President

0001437749-19-002545.txt : 20190214 0001437749-19-002545.hdr.sgml : 20190214 20190214091428 ACCESSION NUMBER: 0001437749-19-002545 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190214 DATE AS OF CHANGE: 20190214 EFFECTIVENESS DATE: 20190214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Bay Harbor Wealth Management, LLC CENTRAL INDEX KEY: 0001767989 IRS NUMBER: 451032121 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19245 FILM NUMBER: 19601397 BUSINESS ADDRESS: STREET 1: 201 INTERNATIONAL CIRCLE, STE 200 CITY: HUNT VALLEY STATE: MD ZIP: 21030 BUSINESS PHONE: 4104032060 MAIL ADDRESS: STREET 1: 201 INTERNATIONAL CIRCLE, STE 200 CITY: HUNT VALLEY STATE: MD ZIP: 21030 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001767989 XXXXXXXX 12-31-2018 12-31-2018 Bay Harbor Wealth Management, LLC

201 INTERNATIONAL CIRCLE, STE 200 HUNT VALLEY MD 21030

13F HOLDINGS REPORT 028-19245 N Lance Scott President 410-403-2060 /s/ Lance Scott Cockeysville MD 02-13-2019 5 414 125664 false 1 028-16121 Astor Investment Management 2 028-13023 Dana Investment Advisors 3 028-18135 State Street Global Advisors 4 028-04375 Federated Investors Inc 5 028-14439 Aviance Captial Management INFORMATION TABLE 2 bhinfotable123118.xml 3D Systems Corp Common Stock 88554D205 1 90 SH SOLE 0 0 90 3M Co Common Stock 88579Y101 417 2187 SH SOLE 0 0 2187 Abbott Laboratories Common Stock 002824100 2 31 SH OTR 2 0 0 31 AbbVie Inc Common Stock 00287Y109 382 4149 SH OTR 4,5 0 0 4149 Adobe Systems Inc Common Stock 00724F101 183 807 SH SOLE 0 0 807 AdvisorShares Newfleet Mult-Sect Inc ETF Exchange Traded Fund 00768Y727 131 2758 SH OTR 5 0 0 2758 Agilent Technologies Inc Common Stock 00846U101 58 855 SH SOLE 0 0 855 Air Products & Chemicals Inc Common Stock 009158106 4 25 SH OTR 2 0 0 25 Alerian MLP ETF Exchange Traded Fund 00162Q866 0 5 SH SOLE 0 0 5 Alibaba Group Holding Ltd ADR Common Stock 01609W102 8 62 SH OTR 5 0 0 62 Align Technology Inc Common Stock 016255101 25 120 SH SOLE 0 0 120 Alliant Energy Corp Common Stock 018802108 24 566 SH SOLE 0 0 566 Allison Transmission Holdings Inc Common Stock 01973R101 2 48 SH OTR 2 0 0 48 Alphabet Inc A Common Stock 02079K305 98 94 SH OTR 2 0 0 94 Alphabet Inc C Common Stock 02079K107 37 36 SH SOLE 0 0 36 Altria Group Inc Common Stock 02209S103 380 7689 SH OTR 4 0 0 7689 Amarin Corp PLC ADR Common Stock 023111206 1 59 SH SOLE 0 0 59 Amazon.com Inc Common Stock 023135106 117 78 SH SOLE 0 0 78 American Electric Power Co Inc Common Stock 025537101 128 1711 SH OTR 4 0 0 1711 American Express Co Common Stock 025816109 53 561 SH OTR 2,5 0 0 561 American International Group Inc Warrant 026874156 1 155 SH SOLE 0 0 155 American Outdoor Brands Corp Common Stock 02874P103 2 144 SH SOLE 0 0 144 American Tower Corp Common Stock 03027X100 40 250 SH SOLE 0 0 250 Amgen Inc Common Stock 031162100 49 250 SH OTR 2,5 0 0 250 Anfield Universal Fixed Income ETF Exchange Traded Fund 90214Q766 77 7734 SH SOLE 0 0 7734 Annaly Capital Management Inc Common Stock 035710409 21 2177 SH OTR 5 0 0 2177 Aphria Inc Common Stock 03765K104 2 430 SH OTR 5 0 0 430 Apple Inc Common Stock 037833100 1987 12596 SH SOLE 0 0 12596 Arista Networks Inc Common Stock 040413106 13 62 SH OTR 2,5 0 0 62 Arrow Dow Jones Global Yield ETF Exchange Traded Fund 04273H104 0 11 SH SOLE 0 0 11 Astrazeneca Plc Each Ads Representing 1/2 Of An Ordinary Share Common Stock 046353108 119 3134 SH SOLE 0 0 3134 AT&T Inc Common Stock 00206R102 488 17112 SH OTR 2,4,5 0 0 17112 Atlassian Corporation PLC Common Stock G06242104 9 100 SH SOLE 0 0 100 Aurora Cannabis Inc Common Stock 05156X108 0 3 SH SOLE 0 0 3 Avangrid Inc Common Stock 05351W103 2 31 SH SOLE 0 0 31 Avery Dennison Corp Common Stock 053611109 1 11 SH OTR 2 0 0 11 Avis Budget Group Inc Common Stock 053774105 0 1 SH OTR 2 0 0 1 Bank of America Corporation Common Stock 060505104 72 2905 SH OTR 4,5 0 0 2905 Barrick Gold Corp Common Stock 067901108 1 50 SH SOLE 0 0 50 Bausch Health Companies Inc Common Stock 071734107 3 171 SH