President

0001437749-20-001217.txt : 20200127 0001437749-20-001217.hdr.sgml : 20200127 20200127131817 ACCESSION NUMBER: 0001437749-20-001217 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200127 DATE AS OF CHANGE: 20200127 EFFECTIVENESS DATE: 20200127 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Bay Harbor Wealth Management, LLC CENTRAL INDEX KEY: 0001767989 IRS NUMBER: 451032121 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19245 FILM NUMBER: 20548521 BUSINESS ADDRESS: STREET 1: 201 INTERNATIONAL CIRCLE, STE 200 CITY: HUNT VALLEY STATE: MD ZIP: 21030 BUSINESS PHONE: 4104032060 MAIL ADDRESS: STREET 1: 201 INTERNATIONAL CIRCLE, STE 200 CITY: HUNT VALLEY STATE: MD ZIP: 21030 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001767989 XXXXXXXX 12-31-2019 12-31-2019 Bay Harbor Wealth Management, LLC

201 INTERNATIONAL CIRCLE, STE 200 HUNT VALLEY MD 21030

13F HOLDINGS REPORT 028-19245 N Lance Scott President (410) 403-2060 /s/ Lance Scott Hunt Valley MD 01-27-2020 4 375 185197 false 1 028-16121 Astor Investor Management, LLC 2 028-13023 Dana Investment Advisors, Inc. 3 028-18135 State Street Global Advisors Trust Co. 4 028-04375 Federated Investors Inc INFORMATION TABLE 2 infotable_bhwq419.xml 3D Systems Corp Common Stock 88554D205 1 90 SH SOLE 0 0 90 3M Co Common Stock 88579Y101 388 2197 SH SOLE 0 0 2197 AbbVie Inc Common Stock 00287Y109 472 5332 SH OTR 4 0 0 5332 Accenture PLC A Common Stock G1151C101 50 236 SH OTR 2 0 0 236 Adobe Systems Inc Common Stock 00724F101 236 716 SH SOLE 0 0 716 Advanced Micro Devices Inc Common Stock 007903107 2 34 SH SOLE 0 0 34 Aflac Inc Common Stock 001055102 1 25 SH SOLE 0 0 25 Agilent Technologies Inc Common Stock 00846U101 73 855 SH SOLE 0 0 0 855 Air Products & Chemicals Inc Common Stock 009158106 6 25 SH OTR 2 0 0 25 Alerian MLP ETF Exchange Traded Fund 00162Q866 0 5 SH SOLE 0 0 5 Alibaba Group Holding Ltd ADR Common Stock 01609W102 19 91 SH SOLE 0 0 91 Align Technology Inc Common Stock 016255101 35 125 SH SOLE 0 0 125 Alliant Energy Corp Common Stock 018802108 31 566 SH SOLE 0 0 566 Allison Transmission Holdings Inc Common Stock 01973R101 2 48 SH OTR 2 0 0 48 Alphabet Inc A Common Stock 02079K305 130 97 SH OTR 2 0 0 97 Alphabet Inc C Common Stock 02079K107 51 38 SH SOLE 0 0 38 Altria Group Inc Common Stock 02209S103 144 2879 SH OTR 4 0 0 2879 Amarin Corp PLC ADR Common Stock 023111206 1 60 SH SOLE 0 0 60 Amazon.com Inc Common Stock 023135106 152 82 SH SOLE 0 0 82 Amcor PLC Common Stock G0250X107 93 8606 SH OTR 4 0 0 8606 American Express Co Common Stock 025816109 42 340 SH OTR 2 0 0 340 American International Group Inc Common Stock 026874156 2 155 SH SOLE 0 0 155 American Outdoor Brands Corp Common Stock 02874P103 1 144 SH SOLE 0 0 144 American Tower Corp Common Stock 03027X100 22 96 SH OTR 2 0 0 96 Amgen Inc Common Stock 031162100 162 674 SH OTR 0 0 674 Amphenol Corp Common Stock 032095101 1 12 SH SOLE 0 0 12 Ansys Inc Common Stock 03662Q105 2 8 SH OTR 2 0 0 8 Aphria Inc Common Stock 03765K104 4 691 SH SOLE 0 0 691 Apple Inc Common Stock 037833100 2993 10194 SH OTR 2 0 0 10194 Applied Materials Inc Common Stock 038222105 16 264 SH SOLE 0 0 264 Arista Networks Inc Common Stock 040413106 14 70 SH SOLE 0 0 70 AT&T Inc Common Stock 00206R102 654 16735 SH OTR 4 0 0 16735 Atlassian Corporation PLC Common Stock G06242104 12 100 SH SOLE 0 0 100 Aurora Cannabis Inc Common Stock 05156X108 1 247 SH SOLE 0 0 247 AutoZone Inc Common Stock 053332102 45 38 SH OTR 2 0 0 38 Avery Dennison Corp Common Stock 053611109 27 210 SH OTR 2 0 0 