

 

Prepaid Insurance

 

 

 

 

 

 

 

Prepaid Storage

 

 

 

 

 

 

 

Insurance Payable

132  

567  

62  

336  

180  

37  

67  

Income Taxes Payable

 

 

 

 

 

 

 

Due to the Manager or its Affiliates

 

 

 

 

 

 

 

Accounts Payable

 

 

 

 

 

 

 

Net cash (used in) / provided by operating activities

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Cash flow from investing activities:

 

 

 

 

 

 

 

Deposits on memorabilia

 

 

 

 

 

 

 

Investment in memorabilia

(44,000) 

(240,000) 

(22,874) 

(150,000) 

(90,227) 

(31,100) 

(29,737) 

Proceeds from Sale of Asset

 

 

 

 

 

 

 

 Cash provided by / (used in) investing activities

(44,000) 

(240,000) 

(22,874) 

(150,000) 

(90,227) 

(31,100) 

(29,737) 

 

 

 

 

 

 

 

 

Cash flow from financing activities:

 

 

 

 

 

 

 

Proceeds from sale of membership interests

44,629  

240,600  

23,442  

150,600  

90,728  

31,702  

30,305  

Proceeds on borrowing from the Manager or its Affiliates, net of repayment

 

 

 

 

 

 

 

Capital contribution from the Manager

 

 

 

 

 

 

 

Contribution related to Offering Closings and Asset Sales

 

 

 

 

 

 

 

Distribution to RSE Archive

(229) 

 

(242) 

(180) 

(180) 

(202) 

(229) 

Distribution of Gain on sale of assets to Members

 

 

 

 

 

 

 

Cash provided by / (used in) financing activities

44,400  

240,600  

23,200  

150,420  

90,548  

31,500  

30,076  

 

 

 

 

 

 

 

 

Net change in cash

400  

600  

326  

420  

320  

400  

339  

Cash beginning of year

 

 

 

 

 

 

 

Cash end of year

$400  

$600  

$326  

$420  

$320  

$400  

$339  

 

 

 

 

 

 

 

 

 

 


See accompanying notes, which are an integral part of these financial statements.

F-241


RSE ARCHIVE, LLC

 

Consolidated Statements of Cash Flows

Year Ended December 31, 2020


 

Series #98KANGA

Series #06BRM

Series #DUNE

Series #86FLEER

Series #WILDGUN

Series #58PELE2

Series #18LAMAR

Consolidated

Cash Flows from Operating Activities:

 

 

 

 

 

 

 

 

Net (Loss) / Income

$(318) 

$(94) 

$(49) 

$(239) 

$(102) 

$(65) 

$27,140  

$(46,724) 

Adjustments to reconcile net cash (used in)/provided by operating activities

 

 

 

 

 

 

 

 

Expenses Paid by Manager and Contributed to the Company / Series

58  

58  

32  

32  

32  

32  

82  

122,698  

(Gain) / Loss on sale of Asset

 

 

 

 

 

 

(34,500) 

(169,133) 

Impairment loss on memorabilia

 

 

 

 

 

 

 

31,406 

Prepaid Insurance

 

 

 

 

 

 

 

(6,566) 

Prepaid Storage

 

 

 

 

 

 

 

1,881  

Insurance Payable

260  

36  

17  

207  

70  

32  

 

38,928  

Income Taxes Payable

 

 

 

 

 

 

7,278  

36,637  

Due to the Manager or its Affiliates

 

 

 

 

 

 

 

5,600  

Accounts Payable

 

 

 

 

 

 

 

5,689  

Net cash (used in) / provided by operating activities

 

 

 

 

 

 

 

20,416  

 

 

 

 

 

 

 

 

 

Cash flow from investing activities:

 

 

 

 

 

 

 

 

Deposits on memorabilia

 

 

 

 

 

 

 

(17,750) 

Investment in memorabilia

(150,000) 

(15,720) 

(10,600) 

(146,400) 

(24,000) 

(22,800) 

(54,000) 

(13,456,919) 

Proceeds from Sale of Asset

 

 

 

 

 

 

88,500  

442,950  

Cash provided by / (used in) investing activities

(150,000) 

(15,720) 

(10,600) 

(146,400) 

(24,000) 

(22,800) 

34,500 

(13,031,719) 

 

 

 

 

 

 

 

 

 

Cash flow from financing activities:

 

 

 

 

 

 

 

 

Proceeds from sale of membership interests

150,600  

16,464  

11,200  

147,447  

24,629  

23,847  

55,047  

5,752,248  

Proceeds on borrowing from the Manager or its Affiliates, net of repayment

 

 

 

 

 

 

 

7,838,548  

Capital contribution from the Manager

 

 

 

 

 

 

 

3,550  

Contribution related to Offering Closings and Asset Sales

 

 

 

 

 

 

 

9,314  

Distribution to RSE Archive

(180) 

(344) 

(140) 

(242) 

(229) 

(242) 

(242) 

 

Distribution of Gain on sale of assets to Members

 

 

 

 

 

 

(82,027) 

(414,935) 

Cash provided by / (used in) financing activities

150,420  

16,120  

11,060  

147,205  

24,400  

23,605  

(27,222)  

13,188,725  

 

 

 

 

 

 

 

 

 

Net change in cash

420  

400  

460  

805  

400  

805  

7,278  

177,422  

Cash beginning of year

 

 

 

 

 

 

 

24,459  

Cash end of year

$420  

$400  

$460  

$805  

$400  

$805  

$7,278  

$201,881  

Supplemental Cash Flow Information:

 

 

 

 

 

 

 

 

Membership Interests issued to Asset Seller as consideration

 

 

 

 

 

 

 

$50,000  

Forgiveness of amounts due to manager and Contributed to the Company/Series

 

 

 

 

 

 

 

$4,400  


See accompanying notes, which are an integral part of these financial statements.

F-242


RSE ARCHIVE, LLC

 

Notes to Consolidated Financial Statements


NOTE A - DESCRIPTION OF ORGANIZATION AND BUSINESS OPERATIONS

 

RSE Archive, LLC (the “Company,” “RSE Archive,” “we,” “us,” or “our”) is a Delaware series limited liability company formed on January 3, 2019. The Company’s core business is the identification, acquisition, marketing and management of memorabilia, collectible items, alcohol and digital assets, collectively referred to as “Memorabilia Assets” or the “Asset Class,” for the benefit of the investors. The Company is wholly owned and managed by RSE Archive Manager, LLC, a Delaware limited liability company (the “Manager”). The Manager is a single-member Delaware limited liability company wholly owned by Rally Holdings LLC (“Rally Holdings” or the “Asset Manager”). Rally Holdings is a single-member Delaware limited liability company wholly owned by RSE Markets, Inc., a Delaware corporation (“RSE Markets”). RSE Markets was the manager of the Company and served as the asset manager until March 26, 2021, at which point RSE Archive Manager, LLC and Rally Holdings replaced RSE Markets as Manager and Asset Manager, respectively. The Asset Manager is a technology and marketing company that operates the Rally Rd.TM platform (the “Platform”) and manages the Company, through the Manager, and the assets owned by the Company in its role as the Asset Manager of each Series.

 

The Company issues membership interests (the “Interests”) in a number of separate individual series (each, a “Series”) of the Company (each, an “Offering”). There will be a separate closing with respect to each Offering (each, a “Closing”). We intend to distribute all Offerings of the Company principally through the Platform, which includes any successor platform used by the Company for the offer and sale of interests. Each Series will own a unique Memorabilia Asset (an “Underlying Asset”) and the assets and liabilities of each Series will be separate in accordance with Delaware law. A purchaser of Interests (an “Investor”) in any Series acquires a proportional share of assets, liabilities, profits, and losses as they pertain to a particular Series, and the sole assets and liabilities of any given Series at the time of an Offering related to that particular Series is a single Underlying Asset (plus any cash reserves for future Operating Expenses (as described in Note B – Summary of Significant Accounting Policies – Operating Expenses) as well as certain liabilities related to expenses pre-paid by the Asset Manager. Any individuals, dealers or auction company which owns an Underlying Asset prior to a purchase of an Underlying Asset by the Company in advance of a potential Offering or the Closing of an Offering from which proceeds are used to acquire the Underlying Asset are referred to as “Asset Sellers.” “Current Period” refers to the time period between January 1, 2021 and December 31, 2021. “Prior Period” refers to the time period between January 1, 2020 and December 31, 2020. The Manager has assembled a network of advisors with experience in the Asset Class (an “Advisory Board”) to assist the Manager in identifying, acquiring and managing Underlying Assets, as well as other aspects of the Platform.

 

 

All voting rights, except as specified in the Operating Agreement or required by law, remain with the Manager (e.g., determining the type and quantity of general maintenance and other expenses required for the appropriate upkeep of each Underlying Asset, determining how to best commercialize the applicable Underlying Assets, evaluating potential sale offers and the liquidation of a Series). The Manager manages the ongoing operations of each Series in accordance with the Operating Agreement.

 

OPERATING AGREEMENT

 

General:

In accordance with the Operating Agreement, each Investor in a Series grants a power of attorney to the Manager. The Manager has the right to appoint officers of the Company and each Series.

 

Operating Expenses:

After the Closing of an Offering, each Series is responsible for its own Operating Expenses (as described in Note B – Summary of Significant Accounting Policies – Operating Expenses). Prior to the Closing, Operating Expenses are borne by the Manager or the Asset Manager and not reimbursed by the economic members of a particular Series. Should post-Closing Operating Expenses exceed revenues or cash reserves, the Manager or the Asset Manager may (a) pay such Operating Expenses and not seek reimbursement, (b) loan the amount of the Operating Expenses to the Series and be entitled to reimbursement of such amount from future revenues generated by the Series (the “Operating Expenses Reimbursement Obligation(s)”), on which the Manager or the Asset Manager may impose a rate of interest, and/or (c) cause additional Interests to be issued in order to cover such additional amounts, which Interests may be issued to existing or new Investors, and may include the Manager or its affiliates or the Asset Manager.


 F-243


RSE ARCHIVE, LLC

 

Notes to Consolidated Financial Statements


NOTE A - DESCRIPTION OF ORGANIZATION AND BUSINESS OPERATIONS (CONTINUED)

 

Fees:

Sourcing Fee: The Manager expects to receive a fee, as determined by the Manager, at the Closing of each successful Offering for its services of sourcing the Underlying Assets (the “Sourcing Fee”), which may be waived by the Manager in its sole discretion.

 

Brokerage Fee:  For all Series qualified up to the date of this filing the broker of record (the “BOR”) received a fee (the “Brokerage Fee”) of 1.0% of the cash proceeds from the Offering for facilitating the sale of securities.

 

Custody Fee: In respect to current Offerings, the custodian of Interests (the “Custodian”), holding custody of the securities upon issuance, will receive a fee of 0.75% on Interests sold in an Offering (the “Custody Fee”).

 

Free Cash Flow Distributions:

At the discretion of the Manager, a Series may make distributions of Free Cash Flow (as described in Note F – Free Cash Flow Distributions and Management Fees) to both the holders of economic Interests in the form of a dividend and the Manager in the form of a Management Fee (as described in Note F – Free Cash Flow Distributions and Management Fees).

 

In the case that Free Cash Flow (as described in Note F – Free Cash Flow Distributions and Management Fees) is available and such distributions are made, at the sole discretion of the Manager, the Investors will receive no less than 50% of Free Cash Flow and the Manager will receive up to 50% of Free Cash Flow in the form of a Management Fee (as described in Note F – Free Cash Flow Distributions and Management Fees) for management of the applicable Underlying Asset. The Management Fee is accounted for as an expense to the relevant Series rather than a distribution from Free Cash Flow.

 

No revenue models have been developed at the Company or Series level and we do not expect either the Company or any of its Series to generate any revenues for some time. We will update the appropriate disclosure at such time as revenue models have been developed. Each Series will continue to incur Operating Expenses (as described in Note B – Summary of Significant Accounting Policies – Operating Expenses) on an ongoing basis.

 

Other:

The Manager is responsible for covering its own expenses. Certain of the Underlying Assets, such as NFTs, will be self-insured by the Manager and the Asset Manager. The Manager and the Asset Manager will take the full risk of loss on these Underlying Assets.

 

LIQUIDITY AND CAPITAL RESOURCES

 

The Company has experienced recurring net losses and negative operating cash flows since inception and neither the Company nor any of the Series has generated revenues or profits in the Current Period or Prior Period, except for certain Underlying Assets that were sold for gains (see Note A – Description of Organization and Business Operations – Asset Dispositions).

 

On a total consolidated basis, the Company generated the following: Income / (Loss), Net Working Capital, and Accumulated Deficits. Additionally, each listed Series for which an Underlying Asset was owned as of the end of the Current Period and the end of the Prior Period has incurred net losses since their respective dates of acquisition and have an accumulated deficit at the end of each of the Current Period and the Prior Period.

 

Period

Income / (Loss)

Net Working Capital

Accumulated Deficit

2020

($46,724)

($8,292,792)

($189,108)

2021

$1,191,789

($6,863,617)

($955,394)


 F-244


RSE ARCHIVE, LLC

 

Notes to Consolidated Financial Statements


NOTE A - DESCRIPTION OF ORGANIZATION AND BUSINESS OPERATIONS (CONTINUED)

 

All of the liabilities on the balance sheet as of the end of the Current Period are obligations to third-parties or the Manager. All of these liabilities, other than ones for which the Manager does not seek reimbursement, will be covered through the proceeds of future Offerings for the various Series of Interests. RSE Markets, Inc. has agreed to provide the Company and each Series the financial support sufficient to meet the Company’s and each Series’ financial needs for the twelve months following the date of this filing.

 

At the end of each of the Current Period and the Prior Period, the Company and the Series for which Closings had occurred, had the following cash balances:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


 F-245


RSE ARCHIVE, LLC

 

Notes to Consolidated Financial Statements


Cash Balance

Applicable Series

12/31/2021

12/31/2020

#52MANTLE

$1,450  

$1,450 

#71MAYS

1,600  

1,600 

#RLEXPEPSI

300  

300 

#10COBB

1,545  

1,545 

#POTTER

1,095  

1,095 

#TWOCITIES

1,495  

1,495 

#FROST

1,695  

1,695 

#BIRKINBLU

1,250  

1,250 

#SMURF

1,250  

1,250 

#70RLEX

1,172  

1,200 

#EINSTEIN

1,750  

1,750 

#HONUS

5,300  

5,300 

#75ALI

938  

1,003 

#71ALI

3,550  

6,555 

#APROAK

1,250  

1,250 

#88JORDAN

1,003  

1,003 

#BIRKINBOR

1,203  

1,203 

#33RUTH

1,003  

1,003 

#SPIDER1

1,003  

1,003 

#BATMAN3

1,003  

1,003 

#ULYSSES

1,950  

1,950 

#ROOSEVELT

400  

400 

#56MANTLE

1,050  

1,050 

#AGHOWL

1,703  

1,703 

#98JORDAN

- 

9,408 

#18ZION

605  

650 

#SNOOPY

800  

800 

#APOLLO11

1,050  

1,050 

#24RUTHBAT

997  

1,003 

#YOKO

1,750  

1,750 

#86JORDAN

 

8,851 

#HULK1

5,774  

300 

#RUTHBALL1

694  

700 

#HIMALAYA

1,203  

1,203 

#38DIMAGGIO

594  

600 

#55CLEMENTE

594  

600 

#LOTR

563  

563 

#CATCHER

213  

213 

#BOND1

463  

463 

#SUPER21

277  

300 

#BATMAN1

457  

534 

#BIRKINTAN

456  

700 

#GMTBLACK1

604  

634 

#61JFK

334  

334 

#POKEMON1

534  

534 

#50JACKIE

833  

833 

#LINCOLN

634  

634 

#STARWARS1

269  

269 

#68MAYS

437  

520 

#56TEDWILL

520  

520 

#TMNT1

8,410  

400 

#CAPTAIN3

77  

100 

#51MANTLE

520  

520 

#CHURCHILL

220  

220 

#SHKSPR4

400  

400 

#03KOBE

460  

460 

#03LEBRON

520  

520 

#03JORDAN

520  

520 

#39TEDWILL

600  

600 

#94JETER

460  

460 

#2020TOPPS

150  

150 

#FANFOUR1

5,251  

471 

#85MARIO

390,060  

460 


 F-246


RSE ARCHIVE, LLC

 

Notes to Consolidated Financial Statements


Cash Balance

Applicable Series

12/31/2021

12/31/2020

#TOS39

460  

460 

#DAREDEV1

2,505  

320 

#05LATOUR

430  

430 

#16SCREAG

430  

430 

#14DRC

430  

430 

#86RICE

460  

460 

#57MANTLE

400  

400 

#FAUBOURG

560  

560 

#SOBLACK

520  

520 

#GATSBY

520  

520 

#93DAYTONA

600  

600 

#09TROUT

400  

400 

#57STARR

400  

400 

#AF15

10,560  

400 

#03KOBE2

400  

400 

#JOBSMAC

400  

400 

#16PETRUS

430  

430 

#ALICE

520  

520 

#SPIDER10

400  

400 

#62MANTLE

460  

460 

#BATMAN6

320  

320 

#CLEMENTE2

400  

400 

#SUPER14

7,353  

460 

#79STELLA

572  

600 

#TKAM

534  

534 

#DIMAGGIO2

321  

321 

#13BEAUX

400  

4,400 

#88MARIO

7,364  

60,400 

#ANMLFARM

100  

100 

#NASA1

300  

300 

#00BRADY

339  

339 

#85NES

400  

400 

#JUSTICE1

400  

400 

#69KAREEM

339  

339 

#59JFK

400  

400 

#04LEBRON

400  

400 

#85JORDAN

600  

600 

#GOLDENEYE

326  

326 

#MOONSHOE

420  

420 

#03LEBRON2

320  

320 

#GRAPES

400  

400 

#34GEHRIG

339  

339 

#98KANGA

420  

420 

#06BRM

400  

400 

#DUNE

460  

460 

#86FLEER

805  

805 

#WILDGUN

400  

400 

#58PELE2

8,175  

805 

#18LAMAR

7,278  

7,278 

#13GIANNIS

320  

- 

#AVENGERS1

15,610  

- 

#04MESSI

805  

- 

#AVENGE57

400  

- 

#03TACHE

400  

- 

#99TMB2

340  

- 

#PUNCHOUT

448  

- 

#BULLSRING

900  

- 

#70AARON

340  

- 

#96CHARZRD

348  

- 

#01TIGER

366  

- 

#ICECLIMB

400  

- 

#09COBB

367  

- 

#51HOWE

1,005  

- 

#96JORDAN2

300  

- 


 F-247


RSE ARCHIVE, LLC

 

Notes to Consolidated Financial Statements


Cash Balance

Applicable Series

12/31/2021

12/31/2020

#JUNGLEBOX

418  

- 

#59FLASH

367  

- 

#FOSSILBOX

355  

- 

#THOR

13,828  

- 

#POKEBLUE

448  

- 

#98GTA

355  

- 

#PICNIC

400  

- 

#DOMINOS

300  

- 

#58PELE

805  

- 

#09CURRY

300  

- 

#84JORDAN

300  

- 

#09BEAUX

426  

- 

#KEROUAC

400  

- 

#96JORDAN

448  

- 

#FEDERAL

420  

- 

#62BOND

711  

- 

#71TOPPS

500  

- 

#DEATON

400  

- 

#98ZELDA

600  

- 

#03JORDAN2

300  

- 

#WOLVERINE

3,067  

- 

#91JORDAN

359  

- 

#79GRETZKY

1,233  

- 

#17DUJAC

426  

- 

#FAUBOURG2

400  

- 

#MOSASAUR

400  

- 

#92JORDAN

448  

- 

#14KOBE

500  

- 

#03LEBRON3

500  

- 

#95TOPSUN

468  

- 

#09TROUT2

453  

- 

#59BOND

348  

- 

#OPEECHEE

500  

- 

#ROCKETBOX

325  

- 

#94JORDAN

391  

- 

#18LUKA

388  

- 

#86DK3

4,394  

- 

#FANFOUR5

378  

- 

#16KOBE

300  

- 

#11BELAIR

400  

- 

#76PAYTON

464  

- 

#17MAHOMES

468  

- 

#85MJPROMO

368  

- 

#96KOBE

378  

- 

#99CHARZRD

729  

- 

#68RYAN

378  

- 

#MARADONA

329  

- 

#POKEYELOW

468  

- 

#POKELUGIA

468  

- 

#XMEN1

22,880  

- 

#VANHALEN

300  

- 

#48JACKIE

400  

- 

#05MJLJ

400  

- 

#81MONTANA

378  

- 

#00MOUTON

426  

- 

#07DURANT

303  

- 

#56AARON

377  

- 

#85LEMIEUX

319  

- 

#87JORDAN

300  

- 

#AC23

420  

- 

#APPLE1

300  

- 

#GWLOTTO

377  

- 

#GYMBOX

386  

- 

#HUCKFINN

478  

- 


 F-248


RSE ARCHIVE, LLC

 

Notes to Consolidated Financial Statements


Cash Balance

Applicable Series

12/31/2021

12/31/2020

#NEOBOX

378  

- 

#NEWTON

400  

- 

#NICKLAUS1

478  

- 

#POKEMON2

486  

- 

#POKERED

477  

- 

#RIVIERA

386  

- 

#SMB3

477  

- 

#WALDEN

486  

- 

#WZRDOFOZ

468  

- 

#60ALI

452  

- 

#TORNEK

600  

- 

#DIMAGGIO3

486  

- 

#POKEMON3

486  

- 

#58PELE3

378  

- 

#09CURRY2

300  

- 

#85ERVING

300  

- 

#LJKOBE

12,157  

- 

#80ALI

377  

- 

#BATMAN2

420  

- 

#FLASH123

420  

- 

#99MJRETRO

346  

- 

#85GPK

312  

- 

#IPOD

300  

- 

#HGWELLS

486  

- 

#85JORDAN2

516  

- 

#66ORR

456  

- 

#CONGRESS

400  

- 

#GRIFFEYJR

419  

- 

#01HALO

415  

- 

#87ZELDA

357  

- 

#EINSTEIN2

420  

- 

#SANTANA

446  

- 

#01TIGER2

318  

- 

#86JORDAN2

549  

- 

#TOPPSTRIO

300  

- 

#81BIRD

346  

- 

#97KOBE

410  

- 

#XMEN94

359  

- 

#09RBLEROY

400  

- 

#04MESSI2

400  

- 

#THEROCK

396  

- 

#XLXMEN1

359  

- 

#03LEBRON5

477  

- 

#METEORITE

400  

- 

#SLASH

600  

- 

#00BRADY2

660  

- 

#89TMNT

400  

- 

#NESWWF

400  

- 

#PUNK9670

600  

- 

#18ALLEN

453  

- 

#CASTLEII

400  

- 

#36OWENS

400  

- 

#BAYC601

608  

- 

#60MANTLE

486  

- 

#PUNK8103

600  

- 

#GHOST1

380  

- 

#BROSGRIMM

500  

- 

#HENDERSON

377  

- 

#KIRBY

400  

- 

#20HERBERT

400  

- 

#03RONALDO

652  

- 

#HONUS2

376  

- 

#MARX

486  

- 


 F-249


RSE ARCHIVE, LLC

 

Notes to Consolidated Financial Statements


Cash Balance

Applicable Series

12/31/2021

12/31/2020

#09HARDEN

353  

- 

#MEEB15511

547  

- 

#90BATMAN

400  

- 

#93JETER

427  

- 

#SIMPSONS1

400  

- 

#SPIDER129

356  

- 

#NESDK3

400  

- 

#BAYC7359

600  

- 

#CURIO10

1,125  

- 

#WILDTHING

400  

- 

#1776

400  

- 

#98JORDAN2

776  

- 

#MACALLAN1

600  

- 

#BAYC9159

600  

- 

#FANTASY7

400  

- 

#SURFER4

300  

- 

#OHTANI1

376  

- 

#OHTANI2

376  

- 

#WILT100

400  

- 

#PENGUIN

300  

- 

#KARUIZAWA

600  

- 

#KOMBAT

300  

- 

#APPLELISA

300  

- 

#98MANNING

400  

- 

#GIJOE

338  

- 

#BEATLES1

300  

- 

#SQUIG5847

654  

- 

#PACQUIAO

400  

- 

#83JOBS

500  

- 

#BATMAN181

350  

- 

#HOBBIT

600  

- 

Total Series Cash Balance

$671,506  

$170,336 

RSE Archive

31,963  

31,545 

Total Cash Balance

$703,469  

$201,881 

 

 

The cash on the books of the Company is reserved for funding future pre-Closing Operating Expenses (as described in Note B – Summary of Significant Accounting Policies – Operating Expenses) or Acquisition Expenses (as described in Note B – Summary of Significant Accounting Policies – Capital Assets) as the case may be. The cash on the books of each Series is reserved for funding of post-Closing Operating Expenses. During the Current Period, the Manager has paid for certain but not all Operating Expenses related to Series that have closed Offerings and has elected not to be reimbursed. These payments made by the Manager are accounted for as capital contributions and are further described in Note B – Summary of Significant Accounting Policies – Operating Expenses.