SOLE 0 0 171 BB&T Corp Common Stock 054937107 11 244 SH SOLE 0 0 244 Bce Inc Com New Common Stock 05534B760 312 7895 SH OTR 4,5 0 0 7895 Berkshire Hathaway Inc A Common Stock 084670108 1224 4 SH SOLE 0 0 4 Berkshire Hathaway Inc B Common Stock 084670702 63 311 SH SOLE 0 0 311 Best Buy Co Inc Common Stock 086516101 36 682 SH OTR 2,5 0 0 682 Biogen Inc Common Stock 09062X103 3 10 SH SOLE 0 0 10 Blackstone Group LP Common Stock 09253U108 0 11 SH SOLE 0 0 11 Boeing Co Common Stock 097023105 56 175 SH OTR 2,5 0 0 175 Box Inc Common Stock 10316T104 2 100 SH SOLE 0 0 100 BP PLC ADR Common Stock 055622104 356 9378 SH OTR 4,5 0 0 9378 Bristol-Myers Squibb Company Common Stock 110122108 45 862 SH OTR 2,5 0 0 862 British American Tobacco PLC Common Stock 110448107 150 4709 SH OTR 4 0 0 4709 Broadcom Inc Com Common Stock 11135F101 38 150 SH OTR 2 0 0 150 Broadridge Financial Solutions Inc Common Stock 11133T103 33 338 SH OTR 2,5 0 0 338 Brunswick Corp Common Stock 117043109 1 15 SH SOLE 0 0 15 Canadian Imperial Bank of Commerce Common Stock 136069101 218 2921 SH OTR 4 0 0 2921 Canadian National Railway Co Common Stock 136375102 3 38 SH OTR 5 0 0 38 Canopy Growth Corp Common Stock 138035100 2 76 SH SOLE 0 0 76 Cantel Medical Corp Common Stock 138098108 49 659 SH SOLE 0 0 659 Carnival Corp Common Stock 143658300 5 100 SH OTR 0 0 100 Caterpillar Inc Common Stock 149123101 49 387 SH OTR 2,5 0 0 387 CBS Corp Class B Common Stock 124857202 3 58 SH OTR 5 0 0 58 CDW Corp Common Stock 12514G108 35 429 SH OTR 2,5 0 0 429 Celgene Corp Common Stock 151020104 3 50 SH SOLE 0 0 50 CenterPoint Energy Inc Common Stock 15189T107 28 1002 SH OTR 2,5 0 0 1002 CenturyLink Inc Common Stock 156700106 0 10 SH SOLE 0 0 10 Charles Schwab Corp Common Stock 808513105 0 6 SH SOLE 0 0 6 Charter Communications Inc Common Stock 16119P108 1 5 SH OTR 2,4,5 0 0 5 Chevron Corp Common Stock 166764100 380 3488 SH OTR 0 0 3488 Chubb Ltd Common Stock H1467J104 5 36 SH OTR 5 0 0 36 Cigna Corp Common Stock 125523100 94 497 SH SOLE 0 0 497 Cisco Systems Inc Common Stock 17275R102 66 1532 SH OTR 2,5 0 0 1532 Citigroup Inc Common Stock 172967424 0 6 SH SOLE 0 0 6 Citizens Financial Group Inc Common Stock 174610105 30 1003 SH OTR 2,5 0 0 1003 Coca-Cola Co Common Stock 191216100 380 8032 SH OTR 4 0 0 8032 Comcast Corp Class A Common Stock 20030N101 92 2697 SH OTR 2,5 0 0 2697 Comerica Inc Common Stock 200340107 1 19 SH OTR 2 0 0 19 Consolidated Edison Inc Common Stock 209115104 4 55 SH OTR 5 0 0 55 Consumer Staples Select Sector SPDR ETF Exchange Traded Fund 81369Y308 104 2049 SH OTR 2,5 0 0 2049 Crown Castle International Corp Common Stock 22822V101 398 3663 SH OTR 4,5 0 0 3663 CSX Corp Common Stock 126408103 43 700 SH SOLE 0 0 700 CVS Health Corp Common Stock 126650100 2 28 SH OTR 2,5 0 0 28 CyrusOne Inc Common Stock 23283R100 1 20 SH OTR 2,5 0 0 20 D.R. Horton Inc Common Stock 23331A109 35 997 SH OTR 2,5 0 0 997 Dell Technologies Inc V Common Stock 24703L103 2 30 SH SOLE 0 0 30 Delta Air Lines Inc Common Stock 247361702 38 757 SH OTR 2,5 0 0 757 Dick's Sporting Goods Inc Common Stock 253393102 4 115 SH SOLE 0 0 115 Dominion Resources Inc Common Stock 25746U109 348 4871 SH OTR 4,5 0 0 4871 DowDuPont Inc Common Stock 26078J100 6 118 SH SOLE 0 0 118 Dropbox Inc Common Stock 26210C104 1 49 SH SOLE 0 0 49 Duke Energy Corp Common Stock 26441C204 379 4388 SH OTR 4,5 0 0 4388 eBay Inc Common Stock 278642103 10 360 SH SOLE 0 0 360 Edwards Lifesciences Corp Common Stock 28176E108 2 13 SH OTR 2 0 0 13 Emergent BioSolutions Inc Common Stock 29089Q105 2 37 SH OTR 2 0 0 37 Encompass Health Corp Common Stock 29261A100 1 19 SH OTR 2 0 0 19 Energizer Holdings Inc Common Stock 29272W109 1 17 SH SOLE 0 0 17 Equinix Inc Common Stock 29444U700 1 3 SH SOLE 0 0 3 ETFMG Alternative Harvest ETF Exchange Traded Fund 26924G508 6 247 SH SOLE 0 0 247 ETFMG Prime Cyber Security ETF Exchange Traded Fund 26924G201 63 1869 SH OTR 5 0 0 1869 Exelon Corp Common Stock 30161N101 48 1064 SH OTR 2,5 0 0 1064 Exxon Mobil Corp Common Stock 