Chief Compliance Officer

0001398344-20-021632.txt : 20201106 0001398344-20-021632.hdr.sgml : 20201106 20201106160457 ACCESSION NUMBER: 0001398344-20-021632 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201106 DATE AS OF CHANGE: 20201106 EFFECTIVENESS DATE: 20201106 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Lehman & Derafelo Financial Resources LLC CENTRAL INDEX KEY: 0001767952 IRS NUMBER: 823951929 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19273 FILM NUMBER: 201294392 BUSINESS ADDRESS: STREET 1: 1215 W. BALTIMORE PIKE STREET 2: SUITE 8 CITY: MEDIA STATE: PA ZIP: 19063 BUSINESS PHONE: 610-565-2343 MAIL ADDRESS: STREET 1: 1215 W. BALTIMORE PIKE STREET 2: SUITE 8 CITY: MEDIA STATE: PA ZIP: 19063 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001767952 XXXXXXXX 09-30-2020 09-30-2020 false Lehman & Derafelo Financial Resources LLC

1215 W. BALTIMORE PIKE SUITE 8 MEDIA PA 19063

13F HOLDINGS REPORT 028-19273 N Richard Derafelo Chief Compliance Officer 610-565-2343 /s/ Richard Derafelo Media PA 11-06-2020 0 270 314281 INFORMATION TABLE 2 fp0058403_13fhr-table.xml 13F INFORMATION TABLE ABBOTT LABS COM 002824100 229 2106 SH SOLE 2106 0 0 ABBVIE INC COM 00287Y109 223 2541 SH SOLE 2541 0 0 ABBVIE INC COM 00287Y109 876 10000 SH Put SOLE 10000 0 0 ADVANCED MICRO DEVICES INC COM 007903107 592 7225 SH SOLE 7225 0 0 ADVANCED MICRO DEVICES INC COM 007903107 820 10000 SH Call SOLE 10000 0 0 ADVANCED MICRO DEVICES INC COM 007903107 1640 20000 SH Put SOLE 20000 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 212 721 SH SOLE 721 0 0 ALPHABET INC CAP STK CL C 02079K107 351 239 SH SOLE 239 0 0 ALPHABET INC CAP STK CL A 02079K305 344 235 SH SOLE 235 0 0 AMAZON COM INC COM 023135106 19944 6334 SH SOLE 6334 0 0 AMERICAN ELEC PWR CO INC COM 025537101 382 4677 SH SOLE 4677 0 0 APPLE INC COM 037833100 4845 41832 SH SOLE 41832 0 0 APPLE INC COM 037833100 2316 20000 SH Put SOLE 20000 0 0 AT&T INC COM 00206R102 933 32725 SH SOLE 32725 0 0 BAUSCH HEALTH COS INC COM 071734107 61 3950 SH SOLE 3950 0 0 BAUSCH HEALTH COS INC COM 071734107 155 10000 SH Put SOLE 10000 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 13308 62495 SH SOLE 62495 0 0 BIONANO GENOMICS INC COM 09075F107 23 35500 SH SOLE 35500 0 0 BK OF AMERICA CORP COM 060505104 6854 284499 SH SOLE 284499 0 0 BLACKROCK CR ALLOCATION INCO COM 092508100 2942 206908 SH SOLE 206908 0 0 BLACKROCK MUN 2020 TERM TR COM SHS 09249X109 1322 87956 SH SOLE 87956 0 0 BLACKROCK MUN TARGET TERM TR COM SHS BEN IN 09257P105 2199 88000 SH SOLE 88000 0 0 BOEING CO COM 097023105 394 2383 SH SOLE 2383 0 0 BOEING CO COM 097023105 1653 10000 SH Put SOLE 10000 0 0 BP PLC SPONSORED ADR 055622104 2197 125807 SH SOLE 125807 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 450 7470 SH SOLE 7470 0 0 BRISTOL-MYERS SQUIBB CO RIGHT 99/99/9999 110122157 3 1507 SH SOLE 1507 0 0 CANOPY GROWTH CORP COM 138035100 21 1483 SH SOLE 1483 0 0 CANOPY GROWTH CORP COM 138035100 573 40000 SH Put SOLE 40000 0 0 CAPRI HOLDINGS LIMITED SHS G1890L107 180 10000 SH Put SOLE 10000 0 0 CATERPILLAR INC DEL COM 149123101 332 2225 SH SOLE 2225 0 0 