0001437749-21-018436.txt : 20210804 0001437749-21-018436.hdr.sgml : 20210804 20210804092818 ACCESSION NUMBER: 0001437749-21-018436 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210630 FILED AS OF DATE: 20210804 DATE AS OF CHANGE: 20210804 EFFECTIVENESS DATE: 20210804 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Lake Point Wealth Management CENTRAL INDEX KEY: 0001768068 IRS NUMBER: 465672761 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19428 FILM NUMBER: 211142576 BUSINESS ADDRESS: STREET 1: 1 HORIZON COURT, SUITE A CITY: ROCKWALL STATE: TX ZIP: 75032 BUSINESS PHONE: 2147713363 MAIL ADDRESS: STREET 1: 1 HORIZON COURT, SUITE A CITY: ROCKWALL STATE: TX ZIP: 75032 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001768068 XXXXXXXX 06-30-2021 06-30-2021 Lake Point Wealth Management

1 HORIZON COURT, SUITE A ROCKWALL TX 75032

13F HOLDINGS REPORT 028-19428 N Brent Williams 214-771-3363 /s/ Brent Williams Rockwall TX 08-03-2021 0 449 214460 false INFORMATION TABLE 2 infotable_lpwmq221.xml AGNC INVT CORP COM 00123Q104 20 1200 SH SOLE 0 0 1200 API GROUP CORP COM STK 00187Y100 352 16870 SH SOLE 0 0 16870 AT&T INC COM 00206R102 129 4487 SH SOLE 0 0 4487 ARK ETF TR AUTNMUS TECHNLGY 00214Q203 2 20 SH SOLE 0 0 20 ARK ETF TR GENOMIC REV ETF 00214Q302 1 10 SH SOLE 0 0 10 ABBOTT LABS COM 002824100 37 322 SH SOLE 0 0 322 ABBVIE INC COM 00287Y109 65 575 SH SOLE 0 0 575 ACCURAY INC COM 004397105 20 4325 SH SOLE 0 0 4325 ACTIVISION BLIZZARD INC COM 00507V109 6 60 SH SOLE 0 0 60 ADOBE SYSTEMS INCORPORATED COM 00724F101 2 3 SH SOLE 0 0 3 ADVISORSHARES TR NEWFLT MULSINC 00768Y727 296 6056 SH SOLE 0 0 6056 ADVANCED MICRO DEVICES INC COM 007903107 10 110 SH SOLE 0 0 110 AFFILIATED MANAGERS GROUP IN COM 008252108 2 13 SH SOLE 0 0 13 AIRBNB INC COM CL A 009066101 2 10 SH SOLE 0 0 10 ALASKA AIR GROUP INC COM 011659109 4 70 SH SOLE 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INC COM 126402106 2 13 SH SOLE 0 0 13 CVS HEALTH CORP COM 126650100 2 20 SH SOLE 0 0 20 CADENCE DESIGN SYSTEM INC COM 127387108 5 40 SH SOLE 0 0 40 CAL MAINE FOODS INC COM NEW 128030202 0 9 SH SOLE 0 0 9 CANOPY GROWTH CORP COM 138035100 7 280 SH SOLE 0 0 280 CAPITAL SOUTHWEST CORP COM 140501107 2 100 SH SOLE 0 0 100 CARNIVAL CORP UNIT 99/99/9999 143658300 37 1396 SH SOLE 0 0 1396 CARNIVAL PLC ADR 14365C103 5 225 SH SOLE 0 0 225 CASEYS GEN STORES INC COM 147528103 2 10 SH SOLE 0 0 10 CHEVRON CORP NEW COM 166764100 43 407 SH SOLE 0 0 407 CHIMERA INVT CORP COM NEW 16934Q208 15 1000 SH SOLE 0 0 1000 CHURCHILL CAPITAL CORP IV CL A 171439102 3 100 SH SOLE 0 0 100 CISCO SYS INC COM 17275R102 36 677 SH SOLE 0 0 677 CLEVELAND-CLIFFS INC NEW COM 185899101 0 13 SH SOLE 0 0 13 COCA COLA CO COM 191216100 5 100 SH SOLE 0 0 100 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 6 85 SH SOLE 0 0 85 COHEN & STEERS INFRASTRUCTUR COM 19248A109 7 238 SH SOLE 0 0 238 COINBASE GLOBAL INC COM CL A 19260Q107 9 36 SH SOLE 0 0 36 COLGATE PALMOLIVE CO COM 194162103 3 40 SH SOLE 0 0 40 COMCAST CORP NEW