 

From inception, the Company and the Series have financed their business activities through capital contributions from the Manager or its affiliates and members to the individual Series. Until such time as the Series have the capacity to generate cash flows from operations, the Manager may cover any deficits through additional capital contributions or the issuance of additional Interests in any individual Series. In addition, parts of the proceeds of future Offerings may be used to create reserves for future Operating Expenses (as described in Note B – Summary of Significant Accounting Policies – Operating Expenses) for individual Series once the Offerings are closed, at the sole discretion of the Manager.


 F-250


RSE ARCHIVE, LLC

 

Notes to Consolidated Financial Statements


INITIAL OFFERINGS

 

All Series, for which a closing had occurred as of the date of the financial statements, had commenced operations, were capitalized and had assets. Additionally, various Series have liabilities. The table outlined in Note B – Summary of Significant Accounting Policies – Members’ Equity outlines all Offerings for which a Closing has occurred during the Current Period and the Prior Period.


 F-251


RSE ARCHIVE, LLC

 

Notes to Consolidated Financial Statements


NOTE A - DESCRIPTION OF ORGANIZATION AND BUSINESS OPERATIONS (CONTINUED)

 

ASSET DISPOSITIONS

 

During the Current Period and the Prior Period, the Company received purchase offers for the Underlying Assets listed in the table below. Per the terms of the Operating Agreement, the Company, together with the Manager’s Advisory Board has evaluated the offers and has determined that it is in the interest of the Investors to sell the Underlying Asset. In certain instances, the Company may decide to sell an Underlying Asset, that is on the books of the Company, but no Offering has occurred. Therefore, the Underlying Asset has not yet been transferred to an applicable Series before the sale. In these instances, the anticipated Offering for the Series related to such Underlying Asset is cancelled and no securities are sold.

 

Series

Underlying Asset

Date of Sale Agreement

Total Sale Price

Initial Purchase Price

Carrying Value

Gain on Sale / (Loss)

Corporate Level Taxes on Gain on Sale

Total Initial Offering Price / Per Interests

Total Distribution to Investors / Per Interests

#71ALI

1971 “Fight of the Century” Contract

2/6/2020

$36,450

$27,500

$27,500

$8,950

$3,005

$31,000 / $15.50

$38,595 / $19.29

#98JORDAN

1998 Michael Jordan Jersey

5/11/2020

$165,000

$120,000

$120,065

$44,935

$9,408

$128,000 / $64.00

$157,328 / $78.65

#86JORDAN

1986 Fleer #57 Michael Jordan Card

6/1/2020

$80,000

$38,000

$38,052

$41,948

$8,816

$40,000 / $40.00

$71,649 / $71.64

#50JACKIE

1950 Bowman #22 Jackie Robinson Card

10/7/2020

$13,000

$9,200

$9,200

$3,800

$771

$10,000 / $1.00

$12,300 / $1.23

#88MARIO

1988 NES Super Mario Bros. 2 Wata 9.8 A+ Video Game

12/29/2020

$60,000

$25,000

$25,000

$35,000

$7,359

$30,000 / $15.00

$53,036 / $26.51

#18LAMAR

2018 National Treasures Red Lamar Jackson Rookie Card graded BGS NM-MT+ 8.5

12/29/2020

$88,500

$54,000

$54,000

$34,500

$7,278

$62,000 / $8.00

$82,027 / $10.58

#58PELE2

1958 Editora Aquarela Pelé Card graded PSA NM 7

2/26/2021

$62,000

$22,800

$22,800

$39,200

$8,102

$26,500 / $5.00

$54,630 / $10.30

#AF15

1962 Amazing Fantasy #15 CGC VF 8.0 comic book

6/7/2021

$240,000

$189,000

$189,000

$51,000

$10,518

$200,000 / $25.00

$229,840 / $28.73

#TMNT

1984 Teenage Mutant Ninja Turtles #1 CGC VF/NM 9.8 comic book

6/7/2021

$100,000

$59,000

$59,000

$41,000

$8,405

$65,000 / $65.00

$91,990 / $91.99

#FANFOUR1

1961 Fantastic Four #1 CGC VF+ 8.5 comic book

6/14/2021

$126,000

$100,000

$100,063

$25,937

$5,216

$105,000 / $52.50

$121,220 / $60.61

#XMEN1

1963 X-Men #1 CGC NM 9.4 comic book

6/21/2021

$325,000

$215,000

$215,000

$110,000

$23,070

$240,000 / $20.00

$302,520 / 25.21

#APROAK (4)

Audemars Piguet Royal Oak Jumbo A-Series Ref.5402

6/28/2021

$110,000

$72,500

$72,500

$37,500

$7,264

$75,000 / $75.00

$103,970 / $103.97

#AVENGERS1

1963 Avengers #1 CGC NM + 9.6 comic book

7/9/2021

$325,000

$250,000

$250,000

$75,000

$15,610

$270,000 / $54.00

$309,850 / $61.97


F-252


RSE ARCHIVE, LLC

 

Notes to Consolidated Financial Statements


#THOR

1962 Journey Into Mystery #83 CGC NM 9.4

7/14/2021

$261,000

$195,000

$195,000

$66,000

$13,721

$215,000 / $20.00

$247,573 / $23.03

#HULK1

1962 The Incredible Hulk #1 CGC VF 8.0

7/19/2021

$116,000

$87,000

$87,006

$28,994

$5,753

$89,000 / $44.50

$110,520 / $55.26

#WOLVERINE

1974 Incredible Hulk #181 comic book graded NM/M 9.8 by CGC

7/22/2021

$57,000

$42,000

$42,033

$14,967

$3,030

$47,500 / $9.50

$54,300 / $10.86

#DAREDEV1

1964 Daredevil #1 CGC VF/NM 9.0 comic book

7/26/2021

$22,080

$9,500

$9,500

$12,580

$2,461

$11,500 / $1.00

$19,895 / $1.73

#SUPER14

1942 Superman #14 CGC NM 9.4 comic book

8/3/2021

$156,000

$120,000

$120,000

$36,000

$7,353

$130,000 / $25.00

$149,084 / $28.67

#85MARIO

1985 Factory-Sealed NES Super Mario Bros. Wata 9.8 A+

8/9/2021

$2,000,000

$140,000

$140,000

$1,860,000

$390,081

$150,000 / $50.00

$1,610,400 / $536.80

#86DK3

1986 Donkey Kong 3 Sealed [Hangtab, 2 Code, Mid-Production], NES Nintendo graded Wata 9.2 A+

8/30/2021

$60,000

$38,400

$38,600

$21,400

$4,386

$43,500 / $10.00

$55,985 / $12.87

#LJKOBE

2002 LeBron James High School Game Worn Sneakers Gifted by Kobe Bryant.

11/15/2021

$215,000

$156,000

$156,299

$58,701

$12,129

$180,000 / $10.00

$203,220 / $11.29

1962 Amazing Fantasy #15 CGC VG+ 4.5 (1, 2)

3/10/2021

$26,100

$30,500

$26,106

($6)

N/A

N/A

N/A

1937 Heisman Memorial Trophy Awarded to Yale University Halfback Clint Frank (1, 3)

7/13/2021

$338,000

$410,000

$338,000

$0

N/A

N/A

N/A

1955 Topps #164 Roberto Clemente Rookie Card graded PSA MINT 9 (1)

8/12/2021

$1,000,000

$950,000

$950,000

$50,000

N/A

N/A

N/A

1967 Topps #569 Rod Carew A.L. Rookie Stars graded PSA Gem Mint 10 (1)

11/22/2021

$190,000

$186,000

$186,299

$3,701

N/A

N/A

N/A

1947 Jackie Robinson Original News Photograph Authenticated by PSA/DNA Type 1

11/22/2021

$356,000

$360,000

$360,299

($4,299)

N/A

N/A

N/A

1985 NES Excitebike Hangtab Video Game graded Wata 9.6 A++ (1)

11/29/2021

$210,000

$150,000

$150,000

$60,000

N/A

N/A

N/A

1959 Topps #10 Jim Brown Card graded PSA GEM MT 10 (1)

12/10/2021

$208,000

$205,200

$206,208

$1,792

N/A

N/A

N/A

Total Gain / (Loss) on Sale in 2020

 

 

 

 

$169,133

 

 

 

Total Gain / (Loss) on Sale in 2021

 

 

 

 

$2,589,466

 

 

 

(1): At the time of the sale the Underlying Asset was still owned by RSE Archive, LLC and not by any Series

(2): There was an impairment charge to 1962 Amazing Fantasy #15 CGC VG+ 4.5 in 2020 for $4,400.

(3): There was an impairment charge to 1937 Heisman Memorial Trophy Awarded to Yale University Halfback Clint Frank in 2021 for $72,000.

(4): The sale of the Underlying Asset is a related party transaction

 

Upon disposition of the Underlying Asset, the Series will be dissolved upon payment of their current corporate tax liabilities and any sales tax remittance.


F-253


RSE ARCHIVE, LLC

 

Notes to Consolidated Financial Statements


NOTE B - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES

 

1.Basis of Presentation 

 

The accompanying financial statements have been prepared in accordance with generally accepted accounting principles in the United States of America (“US GAAP”).

 

Any Offerings that closed as of the date of the financial statements are issued under Tier 2 of Regulation A+ and qualified under the Offering Statement. The membership interests that are issued by each individual Series do not provide the investors with any voting rights in the Series other than those detailed in the Company’s Operating Agreement. All of the control and operating decisions relating to the operations of a Series are held by the Manager in accordance with the terms as specified in the Operating Agreement. As such, upon closing of the Series, separate financial statements are presented for each such Series, and each is consolidated in the financial statements of the Company after eliminating inter-company balances and transactions.

 

2.Use of Estimates: 

 

The preparation of financial statements in conformity with US GAAP requires management to make estimates and assumptions that affect the reported amounts of assets and liabilities, and disclosure of contingent assets and liabilities at the date of the financial statements and the reported amounts of revenues and expenses during the reporting period.

 

Making estimates requires management to exercise significant judgment. It is at least reasonably possible that the estimate of the effect of a condition, situation or set of circumstances that existed at the date of the financial statements, which management considered in formulating its estimate, could change in the near-term due to one or more future confirming events.  Accordingly, the actual results could differ significantly from our estimates.

 

3.Cash and Cash Equivalents: 

 

The Company considers all short-term investments with an original maturity of three months or less when purchased, or otherwise acquired, to be cash equivalents.

 

4.Offering Expenses: 

 

Offering expenses (the “Offering Expenses”) related to the Offering for a specific Series consist of underwriting, legal, accounting, escrow, compliance, filing and other expenses incurred through the balance sheet date that are directly related to a proposed Offering and will generally be charged to members' equity upon the completion of the proposed Offering. Expenses that are incurred prior to the Closing of an Offering for such Series, that are funded by the Manager and will generally be reimbursed through the proceeds of the Offering related to the Series. However, the Manager has agreed to pay and not be reimbursed for Offering Expenses incurred with respect to the Offerings for all Series that have had a Closing as of the date of the financial statements and potentially other future Offerings.


F-254


RSE ARCHIVE, LLC

 

Notes to Consolidated Financial Statements


NOTE B - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (CONTINUED)

 

5.Operating Expenses: 

 

Operating Expenses (as described below) related to a particular Underlying Asset include storage, insurance, transportation (other than the initial transportation from the Underlying Asset’s location to the Manager’s storage facility prior to the Offering, which is treated as an Acquisition Expense (as described in Note B – Summary of Significant Accounting Policies – Capital Assets), maintenance, bookkeeping and accounting fees and other Underlying Asset specific expenses as detailed in the Manager’s allocation policy, together the “Operating Expenses.”  We distinguish between pre-Closing and post-Closing Operating Expenses. Operating Expenses are expensed as incurred.

 

Except as disclosed with respect to any future Offering, expenses of this nature that are incurred prior to the Closing of an Offering of Series of Interests, are funded by the Manager and are not reimbursed by the Company, the Series or economic members. Expenses in this case are treated as capital contributions from the Manager to the Company and are summarized in the table below:

 

Period

Pre-Closing Operating Expense Capital Contributions

Post-Closing Operating Expense Capital Contributions

2020

$53,717

$76,931

2021

$400,804

$362,899

 

During the Current Period and the Prior Period, the Company incurred pre-Closing Operating Expenses and the following Series had closed Offerings and incurred post-Closing Operating Expenses excluding gains on sale per the table as follows:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


F-255


RSE ARCHIVE, LLC

 

Notes to Consolidated Financial Statements


Expenses

Applicable Series

12/31/2021

12/31/2020

#52MANTLE

$2,007 

$2,742 

#71MAYS

1,436 

1,857 

#RLEXPEPSI

953 

1,408 

#10COBB

1,271 

1,632 

#POTTER

1,036 

1,481 

#TWOCITIES

954 

1,255 

#FROST

944 

1,246 

#BIRKINBLU

1,452 

1,883 

#SMURF

1,072 

1,564 

#70RLEX

1,224 

1,421 

#EINSTEIN

1,010 

1,251 

#HONUS

5,670 

7,366 

#75ALI

1,356 

1,865 

#71ALI

- 

209 

#APROAK

961 

2,187 

#88JORDAN

1,106 

1,395 

#BIRKINBOR

1,401 

1,749 

#33RUTH

1,660 

2,052 

#SPIDER1

961 

1,098 

#BATMAN3

1,059 

1,385 

#ULYSSES

965 

1,041 

#ROOSEVELT

956 

1,026 

#56MANTLE

1,048 

1,094 

#AGHOWL

953 

1,018 

#98JORDAN

- 

374 

#18ZION

1,069 

1,021 

#SNOOPY

1,020 

1,085 

#APOLLO11

1,224 

1,086 

#24RUTHBAT

3,313 

4,447 

#YOKO

948 

797 

#86JORDAN

- 

205 

#HULK1

794 

1,044 

#RUTHBALL1

1,402 

28,028 

#HIMALAYA

2,322 

2,628 

#38DIMAGGIO

1,130 

908 

#55CLEMENTE

1,281 

1,082 

#LOTR

974 

779 

#CATCHER

946 

715 

#BOND1

991 

819 

#SUPER21

938 

670 

#BATMAN1

1,089 

894 

#BIRKINTAN

1,165 

802 

#GMTBLACK1

1,049 

914 

#61JFK

955 

619 

#POKEMON1

2,412 

1,428 

#50JACKIE

- 

366 

#LINCOLN

1,039 

717 

#STARWARS1

947 

580 

#68MAYS

1,243 

724 

#56TEDWILL

1,695 

1,021 

#TMNT1

569 

643 

#CAPTAIN3

989 

614 

#51MANTLE

1,220 

686 

#CHURCHILL

937 

506 

#SHKSPR4

1,112 

840 

#03KOBE

1,440 

701 


F-256


RSE ARCHIVE, LLC

 

Notes to Consolidated Financial Statements


Expenses

Applicable Series

12/31/2021

12/31/2020

#03LEBRON

1,261 

606 

#03JORDAN

1,336 

656 

#39TEDWILL

1,203 

585 

#94JETER

1,309 

653 

#2020TOPPS

1,864 

877 

#FANFOUR1

622 

716 

#85MARIO

1,552 

1,162 

#TOS39

1,138 

526 

#DAREDEV1

753 

374 

#05LATOUR

830 

551 

#16SCREAG

951 

643 

#14DRC

1,020 

696 

#86RICE

1,128 

467 

#57MANTLE

1,017 

375 

#FAUBOURG

2,181 

1,397 

#SOBLACK

1,568 

846 

#GATSBY

1,257 

694 

#93DAYTONA

937 

469 

#09TROUT

3,061 

1,297 

#57STARR

1,017 

319 

#AF15

666 

488 

#03KOBE2

1,223 

303 

#JOBSMAC

1,337 

390 

#16PETRUS

982 

337 

#ALICE

942 

211 

#SPIDER10

958 

215 

#62MANTLE

2,185 

940 

#BATMAN6

967 

237 

#CLEMENTE2

1,507 

460 

#SUPER14

863 

342 

#79STELLA

1,498 

427 

#TKAM

976 

217 

#DIMAGGIO2

960 

189 

#13BEAUX

901 

177 

#88MARIO

- 

195 

#ANMLFARM

941 

154 

#NASA1

3,297 

1,092 

#00BRADY

1,273 

182 

#85NES

1,166 

179 

#JUSTICE1

1,262 

338 

#69KAREEM

1,244 

133 

#59JFK

981 

109 

#04LEBRON

1,440 

212 

#85JORDAN

3,324 

648 

#GOLDENEYE

1,140 

120 

#MOONSHOE

2,367 

394 

#03LEBRON2

1,874 

239 

#GRAPES

981 

95 

#34GEHRIG

1,221 

125 

#98KANGA

2,355 

318 

#06BRM

871 

94 

#DUNE

944 

49 

#86FLEER

2,405 

239 

#WILDGUN

1,147 

102 

#58PELE2

394 

65 

#18LAMAR

- 

82 


F-257


RSE ARCHIVE, LLC

 

Notes to Consolidated Financial Statements


Expenses

Applicable Series

12/31/2021

12/31/2020

#13GIANNIS

1,203 

- 

#AVENGERS1

1,333 

- 

 

 

 

 

#04MESSI

1,512 

- 

#AVENGE57

931 

- 

#03TACHE

1,238 

- 

#99TMB2

1,463 

- 

#PUNCHOUT

1,762 

- 

#BULLSRING

3,658 

- 

#70AARON

1,085 

- 

#96CHARZRD

1,496 

- 

#01TIGER

1,087 

- 

#ICECLIMB

1,643 

- 

#09COBB

1,187 

- 

#51HOWE

1,302 

- 

#96JORDAN2

1,532 

- 

#JUNGLEBOX

1,162 

- 

#59FLASH

961 

- 

#FOSSILBOX

1,036 

- 

#THOR

767 

- 

#POKEBLUE

1,039 

- 

#98GTA

960 

- 

#PICNIC

1,504 

- 

#DOMINOS

794 

- 

#58PELE

3,958 

- 

#09CURRY

1,126 

- 

#84JORDAN

4,025 

- 

#09BEAUX

889 

- 

#KEROUAC

1,008 

- 

#96JORDAN

1,341 

- 

#FEDERAL

1,056 

- 

#62BOND

936 

- 

#71TOPPS

1,379 

- 

#DEATON

4,229 

- 

#98ZELDA

974 

- 

#03JORDAN2

1,091 

- 

#WOLVERINE

599 

- 

#91JORDAN

1,511 

- 

#79GRETZKY

7,797 

- 

#17DUJAC

713 

- 

#FAUBOURG2

2,230 

- 

#MOSASAUR

2,615 

- 

#92JORDAN

1,128 

- 

#14KOBE

1,430 

- 

#03LEBRON3

2,763 

- 

#95TOPSUN

1,119 

- 

#09TROUT2

1,104 

- 

#59BOND

788 

- 

#OPEECHEE

3,121 

- 

#ROCKETBOX

869 

- 

#94JORDAN

1,433 

- 

#18LUKA

859 

- 

#86DK3

701 

- 

#FANFOUR5

687 

- 

#16KOBE

7,658 

- 

#11BELAIR

574 

- 

#76PAYTON

1,056 

- 


F-258


RSE ARCHIVE, LLC

 

Notes to Consolidated Financial Statements


Expenses

Applicable Series

12/31/2021

12/31/2020

#17MAHOMES

2,557 

- 

#85MJPROMO

864 

- 

#96KOBE

1,233 

- 

#99CHARZRD

3,277 

- 

 

 

 

 

 

 

#68RYAN

1,087 

- 

#MARADONA

674 

- 

#POKEYELOW

953 

- 

#POKELUGIA

1,379 

- 

#XMEN1

383 

- 

#VANHALEN

752 

- 

#48JACKIE

3,864 

- 

#05MJLJ

915 

- 

#81MONTANA

817 

- 

#00MOUTON

251 

- 

#07DURANT

1,216 

- 

#56AARON

566 

- 

#85LEMIEUX

911 

- 

#87JORDAN

622 

- 

#AC23

285 

- 

#APPLE1

4,066 

- 

#GWLOTTO

297 

- 

#GYMBOX

377 

- 

#HUCKFINN

279 

- 

#NEOBOX

608 

- 

#NEWTON

803 

- 

#NICKLAUS1

558 

- 

#POKEMON2

3,559 

- 

#POKERED

540 

- 

#RIVIERA

398 

- 

#SMB3

442 

- 

#WALDEN

277 

- 

#WZRDOFOZ

391 

- 

#60ALI

1,814 

- 

#TORNEK

1,717 

- 

#DIMAGGIO3

4,529 

- 

#POKEMON3

378 

- 

#58PELE3

1,766 

- 

#09CURRY2

4,099 

- 

#85ERVING

349 

- 

#LJKOBE

1,241 

- 

#80ALI

675 

- 

#BATMAN2

322 

- 

#FLASH123

246 

- 

#99MJRETRO

538 

- 

#85GPK

371 

- 

#IPOD

427 

- 

#HGWELLS

235 

- 

#85JORDAN2

2,378 

- 

#66ORR

1,032 

- 

#CONGRESS

362 

- 

#GRIFFEYJR

435 

- 

#01HALO

318 

- 

#87ZELDA

937 

- 

#EINSTEIN2

288 

- 

#SANTANA

288 

- 

#01TIGER2

341 

- 


F-259


RSE ARCHIVE, LLC

 

Notes to Consolidated Financial Statements


Expenses

Applicable Series

12/31/2021

12/31/2020

#86JORDAN2

603 

- 

#TOPPSTRIO

814 

- 

#81BIRD

470 

- 

#97KOBE

479 

- 

#XMEN94

227 

- 

#09RBLEROY

279 

- 

 

 

 

 

 

 

 

 

#04MESSI2

418 

- 

#THEROCK

254 

- 

#XLXMEN1

210 

- 

#03LEBRON5

912 

- 

#METEORITE

1,357 

- 

#SLASH

169 

- 

#00BRADY2

1,576 

- 

#89TMNT

301 

- 

#NESWWF

186 

- 

#PUNK9670

85 

- 

#18ALLEN

266 

- 

#CASTLEII

179 

- 

#36OWENS

291 

- 

#BAYC601

79 

- 

#60MANTLE

7,068 

- 

#PUNK8103

70 

- 

#GHOST1

98 

- 

#BROSGRIMM

292 

- 

#HENDERSON

1,565 

- 

#KIRBY

248 

- 

#20HERBERT

291 

- 

#03RONALDO

624 

- 

#HONUS2

378 

- 

#MARX

237 

- 

#09HARDEN

196 

- 

#MEEB15511

56 

- 

#90BATMAN

237 

- 

#93JETER

321 

- 

#SIMPSONS1

114 

- 

#SPIDER129

106 

- 

#NESDK3

412 

- 

#BAYC7359

49 

- 

#CURIO10

44 

- 

#WILDTHING

82 

- 

#1776

3,044 

- 

#98JORDAN2

2,436 

- 

#MACALLAN1

582 

- 

#BAYC9159

22 

- 

#FANTASY7

204 

- 

#SURFER4

51 

- 

#OHTANI1

301 

- 

#OHTANI2

257 

- 

#WILT100

369 

- 

#PENGUIN

46 

- 

#KARUIZAWA

618 

- 

#KOMBAT

209 

- 

#APPLELISA

220 

- 

#98MANNING

66 

- 

#GIJOE

92 

- 

#BEATLES1

103 

- 


F-260


RSE ARCHIVE, LLC

 

Notes to Consolidated Financial Statements


Expenses

Applicable Series

12/31/2021

12/31/2020

#SQUIG5847

9 

- 

#PACQUIAO

42 

- 

#83JOBS

309 

- 

#BATMAN181

30 

- 

#HOBBIT

330 

- 

RSE Archive

559,925 

56,249 

Total Expenses

$884,885 

$179,220 


F-261


RSE ARCHIVE, LLC

 

Notes to Consolidated Financial Statements


NOTE B - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (CONTINUED)

 

6.Capital Assets: 

 

Underlying Assets are recorded at cost. The cost of the Underlying Assets includes the purchase price, including any deposits for the Underlying Asset funded by the Manager and “Acquisition Expenses”, which include transportation of the Underlying Asset to the Manager’s storage facility, pre-purchase inspection, pre-Offering refurbishment, and other costs detailed in the Manager’s allocation policy.

 

The Company treats Underlying Assets as collectible and therefore the Company will not depreciate or amortize the Underlying Assets going forward. The Underlying Assets are considered long-lived assets as well as indefinite-lived assets and will be subject to an annual test for impairment. These long-lived assets and indefinite-lived assets are reviewed for impairment annually or whenever events or changes in circumstances indicate that the carrying amount of an asset may not be recoverable. Recoverability of assets to be held and used is measured by a comparison of the carrying amount of an asset to the fair value of the asset. An impairment charge is recognized in the amount by which the carrying amount of the asset exceeds the fair value of the asset. The following impairment charges were recognized during the Current Period and the Prior Period.