CHEVRON CORP NEW COM 166764100 2853 39619 SH SOLE 39619 0 0 CISCO SYS INC COM 17275R102 5129 130200 SH SOLE 130200 0 0 CITIGROUP INC COM NEW 172967424 237 5491 SH SOLE 5491 0 0 CLOUDERA INC COM 18914U100 109 10000 SH Put SOLE 10000 0 0 CLOVIS ONCOLOGY INC COM 189464100 23 4000 SH SOLE 4000 0 0 CLOVIS ONCOLOGY INC COM 189464100 117 20000 SH Put SOLE 20000 0 0 COCA COLA CO COM 191216100 247 5008 SH SOLE 5008 0 0 COMCAST CORP NEW CL A 20030N101 200 4322 SH SOLE 4322 0 0 CONSOLIDATED EDISON INC COM 209115104 252 3241 SH SOLE 3241 0 0 COSTCO WHSL CORP NEW COM 22160K105 442 1246 SH SOLE 1246 0 0 CVS HEALTH CORP COM 126650100 6895 118057 SH SOLE 118057 0 0 DIGITAL RLTY TR INC COM 253868103 212 1444 SH SOLE 1444 0 0 DISNEY WALT CO COM DISNEY 254687106 681 5488 SH SOLE 5488 0 0 DRAFTKINGS INC COM CL A 26142R104 60 1025 SH SOLE 1025 0 0 DRAFTKINGS INC COM CL A 26142R104 588 10000 SH Put SOLE 10000 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 1187 13399 SH SOLE 13399 0 0 EDITAS MEDICINE INC COM 28106W103 88 3150 SH SOLE 3150 0 0 EDITAS MEDICINE INC COM 28106W103 561 20000 SH Put SOLE 20000 0 0 ENERGY TRANSFER LP COM UT LTD PTN 29273V100 60 11078 SH SOLE 11078 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 852 53940 SH SOLE 53940 0 0 ESPERION THERAPEUTICS INC NE COM 29664W105 52 1400 SH SOLE 1400 0 0 ESPERION THERAPEUTICS INC NE COM 29664W105 743 20000 SH Put SOLE 20000 0 0 ESSENTIAL UTILS INC COM 29670G102 350 8699 SH SOLE 8699 0 0 EXELON CORP COM 30161N101 618 17281 SH SOLE 17281 0 0 EXXON MOBIL CORP COM 30231G102 1132 32964 SH SOLE 32964 0 0 FACEBOOK INC CL A 30303M102 755 2884 SH SOLE 2884 0 0 FIDELITY COVINGTON TRUST MSCI ENERGY IDX 316092402 7 900 SH SOLE 900 0 0 FIDELITY COVINGTON TRUST MSCI INFO TECH I 316092808 240 2608 SH SOLE 2608 0 0 FIDELITY COVINGTON TRUST MOMENTUM FACTR 316092816 8 200 SH SOLE 200 0 0 FIDELITY COVINGTON TRUST DIVID ETF RISI 316092832 4301 132536 SH SOLE 132536 0 0 FORD MTR CO DEL COM 345370860 448 67236 SH SOLE 67236 0 0 GENERAL ELECTRIC CO COM 369604103 1897 304535 SH SOLE 304535 0 0 GENERAL MLS INC COM 370334104 229 3716 SH SOLE 3716 0 0 GENERAL MTRS CO COM 37045V100 1381 46663 SH SOLE 46663 0 0 GILEAD SCIENCES INC COM 375558103 1497 23690 SH SOLE 23690 0 0 GOLUB CAP BDC INC COM 38173M102 3270 246945 SH SOLE 246945 0 0 HOME DEPOT INC COM 437076102 1013 3649 SH SOLE 3649 0 0 HOMOLOGY MEDICINES INC COM 438083107 107 10000 SH Put SOLE 10000 0 0 INTEL CORP COM 458140100 417 8044 SH SOLE 8044 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 228 1871 SH SOLE 1871 0 0 INVESCO EXCHANGE TRADED FD T BUYBACK ACHIEV 46137V308 361 6000 SH SOLE 6000 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 29 265 SH SOLE 265 0 0 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1500 46137V597 4 35 SH SOLE 35 0 0 INVESCO EXCHANGE TRADED FD T FINL PFD ETF 46137V621 41 2184 SH SOLE 2184 0 0 INVESCO EXCHANGE TRADED FD T DYNMC BIOTECH 46137V787 34 600 SH SOLE 600 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 957 3444 SH SOLE 3444 0 0 ISHARES GOLD TRUST ISHARES 464285105 279 15500 SH SOLE 15500 0 0 ISHARES SILVER TR ISHARES 46428Q109 1461 