CL A 20030N101 41 722 SH SOLE 0 0 722 COMMUNITY TR BANCORP INC COM 204149108 8 200 SH SOLE 0 0 200 COMPASS DIVERSIFIED SH BEN INT 20451Q104 26 1000 SH SOLE 0 0 1000 COMSTOCK MNG INC COM NEW 205750300 4 1000 SH SOLE 0 0 1000 CONOCOPHILLIPS COM 20825C104 0 8 SH SOLE 0 0 8 CORCEPT THERAPEUTICS INC COM 218352102 9 430 SH SOLE 0 0 430 COSTCO WHSL CORP NEW COM 22160K105 2 4 SH SOLE 0 0 4 CREDIT SUISSE NASSAU BRANCH XLINK CRD ETN37 22539T266 3 594 SH SOLE 0 0 594 CROWDSTRIKE HLDGS INC CL A 22788C105 16 62 SH SOLE 0 0 62 CUMMINS INC COM 231021106 1 3 SH SOLE 0 0 3 DXC TECHNOLOGY CO COM 23355L106 12 298 SH SOLE 0 0 298 DEERE & CO COM 244199105 2 6 SH SOLE 0 0 6 DELTA AIR LINES INC DEL COM NEW 247361702 22 508 SH SOLE 0 0 508 DEVON ENERGY CORP NEW COM 25179M103 15 500 SH SOLE 0 0 500 DISNEY WALT CO COM 254687106 18 104 SH SOLE 0 0 104 DUKE ENERGY CORP NEW COM NEW 26441C204 3 33 SH SOLE 0 0 33 EPR PPTYS COM SH BEN INT 26884U109 2 39 SH SOLE 0 0 39 ETF MANAGERS TR ETFMG ALTR HRVST 26924G508 3 160 SH SOLE 0 0 160 EMERSON ELEC CO COM 291011104 7 70 SH SOLE 0 0 70 ENBRIDGE INC COM 29250N105 23 586 SH SOLE 0 0 586 ENERGY TRANSFER L P COM UT LTD PTN 29273V100 213 20000 SH SOLE 0 0 20000 ENTERPRISE PRODS PARTNERS L COM 293792107 1 38 SH SOLE 0 0 38 EQUITABLE HLDGS INC COM 29452E101 9 300 SH SOLE 0 0 300 ERICSSON ADR B SEK 10 294821608 13 1041 SH SOLE 0 0 1041 EXACT SCIENCES CORP COM 30063P105 6 50 SH SOLE 0 0 50 EXXON MOBIL CORP COM 30231G102 126 1999 SH SOLE 0 0 1999 FS KKR CAP CORP COM 302635206 93 4301 SH SOLE 0 0 4301 FACEBOOK INC CL A 30303M102 70 200 SH SOLE 0 0 200 FAIR ISAAC CORP COM 303250104 8 15 SH SOLE 0 0 15 FASTENAL CO COM 311900104 4 70 SH SOLE 0 0 70 FIDELITY COMWLTH TR NASDAQ COMPSIT 315912808 11 200 SH SOLE 0 0 200 FIDELITY COVINGTON TRUST MSCI ENERGY IDX 316092402 1 73 SH SOLE 0 0 73 FIDELITY COVINGTON TRUST MSCI HLTH CARE I 316092600 16 250 SH SOLE 0 0 250 FIDELITY MERRIMACK STR TR TOTAL BD ETF 316188309 4 74 SH SOLE 0 0 74 FIDELITY NATIONAL FINANCIAL FNF GROUP COM 31620R303 3 80 SH SOLE 0 0 80 FIRST AMERN FINL CORP COM 31847R102 2 40 SH SOLE 0 0 40 FIRST FINL BANKSHARES INC COM 32020R109 305 6208 SH SOLE 0 0 6208 FIRST TR EXCHANGE-TRADED FD DJ INTERNT IDX 33733E302 0 1 SH SOLE 0 0 1 FST TR NEW OPPORT MLP & ENE COM 33739M100 0 5 SH SOLE 0 0 5 FIRSTENERGY CORP COM 337932107 4 100 SH SOLE 0 0 100 FORD MTR CO DEL COM 345370860 7 500 SH SOLE 0 0 500 FORTINET INC COM 34959E109 5 20 SH SOLE 0 0 20 FOX CORP CL A COM 35137L105 9 249 SH SOLE 0 0 249 FRESENIUS MED CARE AG&CO KGA SPONSORED ADR 358029106 5 119 SH SOLE 0 0 119 GENERAL DYNAMICS CORP COM 369550108 49 260 SH SOLE 0 0 260 GENERAL ELECTRIC CO COM 369604103 65 4840 SH SOLE 0 0 4840 GENERAL MLS INC COM 370334104 6 100 SH SOLE 0 0 100 GENERAL MTRS CO COM 37045V100 0 1 SH SOLE 0 0 1 GENTEX CORP COM 371901109 12 353 SH SOLE 0 0 353 GENMAB A/S SPONSORED ADS 372303206 6 150 SH SOLE 0 0 150 GILEAD SCIENCES INC COM 375558103 14 205 SH SOLE 0 0 205 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 7 170 SH