0001398344-21-020528.txt : 20211028 0001398344-21-020528.hdr.sgml : 20211028 20211028103450 ACCESSION NUMBER: 0001398344-21-020528 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211028 DATE AS OF CHANGE: 20211028 EFFECTIVENESS DATE: 20211028 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Lehman & Derafelo Financial Resources LLC CENTRAL INDEX KEY: 0001767952 IRS NUMBER: 823951929 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19273 FILM NUMBER: 211355808 BUSINESS ADDRESS: STREET 1: 1215 W. BALTIMORE PIKE STREET 2: SUITE 8 CITY: MEDIA STATE: PA ZIP: 19063 BUSINESS PHONE: 610-565-2343 MAIL ADDRESS: STREET 1: 1215 W. BALTIMORE PIKE STREET 2: SUITE 8 CITY: MEDIA STATE: PA ZIP: 19063 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001767952 XXXXXXXX 09-30-2021 09-30-2021 false Lehman & Derafelo Financial Resources LLC

1215 W. BALTIMORE PIKE SUITE 8 MEDIA PA 19063

13F HOLDINGS REPORT 028-19273 N Richard Derafelo 610-565-2343 /s/ Richard Derafelo Media PA 10-27-2021 0 197 307708 INFORMATION TABLE 2 fp0069384_13fhr-table.xml 13F INFORMATION TABLE ABBVIE INC COM 00287Y109 215 1991 SH SOLE 1991 0 0 ALPHABET INC CAP STK CL C 02079K107 816 306 SH SOLE 306 0 0 ALPHABET INC CAP STK CL A 02079K305 636 238 SH SOLE 238 0 0 AMAZON COM INC COM 023135106 19763 6016 SH SOLE 6016 0 0 AMERICAN ELEC PWR CO INC COM 025537101 348 4290 SH SOLE 4290 0 0 ANTHEM INC COM 036752103 220 590 SH SOLE 590 0 0 APPLE INC COM 037833100 6070 42901 SH SOLE 42901 0 0 AT&T INC COM 00206R102 643 23815 SH SOLE 23815 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 15941 58403 SH SOLE 58403 0 0 BK OF AMERICA CORP COM 060505104 11044 260168 SH SOLE 260168 0 0 BLACKROCK CR ALLOCATION INCO COM 092508100 2967 195840 SH SOLE 195840 0 0 BLACKROCK MUN TARGET TERM TR COM SHS BEN IN 09257P105 1914 75000 SH SOLE 75000 0 0 BOEING CO COM 097023105 480 2182 SH SOLE 2182 0 0 BP PLC SPONSORED ADR 055622104 3173 116105 SH SOLE 116105 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 201 3393 SH SOLE 3393 0 0 CATERPILLAR INC COM 149123101 350 1825 SH SOLE 1825 0 0 CHEVRON CORP NEW COM 166764100 483 4761 SH SOLE 4761 0 0 CHIPOTLE MEXICAN GRILL INC COM 169656105 213 117 SH SOLE 117 0 0 CITIGROUP INC COM NEW 172967424 398 5677 SH SOLE 5677 0 0 COCA COLA CO COM 191216100 206 3917 SH SOLE 3917 0 0 CONSOLIDATED EDISON INC COM 209115104 216 2974 SH SOLE 2974 0 0 COSTCO WHSL CORP NEW COM 22160K105 529 1177 SH SOLE 1177 0 0 CVS HEALTH CORP COM 126650100 9612 113268 SH SOLE 113268 0 0 DISNEY WALT CO COM 254687106 838 4953 SH SOLE 4953 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 1140 11679 SH SOLE 11679 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 2451 113273 SH SOLE 113273 0 0 ESSENTIAL UTILS INC COM 29670G102 358 7774 SH SOLE 7774 0 0 EXXON MOBIL CORP COM 30231G102 1161 19737 SH SOLE 19737 0 0 FACEBOOK INC CL A 30303M102 636 1875 SH SOLE 1875 0 0 FIDELITY COVINGTON TRUST MSCI INFO TECH I 316092808 463 3902 SH SOLE 3902 0 0 FIDELITY COVINGTON TRUST DIVID ETF RISI 316092832 8427 203657 SH SOLE 203657 0 0 FORD MTR CO DEL COM 345370860 801 56547 SH SOLE 56547 0 0 GENERAL ELECTRIC CO COM NEW 369604301 467 4535 SH SOLE 4535 0 0 GENERAL MTRS CO COM 37045V100 2296 43563 SH SOLE 43563 0 0 GILEAD SCIENCES INC COM 375558103 1717 24580 SH SOLE 24580 0 0 GOLUB CAP BDC INC COM 38173M102 5818 367986 SH SOLE 367986 0 0 HOME DEPOT INC COM 437076102 1220 3718 SH SOLE 3718 0 0 INTEL CORP COM 458140100 280 5260 SH SOLE 5260 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 