0001398344-20-010066.txt : 20200513
0001398344-20-010066.hdr.sgml : 20200513
20200513142435
ACCESSION NUMBER: 0001398344-20-010066
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200331
FILED AS OF DATE: 20200513
DATE AS OF CHANGE: 20200513
EFFECTIVENESS DATE: 20200513
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Lehman & Derafelo Financial Resources LLC
CENTRAL INDEX KEY: 0001767952
IRS NUMBER: 823951929
STATE OF INCORPORATION: PA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-19273
FILM NUMBER: 20872417
BUSINESS ADDRESS:
STREET 1: 1215 W. BALTIMORE PIKE
STREET 2: SUITE 8
CITY: MEDIA
STATE: PA
ZIP: 19063
BUSINESS PHONE: 610-565-2343
MAIL ADDRESS:
STREET 1: 1215 W. BALTIMORE PIKE
STREET 2: SUITE 8
CITY: MEDIA
STATE: PA
ZIP: 19063
13F-HR
1
primary_doc.xml
13F-HR
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false
false
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0001767952
XXXXXXXX
03-31-2020
03-31-2020
false
Lehman & Derafelo Financial Resources LLC
1215 W. BALTIMORE PIKE
SUITE 8
MEDIA
PA
19063
13F HOLDINGS REPORT
028-19273
N
Richard Derafelo
Chief Compliance Officer
610-565-2343
/s/ Richard Derafelo
Media
PA
05-13-2020
0
196
240368
INFORMATION TABLE
2
fp0052701_13fhr-table.xml
13F INFORMATION TABLE
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COM
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8822
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ALPHABET INC
CAP STK CL C
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242
208
SH
SOLE
208
0
0
ALPHABET INC
CAP STK CL A
02079K305
256
220
SH
SOLE
220
0
0
AMAZON COM INC
COM
023135106
12410
6365
SH
SOLE
6365
0
0
AMERICAN ELEC PWR CO INC
COM
025537101
382
4781
SH
SOLE
4781
0
0
APPLE INC
COM
037833100
2656
10445
SH
SOLE
10445
0
0
AT&T INC
COM
00206R102
731
25082
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SOLE
25082
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
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11019
60267
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0
BK OF AMERICA CORP
COM
060505104
5973
281365
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0
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BLACKROCK CR ALLOCATION INCO
COM
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COM SHS
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COM
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COM
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RIGHT 99/99/9999
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COM
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COM
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COM
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COM NEW
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COCA COLA CO
COM
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COM
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COM
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COM
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COM NEW
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COM UT LTD PTN
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COM
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COM
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EXELON CORP
COM
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17287
SH
SOLE
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0
EXXON MOBIL CORP
COM
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FACEBOOK INC
CL A
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MSCI ENERGY IDX
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900
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FIDELITY COVINGTON TR
MSCI INFO TECH I
316092808
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1856
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SOLE
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0
FIDELITY COVINGTON TR
MOMENTUM FACTR
316092816
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200
SH
SOLE
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0
0
FIDELITY COVINGTON TR
DIVID ETF RISI
316092832
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FORD MTR CO DEL
COM
345370860
337
69739
SH
SOLE
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0
0
FS KKR CAPITAL CORP
COM
302635107
38
12713
SH
SOLE
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GENERAL ELECTRIC CO
COM
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GENERAL MTRS CO
COM
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SOLE
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GILEAD SCIENCES INC
COM
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22960
SH
SOLE
22960
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0
HOME DEPOT INC
COM
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3886
SH
SOLE
3886
0
0
INTEL CORP
COM
458140100
425
7844
SH
SOLE
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0
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BUYBACK ACHIEV