SOLE 0 0 170 GLOBAL MED REIT INC COM NEW 37954A204 15 1000 SH SOLE 0 0 1000 GOLDMAN SACHS ETF TR JUST US LRG CP 381430396 3 40 SH SOLE 0 0 40 GRAN TIERRA ENERGY INC COM 38500T101 1 1400 SH SOLE 0 0 1400 GRAND CANYON ED INC COM 38526M106 7 74 SH SOLE 0 0 74 GROWGENERATION CORP COM 39986L109 1 30 SH SOLE 0 0 30 HP INC COM 40434L105 11 377 SH SOLE 0 0 377 HARTFORD FINL SVCS GROUP INC COM 416515104 3 50 SH SOLE 0 0 50 HEALTHEQUITY INC COM 42226A107 2 20 SH SOLE 0 0 20 HENRY JACK & ASSOC INC COM 426281101 4 24 SH SOLE 0 0 24 HERCULES CAPITAL INC COM 427096508 30 1750 SH SOLE 0 0 1750 HEWLETT PACKARD ENTERPRISE C COM 42824C109 34 2350 SH SOLE 0 0 2350 HILTON WORLDWIDE HLDGS INC COM 43300A203 12 101 SH SOLE 0 0 101 HOLOGIC INC COM 436440101 10 150 SH SOLE 0 0 150 HOME DEPOT INC COM 437076102 69 217 SH SOLE 0 0 217 HORMEL FOODS CORP COM 440452100 1 11 SH SOLE 0 0 11 HOWMET AEROSPACE INC COM 443201108 1 33 SH SOLE 0 0 33 ILLINOIS TOOL WKS INC COM 452308109 1 3 SH SOLE 0 0 3 INDEXIQ ETF TR HEDGE MLTI ETF 45409B107 207 6419 SH SOLE 0 0 6419 INDEXIQ ETF TR LNG SHT TRACK 45409B305 525 19385 SH SOLE 0 0 19385 INDEXIQ ETF TR IQ S&P HGH YLD 45409B412 552 21851 SH SOLE 0 0 21851 INNOVATIVE INDL PPTYS INC COM 45781V101 19 100 SH SOLE 0 0 100 INTEL CORP COM 458140100 18 325 SH SOLE 0 0 325 INTERACTIVE BROKERS GROUP IN COM CL A 45841N107 1 20 SH SOLE 0 0 20 INTERNATIONAL BUSINESS MACHS COM 459200101 18 124 SH SOLE 0 0 124 INTERPUBLIC GROUP COS INC COM 460690100 9 277 SH SOLE 0 0 277 INVESCO QQQ TR UNIT SER 1 46090E103 1 3 SH SOLE 0 0 3 INVESCO ACTIVLY MANGD ETC FD OPTIMUM YIELD 46090F100 1 61 SH SOLE 0 0 61 INVITAE CORP COM 46185L103 2 50 SH SOLE 0 0 50 IROBOT CORP COM 462726100 2 20 SH SOLE 0 0 20 IRON MTN INC NEW COM 46284V101 4 100 SH SOLE 0 0 100 IRONWOOD PHARMACEUTICALS INC COM CL A 46333X108 9 735 SH SOLE 0 0 735 ISHARES GOLD TR ISHARES NEW 464285204 13438 398632 SH SOLE 0 0 398632 ISHARES TR SELECT DIVID ETF 464287168 32 274 SH SOLE 0 0 274 ISHARES TR TIPS BD ETF 464287176 0 1 SH SOLE 0 0 1 ISHARES TR CORE S&P500 ETF 464287200 7849 18258 SH SOLE 0 0 18258 ISHARES TR CORE US AGGBD ET 464287226 1190 10321 SH SOLE 0 0 10321 ISHARES TR IBOXX INV CP ETF 464287242 0 2 SH SOLE 0 0 2 ISHARES TR S&P 500 GRWT ETF 464287309 51 700 SH SOLE 0 0 700 ISHARES TR 1 3 YR TREAS BD 464287457 0 3 SH SOLE 0 0 3 ISHARES TR MSCI EAFE ETF 464287465 32 405 SH SOLE 0 0 405 ISHARES TR RUS MID CAP ETF 464287499 28 348 SH SOLE 0 0 348 ISHARES TR CORE S&P MCP ETF 464287507 34 126 SH SOLE 0 0 126 ISHARES TR ISHARES BIOTECH 464287556 12 75 SH SOLE 0 0 75 ISHARES TR RUS 1000 GRW ETF 464287614 1 3 SH SOLE 0 0 3 ISHARES TR RUS 2000 VAL ETF 464287630 19 115 SH SOLE 0 0 115 ISHARES TR RUSSELL 2000 ETF 464287655 160 698 SH SOLE 0 0 698 ISHARES TR CORE S&P US GWT 464287671 29 290 SH SOLE 0 0 290 ISHARES TR CORE S&P SCP ETF 464287804 64 568 SH SOLE 0 0 568 ISHARES TR S&P SML 600 GWT 464287887 0 2 SH SOLE 0 0 2 ISHARES TR SHRT NAT MUN ETF 464288158 417 3868 SH SOLE 0 0 3868 ISHARES TR NATIONAL MUN ETF 464288414 