240 1731 SH SOLE 1731 0 0 INVESCO EXCHANGE TRADED FD T BUYBACK ACHIEV 46137V308 541 6000 SH SOLE 6000 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 22 146 SH SOLE 146 0 0 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1500 46137V597 6 35 SH SOLE 35 0 0 INVESCO EXCHANGE TRADED FD T FINL PFD ETF 46137V621 43 2291 SH SOLE 2291 0 0 INVESCO EXCHANGE TRADED FD T DYNMC BIOTECH 46137V787 22 300 SH SOLE 300 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 1638 4577 SH SOLE 4577 0 0 ISHARES GOLD TR ISHARES NEW 464285204 219 6550 SH SOLE 6550 0 0 ISHARES SILVER TR ISHARES 46428Q109 1471 71670 SH SOLE 71670 0 0 ISHARES TR CORE S&P TTL STK 464287150 21 213 SH SOLE 213 0 0 ISHARES TR CORE S&P500 ETF 464287200 2254 5231 SH SOLE 5231 0 0 ISHARES TR CORE US AGGBD ET 464287226 84 732 SH SOLE 732 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 187 3717 SH SOLE 3717 0 0 ISHARES TR IBOXX INV CP ETF 464287242 3 24 SH SOLE 24 0 0 ISHARES TR GLOBAL TECH ETF 464287291 4 73 SH SOLE 73 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 77 1044 SH SOLE 1044 0 0 ISHARES TR S&P 500 VAL ETF 464287408 26 182 SH SOLE 182 0 0 ISHARES TR 20 YR TR BD ETF 464287432 87 600 SH SOLE 600 0 0 ISHARES TR 1 3 YR TREAS BD 464287457 245 2840 SH SOLE 2840 0 0 ISHARES TR MSCI EAFE ETF 464287465 201 2582 SH SOLE 2582 0 0 ISHARES TR RUS MDCP VAL ETF 464287473 5 48 SH SOLE 48 0 0 ISHARES TR RUS MID CAP ETF 464287499 20 250 SH SOLE 250 0 0 ISHARES TR CORE S&P MCP ETF 464287507 10 38 SH SOLE 38 0 0 ISHARES TR ISHARES SEMICDTR 464287523 51 114 SH SOLE 114 0 0 ISHARES TR ISHARES BIOTECH 464287556 1321 8170 SH SOLE 8170 0 0 ISHARES TR COHEN STEER REIT 464287564 52 800 SH SOLE 800 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 11 69 SH SOLE 69 0 0 ISHARES TR S&P MC 400GR ETF 464287606 4 56 SH SOLE 56 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 23 85 SH SOLE 85 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 31 195 SH SOLE 195 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 74 251 SH SOLE 251 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 30 139 SH SOLE 139 0 0 ISHARES TR CORE S&P US VLU 464287663 11 150 SH SOLE 150 0 0 ISHARES TR S&P MC 400VL ETF 464287705 1 6 SH SOLE 6 0 0 ISHARES TR U.S. TECH ETF 464287721 6 60 SH SOLE 60 0 0 ISHARES TR US INDUSTRIALS 464287754 13 120 SH SOLE 120 0 0 ISHARES TR U.S. FIN SVC ETF 464287770 137 727 SH SOLE 727 0 0 ISHARES TR CORE S&P SCP ETF 464287804 1910 17493 SH SOLE 17493 0 0 ISHARES TR SP SMCP600VL ETF 464287879 4 40 SH SOLE 40 0 0 ISHARES TR S&P SML 600 GWT 464287887 3 24 SH SOLE 24 0 0 ISHARES TR 3YRTB ETF 464288125 4 54 SH SOLE 54 0 0 ISHARES TR MSCI ACWI EX US 464288240 122 2200 SH SOLE 2200 0 0 ISHARES TR MSCI ACWI ETF 464288257 76 764 SH SOLE 764 0 0 ISHARES TR JPMORGAN USD EMG 464288281 16 149 SH SOLE 149 0 0 ISHARES TR IBOXX HI YD ETF 464288513 7 85 SH SOLE 85 0 0 ISHARES TR INTRM GOV CR ETF 464288612 7 62 SH SOLE 62 0 0 ISHARES TR ISHS 1-5YR INVS 464288646 10 188 SH SOLE 188 0 0 ISHARES TR 3 7 YR TREAS BD 464288661 53 410 SH SOLE 410 0 0 ISHARES TR PFD AND INCM SEC 464288687 31 800 SH SOLE 800 0 0 ISHARES TR US AER DEF ETF 464288760 62 590 SH SOLE 590 0 0 ISHARES TR U.S. MED DVC ETF 464288810 7109 113235 SH SOLE 113235 0 0 ISHARES TR EAFE VALUE ETF 464288877 10 200 SH SOLE 200 0 0 ISHARES TR EAFE GRWTH ETF 464288885 10 92 SH SOLE 92 0 0 ISHARES TR CMBS ETF 46429B366 16 300 SH SOLE 300 0 0 ISHARES TR FLTG RATE NT ETF 46429B655 211 4147 SH SOLE 4147 0 0 ISHARES TR CORE HIGH DV ETF 