30231G102 408 5984 SH OTR 2,4,5 0 0 5984 Facebook Inc A Common Stock 30303M102 85 652 SH OTR 2,5 0 0 652 FedEx Corp Common Stock 31428X106 12 74 SH SOLE 0 0 74 Financial Select Sector SPDR ETF Exchange Traded Fund 81369Y605 111 4666 SH OTR 1,3,5 0 0 4666 First Solar Inc Common Stock 336433107 0 3 SH SOLE 0 0 3 First Trust Cloud Computing ETF Exchange Traded Fund 33734X192 10 215 SH OTR 5 0 0 215 First Trust Dorsey Wright Focus 5 ETF Exchange Traded Fund 33738R605 56 2217 SH OTR 5 0 0 2217 First Trust Dow Jones Internet ETF Exchange Traded Fund 33733E302 1 6 SH SOLE 0 0 6 First Trust Health Care AlphaDEX ETF Exchange Traded Fund 33734X143 88 1285 SH OTR 1 0 0 1285 First Trust Materials AlphaDEX ETF Exchange Traded Fund 33734X168 11 331 SH OTR 5 0 0 331 First Trust NASDAQ Cybersecurity ETF Exchange Traded Fund 33734X846 1 26 SH OTR 5 0 0 26 First Trust North Amer Engy InfrasETF Exchange Traded Fund 33738D101 9 400 SH OTR 5 0 0 400 First Trust NYSE Arca Biotech ETF Exchange Traded Fund 33733E203 7 59 SH OTR 5 0 0 59 First Trust Preferred Sec & Inc ETF Exchange Traded Fund 33739E108 8 455 SH OTR 5 0 0 455 First Trust Senior Loan ETF Exchange Traded Fund 33738D309 555 12190 SH OTR 1,5 0 0 12190 First Trust Tactical High Yield ETF Exchange Traded Fund 33738D408 209 4668 SH OTR 5 0 0 4668 First Trust TCWOpportunistic Fxd Inc ETF Exchange Traded Fund 33740F805 5 99 SH OTR 5 0 0 99 First Trust Technology AlphaDEX ETF Exchange Traded Fund 33734X176 121 2300 SH OTR 1,5 0 0 2300 Fluor Corp Common Stock 343412102 2 70 SH OTR 5 0 0 70 Ford Motor Co Common Stock 345370860 1 129 SH SOLE 0 0 129 Frontier Communications Corp Class B Common Stock 35906A306 0 9 SH SOLE 0 0 9 Gartner Inc Common Stock 366651107 1 11 SH SOLE 0 0 11 General Electric Co Common Stock 369604103 4 562 SH SOLE 0 0 562 General Mills Inc Common Stock 370334104 140 3586 SH OTR 4,4 0 0 3586 General Motors Co Common Stock 37045V100 1 41 SH SOLE 0 0 41 Gilead Sciences Inc Common Stock 375558103 5 84 SH SOLE 0 0 84 GlaxoSmithKline PLC ADR Common Stock 37733W105 333 8705 SH OTR 4,5 0 0 8705 Global X MLP ETF Exchange Traded Fund 37950E473 30 3956 SH OTR 5 0 0 3956 Global X SuperIncome Preferred ETF Exchange Traded Fund 37950E333 10 878 SH OTR 5 0 0 878 Goldman Sachs Group Inc Common Stock 38141G104 5 31 SH SOLE 0 0 31 Granite Point Mortgage Trust Inc Common Stock 38741L107 1 29 SH SOLE 0 0 29 Halozyme Therapeutics Inc Common Stock 40637H109 22 1500 SH SOLE 0 0 1500 Healthcare Trust of America Inc Common Stock 42225P501 35 1366 SH SOLE 0 0 1366 Hill-Rom Holdings Inc Common Stock 431475102 26 299 SH SOLE 0 0 299 Himax Technologies Inc Common Stock 43289P106 0 11 SH SOLE 0 0 11 Hologic Inc Common Stock 436440101 6 156 SH SOLE 0 0 156 Huntington Bancshares Inc Common Stock 446150104 72 6072 SH OTR 4 0 0 6072 Illinois Tool Works Inc Common Stock 452308109 25 200 SH SOLE 0 0 200 Insperity Inc Common Stock 45778Q107 2 21 SH OTR 2 0 0 21 Intel Corp Common Stock 458140100 57 1219 SH OTR 2,5 0 0 1219 Intercontinental Exchange Inc Common Stock 45866F104 1 16 SH SOLE 0 0 16 Invesco BuyBack Achievers ETF Exchange Traded Fund 46137V308 6 111 SH OTR 0 0 111 Invesco Dynamic Large Cap Value ETF Exchange Traded Fund 46137V738 10 305 SH OTR 5 0 0 305 Invesco Global Listed Private Equity ETF Exchange Traded Fund 46137V589 29 2872 SH OTR 5 0 0 2872 Invesco KBW High Dividend Yld Fincl ETF Exchange Traded Fund 46138E610 0 13 SH SOLE 0 0 13 Invesco Ltd Common Stock G491BT108 60 3570 SH OTR 4 0 0 3570 Invesco NASDAQ Internet ETF Exchange Traded Fund 46137V530 10 93 SH OTR 5 0 0 93 Invesco QQQ Trust Exchange Traded Fund 46090E103 424 2747 SH OTR 1,5 0 0 2747 Invesco S&P 500 Equal Weight ETF Exchange Traded Fund 46137V357 1203 13163 SH OTR 1,5 0 0 13163 Invesco S&P 500 High Div Low Vol ETF Exchange Traded Fund 46138E362 9 228 SH OTR 5 0 0 228 Invesco S&P 500 Pure Growth ETF Exchange Traded Fund 46137V266 10 97 SH OTR 5 0 0 97 Invesco Senior Loan ETF Exchange Traded Fund 46138G508 24 1122 SH OTR 5 0 0 1122 Invesco Ultra