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360
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SOLE
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0
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FTSE RAFI 1500
46137V597
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35
SH
SOLE
35
0
0
INVESCO EXCHANGE TRADED FD T
FINL PFD ETF
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2130
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SOLE
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0
INVESCO EXCHANGE TRADED FD T
DYNMC BIOTECH
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SOLE
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0
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UNIT SER 1
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SOLE
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ISHARES
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TRANS AVG ETF
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SOLE
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CORE S&P500 ETF
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32711
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SOLE
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MSCI EMG MKT ETF
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333
9747
SH
SOLE
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0
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S&P 500 GRWT ETF
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SOLE
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0
ISHARES TR
S&P 500 VAL ETF
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38
SH
SOLE
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0
ISHARES TR
20 YR TR BD ETF
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35
210
SH
SOLE
210
0
0
ISHARES TR
1 3 YR TREAS BD
464287457
26
295
SH
SOLE
295
0
0
ISHARES TR
MSCI EAFE ETF
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2282
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SOLE
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0
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RUS MDCP VAL ETF
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260
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SOLE
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0
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RUS MID CAP ETF
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102
SH
SOLE
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0
ISHARES TR
PHLX SEMICND ETF
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23
114
SH
SOLE
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0
ISHARES TR
NASDAQ BIOTECH
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COHEN STEER REIT
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400
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SOLE
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0
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RUS 1000 VAL ETF
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69
SH
SOLE
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0
0
ISHARES TR
S&P MC 400GR ETF
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34
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SOLE
34
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0
ISHARES TR
RUS 1000 GRW ETF
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SOLE
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0
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RUS 2000 VAL ETF
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195
SH
SOLE
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0
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RUS 2000 GRW ETF
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399
SH
SOLE
399
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0
ISHARES TR
RUSSELL 2000 ETF
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129
SH
SOLE
129
0
0
ISHARES TR
CORE S&P US VLU
464287663
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150
SH
SOLE
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S&P MC 400VL ETF
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SOLE
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0
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U.S. TECH ETF
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15
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SOLE
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0
0
ISHARES TR
U.S. FIN SVC ETF
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111
SH
SOLE
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0
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CORE S&P SCP ETF
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1321
23538
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SOLE
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0
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SP SMCP600VL ETF
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48