5 46 SH SOLE 0 0 46 ISHARES TR INTL SEL DIV ETF 464288448 0 4 SH SOLE 0 0 4 ISHARES TR IBOXX HI YD ETF 464288513 3 35 SH SOLE 0 0 35 ISHARES TR PFD AND INCM SEC 464288687 0 4 SH SOLE 0 0 4 ISHARES TR US HOME CONS ETF 464288752 1 10 SH SOLE 0 0 10 ISHARES TR AGGRES ALLOC ETF 464289859 18 259 SH SOLE 0 0 259 ISHARES TR GRWT ALLOCAT ETF 464289867 18 329 SH SOLE 0 0 329 ISHARES TR MODERT ALLOC ETF 464289875 18 391 SH SOLE 0 0 391 ISHARES TR CONSER ALLOC ETF 464289883 2 52 SH SOLE 0 0 52 ISHARES SILVER TR ISHARES 46428Q109 1 40 SH SOLE 0 0 40 ISHARES TR MSCI USA MMENTM 46432F396 2 11 SH SOLE 0 0 11 ISHARES TR CORE MSCI TOTAL 46432F834 66 900 SH SOLE 0 0 900 ISHARES TR CORE MSCI EAFE 46432F842 21 286 SH SOLE 0 0 286 ISHARES TR CORE 1 5 YR USD 46432F859 4 71 SH SOLE 0 0 71 ISHARES INC CORE MSCI EMKT 46434G103 14140 211076 SH SOLE 0 0 211076 ISHARES TR CORE DIV GRWTH 46434V621 4 74 SH SOLE 0 0 74 ISHARES TR RUSEL 2500 ETF 46435G268 27092 409061 SH SOLE 0 0 409061 JPMORGAN CHASE & CO COM 46625H100 109 700 SH SOLE 0 0 700 JOHNSON & JOHNSON COM 478160104 52 314 SH SOLE 0 0 314 KBR INC COM 48242W106 9 225 SH SOLE 0 0 225 KLA CORP COM NEW 482480100 5 15 SH SOLE 0 0 15 KELLOGG CO COM 487836108 2 34 SH SOLE 0 0 34 KIMBELL RTY PARTNERS LP UNIT 49435R102 1 75 SH SOLE 0 0 75 KIMBERLY-CLARK CORP COM 494368103 7 50 SH SOLE 0 0 50 KINDER MORGAN INC DEL COM 49456B101 3 150 SH SOLE 0 0 150 KRANESHARES TR QUADRTC INT RT 500767736 29623 1072510 SH SOLE 0 0 1072510 KROGER CO COM 501044101 4 112 SH SOLE 0 0 112 LSB INDS INC COM 502160104 2 300 SH SOLE 0 0 300 L3HARRIS TECHNOLOGIES INC COM 502431109 266 1230 SH SOLE 0 0 1230 LAREDO PETROLEUM INC COM 516806205 22 235 SH SOLE 0 0 235 LEMONADE INC COM 52567D107 28 253 SH SOLE 0 0 253 LUMEN TECHNOLOGIES INC COM 550241103 3 254 SH SOLE 0 0 254 LUMENT FINANCE TRUST INC COM 55025L108 0 100 SH SOLE 0 0 100 M D C HLDGS INC COM 552676108 5 108 SH SOLE 0 0 108 MSG NETWORK INC CL A 553573106 9 614 SH SOLE 0 0 614 MACYS INC COM 55616P104 11 603 SH SOLE 0 0 603 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 4 76 SH SOLE 0 0 76 MAIN STR CAP CORP COM 56035L104 6 150 SH SOLE 0 0 150 MANNKIND CORP COM NEW 56400P706 1 200 SH SOLE 0 0 200 MANPOWERGROUP INC WIS COM 56418H100 0 2 SH SOLE 0 0 2 MARATHON DIGITAL HOLDINGS IN COM 565788106 3 100 SH SOLE 0 0 100 MARATHON OIL CORP COM 565849106 3 200 SH SOLE 0 0 200 MARATHON PETE CORP COM 56585A102 12 200 SH SOLE 0 0 200 MARRIOTT INTL INC NEW CL A 571903202 8 57 SH SOLE 0 0 57 MASTERCARD INCORPORATED CL A 57636Q104 8 23 SH SOLE 0 0 23 MATCH GROUP INC NEW COM 57667L107 3 20 SH SOLE 0 0 20 MAXAR TECHNOLOGIES INC COM 57778K105 8 200 SH SOLE 0 0 200 MAXIMUS INC COM 577933104 75 856 SH SOLE 0 0 856 MCDONALDS CORP COM 580135101 47 205 SH SOLE 0 0 205 MERCK & CO INC COM 58933Y105 40 518 SH SOLE 0 0 518 MERIDIAN BIOSCIENCE INC COM 589584101 11 478 SH SOLE 0 0 478 METLIFE INC COM 59156R108 3 57 SH SOLE 0 0 57 MICRO FOCUS INTL PLC SPON ADR NEW 594837403 2 200 SH SOLE 0 0 200 MICROSOFT CORP COM 594918104 162 597 