Short Duration ETF Exchange Traded Fund 46090A887 31 612 SH OTR 5 0 0 612 Invitation Homes Inc Common Stock 46187W107 0 21 SH OTR 0 0 21 IQ Hedge Multi-Strategy Tracker ETF Exchange Traded Fund 45409B107 33 1138 SH OTR 5 0 0 1138 IQ Merger Arbitrage ETF Exchange Traded Fund 45409B800 36 1146 SH OTR 5 0 0 1146 Iqvia Hldgs Inc Common Stock 46266C105 2 19 SH OTR 2 0 0 19 iShares 0-5 Year High Yield Corp Bd ETF Exchange Traded Fund 46434V407 0 11 SH SOLE 0 0 11 iShares 7-10 Year Treasury Bond ETF Exchange Traded Fund 464287440 5 45 SH SOLE 0 0 45 iShares CMBS ETF Exchange Traded Fund 46429B366 11 217 SH SOLE 0 0 217 iShares Core Aggressive Allocation ETF Exchange Traded Fund 464289859 186 3824 SH SOLE 0 0 3824 iShares Core Conservative Allocation ETF Exchange Traded Fund 464289883 782 23908 SH SOLE 0 0 23908 iShares Core Dividend Growth ETF Exchange Traded Fund 46434V621 0 10 SH SOLE 0 0 10 iShares Core Growth Allocation ETF Exchange Traded Fund 464289867 503 12170 SH SOLE 0 0 12170 iShares Core Moderate Allocation ETF Exchange Traded Fund 464289875 559 15668 SH SOLE 0 0 15668 iShares Core MSCI EAFE Exchange Traded Fund 46432F842 497 9040 SH OTR 1 0 0 9040 iShares Core MSCI Emerging Markets ETF Exchange Traded Fund 46434G103 637 13505 SH OTR 5 0 0 13505 iShares Core S&P 500 Exchange Traded Fund 464287200 1511 6006 SH SOLE 0 0 6006 iShares Core S&P Mid-Cap Exchange Traded Fund 464287507 174 1047 SH OTR 1 0 0 1047 iShares Core S&P Small-Cap Exchange Traded Fund 464287804 940 13557 SH OTR 1 0 0 13557 iShares Core S&P Total US Stock Mkt ETF Exchange Traded Fund 464287150 1385 24403 SH OTR 5 0 0 24403 iShares Core US Aggregate Bond Exchange Traded Fund 464287226 64 597 SH SOLE 0 0 597 iShares Currency Hedged MSCI EAFE Exchange Traded Fund 46434V803 2 85 SH SOLE 0 0 85 iShares Currency Hedged MSCI Emerg Mkts Exchange Traded Fund 46434G509 0 18 SH OTR 1 0 0 18 iShares Edge MSCI Min Vol USA Exchange Traded Fund 46429B697 1618 30884 SH SOLE 0 0 30884 iShares Edge MSCI USA Momentum Fctr ETF Exchange Traded Fund 46432F396 431 4302 SH OTR 1 0 0 4302 iShares Edge MSCI USA Quality Factor ETF Exchange Traded Fund 46432F339 842 10975 SH OTR 1,5 0 0 10975 iShares Floating Rate Bond ETF Exchange Traded Fund 46429B655 34 681 SH OTR 5 0 0 681 iShares Global Comm Services ETF Exchange Traded Fund 464287275 6 113 SH OTR 5 0 0 113 iShares Global Healthcare Exchange Traded Fund 464287325 8 148 SH SOLE 0 0 148 iShares Global Tech ETF Exchange Traded Fund 464287291 313 2171 SH OTR 5 0 0 2171 iShares iBoxx High Yield Corporate Bd Exchange Traded Fund 464288513 22 267 SH SOLE 0 0 267 iShares iBoxx Investment Grade Corporate Bond ETF Exchange Traded Fund 464287242 811 7184 SH OTR 5 0 0 7184 iShares Intermediate Govt/Crdt Bd ETF Exchange Traded Fund 464288612 112 1038 SH OTR 5 0 0 1038 iShares JPMorgan USD Emerg Markets Bond Exchange Traded Fund 464288281 468 4500 SH OTR 5 0 0 4500 iShares MBS Exchange Traded Fund 464288588 57 541 SH OTR 5 0 0 541 iShares MSCI EAFE Exchange Traded Fund 464287465 166 2829 SH OTR 5 0 0 2829 iShares MSCI Emerging Markets Exchange Traded Fund 464287234 23 600 SH OTR 5 0 0 600 iShares Nasdaq Biotechnology Exchange Traded Fund 464287556 11 119 SH OTR 5 0 0 119 iShares Russell 1000 Exchange Traded Fund 464287622 54 388 SH OTR 5 0 0 388 iShares Russell 2000 Exchange Traded Fund 464287655 3 26 SH SOLE 0 0 26 iShares Russell 3000 Exchange Traded Fund 464287689 16 111 SH OTR 5 0 0 111 iShares S&P 100 Exchange Traded Fund 464287101 1 11 SH SOLE 0 0 11 iShares S&P 500 Growth Exchange Traded Fund 464287309 97 641 SH SOLE 0 0 641 iShares S&P 500 Value Exchange Traded Fund 464287408 97 958 SH OTR 5 0 0 958 iShares Select Dividend Exchange Traded Fund 464287168 23 255 SH OTR 1,5 0 0 255 iShares Short Maturity Bond ETF Exchange Traded Fund 46431W507 1323 26548 SH OTR 5 0 0 26548 iShares TIPS Bond Exchange Traded Fund 464287176 2 17 SH SOLE 0 0 17 Ishares Tr Intrm Tr Crp Etf Exchange Traded Fund 464288638 626 11939 SH OTR 5 0 0 11939 iShares Transportation Average