SH
SOLE
48
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0
ISHARES TR
S&P SML 600 GWT
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48
SH
SOLE
48
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0
ISHARES TR
3YRTB ETF
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54
SH
SOLE
54
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0
ISHARES TR
MSCI ACWI EX US
464288240
83
2200
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SOLE
2200
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0
ISHARES TR
MSCI ACWI ETF
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48
764
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SOLE
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0
0
ISHARES TR
JPMORGAN USD EMG
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14
149
SH
SOLE
149
0
0
ISHARES TR
MRGSTR MD CP GRW
464288307
13
58
SH
SOLE
58
0
0
ISHARES TR
IBOXX HI YD ETF
464288513
7
85
SH
SOLE
85
0
0
ISHARES TR
SH TR CRPORT ETF
464288646
10
188
SH
SOLE
188
0
0
ISHARES TR
3 7 YR TREAS BD
464288661
55
410
SH
SOLE
410
0
0
ISHARES TR
PFD AND INCM SEC
464288687
23
718
SH
SOLE
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0
ISHARES TR
US AER DEF ETF
464288760
42
295
SH
SOLE
295
0
0
ISHARES TR
US REGNL BKS ETF
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9
307
SH
SOLE
307
0
0
ISHARES TR
EAFE VALUE ETF
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19
525
SH
SOLE
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0
ISHARES TR
US TREAS BD ETF
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17
600
SH
SOLE
600
0
0
ISHARES TR
CMBS ETF
46429B366
16
300
SH
SOLE
300
0
0
ISHARES TR
FLTG RATE NT ETF
46429B655
202
4147
SH
SOLE
4147
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0
ISHARES TR
CORE HIGH DV ETF
46429B663
1387
19381
SH
SOLE
19381
0
0
ISHARES TR
MIN VOL EAFE ETF
46429B689
85
1375
SH
SOLE
1375
0
0
ISHARES TR
USA QUALITY FCTR
46432F339
28
346
SH
SOLE
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0
0
ISHARES TR
EDGE MSCI USA VL
46432F388
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SH
SOLE
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0
ISHARES TR
USA MOMENTUM FCT
46432F396
3
27
SH
SOLE
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ISHARES TR
CORE MSCI TOTAL
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ISHARES TR
MULTIFACTOR INTL
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8000
SH
SOLE
8000
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0
ISHARES TR
MULTIFACTOR USA
46434V282
159
6000
SH
SOLE
6000
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0
ISHARES TR
0-5YR HI YL CP
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22
548
SH
SOLE
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0
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ULTRA SHT MUNCPL
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BETABULDR DEVE
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J P MORGAN EXCHANGE-TRADED F
BETABULDRS CDA
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J P MORGAN EXCHANGE-TRADED F
BETBULD JAPAN
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0
JOHNSON & JOHNSON
COM
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SOLE
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JPMORGAN CHASE & CO
COM
46625H100
304
3378
SH
SOLE
3378
0
0
KIMBERLY CLARK CORP
COM
494368103
208
1624
SH
SOLE
1624
0
0
L3HARRIS TECHNOLOGIES INC
COM
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14418
SH
SOLE
14418
0
0
LOCKHEED MARTIN CORP
COM
539830109
234
689
SH
SOLE
689
0
0
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
3268
89565
SH
SOLE
89565
0
0
MCDONALDS CORP
COM
580135101
252
1527
SH
SOLE
1527
0
0
MERCK & CO. INC
COM
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SH
SOLE
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0
0
MICROSOFT CORP
COM
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1810
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SH
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0
NEWMONT CORP
COM
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978
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SH
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0
NEXTERA ENERGY INC
COM
65339F101
67317
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SH
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0
0
NEXTERA ENERGY PARTNERS LP
COM UNIT PART IN
65341B106
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SOLE
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0
0
NORTHROP GRUMMAN CORP
COM
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229
757
SH
SOLE
757
0
0
OPKO HEALTH INC
COM
68375N103
71
53300
SH
SOLE
53300
0
0
ORACLE CORP
COM
68389X105
300
6216
SH
SOLE
6216
0
0
ORGANOVO HLDGS INC
COM
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19
45942
SH
SOLE
45942
0
0
PEPSICO INC
COM
713448108
338
2812
SH
SOLE
2812
0
0
PFIZER INC
COM
717081103
6613
202603
SH
SOLE
202603
0
0
