President, Chief Compliance Officer

0001437749-24-002257.txt : 20240126 0001437749-24-002257.hdr.sgml : 20240126 20240126142645 ACCESSION NUMBER: 0001437749-24-002257 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20231231 FILED AS OF DATE: 20240126 DATE AS OF CHANGE: 20240126 EFFECTIVENESS DATE: 20240126 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Bay Harbor Wealth Management, LLC CENTRAL INDEX KEY: 0001767989 ORGANIZATION NAME: IRS NUMBER: 451032121 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19245 FILM NUMBER: 24566744 BUSINESS ADDRESS: STREET 1: 201 INTERNATIONAL CIRCLE, STE 520 CITY: HUNT VALLEY STATE: MD ZIP: 21030 BUSINESS PHONE: 4104032060 MAIL ADDRESS: STREET 1: 201 INTERNATIONAL CIRCLE, STE 520 CITY: HUNT VALLEY STATE: MD ZIP: 21030 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE 0001767989 XXXXXXXX 028-19245 12-31-2023 12-31-2023 Bay Harbor Wealth Management, LLC

201 INTERNATIONAL CIRCLE, STE 520 Hunt Valley MD 21030

13F HOLDINGS REPORT 028-19245 N Lance Scott President, Chief Compliance Officer 410-403-2060 /s/ Lance Scott Hunt Valley MD 01-26-2024 1 168 261679161 false 1 0001427514 028-13023 Dana Investment Advisors, Inc. INFORMATION TABLE 2 F13InfoTable_64947.xml ABBVIE INC COM Common Stock 00287Y109 77639 501 SH OTR 2 0 0 501 ACCENTURE PLC IRELAND SHS CLASS A Common Stock G1151C101 66321 189 SH OTR 2 0 0 189 ADOBE INC COM Common Stock 00724F101 97245 163 SH OTR 2 0 0 163 ADVISORSHARES PURE US CANNABIS ETF Exchange Traded Fund 00768Y453 350 50 SH SOLE 0 0 0 50 ALIBABA GROUP HLDG LTD SPONSORED ADS American Depository Receipt 01609W102 1884 24 SH SOLE 0 0 0 24 ALPHABET INC CAP STK CL A Common Stock 02079K305 200175 1433 SH OTR 2 0 0 1433 AMAZON COM INC COM Common Stock 023135106 151788 999 SH OTR 2 0 0 999 AMERICAN EXPRESS CO COM Common Stock 025816109 78870 421 SH OTR 2 0 0 421 APPLE INC COM Common Stock 037833100 224153 1164 SH OTR 0 0 0 1164 ARK AUTONOMOUS TECHNOLOGY & ROBOTICS ETF Exchange Traded Fund 00214Q203 2907 50 SH SOLE 0 0 0 50 ARK FINTECH INNOVATION ETF Exchange Traded Fund 00214Q708 2758 100 SH SOLE 0 0 0 100 ARK INNOVATION ETF Exchange Traded Fund 00214Q104 81671 1559 SH SOLE 0 0 0 1560 ARK NEXT GENERATION INTERNET ETF Exchange Traded Fund 00214Q401 1950 25 SH SOLE 0 0 0 26 ATLANTIC PWR & INFRASTRU Common Stock 04879A107 1 31 SH SOLE 0 0 0 31 BAKER HUGHES COMPANY CL A Common Stock 05722G100 21738 636 SH OTR 2 0 0 636 BANK NEW YORK MELLON CORP COM Common Stock 064058100 83696 1608 SH OTR 2 0 0 1608 BERKSHIRE HATHAWAY INC DEL CL B NEW Common Stock 084670702 1069 3 SH SOLE 0 0 0 3 BOEING CO COM Common Stock 097023105 7819 30 SH SOLE 0 0 0 30 BORGWARNER INC COM Common Stock 099724106 1935 54 SH OTR 2 0 0 54 BOSTON SCIENTIFIC CORP COM