President, Chief Compliance Officer

0001437749-23-001714.txt : 20230125 0001437749-23-001714.hdr.sgml : 20230125 20230125085614 ACCESSION NUMBER: 0001437749-23-001714 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20221231 FILED AS OF DATE: 20230125 DATE AS OF CHANGE: 20230125 EFFECTIVENESS DATE: 20230125 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Bay Harbor Wealth Management, LLC CENTRAL INDEX KEY: 0001767989 IRS NUMBER: 451032121 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19245 FILM NUMBER: 23549942 BUSINESS ADDRESS: STREET 1: 201 INTERNATIONAL CIRCLE, STE 520 CITY: HUNT VALLEY STATE: MD ZIP: 21030 BUSINESS PHONE: 4104032060 MAIL ADDRESS: STREET 1: 201 INTERNATIONAL CIRCLE, STE 520 CITY: HUNT VALLEY STATE: MD ZIP: 21030 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001767989 XXXXXXXX 12-31-2022 12-31-2022 Bay Harbor Wealth Management, LLC

201 INTERNATIONAL CIRCLE, STE 520 HUNT VALLEY MD 21030

13F HOLDINGS REPORT 028-19245 N Lance Scott President, Chief Compliance Officer 410-403-2060 Lance Scott Hunt Valley MD 01-24-2023 3 191 223103 false 1 028-16121 Astor Investor Management, LLC 2 028-13023 Dana Investment Advisors, Inc. 3 028-18135 State Street Global Advisors Trust Co. INFORMATION TABLE 2 infotable_bhwq422.xml INFORMATION TABLE ABBOTT LABS COM Common Stock 002824100 70 638 SH OTR 2 0 0 638 ABBVIE INC COM Common Stock 00287Y109 91 565 SH OTR 2 0 0 565 ACCENTURE PLC IRELAND SHS CLASS A Common Stock G1151C101 74 279 SH OTR 2 0 0 279 ADOBE SYSTEMS INCORPORATED COM Common Stock 00724F101 62 184 SH OTR 2 0 0 184 ADVISORSHARES PURE US CANNABIS ETF Exchange Traded Fund 00768Y453 0 50 SH SOLE 0 0 0 50 ALBEMARLE CORP COM Common Stock 012653101 24 109 SH OTR 2 0 0 109 ALIBABA GROUP HLDG LTD SPONSORED ADS American Depository Receipt 01609W102 2 24 SH SOLE 0 0 0 24 ALLSTATE CORP COM Common Stock 020002101 76 558 SH OTR 2 0 0 558 ALPHABET INC CAP STK CL A Common Stock 02079K305 116 1310 SH OTR 2 0 0 1310 AMAZON COM INC COM Common Stock 023135106 82 978 SH OTR 2 0 0 978 AMERICAN EXPRESS CO COM Common Stock 025816109 73 494 SH OTR 2 0 0 494 AMERICAN TOWER CORP NEW COM Real Estate Investment Trust 03027X100 20 96 SH OTR 2 0 0 96 ANALOG DEVICES INC COM Common Stock 032654105 77 472 SH OTR 2 0 0 472 ARK AUTONOMOUS TECHNOLOGY & ROBOTICS ETF Exchange Traded Fund 00214Q203 2 50 SH SOLE 0 0 0 50 ARK FINTECH INNOVATION ETF Exchange Traded Fund 00214Q708 1 100 SH SOLE 0 0 0 100 ARK GENOMIC REVOLUTION ETF Exchange Traded Fund 00214Q302 1 50 SH SOLE 0 0 0 50 ARK INNOVATION ETF Exchange Traded Fund 00214Q104 49 1560 SH SOLE 0 0 0 1560 ARK NEXT GENERATION INTERNET ETF Exchange Traded Fund 00214Q401 1 26 SH SOLE 0 0 0 26 ATLANTIC PWR & INFRASTRU Common Stock 04879A107 0 31 SH SOLE 0 0 0 31 AVERY DENNISON CORP COM Common Stock 