 

 

Series

Impairment loss on memorabilia

Total

2020

#AMZFNT15

$4,400 (1)

$31,406

#RUTHBALL1

$27,006

2021

#85GPK

$4,356

$402,420

#66ORR

$43,200

#TOPPSTRIO

$41,256

#HENDERSON

$48,100

#80TOPPS

$36,600

#03LEBRON5

$21,410

#49ROYCAMP

$20,400

#GRIFFEYJR

$15,054

#04PHELPS

$8,000

#81BIRD

$10,800

#93JETER

$15,985

#THEROCK

$2,939

#04MESSI2

$13,020

1937 Heisman Memorial Trophy Awarded to Yale University Halfback Clint Frank

$72,000 (1)

#96KOBE2

$15,000

#14CARR

$10,100

#POKEDEMO

$24,200

Note: All impairment charges noted in the table above were recognized prior to the Series Offering

(1)Asset was impaired and sold pre-Offering 

 

The Underlying Assets are initially purchased by the Company, either prior to launching an Offering or through the exercising of a purchase option simultaneous with the Closing of an Offering for a particular Series. At Closing of an Offering for a Series of Interests the Underlying Assets, including capitalized Acquisition Expenses, are then transferred to the Series. Underlying Assets are transferred at cost and the Company receives cash from the Series from the proceeds of the Offering. The Company uses the proceeds of the transfer to pay off any debt or amounts owed under purchase options and Acquisition Expenses. Acquisition Expenses related to a particular Series, which are incurred prior to the Closing of an Offering, are initially funded by the Manager but will be reimbursed with the proceeds from an Offering related to such Series, to the extent described in the applicable Offering document. The Company does, however, retain additional cash from the proceeds of the Offering on the Series balance sheet to cover Acquisition Expenses that are anticipated prior to the Closing but incurred after the Closing of an Offering. Acquisition Expenses are capitalized into the cost of the Underlying Asset as per the table below. The Series uses the remaining cash to repay any accrued interest on loans or marketing expenses related to the preparation of the marketing materials for a particular Offering, by distributing the applicable amount to the Company, accounted for as “Distribution to RSE Archive” on the balance sheet. Furthermore, the Series distributes the appropriate amounts for Brokerage Fee, the Custody Fee and, if applicable, the Sourcing Fee using cash from the Offering. Should a proposed Offering prove to be unsuccessful,


F-262


RSE ARCHIVE, LLC

 

Notes to Consolidated Financial Statements


the Company will not reimburse the Manager and these expenses will be accounted for as capital contributions, and the Acquisition Expenses will be expensed.

 

 

NOTE B - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (CONTINUED)

 

The Company, through non-interest-bearing payments from the Manager or loans from officers of the Manager and third-parties have acquired numerous Underlying Assets since the beginning of the Prior Period. For all Memorabilia Assets held as of the end of the Current Period and the Prior Period, the following table presents all costs capitalized on the acquisition of Underlying Assets during the Current Period and the Prior Period.

 

 

 

Capitalized Costs

 Applicable Series  

 

 Purchase Price / Down payment  

Acquisition Costs

Impairment

 Total  

#52MANTLE

(1)

$ 125,000   

$ -   

$ -   

$ 125,000   

#71MAYS

(1)

52,500   

-   

-   

52,500   

#RLEXPEPSI

(1)

16,800   

-   

-   

16,800   

#10COBB

(1)

35,000   

-   

-   

35,000   

#POTTER

(1)

65,000   

5,100   

-   

70,100   

#TWOCITIES

(1)

12,000   

100   

-   

12,100   

#FROST

(1)

10,000   

100   

-   

10,100   

#BIRKINBLU

(1)

55,500   

-   

-   

55,500   

#SMURF

(1)

29,500   

-   

-   

29,500   

#70RLEX

(1)

17,900   

28   

-   

17,928   

#EINSTEIN

(1)

11,000   

100   

-   

11,100   

#HONUS

(1)

500,028   

-   

-   

500,028   

#75ALI

(1)

44,000   

65   

-   

44,065   

#88JORDAN

(1)

20,000   

-   

-   

20,000   

#BIRKINBOR

(1)

50,000   

-   

-   

50,000   

#33RUTH

(1)

74,000   

-   

-   

74,000   

#SPIDER1

(1)

20,000   

-   

-   

20,000   

#BATMAN3

(1)

75,000   

-   

-   

75,000   

#ULYSSES

(1)

22,000   

100   

-   

22,100   

#ROOSEVELT

(1)

17,000   

200   

-   

17,200   

#56MANTLE

(1)

9,000   

-   

-   

9,000   

#AGHOWL

(1)

15,500   

100   

-   

15,600   

#18ZION

(1)

13,500   

45   

-   

13,545   

#SNOOPY

(1)

24,000   

-   

-   

24,000   


F-263


RSE ARCHIVE, LLC

 

Notes to Consolidated Financial Statements


Capitalized Costs (continued)

 Applicable Series  

 

 Purchase Price / Down payment  

Acquisition Costs

Impairment

 Total  

#APOLLO11

(1)

30,000   

-   

-   

30,000   

#24RUTHBAT

(1)

250,000   

6   

-   

250,006   

#YOKO

(1)

12,500   

100   

-   

12,600   

#RUTHBALL1

(1)

27,000   

6   

27,006   

-  

#HIMALAYA

(1)

130,000   

-   

-   

130,000   

#38DIMAGGIO

(1)

20,000   

6   

-   

20,006   

#55CLEMENTE

(1)

36,000   

6   

-   

36,006   

#LOTR

(1)

27,500   

100   

-   

27,600   

#CATCHER

(1)

11,500   

100   

-   

11,600   

#BOND1

(1)

37,000   

100   

-   

37,100   

#SUPER21

(1)

7,000   

23   

-   

7,023   

#BATMAN1

(1)

68,500   

77   

-   

68,577   

#BIRKINTAN

(1)

25,000   

244   

-   

25,244   

#GMTBLACK1

(1)

25,000   

30   

-   

25,030   

#61JFK

(1)

16,250   

100   

-   

16,350   

#POKEMON1

(1)

118,000   

-   

-   

118,000   

#LINCOLN

(1)

64,000   

925   

-   

64,925   

#STARWARS1

(1)

10,000   

-   

-   

10,000   

#68MAYS

(1)

32,000   

83   

-   

32,083   

#56TEDWILL

(1)

80,000   

-   

-   

80,000   

#CAPTAIN3

(1)

35,500   

23   

-   

35,523   

#51MANTLE

(1)

29,500   

-   

-   

29,500   

#CHURCHILL

(1)

6,500   

100   

-   

6,600   

#SHKSPR4

(1)

105,000   

100   

-   

105,100   

#03KOBE

(1)

44,000   

-   

-   

44,000   

#03LEBRON

(1)

25,000   

-   

-   

25,000   

 

 

 

 

 

 

 

 

 

 

 

 


F-264


RSE ARCHIVE, LLC

 

Notes to Consolidated Financial Statements


Capitalized Costs (continued)

 Applicable Series  

 

 Purchase Price / Down payment  

Acquisition Costs

Impairment

 Total  

#03JORDAN

(1)

33,000   

-   

-   

33,000   

#39TEDWILL

(1)

27,750   

-   

-   

27,750   

#94JETER

(1)

39,000   

-   

-   

39,000   

#2020TOPPS

(1)

98,000   

-   

-   

98,000   

#TOS39

(1)

120,000   

-   

-   

120,000   

#05LATOUR

(1)

7,442   

-   

-   

7,442   

#16SCREAG

(1)

31,944   

-   

-   

31,944   

#14DRC

(1)

45,980   

-   

-   

45,980   

#86RICE

(1)

20,000   

-   

-   

20,000   

#57MANTLE

(1)

8,000   

-   

-   

8,000   

#FAUBOURG

(1)

115,000   

-   

-   

115,000   

#SOBLACK

(1)

50,000   

253   

-   

50,253   

#GATSBY

(1)

185,000   

100   

-   

185,100   

#93DAYTONA

(1)

37,000   

-   

-   

37,000   

#09TROUT

(1)

225,000   

-   

-   

225,000   

#57STARR

(1)

8,000   

-   

-   

8,000   

#03KOBE2

(1)

21,000   

-   

-   

21,000   

#JOBSMAC

(1)

35,000   

-   

-   

35,000   

#16PETRUS

(1)

38,236   

-   

-   

38,236   

#ALICE

(1)

9,200   

100   

-   

9,300   

#SPIDER10

(1)

18,000   

-   

-   

18,000   

#62MANTLE

(1)

132,000   

-   

-   

132,000   

#BATMAN6

(1)

23,500   

-   

-   

23,500   

#CLEMENTE2

(1)

60,000   

-   

-   

60,000   

#79STELLA

(1)

61,500   

28   

-   

61,528   

#TKAM

(1)

28,500   

100   

-   

28,600   

#DIMAGGIO2

(1)

17,625   

79   

-   

17,704   

 

 

 

 

 

 

 

 

 

 

 


F-265


RSE ARCHIVE, LLC

 

Notes to Consolidated Financial Statements


Capitalized Costs (continued)

 Applicable Series  

 

 Purchase Price / Down payment  

Acquisition Costs

Impairment

 Total  

#13BEAUX

(1)

21,877   

-   

-   

21,877   

#ANMLFARM

(1)

8,700   

100   

-   

8,800   

#NASA1

(1)

250,000   

4,457   

-   

254,457   

#00BRADY

(1)

35,123   

61   

-   

35,184   

#85NES

(1)

26,000   

-   

-   

26,000   

#JUSTICE1

(1)

190,000   

-   

-   

190,000   

#69KAREEM

(1)

23,200   

61   

-   

23,261   

#59JFK

(1)

23,000   

100   

-   

23,100   

#04LEBRON

(1)

44,000   

-   

-   

44,000   

#85JORDAN

(1)

240,000   

-   

-   

240,000   

#GOLDENEYE

(1)

22,800   

74   

-   

22,874   

#MOONSHOE

(1)

150,000   

-   

-   

150,000   

#03LEBRON2

(1)

90,100   

127   

-   

90,227   

#GRAPES

(1)

31,000   

100   

-   

31,100   

#34GEHRIG

(1)

29,676   

61   

-   

29,737   

#98KANGA

(1)

150,000   

-   

-   

150,000   

#06BRM

(1)

15,720   

-   

-   

15,720   

#DUNE

(1)

10,500   

100   

-   

10,600   

#86FLEER

(1)

146,400   

-   

-   

146,400   

#WILDGUN

(1)

24,000   

-   

-   

24,000   

#13GIANNIS

(1)

19,600   

127   

-   

19,727   

#04MESSI

(1)

39,600   

-   

-   

39,600   

#AVENGE57

(1)

17,000   

-   

-   

17,000   

#03TACHE

(1)

70,192   

-   

-   

70,192   

#99TMB2

(1)

50,300   

80   

-   

50,380   

#PUNCHOUT

(1)

80,000   

27   

-   

80,027   

#BULLSRING

(1)

249,600   

-   

-   

249,600   

 

 

 

 

 

 

 

 

 

 

 

 


F-266


RSE ARCHIVE, LLC

 

Notes to Consolidated Financial Statements


Capitalized Costs (continued)

 Applicable Series  

 

 Purchase Price / Down payment  

Acquisition Costs

Impairment

 Total  

#70AARON

(1)

16,122   

80   

-   

16,202   

#96CHARZRD

(1)

57,877   

169   

-   

58,046   

#01TIGER

(1)

15,600   

82   

-   

15,682   

#ICECLIMB

(1)

70,000   

-   

-   

70,000   

#09COBB

(1)

27,600.00   

80.98   

-   

27,681   

#51HOWE

(1)

39,600   

-   

-   

39,600   

#96JORDAN2

(1)

47,880   

768   

-   

48,648   

#JUNGLEBOX

(1)

30,100   

30   

-   

30,130   

#59FLASH

(1)

58,000   

33   

-   

58,033   

#FOSSILBOX

(1)

18,000   

45   

-   

18,045   

#POKEBLUE

(1)

20,000   

27   

-   

20,027   

#98GTA

(1)

13,200   

45   

-   

13,245   

#PICNIC

(1)

48,000   

-   

-   

48,000   

#DOMINOS

(1)

8,468   

132   

-   

8,600   

#58PELE

(1)

288,000   

-   

-   

288,000   

#09CURRY

(1)

22,800   

306   

-   

23,106   

#84JORDAN

(1)

312,500   

5,486   

-   

317,986   

#09BEAUX

(1)

29,475   

-   

-   

29,475   

#KEROUAC

(1)

85,000   

100   

-   

85,100   

#96JORDAN

(1)

42,000   

-   

-   

42,000   

#FEDERAL

(1)

120,000   

100   

-   

120,100   

#62BOND

(1)

76,455   

462   

-   

76,917   

#71TOPPS

(1)

60,000   

551   

-   

60,551   

#DEATON

(1)

250,000   

-   

-   

250,000   

#98ZELDA

(1)

20,000   

106   

-   

20,106   

#03JORDAN2

(1)

36,000   

306   

-   

36,306   

 

 

 

 

 

 

 

 

 

 

 

 

 

 


F-267


RSE ARCHIVE, LLC

 

Notes to Consolidated Financial Statements


Capitalized Costs (continued)

 Applicable Series  

 

 Purchase Price / Down payment  

Acquisition Costs

Impairment

 Total  

#91JORDAN

(1)

67,200   

306   

-   

67,506   

#79GRETZKY

(1)

720,000   

551   

-   

720,551   

#17DUJAC

(1)

23,232   

-   

-   

23,232   

#FAUBOURG2

(1)

150,000   

-   

-   

150,000   

#MOSASAUR

(1)

17,813   

-   

-   

17,813   

#92JORDAN

(1)

36,000   

-   

-   

36,000   

#14KOBE

(1)

69,300   

585   

-   

69,885   

#03LEBRON3

(1)

204,000   

551   

-   

204,551   

#95TOPSUN

(1)

50,000   

-   

-   

50,000   

#09TROUT2

(1)

50,000   

15   

-   

50,015   

#59BOND

(1)

68,221   

463   

-   

68,684   

#OPEECHEE

(1)

252,000   

551   

-   

252,551   

#ROCKETBOX

(1)

25,100   

75   

-   

25,175   

#94JORDAN

(1)

73,200   

306   

-   

73,506   

#18LUKA

(1)

22,322   

80   

-   

22,402   

#FANFOUR5

(1)

72,000   

200   

-   

72,200   

#16KOBE

(1)

631,200   

6,250   

-   

637,450   

#11BELAIR

(1)

18,995   

-   

-   

18,995   

#76PAYTON

(1)

53,500   

4   

-   

53,504   

#17MAHOMES

(1)

215,000   

-   

-   

215,000   

#85MJPROMO

(1)

22,500   

100   

-   

22,600   

#96KOBE

(1)

67,200   

290   

-   

67,490   

#99CHARZRD

(1)

300,000   

200   

-   

300,200   

#68RYAN

(1)

60,000   

173   

-   

60,173   

#MARADONA

(1)

11,211   

71   

-   

11,282   

#POKEYELOW

(1)

46,500   

-   

-   

46,500   

#POKELUGIA

(1)

95,000   

-   

-   

95,000   

 

 

 

 

 

 

 

 

 

 

 

 


F-268


RSE ARCHIVE, LLC

 

Notes to Consolidated Financial Statements


Capitalized Costs (continued)

 Applicable Series  

 

 Purchase Price / Down payment  

Acquisition Costs

Impairment

 Total  

#VANHALEN

(1)

54,000   

306   

-   

54,306   

#48JACKIE

(1)

340,000   

-   

-   

340,000   

#05MJLJ

(1)

72,000   

-   

-   

72,000   

#81MONTANA

(1)

63,000   

100   

-   

63,100   

#00MOUTON

(1)

23,449   

-   

-   

23,449   

#07DURANT

(1)

115,200   

908   

-   

116,108   

#56AARON

(1)

40,800   

299   

-   

41,099   

#85LEMIEUX

(1)

78,000   

217   

-   

78,217   

#87JORDAN

(1)

45,100   

146   

-   

45,246   

#AC23

(1)

24,000   

-   

-   

24,000   

#APPLE1

(1)

736,863   

6,045   

-   

742,908   

#GWLOTTO

(1)

25,713   

496   

-   

26,209   

#GYMBOX

(1)

15,000   

157   

-   

15,157   

#HUCKFINN

(1)

18,000   

100   

-   

18,100   

#NEOBOX

(1)

40,133   

250   

-   

40,383   

#NEWTON

(1)

255,000   

100   

-   

255,100   

#NICKLAUS1

(1)

34,499   

-   

-   

34,499   

#POKEMON2

(1)

375,000   

-   

-   

375,000   

#POKERED

(1)

34,500   

-   

-   

34,500   

#RIVIERA

(1)

22,680   

132   

-   

22,812   

#SMB3

(1)

21,500   

-   

-   

21,500   

#WALDEN

(1)

17,000   

100   

-   

17,100   

#WZRDOFOZ

(1)

80,000   

100   

-   

80,100   

#60ALI

(1)

210,000   

299   

-   

210,299   

#TORNEK

(1)

153,000   

-   

-   

153,000   

#DIMAGGIO3

(1)

415,000   

-   

-   

415,000   

#POKEMON3

(1)

552,000   

-   

-   

552,000   

 

 

 

 

 

 

 

 

 

 

 


F-269


RSE ARCHIVE, LLC

 

Notes to Consolidated Financial Statements


Capitalized Costs (continued)

 Applicable Series  

 

 Purchase Price / Down payment  

Acquisition Costs

Impairment

 Total  

#09CURRY2

(1)

451,200   

1,949   

-   

453,149   

#80ALI

(1)

60,000   

299   

-   

60,299   

#58PELE3

(1)

180,000   

778   

-   

180,778   

#BATMAN2

(1)

76,000   

-   

-   

76,000   

#85ERVING

(1)

37,200   

299   

-   

37,499   

#99MJRETRO

(1)

43,200   

670   

-   

43,870   

#FLASH123

(1)

25,000   

-   

-   

25,000   

#85GPK

(1)

17,900   

88   

4,356   

13,632   

#IPOD

(1)

21,995   

215   

-   

22,210   

#HGWELLS

(1)

40,000   

100   

-   

40,100   

#85JORDAN2

(1)

230,000   

-   

-   

230,000   

#SANTANA

(1)

57,500   

-   

-   

57,500   

#CONGRESS

(1)

98,200   

100   

-   

98,300   

#66ORR

(1)

85,200   

306   

43,200   

42,306   

#01TIGER2

(1)

15,300   

82   

-   

15,382   

#GRIFFEYJR

(1)

30,000   

-   

15,054   

14,946   

#87ZELDA

(1)

100,000   

63   

-   

100,063   

#01HALO

(1)

13,750   

63   

-   

13,813   

#EINSTEIN2

(1)

70,000   

-   

-   

70,000   

#86JORDAN2

(1)

73,200   

456   

-   

73,656   

#97KOBE

(1)

57,600   

456   

-   

58,056   

#XMEN94

(1)

57,555   

94   

-   

57,649   

#TOPPSTRIO

(1)

75,000   

217   

41,256   

33,961   

#81BIRD

(1)

39,600   

670   

10,800   

29,470   

#THEROCK

(1)

17,878   

4   

2,939   

14,942   

#04MESSI2

(1)

45,000   

-   

13,020   

31,980   

#09RBLEROY

(1)

96,285   

-   

-   

96,285   

 

 

 

 

 

 

 

 

 

 

 

 


F-270


RSE ARCHIVE, LLC

 

Notes to Consolidated Financial Statements


Capitalized Costs (continued)

 Applicable Series  

 

 Purchase Price / Down payment  

Acquisition Costs

Impairment

 Total  

#XLXMEN1

(1)

57,000   

94   

-   

57,094   

#03LEBRON5

(1)

95,000   

-   

21,410   

73,590   

#SLASH

(1)

50,000   

-   

-   

50,000   

#METEORITE

(1)

272,500   

-   

-   

272,500   

#89TMNT

(1)

20,000   

95   

-   

20,095   

#00BRADY2

(1)

312,000   

1,339   

-   

313,339   

#NESWWF

(1)

15,000   

27   

-   

15,027   

#PUNK9670

(1)

62,100   

4   

-   

62,103   

#18ALLEN

(1)

32,500   

22   

-   

32,522   

#CASTLEII

(1)

15,000   

27   

-   

15,027   

#36OWENS

(1)

20,000   

99   

-   

20,099   

#BAYC601

(1)

143,818   

108   

-   

143,926   

#60MANTLE

(1)

800,000   

-   

-   

800,000   

#PUNK8103

(1)

500,000   

-   

-   

500,000   

#GHOST1

(1)

11,561   

96   

-   

11,657   

#KIRBY

(1)

50,000   

27   

-   

50,027   

#20HERBERT

(1)

60,000   

-   

-   

60,000   

#HENDERSON

(1)

180,100   

325   

48,100   

132,325   

#03RONALDO

(1)

156,000   

606   

-   

156,606   

#BROSGRIMM

(1)

112,500   

333   

-   

112,833   

#HONUS2

(1)

85,200   

606   

-   

85,806   

#MARX

(1)

105,000   

100   

-   

105,100   

#MEEB15511

(1)

67,735   

47   

-   

67,782   

#90BATMAN

(1)

50,000   

27   

-   

50,027   

#09HARDEN

(1)

22,800   

456   

-   

23,256   

#SIMPSONS1

(1)

15,000   

27   

-   

15,027   

#SPIDER129

(1)

36,000   

146   

-   

36,146   

 

 

 

 

 

 

 

 

 

 

 

 


F-271


RSE ARCHIVE, LLC

 

Notes to Consolidated Financial Statements


Capitalized Costs (continued)

 Applicable Series  

 

 Purchase Price / Down payment  

Acquisition Costs

Impairment

 Total  

#93JETER

(1)

31,100   

50   

15,985   

15,165   

#NESDK3

(1)

100,000   

86   

-   

100,086   

#BAYC7359

(1)

165,302   

87   

-   

165,389   

#CURIO10

(1)

66,694   

625   

-   

67,319   

#WILDTHING

(1)

15,000   

100   

-   

15,100   

#1776

(1)

1,450,000   

1,500   

-   

1,451,500   

#MACALLAN1

(1)

11,914   

-   

-   

11,914   

#98JORDAN2

(1)

288,000   

908   

-   

288,908   

#BAYC9159

(1)

188,500   

-   

-   

188,500   

#FANTASY7

(1)

35,000   

48   

-   

35,048   

#SURFER4

(1)

67,000   

208   

-   

67,208   

#OHTANI1

(1)

80,400   

606   

-   

81,006   

#OHTANI2

(1)

65,000   

100   

-   

65,100   

#WILT100

(1)

100,000   

-   

-   

100,000   

#PENGUIN

(1)

52,111   

178   

-   

52,289   

#KARUIZAWA

(1)

57,868   

-   

-   

57,868   

#KOMBAT

(1)

79,200   

366   

-   

79,566   

#APPLELISA

(1)

94,949   

1,100   

-   

96,049   

#98MANNING

(1)

19,000   

-   

-   

19,000   

#GIJOE

(1)

37,663   

63   

-   

37,726   

#BEATLES1

(1)

20,313   

593   

-   

20,906   

#SQUIG5847

(1)

56,086   

154   

-   

56,240   

#PACQUIAO

(1)

14,150   

-   

-   

14,150   

#83JOBS

(1)

66,466   

1,100   

-   

67,566   

#BATMAN181

(1)

41,001   

50   

-   

41,051   

#HOBBIT

(1)

68,750   

100   

-   

68,850   

#POPEYE

(2)

90,000   

77   

-   

90,077   

 

 

 

 

 

 

 

 

 

 

 


F-272


RSE ARCHIVE, LLC

 

Notes to Consolidated Financial Statements


Capitalized Costs (continued)

 Applicable Series  

 

 Purchase Price / Down payment  

Acquisition Costs

Impairment

 Total  

#OBIWAN

(2)

9,999   

76   

-   

10,075   

#HAMILTON1

(2)

28,800   

-   

-   

28,800   

#GIANNIS2

(2)

360,000   

670   

-   

360,670   

#03SERENA

(2)

75,000   

-   

-   

75,000   

#86BONDS

(2)

6,500   

35   

-   

6,535   

#MOBYDICK

(2)

60,000   

100   

-   

60,100   

#IPADPROTO

(2)

10,200   

-   

-   

10,200   

#FORTNITE

(2)

13,200   

143   

-   

13,343   

#IROBOT

(2)

5,000   

131   

-   

5,131   

#05RODGERS

(2)

50,000   

-   

-   

50,000   

#18OSAKA

(2)

10,000   

100   

-   

10,100   

#LEICAGOLD

(2)

27,570   

253   

-   

27,822   

#MARIO64

(2)

102,000   

143   

-   

102,143   

#MEGALODON

(2)