Common Stock 101137107 52318 905 SH OTR 2 0 0 905 BRISTOL-MYERS SQUIBB CO COM Common Stock 110122108 44434 866 SH OTR 2 0 0 866 BROADCOM INC COM Common Stock 11135F101 113857 102 SH OTR 2 0 0 102 CADENCE DESIGN SYSTEM INC COM Common Stock 127387108 2996 11 SH OTR 2 0 0 11 CATERPILLAR INC COM Common Stock 149123101 77465 262 SH OTR 2 0 0 262 CENTERPOINT ENERGY INC COM Common Stock 15189T107 49397 1729 SH OTR 2 0 0 1729 CISCO SYS INC COM Common 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COM Common Stock 595017104 2795 31 SH OTR 2 0 0 31 MICROSOFT CORP COM Common Stock 594918104 189900 505 SH OTR 2 0 0 505 MONDELEZ INTL INC CL A Common Stock 609207105 68993 947 SH OTR 2 0 0 947 NABRIVA THERAPEUTICS PLC SHS NEW 2022 Common Stock G63637139 0 80 SH SOLE 0 0 0 80 NEXTERA ENERGY INC COM Common Stock 65339F101 56488 930 SH OTR 2 0 0 930 NORFOLK SOUTHN CORP COM Common Stock 655844108 63349 268 SH OTR 2 0 0 268 NVIDIA CORPORATION COM Common Stock 67066G104 95097 192 SH OTR 0 0 0 192 ORACLE CORP COM Common Stock 68389X105 81075 769 SH OTR 2 0 0 769 PALANTIR TECHNOLOGIES INC CL A Common Stock 69608A108 11830 689 SH SOLE 0 0 0 689 PALO ALTO NETWORKS INC COM Common Stock 697435105 54257 184 SH OTR 2 0 0 184 PARKER-HANNIFIN CORP COM Common Stock 701094104 98129 213 SH OTR 2 0 0 213 PENN ENTERTAINMENT INC COM Common Stock 707569109 6895 265 SH SOLE 0 0 0 265 PIONEER NAT RES CO COM Common Stock 723787107 66564 296 SH OTR 2 0 0 296 PORTLAND GEN ELEC CO COM NEW Common Stock 736508847 1489 34 SH OTR 2 0 0 34 PROCTER AND GAMBLE CO COM Common Stock 742718109 6301 43 SH SOLE 0 0 0 43 PROSHARES BITCOIN STRATEGY ETF Exchange Traded Fund 74347G440 12171 594 SH SOLE 0 0 0 594 PRUDENTIAL FINL INC COM Common Stock 744320102 6741 65 SH SOLE 0 0 0 65 PULTE GROUP INC COM Common Stock 745867101 100834 975 SH OTR 2 0 0 975 REGAL REXNORD CORPORATION COM Common Stock 758750103 2373 16 SH OTR 2 0 0 16 REINSURANCE GRP OF AMERICA INC COM NEW Common Stock 759351604 43033 266 SH OTR 2 0 0 266 RESTAURANT BRANDS INTL INC COM Common Stock 76131D103 79073 1005 SH OTR 2 0 0 1005 RIVIAN AUTOMOTIVE INC COM CL A Common Stock 76954A103 938 40 SH SOLE 0 0 0 40 ROBLOX CORP CL A Common Stock 771049103 1143 25 SH SOLE 0 0 0 25 SALESFORCE INC COM Common Stock 79466L302 85257 324 SH OTR 2 0 0 324 SCHWAB CHARLES CORP COM Common Stock 808513105 3486 50 SH SOLE 0 0 0 51 SERVICENOW INC COM Common Stock 81762P102 67823 96 SH OTR 2 0 0 96 SNOWFLAKE INC CL A Common Stock 833445109 3582 18 SH SOLE 0 0 0 18 SPDR PORTFOLIO AGGREGATE BOND ETF Exchange Traded Fund 78464A649 176351 6878 SH SOLE 0 0 0 6878 SPDR PORTFOLIO S&P 500 ETF Exchange Traded Fund 78464A854 9447 169 SH SOLE 0 0 0 169 SPDR S&P 500 ETF TRUST Exchange Traded Fund 78462F103 237087 498 