President, Chief Compliance Officer

0001437749-22-009206.txt : 20220419 0001437749-22-009206.hdr.sgml : 20220419 20220419150858 ACCESSION NUMBER: 0001437749-22-009206 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220331 FILED AS OF DATE: 20220419 DATE AS OF CHANGE: 20220419 EFFECTIVENESS DATE: 20220419 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Bay Harbor Wealth Management, LLC CENTRAL INDEX KEY: 0001767989 IRS NUMBER: 451032121 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19245 FILM NUMBER: 22834760 BUSINESS ADDRESS: STREET 1: 201 INTERNATIONAL CIRCLE, STE 200 CITY: HUNT VALLEY STATE: MD ZIP: 21030 BUSINESS PHONE: 4104032060 MAIL ADDRESS: STREET 1: 201 INTERNATIONAL CIRCLE, STE 200 CITY: HUNT VALLEY STATE: MD ZIP: 21030 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001767989 XXXXXXXX 03-31-2022 03-31-2022 Bay Harbor Wealth Management, LLC

201 INTERNATIONAL CIRCLE, STE 200 HUNT VALLEY MD 21030

13F HOLDINGS REPORT 028-19245 N Lance Scott President, Chief Compliance Officer 410-403-2060 /s/ Lance Scott Hunt Valley MD 04-18-2022 4 196 247394 false 1 028-16121 Astor Investor Management, LLC 2 028-13023 Dana Investment Advisors, Inc. 3 028-18135 State Street Global Advisors Trust Co. 4 028-04375 Federated Investors Inc. INFORMATION TABLE 2 infotable_bhwq122.xml ABBOTT LABS COM Common Stock 002824100 76 640 SH OTR 2 0 0 640 ABBVIE INC COM Common Stock 00287Y109 96 595 SH OTR 2 0 0 595 ACCENTURE PLC IRELAND SHS CLASS A Common Stock G1151C101 2 7 SH OTR 2 0 0 7 ADOBE SYSTEMS INCORPORATED COM Common Stock 00724F101 72 157 SH OTR 2 0 0 157 ADVANCED MICRO DEVICES INC COM Common Stock 007903107 61 559 SH OTR 2 0 0 559 ADVISORSHARES PURE US CANNABIS ETF Exchange Traded Fund 00768Y453 1 50 SH SOLE 0 0 0 50 ALIBABA GROUP HLDG LTD SPONSORED ADS American Depository Receipt 01609W102 3 24 SH SOLE 0 0 0 24 ALLSTATE CORP COM Common Stock 020002101 92 662 SH OTR 2 0 0 662 ALPHABET INC CAP STK CL A Common Stock 02079K305 164 59 SH OTR 2 0 0 59 AMAZON COM INC COM Common Stock 023135106 140 43 SH OTR 2 0 0 43 AMERICAN EXPRESS CO COM Common Stock 025816109 92 493 SH OTR 2 0 0 493 AMERICAN TOWER CORP NEW COM Real Estate Investment Trust 03027X100 42 167 SH OTR 2 0 0 167 ANALOG DEVICES INC COM Common Stock 032654105 95 575 SH OTR 2 0 0 575 APPLE INC COM Common Stock 037833100 207 1184 SH OTR 2 0 0 1184 ARK AUTONOMOUS TECHNOLOGY & ROBOTICS ETF Exchange Traded Fund 00214Q203 3 50 SH SOLE 0 0 0 50 ARK