450,000   

-   

-   

450,000   

#BLASTOISE

(2)

216,000   

412   

-   

216,412   

#96KOBE2

(2)

240,000   

1,339   

15,000   

226,339   

#ALDRIN11

(2)

129,694   

1,083   

-   

130,777   

#NEWWORLD

(2)

10,625   

131   

-   

10,756   

#SHOWCASE4

(2)

67,000   

36   

-   

67,036   

#MARIOKART

(2)

66,000   

143   

-   

66,143   

#JAWA

(2)

25,063   

63   

-   

25,126   

#GWTW

(2)

21,250   

73   

-   

21,323   

#MACALLAN2

(2)

35,402   

-   

-   

35,402   

#SKYWALKER

(2)

14,278   

110   

-   

14,388   

#15COBB

(2)

70,000   

-   

-   

70,000   

#BRADBURY

(2)

13,750   

131   

-   

13,881   

 

 

 

 

 

 

 

 

 

 


F-273


RSE ARCHIVE, LLC

 

Notes to Consolidated Financial Statements


Capitalized Costs (continued)

 Applicable Series  

 

 Purchase Price / Down payment  

Acquisition Costs

Impairment

 Total  

#KELLER

(2)

11,250   

310   

-   

11,560   

#GRIFFEY2

(2)

13,701   

78   

-   

13,779   

#CONTRA

(2)

60,000   

143   

-   

60,143   

#ENIGMA

(2)

299,981   

2,550   

-   

302,531   

#SUPREMEPB

(2)

52,500   

-   

-   

52,500   

#APEOD

(2)

28,000   

-   

-   

28,000   

#00NEWMAN

(2)

12,800   

398   

-   

13,198   

#13MUSIGNY

(2)

222,720   

-   

-   

222,720   

#14CARR

(2)

16,600   

15   

10,100   

6,515   

#POKEDEMO

(2)

26,400   

200   

24,200   

2,400   

#03LEBRON4

(2)

252,000   

218   

-   

252,218   

#08LEBRON

(2)

150,000   

-   

-   

150,000   

#65NAMATH

(2)

198,000   

299   

-   

198,299   

#61MANTLE

(2)

372,000   

299   

-   

372,299   

#54AARON

(2)

206,400   

1,339   

-   

207,739   

#57ROBINSN

(2)

48,000   

118   

-   

48,118   

#NIKEPROTO

(2)

200,000   

1,815   

-   

201,815   

#80TOPPS

(2)

69,000   

217   

36,600   

32,617   

#49ROYCAMP

(2)

63,000   

299   

20,400   

42,899   

#03LEBRON6

(2)

120,000   

-   

-   

120,000   

#84ELWAY

(2)

7,100   

60   

-   

7,160   

#MEGACRACK

(2)

74,000   

-   

-   

74,000   

#MBAPPE

(2)

21,655   

98   

-   

21,753   

#57UNITAS

(2)

42,500   

-   

-   

42,500   

#86EWING

(2)

4,000   

-   

-   

4,000   

#08BOLT

(2)

18,000   

10   

-   

18,010   

 

 

 

 

 

 

 

 

 

 

 


F-274


RSE ARCHIVE, LLC

 

Notes to Consolidated Financial Statements


Capitalized Costs (continued)

 Applicable Series  

 

 Purchase Price / Down payment  

Acquisition Costs

Impairment

 Total  

#92HAMM

(2)

10,000   

81   

-   

10,081   

#96TIGER

(2)

49,037   

150   

-   

49,187   

#04PHELPS

(2)

28,000   

50   

8,000   

20,050   

#ORIGIN

(2)

265,000   

100   

-   

265,100   

#96CHROME

(2)

31,200   

218   

-   

31,418   

#RABBIT

(2)

40,000   

248   

-   

40,248   

#JEKYLL

(2)

16,250   

248   

-   

16,498   

#TREASURE

(2)

18,750   

248   

-   

18,998   

#NBAJAM

(2)

55,000   

-   

-   

55,000   

#FURY

(2)

27,500   

100   

-   

27,600   

#TENDER

(2)

25,000   

100   

-   

25,100   

#LOTF

(2)

11,000   

100   

-   

11,100   

#FAREWELL

(2)

13,500   

100   

-   

13,600   

#EMERALD

(2)

31,200   

366   

-   

31,566   

#03FEDERER

(2)

10,000   

35   

-   

10,035   

#SUPERBWL1

(2)

19,500   

35   

-   

19,535   

#APOLLO14

(2)

52,500   

135   

-   

52,635   

#NIKON1

(2)

23,438   

253   

-   

23,691   

#YEEZY

(2)

37,500   

-   

-   

37,500   

#39AA

(2)

37,500   

101   

-   

37,601   

#84JORDAN2

(2)

-   

5,206   

-   

5,206   

#SMB2

(2)

280,000   

134   

-   

280,134   

#PUNK5883

(2)

560,000   

-   

-   

560,000   

#BAYC4612

(2)

660,000   

-   

-   

660,000   

Total

 

$ 31,068,304   

$ 84,907   

$ 357,426   

$ 30,795,785   

Underlying Assets owned at December 31, 2021 and previous period were as follow:

Underlying assets at December 31, 2019

$ 1,578,478   

$ 5,700   

$ -   

$ 1,584,178   

Underlying assets at December 31, 2020

$ 13,162,029   

$ 34,424   

$ 27,006   

$ 13,169,447   

Underlying assets at December 31, 2021

$ 16,327,797   

$ 44,783   

$ 330,420   

$ 16,042,160   

Grant Total

 

$ 31,068,304   

$ 84,907   

$ 357,426   

$ 30,795,785   

 

 

 

 

 

 

 

 

(1)Offering for Series Interests closed at the end of the Current Period and Underlying Asset owned by applicable Series.  

(2)At the end of the Current Period owned by the Company and not by any Series. To be owned by the applicable Series as of the Closing of the applicable Offering. 


F-275


RSE ARCHIVE, LLC

 

Notes to Consolidated Financial Statements


7.Members’ Equity: 

 

Members’ equity for the Company and any Series consists of Membership Contributions, Capital Contributions, Distributions and Retained Earnings/(Accumulated Deficit).

 

Membership Contributions are made to a Series from a successful Closing of an Offering and are calculated by taking the amount of membership Interests sold in an Offering, net of Brokerage Fee, Custody Fee and Sourcing Fee as shown in the table below. In the case of a particular Offering, the Brokerage Fee, the Custody Fee and Sourcing Fee (which may be waived by the Manager) related to the Offering are paid from the proceeds of the successfully closed Offering. These expenses will not be incurred by the Company, the applicable Series or the Manager, if an Offering does not close.

 

Capital Contributions are made by the Manager to cover Operating Expenses for which the Manager has elected not to be reimbursed. In addition, in the case of a Closing for which a deficiency of offering proceeds over the required cash outlays exists, the Manager will make an additional capital contribution to the Series to cover any such deficiencies, which is represented as a “Capital Contribution for loss at Offering close”.

 

The below table outlines Membership Contributions and Uses for closed Offerings:   


F-276


RSE ARCHIVE, LLC

 

Notes to Consolidated Financial Statements


NOTE B - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (CONTINUED)

Membership Contribution and Uses at Closing as of the Current Period

 

Applicable Series

Closing Date

Membership Interests

Brokerage Fee

Sourcing Fee

Custody Fee

Total

#52MANTLE

10/25/2019

$132,000 

$1,320 

$3,090 

$990 

$126,600 

#71MAYS

10/31/2019

57,000 

570 

1,830 

500 

54,100 

#RLEXPEPSI

11/6/2019

17,800 

178 

22 

500 

17,100 

#10COBB

11/14/2019

39,000 

390 

1,510 

500 

36,600 

#POTTER

11/21/2019

72,000 

720 

- 

540 

70,740 

#TWOCITIES

11/21/2019

14,500 

145 

55 

500 

13,800 

#FROST

11/21/2019

13,500 

135 

865 

500 

12,000 

#BIRKINBLU

11/27/2019

58,000 

580 

170 

500 

56,750 

#SMURF

11/27/2019

34,500 

345 

2,905 

500 

30,750 

#70RLEX

12/6/2019

20,000 

200 

50 

500 

19,250 

#EINSTEIN

12/13/2019

14,500 

145 

855 

500 

13,000 

#HONUS

12/26/2019

520,000 

5,200 

5,572 

3,900 

505,328 

#75ALI

12/29/2019

46,000 

460 

- 

500 

45,040 

#88JORDAN

1/27/2020

22,000 

220 

230 

500 

21,050 

#BIRKINBOR

2/20/2020

52,500 

525 

225 

500 

51,250 

#33RUTH

2/26/2020

77,000 

770 

603 

578 

75,050 

#SPIDER1

3/4/2020

22,000 

220 

230 

500 

21,050 

#BATMAN3

3/4/2020

78,000 

780 

585 

585 

76,050 

#ULYSSES

3/10/2020

25,500 

255 

695 

500 

24,050 

#ROOSEVELT

3/10/2020

19,500 

195 

1,008 

500 

17,797 

#56MANTLE

3/11/2020

10,000 

100 

- 

500 

9,400 

#AGHOWL

3/11/2020

19,000 

190 

810 

500 

17,500 

#18ZION

4/2/2020

15,000 

150 

200 

500 

14,150 

#SNOOPY

4/7/2020

25,500 

255 

- 

500 

24,745 

#APOLLO11

4/19/2020

32,000 

320 

130 

500 

31,050 

#24RUTHBAT

5/3/2020

255,000 

2,550 

- 

1,913 

250,538 

 

 

 

 

 

 

 


F-277


RSE ARCHIVE, LLC

 

Notes to Consolidated Financial Statements


Membership Contribution and Uses at Closing as of the Current Period

 

Applicable Series

Closing Date

Membership Interests

Brokerage Fee

Sourcing Fee

Custody Fee

Total

#YOKO

5/11/2020

16,000 

160 

840 

500 

14,500 

#RUTHBALL1

5/24/2020

29,000 

290 

510 

500 

27,700 

#HIMALAYA

5/27/2020

140,000 

1,400 

6,300 

1,050 

131,250 

#38DIMAGGIO

6/4/2020

22,000 

220 

680 

500 

20,600 

#55CLEMENTE

6/4/2020

38,000 

380 

520 

500 

36,600 

#LOTR

6/12/2020

29,000 

290 

10 

500 

28,200 

#CATCHER

6/12/2020

12,500 

125 

25 

500 

11,850 

#BOND1

6/12/2020

39,000 

390 

510 

500 

37,600 

#SUPER21

6/17/2020

8,500 

85 

615 

500 

7,300 

#BATMAN1

6/18/2020

71,000 

710 

658 

533 

69,100 

#BIRKINTAN

6/25/2020

28,000 

280 

1,520 

500 

25,700 

#GMTBLACK1

6/25/2020

28,000 

280 

1,520 

500 

25,700 

#61JFK

7/7/2020

23,000 

230 

5,520 

500 

16,750 

#POKEMON1

7/8/2020

125,000 

1,250 

4,213 

938 

118,600 

#LINCOLN

7/9/2020

80,000 

800 

13,900 

600 

64,700 

#STARWARS1

7/14/2020

12,000 

120 

980 

500 

10,400 

#68MAYS

7/26/2020

39,000 

390 

5,510 

500 

32,600 

#56TEDWILL

7/26/2020

90,000 

900 

7,825 

675 

80,600 

#CAPTAIN3

7/30/2020

37,000 

370 

464 

500 

35,666 

#51MANTLE

7/30/2020

34,000 

340 

3,060 

500 

30,100 

#CHURCHILL

8/6/2020

7,500 

75 

25 

500 

6,900 

#SHKSPR4

8/6/2020

115,000 

1,150 

7,282 

863 

105,705 

#03KOBE

8/16/2020

50,000 

500 

4,400 

500 

44,600 

#03LEBRON

8/16/2020

34,000 

340 

7,560 

500 

25,600 

#03JORDAN

8/16/2020

41,000 

410 

6,490 

500 

33,600 

#39TEDWILL

8/24/2020

28,000 

280 

- 

500 

27,220 

#94JETER

8/24/2020

45,000 

450 

4,450 

500 

39,600 

#2020TOPPS

8/25/2020

100,000 

1,000 

100 

750 

98,150 

 

 

 

 

 

 

 

 


F-278


RSE ARCHIVE, LLC

 

Notes to Consolidated Financial Statements


Membership Contribution and Uses at Closing as of the Current Period

 

Applicable Series

Closing Date

Membership Interests

Brokerage Fee

Sourcing Fee

Custody Fee

Total

#TOS39

9/15/2020

135,000 

1,350 

12,038 

1,013 

120,600 

#05LATOUR

9/15/2020

9,800 

98 

1,161 

500 

8,042 

#16SCREAG

9/15/2020

39,000 

390 

5,566 

500 

32,544 

#14DRC

9/15/2020

54,000 

540 

6,380 

500 

46,580 

#86RICE

9/15/2020

23,000 

230 

1,670 

500 

20,600 

#57MANTLE

9/21/2020

8,000 

80 

- 

500 

7,420 

#FAUBOURG

9/21/2020

150,000 

1,500 

31,675 

1,125 

115,700 

#SOBLACK

10/1/2020

56,000 

560 

4,087 

500 

50,853 

#GATSBY

10/1/2020

200,000 

2,000 

10,800 

1,500 

185,700 

#93DAYTONA

10/1/2020

42,000 

420 

3,480 

500 

37,600 

#09TROUT

10/8/2020

225,000 

2,250 

- 

1,688 

221,063 

#57STARR

10/8/2020

8,000 

80 

- 

500 

7,420 

#03KOBE2

10/22/2020

23,000 

230 

641 

500 

21,629 

#JOBSMAC

10/22/2020

50,000 

500 

13,168 

500 

35,832 

#16PETRUS

11/3/2020

45,000 

450 

5,214 

500 

38,836 

#ALICE

11/3/2020

12,000 

120 

1,480 

500 

9,900 

#SPIDER10

11/3/2020

21,000 

210 

1,688 

500 

18,602 

#62MANTLE

11/4/2020

150,000 

1,500 

14,775 

1,125 

132,600 

#BATMAN6

11/4/2020

27,000 

270 

2,330 

500 

23,900 

#CLEMENTE2

11/9/2020

70,000 

700 

8,173 

525 

60,602 

#79STELLA

11/16/2020

69,000 

690 

5,693 

518 

62,100 

#TKAM

11/16/2020

32,000 

320 

1,980 

500 

29,200 

#DIMAGGIO2

11/18/2020

21,000 

210 

2,036 

500 

18,254 

#13BEAUX

11/23/2020

25,500 

255 

2,124 

500 

22,621 

#ANMLFARM

11/23/2020

10,000 

100 

434 

500 

8,966 

#NASA1

11/25/2020

300,000 

3,000 

39,763 

2,250 

254,987 

#00BRADY

11/30/2020

45,000 

450 

8,298 

500 

35,752 

#85NES

11/30/2020

32,000 

320 

4,321 

500 

26,859 

#JUSTICE1

12/7/2020

215,000 

2,150 

20,635 

1,613 

190,602 

#69KAREEM

12/7/2020

27,500 

275 

2,896 

500 

23,829 

#59JFK

12/7/2020

26,000 

260 

1,538 

500 

23,702 

 

 

 

 

 


F-279


RSE ARCHIVE, LLC

 

Notes to Consolidated Financial Statements


Membership Contribution and Uses at Closing as of the Current Period

 

Applicable Series

Closing Date

Membership Interests

Brokerage Fee

Sourcing Fee

Custody Fee

Total

#04LEBRON

12/7/2020

50,000 

500 

4,371 

500 

44,629 

#85JORDAN

12/7/2020

250,000 

2,500 

5,025 

1,875 

240,600 

#GOLDENEYE

12/14/2020

25,000 

250 

808 

500 

23,442 

#MOONSHOE

12/14/2020

180,000 

1,800 

26,250 

1,350 

150,600 

#03LEBRON2

12/14/2020

                             100,000

                   1,000

                     7,523

                            750

                          90,728

#GRAPES

12/14/2020

39,000 

390 

6,408 

500 

31,702 

#34GEHRIG

12/14/2020

35,000 

350 

3,845 

500 

30,305 

#98KANGA

12/14/2020

170,000 

1,700 

16,425 

1,275 

150,600 

#06BRM

12/14/2020

18,500 

185 

1,351 

500 

16,464 

#DUNE

12/22/2020

13,250 

133 

1,418 

500 

11,200 

#86FLEER

12/22/2020

165,000 

1,650 

14,666 

1,238 

147,447 

#WILDGUN

12/22/2020

28,000.00 

280.00 

2,590.58 

500.00 

24,629.42 

#13GIANNIS

1/13/2021

25,000 

250 

4,023 

500 

20,228 

#04MESSI

1/13/2021

45,000 

450 

3,403 

500 

40,647 

#AVENGE57

1/13/2021

20,000 

200 

1,698 

500 

17,602 

#03TACHE

1/13/2021

78,000 

780 

5,699 

585 

70,936 

#99TMB2

1/13/2021

60,000 

600 

8,000 

500 

50,900 

#PUNCHOUT

1/13/2021

90,000 

900 

7,825 

675 

80,600 

#BULLSRING

1/13/2021

300,000 

3,000 

44,008 

2,250 

250,742 

#70AARON

1/13/2021

18,000 

180 

598 

500 

16,722 

#96CHARZRD

1/13/2021

65,000 

650 

5,304 

500 

58,546 

#01TIGER

1/13/2021

18,500 

185 

1,615 

500 

16,200 

#ICECLIMB

1/13/2021

80,000 

800 

7,958 

600 

70,642 

#09COBB

1/19/2021

32,000 

320 

2,980 

500 

28,200 

#51HOWE

1/19/2021

45,000 

450 

3,445 

500 

40,605 

#96JORDAN2

1/19/2021

54,000 

540 

3,691 

500 

49,269 

#JUNGLEBOX

1/19/2021

34,500 

345 

2,955 

500 

30,700 

#59FLASH

1/25/2021

65,000 

650 

5,129 

500 

58,721 

#FOSSILBOX

1/25/2021

21,000 

210 

1,569 

500 

18,721 

#POKEBLUE

1/27/2021

24,000 

240 

2,660 

500 

20,600 

 

 

 

 

 


F-280


RSE ARCHIVE, LLC

 

Notes to Consolidated Financial Statements


Membership Contribution and Uses at Closing as of the Current Period

 

Applicable Series

Closing Date

Membership Interests

Brokerage Fee

Sourcing Fee

Custody Fee

Total

#98GTA

1/27/2021

15,750 

158 

1,172 

500 

13,921 

#PICNIC

1/27/2021

54,000 

540 

4,358 

500 

48,602 

#DOMINOS

1/27/2021

11,000 

110 

1,169 

500 

9,221 

#58PELE

1/28/2021

315,000 

3,150 

20,441 

2,363 

289,047 

#09CURRY

2/2/2021

25,000 

250 

524 

500 

23,726 

#84JORDAN

2/2/2021

375,000 

3,750 

49,831 

2,813 

318,606 

#09BEAUX

2/2/2021

34,000 

340 

3,085 

500 

30,075 

#KEROUAC

2/7/2021

98,000 

980 

10,583 

735 

85,702 

#96JORDAN

2/7/2021

48,000 

480 

4,420 

500 

42,600 

#FEDERAL

2/7/2021

150,000 

1,500 

26,675 

1,125 

120,700 

#62BOND

2/7/2021

93,000 

930 

13,593 

698 

77,780 

#71TOPPS

2/17/2021

68,000 

680 

5,759 

510 

61,051 

#DEATON

2/17/2021

285,000 

2,850 

27,283 

2,138 

252,730 

#98ZELDA

2/17/2021

23,500 

235 

2,165 

500 

20,600 

#03JORDAN2

2/22/2021

42,000 

420 

4,154 

500 

36,926 

#91JORDAN

2/24/2021

70,000 

700 

590 

525 

68,185 

#79GRETZKY

2/25/2021

800,000 

8,000 

64,216 

6,000 

721,784 

#17DUJAC

3/8/2021

26,000 

260 

1,408 

500 

23,832 

#FAUBOURG2

3/8/2021

165,000 

1,650 

11,483 

1,238 

150,629 

#MOSASAUR

3/15/2021

30,000 

300 

8,658 

500 

20,543 

#92JORDAN

3/15/2021

42,000 

420 

4,480 

500 

36,600 

#14KOBE

3/15/2021

78,000 

780 

6,250 

585 

70,385 

#03LEBRON3

3/15/2021

230,000 

2,300 

20,924 

1,725 

205,051 

#95TOPSUN

3/15/2021

60,000 

600 

8,300 

500 

50,600 

#09TROUT2

3/16/2021

56,000 

560 

4,340 

500 

50,600 

#59BOND

3/16/2021

82,000 

820 

11,381 

615 

69,184 

#OPEECHEE

3/16/2021

300,000 

3,000 

41,699 

2,250 

253,051 

#ROCKETBOX

3/22/2021

28,500 

285 

1,894 

500 

25,821 

#94JORDAN

3/22/2021

85,000 

850 

9,295 

638 

74,217 

#18LUKA

4/6/2021

26,500 

265 

2,813 

500 

22,922 

#FANFOUR5

4/6/2021

80,000 

800 

5,900 

600 

72,700 

#16KOBE

4/6/2021

800,000 

8,000 

147,929 

6,000 

638,071 

#11BELAIR

4/6/2021

22,000 

220 

1,541 

500 

19,739 

 

 


F-281


RSE ARCHIVE, LLC

 

Notes to Consolidated Financial Statements


Membership Contribution and Uses at Closing as of the Current Period

 

Applicable Series

Closing Date

Membership Interests

Brokerage Fee

Sourcing Fee

Custody Fee

Total

#76PAYTON

4/6/2021

65,000 

650 

9,750 

500 

54,100 

#17MAHOMES

4/6/2021

300,000 

3,000 

79,150 

2,250 

215,600 

#85MJPROMO

4/6/2021

28,000 

280 

4,120 

500 

23,100 

#96KOBE

4/9/2021

77,000 

770 

7,662 

578 

67,990 

#99CHARZRD

4/9/2021

350,000 

3,500 

42,825 

2,625 

301,050 

#68RYAN

4/9/2021

70,000 

700 

8,102 

525 

60,673 

#MARADONA

4/9/2021

14,000 

140 

1,428 

500 

11,932 

#POKEYELOW

4/13/2021

55,000 

550 

6,850 

500 

47,100 

#POKELUGIA

4/13/2021

110,000 

1,100 

12,475 

825 

95,600 

#VANHALEN

4/15/2021

62,000 

620 

5,954 

500 

54,926 

#48JACKIE

4/15/2021

375,000 

3,750 

27,717 

2,813 

340,721 

#05MJLJ

7/1/2021

82,000 

820 

7,949 

615 

72,616 

#81MONTANA

7/1/2021

70,000 

700 

5,175 

525 

63,600 

#00MOUTON

7/1/2021

27,000 

270 

2,181 

500 

24,049 

#07DURANT

7/1/2021

117,000 

1,170 

- 

878 

114,953 

#56AARON

7/1/2021

50,000 

500 

7,401 

500 

41,599 

#85LEMIEUX

7/1/2021

87,500 

875 

7,251 

656 

78,717 

#87JORDAN

7/1/2021

50,000 

500 

3,188 

500 

45,812 

#AC23

7/1/2021

28,000 

280 

2,620 

500 

24,600 

#APPLE1

7/1/2021

825,000 

8,250 

65,355 

6,188 

745,208 

#GWLOTTO

7/1/2021

35,000 

350 

7,442 

500 

26,709 

#GYMBOX

7/1/2021

18,000 

180 

1,663 

500 

15,657 

#HUCKFINN

7/1/2021

22,000 

220 

2,580 

500 

18,700 

#NEOBOX

7/1/2021

45,000 

450 

3,167 

500 

40,883 

#NEWTON

7/1/2021

300,000 

3,000 

38,929 

2,250 

255,821 

#NICKLAUS1

7/1/2021

40,000 

400 

4,001 

500 

35,099 

#POKEMON2

7/1/2021

415,000 

4,150 

32,138 

3,113 

375,600 

#POKERED

7/1/2021

40,000 

400 

4,000 

500 

35,100 

#RIVIERA

7/1/2021

30,000 

300 

5,888 

500 

23,312 

#SMB3

7/1/2021

25,000 

250 

2,150 

500 

22,100 

#WALDEN

7/1/2021

20,500 

205 

2,095 

500 

17,700 

#WZRDOFOZ

7/1/2021

90,000 

900 

7,725 

675 

80,700 

#60ALI

7/14/2021

235,000 

2,350 

20,014 

1,763 

210,873 

#TORNEK

7/14/2021

165,000 

1,650 

8,513 

1,238 

153,600 

 


F-282


RSE ARCHIVE, LLC

 

Notes to Consolidated Financial Statements


Membership Contribution and Uses at Closing as of the Current Period

 