053611109 46 255 SH OTR 2 0 0 255 BANK AMERICA CORP COM Common Stock 060505104 70 2103 SH OTR 2 0 0 2103 BANK NEW YORK MELLON CORP COM Common Stock 064058100 77 1694 SH OTR 2 0 0 1694 BEST BUY INC COM Common Stock 086516101 2 27 SH OTR 2 0 0 27 BOEING CO COM Common Stock 097023105 6 30 SH SOLE 0 0 0 30 BRISTOL-MYERS SQUIBB CO COM Common Stock 110122108 81 1131 SH OTR 2 0 0 1131 BROADCOM INC COM Common Stock 11135F101 65 117 SH OTR 2 0 0 117 CADENCE DESIGN SYSTEM INC COM Common Stock 127387108 2 12 SH OTR 2 0 0 12 CANOPY GROWTH CORP COM Common Stock 138035100 0 26 SH SOLE 0 0 0 26 CDW CORP COM Common Stock 12514G108 89 496 SH OTR 2 0 0 496 CHENIERE ENERGY INC COM NEW Common Stock 16411R208 39 258 SH OTR 2 0 0 258 CIGNA CORP NEW COM Common Stock 125523100 3 10 SH OTR 2 0 0 10 CISCO SYS INC COM Common Stock 17275R102 79 1648 SH OTR 2 0 0 1648 COCA COLA CO COM Common Stock 191216100 0 6 SH SOLE 0 0 0 6 COLGATE PALMOLIVE CO COM Common Stock 194162103 0 2 SH SOLE 0 0 0 2 COMCAST CORP NEW CL A Common Stock 20030N101 63 1803 SH OTR 2 0 0 1803 CONOCOPHILLIPS COM Common Stock 20825C104 44 371 SH OTR 2 0 0 371 CONSUMER STAPLES SELECT SECTOR SPDR FUND Exchange Traded Fund 81369Y308 48 647 SH OTR 3 0 0 647 COUPANG INC CL A Common Stock 22266T109 1 50 SH SOLE 0 0 0 50 CVS HEALTH CORP COM Common Stock 126650100 91 973 SH OTR 2 0 0 973 D R HORTON INC COM Common Stock 23331A109 88 989 SH OTR 2 0 0 989 DARLING INGREDIENTS INC COM Common Stock 237266101 2 27 SH OTR 2 0 0 27 DEERE & CO COM Common Stock 244199105 88 205 SH OTR 2 0 0 205 DIMENSIONAL CORE FIXED INCOME ETF Exchange Traded Fund 25434V872 91 2199 SH SOLE 0 0 0 2199 DIMENSIONAL EMERGING CORE EQUITY MARKET ETF Exchange Traded Fund 25434V302 88 4000 SH SOLE 0 0 0 4000 DIMENSIONAL INTERNATIONAL CORE EQUITY MARKET ETF Exchange Traded Fund 25434V203 217 8661 SH SOLE 0 0 0 8661 DIMENSIONAL SHORT-DURATION FIXED INCOME ETF Exchange Traded Fund 25434V864 93 2013 SH SOLE 0 0 0 2013 DIMENSIONAL US CORE EQUITY MARKET ETF Exchange Traded Fund 25434V104 703 26035 SH SOLE 0 0 0 26035 DIMENSIONAL US REAL ESTATE ETF Exchange Traded Fund 25434V823 31 1449 SH SOLE 0 0 0 1449 DISNEY WALT CO COM Common Stock 254687106 19 224 SH OTR 2 0 0 224 DOVER CORP COM Common Stock 260003108 72 530 SH OTR 2 0 0 530 DROPBOX INC CL A Common Stock 26210C104 1 49 SH SOLE 0 0 0 49 ENERGY SELECT SECTOR SPDR FUND Exchange Traded Fund 81369Y506 26 292 SH OTR 3 0 0 292 ENVISTA HOLDINGS CORPORATION COM Common Stock 29415F104 1 17 SH OTR 2 0 0 17 EVERSOURCE ENERGY COM Common Stock 30040W108 59 703 SH OTR 2 0 0 703 FINANCIAL SELECT SECTOR SPDR FUND Exchange Traded Fund 81369Y605 49 1430 SH OTR 3 0 0 1430 FISERV INC COM Common Stock 337738108 74 731 SH OTR 2 0 0 731 GAMING & LEISURE PPTYS INC COM Real Estate Investment Trust 36467J108 36 691 SH