SH SOLE 0 0 0 499 STAG INDL INC COM Real Estate Investment Trust 85254J102 1299 33 SH OTR 2 0 0 33 SYSCO CORP COM Common Stock 871829107 72033 985 SH OTR 2 0 0 985 TAPESTRY INC COM Common Stock 876030107 3092 84 SH OTR 2 0 0 84 TE CONNECTIVITY LTD SHS Common Stock H84989104 2529 18 SH OTR 2 0 0 18 TESLA INC COM Common Stock 88160R101 242268 975 SH SOLE 0 0 0 975 THE CIGNA GROUP COM Common Stock 125523100 2695 9 SH OTR 2 0 0 9 T-MOBILE US INC COM Common Stock 872590104 33508 209 SH OTR 2 0 0 209 UNITEDHEALTH GROUP INC COM Common Stock 91324P102 84761 161 SH OTR 2 0 0 161 VANECK RARE EARTH/STRATEGIC METALS ETF Exchange Traded Fund 92189H805 5293 86 SH SOLE 0 0 0 86 VANGUARD CONSUMER DISCRETIONARY ETF Exchange Traded Fund 92204A108 229935 755 SH SOLE 0 0 0 755 VANGUARD DIVIDEND APPRECIATION ETF Exchange Traded Fund 921908844 290191 1703 SH SOLE 0 0 0 1703 VANGUARD FTSE DEVELOPED MARKETS ETF Exchange Traded Fund 921943858 20302768 423857 SH SOLE 0 0 0 423857 VANGUARD FTSE EMERGING MARKETS ETF Exchange Traded Fund 922042858 6462242 157232 SH SOLE 0 0 0 157232 VANGUARD GROWTH ETF Exchange Traded Fund 922908736 21617513 69536 SH SOLE 0 0 0 69537 VANGUARD HEALTH CARE ETF Exchange Traded Fund 92204A504 9777 39 SH SOLE 0 0 0 39 VANGUARD INFORMATION TECHNOLOGY ETF Exchange Traded Fund 92204A702 1207580 2495 SH SOLE 0 0 0 2495 VANGUARD INTERMEDIATE-TERM BOND ETF Exchange Traded Fund 921937819 6675197 87394 SH SOLE 0 0 0 87395 VANGUARD LONG-TERM BOND ETF Exchange Traded Fund 921937793 6414003 86001 SH SOLE 0 0 0 86002 VANGUARD MORTGAGE-BACKED SECURITIES ETF Exchange Traded Fund 92206C771 6906435 148974 SH SOLE 0 0 0 148974 VANGUARD RUSSELL 3000 ETF Exchange Traded Fund 92206C599 3405 16 SH SOLE 0 0 0 16 VANGUARD S&P 500 ETF Exchange Traded Fund 922908363 3494 8 SH SOLE 0 0 0 8 VANGUARD SHORT-TERM BOND ETF Exchange Traded Fund 921937827 13199453 171376 SH SOLE 0 0 0 171377 VANGUARD SMALL-CAP ETF Exchange Traded Fund 922908751 5067542 23754 SH SOLE 0 0 0 23754 VANGUARD TOTAL INTERNATIONAL BOND ETF Exchange Traded Fund 92203J407 14206168 287778 SH SOLE 0 0 0 287778 VANGUARD TOTAL STOCK MARKET ETF Exchange Traded Fund 922908769 61925 261 SH SOLE 0 0 0 261 VANGUARD VALUE ETF Exchange Traded Fund 922908744 17689029 118321 SH SOLE 0 0 0 118321 VISA INC COM CL A Common Stock 92826C839 92944 357 SH OTR 2 0 0 357 WATERS CORP COM Common Stock 941848103 1975 6 SH OTR 2 0 0 6 WEATHERFORD INTL PLC ORD SHS Common Stock G48833118 2054 21 SH OTR 2 0 0 21 WEBSTER FINL CORP COM Common Stock 947890109 2842 56 SH OTR 2 0 0 56 WELLS FARGO CO NEW COM Common Stock 949746101 76733 1559 SH OTR 2 0 0 1559 WORKDAY INC CL A Common Stock 98138H101 79505 288 SH OTR 2 0 0 288 ZOETIS INC CL A Common Stock 98978V103 2565 13 SH OTR 2 0 0 13