Applicable Series

Closing Date

Membership Interests

Brokerage Fee

Sourcing Fee

Custody Fee

Total

#DIMAGGIO3

7/14/2021

450,000 

4,500 

26,525 

3,375 

415,600 

#POKEMON3

7/14/2021

600,000 

6,000 

36,900 

4,500 

552,600 

#58PELE3

7/28/2021

225,000 

2,250 

39,785 

1,688 

181,278 

#09CURRY2

7/28/2021

525,000 

5,250 

62,158 

3,938 

453,655 

#85ERVING

7/28/2021

45,000 

450 

6,044 

500 

38,006 

#80ALI

7/28/2021

75,000 

750 

12,888 

563 

60,799 

#BATMAN2

7/28/2021

85,000 

850 

6,913 

638 

76,600 

#FLASH123

7/28/2021

29,000 

290 

2,610 

500 

25,600 

#99MJRETRO

7/28/2021

50,000 

500 

4,630 

500 

44,370 

#85GPK

7/28/2021

12,000 

120 

- 

500 

11,380 

#IPOD

7/28/2021

25,000 

250 

1,539 

500 

22,711 

#HGWELLS

8/2/2021

46,500 

465 

4,835 

500 

40,700 

#85JORDAN2

8/2/2021

280,000 

2,800 

44,500 

2,100 

230,600 

#66ORR

8/9/2021

50,000 

500 

5,917 

500 

43,083 

#CONGRESS

8/9/2021

120,000 

1,200 

18,879 

900 

99,021 

#GRIFFEYJR

8/9/2021

20,000 

200 

3,754 

500 

15,546 

#01HALO

8/9/2021

17,000 

170 

1,980 

500 

14,350 

#87ZELDA

8/9/2021

115,000 

1,150 

12,388 

863 

100,600 

#EINSTEIN2

8/9/2021

80,000 

800 

8,000 

600 

70,600 

#SANTANA

8/9/2021

75,000 

750 

15,588 

563 

58,100 

#01TIGER2

8/9/2021

17,000 

170 

429 

500 

15,901 

#86JORDAN2

8/11/2021

80,000 

800 

4,249 

600 

74,352 

#TOPPSTRIO

8/25/2021

30,000 

300 

- 

500 

29,200 

#81BIRD

8/25/2021

30,000 

300 

- 

500 

29,200 

#97KOBE

8/25/2021

65,000 

650 

5,237 

500 

58,613 

#XMEN94

8/25/2021

65,000 

650 

5,695 

500 

58,155 

#09RBLEROY

9/1/2021

107,500 

1,075 

8,590 

806 

97,029 

#04MESSI2

9/1/2021

35,000 

350 

1,569 

500 

32,581 

#THEROCK

9/1/2021

12,000 

120 

- 

500 

11,380 

#XLXMEN1

9/7/2021

64,000 

640 

5,260 

500 

57,600 

#03LEBRON5

9/13/2021

85,000 

850 

9,323 

638 

74,190 

#METEORITE

9/30/2021

350,000 

3,500 

68,645 

2,625 

275,230 

#SLASH

9/30/2021

65,000 

650 

13,250 

500 

50,600 

 

 


F-283


RSE ARCHIVE, LLC

 

Notes to Consolidated Financial Statements


Membership Contribution and Uses at Closing as of the Current Period

 

Applicable Series

Closing Date

Membership Interests

Brokerage Fee

Sourcing Fee

Custody Fee

Total

#00BRADY2

10/7/2021

325,000 

3,250 

5,160 

2,438 

314,153 

#89TMNT

10/7/2021

22,000 

220 

633 

500 

20,647 

#NESWWF

10/7/2021

18,000 

180 

1,635 

500 

15,685 

#PUNK9670

10/7/2021

72,000 

720 

8,040 

540 

62,700 

#18ALLEN

10/12/2021

36,000 

360 

2,040 

500 

33,100 

#CASTLEII

10/12/2021

18,000 

180 

1,635 

500 

15,685 

#36OWENS

10/12/2021

25,000 

250 

2,603 

500 

21,647 

#BAYC601

10/12/2021

165,000 

1,650 

17,686 

1,238 

144,426 

#60MANTLE

10/20/2021

850,000 

8,500 

34,525 

6,375 

800,600 

#PUNK8103

10/20/2021

559,800 

5,598 

49,404 

4,199 

500,600 

#GHOST1

10/20/2021

14,000 

140 

1,199 

500 

12,161 

#BROSGRIMM

10/26/2021

135,000 

1,350 

19,304 

1,013 

113,333 

#HENDERSON

10/26/2021

135,000 

1,350 

- 

1,013 

132,638 

#KIRBY

10/26/2021

60,000 

600 

8,215 

500 

50,685 

#20HERBERT

10/26/2021

70,000 

700 

8,090 

525 

60,685 

#03RONALDO

10/26/2021

175,000 

1,750 

14,556 

1,313 

157,381 

#HONUS2

10/26/2021

100,000 

1,000 

11,944 

750 

86,306 

#MARX

11/3/2021

120,000 

1,200 

12,200 

900 

105,700 

#09HARDEN

11/3/2021

26,000 

260 

1,484 

500 

23,756 

#MEEB15511

11/3/2021

75,000 

750 

5,405 

563 

68,282 

#90BATMAN

11/3/2021

59,000 

590 

7,225 

500 

50,685 

#93JETER

11/9/2021

16,000 

160 

- 

500 

15,340 

#SIMPSONS1

11/9/2021

18,500 

185 

2,130 

500 

15,685 

#SPIDER129

11/9/2021

40,000 

400 

2,454 

500 

36,646 

#NESDK3

11/9/2021

114,000 

1,140 

11,320 

855 

100,685 

#BAYC7359

11/10/2021

190,000 

1,900 

20,773 

1,425 

165,902 

#CURIO10

11/15/2021

75,000 

750 

5,868 

563 

67,819 

#WILDTHING

11/15/2021

18,000 

180 

1,573 

500 

15,747 

#1776

11/26/2021

2,000,000 

20,000 

507,945 

15,000 

1,457,055 

#98JORDAN2

11/30/2021

330,000 

3,300 

34,427 

2,475 

289,798 

#MACALLAN1

11/30/2021

13,250 

133 

104 

500 

12,514 

#BAYC9159

12/8/2021

195,000 

1,950 

2,488 

1,463 

189,100 

#FANTASY7

12/8/2021

40,000 

400 

3,468 

500 

35,632 

#SURFER4

12/14/2021

80,000 

800 

10,800 

600 

67,800 

 


F-284


RSE ARCHIVE, LLC

 

Notes to Consolidated Financial Statements


Membership Contribution and Uses at Closing as of the Current Period

 

Applicable Series

Closing Date

Membership Interests

Brokerage Fee

Sourcing Fee

Custody Fee

Total

#OHTANI1

12/14/2021

90,000 

900 

6,919 

675 

81,506 

#OHTANI2

12/14/2021

73,000 

730 

6,123 

548 

65,600 

#WILT100

12/14/2021

115,000 

1,150 

12,349 

863 

100,638 

#PENGUIN

12/14/2021

60,000 

600 

6,019 

500 

52,881 

#KARUIZAWA

12/14/2021

65,000 

650 

5,382 

500 

58,468 

#KOMBAT

12/14/2021

90,000 

900 

8,267 

675 

80,158 

#APPLELISA

12/22/2021

110,000 

1,100 

11,488 

825 

96,587 

#98MANNING

12/22/2021

22,000 

220 

1,642 

500 

19,638 

#GIJOE

12/22/2021

45,000 

450 

5,755 

500 

38,295 

#BEATLES1

12/22/2021

24,000 

240 

1,821 

500 

21,439 

#SQUIG5847

12/22/2021

66,000 

660 

8,100 

500 

56,740 

#PACQUIAO

12/22/2021

17,000 

170 

1,548 

500 

14,782 

#83JOBS

12/22/2021

75,000 

750 

5,621 

563 

68,066 

#BATMAN181

12/22/2021

50,000 

500 

7,361 

500 

41,639 

#HOBBIT

12/22/2021

80,000 

800 

9,150 

600 

69,450 

Total

 

$27,355,650 

$273,557 

$2,852,141 

$245,819 

$23,984,134 

 

Note: represents Membership Contributions net of Brokerage Fee, Sourcing Fee and Custody Fee at closing of offering for respective Series.


F-285


RSE ARCHIVE, LLC

 

Notes to Consolidated Financial Statements


NOTE B - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (CONTINUED)

 

8.Income taxes: 

 

A Series elects and qualifies, and the Company intends that each future Series will elect and qualify, to be taxed as a corporation under the Internal Revenue Code of 1986.  Each separate Series intends to be accounted for as described in ASC Topic 740, "Income Taxes," which requires an asset and liability approach to financial accounting and reporting for income taxes.  Deferred income tax assets and liabilities are computed for differences between the financial statement and tax bases of assets and liabilities that will result in future taxable or deductible amounts, based on enacted tax laws and rates applicable to the periods in which the differences are expected to affect taxable income. Valuation allowances are established, when necessary, to reduce deferred tax assets to the amount expected to be realized.  

 

The Company recognizes the tax benefit from an uncertain tax position only if it is more likely than not the tax position will be sustained on examination by the taxing authorities, based on the technical merits of the position. The tax benefits recognized in the financial statements from such positions are then measured based on the largest benefit that has a greater than 50% likelihood of being realized upon settlement. There were no uncertain tax positions as of the end of the Current Period.

 

The Company intends to be taxed as a “partnership” or a “disregarded entity” for federal income tax purposes and will not make any election or take any action that could cause it to be separately treated as an association taxable as a corporation under Subchapter C of the Code.

 

9.Earnings (loss) / income per membership Interest: 

 

Upon completion of an Offering, each Series intends to comply with the accounting and disclosure requirements of ASC Topic 260, "Earnings per Share." For each Series, earnings (loss) / income per membership interest (“EPMI”) will be computed by dividing net (loss) / income for a particular Series by the weighted average number of outstanding membership Interests in that particular Series during the period.

 

10.Cryptocurrencies: 

 

Cryptocurrencies held are accounted for as indefinite-lived intangible assets in accordance with ASC 350, Intangibles-Goodwill and Other. The Company has ownership of and control over our cryptocurrency and we use third-party custodial services to secure it. Cryptocurrencies are initially recorded at cost and are subsequently remeasured on the balance sheet at cost, net of any impairment losses incurred since acquisition. All cryptocurrency balances are presented in Other Assets on the balance sheet.


F-286


RSE ARCHIVE, LLC

 

Notes to Consolidated Financial Statements


NOTE C - RELATED PARTY TRANSACTIONS

 

Series Members

The managing member of the Company is the Manager. The Company will admit additional members to each of its Series through the Offerings of membership Interests in each Series. By purchasing an Interest in a Series of Interests, the Investor is admitted as a member of the Series and will be bound by the Company's Operating Agreement. Pursuant to the Operating Agreement, each Investor grants a power of attorney to the Manager. The Operating Agreement provides the Manager with the ability to appoint officers and Advisory Board members.

 

Officer and Affiliate Loans

From time to time, affiliates of the Manager and their individual officers may make loans to the Company to facilitate the purchase of Underlying Assets prior to the Closing of a Series’ Offering.  It is anticipated that each of the loans and related interest will be paid by the Company through proceeds of the Offering associated with a Series. Once the Series repays the Company and other parties, such as the Manager, the Broker of Record and the Custodian and their respective affiliates, from the proceeds of a closed Offering, the Underlying Asset would then be transferred to the related Series and it is anticipated that no Series will bear the economic effects of any loan made to purchase another Underlying Asset.

 

 

From time to time the Asset Manager, affiliates of the Manager or third-parties may make non-interest-bearing payments or loans to the Company to acquire an Underlying Asset prior to the Closing of an Offering for the respective Series. In such cases, the respective Series would repay any such non-interest-bearing payments or loans plus accrued interest, as the case may be, used to acquire its respective Underlying Asset with proceeds generated from the Closing of the Offering for Interests of such Series. No Series will have any obligation to repay a loan incurred by the Company to purchase an Underlying Asset for another Series.

 

As of the end of each of the Current Period and the Prior Period, amounts outstanding due to Manager and affiliates are shown as below:

 

Period

Due to the Manager and its Affiliates

2020

$8,417,248

2021

$6,287,183

 

 

During the Current Period and the Prior Period, the Company entered into agreements with an Advisory Board member to acquire Memorabilia Assets, which are outlined in the table below.

 

 

 

Series

Agreement Type

Date of Agreement

Purchase Price

Percent Owned by Asset Seller on Close

Asset Seller

#52MANTLE

Purchase Option Agreement

4/26/2019

$125,000.00

0%

Goldin Auctions

#71MAYS

Purchase Option Agreement

4/26/2019

$52,500

9.2%

Goldin Auctions

#10COBB

Purchase Option Agreement

4/26/2019

$35,000

0.0%

Goldin Auctions

#HONUS

Purchase Option Agreement

11/11/2019

$500,028

52.9%

Goldin Auctions

#75ALI

Purchase Agreement

10/16/2019

$44,000

0.0%

Goldin Auctions

#71ALI

Purchase Option Agreement

4/26/2019

$27,500

0.0%

Goldin Auctions

#88JORDAN

Purchase Agreement

10/16/2019

$20,000

0.0%

Goldin Auctions

#33RUTH

Upfront Purchase

11/26/2019

$74,000

0.0%

Goldin Auctions

#56MANTLE

Upfront Purchase

11/26/2019

$9,000

0.0%

Goldin Auctions

#98JORDAN

Purchase Option Agreement

4/26/2019

$120,000

0.0%

Goldin Auctions

#18ZION

Upfront Purchase

10/16/2019

$13,500

0.0%

Goldin Auctions

#APOLLO11

Upfront Purchase

10/16/2019

$30,000

0.0%

Goldin Auctions

#24RUTHBAT

Purchase Agreement

11/21/2019

$250,000

0.0%

Goldin Auctions

#86JORDAN

Upfront Purchase

2/18/2020

$38,000

0.0%

Goldin Auctions

#HULK1

Purchase Agreement

2/5/2020

$87,000

0.0%

Goldin Auctions

#RUTHBALL1

Purchase Agreement

2/5/2020

$27,000

0.0%

Goldin Auctions

#38DIMAGGIO

Purchase Agreement

2/5/2020

$20,000

0.0%

Goldin Auctions


F-287


RSE ARCHIVE, LLC

 

Notes to Consolidated Financial Statements


#55CLEMENTE

Purchase Agreement

2/5/2020

$36,000

0.0%

Goldin Auctions

#BATMAN1

Purchase Agreement

2/5/2020

$68,500

0.0%

Goldin Auctions

#POKEMON1

Upfront Purchase

3/2/2020

$118,000

0.0%

Goldin Auctions

#50JACKIE

Upfront Purchase

3/3/2020

$9,200

0.0%

Goldin Auctions

#68MAYS

Purchase Agreement

4/15/2020

$32,000

0.0%

Goldin Auctions

#56TEDWILL

Purchase Agreement

4/15/2020

$80,000

0.0%

Goldin Auctions

#51MANTLE

Purchase Agreement

4/15/2020

$29,500

0.0%

Goldin Auctions

#03KOBE

Purchase Agreement

6/25/2020

$44,000

0.0%

Goldin Auctions

#03LEBRON

Purchase Agreement

4/15/2020

$25,000

0.0%

Goldin Auctions

#03JORDAN

Purchase Agreement

4/15/2020

$33,000

0.0%

Goldin Auctions

#39TEDWILL

Purchase Agreement

7/7/2020

$27,750

0.0%

Goldin Auctions

#94JETER

Purchase Agreement

6/25/2020

$39,000

0.0%

Goldin Auctions

#86RICE

Purchase Agreement

6/25/2020

$20,000

0.0%

Goldin Auctions

#57MANTLE

Purchase Agreement

7/7/2020

$8,000

0.0%

Goldin Auctions

#09TROUT

Purchase Agreement

7/30/2020

$225,000

0.0%

Goldin Auctions

#57STARR

Purchase Agreement

7/7/2020

$8,000

0.0%

Goldin Auctions

#03KOBE2

Purchase Agreement

9/3/2020

$21,000

0.0%

Goldin Auctions

#62MANTLE

Purchase Agreement

6/25/2020

$132,000

0.0%

Goldin Auctions

#CLEMENTE2

Purchase Agreement

7/23/2020

$60,000

0.0%

Goldin Auctions

#04LEBRON

Purchase Agreement

9/18/2020

$44,000

0.0%

Goldin Auctions

#85JORDAN

Purchase Agreement

9/29/2020

$240,000

0.0%

Goldin Auctions

#86FLEER

Upfront Purchase

11/2/2020

$146,400

0.0%

Goldin Auctions

#58PELE2

Upfront Purchase

11/2/2020

$22,800

0.0%

Goldin Auctions

#18LAMAR

Upfront Purchase

11/2/2020

$54,000

0.0%

Goldin Auctions

#04MESSI

Upfront Purchase

11/2/2020

$39,600

0.0%

Goldin Auctions

#51HOWE

Upfront Purchase

11/2/2020

$39,600

0.0%

Goldin Auctions

#58PELE

Upfront Purchase

11/2/2020

$288,000

0.0%

Goldin Auctions

#09CURRY

Upfront Purchase

12/14/2020

$22,800

0.0%

Goldin Auctions

#03JORDAN2

Upfront Purchase

12/14/2020

$36,000

0.0%

Goldin Auctions

#91JORDAN

Upfront Purchase

12/14/2020

$67,200

0.0%

Goldin Auctions

#94JORDAN

Upfront Purchase

12/14/2020

$73,200

0.0%

Goldin Auctions

#17MAHOMES

Purchase Agreement

1/6/2021

$215,000

0.0%

Goldin Auctions

#96KOBE

Upfront Purchase

1/30/2021

$67,200

0.0%

Goldin Auctions

#VANHALEN

Upfront Purchase

12/14/2020

$54,000

0.0%

Goldin Auctions

#48JACKIE

Purchase Agreement

12/16/2020

$340,000

0.0%

Goldin Auctions

#05MJLJ

Purchase Agreement

1/12/2021

$72,000

0.0%

Goldin Auctions

#07DURANT

Upfront Purchase

2/12/2021

$115,200

0.0%

Goldin Auctions

#DIMAGGIO3

Purchase Agreement

1/28/2021

$415,000

50.0%

Goldin Auctions

#09CURRY2

Upfront Purchase

1/30/2021

$451,200

0.0%

Goldin Auctions

#58PELE3

Upfront Purchase

1/30/2021

$180,000

0.0%

Goldin Auctions

#99MJRETRO

Upfront Purchase

3/10/2021

$43,200

0.0%

Goldin Auctions

#66ORR

Upfront Purchase

12/14/2020

$85,200

0.0%

Goldin Auctions

#86JORDAN2

Upfront Purchase

5/24/2021

$73,200

0.0%

Goldin Auctions

#97KOBE

Upfront Purchase

5/24/2021

$57,600

0.0%

Goldin Auctions

#81BIRD

Upfront Purchase

3/10/2021

$39,600

0.0%

Goldin Auctions

#00BRADY2

Upfront Purchase

4/5/2021

$312,000

0.0%

Goldin Auctions

#60MANTLE

Purchase Agreement

1/28/2021

$800,000

50.0%

Goldin Auctions

#03RONALDO

Upfront Purchase

8/10/2021

$156,000

0.0%

Goldin Auctions

#HONUS2

Upfront Purchase

8/10/2021

$85,200

0.0%

Goldin Auctions

#09HARDEN

Upfront Purchase

5/24/2021

$22,800

0.0%

Goldin Auctions

#98JORDAN2

Upfront Purchase

2/12/2021

$288,000

0.0%

Goldin Auctions

#OHTANI1

Upfront Purchase

8/10/2021

$80,400

0.0%

Goldin Auctions

#KOMBAT

Upfront Purchase

9/19/2021

$79,200

0.0%

Goldin Auctions

#GIANNIS2

Upfront Purchase

3/10/2021

$360,000

0.0%

Goldin Auctions

#96KOBE2

Upfront Purchase

4/6/2021

$240,000

0.0%

Goldin Auctions

1962 Amazing Fantasy #15 CGC VG+ 4.5

Purchase Agreement

2/5/2020

$30,500

-

Goldin Auctions

1937 Heisman Memorial Trophy Awarded to Yale University Halfback Clint Frank

Purchase Agreement

7/10/2020

$410,000

-

Goldin Auctions

#59BROWN

Upfront Purchase

3/10/2021

$205,200

0.0%

Goldin Auctions

#54AARON

Upfront Purchase

4/3/2021

$206,400

0.0%

Goldin Auctions


F-288


RSE ARCHIVE, LLC

 

Notes to Consolidated Financial Statements


#96CHROME

Upfront Purchase

8/30/2021

$31,200

0.0%

Goldin Auctions

#EMERALD

Upfront Purchase

9/19/2021

$31,200

-

Goldin Auctions

 

 

During the Prior Period, the Company sold the following Memorabilia assets to an Advisory Board member, which are outlined in the table below.

 

Series

Underlying Asset

Date of Sale Agreement

Proceeds from Sale

Carrying Value

Gain/(loss) on Sale

Corporate Level Taxes on Gain on Sale

Buyer

#98JORDAN

1998 Michael Jordan Jersey

5/11/2020

$165,000

$120,065

$44,935

$9,408

Goldin Auctions

#86JORDAN

1986 Fleer #57 Michael Jordan Card

6/1/2020

$80,000

$38,052

$41,948

$8,816

Goldin Auctions

 

Sale of Manager Interests in Series in the Current Period

On January 1, 2021, RSE Markets, Inc. entered into a Series Interest Purchase Agreement with a third-party to sell certain membership interests in RSE Archive, LLC’s Series held by RSE Markets, Inc.


F-289


RSE ARCHIVE, LLC

 

Notes to Consolidated Financial Statements


NOTE D –DEBT

 

On November 24, 2020 RSE Markets, Rally Holdings and the Company replaced its original 2019 $2.25 million demand note with a $10.0 million credit facility (the “CF”) with Upper90 Capital Management, LP. While amounts borrowed under the CF can be used to make purchases of Memorabilia Assets to become Underlying Assets, neither the Company nor any Series is a borrower under the CF, neither is responsible for repayment of any amounts outstanding, and neither is jointly and severally liable under the CF. RSE Markets has drawn upon the CF on two separate times, November 24, 2020 and January 29, 2021 (each such date, the “Credit Date”). The CF has an interest rate of 15.00% per annum and a maturity date for each tranche of the earlier of (i) the two-year anniversary of the Credit Date of the respective tranche, and (ii) November 24, 2024 (or such earlier date on which the Loans become due and payable). It contains covenants and indemnification obligations that are customary for credit arrangements of this type. As of December 31, 2021, RSE Markets has $10.0 million drawn on the CF.

 

NOTE E - REVENUE, EXPENSE AND COST ALLOCATION METHODOLOGY

 

Overview of Revenues

No revenue models have been developed at the Company or Series level and we do not expect either the Company or any of its Series to generate any revenues for some time.

 

Overview of Costs and Expenses

The Company distinguishes costs and expenses between those related to the purchase of a particular Underlying Asset and Operating Expenses related to the management of such an Underlying Asset.

 

Fees and expenses related to the purchase of an Underlying Asset include Offering Expenses, Acquisition Expenses, Brokerage Fee, Custody Fee and Sourcing Fee.

 

Within Operating Expenses, the Company distinguishes between Operating Expenses incurred prior to the Closing of an Offering and those incurred after the Closing of an Offering. Although these pre- and post- Closing Operating Expenses (as described in Note B – Summary of Significant Accounting Policies – Operating Expenses) are similar in nature and are associated with a Series, pre-Closing Operating Expenses are borne by the Manager and are not expected to be reimbursed by the Company or the economic members. Post-Closing Operating Expenses are the responsibility of each Series of Interest and may be financed through (i) revenues generated by the Series or cash reserves at the Series or (ii) contributions made by the Manager, for which the Manager does not seek reimbursement or (iii) loans by the Manager, for which the Manager may charge a rate of interest or (iv) issuance of additional Interest in a Series (at the discretion of the Manager).

 

Allocation Methodology

Allocation of revenues and expenses and costs will be made amongst the various Series in accordance with the Manager's allocation policy. The Manager's allocation policy requires items that are related to a specific Series to be charged to that specific Series. Items not related to a specific Series will be allocated pro rata based upon the value of the Underlying Assets or the number of Underlying Assets, as stated in the Manager’s allocation policy and as determined by the Manager. The Manager may amend its allocation policy at its sole discretion from time to time.


F-290


RSE ARCHIVE, LLC

 

Notes to Consolidated Financial Statements


NOTE E - REVENUE, EXPENSE AND COST ALLOCATION METHODOLOGY (CONTINUED)

 

Allocation Methodology or Description by Category

·Revenue: No revenue models have been developed at the Company or Series level and we do not expect either the Company or any of its Series to generate any revenues for some time.  