46429B663 1523 16155 SH SOLE 16155 0 0 ISHARES TR MSCI EAFE MIN VL 46429B689 104 1375 SH SOLE 1375 0 0 ISHARES TR MSCI USA MIN VOL 46429B697 2 34 SH SOLE 34 0 0 ISHARES TR MSCI USA QLT FCT 46432F339 46 346 SH SOLE 346 0 0 ISHARES TR MSCI USA VALUE 46432F388 11 108 SH SOLE 108 0 0 ISHARES TR CORE MSCI TOTAL 46432F834 2043 28779 SH SOLE 28779 0 0 ISHARES TR CORE MSCI EAFE 46432F842 9 118 SH SOLE 118 0 0 ISHARES TR MSCI INTL MULTFT 46434V274 232 8000 SH SOLE 8000 0 0 ISHARES TR MSCI USA MULTIFT 46434V282 253 6000 SH SOLE 6000 0 0 J P MORGAN EXCHANGE-TRADED F BETABULDRS JAPAN 46641Q217 7 116 SH SOLE 116 0 0 J P MORGAN EXCHANGE-TRADED F BETABUILDERS CDA 46641Q225 7 110 SH SOLE 110 0 0 J P MORGAN EXCHANGE-TRADED F BETABUILDERS DEV 46641Q233 2 35 SH SOLE 35 0 0 J P MORGAN EXCHANGE-TRADED F EQUITY PREMIUM 46641Q332 103 1734 SH SOLE 1734 0 0 J P MORGAN EXCHANGE-TRADED F ULTRA SHT MUNCPL 46641Q654 6635 129900 SH SOLE 129900 0 0 JOHNSON & JOHNSON COM 478160104 2388 14785 SH SOLE 14785 0 0 JPMORGAN CHASE & CO COM 46625H100 420 2564 SH SOLE 2564 0 0 KINDER MORGAN INC DEL COM 49456B101 319 19084 SH SOLE 19084 0 0 L3HARRIS TECHNOLOGIES INC COM 502431109 3128 14203 SH SOLE 14203 0 0 LOCKHEED MARTIN CORP COM 539830109 224 649 SH SOLE 649 0 0 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 6370 139755 SH SOLE 139755 0 0 MCDONALDS CORP COM 580135101 359 1490 SH SOLE 1490 0 0 MERCK & CO INC COM 58933Y105 3339 44461 SH SOLE 44461 0 0 MICROSOFT CORP COM 594918104 3137 11126 SH SOLE 11126 0 0 NEWMONT CORP COM 651639106 1184 21802 SH SOLE 21802 0 0 NEXTERA ENERGY INC COM 65339F101 83522 1063708 SH SOLE 1063708 0 0 NEXTERA ENERGY PARTNERS LP COM UNIT PART IN 65341B106 27021 358565 SH SOLE 358565 0 0 NORFOLK SOUTHN CORP COM 655844108 223 933 SH SOLE 933 0 0 NORTHROP GRUMMAN CORP COM 666807102 229 637 SH SOLE 637 0 0 ORACLE CORP COM 68389X105 311 3565 SH SOLE 3565 0 0 PAYPAL HLDGS INC COM 70450Y103 296 1137 SH SOLE 1137 0 0 PENSKE AUTOMOTIVE GRP INC COM 70959W103 252 2500 SH SOLE 2500 0 0 PEPSICO INC COM 713448108 347 2308 SH SOLE 2308 0 0 PFIZER INC COM 717081103 9293 216068 SH SOLE 216068 0 0 PIMCO DYNAMIC CR INCOME FD COM SHS 72202D106 1723 81557 SH SOLE 81557 0 0 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 138 13595 SH SOLE 13595 0 0 PNC FINL SVCS GROUP INC COM 693475105 203 1038 SH SOLE 1038 0 0 PROCTER AND GAMBLE CO COM 742718109 1303 9320 SH SOLE 9320 0 0 RAYTHEON TECHNOLOGIES CORP COM 75513E101 264 3076 SH SOLE 3076 0 0 REALTY INCOME CORP COM 756109104 654 10084 SH SOLE 10084 0 0 ROKU INC COM CL A 77543R102 313 1000 SH SOLE 1000 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 10 98 SH SOLE 98 0 0 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 5 80 SH SOLE 80 0 0 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 19 248 SH SOLE 248 0 0 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 1588 21384 SH SOLE 21384 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 2 62 SH SOLE 62 0 0 SCHWAB STRATEGIC TR US REIT ETF 808524847 8 178 SH SOLE 178 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 237 1865 SH SOLE 1865 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 98 1418 SH SOLE 1418 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 1142 21915 SH SOLE 21915 0 0 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 30 800 SH SOLE 800 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 17 176 SH SOLE 176 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 36 244 SH SOLE 244 0 0 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 