SH SOLE 0 0 597 MICRON TECHNOLOGY INC COM 595112103 17 200 SH SOLE 0 0 200 MONDELEZ INTL INC CL A 609207105 11 180 SH SOLE 0 0 180 NCR CORP NEW COM 62886E108 14 310 SH SOLE 0 0 310 NIO INC SPON ADS 62914V106 40 753 SH SOLE 0 0 753 NATUS MED INC DEL COM 639050103 0 10 SH SOLE 0 0 10 NEUROCRINE BIOSCIENCES INC COM 64125C109 1 11 SH SOLE 0 0 11 NEW RESIDENTIAL INVT CORP COM NEW 64828T201 16 1500 SH SOLE 0 0 1500 NEW YORK MTG TR INC COM PAR $.02 649604501 2 400 SH SOLE 0 0 400 NEW YORK TIMES CO CL A 650111107 4 100 SH SOLE 0 0 100 NEXTERA ENERGY INC COM 65339F101 5 75 SH SOLE 0 0 75 NISOURCE INC COM 65473P105 0 4 SH SOLE 0 0 4 NOKIA CORP SPONSORED ADR 654902204 5 1017 SH SOLE 0 0 1017 NOW INC COM 67011P100 0 50 SH SOLE 0 0 50 NVIDIA CORPORATION COM 67066G104 130 162 SH SOLE 0 0 162 OCCIDENTAL PETE CORP COM 674599105 25 790 SH SOLE 0 0 790 OCCIDENTAL PETE CORP *W EXP 08/03/202 674599162 1 98 SH SOLE 0 0 98 ODONATE THERAPEUTICS INC COM 676079106 1 200 SH SOLE 0 0 200 ODYSSEY MARINE EXPL INC COM NEW 676118201 10 1528 SH SOLE 0 0 1528 OKTA INC CL A 679295105 9 38 SH SOLE 0 0 38 OLD DOMINION FREIGHT LINE IN COM 679580100 4 15 SH SOLE 0 0 15 ONEOK INC NEW COM 682680103 6 100 SH SOLE 0 0 100 ONEMAIN HLDGS INC COM 68268W103 5 85 SH SOLE 0 0 85 ORACLE CORP COM 68389X105 6 75 SH SOLE 0 0 75 OPTION CARE HEALTH INC COM NEW 68404L201 2 69 SH SOLE 0 0 69 ORGANON & CO COMMON STOCK 68622V106 2 51 SH SOLE 0 0 51 OWL ROCK CAPITAL CORPORATION COM 69121K104 1 100 SH SOLE 0 0 100 OXFORD SQUARE CAP CORP COM 69181V107 14 2900 SH SOLE 0 0 2900 PALANTIR TECHNOLOGIES INC CL A 69608A108 1 50 SH SOLE 0 0 50 PAVMED INC COM 70387R106 1 200 SH SOLE 0 0 200 PAYPAL HLDGS INC COM 70450Y103 7 25 SH SOLE 0 0 25 PEPSICO INC COM 713448108 305 2057 SH SOLE 0 0 2057 PFIZER INC COM 717081103 49 1264 SH SOLE 0 0 1264 PHILIP MORRIS INTL INC COM 718172109 32 326 SH SOLE 0 0 326 PHILLIPS 66 COM 718546104 16 181 SH SOLE 0 0 181 PHYSICIANS RLTY TR COM 71943U104 2 100 SH SOLE 0 0 100 PIMCO ETF TR ACTIVE BD ETF 72201R775 952 8577 SH SOLE 0 0 8577 PINTEREST INC CL A 72352L106 21 260 SH SOLE 0 0 260 PLUG POWER INC COM NEW 72919P202 4 112 SH SOLE 0 0 112 POOL CORP COM 73278L105 53 115 SH SOLE 0 0 115 PRESIDIO PPTY TR INC COM CL A 74102L303 7 1792 SH SOLE 0 0 1792 PRINCIPAL FINANCIAL GROUP IN COM 74251V102 12 189 SH SOLE 0 0 189 PROCTER AND GAMBLE CO COM 742718109 794 5888 SH SOLE 0 0 5888 PROSHARES TR II ULTA BLMBG 2017 74347Y888 15 190 SH SOLE 0 0 190 PROSHARES TR PET CARE ETF 74348A145 48 595 SH SOLE 0 0 595 PRUDENTIAL FINL INC COM 744320102 12 114 SH SOLE 0 0 114 QUALCOMM INC COM 747525103 0 3 SH SOLE 0 0 3 QUALTRICS INTL INC COM CL A 747601201 6 161 SH SOLE 0 0 161 QUANTA SVCS INC COM 74762E102 2 25 SH SOLE 0 0 25 RAYTHEON TECHNOLOGIES CORP COM 75513E101 51 600 SH SOLE 0 0 600 RETAIL PPTYS AMER INC CL A 76131V202 15 1352 SH SOLE 0 0 1352 RIOT BLOCKCHAIN INC COM 767292105 1 25 SH SOLE 0 0 25 ROCKWELL AUTOMATION INC COM 773903109 105 366 SH SOLE 0 0 366 ROYAL BK CDA COM 780087102 10 95 SH SOLE 0 0 95 