·Offering Expenses: Offering Expenses, other than those related to the overall business of the Manager (as described in Note B – Summary of Significant Accounting Policies – Offering Expenses) are funded by the Manager and generally reimbursed through the Series proceeds upon the Closing of an Offering. Offering Expenses are charged to a specific Series. 

·Acquisition Expenses: Acquisition Expenses (as described in Note B – Summary of Significant Accounting Policies – Capital Assets), are typically funded by the Manager, and reimbursed from the Series proceeds upon the Closing of an Offering. Unless, to the extent that certain Acquisition Expenses are anticipated prior to the Closing, but incurred after the Closing of an Offering, for example transportation fees, in which case, additional cash from the proceeds of the Offering will be retained on the Series balance sheet to cover such future anticipated Acquisition Expenses after the Closing of the Offering. Acquisition Expenses incurred are specific to and are capitalized into the cost of the Underlying Asset on the balance sheet of the Company and subsequently transferred to the Series upon Closing of the Offering for the Series Interests.  

·Sourcing Fee / Losses: The Sourcing Fee is paid to the Manager from the Series proceeds upon the Closing of an Offering (as described in Note B – Summary of Significant Accounting Policies – Members’ Equity) and is charged to the specific Series. Losses incurred related to closed Offerings, due to shortfalls between proceeds from closed Offerings and costs incurred in relation to these Offerings are charged to the specific Series but are reimbursed by the Manager and accounted for as capital contributions to the Series (as described in Note B – Summary of Significant Accounting Policies – Capital Assets).  

·Brokerage Fee: The Brokerage Fee is paid to the Broker of Record from the Series proceeds upon the Closing of an Offering (as described in Note B – Summary of Significant Accounting Policies – Members’ Equity) and is charged to the specific Series.  

·Custody Fee: The Custody Fee is paid to the Custodian from the Series proceeds upon the Closing of an Offering (as described in Note B – Summary of Significant Accounting Policies – Members’ Equity) and is charged to the specific Series.  

·Operating Expenses: Operating Expenses (as described in Note B – Summary of Significant Accounting Policies – Operating Expenses), including storage, insurance, maintenance costs and other Series related Operating Expenses, are expensed as incurred: 

oPre-Closing Operating Expenses are borne by the Manager and accounted for as capital contributions from the Manager to the Company and are not reimbursed.  

oPost-Closing Operating Expenses are the responsibility of each individual Series.  

oIf not directly charged to the Company or a Series, Operating Expenses are allocated as follows:  

§Insurance: based on the premium rate allocated by value of the Underlying Assets 

§Storage: based on the number of Underlying Assets in the storage 

§Bookkeeping and accounting fees: allocated monthly across all closed Series Offerings 

§Transportation: based on the number of Underlying Assets transported 

§Marketing: based on the number of Underlying Assets marketed to potential Investor 

oGains and Losses on Sale and Impairments are directly charged to the Company or a Series.  


F-291


RSE ARCHIVE, LLC

 

Notes to Consolidated Financial Statements


NOTE F - FREE CASH FLOW DISTRIBUTIONS AND MANAGEMENT FEES

 

Any available Free Cash Flow (as described below) of a Series of Interests shall be applied in the following order of priority, at the discretion of the Manager:

 

i)Repayment of any amounts outstanding under Operating Expenses Reimbursement Obligations. 

ii)Thereafter, reserves may be created to meet future Operating Expenses for a particular Series. 

iii)Thereafter, at least 50% of Free Cash Flow (as described below, net of corporate income taxes applicable to such Series of Interests) may be distributed as dividends to Investors of a particular Series. 

iv)The Manager may receive up to 50% of Free Cash Flow in the form of a Management Fee (the “Management Fee”), which is accounted for as an expense to the statement of operations of a particular Series. 

 

Free Cash Flow” is defined as net income (as determined under GAAP) generated by any Series of Interests plus any change in net working capital and depreciation and amortization (and any other non-cash Operating Expenses) and less any capital expenditures related to the relevant Series.

 

As of the end of each of the Current Period and the Prior Period, no distributions of Free Cash Flow or Management fees were paid by the Company or in respect of any Series, except for those Series with sales of Underlying Assets that made distributions to their members.


F-292


RSE ARCHIVE, LLC

 

Notes to Consolidated Financial Statements


NOTE G - INCOME TAX

 

A Series elects and qualifies, and the Company intends that each future Series will elect and qualify, to be taxed as a corporation under the Internal Revenue Code of 1986. The Company and the Manager have elected to be treated as partnerships.

 

No provision for income taxes for the Current Period or the Prior Period have been recorded for any individual Series as all individual Series incurred net losses, except as disclosed below for the Series which sold assets.  Each individual Series records a valuation allowance when it is more likely than not that some portion or all of the deferred tax assets primarily resulting from net operating losses will not be realized.  The Company’s net deferred tax assets are fully offset by a valuation allowance (other than for the Series designated in the table below), and therefore, no tax benefit applicable to the loss for each individual Series for the Current Period and the Prior Period have been recognized. Net operating losses incurred since inception, 2019, do not expire for federal income tax purposes.

 

The Series designated in the table below have sold their primary operating asset during the Current Period. As a result, the Company has recorded a provision for income taxes using an effective tax rate as shown below:

 

 

Provision for income taxes in the Current Period

Series #

#58PELE2

#TMNT1

#AF15

#FANFOUR1

#XMEN1

#APROAK

#85MARIO

DAREDEV1

#SUPER14

#AVENGERS1

#THOR

#WOLVERINE

#LJKOBE

#HULK1

#86DK3

Income before provision for income taxes, gross

$ 38,807   

$ 40,430   

$ 50,334   

$ 25,315   

$ 109,617   

$ 36,539   

$ 1,858,448   

$ 11,827   

$ 35,138   

$ 73,667   

$ 65,233   

$ 14,368   

$ 57,460   

$ 28,200   

$ 20,699   

Taxed at federal and state statutory rates

21%

21%

21%

21%

21%

21%

21%

21%

21%

21%

21%

21%

21%

21%

21%

Tax at statutory rate

8,149  

8,491  

10,570  

5,316  

23,020   

7,673  

390,274  

2,484  

7,379  

15,470   

13,699   

3,017   

12,067   

5,922  

4,347   

Other

(33)  

49  

51  

50  

50   

50  

51  

56  

46  

140   

22   

13   

62   

50  

39   

Reversal of valuation allowance

(14)  

(135)  

(103)  

(150)  

-   

(459)  

(244)  

(79)  

(72)  

-   

-   

-   

-   

(219)  

-   

Provision for income taxes

$ 8,102   

$ 8,405   

$ 10,518   

$ 5,216   

$ 23,070   

$ 7,264   

$ 390,081   

$ 2,461   

$ 7,353   

$ 15,610   

$ 13,721   

$ 3,030   

$ 12,129   

$ 5,753   

$ 4,386   

 

(1)State tax rate is only included when an asset is sold in New York state. 

 

The Series designated in the table below have sold their primary operating assets during the Prior Period. As a result, the Company has recorded a provision for income taxes using an effective tax rate as shown below:

 

 

 


F-293


RSE ARCHIVE, LLC

 

Notes to Consolidated Financial Statements


Provision for income taxes in the Prior Period

Series

 

#71ALI

#98JORDAN

#86JORDAN

#50JACKIE

#88MARIO

#18LAMAR

Income before provision for income taxes, gross

$8,741

$44,562

$41,743

$3,434

$34,806

$34,418

Taxed at federal and state statutory rates

35% (1)

21%

21%

21%

21%

21%

Tax at statutory rate

3,059

9,358

8,766

721

7,309

7,228

Other

1

50

50

50

50

50

Reversal of valuation allowance, gross

 

(55)

-

-

-

-

-

Provision for income taxes

 

$ 3,005

$    9,408

$    8,816

$   771

$7,359

$7,278

(1)State tax rate is only included when an asset is sold in New York state. 

 

Reconciliation of the benefit for income taxes from continuing operations recorded in the consolidated statements of operations with the amounts computed at the statutory federal tax rates is shown below. The Company has elected to be treated as a partnership; thus, for the Current Period and the Prior Period the only tax effected components of deferred tax assets and deferred tax liabilities related to closed Series.


F-294


RSE ARCHIVE, LLC

 

Notes to Consolidated Financial Statements


Federal Tax Benefit at Statutory Rate

 

 

12/31/2021

 

 

12/31/2020

 

Applicable Series

Federal Tax Benefit at Statutory Rate

Change in Valuation Allowance

Benefit for Income Taxes

Federal Tax Benefit at Statutory Rate

Change in Valuation Allowance

Benefit for Income Taxes

#52MANTLE

$(422) 

$422 

$- 

$(576) 

$576 

$- 

#71MAYS

(302) 

302 

- 

(390) 

390 

- 

#RLEXPEPSI

(200) 

200 

- 

(296) 

296 

- 

#10COBB

(267) 

267 

- 

(343) 

343 

- 

#POTTER

(218) 

218 

- 

(311) 

311 

- 

#TWOCITIES

(200) 

200 

- 

(264) 

264 

- 

#FROST

(198) 

198 

- 

(262) 

262 

- 

#BIRKINBLU

(305) 

305 

- 

(395) 

395 

- 

#SMURF

(225) 

225 

- 

(328) 

328 

- 

#70RLEX

(257) 

257 

- 

(298) 

298 

- 

#EINSTEIN

(212) 

212 

- 

(263) 

263 

- 

#HONUS

(1,191) 

1,191 

- 

(1,547) 

1,547 

- 

#75ALI

(285) 

285 

- 

(392) 

392 

- 

#APROAK

 

- 

- 

(459) 

459 

- 

#88JORDAN

(232) 

232 

- 

(293) 

293 

- 

#BIRKINBOR

(294) 

294 

- 

(367) 

367 

- 

#33RUTH

(349) 

349 

- 

(431) 

431 

- 

#SPIDER1

(202) 

202 

- 

(231) 

231 

- 

#BATMAN3

(222) 

222 

- 

(291) 

291 

- 

#ULYSSES

(203) 

203 

- 

(219) 

219 

- 

#ROOSEVELT

(201) 

201 

- 

(215) 

215 

- 

#56MANTLE

(220) 

220 

- 

(230) 

230 

- 

#AGHOWL

(200) 

200 

- 

(214) 

214 

- 

#18ZION

(224) 

224 

- 

(214) 

214 

- 

#SNOOPY

(214) 

214 

- 

(228) 

228 

- 

#APOLLO11

(257) 

257 

- 

(228) 

228 

- 

#24RUTHBAT

(696) 

696 

- 

(934) 

934 

- 


F-295


RSE ARCHIVE, LLC

 

Notes to Consolidated Financial Statements


Federal Tax Benefit at Statutory Rate

 

12/31/2021

12/31/2020

Applicable Series

Federal Tax Benefit at Statutory Rate

Change in Valuation Allowance

Benefit for Income Taxes

Federal Tax Benefit at Statutory Rate

Change in Valuation Allowance

Benefit for Income Taxes

#YOKO

(199) 

199 

- 

(167) 

167 

- 

#HULK1

 

- 

- 

(219) 

219 

- 

#RUTHBALL1

(294) 

294 

- 

(5,886) 

5,886 

- 

#HIMALAYA

(488) 

488 

- 

(552) 

552 

- 

#38DIMAGGIO

(237) 

237 

- 

(191) 

191 

- 

#55CLEMENTE

(269) 

269 

- 

(227) 

227 

- 

#LOTR

(205) 

205 

- 

(164) 

164 

- 

#CATCHER

(199) 

199 

- 

(150) 

150 

- 

#BOND1

(208) 

208 

- 

(172) 

172 

- 

#SUPER21

(197) 

197 

- 

(141) 

141 

- 

#BATMAN1

(229) 

229 

- 

(188) 

188 

- 

#BIRKINTAN

(245) 

245 

- 

(168) 

168 

- 

#GMTBLACK1

(220) 

220 

- 

(192) 

192 

- 

#61JFK

(200) 

200 

- 

(130) 

130 

- 

#POKEMON1

(507) 

507 

- 

(300) 

300 

- 

#LINCOLN

(218) 

218 

- 

(151) 

151 

- 

#STARWARS1

(199) 

199 

- 

(122) 

122 

- 

#68MAYS

(261) 

261 

- 

(152) 

152 

- 

#56TEDWILL

(356) 

356 

- 

(214) 

214 

- 

#TMNT1

 

- 

- 

(135) 

135 

- 

#CAPTAIN3

(208) 

208 

- 

(129) 

129 

- 

#51MANTLE

(256) 

256 

- 

(144) 

144 

- 

#CHURCHILL

(197) 

197 

- 

(106) 

106 

- 

#SHKSPR4

(233) 

233 

- 

(176) 

176 

- 

#03KOBE

(302) 

302 

- 

(147) 

147 

- 

#03LEBRON

(265) 

265 

- 

(127) 

127 

- 

#03JORDAN

(281) 

281 

- 

(138) 

138 

- 

#39TEDWILL

(253) 

253 

- 

(123) 

123 

- 

#94JETER

(273) 

273 

- 

(137) 

137 

- 

#2020TOPPS

(392) 

392 

- 

(184) 

184 

- 

#FANFOUR1

 

- 

- 

(150) 

150 

- 


F-296


RSE ARCHIVE, LLC

 

Notes to Consolidated Financial Statements


Federal Tax Benefit at Statutory Rate

 

12/31/2021

12/31/2020

Applicable Series

Federal Tax Benefit at Statutory Rate

Change in Valuation Allowance

Benefit for Income Taxes

Federal Tax Benefit at Statutory Rate

Change in Valuation Allowance

Benefit for Income Taxes

#85MARIO

 

- 

- 

(244) 

244 

- 

#TOS39

(239) 

239 

- 

(111) 

111 

- 

#DAREDEV1

 

- 

- 

(79) 

79 

- 

#05LATOUR

(174) 

174 

- 

(116) 

116 

- 

#16SCREAG

(200) 

200 

- 

(135) 

135 

- 

#14DRC

(214) 

214 

- 

(146) 

146 

- 

#86RICE

(237) 

237 

- 

(98) 

98 

- 

#57MANTLE

(214) 

214 

- 

(79) 

79 

- 

#FAUBOURG

(458) 

458 

- 

(293) 

293 

- 

#SOBLACK

(329) 

329 

- 

(178) 

178 

- 

#GATSBY

(264) 

264 

- 

(146) 

146 

- 

#93DAYTONA

(197) 

197 

- 

(98) 

98 

- 

#09TROUT

(643) 

643 

- 

(272) 

272 

- 

#57STARR

(214) 

214 

- 

(67) 

67 

- 

#AF15

 

- 

- 

(103) 

103 

- 

#03KOBE2

(257) 

257 

- 

(64) 

64 

- 

#JOBSMAC

(281) 

281 

- 

(82) 

82 

- 

#16PETRUS

(206) 

206 

- 

(71) 

71 

- 

#ALICE

(198) 

198 

- 

(44) 

44 

- 

#SPIDER10

(201) 

201 

- 

(45) 

45 

- 

#62MANTLE

(459) 

459 

- 

(197) 

197 

- 

#BATMAN6

(203) 

203 

- 

(50) 

50 

- 

#CLEMENTE2

(316) 

316 

- 

(97) 

97 

- 

#SUPER14

 

- 

- 

(72) 

72 

- 

#79STELLA

(315) 

315 

- 

(90) 

90 

- 

#TKAM

(205) 

205 

- 

(46) 

46 

- 

#DIMAGGIO2

(202) 

202 

- 

(40) 

40 

- 

#13BEAUX

(189) 

189 

- 

(37) 

37 

- 

#ANMLFARM

(198) 

198 

- 

(32) 

32 

- 

#NASA1

(692) 

692 

- 

(229) 

229 

- 

#00BRADY

(267) 

267 

- 

(38) 

38 

- 

#85NES

(245) 

245 

- 

(38) 

38 

- 


F-297


RSE ARCHIVE, LLC

 

Notes to Consolidated Financial Statements


Federal Tax Benefit at Statutory Rate

 

12/31/2021

12/31/2020

Applicable Series

Federal Tax Benefit at Statutory Rate

Change in Valuation Allowance

Benefit for Income Taxes

Federal Tax Benefit at Statutory Rate

Change in Valuation Allowance

Benefit for Income Taxes

#JUSTICE1

(265) 

265 

- 

(71) 

71 

- 

#69KAREEM

(261) 

261 

- 

(28) 

28 

- 

#59JFK

(206) 

206 

- 

(23) 

23 

- 

#04LEBRON

(302) 

302 

- 

(45) 

45 

- 

#85JORDAN

(698) 

698 

- 

(136) 

136 

- 

#GOLDENEYE

(239) 

239 

- 

(25) 

25 

- 

#MOONSHOE

(497) 

497 

- 

(83) 

83 

- 

#03LEBRON2

(394) 

394 

- 

(50) 

50 

- 

#GRAPES

(206) 

206 

- 

(20) 

20 

- 

#34GEHRIG

(256) 

256 

- 

(26) 

26 

- 

#98KANGA

(494) 

494 

- 

(67) 

67 

- 

#06BRM

(183) 

183 

- 

(20) 

20 

- 

#DUNE

(198) 

198 

- 

(10) 

10 

- 

#86FLEER

(505) 

505 

- 

(50) 

50 

- 

#WILDGUN

(241) 

241 

- 

(21) 

21 

- 

#58PELE2

 

- 

- 

(14) 

14 

- 

#13GIANNIS

(253) 

253 

- 

 

- 

- 

#04MESSI

(317) 

317 

- 

 

- 

- 

#AVENGE57

(195) 

195 

- 

 

- 

- 

#03TACHE

(260) 

260 

- 

 

- 

- 

#99TMB2

(307) 

307 

- 

 

- 

- 

#PUNCHOUT

(370) 

370 

- 

 

- 

- 

#BULLSRING

(768) 

768 

- 

 

- 

- 

#70AARON

(228) 

228 

- 

 

- 

- 

#96CHARZRD

(314) 

314 

- 

 

- 

- 

#01TIGER

(228) 

228 

- 

 

- 

- 

#ICECLIMB

(345) 

345 

- 

 

- 

- 

#09COBB

(249) 

249 

- 

 

- 

- 

#51HOWE

(273) 

273 

- 

 

- 

- 

#96JORDAN2

(322) 

322 

- 

 

- 

- 

#JUNGLEBOX

(244) 

244 

- 

 

- 

- 


F-298


RSE ARCHIVE, LLC

 

Notes to Consolidated Financial Statements


Federal Tax Benefit at Statutory Rate

 

12/31/2021

12/31/2020

Applicable Series

Federal Tax Benefit at Statutory Rate

Change in Valuation Allowance

Benefit for Income Taxes

Federal Tax Benefit at Statutory Rate

Change in Valuation Allowance

Benefit for Income Taxes

#59FLASH

(202) 

202 

- 

- 

- 

- 

#FOSSILBOX

(218) 

218 

- 

- 

- 

- 

#POKEBLUE

(218) 

218 

- 

- 

- 

- 

#98GTA

(202) 

202 

- 

- 

- 

- 

#PICNIC

(316) 

316 

- 

- 

- 

- 

#DOMINOS

(167) 

167 

- 

- 

- 

- 

#58PELE

(831) 

831 

- 

- 

- 

- 

#09CURRY

(237) 

237 

- 

- 

- 

- 

#84JORDAN

(845) 

845 

- 

- 

- 

- 

#09BEAUX

(187) 

187 

- 

- 

- 

- 

#KEROUAC

(212) 

212 

- 

- 

- 

- 

#96JORDAN

(282) 

282 

- 

- 

- 

- 

#FEDERAL

(222) 

222 

- 

- 

- 

- 

#62BOND

(197) 

197 

- 

- 

- 

- 

#71TOPPS

(290) 

290 

- 

- 

- 

- 

#DEATON

(888) 

888 

- 

- 

- 

- 

#98ZELDA

(204) 

204 

- 

- 

- 

- 

#03JORDAN2

(229) 

229 

- 

- 

- 

- 

#91JORDAN

(317) 

317 

- 

- 

- 

- 

#79GRETZKY

(1,637) 

1,637 

- 

- 

- 

- 

#17DUJAC

(150) 

150 

- 

- 

- 

- 

#FAUBOURG2

(468) 

468 

- 

- 

- 

- 

#MOSASAUR

(549) 

549 

- 

- 

- 

- 

#92JORDAN

(237) 

237 

- 

- 

- 

- 

#14KOBE

(300) 

300 

- 

- 

- 

- 

#03LEBRON3

(580) 

580 

- 

- 

- 

- 

#95TOPSUN

(235) 

235 

- 

- 

- 

- 

#09TROUT2

(232) 

232 

- 

- 

- 

- 

#59BOND

(166) 

166 

- 

- 

- 

- 

#OPEECHEE

(655) 

655 

- 

- 

- 

- 

#ROCKETBOX

(182) 

182 

- 

- 

- 

- 

 

 

 

 


F-299


RSE ARCHIVE, LLC

 

Notes to Consolidated Financial Statements


Federal Tax Benefit at Statutory Rate

 

12/31/2021

12/31/2020

Applicable Series

Federal Tax Benefit at Statutory Rate

Change in Valuation Allowance

Benefit for Income Taxes

Federal Tax Benefit at Statutory Rate

Change in Valuation Allowance

Benefit for Income Taxes

#94JORDAN

(301) 

301 

- 

- 

- 

- 

#18LUKA

(180) 

180 

- 

- 

- 

- 

#FANFOUR5

(144) 

144 

- 

- 

- 

- 

#16KOBE

(1,608) 

1,608 

- 

- 

- 

- 

#11BELAIR

(120) 

120 

- 

- 

- 

- 

#76PAYTON

(222) 

222 

- 

- 

- 

- 

#17MAHOMES

(537) 

537 

- 

- 

- 

- 

#85MJPROMO

(181) 

181 

- 

- 

- 

- 

#96KOBE

(259) 

259 

- 

- 

- 

- 

#99CHARZRD

(688) 

688 

- 

- 

- 

- 

#68RYAN

(228) 

228 

- 

- 

- 

- 

#MARADONA

(141) 

141 

- 

- 

- 

- 

#POKEYELOW

(200) 

200 

- 

- 

- 

- 

#POKELUGIA

(290) 

290 

- 

- 

- 

- 

#VANHALEN

(158) 

158 

- 

- 

- 

- 

#48JACKIE

(811) 

811 

- 

- 

- 

- 

#05MJLJ

(192) 

192 

- 

- 

- 

- 

#81MONTANA

(172) 

172 

- 

- 

- 

- 

#00MOUTON

(53) 

53 

- 

- 

- 

- 

#07DURANT

(255) 

255 

- 

- 

- 

- 

#56AARON

(119) 

119 

- 

- 

- 

- 

#85LEMIEUX

(191) 

191 

- 

- 

- 

- 

#87JORDAN

(131) 

131 

- 

- 

- 

- 

#AC23

(60) 

60 

- 

- 

- 

- 

#APPLE1

(854) 

854 

- 

- 

- 

- 

#GWLOTTO

(62) 

62 

- 

- 

- 

- 

#GYMBOX

(79) 

79 

- 

- 

- 

- 

#HUCKFINN

(58) 

58 

- 

- 

- 

- 

#NEOBOX

(128) 

128 

- 

- 

- 

- 

#NEWTON

(169) 

169 

- 

- 

- 

- 

#NICKLAUS1

(117) 

117 

- 

- 

- 

- 

 

 

 

 

 


F-300


RSE ARCHIVE, LLC

 

Notes to Consolidated Financial Statements


Federal Tax Benefit at Statutory Rate

 

12/31/2021

12/31/2020

Applicable Series

Federal Tax Benefit at Statutory Rate

Change in Valuation Allowance

Benefit for Income Taxes

Federal Tax Benefit at Statutory Rate

Change in Valuation Allowance

Benefit for Income Taxes

#POKEMON2

                     (747)

                         747

                               -   

                             -   

                                  -   

                              -   

#POKERED

                     (113)

                         113

                               -   

                             -   

                                  -   

                              -   

#RIVIERA

                       (84)

                           84

                               -   

                             -   

                                  -   

                              -   

#SMB3

                       (93)

                           93

                               -   

                             -   

                                  -   

                              -   

#WALDEN

                       (58)

                           58

                               -   

                             -   

                                  -   

                              -   

#WZRDOFOZ

                       (82)

                           82

                               -   

                             -   

                                  -   

                              -   

#60ALI

                     (381)

                         381

                               -   

                             -   

                                  -   

                              -   

#TORNEK

                     (361)

                         361

                               -   

                             -   

                                  -   

                              -   

#DIMAGGIO3

                     (951)

                         951

                               -   

                             -   

                                  -   

                              -   

#POKEMON3

                       (79)

                           79

                               -   

                             -   

                                  -   

                              -   

#58PELE3

                     (371)

                         371

                               -   

                             -   

                                  -   

                              -   

#09CURRY2

                     (861)

                         861

                               -   

                             -   

                                  -   

                              -   

#85ERVING

                       (73)

                           73

                               -   

                             -   

                                  -   

                              -   

#80ALI

                     (142)