FINTECH INNOVATION ETF Exchange Traded Fund 00214Q708 3 100 SH SOLE 0 0 0 100 ARK GENOMIC REVOLUTION ETF Exchange Traded Fund 00214Q302 2 50 SH SOLE 0 0 0 50 ARK INNOVATION ETF Exchange Traded Fund 00214Q104 103 1560 SH SOLE 0 0 0 1560 ARK NEXT GENERATION INTERNET ETF Exchange Traded Fund 00214Q401 2 26 SH SOLE 0 0 0 26 AVANTOR INC COM Common Stock 05352A100 81 2394 SH OTR 2 0 0 2394 AVERY DENNISON CORP COM Common Stock 053611109 54 312 SH OTR 2 0 0 312 BANK NEW YORK MELLON CORP COM Common Stock 064058100 84 1693 SH OTR 2 0 0 1693 BAUSCH HEALTH COS INC COM Common Stock 071734107 0 17 SH SOLE 0 0 0 17 BEST BUY INC COM Common Stock 086516101 54 591 SH OTR 2 0 0 591 BK OF AMERICA CORP COM Common Stock 060505104 87 2106 SH OTR 2 0 0 2106 BOEING CO COM Common Stock 097023105 6 30 SH SOLE 0 0 0 30 CADENCE DESIGN SYSTEM INC COM Common Stock 127387108 2 14 SH OTR 2 0 0 14 CANOPY GROWTH CORP COM Common Stock 138035100 0 26 SH SOLE 0 0 0 26 CDW CORP COM Common Stock 12514G108 95 531 SH OTR 2 0 0 531 CIGNA CORP NEW COM Common Stock 125523100 18 75 SH OTR 2 0 0 75 CISCO SYS INC COM Common Stock 17275R102 91 1639 SH OTR 2 0 0 1639 COCA COLA CO COM Common Stock 191216100 0 6 SH SOLE 0 0 0 6 COGNIZANT TECHNOLOGY SOLUTIONS CL A Common Stock 192446102 94 1048 SH OTR 2 0 0 1048 COLGATE PALMOLIVE CO COM Common Stock 194162103 0 2 SH SOLE 0 0 0 2 COMCAST CORP NEW CL A Common Stock 20030N101 84 1792 SH OTR 2 0 0 1792 CONOCOPHILLIPS COM Common Stock 20825C104 43 430 SH OTR 2 0 0 430 COUPANG INC CL A Common Stock 22266T109 1 50 SH SOLE 0 0 0 50 CVS HEALTH CORP COM Common Stock 126650100 99 974 SH OTR 2 0 0 974 D R HORTON INC COM Common Stock 23331A109 74 992 SH OTR 2 0 0 992 DARLING INGREDIENTS INC COM Common Stock 237266101 2 27 SH OTR 2 0 0 27 DEERE & CO COM Common Stock 244199105 96 231 SH OTR 2 0 0 231 DISNEY WALT CO COM Common Stock 254687106 61 442 SH OTR 2 0 0 442 DOVER CORP COM Common Stock 260003108 83 531 SH OTR 2 0 0 531 DROPBOX INC CL A Common Stock 26210C104 1 49 SH SOLE 0 0 0 49 ENERGY SELECT SECTOR SPDR FUND Exchange Traded Fund 81369Y506 31 411 SH OTR 3 0 0 411 ENVISTA HOLDINGS CORPORATION COM Common Stock 29415F104 3 52 SH OTR 2 0 0 52 ETFMG ALTERNATIVE HARVEST ETF Exchange Traded Fund 26924G508 1 57 SH SOLE 0 0 0 57 EVERSOURCE ENERGY COM Common Stock 30040W108 54 615 SH OTR 2 0 0 615 FIDELITY NATL INFORMATION SVCS COM Common Stock 31620M106 72 719 SH OTR 2 0 0 719 FINANCIAL SELECT SECTOR SPDR FUND Exchange Traded Fund 