OTR 2 0 0 691 GENERAL MLS INC COM Common Stock 370334104 2 29 SH OTR 2 0 0 29 GOLDMAN SACHS GROUP INC COM Common Stock 38141G104 9 27 SH SOLE 0 0 0 27 GRAINGER W W INC COM Common Stock 384802104 2 4 SH OTR 2 0 0 4 HANNON ARMSTRONG SUST INFR CAP COM Real Estate Investment Trust 41068X100 2 73 SH OTR 2 0 0 73 HOME DEPOT INC COM Common Stock 437076102 71 225 SH OTR 2 0 0 225 HORIZON THERAPEUTICS PUB L SHS Common Stock G46188101 3 23 SH OTR 2 0 0 23 HUMANA INC COM Common Stock 444859102 3 5 SH OTR 2 0 0 5 INTERACTIVE BROKERS GROUP INC COM CL A Common Stock 45841N107 20 281 SH OTR 2 0 0 281 INTERPUBLIC GROUP COS INC COM Common Stock 460690100 88 2635 SH OTR 2 0 0 2635 INVESCO OPTIMUM YIELD DIVERSIFIED COMMODITY STRATEGY NO K-1 ETF Exchange Traded Fund 46090F100 19 1315 SH OTR 3 0 0 1315 INVESCO S&P 500 EQUAL WEIGHT ETF Exchange Traded Fund 46137V357 7 52 SH SOLE 0 0 0 52 IQVIA HLDGS INC COM Common Stock 46266C105 2 12 SH OTR 2 0 0 12 IRON MTN INC DEL COM Real Estate Investment Trust 46284V101 55 1094 SH OTR 2 0 0 1094 ISHARES 0-5 YEAR HIGH YIELD CORPORATE BOND ETF Exchange Traded Fund 46434V407 3150 77029 SH SOLE 0 0 0 77029 ISHARES 10-20 YEAR TREASURY BOND ETF Exchange Traded Fund 464288653 2160 19970 SH SOLE 0 0 0 19970 ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF Exchange Traded Fund 464288646 12 238 SH SOLE 0 0 0 238 ISHARES BROAD USD HIGH YIELD CORPORATE BOND ETF Exchange Traded Fund 46435U853 1 30 SH SOLE 0 0 0 30 ISHARES CONVERTIBLE BOND ETF Exchange Traded Fund 46435G102 1193 17177 SH SOLE 0 0 0 17177 ISHARES CORE AGGRESSIVE ALLOCATION ETF Exchange Traded Fund 464289859 156 2605 SH SOLE 0 0 0 2605 ISHARES CORE CONSERVATIVE ALLOCATION ETF Exchange Traded Fund 464289883 176 5241 SH SOLE 0 0 0 5241 ISHARES CORE GROWTH ALLOCATION ETF Exchange Traded Fund 464289867 48 1023 SH SOLE 0 0 0 1023 ISHARES CORE HIGH DIVIDEND ETF Exchange Traded Fund 46429B663 2 21 SH SOLE 0 0 0 21 ISHARES CORE MODERATE ALLOCATION ETF Exchange Traded Fund 464289875 291 7666 SH SOLE 0 0 0 7666 ISHARES CORE MSCI EAFE ETF Exchange Traded Fund 46432F842 4 66 SH SOLE 0 0 0 66 ISHARES CORE MSCI EMERGING MARKETS ETF Exchange Traded Fund 46434G103 5 110 SH SOLE 0 0 0 110 ISHARES CORE S&P 500 ETF Exchange Traded Fund 464287200 23276 60581 SH SOLE 0 0 0 60581 ISHARES CORE S&P SMALL CAP ETF Exchange Traded Fund 464287804 1614 17056 SH SOLE 0 0 0 17056 ISHARES CORE TOTAL USD BOND MARKET ETF Exchange Traded Fund 46434V613 16176 360028 SH SOLE 0 0 0 360028 ISHARES ESG AWARE MSCI USA ETF Exchange Traded Fund 46435G425 12425 146603 SH SOLE 0 0 0 146603 ISHARES FALLEN ANGELS USD BOND ETF Exchange Traded Fund 46435G474 620 25203 SH SOLE 0 0 0 25203 ISHARES GLOBAL TECH ETF Exchange Traded Fund 464287291 22 498 SH SOLE 0 0 0 498 ISHARES JP MORGAN USD EMERGING MARKETS BOND