67520 SH SOLE 67520 0 0 ISHARES SILVER TR ISHARES 46428Q109 433 20000 SH Put SOLE 20000 0 0 ISHARES TR S&P 100 ETF 464287101 6 40 SH SOLE 40 0 0 ISHARES TR CORE S&P TTL STK 464287150 16 212 SH SOLE 212 0 0 ISHARES TR CORE S&P500 ETF 464287200 9026 26858 SH SOLE 26858 0 0 ISHARES TR CORE US AGGBD ET 464287226 10 83 SH SOLE 83 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 158 3592 SH SOLE 3592 0 0 ISHARES TR IBOXX INV CP ETF 464287242 3 25 SH SOLE 25 0 0 ISHARES TR GLOBAL TECH ETF 464287291 3 12 SH SOLE 12 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 60 261 SH SOLE 261 0 0 ISHARES TR S&P 500 VAL ETF 464287408 20 182 SH SOLE 182 0 0 ISHARES TR 20 YR TR BD ETF 464287432 34 210 SH SOLE 210 0 0 ISHARES TR 1 3 YR TREAS BD 464287457 30 342 SH SOLE 342 0 0 ISHARES TR MSCI EAFE ETF 464287465 145 2282 SH SOLE 2282 0 0 ISHARES TR RUS MDCP VAL ETF 464287473 14 174 SH SOLE 174 0 0 ISHARES TR RUS MID CAP ETF 464287499 6 102 SH SOLE 102 0 0 ISHARES TR CORE S&P MCP ETF 464287507 7 38 SH SOLE 38 0 0 ISHARES TR PHLX SEMICND ETF 464287523 35 114 SH SOLE 114 0 0 ISHARES TR NASDAQ BIOTECH 464287556 1242 9172 SH SOLE 9172 0 0 ISHARES TR COHEN STEER REIT 464287564 41 400 SH SOLE 400 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 8 69 SH SOLE 69 0 0 ISHARES TR S&P MC 400GR ETF 464287606 3 14 SH SOLE 14 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 18 85 SH SOLE 85 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 19 195 SH SOLE 195 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 56 251 SH SOLE 251 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 19 126 SH SOLE 126 0 0 ISHARES TR CORE S&P US VLU 464287663 8 150 SH SOLE 150 0 0 ISHARES TR S&P MC 400VL ETF 464287705 0 3 SH SOLE 3 0 0 ISHARES TR U.S. TECH ETF 464287721 5 15 SH SOLE 15 0 0 ISHARES TR U.S. FIN SVC ETF 464287770 14 112 SH SOLE 112 0 0 ISHARES TR CORE S&P SCP ETF 464287804 1404 19996 SH SOLE 19996 0 0 ISHARES TR SP SMCP600VL ETF 464287879 2 20 SH SOLE 20 0 0 ISHARES TR S&P SML 600 GWT 464287887 2 12 SH SOLE 12 0 0 ISHARES TR 3YRTB ETF 464288125 4 54 SH SOLE 54 0 0 ISHARES TR MSCI ACWI EX US 464288240 101 2200 SH SOLE 2200 0 0 ISHARES TR MSCI ACWI ETF 464288257 61 764 SH SOLE 764 0 0 ISHARES TR JPMORGAN USD EMG 464288281 17 149 SH SOLE 149 0 0 ISHARES TR IBOXX HI YD ETF 464288513 7 85 SH SOLE 85 0 0 ISHARES TR INTRM GOV CR ETF 464288612 7 63 SH SOLE 63 0 0 ISHARES TR ISHS 1-5YR INVS 464288646 10 188 SH SOLE 188 0 0 ISHARES TR 3 7 YR TREAS BD 464288661 55 410 SH SOLE 410 0 0 ISHARES TR PFD AND INCM SEC 464288687 29 801 SH SOLE 801 0 0 ISHARES TR US AER DEF ETF 464288760 47 295 SH SOLE 295 0 0 ISHARES TR U.S. MED DVC ETF 464288810 3 9 SH SOLE 9 0 0 ISHARES TR EAFE VALUE ETF 464288877 14 342 SH SOLE 342 0 0 ISHARES TR EAFE GRWTH ETF 464288885 8 91 SH SOLE 91 0 0 ISHARES TR US TREAS BD ETF 46429B267 17 600 SH SOLE 600 0 0 ISHARES TR CMBS ETF 46429B366 17 300 SH SOLE 300 0 0 ISHARES TR FLTG RATE NT ETF 46429B655 210 4147 SH SOLE 4147 0 0 ISHARES TR CORE HIGH DV ETF 46429B663 1402 17415 SH SOLE 17415 0 0 ISHARES TR MSCI EAFE MIN VL 46429B689 94 1375 SH SOLE 1375 0 0 ISHARES TR MSCI USA MIN