Exchange Traded Fund 464287192 7 45 SH OTR 5 0 0 45 iShares U.S. Healthcare ETF Exchange Traded Fund 464287762 1 7 SH OTR 5 0 0 7 iShares US Aerospace & Defense ETF Exchange Traded Fund 464288760 25 143 SH OTR 5 0 0 143 iShares US Preferred Stock ETF Exchange Traded Fund 464288687 44 1278 SH SOLE 0 0 1278 iShares US Treasury Bond Exchange Traded Fund 46429B267 294 11908 SH SOLE 0 0 11908 JM Smucker Co Common Stock 832696405 10 108 SH OTR 2 0 0 108 John Wiley & Sons Inc Common Stock 968223206 1 31 SH SOLE 0 0 31 Johnson & Johnson Common Stock 478160104 81 627 SH OTR 2,5 0 0 627 JPMorgan Chase & Co Common Stock 46625H100 54 556 SH SOLE 0 0 556 Kadant Inc Common Stock 48282T104 14 172 SH SOLE 0 0 172 KeyCorp Common Stock 493267108 1 87 SH OTR 2,4,5 0 0 87 Kimberly-Clark Corp Common Stock 494368103 242 2127 SH SOLE 0 0 2127 Laboratory Corp of America Holdings Common Stock 50540R409 44 352 SH OTR 2 0 0 352 Lam Research Corp Common Stock 512807108 12 88 SH OTR 5 0 0 88 Las Vegas Sands Corp Common Stock 517834107 13 256 SH SOLE 0 0 256 Leidos Holdings Inc Common Stock 525327102 135 2564 SH SOLE 0 0 2564 Lockheed Martin Corp Common Stock 539830109 4 15 SH OTR 2,5 0 0 15 Lululemon Athletica Inc Common Stock 550021109 51 421 SH OTR 2,5 0 0 421 Mastercard Inc A Common Stock 57636Q104 37 194 SH SOLE 0 0 194 Mattel Inc Common Stock 577081102 2 195 SH SOLE 0 0 195 McCormick & Co Inc Common Stock 579780107 4 30 SH SOLE 0 0 30 McCormick & Co Inc Non-Voting Common Stock 579780206 25 182 SH OTR 5 0 0 182 McDonald's Corp Common Stock 580135101 26 144 SH OTR 2,5 0 0 144 Merck & Co Inc Common Stock 58933Y105 8 100 SH SOLE 0 0 100 Meridian Bioscience Inc Common Stock 589584101 0 8 SH SOLE 0 0 8 Micron Technology Inc Common Stock 595112103 7 222 SH OTR 2,5 0 0 222 Microsoft Corp Common Stock 594918104 207 2036 SH SOLE 0 0 2036 MKS Instruments Inc Common Stock 55306N104 0 1 SH OTR 2 0 0 1 Mondelez International Inc Class A Common Stock 609207105 2 39 SH OTR 2,5 0 0 39 Morgan Stanley Common Stock 617446448 40 1010 SH OTR 4 0 0 1010 National Grid PLC ADR Common Stock 636274409 235 4903 SH SOLE 0 0 4903 Nektar Therapeutics Inc Common Stock 640268108 0 1 SH SOLE 0 0 1 Netflix Inc Common Stock 64110L106 21 80 SH SOLE 0 0 80 New Residential Invt Corp Com New Common Stock 64828T201 2 156 SH OTR 5 0 0 156 Newell Brands Inc Common Stock 651229106 3 152 SH OTR 5 0 0 152 NextEra Energy Inc Common Stock 65339F101 8 48 SH SOLE 0 0 48 Nike Inc B Common Stock 654106103 2 23 SH OTR 2,5 0 0 23 Norfolk Southern Corp Common Stock 655844108 38 255 SH SOLE 0 0 255 Novo Nordisk A/S Common Stock 670100205 3 75 SH SOLE 0 0 75 NVIDIA Corp Common Stock 67066G104 19 145 SH SOLE 0 0 145 Oaktree Capital Group LLC Common Stock 674001201 1 15 SH SOLE 0 0 15 Oasis Midstream Partners Lp Com Units Reps Common Stock 67420T206 1 42 SH OTR 2,4 0 0 42 Occidental Petroleum Corp Common Stock 674599105 240 3916 SH OTR 2,5 0 0 3916 ONEOK Inc Common Stock 682680103 24 446 SH OTR 1 0 0 446 O'Shares FTSE US Quality Dividend ETF Exchange Traded Fund 67110P407 292 9727 SH OTR 2,5 0 0 9727 Packaging Corp of America Common Stock 695156109 16 194 SH SOLE 0 0 194 PayPal Holdings Inc Common Stock 70450Y103 33 391 SH SOLE 0 0 391 Pembina Pipeline Corp Common Stock 706327103 18 605 SH OTR 4 0 0 605 PepsiCo Inc Common Stock 713448108 237 2148 SH SOLE 0 0 2148 Petroleo Brasileiro SA Common Stock 71654V408 1 100 SH OTR 4,5 0 0 100 Pfizer Inc Common Stock 717081103 58 1330 SH SOLE 0 0 1330 Philip Morris International Inc Common Stock 718172109 365 5473 SH OTR 5 0 0 5473 PIMCO 0-5 Year High Yield Corp Bd ETF Exchange Traded Fund 72201R783 21 226 SH SOLE 0 0 226 PIMCO Active Bond ETF Exchange Traded Fund 72201R775 3 33 SH SOLE 0 0 33 PIMCO Enhanced Short Maturity Active ETF Exchange Traded Fund 72201R833 0 2 SH SOLE 0 0 2 Pioneer Natural Resources Co Common Stock 723787107 1 8 SH OTR 4 0 0 8 PNC Financial Services Group Inc Common Stock 693475105 86 737 SH OTR 4,5 0 0 737 PPL Corp Common Stock 69351T106 214 7541 SH SOLE 0 0 