81369Y605 68 1785 SH OTR 3 0 0 1785 FIRST TRUST SENIOR LOAN FUND Exchange Traded Fund 33738D309 51 1094 SH OTR 1 0 0 1094 GAMING & LEISURE PPTYS INC COM Real Estate Investment Trust 36467J108 32 692 SH OTR 2 0 0 692 GENERAL MLS INC COM Common Stock 370334104 2 30 SH OTR 2 0 0 30 GENERAL MTRS CO COM Common Stock 37045V100 62 1419 SH OTR 2 0 0 1419 GOLDMAN SACHS GROUP INC COM Common Stock 38141G104 9 27 SH SOLE 0 0 0 27 GRAINGER W W INC COM Common Stock 384802104 3 5 SH OTR 2 0 0 5 HANNON ARMSTRONG SUST INFR CAP COM Real Estate Investment Trust 41068X100 3 53 SH OTR 2 0 0 53 HOME DEPOT INC COM Common Stock 437076102 71 236 SH OTR 2 0 0 236 HORIZON THERAPEUTICS PUB L SHS Common Stock G46188101 99 941 SH OTR 2 0 0 941 INTERPUBLIC GROUP COS INC COM Common Stock 460690100 92 2585 SH OTR 2 0 0 2585 INVESCO BULLETSHARES 2024 CORPORATE BOND ETF Exchange Traded Fund 46138J841 50 2359 SH OTR 1 0 0 2359 INVESCO OPTIMUM YIELD DIVERSIFIED COMMODITY STRATEGY NOA K-1A ETF Exchange Traded Fund 46090F100 98 5572 SH OTR 1, 2 0 0 5572 INVESCO S&P 500 EQUAL WEIGHT ETF Exchange Traded Fund 46137V357 80 507 SH OTR 1 0 0 507 INVESCO S&P 500 EQUAL WEIGHT TECHNOLOGY ETF Exchange Traded Fund 46137V282 72 249 SH OTR 1 0 0 249 IQVIA HLDGS INC COM Common Stock 46266C105 3 11 SH OTR 2 0 0 11 IRON MTN INC NEW COM Real Estate Investment Trust 46284V101 60 1088 SH OTR 2 0 0 1088 ISHARES 0-5 YEAR TIPS BOND ETF Exchange Traded Fund 46429B747 16 157 SH SOLE 0 0 0 157 ISHARES 10-20 YEAR TREASURY BOND ETF Exchange Traded Fund 464288653 1222 9075 SH SOLE 0 0 0 9075 ISHARES COMMODITIES SELECT STRATEGY ETF Exchange Traded Fund 46431W853 2774 69253 SH SOLE 0 0 0 69253 ISHARES CONVERTIBLE BOND ETF Exchange Traded Fund 46435G102 189 2269 SH SOLE 0 0 0 2269 ISHARES CORE AGGRESSIVE ALLOCATION ETF Exchange Traded Fund 464289859 175 2544 SH SOLE 0 0 0 2544 ISHARES CORE CONSERVATIVE ALLOCATION ETF Exchange Traded Fund 464289883 326 8667 SH SOLE 0 0 0 8667 ISHARES CORE MSCI EAFE ETF Exchange Traded Fund 46432F842 4 52 SH SOLE 0 0 0 52 ISHARES CORE MSCI EMERGING MARKETS ETF Exchange Traded Fund 46434G103 4 71 SH SOLE 0 0 0 71 ISHARES CORE S&P 500 ETF Exchange Traded Fund 464287200 22513 49622 SH SOLE 0 0 0 49622 ISHARES CORE TOTAL USD BOND MARKET ETF Exchange Traded Fund 46434V613 13199 265944 SH SOLE 0 0 0 265944 ISHARES CORE U.S. AGGREGATE BOND ETF Exchange Traded Fund 464287226 5 43 SH SOLE 0 0 0 43 ISHARES ESG AWARE MSCI USA ETF Exchange Traded Fund 46435G425 