210 Avis Budget Group Inc Common Stock 053774105 0 1 SH SOLE 0 0 1 Bank of America Corporation Common Stock 060505104 93 2634 SH OTR 2 0 0 2634 Baristas Coffee Co Inc Common Stock 067594309 0 2000 SH SOLE 0 0 2000 Barrick Gold Corp Common Stock 067901108 1 50 SH SOLE 0 0 50 Bausch Health Companies Inc Common Stock 071734107 6 212 SH SOLE 0 0 212 Bce Inc Com New Common Stock 05534B760 333 7182 SH OTR 4 0 0 7182 Berkshire Hathaway Inc A Common Stock 084670108 1358 4 SH SOLE 0 0 4 Berkshire Hathaway Inc B Common Stock 084670702 345 1522 SH SOLE 0 0 1522 Best Buy Co Inc Common Stock 086516101 57 649 SH OTR 2 0 0 649 Biogen Inc Common Stock 09062X103 3 10 SH SOLE 0 0 10 Bioscience Neutraceuticals Inc Common Stock 09075H202 0 3 SH SOLE 0 0 3 Blackstone Group LP Common Stock 09260D107 1 15 SH SOLE 0 0 15 Boeing Co Common Stock 097023105 2 6 SH SOLE 0 0 6 Box Inc Common Stock 10316T104 2 100 SH SOLE 0 0 100 BP PLC ADR Common Stock 055622104 386 10225 SH OTR 4 0 0 10225 BRISTOL MYERS SQUIBB CONTINGENT RTS Common Stock 110122157 0 50 SH SOLE 0 0 50 Bristol-Myers Squibb Company Common Stock 110122108 237 3693 SH OTR 2 0 0 3693 British American Tobacco PLC Common Stock 110448107 151 3563 SH OTR 4 0 0 3563 Broadcom Inc Com Common Stock 11135F101 10 32 SH SOLE 0 0 32 Brookfield Asset Management Inc Class A Common Stock 112585104 0 4 SH SOLE 0 0 4 Brunswick Corp Common Stock 117043109 2 38 SH SOLE 0 0 38 Canadian Imperial Bank of Commerce Common Stock 136069101 379 4557 SH OTR 4 0 0 4557 Canopy Growth Corp Common Stock 138035100 3 122 SH SOLE 0 0 122 Cantel Medical Corp Common Stock 138098108 40 559 SH SOLE 0 0 559 Carnival Corp Common Stock 143658300 10 200 SH SOLE 0 0 200 Caterpillar Inc Common Stock 149123101 8 54 SH SOLE 0 0 54 CDW Corp Common Stock 12514G108 55 383 SH OTR 2 0 0 383 CenturyLink Inc Common Stock 156700106 0 10 SH SOLE 0 0 10 Chevron Corp Common Stock 166764100 379 3142 SH OTR 0 0 3142 Chubb Ltd Common Stock H1467J104 6 36 SH SOLE 0 0 36 Cigna Corp Common Stock 125523100 51 249 SH SOLE 0 0 249 Cincinnati Financial Group Common Stock 172062101 3 26 SH SOLE 0 0 26 Cisco Systems Inc Common Stock 17275R102 159 3308 SH OTR 0 0 3308 Citizens Financial Group Inc Common Stock 174610105 42 1028 SH OTR 2 0 0 1028 Coca-Cola Co Common Stock 191216100 314 5666 SH OTR 4 0 0 5666 Comcast Corp Class A Common Stock 20030N101 110 2437 SH OTR 2 0 0 2437 ConocoPhillips Common Stock 20825C104 2 26 SH OTR 2 0 0 26 Consumer Staples Select Sector SPDR ETF Exchange Traded Fund 81369Y308 28 441 SH OTR 1 0 0 441 Corteva Inc com Common Stock 22052L104 1 39 SH SOLE 0 0 39 CSX Corp Common Stock 126408103 49 675 SH SOLE 0 0 675 CVS Health Corp Common Stock 126650100 1 14 SH OTR 2 0 0 14 D.R. Horton Inc Common Stock 23331A109 49 930 SH OTR 2 0 0 930 Daimler AG Common Stock D1668R123 7 131 SH SOLE 0 0 131 Dell Technologies Inc Common Stock 24703L202 3 55 SH SOLE 0 0 55 Delta Air Lines Inc Common Stock 247361702 42 724 SH OTR 2 0 0 724 Dominion Resources Inc Common Stock 25746U109 360 4341 SH OTR 4 0 0 4341 Dow Inc Common Stock 260557103 2 39 SH SOLE 0 0 39 Dropbox Inc Common Stock 26210C104 1 49 SH SOLE 0 0 49 Duke Energy Corp Common Stock 26441C204 363 3984 SH OTR 4 0 0 3984 DuPont de Nemours Inc Common Stock 26614N102 3 39 SH SOLE 0 0 39 DXC Technology Co Common Stock 23355L106 0 1 SH SOLE 0 0 1 Eaton Corp PLC Common Stock G29183103 50 525 SH OTR 2 0 0 525 eBay Inc Common Stock 278642103 13 360 SH SOLE 0 0 360 Emergent BioSolutions Inc Common Stock 29089Q105 2 37 SH OTR 2 0 0 37 Enbridge Inc Com Common Stock 