7541 Principal Financial Group Inc Common Stock 74251V102 1 33 SH OTR 4 0 0 33 Procter & Gamble Co Common Stock 742718109 321 3492 SH OTR 4 0 0 3492 Prologis Inc Common Stock 74340W103 24 417 SH OTR 5 0 0 417 ProShares Short 7-10 Year Treasury Exchange Traded Fund 74348A608 33 1174 SH SOLE 0 0 1174 Prudential Financial Inc Common Stock 744320102 30 371 SH OTR 2,5 0 0 371 Qorvo Inc Common Stock 74736K101 0 2 SH OTR 5 0 0 2 QUALCOMM Inc Common Stock 747525103 13 222 SH SOLE 0 0 222 Qurate Retail Inc Common Stock 74915M100 0 13 SH SOLE 0 0 13 Raytheon Co Common Stock 755111507 40 261 SH OTR 1,3 0 0 261 Real Estate Select Sector SPDR Exchange Traded Fund 81369Y860 23 743 SH OTR 4 0 0 743 Realty Income Corp Common Stock 756109104 160 2535 SH OTR 5 0 0 2535 Rio Tinto PLC ADR Common Stock 767204100 5 93 SH OTR 5 0 0 93 RiverFront Strategic Income ETF Exchange Traded Fund 00162Q783 17 712 SH SOLE 0 0 712 Royal Caribbean Cruises Ltd Common Stock V7780T103 40 414 SH OTR 5 0 0 414 Royal Dutch Shell PLC Common Stock 780259107 19 325 SH OTR 2,5 0 0 325 Sabre Corp Common Stock 78573M104 33 1531 SH SOLE 0 0 1531 Salesforce.com Inc Common Stock 79466L302 11 82 SH SOLE 0 0 82 Sanofi Common Stock 80105N105 17 403 SH OTR 5 0 0 403 Science Applications International Corp Common Stock 808625107 60 935 SH SOLE 0 0 935 Seagate Technology PLC Common Stock G7945M107 3 80 SH SOLE 0 0 80 Select Sector Spdr Fund Shs Ben Consumer Discretionary Exchange Traded Fund 81369Y407 507 5122 SH OTR 3,5 0 0 5122 Select Sector Spdr Trust Shs Ben Int Energy Exchange Traded Fund 81369Y506 462 8051 SH OTR 1,5 0 0 8051 Select Sector Spdr Trust The Health Care Select Sector Spdr Fund Exchange Traded Fund 81369Y209 1 8 SH SOLE 0 0 8 Select Sector Spdr Trust The Utilities Select Sector Spdr Trust Exchange Traded Fund 81369Y886 137 2595 SH OTR 5 0 0 2595 Silicon Motion Technology Corp Common Stock 82706C108 0 3 SH SOLE 0 0 3 Simon Property Group Inc Common Stock 828806109 20 122 SH OTR 5 0 0 122 Sirius XM Holdings Inc Common Stock 82968B103 0 8 SH SOLE 0 0 8 SK Telecom Co Ltd Common Stock 78440P108 7 278 SH OTR 5 0 0 278 Snap-on Inc Common Stock 833034101 19 130 SH SOLE 0 0 130 Sony Corp Common Stock 835699307 6 117 SH OTR 5 0 0 117 Southern Co Common Stock 842587107 252 5730 SH OTR 4,5 0 0 5730 Southwest Airlines Co Common Stock 844741108 1 21 SH SOLE 0 0 21 SPDR Portfolio Short Term Corporate Bond ETF Exchange Traded Fund 78464A474 663 22001 SH OTR 3 0 0 22001 SPDR Blackstone / GSO Senior Loan ETF Exchange Traded Fund 78467V608 97 2163 SH OTR 5 0 0 2163 SPDR Blmbg Barclays Convert Secs ETF Exchange Traded Fund 78464A359 658 14070 SH OTR 3 0 0 14070 SPDR Blmbg Barclays Em Mkts Lcl Bd ETF Exchange Traded Fund 78464A391 134 5047 SH OTR 3 0 0 5047 SPDR Blmbg Barclays High Yield Bd ETF Exchange Traded Fund 78464A417 1361 40521 SH OTR 3 0 0 40521 SPDR Blmbg Barclays TIPS ETF Exchange Traded Fund 78464A656 1388 25764 SH OTR 3 0 0 25764 SPDR Blmbg BarclaysST HY Bd ETF Exchange Traded Fund 78468R408 477 18334 SH OTR 3 0 0 18334 SPDR Citi Intl Govt Infl-Prot Bd ETF Exchange Traded Fund 78464A490 226 4344 SH OTR 3 0 0 4344 SPDR DoubleLine Total Return Tact ETF Exchange Traded Fund 78467V848 1939 40940 SH OTR 3 0 0 40940 SPDR Dow Jones Industrial Average ETF Exchange Traded Fund 78467X109 88 378 SH OTR 5 0 0 378 SPDR Dow Jones International RelEst ETF Exchange Traded Fund 78463X863 774 21909 SH OTR 3 0 0 21909 SPDR Dow Jones REIT ETF Exchange Traded Fund 78464A607 682 7935 SH OTR 3,5 0 0 7935 SPDR Gold Shares Exchange Traded Fund 78463V107 24 195 SH OTR 5 0 0 195 SPDR Nuveen S&P High Yield Muni Bd ETF Exchange Traded Fund 78464A284 5 87 SH OTR 5 0 0 87 SPDR Portfolio Aggregate Bond ETF Exchange Traded Fund 78464A649 1213 43537 SH OTR 3 0 0 43537 SPDR Portfolio Developed Wld ex-US ETF Exchange Traded Fund 78463X889 2558 96729 SH OTR 3 0 0 96729 SPDR Portfolio Interm Term Corp Bd ETF Exchange Traded Fund 78464A375 2097 63472 SH OTR 3 0 0 63472 SPDR Portfolio Long Term Treasury ETF Exchange Traded Fund 