VOL 46429B697 2 33 SH SOLE 33 0 0 ISHARES TR MSCI USA QLT FCT 46432F339 36 346 SH SOLE 346 0 0 ISHARES TR MSCI USA VALUE 46432F388 8 107 SH SOLE 107 0 0 ISHARES TR MSCI USA MMENTM 46432F396 4 27 SH SOLE 27 0 0 ISHARES TR CORE MSCI TOTAL 46432F834 2096 35919 SH SOLE 35919 0 0 ISHARES TR CORE MSCI EAFE 46432F842 7 118 SH SOLE 118 0 0 ISHARES TR MSCI INTL MULTFT 46434V274 194 8000 SH SOLE 8000 0 0 ISHARES TR MSCI USA MULTIFT 46434V282 199 6000 SH SOLE 6000 0 0 J P MORGAN EXCHANGE-TRADED F ULTRA SHT MUNCPL 46641Q654 9377 183900 SH SOLE 183900 0 0 J P MORGAN EXCHANGE-TRADED F BETABULDR DEVE 46641Q688 2 71 SH SOLE 71 0 0 J P MORGAN EXCHANGE-TRADED F BETABULDRS CDA 46641Q696 5 221 SH SOLE 221 0 0 J P MORGAN EXCHANGE-TRADED F BETBULD JAPAN 46641Q712 6 233 SH SOLE 233 0 0 JOHNSON & JOHNSON COM 478160104 2294 15411 SH SOLE 15411 0 0 JPMORGAN CHASE & CO COM 46625H100 201 2084 SH SOLE 2084 0 0 JUMIA TECHNOLOGIES AG SPONSORED ADS 48138M105 16 2000 SH SOLE 2000 0 0 JUMIA TECHNOLOGIES AG SPONSORED ADS 48138M105 80 10000 SH Put SOLE 10000 0 0 L3HARRIS TECHNOLOGIES INC COM 502431109 2438 14353 SH SOLE 14353 0 0 LANDCADIA HLDGS II INC CL A 51476X105 108 7545 SH SOLE 7545 0 0 LANDCADIA HLDGS II INC CL A 51476X105 287 20000 SH Put SOLE 20000 0 0 LOCKHEED MARTIN CORP COM 539830109 264 689 SH SOLE 689 0 0 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 4179 122199 SH SOLE 122199 0 0 MCDONALDS CORP COM 580135101 345 1572 SH SOLE 1572 0 0 MELCO RESORTS AND ENTMNT LTD ADR 585464100 5 300 SH SOLE 300 0 0 MELCO RESORTS AND ENTMNT LTD ADR 585464100 167 10000 SH Put SOLE 10000 0 0 MERCK & CO. INC COM 58933Y105 4153 50063 SH SOLE 50063 0 0 MICRON TECHNOLOGY INC COM 595112103 171 3646 SH SOLE 3646 0 0 MICRON TECHNOLOGY INC COM 595112103 470 10000 SH Put SOLE 10000 0 0 MICROSOFT CORP COM 594918104 2494 11857 SH SOLE 11857 0 0 MICROSOFT CORP COM 594918104 2103 10000 SH Put SOLE 10000 0 0 MODERNA INC COM 60770K107 22 304 SH SOLE 304 0 0 MODERNA INC COM 60770K107 708 10000 SH Put SOLE 10000 0 0 NEWMONT CORP COM 651639106 1380 21746 SH SOLE 21746 0 0 NEXTERA ENERGY INC COM 65339F101 83404 300492 SH SOLE 300492 0 0 NEXTERA ENERGY PARTNERS LP COM UNIT PART IN 65341B106 26572 443169 SH SOLE 443169 0 0 NIO INC SPON ADS 62914V106 4 200 SH SOLE 200 0 0 NIO INC SPON ADS 62914V106 212 10000 SH Put SOLE 10000 0 0 NORFOLK SOUTHN CORP COM 655844108 200 933 SH SOLE 933 0 0 NORTHROP GRUMMAN CORP COM 666807102 239 757 SH SOLE 757 0 0 NVIDIA CORPORATION COM 67066G104 228 422 SH SOLE 422 0 0 OPKO HEALTH INC COM 68375N103 197 53300 SH SOLE 53300 0 0 OPKO HEALTH INC COM 68375N103 74 20000 SH Put SOLE 20000 0 0 ORACLE CORP COM 68389X105 241 4041 SH SOLE 4041 0 0 OVERSTOCK COM INC DEL COM 690370101 727 10000 SH Put SOLE 10000 0 0 PAYPAL HLDGS INC COM 70450Y103 271 1377 SH SOLE 1377 0 0 PENN NATL GAMING INC COM 707569109 15 200 SH SOLE 200 0 0 PENN NATL GAMING INC COM 707569109 727 10000 SH Put SOLE 10000 0 0 PEPSICO INC COM 713448108 372 2683 SH SOLE 2683 0 0 PFIZER INC COM 717081103 7467 203462 SH SOLE 203462 0 0 PIMCO DYNAMIC CR INCOME FD COM SHS 72202D106 1924 95807 SH SOLE 95807 0 0 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 