President, Chief Compliance Officer

0001437749-23-028870.txt : 20231025 0001437749-23-028870.hdr.sgml : 20231025 20231024181755 ACCESSION NUMBER: 0001437749-23-028870 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230930 FILED AS OF DATE: 20231025 DATE AS OF CHANGE: 20231024 EFFECTIVENESS DATE: 20231025 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Bay Harbor Wealth Management, LLC CENTRAL INDEX KEY: 0001767989 IRS NUMBER: 451032121 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19245 FILM NUMBER: 231343591 BUSINESS ADDRESS: STREET 1: 201 INTERNATIONAL CIRCLE, STE 520 CITY: HUNT VALLEY STATE: MD ZIP: 21030 BUSINESS PHONE: 4104032060 MAIL ADDRESS: STREET 1: 201 INTERNATIONAL CIRCLE, STE 520 CITY: HUNT VALLEY STATE: MD ZIP: 21030 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE 0001767989 XXXXXXXX 028-19245 09-30-2023 09-30-2023 Bay Harbor Wealth Management, LLC

201 INTERNATIONAL CIRCLE, STE 520 Hunt Valley MD 21030

13F HOLDINGS REPORT 028-19245 N Lance Scott President, Chief Compliance Officer 410-403-2060 /s/ Lance Scott Hunt Valley MD 10-24-2023 1 163 237821032 false 1 0001427514 028-13023 Dana Investment Advisors, Inc. INFORMATION TABLE 2 F13InfoTable_62981.xml ABBVIE INC COM Common Stock 00287Y109 74380 499 SH OTR 2 0 0 499 ACCENTURE PLC IRELAND SHS CLASS A Common Stock G1151C101 82305 268 SH OTR 2 0 0 268 ADOBE INC COM Common Stock 00724F101 81584 160 SH OTR 2 0 0 160 ADVISORSHARES PURE US CANNABIS ETF Exchange Traded Fund 00768Y453 397 50 SH SOLE 0 0 0 50 ALBEMARLE CORP COM Common Stock 012653101 44314 260 SH OTR 2 0 0 260 ALIBABA GROUP HLDG LTD SPONSORED ADS American Depository Receipt 01609W102 2081 24 SH SOLE 0 0 0 24 ALLEGRO MICROSYSTEMS INC COM Common Stock 01749D105 1788 56 SH OTR 2 0 0 56 ALPHABET INC CAP STK CL A Common Stock 02079K305 184250 1408 SH OTR 2 0 0 1408 AMAZON COM INC COM Common Stock 023135106 117204 922 SH OTR 2 0 0 922 AMERICAN EXPRESS CO COM Common Stock 025816109 62808 421 SH OTR 2 0 0 421 APPLE INC COM Common Stock 037833100 199129 1163 SH OTR 0 0 0 1163 ARK AUTONOMOUS TECHNOLOGY & ROBOTICS ETF Exchange Traded Fund 00214Q203 2643 50 SH SOLE 0 0 0 50 ARK FINTECH INNOVATION ETF Exchange Traded Fund 00214Q708 1936 100 SH SOLE 0 0 0 100 ARK GENOMIC REVOLUTION ETF Exchange Traded Fund 00214Q302 1401 50 SH SOLE 0 0 0 50 ARK INNOVATION ETF Exchange Traded Fund 00214Q104 61865 1559 SH SOLE 0 0 0 1560 ARK NEXT GENERATION INTERNET ETF Exchange Traded Fund 00214Q401 1391 25 SH SOLE 0 0 0 26 ATLANTIC PWR & INFRASTRU Common Stock 04879A107 1 31 SH SOLE 0 0 0 31 BAKER HUGHES COMPANY CL A Common Stock 05722G100 21827 618 SH OTR 2 0 0 618 BANK AMERICA CORP COM Common Stock 060505104 40933 1495 SH OTR 2 0 0 1495 BANK NEW YORK MELLON CORP COM Common Stock 064058100 68581 1608 SH OTR 2 0 0 1608 BERKSHIRE HATHAWAY INC DEL CL B NEW Common Stock 084670702 1050 3 SH SOLE 0 0 0 3 BOEING CO COM Common Stock 097023105 5750 30 SH SOLE 0 0 0 30 BORGWARNER INC COM Common Stock 099724106 2179 54 SH OTR 2 