                         142

                               -   

                             -   

                                  -   

                              -   

#BATMAN2

                       (68)

                           68

                               -   

                             -   

                                  -   

                              -   

#FLASH123

                       (52)

                           52

                               -   

                             -   

                                  -   

                              -   

#99MJRETRO

                     (113)

                         113

                               -   

                             -   

                                  -   

                              -   

#85GPK

                       (78)

                           78

                               -   

                             -   

                                  -   

                              -   

#IPOD

                       (90)

                           90

                               -   

                             -   

                                  -   

                              -   

#HGWELLS

                       (49)

                           49

                               -   

                             -   

                                  -   

                              -   

#85JORDAN2

                     (499)

                         499

                               -   

                             -   

                                  -   

                              -   

#66ORR

                     (217)

                         217

                               -   

                             -   

                                  -   

                              -   

#CONGRESS

                       (76)

                           76

                               -   

                             -   

                                  -   

                              -   

#GRIFFEYJR

                       (91)

                           91

                               -   

                             -   

                                  -   

                              -   

#01HALO

                       (67)

                           67

                               -   

                             -   

                                  -   

                              -   

#87ZELDA

                     (197)

                         197

                               -   

                             -   

                                  -   

                              -   

#EINSTEIN2

                       (61)

                           61

                               -   

                             -   

                                  -   

                              -   

#SANTANA

                       (61)

                           61

                               -   

                             -   

                                  -   

                              -   

#01TIGER2

                       (72)

                           72

                               -   

                             -   

                                  -   

                              -   

#86JORDAN2

                     (127)

                         127

                               -   

                             -   

                                  -   

                              -   

#TOPPSTRIO

                     (171)

                         171

                               -   

                             -   

                                  -   

                              -   

#81BIRD

                       (99)

                           99

                               -   

                             -   

                                  -   

                              -   


F-301


RSE ARCHIVE, LLC

 

Notes to Consolidated Financial Statements


Federal Tax Benefit at Statutory Rate

 

12/31/2021

12/31/2020

Applicable Series

Federal Tax Benefit at Statutory Rate

Change in Valuation Allowance

Benefit for Income Taxes

Federal Tax Benefit at Statutory Rate

Change in Valuation Allowance

Benefit for Income Taxes

#97KOBE

                     (101)

                         101

                               -   

                             -   

                                  -   

                              -   

#XMEN94

                       (48)

                           48

                               -   

                             -   

                                  -   

                              -   

#09RBLEROY

                       (59)

                           59

                               -   

                             -   

                                  -   

                              -   

#04MESSI2

                       (88)

                           88

                               -   

                             -   

                                  -   

                              -   

#THEROCK

                       (53)

                           53

                               -   

                             -   

                                  -   

                              -   

#XLXMEN1

                       (44)

                           44

                               -   

                             -   

                                  -   

                              -   

#03LEBRON5

                     (191)

                         191

                               -   

                             -   

                                  -   

                              -   

#METEORITE

                     (285)

                         285

                               -   

                             -   

                                  -   

                              -   

#SLASH

                       (36)

                           36

                               -   

                             -   

                                  -   

                              -   

#00BRADY2

                     (331)

                         331

                               -   

                             -   

                                  -   

                              -   

#89TMNT

                       (63)

                           63

                               -   

                             -   

                                  -   

                              -   

#NESWWF

                       (39)

                           39

                               -   

                             -   

                                  -   

                              -   

#PUNK9670

                       (18)

                           18

                               -   

                             -   

                                  -   

                              -   

#18ALLEN

                       (56)

                           56

                               -   

                             -   

                                  -   

                              -   

#CASTLEII

                       (38)

                           38

                               -   

                             -   

                                  -   

                              -   

#36OWENS

                       (61)

                           61

                               -   

                             -   

                                  -   

                              -   

#BAYC601

                       (16)

                           16

                               -   

                             -   

                                  -   

                              -   

#60MANTLE

                  (1,484)

                     1,484

                               -   

                             -   

                                  -   

                              -   

#PUNK8103

                       (15)

                           15

                               -   

                             -   

                                  -   

                              -   

#GHOST1

                       (21)

                           21

                               -   

                             -   

                                  -   

                              -   

#BROSGRIMM

                       (61)

                           61

                               -   

                             -   

                                  -   

                              -   

#HENDERSON

                     (329)

                         329

                               -   

                             -   

                                  -   

                              -   

#KIRBY

                       (52)

                           52

                               -   

                             -   

                                  -   

                              -   

#20HERBERT

                       (61)

                           61

                               -   

                             -   

                                  -   

                              -   

#03RONALDO

                     (131)

                         131

                               -   

                             -   

                                  -   

                              -   

#HONUS2

                       (79)

                           79

                               -   

                             -   

                                  -   

                              -   

#MARX

                       (50)

                           50

                               -   

                             -   

                                  -   

                              -   

#09HARDEN

                       (41)

                           41

                               -   

                             -   

                                  -   

                              -   

#MEEB15511

                       (12)

                           12

                               -   

                             -   

                                  -   

                              -   

#90BATMAN

                       (50)

                           50

                               -   

                             -   

                                  -   

                              -   

#93JETER

                       (68)

                           68

                               -   

                             -   

                                  -   

                              -   

#SIMPSONS1

                       (24)

                           24

                               -   

                             -   

                                  -   

                              -   


F-302


RSE ARCHIVE, LLC

 

Notes to Consolidated Financial Statements


Federal Tax Benefit at Statutory Rate

 

12/31/2021

12/31/2020

Applicable Series

Federal Tax Benefit at Statutory Rate

Change in Valuation Allowance

Benefit for Income Taxes

Federal Tax Benefit at Statutory Rate

Change in Valuation Allowance

Benefit for Income Taxes

#SPIDER129

                       (22)

                           22

                               -   

                             -   

                                  -   

                              -   

#NESDK3

                       (87)

                           87

                               -   

                             -   

                                  -   

                              -   

#BAYC7359

                       (10)

                           10

                               -   

                             -   

                                  -   

                              -   

#CURIO10

                         (9)

                             9

                               -   

                             -   

                                  -   

                              -   

#WILDTHING

                       (17)

                           17

                               -   

                             -   

                                  -   

                              -   

#1776

                     (639)

                         639

                               -   

                             -   

                                  -   

                              -   

#98JORDAN2

                     (512)

                         512

                               -   

                             -   

                                  -   

                              -   

#MACALLAN1

                     (122)

                         122

                               -   

                             -   

                                  -   

                              -   

#BAYC9159

                         (5)

                             5

                               -   

                             -   

                                  -   

                              -   

#FANTASY7

                       (43)

                           43

                               -   

                             -   

                                  -   

                              -   

#SURFER4

                       (11)

                           11

                               -   

                             -   

                                  -   

                              -   

#OHTANI1

                       (63)

                           63

                               -   

                             -   

                                  -   

                              -   

#OHTANI2

                       (54)

                           54

                               -   

                             -   

                                  -   

                              -   

#WILT100

                       (77)

                           77

                               -   

                             -   

                                  -   

                              -   

#PENGUIN

                       (10)

                           10

                               -   

                             -   

                                  -   

                              -   

#KARUIZAWA

                     (130)

                         130

                               -   

                             -   

                                  -   

                              -   

#KOMBAT

                       (44)

                           44

                               -   

                             -   

                                  -   

                              -   

#APPLELISA

                       (46)

                           46

                               -   

                             -   

                                  -   

                              -   

#98MANNING

                       (14)

                           14

                               -   

                             -   

                                  -   

                              -   

#GIJOE

                       (19)

                           19

                               -   

                             -   

                                  -   

                              -   

#BEATLES1

                       (22)

                           22

                               -   

                             -   

                                  -   

                              -   

#SQUIG5847

                         (2)

                             2

                               -   

                             -   

                                  -   

                              -   

#PACQUIAO

                         (9)

                             9

                               -   

                             -   

                                  -   

                              -   

#83JOBS

                       (65)

                           65

                               -   

                             -   

                                  -   

                              -   

#BATMAN181

                         (6)

                             6

                               -   

                             -   

                                  -   

                              -   

#HOBBIT

                       (69)

                           69

                               -   

                             -   

                                  -   

                              -   

Total

$(65,681) 

$65,681 

$- 

$(19,852) 

$19,852 

$- 


F-303


RSE ARCHIVE, LLC

 

Notes to Consolidated Financial Statements


NOTE G - INCOME TAX (CONTINUED)

 

Tax effected components of deferred tax assets and deferred tax liabilities at the end of the Current Period and the Prior Period, consisting of net operating losses, were as follows:

 

Federal Loss Carry-forward

 

 

12/31/2021

 

 

12/31/2020

 

Applicable Series

Federal Loss Carry-Forward

Valuation Allowance

Net Deferred Tax Asset

Federal Loss Carry-Forward

Valuation Allowance

Net Deferred Tax Asset

#52MANTLE

$(1,125) 

$1,125 

$- 

$(703) 

$703 

$- 

#71MAYS

(755) 

755 

- 

(453) 

453 

- 

#RLEXPEPSI

(543) 

543 

- 

(343) 

343 

- 

#10COBB

(659) 

659 

- 

(392) 

392 

- 

#POTTER

(570) 

570 

- 

(352) 

352 

- 

#TWOCITIES

(494) 

494 

- 

(293) 

293 

- 

#FROST

(489) 

489 

- 

(291) 

291 

- 

#BIRKINBLU

(745) 

745 

- 

(441) 

441 

- 

#SMURF

(623) 

623 

- 

(398) 

398 

- 

#70RLEX

(577) 

577 

- 

(320) 

320 

- 

#EINSTEIN

(490) 

490 

- 

(278) 

278 

- 

#HONUS

(2,940) 

2,940 

- 

(1,750) 

1,750 

- 

#75ALI

(694) 

694 

- 

(410) 

410 

- 

#APROAK

 

- 

- 

(459) 

459 

- 

#88JORDAN

(525) 

525 

- 

(293) 

293 

- 

#BIRKINBOR

(661) 

661 

- 

(367) 

367 

- 

#33RUTH

(780) 

780 

- 

(431) 

431 

- 

#SPIDER1

(432) 

432 

- 

(231) 

231 

- 

#BATMAN3

(513) 

513 

- 

(291) 

291 

- 

#ULYSSES

(421) 

421 

- 

(219) 

219 

- 

#ROOSEVELT

(416) 

416 

- 

(215) 

215 

- 

#56MANTLE

(450) 

450 

- 

(230) 

230 

- 

#AGHOWL

(414) 

414 

- 

(214) 

214 

- 

#18ZION

(439) 

439 

- 

(214) 

214 

- 

#SNOOPY

(442) 

442 

- 

(228) 

228 

- 

#APOLLO11

(485) 

485 

- 

(228) 

228 

- 

#24RUTHBAT

(1,630) 

1,630 

- 

(934) 

934 

- 

 

 


F-304


RSE ARCHIVE, LLC

 

Notes to Consolidated Financial Statements


Federal Loss Carry-forward

 

12/31/2021

12/31/2020

Applicable Series

Federal Loss Carry-Forward

Valuation Allowance

Net Deferred Tax Asset

Federal Loss Carry-Forward

Valuation Allowance

Net Deferred Tax Asset

#YOKO

(366) 

366 

- 

(167) 

167 

- 

#HULK1

 

- 

- 

(219) 

219 

- 

#RUTHBALL1

(509) 

509 

- 

(215) 

215 

- 

#HIMALAYA

(1,040) 

1,040 

- 

(552) 

552 

- 

#38DIMAGGIO

(428) 

428 

- 

(191) 

191 

- 

#55CLEMENTE

(496) 

496 

- 

(227) 

227 

- 

#LOTR

(368) 

368 

- 

(164) 

164 

- 

#CATCHER

(349) 

349 

- 

(150) 

150 

- 

#BOND1

(380) 

380 

- 

(172) 

172 

- 

#SUPER21

(338) 

338 

- 

(141) 

141 

- 

#BATMAN1

(417) 

417 

- 

(188) 

188 

- 

#BIRKINTAN

(413) 

413 

- 

(168) 

168 

- 

#GMTBLACK1

(412) 

412 

- 

(192) 

192 

- 

#61JFK

(330) 

330 

- 

(130) 

130 

- 

#POKEMON1

(807) 

807 

- 

(300) 

300 

- 

#LINCOLN

(369) 

369 

- 

(151) 

151 

- 

#STARWARS1

(321) 

321 

- 

(122) 

122 

- 

#68MAYS

(413) 

413 

- 

(152) 

152 

- 

#56TEDWILL

(570) 

570 

- 

(214) 

214 

- 

#TMNT1

 

- 

- 

(135) 

135 

- 

#CAPTAIN3

(337) 

337 

- 

(129) 

129 

- 

#51MANTLE

(400) 

400 

- 

(144) 

144 

- 

#CHURCHILL

(303) 

303 

- 

(106) 

106 

- 

#SHKSPR4

(410) 

410 

- 

(176) 

176 

- 

#03KOBE

(450) 

450 

- 

(147) 

147 

- 

#03LEBRON

(392) 

392 

- 

(127) 

127 

- 

#03JORDAN

(418) 

418 

- 

(138) 

138 

- 

#39TEDWILL

(376) 

376 

- 

(123) 

123 

- 

#94JETER

(410) 

410 

- 

(137) 

137 

- 

#2020TOPPS

(576) 

576 

- 

(184) 

184 

- 

#FANFOUR1

 

- 

- 

(150) 

150 

- 

 

 

 

 

 


F-305


RSE ARCHIVE, LLC

 

Notes to Consolidated Financial Statements


Federal Loss Carry-forward

 

12/31/2021

12/31/2020

Applicable Series

Federal Loss Carry-Forward

Valuation Allowance

Net Deferred Tax Asset

Federal Loss Carry-Forward

Valuation Allowance

Net Deferred Tax Asset

#85MARIO

 

- 

- 

(244) 

244 

- 

#TOS39

(350) 

350 

- 

(111) 

111 

- 

#DAREDEV1

 

- 

- 

(79) 

79 

- 

#05LATOUR

(290) 

290 

- 

(116) 

116 

- 

#16SCREAG

(335) 

335 

- 

(135) 

135 

- 

#14DRC

(360) 

360 

- 

(146) 

146 

- 

#86RICE

(335) 

335 

- 

(98) 

98 

- 

#57MANTLE

(292) 

292 

- 

(79) 

79 

- 

#FAUBOURG

(751) 

751 

- 

(293) 

293 

- 

#SOBLACK

(507) 

507 

- 

(178) 

178 

- 

#GATSBY

(410) 

410 

- 

(146) 

146 

- 

#93DAYTONA

(295) 

295 

- 

(98) 

98 

- 

#09TROUT

(915) 

915 

- 

(272) 

272 

- 

#57STARR

(281) 

281 

- 

(67) 

67 

- 

#AF15

 

- 

- 

(103) 

103 

- 

#03KOBE2

(320) 

320 

- 

(64) 

64 

- 

#JOBSMAC

(363) 

363 

- 

(82) 

82 

- 

#16PETRUS

(277) 

277 

- 

(71) 

71 

- 

#ALICE

(242) 

242 

- 

(44) 

44 

- 

#SPIDER10

(246) 

246 

- 

(45) 

45 

- 

#62MANTLE

(656) 

656 

- 

(197) 

197 

- 

#BATMAN6

(253) 

253 

- 

(50) 

50 

- 

#CLEMENTE2

(413) 

413 

- 

(97) 

97 

- 

#SUPER14

 

- 

- 

(72) 

72 

- 

#79STELLA

(404) 

404 

- 

(90) 

90 

- 

#TKAM

(251) 

251 

- 

(46) 

46 

- 

#DIMAGGIO2

(241) 

241 

- 

(40) 

40 

- 

#13BEAUX

(226) 

226 

- 

(37) 

37 

- 

#ANMLFARM

(230) 

230 

- 

(32) 

32 

- 

#NASA1

(922) 

922 

- 

(229) 

229 

- 

#00BRADY

(305) 

305 

- 

(38) 

38 

- 

#85NES

(282) 

282 

- 

(38) 

38 

- 

 


F-306


RSE ARCHIVE, LLC

 

Notes to Consolidated Financial Statements


Federal Loss Carry-forward

 

12/31/2021

12/31/2020

Applicable Series

Federal Loss Carry-Forward

Valuation Allowance

Net Deferred Tax Asset

Federal Loss Carry-Forward

Valuation Allowance

Net Deferred Tax Asset

#JUSTICE1

(336) 

336 

- 

(71) 

71 

- 

#69KAREEM

(289) 

289 

- 

(28) 

28 

- 

#59JFK

(229) 

229 

- 

(23) 

23 

- 

#04LEBRON

(347) 

347 

- 

(45) 

45 

- 

#85JORDAN

(834) 

834 

- 

(136) 

136 

- 

#GOLDENEYE

(264) 

264 

- 

(25) 

25 

- 

#MOONSHOE

(580) 

580 

- 

(83) 

83 

- 

#03LEBRON2

(444) 

444 

- 

(50) 

50 

- 

#GRAPES

(226) 

226 

- 

(20) 

20 

- 

#34GEHRIG

(283) 

283 

- 

(26) 

26 

- 

#98KANGA

(561) 

561 

- 

(67) 

67 

- 

#06BRM

(203) 

203 

- 

(20) 

20 

- 

#DUNE

(208) 

208 

- 

(10) 

10 

- 

#86FLEER

(555) 

555 

- 

(50) 

50 

- 

#WILDGUN

(262) 

262 

- 

(21) 

21 

- 

#58PELE2

 

- 

- 

(14) 

14 

- 

#13GIANNIS

(253) 

253 

- 

 

- 

- 

#04MESSI

(317) 

317 

- 

 

- 

- 

#AVENGE57

(195) 

195 

- 

 

- 

- 

#03TACHE

(260) 

260 

- 

 

- 

- 

#99TMB2

(307) 

307 

- 

 

- 

- 

#PUNCHOUT

(370) 

370 

- 

 

- 

- 

#BULLSRING

(768) 

768 

- 

 

- 

- 

#70AARON

(228) 

228 

- 

 

- 

- 

#96CHARZRD

(314) 

314 

- 

 

- 

- 

#01TIGER

(228) 

228 

- 

 

- 

- 

#ICECLIMB

(345) 

345 

- 

 

- 

- 

#09COBB

(249) 

249 

- 

 

- 

- 

#51HOWE

(273) 

273 

- 

 

- 

- 

#96JORDAN2

(322) 

322 

- 

 

- 

- 

#JUNGLEBOX

(244) 

244 

- 

 

- 

- 


F-307


RSE ARCHIVE, LLC

 

Notes to Consolidated Financial Statements


Federal Loss Carry-forward

 

12/31/2021

12/31/2020

Applicable Series

Federal Loss Carry-Forward

Valuation Allowance

Net Deferred Tax Asset

Federal Loss Carry-Forward

Valuation Allowance

Net Deferred Tax Asset

#59FLASH

(202) 

202 

- 

- 

- 

- 

#FOSSILBOX

(218) 

218 

- 

- 

- 

- 

#POKEBLUE

(218) 

218 

- 

- 

- 

- 

#98GTA

(202) 

202 

- 

- 

- 

- 

#PICNIC

(316) 

316 

- 

- 

- 

- 

#DOMINOS

(167) 

167 

- 

- 

- 

- 

#58PELE

(831) 

831 

- 

- 

- 

- 

#09CURRY

(237) 

237 

- 

- 

- 

- 

#84JORDAN

(845) 

845 

- 

- 

- 

- 

#09BEAUX

(187) 

187 

- 

- 

- 

- 

#KEROUAC

(212) 

212 

- 

- 

- 

- 

#96JORDAN

(282) 

282 

- 

- 

- 

- 

#FEDERAL

(222) 

222 

- 

- 

- 

- 

#62BOND

(197) 

197 

- 

- 

- 

- 

#71TOPPS

(290) 

290 

- 

- 

- 

- 

#DEATON

(888) 

888 

- 

- 

- 

- 

#98ZELDA

(204) 

204 

- 

- 

- 

- 

#03JORDAN2

(229) 

229 

- 

- 

- 

- 

#91JORDAN

(317) 

317 

- 

- 

- 

- 

#79GRETZKY

(1,637) 

1,637 

- 

- 

- 

- 

#17DUJAC

(150) 

150 

- 

- 

- 

- 

#FAUBOURG2

(468) 

468 

- 

- 

- 

- 

#MOSASAUR

(549) 

549 

- 

- 

- 

- 

#92JORDAN

(237) 

237 

- 

- 

- 

- 

#14KOBE

(300) 

300 

- 

- 

- 

- 

#03LEBRON3

(580) 

580 

- 

- 

- 

- 

#95TOPSUN

(235) 

235 

- 

- 

- 

- 

#09TROUT2

(232) 

232 

- 

- 

- 

- 

#59BOND

(166) 

166 

- 

- 

- 

- 

#OPEECHEE

(655) 

655 

- 

- 

- 

- 

#ROCKETBOX

(182) 

182 

- 

- 

- 

- 


F-308


RSE ARCHIVE, LLC

 

Notes to Consolidated Financial Statements


Federal Loss Carry-forward

 

12/31/2021

12/31/2020

Applicable Series

Federal Loss Carry-Forward

Valuation Allowance

Net Deferred Tax Asset

Federal Loss Carry-Forward

Valuation Allowance

Net Deferred Tax Asset

#94JORDAN

(301) 

301 

- 

- 

- 

- 

#18LUKA

(180) 

180 

- 

- 

- 

- 

#FANFOUR5

(144) 

144 

- 

- 

- 

- 

#16KOBE

(1,608) 

1,608 

- 

- 

- 

- 

#11BELAIR

(120) 

120 

- 

- 

- 

- 

#76PAYTON

(222) 

222 

- 

- 

- 

- 

#17MAHOMES

(537) 

537 

- 

- 

- 

- 

#85MJPROMO

(181) 

181 

- 

- 

- 

- 

#96KOBE

(259) 

259 

- 

- 

- 

- 

#99CHARZRD

(688) 

688 

- 

- 

- 

- 

#68RYAN

(228) 

228 

- 

- 

- 

- 

#MARADONA

(141) 

141 

- 

- 

- 

- 

#POKEYELOW

(200) 

200 

- 

- 

- 

- 

#POKELUGIA

(290) 

290 

- 

- 

- 

- 

#VANHALEN

(158) 

158 

- 

- 

- 

- 

#48JACKIE

(811) 

811 

- 

- 

- 

- 

#05MJLJ

(192) 

192 

- 

- 

- 

- 

#81MONTANA

(172) 

172 

- 

- 

- 

- 

#00MOUTON

(53) 

53 

- 

- 

- 

- 

#07DURANT

(255) 

255 

- 

- 

- 

- 

#56AARON

(119) 

119 

- 

- 

- 

- 

#85LEMIEUX

(191) 

191 

- 

- 

- 

- 

#87JORDAN

(131) 

131 

- 

- 

- 

- 

#AC23

(60) 

60 

- 

- 

- 

- 

#APPLE1

(854) 

854 

- 

- 

- 

- 

#GWLOTTO

(62) 

62 

- 

- 

- 

- 

#GYMBOX

(79) 

79 

- 

- 

- 

- 

#HUCKFINN

(58) 

58 

- 

- 

- 

- 

#NEOBOX

(128) 

128 

- 

- 

- 

- 

#NEWTON

(169) 

169 

- 

- 

- 

- 

#NICKLAUS1

(117) 

117 

- 

- 

- 

- 


F-309


RSE ARCHIVE, LLC

 

Notes to Consolidated Financial Statements


Federal Loss Carry-forward

 

12/31/2021

12/31/2020

Applicable Series

Federal Loss Carry-Forward

Valuation Allowance

Net Deferred Tax Asset

Federal Loss Carry-Forward

Valuation Allowance

Net Deferred Tax Asset

#POKEMON2

                     (747)

                         747

                               -   

                             -   

                                  -   

                              -   

#POKERED

                     (113)

                         113

                               -   

                             -   

                                  -   

                              -   

#RIVIERA

                       (84)

                           84

                               -   

                             -   

                                  -   

                              -   

#SMB3

                       (93)

                           93

                               -   

                             -   

                                  -   

                              -   

#WALDEN

                       (58)

                           58

                               -   

                             -   

                                  -   

                              -   

#WZRDOFOZ

                       (82)

                           82

                               -   

                             -   

                                  -   

                              -   

#60ALI

                     (381)

                         381

                               -   

                             -   

                                  -   

                              -   

#TORNEK

                     (361)

                         361

                               -   

                             -   

                                  -   

                              -   

#DIMAGGIO3

                     (951)

                         951

                               -   

                             -   

                                  -   

                              -   

#POKEMON3

                       (79)

                           79

                               -   

                             -   

                                  -   

                              -   

#58PELE3

                     (371)

                         371

                               -   

                             -   

                                  -   

                              -   

#09CURRY2

                     (861)

                         861

                               -   

                             -   

                                  -   

                              -   

#85ERVING

                       (73)

