Chief Compliance Officer

0001398344-19-002816.txt : 20190214 0001398344-19-002816.hdr.sgml : 20190214 20190214111407 ACCESSION NUMBER: 0001398344-19-002816 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190214 DATE AS OF CHANGE: 20190214 EFFECTIVENESS DATE: 20190214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Lehman & Derafelo Financial Resources LLC CENTRAL INDEX KEY: 0001767952 IRS NUMBER: 823951929 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19273 FILM NUMBER: 19602725 BUSINESS ADDRESS: STREET 1: 1215 W. BALTIMORE PIKE STREET 2: SUITE 8 CITY: MEDIA STATE: PA ZIP: 19063 BUSINESS PHONE: 610-565-2343 MAIL ADDRESS: STREET 1: 1215 W. BALTIMORE PIKE STREET 2: SUITE 8 CITY: MEDIA STATE: PA ZIP: 19063 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001767952 XXXXXXXX 12-31-2018 12-31-2018 false Lehman & Derafelo Financial Resources LLC

1215 W. BALTIMORE PIKE SUITE 8 MEDIA PA 19063

13F HOLDINGS REPORT 028-19273 N Richard Derafelo Chief Compliance Officer 610-565-2343 /s/ Richard Derafelo Media PA 02-13-2019 0 180 201143 INFORMATION TABLE 2 fp0039621_13fhr-table.xml 13F INFORMATION TABLE ALPHABET INC CAP STK CL A 02079K305 206 197 SH SOLE 197 0 0 ALPHABET INC CAP STK CL C 02079K107 95 92 SH SOLE 92 0 0 ALTABA INC COM 021346101 550 9500 SH SOLE 9500 0 0 ALTRIA GROUP INC COM 02209S103 229 4636 SH SOLE 4636 0 0 AMAZON COM INC COM 023135106 9267 6170 SH SOLE 6170 0 0 AMERICAN ELEC PWR INC COM 025537101 371 4964 SH SOLE 4964 0 0 AMGEN INC COM 031162100 205 1055 SH SOLE 1055 0 0 APPLE INC COM 037833100 1372 8697 SH SOLE 8697 0 0 AQUA AMERICA INC COM 03836W103 261 7620 SH SOLE 7620 0 0 AT&T INC COM 00206R102 557 19523 SH SOLE 19523 0 0 BANK AMER CORP COM 060505104 6980 283260 SH SOLE 283260 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 9704 47525 SH SOLE 47525 0 0 BLACKROCK CR ALLCTN INC TR COM 092508100 3410 304988 SH SOLE 304988 0 0 BLACKROCK MUN 2020 TERM TR COM SHS 09249X109 1830 123968 SH SOLE 123968 0 0 BLACKROCK MUN 2030 TAR TERM COM SHS BEN IN 09257P105 2953 143995 SH SOLE 143995 0 0 BOEING CO COM 097023105 587 1820 SH SOLE 1820 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 205 3949 SH SOLE 3949 0 0 CAESARS ENTMT CORP COM 127686103 75 11000 SH SOLE 11000 0 0 CATERPILLAR INC DEL COM 149123101 305 2400 SH SOLE 2400 0 0 CHEVRON CORP NEW COM 166764100 3772 34671 SH SOLE 34671 0 0 CISCO SYS INC COM 17275R102 5202 120048 SH SOLE 120048 0 0 CITIGROUP INC COM NEW 172967424 297 5700 SH SOLE 5700 0 0 CONOCOPHILLIPS COM 20825C104 309 4961 SH SOLE 4961 0 0 CONSOLIDATED EDISON INC COM 209115104 287 3750 SH SOLE 3750 0 0 CORNING INC COM 219350105 212 7015 SH SOLE 7015 0 0 DISNEY WALT CO COM DISNEY 254687106 486 4437 SH SOLE 4437 0 0 DOWDUPONT INC COM 26078J100 219 4100 SH SOLE 4100 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 1029 11927 SH SOLE 11927 0 0 EMERSON ELEC CO COM 291011104 219 3666 SH SOLE 3666 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 1920 78090 SH SOLE 78090 0 0 EXELON CORP COM 30161N101 779 17281 SH SOLE 17281 0 0 EXXON MOBIL CORP COM 30231G102 737 10806 SH SOLE 10806 0 0 FACEBOOK INC CL A 30303M102 481 3667 SH SOLE 3667 0 0 FIDELITY DIVID ETF RISI 316092832 424 14790 SH SOLE 14790 0 0 FIDELITY MOMENTUM FACTR 316092816 6 218 SH SOLE 218 0 0 FIDELITY MSCI INFO TECH I 316092808 78 1588 SH SOLE 1588 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 507 66336 SH SOLE 66336 0 0 FS KKR CAPITAL CORP COM 302635107 403 77789 SH SOLE 77789 0 0 GENERAL ELECTRIC CO COM 369604103 2046 270251 SH SOLE 270251 0 0 GENERAL MTRS CO COM 37045V100 2192 65535 SH SOLE 65535 0 0 GILEAD SCIENCES INC COM 375558103 1364 21805 SH SOLE 21805 0 0 GOLDCORP INC NEW COM 380956409 618 63101 SH SOLE 63101 0 0 HARRIS CORP DEL COM 413875105 596 4428 SH SOLE 4428 0 0 HOME DEPOT INC COM 437076102 322 1876 SH SOLE 1876 0 0 INTEL CORP COM 458140100 255 5435 SH SOLE 5435 