0 0 54 BOSTON SCIENTIFIC CORP COM Common Stock 101137107 47414 898 SH OTR 2 0 0 898 BROADCOM INC COM Common Stock 11135F101 84719 102 SH OTR 2 0 0 102 CADENCE DESIGN SYSTEM INC COM Common Stock 127387108 2577 11 SH OTR 2 0 0 11 CANOPY GROWTH CORP COM Common Stock 138035100 20 26 SH SOLE 0 0 0 26 CATERPILLAR INC COM Common Stock 149123101 71526 262 SH OTR 2 0 0 262 CISCO SYS INC COM Common Stock 17275R102 83865 1560 SH OTR 2 0 0 1560 COMCAST CORP NEW CL A Common Stock 20030N101 76131 1717 SH OTR 2 0 0 1717 CONOCOPHILLIPS COM Common Stock 20825C104 42380 352 SH OTR 2 0 0 352 COUPANG INC CL A Common Stock 22266T109 850 50 SH SOLE 0 0 0 50 CSX CORP COM Common Stock 126408103 2367 77 SH OTR 2 0 0 77 CVS HEALTH CORP COM Common Stock 126650100 2234 32 SH OTR 2 0 0 32 DARLING INGREDIENTS INC COM Common Stock 237266101 1774 34 SH OTR 2 0 0 34 DEERE & CO COM Common Stock 244199105 2264 6 SH OTR 2 0 0 6 DELL TECHNOLOGIES INC CL C Common Stock 24703L202 105141 1526 SH OTR 2 0 0 1526 DIMENSIONAL CORE FIXED INCOME ETF Exchange Traded Fund 25434V872 1770447 43855 SH SOLE 0 0 0 43856 DIMENSIONAL EMERGING CORE EQUITY MARKET ETF Exchange Traded Fund 25434V302 794826 35216 SH SOLE 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COM Common Stock 595017104 74069 949 SH OTR 2 0 0 949 MICROSOFT CORP COM Common Stock 594918104 157875 500 SH OTR 2 0 0 500 MONDELEZ INTL INC CL A Common Stock 609207105 65146 933 SH OTR 2 0 0 933 NEXTERA ENERGY INC COM Common Stock 65339F101 43425 758 SH OTR 2 0 0 758 NIKOLA CORP COM Common Stock 654110105 235 150 SH SOLE 0 0 0 150 NORFOLK SOUTHN CORP COM Common Stock 655844108 52777 268 SH OTR 2 0 0 268 NVIDIA CORPORATION COM Common Stock 67066G104 77876 179 SH OTR 0 0 0 179 ORACLE CORP COM Common Stock 68389X105 79757 753 SH OTR 2 0 0 753 PALANTIR TECHNOLOGIES INC CL A Common Stock 69608A108 11024 689 SH SOLE 0 0 0 689 PARKER-HANNIFIN CORP COM Common Stock 701094104 82967 213 SH OTR 2 0 0 213 PENN ENTERTAINMENT INC COM Common Stock 707569109 6081 265 SH SOLE 0 0 0 265 PIONEER NAT RES CO COM Common Stock 723787107 66110 288 SH OTR 2 0 0 288 PROCTER AND GAMBLE CO COM Common Stock 742718109 6271 43 SH SOLE 0 0 0 43 PROSHARES BITCOIN STRATEGY ETF Exchange Traded Fund 74347G440 8203 594 SH SOLE 0 0 0 594 PRUDENTIAL FINL INC COM Common Stock 744320102 6167 65 SH SOLE 0 0 0 65 PULTE GROUP INC COM Common Stock 745867101 71167 959 SH OTR 2 0 0 959 REGAL REXNORD CORPORATION COM Common Stock 758750103 2291 16 SH OTR 2 0 0 16 REINSURANCE GRP OF AMERICA INC COM NEW Common Stock 759351604 38184 263 SH OTR 2 0 0 263 RIVIAN AUTOMOTIVE INC COM CL A Common Stock 76954A103 971 40 SH SOLE 0 0 0 40 ROBLOX CORP CL A Common Stock 771049103 724 25 SH SOLE 0 0 0 25 RTX CORPORATION COM Common Stock 75513E101 43829 609 SH OTR 2 0 0 609 SALESFORCE INC COM Common Stock 79466L302 65497 323 SH OTR 2 0 0 323 SCHWAB CHARLES CORP COM Common Stock 808513105 2769 50 SH SOLE 0 0 0 50 SNOWFLAKE INC CL A Common Stock 833445109 2749 18 SH SOLE 0 0 0 18 SPDR