PIMCO DYNAMIC CR & MTG INC F
COM SHS
72202D106
1645
97807
SH
SOLE
97807
0
0
PROCTER & GAMBLE CO
COM
742718109
1151
10466
SH
SOLE
10466
0
0
PROTEOSTASIS THERAPEUTICS IN
COM
74373B109
13
11000
SH
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0
0
REALTY INCOME CORP
COM
756109104
2552
51183
SH
SOLE
51183
0
0
SAREPTA THERAPEUTICS INC
COM
803607100
1119
11442
SH
SOLE
11442
0
0
SCHWAB STRATEGIC TR
US LRG CAP ETF
808524201
6
98
SH
SOLE
98
0
0
SCHWAB STRATEGIC TR
US LCAP GR ETF
808524300
1
15
SH
SOLE
15
0
0
SCHWAB STRATEGIC TR
US LCAP VA ETF
808524409
17
377
SH
SOLE
377
0
0
SCHWAB STRATEGIC TR
US MID-CAP ETF
808524508
25
591
SH
SOLE
591
0
0
SCHWAB STRATEGIC TR
US SML CAP ETF
808524607
1
11
SH
SOLE
11
0
0
SCHWAB STRATEGIC TR
EMRG MKTEQ ETF
808524706
2
74
SH
SOLE
74
0
0
SCHWAB STRATEGIC TR
US DIVIDEND EQ
808524797
1011
22484
SH
SOLE
22484
0
0
SCHWAB STRATEGIC TR
INTL EQTY ETF
808524805
17
655
SH
SOLE
655
0
0
SCHWAB STRATEGIC TR
US REIT ETF
808524847
6
178
SH
SOLE
178
0
0
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
121
1365
SH
SOLE
1365
0
0
SELECT SECTOR SPDR TR
SBI CONS STPLS
81369Y308
71
1300
SH
SOLE
1300
0
0
SELECT SECTOR SPDR TR
SBI CONS DISCR
81369Y407
49
502
SH
SOLE
502
0
0
SELECT SECTOR SPDR TR
ENERGY
81369Y506
500
17205
SH
SOLE
17205
0
0
SELECT SECTOR SPDR TR
SBI INT-INDS
81369Y704
10
176
SH
SOLE
176
0
0
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
24
301
SH
SOLE
301
0
0
SELECT SECTOR SPDR TR
RL EST SEL SEC
81369Y860
0
3
SH
SOLE
3
0
0
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
99
1790
SH
SOLE
1790
0
0
SIRIUS XM HLDGS INC
COM
82968B103
79
15945
SH
SOLE
15945
0
0
SOUTHERN CO
COM
842587107
288
5320
SH
SOLE
5320
0
0
SPDR DOW JONES INDL AVRG ETF
UT SER 1
78467X109
432
1970
SH
SOLE
1970
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
879
5940
SH
SOLE
5940
0
0
SPDR INDEX SHS FDS
EURO STOXX 50
78463X202
15
500
SH
SOLE
500
0
0
SPDR INDEX SHS FDS
PORTFOLIO EMG MK
78463X509
195
6848
SH
SOLE
6848
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
629
2441
SH
SOLE
2441
0
0
SPDR SER TR
S&P 600 SMCP VAL
78464A300
26
632
SH
SOLE
632
0
0
SPDR SER TR
PORTFOLIO INTRMD
78464A375
45
1322
SH
SOLE
1322
0
0
SPDR SER TR
AEROSPACE DEF
78464A631
4
56
SH
SOLE
56
0
0
SPDR SER TR
PORTFOLIO AGRGTE
78464A649
29
974
SH
SOLE
974
0
0
SPDR SER TR
PORTFOLIO LN TSR
78464A664
19
393
SH
SOLE
393
0
0
SPDR SER TR
S&P INS ETF
78464A789
39
1575
SH
SOLE
1575
0
0
SPDR SER TR
S&P 600 SML CAP
78464A813
1390
28691
SH
SOLE
28691
0
0
SPDR SER TR
S&P BIOTECH
78464A870
43
550
SH
SOLE
550
0
0
SPDR SER TR
S&P HOMEBUILD
78464A888
6
208
SH
SOLE
208
0
0
STARBUCKS CORP
COM
855244109
282
4290
SH
SOLE
4290
0
0
SUPERCOM LTD NEW
SHS NEW
M87095119
122
132145
SH
SOLE
132145
0
0
UNION PAC CORP
COM
907818108
274
1946
SH
SOLE
1946
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
2783
29792
SH
SOLE
29792
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
228
2422
SH
SOLE
2422
0
0
VANECK VECTORS ETF TR
GOLD MINERS ETF
92189F106
1198
51997
SH
SOLE
51997
0
0
VANECK VECTORS ETF TR
VIDEO GAMING
92189F114
1
30
SH
SOLE
30
0
0
VANECK VECTORS ETF TR
PFD SECS EX FINL
92189F429
41
2500
SH
SOLE
2500
0
0
VANECK VECTORS ETF TR
INTL HIGH YIELD
92189F445
14
670
SH
SOLE
670
0
0
VANECK VECTORS ETF TR
UNCVTL OIL GAS
92189F668
5
1100
SH
SOLE
1100
0
0
VANECK VECTORS ETF TR
SEMICONDUCTOR ET
92189F676
5
47
SH
SOLE
47
0
0
VANECK VECTORS ETF TR
RARE EARTH STRAT
92189F742
1
87
SH
SOLE
87
0
0
VANECK VECTORS ETF TR
JR GOLD MINERS E
92189F791
7
250
SH
SOLE
250
0
0
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
76
319
SH
SOLE
319
0
0
VANGUARD INDEX FDS
LARGE CAP ETF
922908637
6
47
SH
SOLE
47
0
0
VANGUARD INDEX FDS
EXTEND MKT ETF
922908652
11
127
SH
SOLE
127
0
0
VANGUARD INDEX FDS
GROWTH ETF
922908736
59
379
SH
SOLE
379
0
0
VANGUARD INDEX FDS
VALUE ETF
922908744
46
514
SH
SOLE
514
0
0
VANGUARD INDEX FDS
SMALL CP ETF
922908751
71
611
SH
SOLE
611
0
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
137
1063
SH
SOLE
1063
0
0
VANGUARD INTL EQUITY INDEX F
GLB EX US ETF
922042676
2
36
SH
SOLE
36
0
0
VANGUARD INTL EQUITY INDEX F
TT WRLD ST ETF
922042742
4603
73300
SH
SOLE
73300
0
0
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
174
4250
SH
SOLE
4250
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
56
1678
SH
SOLE
1678
0
0
VANGUARD INTL EQUITY INDEX F
FTSE PACIFIC ETF
922042866
22
405
SH
SOLE
405
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EUROPE ETF
922042874
16
379
SH
SOLE
379
0
0
VANGUARD STAR FDS
VG TL INTL STK F
921909768
215
5120
SH
SOLE
5120
0
0
VANGUARD WHITEHALL FDS
HIGH DIV YLD
921946406
207
2931
SH
SOLE
2931
0
0
VANGUARD WHITEHALL FDS
INTL DVD ETF
921946810
93
1600
SH
SOLE
1600
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
938
17459
SH
SOLE
17459
0
0
VISA INC
COM CL A
92826C839
1004
6233
SH
SOLE
6233
0
0
VODAFONE GROUP PLC NEW
SPONSORED ADR
92857W308
140
10200
SH
SOLE
10200
0
0
WALMART INC
COM
931142103
370
3256
SH
SOLE
3256
0
0
WASHINGTON TR BANCORP
COM
940610108
779
21295
SH
SOLE
21295
0
0