15786 155757 SH SOLE 0 0 0 155757 ISHARES EVOLVED U.S. TECHNOLOGY ETF Exchange Traded Fund 46431W648 322 5845 SH SOLE 0 0 0 5845 ISHARES FALLEN ANGELS USD BOND ETF Exchange Traded Fund 46435G474 2998 107997 SH SOLE 0 0 0 107997 ISHARES FLOATING RATE BOND ETF Exchange Traded Fund 46429B655 6 116 SH SOLE 0 0 0 116 ISHARES GLOBAL FINANCIALS ETF Exchange Traded Fund 464287333 3 32 SH SOLE 0 0 0 32 ISHARES GLOBAL TECH ETF Exchange Traded Fund 464287291 1856 31990 SH SOLE 0 0 0 31990 ISHARES GOLD TRUST Exchange Traded Fund 464285204 9 233 SH SOLE 0 0 0 233 ISHARES GROWTH ALLOCATION FUND Exchange Traded Fund 464289867 55 1019 SH SOLE 0 0 0 1019 ISHARES J.P. MORGAN USD EMERGING MARKETS BOND ETF Exchange Traded Fund 464288281 229 2346 SH SOLE 0 0 0 2346 ISHARES MBS ETF Exchange Traded Fund 464288588 1826 17928 SH SOLE 0 0 0 17928 ISHARES MODERATE ALLOCATION FUND Exchange Traded Fund 464289875 373 8686 SH SOLE 0 0 0 8686 ISHARES MSCI EAFE GROWTH ETF Exchange Traded Fund 464288885 3575 37139 SH SOLE 0 0 0 37139 ISHARES MSCI EAFE VALUE ETF Exchange Traded Fund 464288877 6879 136865 SH SOLE 0 0 0 136865 ISHARES MSCI EM ESG SELECT ETF Exchange Traded Fund 46434G863 2706 73662 SH SOLE 0 0 0 73662 ISHARES MSCI EMERGING MARKETS EX CHINA ETF Exchange Traded Fund 46434G764 51 872 SH OTR 1 0 0 872 ISHARES MSCI USA MIN VOL FACTOR ETF Exchange Traded Fund 46429B697 1224 15780 SH OTR 1 0 0 15780 ISHARES MSCI USA VALUE FACTOR ETF Exchange Traded Fund 46432F388 1534 14671 SH SOLE 0 0 0 14671 ISHARES NATIONAL MUNI BOND ETF Exchange Traded Fund 464288414 91 832 SH SOLE 0 0 0 832 ISHARES RUSSELL 3000 ETF Exchange Traded Fund 464287689 1 3 SH SOLE 0 0 0 3 ISHARES S&P MIDCAP FUND Exchange Traded Fund 464287507 8 28 SH SOLE 0 0 0 28 ISHARES S&P SMALL-CAP FUND Exchange Traded Fund 464287804 2745 25443 SH SOLE 0 0 0 25443 ISHARES SELF-DRIVING EV AND TECH ETF Exchange Traded Fund 46435U366 2 50 SH SOLE 0 0 0 50 ISHARES SEMICONDUCTOR FUND Exchange Traded Fund 464287523 328 694 SH SOLE 0 0 0 694 ISHARES TIPS BOND ETF Exchange Traded Fund 464287176 2820 22635 SH SOLE 0 0 0 22635 ISHARES TREASURY FLOATING RATE BOND ETF Exchange Traded Fund 46434V860 10 195 SH SOLE 0 0 0 195 ISHARES U.S. ENERGY ETF Exchange Traded Fund 464287796 2337 57118 SH SOLE 0 0 0 57118 ISHARES U.S. TECHNOLOGY ETF Exchange Traded Fund 464287721 21 201 SH SOLE 0 0 0 201 ISHARES U.S. TREASURY BOND ETF Exchange Traded Fund 46429B267 9038 362821 SH SOLE 0 0 0 362821 JPMORGAN