ETF Exchange Traded Fund 464288281 269 3185 SH SOLE 0 0 0 3185 ISHARES MBS ETF Exchange Traded Fund 464288588 6279 67700 SH SOLE 0 0 0 67700 ISHARES MSCI EAFE GROWTH ETF Exchange Traded Fund 464288885 5319 63508 SH SOLE 0 0 0 63508 ISHARES MSCI EAFE VALUE ETF Exchange Traded Fund 464288877 6754 147218 SH SOLE 0 0 0 147218 ISHARES MSCI EMERGING MARKETS MIN VOL FACTOR ETF Exchange Traded Fund 464286533 4277 80615 SH SOLE 0 0 0 80615 ISHARES MSCI USA MIN VOL FACTOR ETF Exchange Traded Fund 46429B697 1530 21219 SH SOLE 0 0 0 21219 ISHARES MSCI USA MOMENTUM FACTOR ETF Exchange Traded Fund 46432F396 1088 7456 SH SOLE 0 0 0 7456 ISHARES MSCI USA VALUE FACTOR ETF Exchange Traded Fund 46432F388 35 379 SH SOLE 0 0 0 379 ISHARES RUSSELL 1000 GROWTH ETF Exchange Traded Fund 464287614 8 36 SH SOLE 0 0 0 36 ISHARES RUSSELL 1000 VALUE ETF Exchange Traded Fund 464287598 11 73 SH SOLE 0 0 0 73 ISHARES SELF-DRIVING EV & TECH ETF Exchange Traded Fund 46435U366 2 50 SH SOLE 0 0 0 50 ISHARES SEMICONDUCTOR ETF Exchange Traded Fund 464287523 241 694 SH SOLE 0 0 0 694 ISHARES TIPS BOND ETF Exchange Traded Fund 464287176 875 8216 SH SOLE 0 0 0 8216 ISHARES U.S. ENERGY ETF Exchange Traded Fund 464287796 246 5297 SH SOLE 0 0 0 5297 ISHARES U.S. ETF TRUST ISHARES GSCI COMMODITY DYNAMIC ROLL STRATEGY ETF Exchange Traded Fund 46431W853 685 24304 SH SOLE 0 0 0 24304 ISHARES U.S. INFRASTRUCTURE ETF Exchange Traded Fund 46435U713 717 19774 SH SOLE 0 0 0 19774 ISHARES U.S. TECH INDEPENDENCE FOCUSED ETF Exchange Traded Fund 46431W648 238 5846 SH SOLE 0 0 0 5846 ISHARES U.S. TECHNOLOGY ETF Exchange Traded Fund 464287721 2171 29139 SH SOLE 0 0 0 29139 ISHARES U.S. TREASURY BOND ETF Exchange Traded Fund 46429B267 5437 239299 SH SOLE 0 0 0 239299 JPMORGAN CHASE & CO COM Common Stock 46625H100 7 53 SH SOLE 0 0 0 53 KEURIG DR PEPPER INC COM Common Stock 49271V100 72 2007 SH OTR 2 0 0 2007 KIMBERLY-CLARK CORP COM Common Stock 494368103 63 459 SH OTR 2 0 0 459 KRAFT HEINZ CO COM Common Stock 500754106 2 61 SH SOLE 0 0 0 61 KRATOS DEFENSE & SEC SOLUTIONS COM NEW Common Stock 50077B207 3 325 SH SOLE 0 0 0 325 LABORATORY CORP AMER HLDGS COM NEW Common Stock 50540R409 1 4 SH SOLE 0 0 0 4 LAM RESEARCH CORP COM Common Stock 512807108 46 110 SH OTR 2 0 0 110 MATERIALS SELECT SECTOR SPDR FUND Exchange Traded Fund 81369Y100 24 303 SH OTR 3 0 0 303 MCKESSON CORP COM Common Stock 58155Q103 87 232 SH OTR 2 0 0 232 MERCK & CO INC COM Common Stock 58933Y105 111 998 SH OTR 2 0 0 998 META PLATFORMS INC CL A Common Stock 30303M102 4 30 SH SOLE 0 0 0 30 MICROCHIP TECHNOLOGY INC. COM Common Stock 595017104 35 504 SH OTR 2 0 0 504 MICROSOFT CORP COM Common Stock 594918104 126 524 SH OTR 2 0 0 524 MONDELEZ INTL INC CL A Common Stock 609207105 76 1137 SH OTR 2 0 0 1137 MORGAN STANLEY COM NEW Common Stock 