PORTFOLIO AGGREGATE BOND ETF Exchange Traded Fund 78464A649 167410 6878 SH SOLE 0 0 0 6878 SPDR PORTFOLIO S&P 500 ETF Exchange Traded Fund 78464A854 44279 881 SH SOLE 0 0 0 881 SPDR S&P 500 ETF TRUST Exchange Traded Fund 78462F103 213196 498 SH SOLE 0 0 0 499 STAG INDL INC COM Real Estate Investment Trust 85254J102 1142 33 SH OTR 2 0 0 33 SYSCO CORP COM Common Stock 871829107 63936 968 SH OTR 2 0 0 968 TAPESTRY INC COM Common Stock 876030107 63997 2226 SH OTR 2 0 0 2226 TE CONNECTIVITY LTD SHS Common Stock H84989104 2223 18 SH OTR 2 0 0 18 TESLA INC COM Common Stock 88160R101 243964 975 SH SOLE 0 0 0 975 THE CIGNA GROUP COM Common Stock 125523100 2574 9 SH OTR 2 0 0 9 ULTA BEAUTY INC COM Common Stock 90384S303 76294 191 SH OTR 2 0 0 191 UNITEDHEALTH GROUP INC COM Common Stock 91324P102 78653 156 SH OTR 2 0 0 156 VANECK RARE EARTH/STRATEGIC METALS ETF Exchange Traded Fund 92189H805 5704 86 SH SOLE 0 0 0 86 VANGUARD CONSUMER DISCRETIONARY ETF Exchange Traded Fund 92204A108 256316 949 SH SOLE 0 0 0 949 VANGUARD DIVIDEND APPRECIATION ETF Exchange Traded Fund 921908844 265924 1703 SH SOLE 0 0 0 1703 VANGUARD FTSE DEVELOPED MARKETS ETF Exchange Traded Fund 921943858 19130691 437573 SH SOLE 0 0 0 437573 VANGUARD FTSE EMERGING MARKETS ETF Exchange Traded Fund 922042858 6355117 162079 SH SOLE 0 0 0 162079 VANGUARD GROWTH ETF Exchange Traded Fund 922908736 19817087 72774 SH SOLE 0 0 0 72774 VANGUARD HEALTH CARE ETF Exchange Traded Fund 92204A504 9203 39 SH SOLE 0 0 0 39 VANGUARD INFORMATION TECHNOLOGY ETF Exchange Traded Fund 92204A702 1037374 2495 SH SOLE 0 0 0 2495 VANGUARD INTERMEDIATE-TERM BOND ETF Exchange Traded Fund 921937819 6615497 91488 SH SOLE 0 0 0 91488 VANGUARD LONG-TERM BOND ETF Exchange Traded Fund 921937793 5978466 89151 SH SOLE 0 0 0 89151 VANGUARD MORTGAGE-BACKED SECURITIES ETF Exchange Traded Fund 92206C771 6781740 154905 SH SOLE 0 0 0 154905 VANGUARD RUSSELL 3000 ETF Exchange Traded Fund 92206C599 3051 16 SH SOLE 0 0 0 16 VANGUARD S&P 500 ETF Exchange Traded Fund 922908363 3153 8 SH SOLE 0 0 0 8 VANGUARD SHORT-TERM BOND ETF Exchange Traded Fund 921937827 13457008 179021 SH SOLE 0 0 0 179021 VANGUARD SMALL-CAP ETF Exchange Traded Fund 922908751 4654714 24619 SH SOLE 0 0 0 24619 VANGUARD TOTAL INTERNATIONAL BOND ETF Exchange Traded Fund 92203J407 14403526 301140 SH SOLE 0 0 0 301140 VANGUARD TOTAL STOCK MARKET ETF Exchange Traded Fund 922908769 55447 261 SH SOLE 0 0 0 261 VANGUARD VALUE ETF Exchange Traded Fund 922908744 17048975 123606 SH SOLE 0 0 0 123606 VISA INC COM CL A Common Stock 92826C839 82803 360 SH OTR 2 0 0 360 WATERS CORP COM Common Stock 941848103 2193 8 SH OTR 2 0 0 8 WEATHERFORD INTL PLC ORD SHS Common Stock G48833118 1896 21 SH OTR 2 0 0 21 WEBSTER FINL CORP COM Common Stock 947890109 2257 56 SH OTR 2 0 0 56 WELLS FARGO CO NEW COM Common Stock 949746101 63700 1559 SH OTR 2 0 0 1559 WORKDAY INC CL A Common Stock 98138H101 61876 288 SH OTR 2 0 0 288 ZOETIS INC CL A Common Stock 98978V103 2261 13 SH OTR 2 0 0 13