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 1 33 SH SOLE 0 0 33 SPDR S&P 500 ETF TR TR UNIT 78462F103 9631 22499 SH SOLE 0 0 22499 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 4 88 SH SOLE 0 0 88 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 122 2362 SH SOLE 0 0 2362 SPDR INDEX SHS FDS DJ INTL RL ETF 78463X863 2 56 SH SOLE 0 0 56 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 8 218 SH SOLE 0 0 218 SPDR SER TR ICE PFD SEC ETF 78464A292 1 23 SH SOLE 0 0 23 SPDR SER TR BLMBRG BRC CNVRT 78464A359 5 53 SH SOLE 0 0 53 SPDR SER TR PORTFOLIO INTRMD 78464A375 4 118 SH SOLE 0 0 118 SPDR SER TR PRTFLO S&P500 GW 78464A409 0 1 SH SOLE 0 0 1 SPDR SER TR PORTFOLIO SHORT 78464A474 2 66 SH SOLE 0 0 66 SPDR SER TR FTSE INT GVT ETF 78464A490 1 9 SH SOLE 0 0 9 SPDR SER TR DJ REIT ETF 78464A607 1 6 SH SOLE 0 0 6 SPDR SER TR PORTFOLIO AGRGTE 78464A649 2 61 SH SOLE 0 0 61 SPDR SER TR PORTFLI TIPS ETF 78464A656 4 142 SH SOLE 0 0 142 SPDR SER TR PORTFOLIO LN TSR 78464A664 1 15 SH SOLE 0 0 15 SPDR SER TR S&P DIVID ETF 78464A763 1 8 SH SOLE 0 0 8 SPDR SER TR S&P BIOTECH 78464A870 9 66 SH SOLE 0 0 66 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 9 179 SH SOLE 0 0 179 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 1 3 SH SOLE 0 0 3 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 1 3 SH SOLE 0 0 3 SPDR SER TR BLOOMBERG SRT TR 78468R408 2 81 SH SOLE 0 0 81 SPDR SER TR BLOOMBERG BRCLYS 78468R622 3 30 SH SOLE 0 0 30 SPDR SER TR PORTFOLIO S&P600 78468R853 2 36 SH SOLE 0 0 36 SVB FINANCIAL GROUP COM 78486Q101 6 10 SH SOLE 0 0 10 SABRA HEALTH CARE REIT INC COM 78573L106 2 108 SH SOLE 0 0 108 SACHEM CAP CORP COM 78590A109 1 100 SH SOLE 0 0 100 SAGE THERAPEUTICS INC COM 78667J108 7 126 SH SOLE 0 0 126 SALESFORCE COM INC COM 79466L302 4 15 SH SOLE 0 0 15 SCHLUMBERGER LTD COM STK 806857108 90 2800 SH SOLE 0 0 2800 SCHWAB STRATEGIC TR SCHWB FDT INT LG 808524755 33 1000 SH SOLE 0 0 1000 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 67 890 SH SOLE 0 0 890 SCIENCE APPLICATIONS INTL CO COM 808625107 3 34 SH SOLE 0 0 34 SCIENTIFIC GAMES CORP COM 80874P109 8 100 SH SOLE 0 0 100 SEA LTD SPONSORD ADS 81141R100 3 10 SH SOLE 0 0 10 SECOND SIGHT MED PRODS INC COM NEW 81362J209 5 1000 SH SOLE 0 0 1000 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 2 26 SH SOLE 0 0 26 SELECT SECTOR SPDR TR ENERGY 81369Y506 51 951 SH SOLE 0 0 951 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 2 58 SH SOLE 0 0 58 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 1 9 SH SOLE 0 0 9 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 3 19 SH SOLE 0 0 19 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 20 253 SH SOLE 0 0 253 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 7 115 SH SOLE 0 0 115 SHOPIFY INC CL A 82509L107 18 12 SH SOLE 0 0 12 SKECHERS U S A INC CL A 830566105 0 8 SH SOLE 0 0 8 SKILLZ INC COM 83067L109 4 200 SH SOLE 0 0 200 SKYWORKS SOLUTIONS INC COM 83088M102 17 87 SH SOLE 0 0 87 SLACK TECHNOLOGIES INC COM CL A 83088V102 3 75 