617446448 75 887 SH OTR 2 0 0 887 NEXTERA ENERGY INC COM Common Stock 65339F101 67 798 SH OTR 2 0 0 798 NIKOLA CORP COM Common Stock 654110105 0 150 SH SOLE 0 0 0 150 NORFOLK SOUTHN CORP COM Common Stock 655844108 73 295 SH OTR 2 0 0 295 NVIDIA CORPORATION COM Common Stock 67066G104 2 16 SH SOLE 0 0 0 16 OVINTIV INC COM Common Stock 69047Q102 49 967 SH OTR 2 0 0 967 PACKAGING CORP AMER COM Common Stock 695156109 36 275 SH OTR 2 0 0 275 PALANTIR TECHNOLOGIES INC CL A Common Stock 69608A108 4 689 SH SOLE 0 0 0 689 PARKER-HANNIFIN CORP COM Common Stock 701094104 67 229 SH OTR 2 0 0 229 PENN ENTERTAINMENT INC COM Common Stock 707569109 8 265 SH SOLE 0 0 0 265 PIONEER NAT RES CO COM Common Stock 723787107 71 309 SH OTR 2 0 0 309 PROCTER AND GAMBLE CO COM Common Stock 742718109 7 43 SH SOLE 0 0 0 43 PROSHARES BITCOIN STRATEGY ETF Exchange Traded Fund 74347G440 6 594 SH SOLE 0 0 0 594 PRUDENTIAL FINL INC COM Common Stock 744320102 6 65 SH SOLE 0 0 0 65 QUANTUMSCAPE CORP COM CL A Common Stock 74767V109 0 30 SH SOLE 0 0 0 30 RAYTHEON TECHNOLOGIES CORP COM Common Stock 75513E101 50 493 SH OTR 2 0 0 493 REGAL REXNORD CORPORATION COM Common Stock 758750103 2 18 SH OTR 2 0 0 18 RIVIAN AUTOMOTIVE INC COM CL A Common Stock 76954A103 1 40 SH SOLE 0 0 0 40 ROBLOX CORP CL A Common Stock 771049103 1 25 SH SOLE 0 0 0 25 SCHWAB U.S. SMALL-CAP ETF Exchange Traded Fund 808524607 2 44 SH SOLE 0 0 0 44 SNOWFLAKE INC CL A Common Stock 833445109 3 18 SH SOLE 0 0 0 18 SPDR BLACKSTONE SENIOR LOAN ETF Exchange Traded Fund 78467V608 25 603 SH OTR 3 0 0 603 SPDR BLOOMBERG 1-10 YEAR TIPS ETF Exchange Traded Fund 78468R861 28 1514 SH OTR 3 0 0 1514 SPDR BLOOMBERG EMERGING MARKETS LOCAL BOND ETF Exchange Traded Fund 78464A391 18 864 SH OTR 3 0 0 864 SPDR DOUBLELINE TOTAL RETURN TACTICAL ETF Exchange Traded Fund 78467V848 91 2279 SH OTR 3 0 0 2279 SPDR PORTFOLIO DEVELOPED WORLD EX-US ETF Exchange Traded Fund 78463X889 97 3251 SH OTR 3 0 0 3251 SPDR PORTFOLIO EMERGING MARKETS ETF Exchange Traded Fund 78463X509 34 1031 SH OTR 3 0 0 1031 SPDR PORTFOLIO EUROPE ETF Exchange Traded Fund 78463X103 24 700 SH OTR 3 0 0 700 SPDR PORTFOLIO INTERMEDIATE TERM TREASURY ETF Exchange Traded Fund 78464A672 7 247 SH OTR 3 0 0 247 SPDR PORTFOLIO LONG TERM TREASURY ETF Exchange Traded Fund 78464A664 23 787 SH OTR 3 0 0 787 SPDR PORTFOLIO S&P 400 MID CAP ETF Exchange Traded Fund 78464A847 21 485 SH OTR 3 0 0 485 SPDR PORTFOLIO S&P 600 SMALL CAP ETF Exchange Traded Fund 78468R853 14 368 SH OTR 3 0 0 368 SPDR S&P 500 ETF TRUST Exchange Traded Fund 78462F103 227 592 SH SOLE 0 0 0 592 SPDR S&P INTERNATIONAL SMALL CAP ETF Exchange Traded Fund 78463X871 14 475 SH OTR 3 0 0 475 STERIS PLC SHS USD Common Stock G8473T100 3 14 SH OTR 2 0 0 14 TAPESTRY INC COM Common Stock 876030107 86 2265 SH OTR 2 0 0 