29250N105 188 4717 SH OTR 4 0 0 4717 Encompass Health Corp Common Stock 29261A100 1 19 SH OTR 2 0 0 19 Energizer Holdings Inc Common Stock 29272W109 1 17 SH SOLE 0 0 17 Equinix Inc Common Stock 29444U700 2 4 SH SOLE 0 0 4 Esc Seventy Seven Common Stock 818ESC998 0 14 SH SOLE 0 0 14 ETFMG Alternative Harvest ETF Exchange Traded Fund 26924G508 9 549 SH SOLE 0 0 549 ETFMG Prime Cyber Security ETF Exchange Traded Fund 26924G201 0 6 SH SOLE 0 0 6 Eversource Energy Common Stock 30040W108 34 398 SH OTR 2 0 0 398 Exelon Corp Common Stock 30161N101 7 159 SH SOLE 0 0 159 Exxon Mobil Corp Common Stock 30231G102 493 7071 SH OTR 0 0 7071 Facebook Inc A Common Stock 30303M102 124 603 SH OTR 2 0 0 603 FedEx Corp Common Stock 31428X106 11 70 SH SOLE 0 0 70 Fidelity National Information Services Inc Common Stock 31620M106 40 285 SH OTR 2 0 0 285 Financial Select Sector SPDR ETF Exchange Traded Fund 81369Y605 1646 53487 SH OTR 3 0 0 53487 First Solar Inc Common Stock 336433107 0 3 SH SOLE 0 0 3 First Trust Dorsey Wright Dynamic Foc 5 Exchange Traded Fund 33738R878 1 36 SH SOLE 0 0 36 First Trust Dorsey Wright Focus 5 ETF Exchange Traded Fund 33738R605 1 29 SH SOLE 0 0 29 First Trust Health Care AlphaDEX ETF Exchange Traded Fund 33734X143 49 577 SH OTR 1 0 0 577 First Trust Low Duration Oppos ETF Exchange Traded Fund 33739Q200 495 9555 SH OTR 1 0 0 9555 First Trust Senior Loan ETF Exchange Traded Fund 33738D309 493 10294 SH OTR 1 0 0 10294 First Trust Technology AlphaDEX ETF Exchange Traded Fund 33734X176 85 1167 SH OTR 1 0 0 1167 Frontier Communications Corp Class B Common Stock 35906A306 0 9 SH SOLE 0 0 9 FS KKR Capital Corp Common Stock 302635107 69 11209 SH SOLE 0 0 11209 Gartner Inc Common Stock 366651107 2 11 SH SOLE 0 0 11 General Electric Co Common Stock 369604103 2 158 SH SOLE 0 0 158 General Mills Inc Common Stock 370334104 13 236 SH OTR 2 0 0 236 General Motors Co Common Stock 37045V100 2 42 SH SOLE 0 0 42 Gilead Sciences Inc Common Stock 375558103 279 4289 SH OTR 4 0 0 4289 GlaxoSmithKline PLC ADR Common Stock 37733W105 366 7790 SH OTR 4 0 0 7790 Global X Robotics & Artfcl Intllgnc ETF Exchange Traded Fund 37954Y715 0 1 SH SOLE 0 0 1 Globe Life Inc Common Stock 37959E102 12 118 SH SOLE 0 0 118 Goldman Sachs Group Inc Common Stock 38141G104 7 31 SH SOLE 0 0 31 Halozyme Therapeutics Inc Common Stock 40637H109 21 1197 SH SOLE 0 0 1197 Hannon Armstrong Sustainable Infrastructure Capital Inc Common Stock 41068X100 2 51 SH OTR 2 0 0 51 Healthcare Trust of America Inc Common Stock 42225P501 41 1366 SH SOLE 0 0 1366 Hewlett Packard Enterprises Co Common Stock 42824C109 0 23 SH SOLE 0 0 23 Hill-Rom Holdings Inc Common Stock 431475102 62 546 SH OTR 2 0 0 546 Himax Technologies Inc Common Stock 43289P106 0 11 SH SOLE 0 0 11 Hologic Inc Common Stock 436440101 8 156 SH SOLE 0 0 156 Huntington Bancshares Inc Common Stock 446150104 245 16263 SH OTR 4 0 0 16263 Illinois Tool Works Inc Common Stock 452308109 36 200 SH SOLE 0 0 200 Ingersoll-Rand PLC Common Stock G47791101 2 12 SH OTR 2 0 0 12 Intel Corp Common Stock 458140100 62 1038 SH OTR 2 0 0 1038 Intercontinental Exchange Inc Common Stock 45866F104 1 16 SH SOLE 0 0 16 International Business Machines Corp Common Stock 459200101 1 11 SH SOLE 0 0 11 Invesco BuyBack Achievers ETF Exchange Traded Fund 46137V308 8 111 SH SOLE 0 0 111 Invesco Ltd Common Stock G491BT108 104 5775 SH OTR 4 0 0 5775 Invesco QQQ Trust Exchange Traded Fund 46090E103 380 1785 SH OTR 1 0 0 1785 Invesco S&P 500 Equal Weight ETF Exchange Traded Fund 46137V357 1076 9297 SH OTR 1 0 0 