3252 40592 SH SOLE 40592 0 0 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 0 3 SH SOLE 3 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 89 1390 SH SOLE 1390 0 0 SIRIUS XM HOLDINGS INC COM 82968B103 92 15160 SH SOLE 15160 0 0 SOUTHERN CO COM 842587107 235 3793 SH SOLE 3793 0 0 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 639 1890 SH SOLE 1890 0 0 SPDR GOLD TR GOLD SHS 78463V107 1148 6992 SH SOLE 6992 0 0 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 291 6848 SH SOLE 6848 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 2603 6065 SH SOLE 6065 0 0 SPDR SER TR S&P 600 SMCP VAL 78464A300 11 136 SH SOLE 136 0 0 SPDR SER TR PORTFOLIO INTRMD 78464A375 48 1322 SH SOLE 1322 0 0 SPDR SER TR AEROSPACE DEF 78464A631 2 13 SH SOLE 13 0 0 SPDR SER TR S&P DIVID ETF 78464A763 18 150 SH SOLE 150 0 0 SPDR SER TR S&P INS ETF 78464A789 34 900 SH SOLE 900 0 0 SPDR SER TR S&P BK ETF 78464A797 81 1534 SH SOLE 1534 0 0 SPDR SER TR S&P 600 SML CAP 78464A813 2133 22519 SH SOLE 22519 0 0 SPDR SER TR S&P BIOTECH 78464A870 92 730 SH SOLE 730 0 0 SPDR SER TR S&P HOMEBUILD 78464A888 19 268 SH SOLE 268 0 0 STARBUCKS CORP COM 855244109 229 2077 SH SOLE 2077 0 0 TESLA INC COM 88160R101 527 680 SH SOLE 680 0 0 TIDAL ETF TR LEATHERBACK LNG 886364850 2789 118860 SH SOLE 118860 0 0 UNION PAC CORP COM 907818108 317 1616 SH SOLE 1616 0 0 VANECK ETF TRUST GOLD MINERS ETF 92189F106 1398 47453 SH SOLE 47453 0 0 VANECK ETF TRUST VIDEO GMNG ESPRT 92189F114 72 1100 SH SOLE 1100 0 0 VANECK ETF TRUST PREFERRED SECURT 92189F429 53 2500 SH SOLE 2500 0 0 VANECK ETF TRUST INTERNATIONAL HI 92189F445 17 670 SH SOLE 670 0 0 VANECK ETF TRUST SEMICONDUCTR ETF 92189F676 12 47 SH SOLE 47 0 0 VANECK ETF TRUST JUNIOR GOLD MINE 92189F791 10 250 SH SOLE 250 0 0 VANECK MERK GOLD TR GOLD TRUST 921078101 256 15000 SH SOLE 15000 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 142 360 SH SOLE 360 0 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 9 47 SH SOLE 47 0 0 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 23 127 SH SOLE 127 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 110 379 SH SOLE 379 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 34 249 SH SOLE 249 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 22 101 SH SOLE 101 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 346 1559 SH SOLE 1559 0 0 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 1253 12300 SH SOLE 12300 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 55 1100 SH SOLE 1100 0 0 VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 922042866 33 405 SH SOLE 405 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 25 379 SH SOLE 379 0 0 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 230 2222 SH SOLE 2222 0 0 VANGUARD WHITEHALL FDS INTL DVD ETF 921946810 140 1600 SH SOLE 1600 0 0 VANGUARD WORLD FDS CONSUM DIS ETF 92204A108 61 197 SH SOLE 197 0 0 VANGUARD WORLD FDS ENERGY ETF 92204A306 437 5911 SH SOLE 5911 0 0 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 45 183 SH SOLE 183 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 292 727 SH SOLE 727 0 0 VANGUARD WORLD FDS COMM SRVC ETF 92204A884 23 160 SH SOLE 160 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 590 10918 SH SOLE 10918 0 0 VIATRIS INC COM 92556V106 534 39439 SH SOLE 39439 0 0 VISA INC COM CL A 92826C839 1427 6405 SH SOLE 6405 0 0 WALMART INC COM 931142103 460 3297 SH SOLE 3297 0 0 WASHINGTON TR BANCORP INC COM 940610108 458 8647 SH SOLE 8647 0 0