64 10665 SH SOLE 10665 0 0 PROCTER AND GAMBLE CO COM 742718109 1316 9466 SH SOLE 9466 0 0 PROTEOSTASIS THERAPEUTICS IN COM 74373B109 12 10800 SH SOLE 10800 0 0 QUALCOMM INC COM 747525103 216 1834 SH SOLE 1834 0 0 QUALCOMM INC COM 747525103 1177 10000 SH Put SOLE 10000 0 0 RAYTHEON TECHNOLOGIES CORP COM 75513E101 197 3428 SH SOLE 3428 0 0 RAYTHEON TECHNOLOGIES CORP COM 75513E101 575 10000 SH Put SOLE 10000 0 0 REALTY INCOME CORP COM 756109104 728 11990 SH SOLE 11990 0 0 REGENXBIO INC COM 75901B107 275 10000 SH Put SOLE 10000 0 0 SAREPTA THERAPEUTICS INC COM 803607100 1430 10181 SH SOLE 10181 0 0 SAREPTA THERAPEUTICS INC COM 803607100 4213 30000 SH Put SOLE 30000 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 8 98 SH SOLE 98 0 0 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 23 417 SH SOLE 417 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 1 11 SH SOLE 11 0 0 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 2 74 SH SOLE 74 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 11 355 SH SOLE 355 0 0 SCHWAB STRATEGIC TR US REIT ETF 808524847 6 178 SH SOLE 178 0 0 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 2 15 SH SOLE 15 0 0 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 11 213 SH SOLE 213 0 0 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 1183 21384 SH SOLE 21384 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 426 14235 SH SOLE 14235 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 28 244 SH SOLE 244 0 0 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 0 3 SH SOLE 3 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 144 1365 SH SOLE 1365 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 91 1418 SH SOLE 1418 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 14 176 SH SOLE 176 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 106 1790 SH SOLE 1790 0 0 SIRIUS XM HOLDINGS INC COM 82968B103 81 15160 SH SOLE 15160 0 0 SLACK TECHNOLOGIES INC COM CL A 83088V102 8 300 SH SOLE 300 0 0 SLACK TECHNOLOGIES INC COM CL A 83088V102 537 20000 SH Put SOLE 20000 0 0 SONOS INC COM 83570H108 21 1400 SH SOLE 1400 0 0 SONOS INC COM 83570H108 152 10000 SH Put SOLE 10000 0 0 SORRENTO THERAPEUTICS INC COM NEW 83587F202 35 3100 SH SOLE 3100 0 0 SORRENTO THERAPEUTICS INC COM NEW 83587F202 335 30000 SH Call SOLE 30000 0 0 SOUTHERN CO COM 842587107 287 5293 SH SOLE 5293 0 0 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 536 1930 SH SOLE 1930 0 0 SPDR GOLD TR GOLD SHS 78463V107 1076 6075 SH SOLE 6075 0 0 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 250 6848 SH SOLE 6848 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 1844 5506 SH SOLE 5506 0 0 SPDR SER TR S&P 600 SMCP VAL 78464A300 23 464 SH SOLE 464 0 0 SPDR SER TR PORTFOLIO INTRMD 78464A375 49 1322 SH SOLE 1322 0 0 SPDR SER TR AEROSPACE DEF 78464A631 1 13 SH SOLE 13 0 0 SPDR SER TR PORTFOLIO AGRGTE 78464A649 30 974 SH SOLE 974 0 0 SPDR SER TR PORTFOLIO LN TSR 78464A664 18 393 SH SOLE 393 0 0 SPDR SER TR S&P INS ETF 78464A789 25 900 SH SOLE 900 0 0 SPDR SER TR S&P BK ETF 78464A797 34 1140 SH SOLE 1140 0 0 SPDR SER TR S&P 