9297 Invesco Ultra Short Duration ETF Exchange Traded Fund 46090A887 51 1015 SH OTR 1 0 0 1015 Invitation Homes Inc Common Stock 46187W107 1 44 SH SOLE 0 0 44 Iqvia Hldgs Inc Common Stock 46266C105 3 19 SH OTR 2 0 0 19 Ishares 20 Plus Year Treasury Bond Etf Exchange Traded Fund 464287432 496 3660 SH SOLE 0 0 3660 iShares Core Aggressive Allocation ETF Exchange Traded Fund 464289859 144 2486 SH SOLE 0 0 2486 iShares Core Conservative Allocation ETF Exchange Traded Fund 464289883 599 16539 SH SOLE 0 0 16539 iShares Core Dividend Growth ETF Exchange Traded Fund 46434V621 0 10 SH SOLE 0 0 10 iShares Core Growth Allocation ETF Exchange Traded Fund 464289867 322 6737 SH SOLE 0 0 6737 iShares Core Moderate Allocation ETF Exchange Traded Fund 464289875 466 11622 SH SOLE 0 0 11622 iShares Core MSCI EAFE Exchange Traded Fund 46432F842 2876 44089 SH SOLE 0 0 44089 iShares Core MSCI Emerging Markets ETF Exchange Traded Fund 46434G103 2584 48062 SH OTR 1 0 0 48062 iShares Core S&P 500 Exchange Traded Fund 464287200 7137 22079 SH SOLE 0 0 22079 iShares Core S&P Mid-Cap Exchange Traded Fund 464287507 370 1795 SH SOLE 0 0 1795 iShares Core S&P Small-Cap Exchange Traded Fund 464287804 6 71 SH SOLE 0 0 71 iShares Core S&P Total US Stock Mkt ETF Exchange Traded Fund 464287150 3285 45189 SH OTR 1 0 0 45189 iShares Edge MSCI Min Vol USA Exchange Traded Fund 46429B697 2462 37537 SH OTR 1 0 0 37537 iShares Edge MSCI USA Quality Factor ETF Exchange Traded Fund 46432F339 1689 16721 SH SOLE 0 0 16721 iShares Edge MSCI USA Size Factor ETF Exchange Traded Fund 46432F370 1302 13371 SH SOLE 0 0 13371 iShares Floating Rate Bond ETF Exchange Traded Fund 46429B655 63 1233 SH OTR 1 0 0 1233 iShares Global Tech ETF Exchange Traded Fund 464287291 1312 6232 SH SOLE 0 0 6232 iShares iBoxx High Yield Corporate Bd Exchange Traded Fund 464288513 346 3934 SH SOLE 0 0 3934 iShares iBoxx Investment Grade Corporate Bond ETF Exchange Traded Fund 464287242 284 2218 SH SOLE 0 0 2218 iShares JPMorgan USD Emerg Markets Bond Exchange Traded Fund 464288281 292 2549 SH SOLE 0 0 2549 iShares MBS Exchange Traded Fund 464288588 1650 15266 SH SOLE 0 0 15266 iShares MSCI Emerging Markets Exchange Traded Fund 464287234 25 552 SH SOLE 0 0 552 iShares National Muni Bond ETF Exchange Traded Fund 464288414 10 88 SH SOLE 0 0 88 iShares Russell 1000 Growth Exchange Traded Fund 464287614 146 828 SH SOLE 0 0 828 iShares Russell 1000 Value Exchange Traded Fund 464287598 19 136 SH SOLE 0 0 136 iShares Russell 3000 Exchange Traded Fund 464287689 21 112 SH SOLE 0 0 112 iShares Russell Mid-Cap Growth ETF Exchange Traded Fund 464287481 24 157 SH SOLE 0 0 157 iShares Russell Mid-Cap Value ETF Exchange Traded Fund 464287473 3 33 SH SOLE 0 0 33 iShares S&P 500 Growth Exchange Traded Fund 464287309 0 2 SH SOLE 0 0 2 iShares Select Dividend Exchange Traded Fund 464287168 1 14 SH SOLE 0 0 14 iShares Short Maturity Bond ETF Exchange Traded Fund 46431W507 2158 42952 SH OTR 1 0 0 42952 Ishares Tr Intrm Tr Crp Etf Exchange Traded Fund 464288638 1818 31357 SH SOLE 0 0 31357 Ishares Tr Sh Tr Crport Etf Exchange Traded Fund 464288646 526 9811 SH OTR 1 0 0 9811 iShares US Treasury Bond Exchange Traded Fund 46429B267 5079 195783 SH SOLE 0 0 195783 JM Smucker Co Common Stock 832696405 0 1 SH SOLE 0 0 1 Johnson & Johnson Common Stock 478160104 28 191 SH SOLE 0 0 191 JPMorgan Chase & Co Common Stock 46625H100 76 544 SH OTR 2 0 0 544 JPMorgan Ultra-Short Income ETF Exchange Traded Fund 46641Q837 976 19346 SH OTR 1 0 0 19346 Kadant Inc Common Stock 48282T104 14 132 SH