                           73

                               -   

                             -   

                                  -   

                              -   

#80ALI

                     (142)

                         142

                               -   

                             -   

                                  -   

                              -   

#BATMAN2

                       (68)

                           68

                               -   

                             -   

                                  -   

                              -   

#FLASH123

                       (52)

                           52

                               -   

                             -   

                                  -   

                              -   

#99MJRETRO

                     (113)

                         113

                               -   

                             -   

                                  -   

                              -   

#85GPK

                       (78)

                           78

                               -   

                             -   

                                  -   

                              -   

#IPOD

                       (90)

                           90

                               -   

                             -   

                                  -   

                              -   

#HGWELLS

                       (49)

                           49

                               -   

                             -   

                                  -   

                              -   

#85JORDAN2

                     (499)

                         499

                               -   

                             -   

                                  -   

                              -   

#66ORR

                     (217)

                         217

                               -   

                             -   

                                  -   

                              -   

#CONGRESS

                       (76)

                           76

                               -   

                             -   

                                  -   

                              -   

#GRIFFEYJR

                       (91)

                           91

                               -   

                             -   

                                  -   

                              -   

#01HALO

                       (67)

                           67

                               -   

                             -   

                                  -   

                              -   

#87ZELDA

                     (197)

                         197

                               -   

                             -   

                                  -   

                              -   

#EINSTEIN2

                       (61)

                           61

                               -   

                             -   

                                  -   

                              -   

#SANTANA

                       (61)

                           61

                               -   

                             -   

                                  -   

                              -   

#01TIGER2

                       (72)

                           72

                               -   

                             -   

                                  -   

                              -   

#86JORDAN2

                     (127)

                         127

                               -   

                             -   

                                  -   

                              -   

#TOPPSTRIO

                     (171)

                         171

                               -   

                             -   

                                  -   

                              -   

#81BIRD

                       (99)

                           99

                               -   

                             -   

                                  -   

                              -   


F-310


RSE ARCHIVE, LLC

 

Notes to Consolidated Financial Statements


Federal Loss Carry-forward

 

12/31/2021

12/31/2020

Applicable Series

Federal Loss Carry-Forward

Valuation Allowance

Net Deferred Tax Asset

Federal Loss Carry-Forward

Valuation Allowance

Net Deferred Tax Asset

#97KOBE

                     (101)

                         101

                               -   

                             -   

                                  -   

                              -   

#XMEN94

                       (48)

                           48

                               -   

                             -   

                                  -   

                              -   

#09RBLEROY

                       (59)

                           59

                               -   

                             -   

                                  -   

                              -   

#04MESSI2

                       (88)

                           88

                               -   

                             -   

                                  -   

                              -   

#THEROCK

                       (53)

                           53

                               -   

                             -   

                                  -   

                              -   

#XLXMEN1

                       (44)

                           44

                               -   

                             -   

                                  -   

                              -   

#03LEBRON5

                     (191)

                         191

                               -   

                             -   

                                  -   

                              -   

#METEORITE

                     (285)

                         285

                               -   

                             -   

                                  -   

                              -   

#SLASH

                       (36)

                           36

                               -   

                             -   

                                  -   

                              -   

#00BRADY2

                     (331)

                         331

                               -   

                             -   

                                  -   

                              -   

#89TMNT

                       (63)

                           63

                               -   

                             -   

                                  -   

                              -   

#NESWWF

                       (39)

                           39

                               -   

                             -   

                                  -   

                              -   

#PUNK9670

                       (18)

                           18

                               -   

                             -   

                                  -   

                              -   

#18ALLEN

                       (56)

                           56

                               -   

                             -   

                                  -   

                              -   

#CASTLEII

                       (38)

                           38

                               -   

                             -   

                                  -   

                              -   

#36OWENS

                       (61)

                           61

                               -   

                             -   

                                  -   

                              -   

#BAYC601

                       (16)

                           16

                               -   

                             -   

                                  -   

                              -   

#60MANTLE

                  (1,484)

                     1,484

                               -   

                             -   

                                  -   

                              -   

#PUNK8103

                       (15)

                           15

                               -   

                             -   

                                  -   

                              -   

#GHOST1

                       (21)

                           21

                               -   

                             -   

                                  -   

                              -   

#BROSGRIMM

                       (61)

                           61

                               -   

                             -   

                                  -   

                              -   

#HENDERSON

                     (329)

                         329

                               -   

                             -   

                                  -   

                              -   

#KIRBY

                       (52)

                           52

                               -   

                             -   

                                  -   

                              -   

#20HERBERT

                       (61)

                           61

                               -   

                             -   

                                  -   

                              -   

#03RONALDO

                     (131)

                         131

                               -   

                             -   

                                  -   

                              -   

#HONUS2

                       (79)

                           79

                               -   

                             -   

                                  -   

                              -   

#MARX

                       (50)

                           50

                               -   

                             -   

                                  -   

                              -   

#09HARDEN

                       (41)

                           41

                               -   

                             -   

                                  -   

                              -   

#MEEB15511

                       (12)

                           12

                               -   

                             -   

                                  -   

                              -   

#90BATMAN

                       (50)

                           50

                               -   

                             -   

                                  -   

                              -   

#93JETER

                       (68)

                           68

                               -   

                             -   

                                  -   

                              -   

#SIMPSONS1

                       (24)

                           24

                               -   

                             -   

                                  -   

                              -   


F-311


RSE ARCHIVE, LLC

 

Notes to Consolidated Financial Statements


Federal Loss Carry-forward

 

12/31/2021

12/31/2020

Applicable Series

Federal Loss Carry-Forward

Valuation Allowance

Net Deferred Tax Asset

Federal Loss Carry-Forward

Valuation Allowance

Net Deferred Tax Asset

#SPIDER129

                       (22)

                           22

                               -   

                             -   

                                  -   

                              -   

#NESDK3

                       (87)

                           87

                               -   

                             -   

                                  -   

                              -   

#BAYC7359

                       (10)

                           10

                               -   

                             -   

                                  -   

                              -   

#CURIO10

                         (9)

                             9

                               -   

                             -   

                                  -   

                              -   

#WILDTHING

                       (17)

                           17

                               -   

                             -   

                                  -   

                              -   

#1776

                     (639)

                         639

                               -   

                             -   

                                  -   

                              -   

#98JORDAN2

                     (512)

                         512

                               -   

                             -   

                                  -   

                              -   

#MACALLAN1

                     (122)

                         122

                               -   

                             -   

                                  -   

                              -   

#BAYC9159

                         (5)

                             5

                               -   

                             -   

                                  -   

                              -   

#FANTASY7

                       (43)

                           43

                               -   

                             -   

                                  -   

                              -   

#SURFER4

                       (11)

                           11

                               -   

                             -   

                                  -   

                              -   

#OHTANI1

                       (63)

                           63

                               -   

                             -   

                                  -   

                              -   

#OHTANI2

                       (54)

                           54

                               -   

                             -   

                                  -   

                              -   

#WILT100

                       (77)

                           77

                               -   

                             -   

                                  -   

                              -   

#PENGUIN

                       (10)

                           10

                               -   

                             -   

                                  -   

                              -   

#KARUIZAWA

                     (130)

                         130

                               -   

                             -   

                                  -   

                              -   

#KOMBAT

                       (44)

                           44

                               -   

                             -   

                                  -   

                              -   

#APPLELISA

                       (46)

                           46

                               -   

                             -   

                                  -   

                              -   

#98MANNING

                       (14)

                           14

                               -   

                             -   

                                  -   

                              -   

#GIJOE

                       (19)

                           19

                               -   

                             -   

                                  -   

                              -   

#BEATLES1

                       (22)

                           22

                               -   

                             -   

                                  -   

                              -   

#SQUIG5847

                         (2)

                             2

                               -   

                             -   

                                  -   

                              -   

#PACQUIAO

                         (9)

                             9

                               -   

                             -   

                                  -   

                              -   

#83JOBS

                       (65)

                           65

                               -   

                             -   

                                  -   

                              -   

#BATMAN181

                         (6)

                             6

                               -   

                             -   

                                  -   

                              -   

#HOBBIT

                       (69)

                           69

                               -   

                             -   

                                  -   

                              -   

Total

$(84,815) 

$84,815 

$- 

$(20,612) 

$20,612 

$- 


F-312


RSE ARCHIVE, LLC

 

Notes to Consolidated Financial Statements


Based on consideration of the available evidence including historical losses a valuation allowance has been recognized to offset deferred tax assets, as management was unable to conclude that realization of deferred tax assets were more likely than not.

 

 

Due to the change in ownership provisions of the Internal Revenue Code, the availability of net operating loss carryforwards may be subject to annual limitations against taxable income in future periods, which could substantially limit the eventual utilization of such carryforwards.  The Company has not analyzed the historical or potential impact on changes in equity on beneficial ownership and therefore no determination has been made whether the net operating loss carryforwards are subject to any Internal Revenue Code (“IRC”) Section 382 limitation. The net operating loss carryforwards outlined above include net operating loss carryforwards net of an estimated IRC Section 382 limitation.   A more thorough analysis is required to determine the actual amount of such limitation.  To the extent there is a further limitation, there would be a further reduction in the deferred tax asset with an offsetting reduction in the valuation allowance.


F-313


RSE ARCHIVE, LLC

 

Notes to Consolidated Financial Statements


NOTE H - CONTINGENCIES

 

COVID-19

 

The continuing impact and effects of the global outbreak of the coronavirus (COVID‐19) on the operation and financial performance of our business are unknown. However, the Company currently does not expect the outbreak will have a material adverse effect on our business or financial results at this time.

 

Government Regulation

Claims arising out of actual or alleged violations of law, including certain matters currently under investigation by the SEC, could be asserted against the Company or its affiliates by individuals or governmental authorities and could expose the Company, its affiliates or each Series to significant damages or other penalties, including revocation or suspension of the licenses necessary to conduct business and fines.

Restriction on Sale of Series #HONUS

 

The following restrictions apply to the #HONUS Series, imposed by the Asset Seller who was Issued 53% of the Series Interests upon Closing of the Offering.

 

·Without the Company’s prior written consent (which may be withheld in the Company’s sole discretion), the Asset Seller will not, directly or indirectly, offer, pledge, sell, transfer, hypothecate, mortgage, grant or encumber, sell or grant any option, purchase any option, enter into any arrangement or contract to do any of the foregoing, or otherwise transfer, dispose or encumber the Asset Seller’s Equity Interest.  

·Without the Asset Seller’s prior written consent, the Company will not sell the Underlying Asset within 36-months of the Closing.  

·The Company will not sell the Underlying Asset for a purchase price of less than $1,900,000.00 without the Asset Seller’s prior written consent.  

·For a 10-year period following the Closing, the Company (or our designee(s)) will have the right, exercisable at any time upon written notice to the Asset Seller, to repurchase from the Asset Seller the Asset Seller Equity Interest for a purchase price valuing the Series at no less than $1,900,000.00.  In the event the Company exercises this right, the Asset Seller will execute and deliver or cause to be executed and delivered to us such agreements or instruments as we may reasonably request, in order to facilitate such repurchase. 

·If the Underlying Asset is sold within 5 years of the Closing, the Company will use commercially reasonable efforts to include as a condition in the sale agreement relating to such sale that purchaser of the Underlying Asset must lend the Underlying Asset to the Asset Seller for 60 days per calendar year for a 24-month period post-sale.  The Company will have no further obligation to the Asset Seller once the Company sells the Underlying Asset. 


F-314


RSE ARCHIVE, LLC

 

Notes to Consolidated Financial Statements


NOTE I - SUBSEQUENT EVENTS

 

Subsequent Offerings

The table below shows all Offerings, which have closed after the date of the financial statements through the date of this filing:

Series

Underlying Asset

Maximum Offering Size

Closing Date

#PUNK5883

Number 5883 Male CryptoPunk NFT

$600,000

1/6/2022

#POPEYE

1986 NES Popeye Video Game graded Wata 9.4 A+

$110,000

1/6/2022

#SMB2

1988 NES Super Mario Bros. 2 Video Game graded Wata 9.6 A++

$300,000

1/10/2022

#OBIWAN

1978 Kenner Star Wars Ben (Obi-Wan) Kenobi Action Figure graded AFA 85

$12,000

1/10/2022

#HAMILTON1

2020 Topps Dynasty Triple Relic #ILH Lewis Hamilton Autographed Patch Card graded PSA 10

$35,000

1/10/2022

#GIANNIS2

2013 Panini National Treasures #130 Giannis Antetokounmpo Signed Jersey Patch Rookie Card graded BGS GEM MINT 9.5

$415,000

1/18/2022

#03SERENA

2003 NetPro International Series #2A Serena Williams Autographed Patch Rookie Card graded BGS 8

$85,000

1/28/2022

#86BONDS

1986 Topps Traded TIffany #11T Barry Bonds Rookie Card graded PSA GEM MT 10

$8,000

1/27/2022

#MOBYDICK

1851 First Edition copy of Moby Dick by Herman Melville

$70,000

1/28/2022

#IPADPROTO

2009 Apple Prototype 1st Generation iPad

$13,000

1/27/2022

#BAYC4612

Number 4612 Bored Ape Yacht Club NFT with Laser Eyes

$700,000

1/31/2022

#FORTNITE

2017 PlayStation 4 Fortnite Video Game graded Wata 9.8 A+

$16,000

2/3/2022

#IROBOT

1950 First Edition copy of I, Robot by Isaac Asimov

$8,000

2/3/2022

#05RODGERS

2005 SP Authentic #252 Aaron Rodgers Autographed Jersey Rookie Card graded BGS 9.5

$56,000

2/3/2022

#18OSAKA

2018 Sports Illustrated For Kids Naomi Osaka Rookie Card graded PSA 9

$13,000

2/3/2022

#LEICAGOLD

1996 Leica M6 Gold ’King of Thailand' Camera in Condition ‘A’

$32,000

2/3/2022

#IOMMI

2019 Gibson Tony Iommi 1964 “Monkey SG” Prototype Guitar

$65,000

2/7/2022

#MARIO64

1996 Nintendo 64 Super Mario 64 Video Game graded Wata 9.6 A++

$125,000

2/7/2022

#GWTW

1936 First Edition Inscribed copy of Gone With the Wind by Margaret Mitchell

$25,000

3/2/2022

#NEWWORLD

1932 First Edition copy of Brave New World by Aldous Huxley

$14,000

3/2/2022

#JAWA

1978 Kenner Star Wars Vinyl Cape Jawa Action Figure graded AFA 80

$27,000

3/2/2022


F-315 


RSE ARCHIVE, LLC

 

Notes to Consolidated Financial Statements


#GWLETTER

1780 George Washington Handwritten Letter to his Director of Intelligence

$150,000

3/2/2022

#MARIOKART

1996 Nintendo 64 Mario Kart 64 Video Game graded Wata 9.4 A+

$75,000

3/2/2022

#96KOBE2

1996 Topps Chrome Refractor #138 Kobe Bryant Rookie Card graded PSA GEM MT 10

$225,000

3/3/2022

#BAYC8827

Number 8827 Bored Ape Yacht Club NFT with Trippy Fur

$820,000

3/3/2022

#SHOWCASE4

1956 Showcase #4 Comic Book published by D.C. Comics graded CGC 7.5

$77,000

3/3/2022

#MACALLAN2

40 Year Old Macallan Sherry Oak 2016 Release Single Malt Scotch Whisky

$30,000

3/22/2022

#DOOD6921

Number 6921 Doodle NFT

$44,000

3/22/2022

#92TIGER

1992 Nissan L.A. Open Tiger Woods Debut Ticket graded PSA 6

$70,000

3/22/2022

#15COBB

1915 Cracker Jack #30 Ty Cobb Card graded PSA NM 7

$77,000

3/22/2022

#HIRST1

Damien Hirst The Currency “Who’s really the king” NFT

$20,000

3/22/2022

#BRADBURY

1953 1st Edition Copy of Fahrenheit 451 by Ray Bradbury

$18,000

3/22/2022

#BEATLES2

1963 Beatles Signed Fan Club Card graded PSA Authentic

$25,000

3/22/2022

#SKYWALKER

1978 Kenner Star Wars Luke Skywalker Action Figure graded AFA 85

$17,500

3/29/2022

#85GPK2

Original 1985 Topps Garbage Pail Kids Series 1 Wax Box

$25,000

3/29/2022

#GRIFFEY2

1989 Bowman Tiffany #220 Ken Griffey Jr. Rookie Card graded PSA GEM MT 10

$15,500

3/29/2022

#19HAALAND

2019 Topps Chrome Bundesliga #72 Erling Haaland Gold Refractor Rookie Card graded PSA 10

$45,000

3/29/2022

#MEGALODON

Carcharocles Megaladon Jaw: Full Set of Fossilized Teeth in Jaw Reconstruction

$600,000

3/31/2022

#KELLER

1892 Book Inscribed by Helen Keller to Frances Cleveland

$15,000

4/8/2022

#GODFATHER

1971 Second Draft Screenplay of The Godfather by Mario Puzo and Francis Ford Coppola

$13,000

4/8/2022

 

The Company expects to launch and close additional offerings throughout the remainder of the year and beyond.

Asset Dispositions Subsequent to the Current Period

 

 

 

 

 


F-316 


RSE ARCHIVE, LLC

 

Notes to Consolidated Financial Statements


Series

Underlying Asset

Date of Sale Agreement

Total Sale Price

Initial Purchase Price

Carrying Value

Gain on Sale / (Loss)

Corporate Level Taxes on Gain on Sale

Total Initial Offering Price
/ Per Interest

Total Distribution to Investors
/ Per Interests

#24RUTHBAT

1924 George "Babe" Ruth Professional Model Bat

3/21/2022

$270,000

$250,000

$250,006

$19,994

$2,480

$255,000 / $85.00

$268,500 / $89.50

#03LEBRON

2003-2004 Upper Deck Exquisite Collection LeBron James Patches Autographs Card

1/31/2022

$56,000

$25,000

$25,000

$31,000

$6,195

$34,000 / $17.00

$50,320 / $25.16

#TOS39

1963 Tales of Suspense #39 CGC NM 9.4 comic book

1/31/2022

$240,000

$120,000

120,000

$120,000

$24,910

$135,000 / $45.00

$215,520 / $71.84

#51HOWE

1951 Parkhurst Gordie Howe Card graded PSA NM-MT 8

1/28/2022

$52,000

$39,600

$39,600

$12,400

$2,392

$45,000 / $9.00

$50,600 / $10.12

#58PELE

1958 Alifabolaget #635 Pelé Rookie Card graded PSA MINT 9

2/11/2022

$1,331,269

$288,000

$288,000

$1,043,269

$218,313

$315,000 / $10.00

$1,113,525 / $35.35

#14KOBE

2014 Kobe Bryant Game Worn and Signed Lakers Jersey

1/21/2022

$95,000

$69,300

$69,885

$25,115

$5,040

$78,000 / $8.00

$90,383 / $9.27

#17MAHOMES

2017 National Treasures Black #161 Patrick Mahomes II Rookie Patch Autograph Card graded BGS NM-MT 8

1/24/2022

$350,000

$215,000

$215,000

$135,000

$27,812

$300,000 / $12.00

$322,500 / $12.90

Audemars Piguet Royal Oak Offshore "End of Days" Ref.25770SN.O.0001KE.01 (1)

1/10/2022

$28,000

$28,000

$28,000

$0

N/A

N/A

N/A

Two cases of three (3) bottles of 2013 Musigny, Domaine Leroy (1)

1/31/2022

$240,889

$222,720

$222,720

$18,169

N/A

N/A

N/A

1957 Topps #35 Frank Robinson Rookie Card graded PSA MINT 9 (1)

2/15/2022

$48,000

$48,000

$48,000

$0

N/A

N/A

N/A

#14CARR (2)

1/8/2022

$6,500

$16,600

$6,500

$0

N/A

N/A

N/A

#POKEDEMO (3)

1/8/2022

$2,200

$26,400

$2,200

$0

N/A

N/A

N/A

 

(1)Underlying Asset was sold prior to any Offering.  

(2)Impairment charge of $10,100 recorded at the end of the Current Period. 

(3)Impairment charge of $24,200 recorded at the end of the Current Period. 


F-317 


RSE ARCHIVE, LLC


EXHIBIT INDEX  

Exhibit 2.1 – Certificate of Formation for RSE Archive, LLC (1)

Exhibit 2.2 – Second Amended and Restated Limited Liability Company Agreement for RSE Archive, LLC (5)

Exhibit 2.3 – Certificate of Formation for RSE Archive Manager, LLC (1)

Exhibit 2.4 – Amended and Restated Limited Liability Company Agreement for RSE Archive Manager, LLC (5)

Exhibit 3.1 – Form of Series Designation (4)

Exhibit 4.1 – Form of Subscription Agreement (9)

Exhibit 6.1 – Form of Asset Management Agreement (5)

Exhibit 6.2 – Amended and Restated Broker of Record Agreement (8)

Exhibit 6.3Amended and Restated Transfer Agent Agreement (8)

Exhibit 6.4 – Amended and Restated Upper90 Secured Demand Promissory Term Note (2)

Exhibit 6.5 – Upper90 Credit and Guaranty Agreement (3)

Exhibit 6.6 – Standard Form Bill of Sale (4)

Exhibit 6.7Standard Form Purchase Agreement (5)

Exhibit 6.8 – Standard Form of Purchase Option Agreement (7)

Exhibit 6.9 – Terms and Conditions Governing Purchase of Series #GHOST1 (8)

Exhibit 6.10 – Standard Form #2 Purchase Agreement (11)

Exhibit 6.11 – Standard Form #2 Purchase Option Agreement (11)

Exhibit 6.12 – NCPS PPEX ATS Company Agreement (10)

Exhibit 6.13 – Executing Broker Secondary Market Transactions Engagement Letter (10)

Exhibit 6.14 – Executing Broker Tools License Agreement (10)

Exhibit 6.15 – NCIT Software and Services License Agreement (10)

Exhibit 6.16 – Standard Form of Consignment Agreement (11)

Exhibit 8.1 – Amended and Restated Subscription Escrow Agreement (8)

Exhibit 8.2Amended and Restated Custody Agreement with DriveWealth, LLC (8)

 

 

(1)Previously filed as an Exhibit to the Company’s Form 1-A filed with the Commission on August 13, 2019 (File No. 024-11057) 

(2)Previously filed as an Exhibit to the Company’s Form 1-A/A filed with the Commission on September 16, 2019 (File No. 024-11057) 

(3)Previously filed as an Exhibit to the Company’s Form 1-A/A filed with the Commission on October 4, 2019 (File No. 024-11057) 

(4)Previously filed as an Exhibit to the Company’s Form 1-A/A filed with the Commission on October 21, 2019 (File No. 024-11057) 

(5)Previously filed as an Exhibit to the Company’s Form 1-A/A filed with the Commission on November 15, 2019 (File No. 024-11057) 

(6)Previously filed as an Exhibit to the Company’s Form 1-A/A filed with the Commission on December 5, 2019 (File No. 024-11057) 

(7)Previously filed as an Exhibit to the Company's Form1-A/A filed with the Commission on February 7, 2020 (File No. 024-11057) 

(8)Previously filed as an Exhibit to the Company's Form1-A/A filed with the Commission on May 26, 2020 (File No. 024-11057) 

(9)Previously filed as an exhibit to the Company’s Form1-A/A filed with the Commission on July 10, 2020 (File No. 024-11057) 

(10)Previously filed as an Exhibit to the Company’s Form 1-A/A filed with the Commission on September 15, 2020 (File No. 024-11057) 

(11)Previously filed as an Exhibit to the Company’s Form1-A/A filed with the Commission on November 10, 2020 (File No. 024-11057) 


III-1


RSE ARCHIVE, LLC


SIGNATURES

Pursuant to the requirements of Regulation A, the issuer has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

RSE ARCHIVE, LLC

By: RSE Markets, Inc., its managing member

 By: Rally Holdings LLC, its sole member

    By: RSE Markets, Inc., its sole member

By: /s/ George J. Leimer

Name: George J. Leimer

Title: Chief Executive Officer

Date: May 2, 2022

 

Pursuant to the requirements of Regulation A, this report has been signed by the following persons on behalf of the issuer and in the capacities and on the dates indicated.

Signature

Title

Date

 

 

 

/s/ George J. Leimer                       

Name: George J. Leimer

Chief Executive Officer of

RSE Markets, Inc.

(Principal Executive Officer)

 

May 2, 2022

 

 

 

 

 

/s/ Maximilian F. Niederste-Ostholt

Name: Maximilian F. Niederste-Ostholt

Chief Financial Officer of

RSE Markets, Inc.

(Principal Financial Officer)

 

May 2, 2022

RSE ARCHIVE MANAGER, LLC

 

By: Rally Holdings LLC, its managing member

 

By: RSE Markets, Inc., its sole member

 

 

By: /s/ George J. Leimer                

Name: George J. Leimer

Title: Chief Executive Officer

 

Managing Member

May 2, 2022