78464A664 830 23687 SH OTR 3 0 0 23687 SPDR Russell 2000 ETF Exchange Traded Fund 78468R853 994 37726 SH OTR 3 0 0 37726 SPDR S&P 500 ETF Exchange Traded Fund 78462F103 4373 17497 SH OTR 3,5 0 0 17497 SPDR S&P Biotech ETF Exchange Traded Fund 78464A870 0 4 SH SOLE 0 0 4 SPDR S&P Dividend ETF Exchange Traded Fund 78464A763 174 1946 SH OTR 3 0 0 1946 SPDR S&P Emerging Markets ETF Exchange Traded Fund 78463X509 709 21907 SH OTR 1,3 0 0 21907 SPDR S&P Emerging Markets Small Cap ETF Exchange Traded Fund 78463X756 144 3510 SH OTR 3 0 0 3510 SPDR S&P Homebuilders ETF Exchange Traded Fund 78464A888 31 967 SH OTR 5 0 0 967 SPDR S&P International Small Cap ETF Exchange Traded Fund 78463X871 440 15766 SH OTR 3 0 0 15766 SPDR S&P MidCap 400 ETF Exchange Traded Fund 78467Y107 1615 5336 SH OTR 1,5 0 0 5336 SPDR S&P Regional Banking ETF Exchange Traded Fund 78464A698 12 265 SH OTR 5 0 0 265 SPDR S&P Retail ETF Exchange Traded Fund 78464A714 11 270 SH OTR 5 0 0 270 SPDR Wells Fargo Preferred Stock ETF Exchange Traded Fund 78464A292 296 7494 SH OTR 3 0 0 7494 Square Inc Common Stock 852234103 1 12 SH SOLE 0 0 12 Starwood Property Trust Inc Common Stock 85571B105 33 1676 SH OTR 2,5 0 0 1676 Steel Dynamics Inc Common Stock 858119100 19 616 SH OTR 2,5 0 0 616 STORE Capital Corp Common Stock 862121100 0 17 SH SOLE 0 0 17 Stryker Corp Common Stock 863667101 47 302 SH OTR 2,5 0 0 302 Sturm Ruger & Co Inc Common Stock 864159108 3 48 SH SOLE 0 0 48 SunTrust Banks Inc Common Stock 867914103 380 7534 SH SOLE 0 0 7534 Sysco Corp Common Stock 871829107 34 540 SH OTR 2,5 0 0 540 Tapestry Inc Common Stock 876030107 20 600 SH SOLE 0 0 600 TE Connectivity Ltd Common Stock H84989104 1 15 SH SOLE 0 0 15 Technology Select Sector SPDR ETF Exchange Traded Fund 81369Y803 551 8895 SH OTR 3,5 0 0 8895 Teck Resources Ltd Common Stock 878742204 1 50 SH SOLE 0 0 50 Tesla Motors Inc Common Stock 88160R101 13 40 SH SOLE 0 0 40 Teva Pharmaceutical Industries Ltd ADR Common Stock 881624209 1 77 SH SOLE 0 0 77 Texas Instruments Inc Common Stock 882508104 109 1155 SH OTR 5 0 0 1155 Texas Pacific Land Trust Common Stock 882610108 4 8 SH SOLE 0 0 8 The Estee Lauder Companies Inc Class A Common Stock 518439104 12 90 SH SOLE 0 0 90 The Home Depot Inc Common Stock 437076102 68 397 SH OTR 2,5 0 0 397 The Kraft Heinz Co Common Stock 500754106 82 1901 SH OTR 4 0 0 1901 The Travelers Companies Inc Common Stock 89417E109 0 1 SH SOLE 0 0 1 The Western Union Co Common Stock 959802109 0 7 SH SOLE 0 0 7 TherapeuticsMD Inc Common Stock 88338N107 1 300 SH SOLE 0 0 300 Thermo Fisher Scientific Inc Common Stock 883556102 18 80 SH SOLE 0 0 80 Tilray Inc Common Stock 88688T100 1 9 SH SOLE 0 0 9 T-Mobile US Inc Common Stock 872590104 36 562 SH OTR 2,5 0 0 562 Torchmark Corp Common Stock 891027104 9 118 SH SOLE 0 0 118 Toronto Dominion Bk Ont Com New Common Stock 891160509 209 4211 SH SOLE 0 0 4211 Total Sa Common Stock 89151E109 167 3204 SH OTR 4,5 0 0 3204 Tractor Supply Co Common Stock 892356106 2 18 SH OTR 2 0 0 18 TransDigm Group Inc Common Stock 893641100 5 13 SH SOLE 0 0 13 Transocean Ltd Common Stock H8817H100 1 100 SH SOLE 0 0 100 Twitter Inc Common Stock 90184L102 10 361 SH SOLE 0 0 361 Two Harbors Investment Corp Common Stock 90187B408 2 158 SH SOLE 0 0 158 Tyson Foods Inc Class A Common Stock 902494103 25 477 SH OTR 2,5 0 0 477 Under Armour Inc A Common Stock 904311107 28 1579 SH SOLE 0 0 1579 Under Armour Inc C Common Stock 904311206 32 1954 SH SOLE 0 0 1954 United Bankshares Inc Common Stock 909907107 2 59 SH SOLE 0 0 59 United Parcel Service Inc Class B Common Stock 911312106 233 2392 SH OTR 4 0 0 2392 United States Oil Exchange Traded Fund 91232N108 6 640 SH SOLE 0 0 640 UnitedHealth Group Inc Common Stock 91324P102 79 319 SH OTR 2,5 0 0 319 Universal Display Corp Common Stock 91347P105 5 50 SH SOLE 0 0 50 Vale SA Common Stock 91912E105 1 100 SH SOLE 0 0 100 Valero Energy Corp Common Stock 91913Y100 47 623 SH SOLE 0 0 623 VanEck Vectors Fallen Angel HiYld Bd ETF Exchange Traded Fund 92189F437 11 