SOLE 0 0 132 Keysight Technologies Inc Common Stock 49338L103 1 13 SH SOLE 0 0 13 Khiron Life Sciences Corp Common Stock 49374L306 0 296 SH SOLE 0 0 296 Kimberly-Clark Corp Common Stock 494368103 146 1063 SH OTR 0 0 1063 KraneShares CSI China Internet ETF Exchange Traded Fund 500767306 0 1 SH SOLE 0 0 1 Kratos Defense & Security Solutions Inc Common Stock 50077B207 54 3000 SH SOLE 0 0 3000 Laboratory Corp of America Holdings Common Stock 50540R409 100 589 SH SOLE 0 0 589 Lam Research Corp Common Stock 512807108 79 271 SH OTR 2 0 0 271 Leidos Holdings Inc Common Stock 525327102 213 2177 SH SOLE 0 0 2177 Lululemon Athletica Inc Common Stock 550021109 28 119 SH SOLE 0 0 119 LyondellBasell Industries NV Common Stock N53745100 167 1770 SH OTR 4 0 0 1770 Marathon Petroleum Corp Common Stock 56585A102 24 398 SH OTR 2 0 0 398 Mastercard Inc A Common Stock 57636Q104 52 173 SH OTR 2 0 0 173 Mattel Inc Common Stock 577081102 4 269 SH SOLE 0 0 269 McCormick & Co Inc Common Stock 579780107 5 30 SH SOLE 0 0 30 McCormick & Co Inc Non-Voting Common Stock 579780206 30 176 SH SOLE 0 0 176 McDonald's Corp Common Stock 580135101 22 110 SH SOLE 0 0 110 Medtronic PLC Common Stock G5960L103 2 20 SH OTR 2 0 0 20 Merck & Co Inc Common Stock 58933Y105 75 825 SH OTR 2 0 0 825 Meridian Bioscience Inc Common Stock 589584101 0 8 SH SOLE 0 0 8 MetLife Inc Common Stock 59156R108 44 864 SH OTR 2 0 0 864 Micro Focus International PLC Common Stock 594837403 0 2 SH OTR 0 0 2 Microbest Inc Common Stock 59500X108 0 500 SH SOLE 0 0 500 Microchip Technology Inc Common Stock 595017104 10 94 SH SOLE 0 0 94 Micron Technology Inc Common Stock 595112103 10 187 SH SOLE 0 0 187 Microsoft Corp Common Stock 594918104 308 1952 SH OTR 2 0 0 1952 MKS Instruments Inc Common Stock 55306N104 0 1 SH SOLE 0 0 1 Mondelez International Inc Class A Common Stock 609207105 41 752 SH OTR 2 0 0 752 Morgan Stanley Common Stock 617446448 45 887 SH OTR 2 0 0 887 National Grid PLC ADR Common Stock 636274409 295 4709 SH OTR 4 0 0 4709 Nektar Therapeutics Inc Common Stock 640268108 0 1 SH SOLE 0 0 1 Netflix Inc Common Stock 64110L106 19 60 SH SOLE 0 0 60 Newell Brands Inc Common Stock 651229106 3 152 SH SOLE 0 0 152 NextEra Energy Inc Common Stock 65339F101 35 143 SH OTR 2 0 0 143 Nike Inc B Common Stock 654106103 1 6 SH SOLE 0 0 6 Norfolk Southern Corp Common Stock 655844108 53 272 SH OTR 2 0 0 272 NVIDIA Corp Common Stock 67066G104 370 1573 SH SOLE 0 0 1573 NXP Semiconductors NV Common Stock N6596X109 3 25 SH SOLE 0 0 25 Occidental Petroleum Corp Common Stock 674599105 148 3591 SH OTR 4 0 0 3591 Omega Healthcare Investors Inc Common Stock 681936100 218 5146 SH SOLE 0 0 5146 ONEOK Inc Common Stock 682680103 28 364 SH OTR 2 0 0 364 O'Shares FTSE US Quality Dividend ETF Exchange Traded Fund 67110P407 337 9214 SH OTR 1 0 0 9214 Packaging Corp of America Common Stock 695156109 27 242 SH OTR 2 0 0 242 Palo Alto Networks Inc Common Stock 697435105 1 4 SH SOLE 0 0 4 PayPal Holdings Inc Common Stock 70450Y103 43 397 SH SOLE 0 0 397 PepsiCo Inc Common Stock 713448108 169 1239 SH OTR 4 0 0 1239 Petroleo Brasileiro SA Common Stock 71654V408 2 100 SH SOLE 0 0 100 Pfizer Inc Common Stock 717081103 447 11405 SH OTR 4 0 0 11405 Philip Morris International Inc Common Stock 718172109 404 4750 SH OTR 4 0 0 4750 PIMCO Active Bond ETF Exchange Traded Fund 72201R775 4 33 SH SOLE 0 0 33 PIMCO Enhanced Short Maturity Active ETF Exchange Traded Fund 72201R833 14 140 SH SOLE 0 0 140 PNC Financial Services Group Inc Common Stock 693475105 211 1321 SH OTR 4 0 0 1321 PPL Corp