CHASE & CO COM Common Stock 46625H100 77 567 SH OTR 2 0 0 567 KEURIG DR PEPPER INC COM Common Stock 49271V100 76 2003 SH OTR 2 0 0 2003 KIMBERLY-CLARK CORP COM Common Stock 494368103 57 461 SH OTR 2 0 0 461 KRAFT HEINZ CO COM Common Stock 500754106 2 59 SH SOLE 0 0 0 59 KRATOS DEFENSE & SEC SOLUTIONS COM NEW Common Stock 50077B207 7 325 SH SOLE 0 0 0 325 LABORATORY CORP AMER HLDGS COM NEW Common Stock 50540R409 1 4 SH SOLE 0 0 0 4 LAM RESEARCH CORP COM Common Stock 512807108 87 161 SH OTR 2 0 0 161 MATERIALS SELECT SECTOR SPDR FUND Exchange Traded Fund 81369Y100 70 798 SH OTR 3 0 0 798 MCDONALDS CORP COM Common Stock 580135101 1 6 SH OTR 2 0 0 6 MERCK & CO INC COM Common Stock 58933Y105 94 1142 SH OTR 2 0 0 1142 META PLATFORMS INC CL A Common Stock 30303M102 38 173 SH OTR 2 0 0 173 MICROCHIP TECHNOLOGY INC. COM Common Stock 595017104 66 875 SH OTR 2 0 0 875 MICROSOFT CORP COM Common Stock 594918104 162 527 SH OTR 2 0 0 527 MONDELEZ INTL INC CL A Common Stock 609207105 73 1149 SH OTR 2 0 0 1149 MORGAN STANLEY COM NEW Common Stock 617446448 90 1034 SH OTR 2 0 0 1034 NEXTERA ENERGY INC COM Common Stock 65339F101 68 800 SH OTR 2 0 0 800 NIKOLA CORP COM Common Stock 654110105 2 150 SH SOLE 0 0 0 150 NORFOLK SOUTHN CORP COM Common Stock 655844108 71 250 SH OTR 2 0 0 250 NUCOR CORP COM Common Stock 670346105 80 540 SH OTR 2 0 0 540 NVIDIA CORPORATION COM Common Stock 67066G104 4 16 SH SOLE 0 0 0 16 PALANTIR TECHNOLOGIES INC CL A Common Stock 69608A108 9 689 SH SOLE 0 0 0 689 PARKER-HANNIFIN CORP COM Common Stock 701094104 71 249 SH OTR 2 0 0 249 PENN NATL GAMING INC COM Common Stock 707569109 11 265 SH SOLE 0 0 0 265 PIMCO ACTIVE BOND EXCHANGE-TRADED FUND Exchange Traded Fund 72201R775 0 1 SH SOLE 0 0 0 1 PIONEER NAT RES CO COM Common Stock 723787107 102 408 SH OTR 2 0 0 408 PROCTER AND GAMBLE CO COM Common Stock 742718109 3 18 SH SOLE 0 0 0 18 QUANTUMSCAPE CORP COM CL A Common Stock 74767V109 3 130 SH SOLE 0 0 0 130 RAYTHEON TECHNOLOGIES CORP COM Common Stock 75513E101 49 492 SH OTR 2 0 0 492 REGAL REXNORD CORPORATION COM Common Stock 758750103 2 16 SH OTR 2 0 0 16 RIVIAN AUTOMOTIVE INC COM CL A Common Stock 76954A103 2 40 SH SOLE 0 0 0 40 ROBLOX CORP CL A Common Stock 771049103 1 25 SH SOLE 0 0 0 25 ROYCE MICRO-CAP TR INC COM Closed End Fund 780915104 8 717 SH SOLE 0 0 0 717 SCHWAB U.S. TIPS ETF Exchange Traded Fund 808524870 4 63 SH SOLE 0 0 0 63 SNOWFLAKE INC CL A Common Stock 833445109 4 18 SH SOLE 0 0 0 18 SPDR