600 SML CAP 78464A813 1446 23753 SH SOLE 23753 0 0 SPDR SER TR S&P BIOTECH 78464A870 61 550 SH SOLE 550 0 0 SPDR SER TR S&P HOMEBUILD 78464A888 11 208 SH SOLE 208 0 0 SQUARE INC CL A 852234103 245 1510 SH SOLE 1510 0 0 SQUARE INC CL A 852234103 1626 10000 SH Call SOLE 10000 0 0 SQUARE INC CL A 852234103 1626 10000 SH Put SOLE 10000 0 0 STARBUCKS CORP COM 855244109 333 3877 SH SOLE 3877 0 0 SUPERCOM LTD NEW SHS NEW M87095119 49 64470 SH SOLE 64470 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 258 3188 SH SOLE 3188 0 0 TESLA INC COM 88160R101 357 832 SH SOLE 832 0 0 TILRAY INC COM CL 2 88688T100 97 20000 SH Put SOLE 20000 0 0 UNION PAC CORP COM 907818108 315 1600 SH SOLE 1600 0 0 VALE S A SPONSORED ADS 91912E105 21 2000 SH SOLE 2000 0 0 VALE S A SPONSORED ADS 91912E105 212 20000 SH Put SOLE 20000 0 0 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 2032 51877 SH SOLE 51877 0 0 VANECK VECTORS ETF TR VIDEO GAMING 92189F114 68 1100 SH SOLE 1100 0 0 VANECK VECTORS ETF TR PFD SECS EX FINL 92189F429 48 2500 SH SOLE 2500 0 0 VANECK VECTORS ETF TR INTL HIGH YIELD 92189F445 16 670 SH SOLE 670 0 0 VANECK VECTORS ETF TR SEMICONDUCTOR ET 92189F676 8 47 SH SOLE 47 0 0 VANECK VECTORS ETF TR JR GOLD MINERS E 92189F791 14 250 SH SOLE 250 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 98 319 SH SOLE 319 0 0 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 16 127 SH SOLE 127 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 86 379 SH SOLE 379 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 54 514 SH SOLE 514 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 179 1051 SH SOLE 1051 0 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 7 47 SH SOLE 47 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 16 101 SH SOLE 101 0 0 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 992 12300 SH SOLE 12300 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 64 1477 SH SOLE 1477 0 0 VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 922042866 28 405 SH SOLE 405 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 20 379 SH SOLE 379 0 0 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 152 1878 SH SOLE 1878 0 0 VANGUARD WHITEHALL FDS INTL DVD ETF 921946810 115 1600 SH SOLE 1600 0 0 VANGUARD WORLD FDS CONSUM DIS ETF 92204A108 46 197 SH SOLE 197 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 206 660 SH SOLE 660 0 0 VANGUARD WORLD FDS ENERGY ETF 92204A306 15 361 SH SOLE 361 0 0 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 37 183 SH SOLE 183 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 884 14856 SH SOLE 14856 0 0 VIKING THERAPEUTICS INC COM 92686J106 18 3050 SH SOLE 3050 0 0 VIKING THERAPEUTICS INC COM 92686J106 58 10000 SH Put SOLE 10000 0 0 VIRGIN GALACTIC HOLDINGS INC COM 92766K106 46 2400 SH SOLE 2400 0 0 VIRGIN GALACTIC HOLDINGS INC COM 92766K106 577 30000 SH Put SOLE 30000 0 0 VISA INC COM CL A 92826C839 1284 6423 SH SOLE 6423 0 0 WALMART INC COM 931142103 501 3579 SH SOLE 3579 0 0 WASHINGTON TR BANCORP COM 940610108 653 21295 SH SOLE 21295 0 0 ZILLOW GROUP INC CL C CAP STK 98954M200 1016 10000 SH Put SOLE 10000 0 0