Common Stock 69351T106 304 8477 SH OTR 4 0 0 8477 Principal Financial Group Inc Common Stock 74251V102 2 33 SH SOLE 0 0 33 Procter & Gamble Co Common Stock 742718109 130 1042 SH SOLE 0 0 1042 Profitable Developments Inc Common Stock 74317C106 0 2 SH SOLE 0 0 2 Prologis Inc Common Stock 74340W103 21 235 SH OTR 2 0 0 235 ProShares Russell 2000 Dividend Growers Exchange Traded Fund 74347B698 7 109 SH SOLE 0 0 109 ProShares S&P 500 Dividend Aristocrats Exchange Traded Fund 74348A467 18 233 SH SOLE 0 0 233 ProShares S&P MidCap 400 Dividend Arst Exchange Traded Fund 74347B680 2 28 SH SOLE 0 0 28 Q BioMed Inc Common Stock 74736N105 0 142 SH SOLE 0 0 142 Qorvo Inc Common Stock 74736K101 0 2 SH SOLE 0 0 2 QUALCOMM Inc Common Stock 747525103 9 102 SH SOLE 0 0 102 Qurate Retail Inc Common Stock 74915M100 0 13 SH SOLE 0 0 13 Raytheon Co Common Stock 755111507 51 234 SH OTR 2 0 0 234 Real Estate Select Sector SPDR Exchange Traded Fund 81369Y860 24 618 SH OTR 1 0 0 618 Realty Income Corp Common Stock 756109104 107 1459 SH OTR 4 0 0 1459 Regeneron Pharmaceuticals Inc Common Stock 75886F107 5 13 SH SOLE 0 0 13 Regions Financial Corp Common Stock 7591EP100 115 6711 SH OTR 4 0 0 6711 ResMed Inc Common Stock 761152107 2 12 SH OTR 2 0 0 12 Roche Holding AG ADR Common Stock 771195104 3 70 SH SOLE 0 0 70 Royal Caribbean Cruises Ltd Common Stock V7780T103 70 525 SH OTR 2 0 0 525 Royal Dutch Shell PLC Common Stock 780259107 106 1761 SH OTR 4 0 0 1761 Salesforce.com Inc Common Stock 79466L302 15 90 SH SOLE 0 0 90 Schlumberger Ltd Common Stock 806857108 1 35 SH OTR 2 0 0 35 Science Applications International Corp Common Stock 808625107 81 935 SH SOLE 0 0 935 Sea Ltd Common Stock 81141R100 0 12 SH SOLE 0 0 12 Seagate Technology PLC Common Stock G7945M107 3 50 SH SOLE 0 0 50 Select Sector Spdr Trust Shs Ben Int Energy Exchange Traded Fund 81369Y506 11 183 SH OTR 1 0 0 183 Select Sector Spdr Trust The Health Care Select Sector Spdr Fund Exchange Traded Fund 81369Y209 1704 16733 SH OTR 3 0 0 16733 Severn Bancorp Inc Common Stock 81811M100 81 8722 SH SOLE 0 0 8722 Shopify Inc Common Stock 82509L107 1 3 SH SOLE 0 0 3 Silicon Motion Technology Corp Common Stock 82706C108 0 3 SH SOLE 0 0 3 Sirius XM Holdings Inc Common Stock 82968B103 0 8 SH SOLE 0 0 8 SoftBank Group Corp Common Stock 83404D109 0 7 SH SOLE 0 0 7 Sonoco Products Co Common Stock 835495102 0 1 SH SOLE 0 0 1 Southern Co Common Stock 842587107 228 3585 SH OTR 4 0 0 3585 SPDR Blmbg Barclays Em Mkts Lcl Bd ETF Exchange Traded Fund 78464A391 529 18946 SH OTR 3 0 0 18946 SPDR Blmbg Barclays High Yield Bd ETF Exchange Traded Fund 78468R622 2031 18545 SH OTR 3 0 0 18545 SPDR Blmbg Barclays Inv Grd Flt Rt ETF Exchange Traded Fund 78468R200 292 9505 SH OTR 1 0 0 9505 SPDR Citi Intl Govt Infl-Prot Bd ETF Exchange Traded Fund 78464A490 12 218 SH OTR 3 0 0 218 SPDR DoubleLine Total Return Tact ETF Exchange Traded Fund 78467V848 5075 103601 SH OTR 3 0 0 103601 SPDR Dow Jones Industrial Average ETF Exchange Traded Fund 78467X109 6 21 SH SOLE 0 0 21 SPDR Dow Jones International RelEst ETF Exchange Traded Fund 78463X863 466 12010 SH OTR 3 0 0 12010 SPDR Dow Jones REIT ETF Exchange Traded Fund 78464A607 1511 14808 SH OTR 3 0 0 14808 SPDR Gold Shares Exchange Traded Fund 78463V107 907 6346 SH OTR 0 0 6346 SPDR Portfolio Aggregate Bond ETF Exchange Traded Fund 78464A649 3269 111270 SH OTR 3 0 0 111270 SPDR Portfolio Developed Wld ex-US ETF Exchange Traded Fund 78463X889 1793 57207 SH OTR 3 0 0 57207 SPDR Portfolio Europe ETF Exchange Traded Fund 78463X103 559 15343 SH OTR 