BLACKSTONE SENIOR LOAN ETF Exchange Traded Fund 78467V608 89 1980 SH OTR 2, 3 0 0 1980 SPDR BLOOMBERG 1-10 YEAR TIPS ETF Exchange Traded Fund 78468R861 49 2369 SH OTR 3 0 0 2369 SPDR BLOOMBERG 1-3 MONTH T-BILL ETF Exchange Traded Fund 78468R663 31 336 SH OTR 3 0 0 336 SPDR BLOOMBERG EMERGING MARKETS LOCAL BOND ETF Exchange Traded Fund 78464A391 28 1210 SH OTR 3 0 0 1210 SPDR BLOOMBERG INVESTMENT GRADE FLOATING RATE ETF Exchange Traded Fund 78468R200 60 1967 SH OTR 1 0 0 1967 SPDR DOUBLELINE TOTAL RETURN TACTICAL ETF Exchange Traded Fund 78467V848 98 2200 SH OTR 3 0 0 2200 SPDR GOLD SHARES Exchange Traded Fund 78463V107 82 455 SH OTR 2, 3 0 0 455 SPDR PORTFOLIO AGGREGATE BOND ETF Exchange Traded Fund 78464A649 5 166 SH OTR 3 0 0 166 SPDR PORTFOLIO DEVELOPED WORLD EX-US ETF Exchange Traded Fund 78463X889 124 3616 SH OTR 3 0 0 3616 SPDR PORTFOLIO EMERGING MARKETS ETF Exchange Traded Fund 78463X509 78 2006 SH OTR 3 0 0 2006 SPDR PORTFOLIO LONG TERM CORPORATE BOND ETF Exchange Traded Fund 78464A367 48 1711 SH OTR 3 0 0 1711 SPDR PORTFOLIO LONG TERM TREASURY ETF Exchange Traded Fund 78464A664 59 1562 SH OTR 3 0 0 1562 SPDR PORTFOLIO S&P 1500 COMPOSITE STOCK MARKET ETF Exchange Traded Fund 78464A805 190 3415 SH OTR 1 0 0 3415 SPDR PORTFOLIO S&P 400 MID CAP ETF Exchange Traded Fund 78464A847 81 1707 SH OTR 1, 3 0 0 1707 SPDR PORTFOLIO S&P 500 ETF Exchange Traded Fund 78464A854 378 7111 SH OTR 1, 3 0 0 7111 SPDR PORTFOLIO S&P 600 SMALL CAP ETF Exchange Traded Fund 78468R853 75 1788 SH OTR 3 0 0 1788 SPDR S&P 500 ETF Exchange Traded Fund 78462F103 323 715 SH SOLE 0 0 0 715 SPDR S&P AEROSPACE & DEFENSE ETF Exchange Traded Fund 78464A631 2 16 SH SOLE 0 0 0 16 SPDR S&P INTERNATIONAL SMALL CAP ETF Exchange Traded Fund 78463X871 19 539 SH OTR 3 0 0 539 SYNEOS HEALTH INC CL A Common Stock 87166B102 2 26 SH OTR 2 0 0 26 TAPESTRY INC COM Common Stock 876030107 42 1135 SH OTR 2 0 0 1135 TARGET CORP COM Common Stock 87612E106 89 418 SH OTR 2 0 0 418 TE CONNECTIVITY LTD SHS Common Stock H84989104 80 611 SH OTR 2 0 0 611 TECHNOLOGY SELECT SECTOR SPDR FUND Exchange Traded Fund 81369Y803 63 397 SH OTR 3 0 0 397 TESLA INC COM Common Stock 88160R101 2 2 SH SOLE 0 0 0 2 TILRAY BRANDS INC COM CL 2 Common Stock 88688T100 1 82 SH SOLE 0 0 0 82 TRACTOR SUPPLY CO COM Common Stock 892356106 2 10 SH OTR 2 0 0 10 TRUIST FINL CORP COM Common Stock 89832Q109 2 39 SH OTR 2 0 0 39 TWITTER INC COM Common Stock 90184L102 1 30 SH SOLE 0 0 0 30 UNDER