President, Chief Compliance Officer

0001437749-24-012696.txt : 20240422 0001437749-24-012696.hdr.sgml : 20240422 20240422143526 ACCESSION NUMBER: 0001437749-24-012696 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20240331 FILED AS OF DATE: 20240422 DATE AS OF CHANGE: 20240422 EFFECTIVENESS DATE: 20240422 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Bay Harbor Wealth Management, LLC CENTRAL INDEX KEY: 0001767989 ORGANIZATION NAME: IRS NUMBER: 451032121 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19245 FILM NUMBER: 24860889 BUSINESS ADDRESS: STREET 1: 201 INTERNATIONAL CIRCLE, STE 520 CITY: HUNT VALLEY STATE: MD ZIP: 21030 BUSINESS PHONE: 4104032060 MAIL ADDRESS: STREET 1: 201 INTERNATIONAL CIRCLE, STE 520 CITY: HUNT VALLEY STATE: MD ZIP: 21030 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE 0001767989 XXXXXXXX 028-19245 03-31-2024 03-31-2024 Bay Harbor Wealth Management, LLC

201 INTERNATIONAL CIRCLE, STE 520 Hunt Valley MD 21030

13F HOLDINGS REPORT 028-19245 N Lance Scott President, Chief Compliance Officer 410-403-2060 /s/ Lance Scott Hunt Valley MD 04-22-2024 1 172 278493879 false 1 0001427514 028-13023 Dana Investment Advisors, Inc. INFORMATION TABLE 2 F13InfoTable_67056.xml ABBVIE INC COM Common Stock 00287Y109 90503 497 SH OTR 1 0 0 497 ACCENTURE PLC IRELAND SHS CLASS A Common Stock G1151C101 65509 189 SH OTR 1 0 0 189 ADOBE INC COM Common Stock 00724F101 82249 163 SH OTR 1 0 0 163 ADVISORSHARES PURE US CANNABIS ETF Exchange Traded Fund 00768Y453 500 50 SH SOLE 0 0 0 50 ALIBABA GROUP HLDG LTD SPONSORED ADS American Depository Receipt 01609W102 1736 24 SH SOLE 0 0 0 24 ALPHABET INC CAP STK CL A Common Stock 02079K305 214773 1423 SH OTR 1 0 0 1423 AMAZON COM INC COM Common Stock 023135106 178936 992 SH OTR 1 0 0 992 AMERICAN EXPRESS CO COM Common Stock 025816109 94719 416 SH OTR 1 0 0 416 APPLE INC COM Common Stock 037833100 215454 1256 SH OTR 1 0 0 1256 ARK AUTONOMOUS TECHNOLOGY & ROBOTICS ETF Exchange Traded Fund 00214Q203 2757 50 SH SOLE 0 0 0 50 ARK FINTECH INNOVATION ETF Exchange Traded Fund 00214Q708 3033 100 SH SOLE 0 0 0 100 ARK INNOVATION ETF Exchange Traded Fund 00214Q104 78100 1559 SH SOLE 0 0 0 1560 ARK NEXT GENERATION INTERNET ETF Exchange Traded Fund 00214Q401 2140 25 SH SOLE 0 0 0 26 ATLANTIC PWR & INFRASTRU Common Stock 04879A107 1 31 SH SOLE 0 0 0 31 AUTOLIV INC COM Common Stock 052800109 2529 21 SH OTR 1 0 0 21 BANK NEW YORK MELLON CORP COM Common Stock 064058100 91788 1593 SH OTR 1 0 0 1593 BERKSHIRE HATHAWAY INC DEL CL B NEW Common Stock 084670702 1261 3 SH SOLE 0 0 0 3 BLACKROCK FLEXIBLE INCOME ETF Exchange Traded Fund 092528603 2498879 47634 SH SOLE 0 0 0 47634 BLACKROCK U.S. EQUITY FACTOR ROTATION ETF Exchange Traded Fund 09290C103 8759976 197296 SH SOLE 0 0 0 197297 BOEING CO COM Common Stock 097023105 5789 30 SH SOLE 0 0 0 30 BOSTON SCIENTIFIC CORP COM Common Stock 101137107 61230 894 SH OTR 1 0 0 894 BRISTOL-MYERS SQUIBB CO COM Common Stock 110122108 51355 947 SH OTR 1 0 0 947 BROADCOM INC COM Common Stock 11135F101 138388 104 SH OTR 1 0 0 104 CADENCE DESIGN SYSTEM INC COM Common Stock 127387108 3112 10 SH OTR 1 0 0 10 CATERPILLAR INC COM Common Stock 149123101 96004 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