3 0 0 15343 SPDR Portfolio Small Cap ETF Exchange Traded Fund 78468R853 565 17313 SH OTR 3 0 0 17313 SPDR Portfolio TIPS ETF Exchange Traded Fund 78464A656 1018 35665 SH OTR 3 0 0 35665 SPDR S&P 500 ETF Exchange Traded Fund 78462F103 3306 10272 SH OTR 3 0 0 10272 SPDR S&P Emerging Markets ETF Exchange Traded Fund 78463X509 829 22048 SH OTR 3 0 0 22048 SPDR S&P International Small Cap ETF Exchange Traded Fund 78463X871 445 13977 SH OTR 3 0 0 13977 SPDR S&P MidCap 400 ETF Exchange Traded Fund 78467Y107 433 1154 SH OTR 3 0 0 1154 Spectrum Brands Holdings Inc Com Common Stock 84790A105 3 43 SH SOLE 0 0 43 Square Inc Common Stock 852234103 1 17 SH SOLE 0 0 17 SS&C Technologies Holdings Inc Common Stock 78467J100 2 40 SH SOLE 0 0 40 Stanley Black & Decker Inc Common Stock 854502101 134 807 SH SOLE 0 0 807 Starwood Property Trust Inc Common Stock 85571B105 40 1616 SH OTR 2 0 0 1616 STMicroelectronics NV Common Stock 861012102 0 3 SH SOLE 0 0 3 STORE Capital Corp Common Stock 862121100 21 556 SH OTR 2 0 0 556 Stryker Corp Common Stock 863667101 43 204 SH OTR 2 0 0 204 Sturm Ruger & Co Inc Common Stock 864159108 2 48 SH SOLE 0 0 48 Sysco Corp Common Stock 871829107 47 546 SH OTR 2 0 0 546 Tapestry Inc Common Stock 876030107 16 600 SH SOLE 0 0 600 TC Energy Corpcom Common Stock 87807B107 101 1897 SH OTR 4 0 0 1897 Technology Select Sector SPDR ETF Exchange Traded Fund 81369Y803 1806 19704 SH OTR 3 0 0 19704 Teck Resources Ltd Common Stock 878742204 1 50 SH SOLE 0 0 50 Tencent Holdings Ltd ADR Common Stock 88032Q109 4 75 SH SOLE 0 0 75 Tesla Motors Inc Common Stock 88160R101 19 46 SH SOLE 0 0 46 Teva Pharmaceutical Industries Ltd ADR Common Stock 881624209 1 77 SH SOLE 0 0 77 Texas Instruments Inc Common Stock 882508104 148 1155 SH SOLE 0 0 1155 Texas Pacific Land Trust Common Stock 882610108 7 9 SH SOLE 0 0 9 The Estee Lauder Companies Inc Class A Common Stock 518439104 19 90 SH SOLE 0 0 90 The Home Depot Inc Common Stock 437076102 60 276 SH OTR 2 0 0 276 The Kraft Heinz Co Common Stock 500754106 13 392 SH SOLE 0 0 392 The Western Union Co Common Stock 959802109 0 7 SH SOLE 0 0 7 TherapeuticsMD Inc Common Stock 88338N107 1 300 SH SOLE 0 0 300 Thermo Fisher Scientific Inc Common Stock 883556102 70 216 SH OTR 2 0 0 216 Tilray Inc Common Stock 88688T100 0 9 SH SOLE 0 0 9 T-Mobile US Inc Common Stock 872590104 43 544 SH OTR 2 0 0 544 Toronto Dominion Bk Ont Com New Common Stock 891160509 236 4211 SH SOLE 0 0 4211 Tractor Supply Co Common Stock 892356106 2 22 SH OTR 2 0 0 22 TransDigm Group Inc Common Stock 893641100 7 13 SH SOLE 0 0 13 Transocean Ltd Common Stock H8817H100 1 100 SH SOLE 0 0 100 Truist Finl Corp Com Common Stock 89832Q109 565 10035 SH OTR 2 0 0 10035 Twitter Inc Common Stock 90184L102 14 431 SH SOLE 0 0 431 Uber Technologies Inc Common Stock 90353T100 3 86 SH SOLE 0 0 86 Under Armour Inc A Common Stock 904311107 23 1079 SH SOLE 0 0 1079 Under Armour Inc C Common Stock 904311206 28 1451 SH SOLE 0 0 1451 United Bankshares Inc Common Stock 909907107 5 118 SH SOLE 0 0 118 United Parcel Service Inc Class B Common Stock 911312106 169 1441 SH OTR 4 0 0 1441 United Rentals Inc Common Stock 911363109 1 5 SH SOLE 0 0 5 United States Oil Exchange Traded Fund 91232N108 8 640 SH SOLE 0 0 640 UnitedHealth Group Inc Common Stock 91324P102 41 139 SH OTR 2 0 0 139 Universal Display Corp Common Stock 91347P105 11 54 SH SOLE 0 0 54 Vale SA Common Stock 91912E105 1 100 SH SOLE 0 0 100 Valero Energy Corp Common Stock 91913Y100 27 292 SH SOLE 0 0 292 VanEck Vectors Vdo Gaming and eSprts ETF Exchange