SH SOLE 0 0 75 SLEEP NUMBER CORP COM 83125X103 10 87 SH SOLE 0 0 87 SOLAREDGE TECHNOLOGIES INC COM 83417M104 28 100 SH SOLE 0 0 100 SOUTHERN COPPER CORP COM 84265V105 3 40 SH SOLE 0 0 40 SOUTHWEST AIRLS CO COM 844741108 7 128 SH SOLE 0 0 128 SPROUTS FMRS MKT INC COM 85208M102 9 380 SH SOLE 0 0 380 SQUARE INC CL A 852234103 19 76 SH SOLE 0 0 76 STARWOOD PPTY TR INC COM 85571B105 3 100 SH SOLE 0 0 100 STEEL DYNAMICS INC COM 858119100 3 50 SH SOLE 0 0 50 STONERIDGE INC COM 86183P102 31 1048 SH SOLE 0 0 1048 STRATEGIC ED INC COM 86272C103 6 84 SH SOLE 0 0 84 STURM RUGER & CO INC COM 864159108 16 181 SH SOLE 0 0 181 SUNCOR ENERGY INC NEW COM 867224107 2 100 SH SOLE 0 0 100 SUNDIAL GROWERS INC COM 86730L109 13 14000 SH SOLE 0 0 14000 SUPERIOR DRILLING PRODS INC COM 868153107 1 1330 SH SOLE 0 0 1330 SYNAPTICS INC COM 87157D109 0 3 SH SOLE 0 0 3 SYSCO CORP COM 871829107 7 90 SH SOLE 0 0 90 T-MOBILE US INC COM 872590104 3 20 SH SOLE 0 0 20 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 12 100 SH SOLE 0 0 100 TAPESTRY INC COM 876030107 9 217 SH SOLE 0 0 217 TARGET CORP COM 87612E106 4 15 SH SOLE 0 0 15 TESLA INC COM 88160R101 31 45 SH SOLE 0 0 45 TEXAS ROADHOUSE INC COM 882681109 1 10 SH SOLE 0 0 10 THERMO FISHER SCIENTIFIC INC COM 883556102 34 67 SH SOLE 0 0 67 THOR INDS INC COM 885160101 145 1281 SH SOLE 0 0 1281 3M CO COM 88579Y101 38 192 SH SOLE 0 0 192 TIDAL ETF TR ACRUENCE ACTIVE 886364744 68431 3314721 SH SOLE 0 0 3314721 TILRAY INC COM CL 2 88688T100 21 1177 SH SOLE 0 0 1177 TOLL BROTHERS INC COM 889478103 3 50 SH SOLE 0 0 50 TORO CO COM 891092108 5 50 SH SOLE 0 0 50 TRACTOR SUPPLY CO COM 892356106 4 20 SH SOLE 0 0 20 TRAVEL PLUS LEISURE CO COM 894164102 2 35 SH SOLE 0 0 35 TUPPERWARE BRANDS CORP COM 899896104 8 327 SH SOLE 0 0 327 TWILIO INC CL A 90138F102 39 99 SH SOLE 0 0 99 TWO HBRS INVT CORP COM NEW 90187B408 3 400 SH SOLE 0 0 400 II-VI INC COM 902104108 9 130 SH SOLE 0 0 130 TYSON FOODS INC CL A 902494103 0 3 SH SOLE 0 0 3 ULTA BEAUTY INC COM 90384S303 9 25 SH SOLE 0 0 25 UNDER ARMOUR INC CL A 904311107 3 120 SH SOLE 0 0 120 UNION PAC CORP COM 907818108 18 82 SH SOLE 0 0 82 UNITED MICROELECTRONICS CORP SPON ADR NEW 910873405 7 725 SH SOLE 0 0 725 UNITED STS LIME & MINERALS I COM 911922102 2 15 SH SOLE 0 0 15 UNITED STS OIL FD LP UNITS 91232N207 24 476 SH SOLE 0 0 476 UNITEDHEALTH GROUP INC COM 91324P102 40 100 SH SOLE 0 0 100 UNUM GROUP COM 91529Y106 0 6 SH SOLE 0 0 6 UPSTART HLDGS INC COM 91680M107 2 20 SH SOLE 0 0 20 VALERO ENERGY CORP COM 91913Y100 8 100 SH SOLE 0 0 100 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 0 4 SH SOLE 0 0 4 VANECK VECTORS ETF TR MORNINGSTAR WIDE 92189F643 48 650 SH SOLE 0 0 650 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 1 7 SH SOLE 0 0 7 VANGUARD ADMIRAL FDS INC MIDCP 400 IDX 921932885 39 215 SH SOLE 0 0 215 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 0 6 SH SOLE 0 0 6 VANGUARD WHITEHALL FDS INTL DVD ETF 921946810 26 300 SH SOLE 0 0 300 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 