2265 TE CONNECTIVITY LTD SHS Common Stock H84989104 75 653 SH OTR 2 0 0 653 TESLA INC COM Common Stock 88160R101 112 912 SH SOLE 0 0 0 912 TRACTOR SUPPLY CO COM Common Stock 892356106 2 10 SH OTR 2 0 0 10 TRUIST FINL CORP COM Common Stock 89832Q109 2 51 SH OTR 2 0 0 51 ULTA BEAUTY INC COM Common Stock 90384S303 77 165 SH OTR 2 0 0 165 UNDER ARMOUR INC CL C Common Stock 904311206 4 500 SH SOLE 0 0 0 500 UNITEDHEALTH GROUP INC COM Common Stock 91324P102 87 165 SH OTR 2 0 0 165 VAIL RESORTS INC COM Common Stock 91879Q109 23 97 SH OTR 2 0 0 97 VANECK RARE EARTH/STRATEGIC METALS ETF Exchange Traded Fund 92189H805 7 86 SH SOLE 0 0 0 86 VANGUARD CONSUMER DISCRETIONARY ETF Exchange Traded Fund 92204A108 208 949 SH SOLE 0 0 0 949 VANGUARD DIVIDEND APPRECIATION ETF Exchange Traded Fund 921908844 259 1703 SH SOLE 0 0 0 1703 VANGUARD FTSE DEVELOPED MARKETS ETF Exchange Traded Fund 921943858 20019 476989 SH SOLE 0 0 0 476989 VANGUARD FTSE EMERGING MARKETS ETF Exchange Traded Fund 922042858 6722 172457 SH SOLE 0 0 0 172457 VANGUARD FTSE PACIFIC ETF Exchange Traded Fund 922042866 24 376 SH OTR 3 0 0 376 VANGUARD GROWTH ETF Exchange Traded Fund 922908736 17200 80707 SH SOLE 0 0 0 80707 VANGUARD HEALTH CARE ETF Exchange Traded Fund 92204A504 10 39 SH SOLE 0 0 0 39 VANGUARD HIGH DIVIDEND YIELD INDEX ETF Exchange Traded Fund 921946406 37 346 SH SOLE 0 0 0 346 VANGUARD INFORMATION TECHNOLOGY ETF Exchange Traded Fund 92204A702 797 2495 SH SOLE 0 0 0 2495 VANGUARD INTERMEDIATE-TERM BOND ETF Exchange Traded Fund 921937819 7380 99306 SH SOLE 0 0 0 99306 VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETF Exchange Traded Fund 92206C870 6 81 SH SOLE 0 0 0 81 VANGUARD LONG-TERM BOND ETF Exchange Traded Fund 921937793 6822 94176 SH SOLE 0 0 0 94176 VANGUARD MORTGAGE-BACKED SECURITIES ETF Exchange Traded Fund 92206C771 7589 166714 SH SOLE 0 0 0 166714 VANGUARD RUSSELL 3000 ETF Exchange Traded Fund 92206C599 2 10 SH SOLE 0 0 0 10 VANGUARD S&P 500 ETF Exchange Traded Fund 922908363 3 8 SH SOLE 0 0 0 8 VANGUARD SHORT-TERM BOND ETF Exchange Traded Fund 921937827 14300 189960 SH SOLE 0 0 0 189960 VANGUARD SMALL-CAP ETF Exchange Traded Fund 922908751 4993 27206 SH SOLE 0 0 0 27206 VANGUARD TOTAL INTERNATIONAL BOND ETF Exchange Traded Fund 92203J407 15152 319466 SH SOLE 0 0 0 319466 VANGUARD TOTAL STOCK MARKET ETF Exchange Traded Fund 922908769 50 261 SH SOLE 0 0 0 261 VANGUARD VALUE ETF Exchange Traded Fund 922908744 17812 126894 SH SOLE 0 0 0 126894 VISA INC COM CL A Common Stock 92826C839 81 391 SH OTR 2 0 0 391 WALMART INC COM Common Stock 931142103 75 524 SH OTR 2 0 0 524 WELLS FARGO CO NEW COM Common Stock 949746101 68 1642 SH OTR 2 0 0 1642 WORKDAY INC CL A Common Stock 98138H101 43 256 SH OTR 2 0 0 256 ZOETIS INC CL A Common Stock 98978V103 2 13 SH OTR 2 0 0 13