Traded Fund 92189F114 0 1 SH SOLE 0 0 1 Vanguard 500 ETF Exchange Traded Fund 922908363 939 3176 SH OTR 1 0 0 3176 Vanguard Dividend Appreciation ETF Exchange Traded Fund 921908844 0 3 SH SOLE 0 0 3 Vanguard FTSE Developed Markets ETF Exchange Traded Fund 921943858 15530 352483 SH SOLE 0 0 352483 Vanguard FTSE Emerging Markets ETF Exchange Traded Fund 922042858 4470 100510 SH SOLE 0 0 100510 Vanguard Growth ETF Exchange Traded Fund 922908736 13734 75393 SH SOLE 0 0 75393 Vanguard Information Technology ETF Exchange Traded Fund 92204A702 646 2638 SH SOLE 0 0 2638 Vanguard Intermediate-Term Bond ETF Exchange Traded Fund 921937819 5582 64004 SH SOLE 0 0 64004 Vanguard Large-Cap ETF Exchange Traded Fund 922908637 118 797 SH SOLE 0 0 797 Vanguard Long-Term Bond ETF Exchange Traded Fund 921937793 5199 51814 SH SOLE 0 0 51814 Vanguard Mortgage-Backed Secs ETF Exchange Traded Fund 92206C771 6119 115083 SH SOLE 0 0 115083 Vanguard REIT ETF Exchange Traded Fund 922908553 0 2 SH SOLE 0 0 2 Vanguard Short-Term Bond ETF Exchange Traded Fund 921937827 10727 133070 SH SOLE 0 0 133070 Vanguard Small-Cap ETF Exchange Traded Fund 922908751 3780 22820 SH SOLE 0 0 22820 Vanguard Tax-Exempt Bond ETF Exchange Traded Fund 922907746 10 187 SH SOLE 0 0 187 Vanguard Telecommunication Services ETF Exchange Traded Fund 92204A884 39 417 SH OTR 1 0 0 417 Vanguard Total Bond Market ETF Exchange Traded Fund 921937835 4 43 SH SOLE 0 0 43 Vanguard Total International Bond ETF Exchange Traded Fund 92203J407 11794 208451 SH SOLE 0 0 208451 Vanguard Total International Stock ETF Exchange Traded Fund 921909768 7 131 SH SOLE 0 0 131 Vanguard Total Stock Market ETF Exchange Traded Fund 922908769 63 383 SH SOLE 0 0 383 Vanguard Value ETF Exchange Traded Fund 922908744 13744 114679 SH SOLE 0 0 114679 Ventas Inc Common Stock 92276F100 183 3177 SH OTR 4 0 0 3177 Verizon Communications Inc Common Stock 92343V104 441 7180 SH OTR 4 0 0 7180 Visa Inc Class A Common Stock 92826C839 48 254 SH OTR 2 0 0 254 Vista Outdoor Inc Common Stock 928377100 1 100 SH SOLE 0 0 100 Vodafone Group PLC ADR Common Stock 92857W308 184 9503 SH OTR 4 0 0 9503 W.P. Carey Inc Common Stock 92936U109 59 743 SH SOLE 0 0 743 Wal-Mart Stores Inc Common Stock 931142103 39 329 SH OTR 2 0 0 329 Walt Disney Co Common Stock 254687106 54 375 SH OTR 2 0 0 375 Waste Management Inc Common Stock 94106L109 50 442 SH OTR 2 0 0 442 Weatherford Intl Plc Ord Shs New Mer From G48833100#reor M0051234340001 Common Stock G48833118 0 3 SH SOLE 0 0 3 Wells Fargo & Co Common Stock 949746101 8 141 SH SOLE 0 0 141 Welltower Inc Com Common Stock 95040Q104 229 2803 SH OTR 4 0 0 2803 Western Digital Corp Common Stock 958102105 0 1 SH SOLE 0 0 1 Whirlpool Corp Common Stock 963320106 3 20 SH SOLE 0 0 20 Wisdomtree Europe Hedged Equity ETF Exchange Traded Fund 97717X701 339 4803 SH OTR 1 0 0 4803 WisdomTree Floating Rate Treasury ETF Exchange Traded Fund 97717X628 10 407 SH SOLE 0 0 407 WisdomTree Managed Futures Strategy ETF Exchange Traded Fund 97717W125 0 4 SH SOLE 0 0 4 Wyndham Destinations Inc Common Stock 98310W108 7 128 SH SOLE 0 0 128 Wyndham Hotels & Resorts Inc Common Stock 98311A105 8 128 SH SOLE 0 0 128 Wynn Resorts Ltd Common Stock 983134107 4 26 SH SOLE 0 0 26 Xilinx Inc Common Stock 983919101 161 1645 SH SOLE 0 0 1645 Yum Brands Inc Common Stock 988498101 53 523 SH SOLE 0 0 523 Yum China Hldgs Inc Com Common Stock 98850P109 24 498 SH SOLE 0 0 498 Zebra Technologies Corp Common Stock 989207105 49 190 SH OTR 2 0 0 190 Zoetis Inc Common Stock 98978V103 3 22 SH OTR 2 0 0 22