415 SH OTR 5 0 0 415 VanEck Vectors High-Yield Municipal ETF Exchange Traded Fund 92189H409 0 5 SH SOLE 0 0 5 VanEck Vectors Pref Secs ex Fincls ETF Exchange Traded Fund 92189F429 4 247 SH OTR 5 0 0 247 VanEck Vectors Semiconductor ETF Exchange Traded Fund 92189F676 1 16 SH OTR 5 0 0 16 Vanguard 500 ETF Exchange Traded Fund 922908363 541 2354 SH OTR 1 0 0 2354 Vanguard Dividend Appreciation ETF Exchange Traded Fund 921908844 0 3 SH SOLE 0 0 3 Vanguard FTSE Developed Markets ETF Exchange Traded Fund 921943858 9246 249225 SH SOLE 0 0 249225 Vanguard FTSE Emerging Markets ETF Exchange Traded Fund 922042858 2553 67018 SH SOLE 0 0 67018 Vanguard FTSE Pacific ETF Exchange Traded Fund 922042866 271 4472 SH OTR 3 0 0 4472 Vanguard Growth ETF Exchange Traded Fund 922908736 7816 58183 SH SOLE 0 0 58183 Vanguard High Dividend Yield ETF Exchange Traded Fund 921946406 152 1949 SH OTR 5 0 0 1949 Vanguard Intermediate-Term Bond ETF Exchange Traded Fund 921937819 4468 54964 SH SOLE 0 0 54964 Vanguard Long-Term Bond ETF Exchange Traded Fund 921937793 3677 42023 SH SOLE 0 0 42023 Vanguard Mid-Cap ETF Exchange Traded Fund 922908629 55 400 SH OTR 5 0 0 400 Vanguard Mortgage-Backed Secs ETF Exchange Traded Fund 92206C771 4621 89736 SH SOLE 0 0 89736 Vanguard REIT ETF Exchange Traded Fund 922908553 0 1 SH SOLE 0 0 1 Vanguard Short-Term Bond ETF Exchange Traded Fund 921937827 8477 107893 SH SOLE 0 0 107893 Vanguard Small-Cap ETF Exchange Traded Fund 922908751 2443 18509 SH SOLE 0 0 18509 Vanguard Total Bond Market ETF Exchange Traded Fund 921937835 70 880 SH SOLE 0 0 880 Vanguard Total International Bond ETF Exchange Traded Fund 92203J407 9187 169344 SH SOLE 0 0 169344 Vanguard Total International Stock ETF Exchange Traded Fund 921909768 67 1424 SH SOLE 0 0 1424 Vanguard Total Stock Market ETF Exchange Traded Fund 922908769 127 993 SH SOLE 0 0 993 Vanguard Value ETF Exchange Traded Fund 922908744 8721 89032 SH SOLE 0 0 89032 Ventas Inc Common Stock 92276F100 233 3974 SH OTR 4 0 0 3974 Verizon Communications Inc Common Stock 92343V104 535 9510 SH OTR 4,5 0 0 9510 Virtus Cumberland Municipal Bond ETF Exchange Traded Fund 26923G871 18 721 SH OTR 5 0 0 721 Virtus Newfleet Dynamic Credit ETF Exchange Traded Fund 92790A207 110 4773 SH OTR 5 0 0 4773 Virtus Newfleet Multi-Sect Bd ETF Exchange Traded Fund 26923G707 157 6698 SH OTR 5 0 0 6698 Visa Inc Class A Common Stock 92826C839 41 310 SH OTR 2,5 0 0 310 Vista Outdoor Inc Common Stock 928377100 1 100 SH SOLE 0 0 100 VMware Inc Common Stock 928563402 2 13 SH OTR 2 0 0 13 Vodafone Group PLC ADR Common Stock 92857W308 320 16599 SH OTR 4,5 0 0 16599 W.P. Carey Inc Common Stock 92936U109 49 743 SH SOLE 0 0 743 Walgreen Boots Alliance Inc Com Common Stock 931427108 1 18 SH OTR 0 0 18 Wal-Mart Stores Inc Common Stock 931142103 46 489 SH OTR 2,5 0 0 489 Walt Disney Co Common Stock 254687106 26 234 SH OTR 5 0 0 234 Waste Management Inc Common Stock 94106L109 43 482 SH OTR 2,5 0 0 482 Weatherford International PLC Common Stock G48833100 0 18 SH SOLE 0 0 18 Weight Watchers International Inc Common Stock 948626106 2 43 SH SOLE 0 0 43 WellCare Health Plans Inc Common Stock 94946T106 29 124 SH OTR 2 0 0 124 Wells Fargo & Co Common Stock 949746101 6 141 SH SOLE 0 0 141 Welltower Inc Com Common Stock 95040Q104 234 3368 SH OTR 4,5 0 0 3368 Western Digital Corp Common Stock 958102105 0 1 SH OTR 5 0 0 1 Whirlpool Corp Common Stock 963320106 2 20 SH SOLE 0 0 20 Wisdomtree Europe Hedged Equity ETF Exchange Traded Fund 97717X701 321 5686 SH OTR 1,5 0 0 5686 WisdomTree Managed Futures Strategy ETF Exchange Traded Fund 97717W125 30 781 SH OTR 5 0 0 781 Wyndham Destinations Inc Common Stock 98310W108 5 128 SH SOLE 0 0 128 Wyndham Hotels & Resorts Inc Common Stock 98311A105 6 128 SH SOLE 0 0 128 Wynn Resorts Ltd Common Stock 983134107 3 25 SH SOLE 0 0 25 Zebra Technologies Corp Common Stock 989207105 33 208 SH OTR 2,5 0 0 208 Zimmer Biomet Holdings Inc Common Stock 98956P102 1 5 SH SOLE 0 0 5 Zoetis Inc Common Stock 98978V103 2 22 SH OTR 2 0 0 22