301 2907 SH SOLE 0 0 2907 VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 922042866 2 23 SH SOLE 0 0 23 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 5 60 SH SOLE 0 0 60 VANGUARD SCOTTSDALE FDS TOTAL WLD BD ETF 92206C565 455 5679 SH SOLE 0 0 5679 VARONIS SYS INC COM 922280102 3 60 SH SOLE 0 0 60 VECTOR GROUP LTD COM 92240M108 8 595 SH SOLE 0 0 595 VENTAS INC COM 92276F100 22 388 SH SOLE 0 0 388 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 368 6661 SH SOLE 0 0 6661 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 553 1406 SH SOLE 0 0 1406 VANGUARD INDEX FDS SM CP VAL ETF 922908611 29 166 SH SOLE 0 0 166 VANGUARD INDEX FDS SMALL CP ETF 922908751 39 175 SH SOLE 0 0 175 VENUS CONCEPT INC COM 92332W105 5 1500 SH SOLE 0 0 1500 VEREIT INC COM 92339V308 5 100 SH SOLE 0 0 100 VERIZON COMMUNICATIONS INC COM 92343V104 20 361 SH SOLE 0 0 361 VIACOMCBS INC CL B 92556H206 11 237 SH SOLE 0 0 237 VIATRIS INC COM 92556V106 2 142 SH SOLE 0 0 142 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 0 6 SH SOLE 0 0 6 WALMART INC COM 931142103 72 510 SH SOLE 0 0 510 WASTE MGMT INC DEL COM 94106L109 11 77 SH SOLE 0 0 77 WELLS FARGO CO NEW COM 949746101 24 536 SH SOLE 0 0 536 WELLTOWER INC COM 95040Q104 13 152 SH SOLE 0 0 152 WEST FRASER TIMBER CO LTD COM 952845105 4 50 SH SOLE 0 0 50 WESTERN DIGITAL CORP. COM 958102105 1 8 SH SOLE 0 0 8 WILLIAMS COS INC COM 969457100 3 100 SH SOLE 0 0 100 WILLIAMS SONOMA INC COM 969904101 2 10 SH SOLE 0 0 10 WISDOMTREE INVTS INC COM 97717P104 0 75 SH SOLE 0 0 75 WISDOMTREE TR FUTRE STRAT FD 97717W125 208 5014 SH SOLE 0 0 5014 WISDOMTREE TR EMG MKTS SMCAP 97717W281 1 10 SH SOLE 0 0 10 WISDOMTREE TR US SMALLCAP DIVD 97717W604 0 9 SH SOLE 0 0 9 WISDOMTREE TR YIELD ENHANCD US 97717X511 4 73 SH SOLE 0 0 73 WISDOMTREE TR ITL HDG QTLY DIV 97717X594 27768 629378 SH SOLE 0 0 629378 WORKDAY INC CL A 98138H101 8 33 SH SOLE 0 0 33 ZSCALER INC COM 98980G102 2 10 SH SOLE 0 0 10 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 28 72 SH SOLE 0 0 72 ZYNGA INC CL A 98986T108 24 2248 SH SOLE 0 0 2248 ADIENT PLC ORD SHS G0084W101 0 2 SH SOLE 0 0 2 AMDOCS LTD SHS G02602103 9 121 SH SOLE 0 0 121 ATLASSIAN CORP PLC CL A G06242104 5 20 SH SOLE 0 0 20 WEATHERFORD INTL PLC ORD SHS G48833118 0 3 SH SOLE 0 0 3 JOHNSON CTLS INTL PLC SHS G51502105 4 55 SH SOLE 0 0 55 MEDTRONIC PLC SHS G5960L103 0 2 SH SOLE 0 0 2 NVENT ELECTRIC PLC SHS G6700G107 0 6 SH SOLE 0 0 6 PAYSAFE LIMITED ORD G6964L107 3 280 SH SOLE 0 0 280 PENTAIR PLC SHS G7S00T104 0 6 SH SOLE 0 0 6 CHUBB LIMITED COM H1467J104 96 601 SH SOLE 0 0 601 LOGITECH INTL S A SHS H50430232 6 50 SH SOLE 0 0 50 CHECK POINT SOFTWARE TECH LT ORD M22465104 0 3 SH SOLE 0 0 3 FIVERR INTL LTD ORD SHS M4R82T106 40 165 SH SOLE 0 0 165 ASML HOLDING N V N Y REGISTRY SHS N07059210 14 20 SH SOLE 0 0 20 FERRARI N V COM N3167Y103 1 4 SH SOLE 0 0 4 QIAGEN NV SHS NEW N72482123 12 255 SH SOLE 0 0 255 ROYAL CARIBBEAN GROUP COM V7780T103 9 100 SH SOLE 0 0 100 COSTAMARE INC SHS Y1771G102 5 400 SH SOLE 0 0 400