ARMOUR INC CL C Common Stock 904311206 8 500 SH SOLE 0 0 0 500 UNITEDHEALTH GROUP INC COM Common Stock 91324P102 86 169 SH OTR 2 0 0 169 VANECK RARE EARTH/STRATEGIC METALS ETF Exchange Traded Fund 92189H805 10 86 SH SOLE 0 0 0 86 VANGUARD CONSUMER DISCRETIONARY INDEX FUND Exchange Traded Fund 92204A108 290 949 SH SOLE 0 0 0 949 VANGUARD DIVIDEND APPRECIATION INDEX FUND Exchange Traded Fund 921908844 433 2670 SH SOLE 0 0 0 2670 VANGUARD FTSE DEVELOPED MARKETS ETF Exchange Traded Fund 921943858 23313 485384 SH SOLE 0 0 0 485384 VANGUARD FTSE EMERGING MARKETS ETF Exchange Traded Fund 922042858 7932 171945 SH SOLE 0 0 0 171945 VANGUARD GROWTH INDEX FUND Exchange Traded Fund 922908736 23759 82612 SH SOLE 0 0 0 82612 VANGUARD HEALTH CARE INDEX FUND Exchange Traded Fund 92204A504 10 39 SH SOLE 0 0 0 39 VANGUARD INFORMATION TECHNOLOGY INDEX FUND Exchange Traded Fund 92204A702 1039 2495 SH SOLE 0 0 0 2495 VANGUARD INTERMEDIATE-TERM BOND INDEX FUND Exchange Traded Fund 921937819 8498 103764 SH SOLE 0 0 0 103764 VANGUARD LONG-TERM BOND INDEX FUND Exchange Traded Fund 921937793 9111 99362 SH SOLE 0 0 0 99362 VANGUARD MORTGAGE-BACKED SECURITIES ETF Exchange Traded Fund 92206C771 8897 177591 SH SOLE 0 0 0 177591 VANGUARD REAL ESTATE ETF Exchange Traded Fund 922908553 52 484 SH OTR 1 0 0 484 VANGUARD S&P 500 ETF Exchange Traded Fund 922908363 3 8 SH SOLE 0 0 0 8 VANGUARD SHORT-TERM BOND INDEX FUND Exchange Traded Fund 921937827 15673 201198 SH SOLE 0 0 0 201198 VANGUARD SMALL-CAP INDEX FUND Exchange Traded Fund 922908751 6163 28999 SH SOLE 0 0 0 28999 VANGUARD TAX-EXEMPT BOND ETF Exchange Traded Fund 922907746 91 1767 SH SOLE 0 0 0 1767 VANGUARD TOTAL INTERNATIONAL BOND ETF Exchange Traded Fund 92203J407 18068 344554 SH SOLE 0 0 0 344554 VANGUARD TOTAL STOCK MARKET INDEX FUND Exchange Traded Fund 922908769 59 261 SH SOLE 0 0 0 261 VANGUARD VALUE INDEX FUND Exchange Traded Fund 922908744 19322 130751 SH SOLE 0 0 0 130751 VERIZON COMMUNICATIONS INC COM Common Stock 92343V104 3 52 SH OTR 2 0 0 52 VICTORYSHARES USAA CORE SHORT-TERM BOND ETF Exchange Traded Fund 92647N535 52 1033 SH OTR 1 0 0 1033 VISA INC COM CL A Common Stock 92826C839 87 392 SH OTR 2 0 0 392 WALMART INC COM Common Stock 931142103 79 529 SH OTR 2 0 0 529 WILLIAMS COS INC COM Common Stock 969457100 44 1311 SH OTR 2 0 0 1311 ZEBRA TECHNOLOGIES CORPORATION CL A Common Stock 989207105 70 169 SH OTR 2 0 0 169 ZOETIS INC CL A Common Stock 98978V103 2 13 SH OTR 2 0 0 13