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2019 CB 46138J304 152 7196 SH SOLE 7196 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2020 CB 46138J502 152 7196 SH SOLE 7196 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2021 CB 46138J700 147 7074 SH SOLE 7074 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2022 CB 46138J882 148 7204 SH SOLE 7204 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2023 CB 46138J866 96 4762 SH SOLE 4762 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2024 CB 46138J841 95 4762 SH SOLE 4762 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2025 CB 46138J825 99 5012 SH SOLE 5012 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2026 CB 46138J791 98 5250 SH SOLE 5250 0 0 INVESCO EXCHANGE TRADED FD T BUYBACK ACHIEV 46137V308 331 6350 SH SOLE 6350 0 0 INVESCO EXCHANGE TRADED FD T DWA FINL MUMT 46137V860 4 150 SH SOLE 150 0 0 INVESCO EXCHANGE TRADED FD T DYNMC BIOTECH 46137V787 28 600 SH SOLE 600 0 0 INVESCO EXCHANGE TRADED FD T FINL PFD ETF 46137V621 35 1994 SH SOLE 1994 0 0 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1500 46137V597 4 35 SH SOLE 35 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 34 370 SH SOLE 370 0 0 ISHARES GOLD TRUST ISHARES 464285105 134 10900 SH SOLE 10900 0 0 ISHARES SILVER TRUST ISHARES 46428Q109 951 65500 SH SOLE 65500 0 0 ISHARES TR CORE S&P500 ETF 464287200 8205 32608 SH SOLE 32608 0 0 ISHARES TR CORE S&P SCP ETF 464287804 1861 26842 SH SOLE 26842 0 0 ISHARES TR CORE S&P US VLU 464287663 7 150 SH SOLE 150 0 0 ISHARES TR EUROPE ETF 464287861 12 300 SH SOLE 300 0 0 ISHARES TR IBOXX INV CP ETF 464287242 2 19 SH SOLE 19 0 0 ISHARES TR LATN AMER 40 ETF 464287390 3 100 SH SOLE 100 0 0 ISHARES TR MSCI EAFE ETF 464287465 134 2282 SH SOLE 2282 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 407 10414 SH SOLE 10414 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 13 101 SH SOLE 101 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 8 69 SH SOLE 69 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 0 3 SH SOLE 3 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 77 458 SH SOLE 458 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 21 195 SH SOLE 195 0 0 ISHARES TR RUS MDCP VAL ETF 464287473 24 318 SH SOLE 318 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 4 24 SH SOLE 24 0 0 ISHARES TR S&P 500 VAL ETF 464287408 4 38 SH SOLE 38 0 0 ISHARES TR S&P MC 400GR ETF 464287606 7 35 SH SOLE 35 0 0 ISHARES TR SP SMCP600VL ETF 464287879 2 13 SH SOLE 13 0 0 ISHARES TR 20 YR TR BD ETF 464287432 37 302 SH SOLE 302 0 0 ISHARES TR 3YRTB ETF 464288125 4 54 SH SOLE 54 0 0 ISHARES TR COHEN STEER REIT 464287564 38 400 SH SOLE 400 0 0 ISHARES TR EAFE VALUE ETF 464288877 34 754 SH SOLE 754 0 0 ISHARES TR GL CLEAN ENE ETF 464288224 1 100 SH SOLE 100 0 0 ISHARES TR IBOXX HI YD ETF 464288513 7 85 SH SOLE 85 0 0 ISHARES TR INTRM TR CRP ETF 464288638 3 48 SH SOLE 48 0 0 ISHARES TR JPMORGAN USD EMG 464288281 16 155 SH SOLE 155 0 0 ISHARES TR MRGSTR MD CP GRW 464288307 11 58 SH SOLE 58 0 0 ISHARES TR MSCI ACWI ETF 464288257 38 599 SH SOLE 599 0 0 ISHARES TR MSCI ACWI EX US 464288240 92 2200 SH SOLE 2200 0 0 ISHARES TR NASDAQ BIOTECH 464287556 991 10277 SH SOLE 10277 0 0 ISHARES TR S&P SML 600 GWT 464287887 8 48 SH SOLE 48 0 0 ISHARES TR SH TR CRPORT ETF 464288646 10 188 SH SOLE 188 0 0 ISHARES TR US AER DEF ETF 464288760 51 295 SH SOLE 295 0 0 ISHARES TR US REGNL BKS ETF 464288778 12 307 SH SOLE 307 0 0 ISHARES TR US TELECOM ETF 464287713 1 25 SH SOLE 25 0 0 ISHARES TR TRANS AVG ETF 464287192 13 80 SH SOLE 80 0 0 ISHARES TR 1 3 YR TREAS BD 464287457 25 295 SH SOLE 295 0 0 ISHARES TR U.S. TECH ETF 464287721 48 303 SH SOLE 303 0 0 ISHARES TR MIN VOL USA ETF 46429B697 1 19 SH SOLE 19 0 0 ISHARES TR FLTG RATE NT ETF 46429B655 7 147 SH SOLE 147 0 0 ISHARES TR US TREAS BD ETF 46429B267 1 31 SH SOLE 31 0 0 ISHARES TR CMBS ETF 46429B366 15 300 SH SOLE 300 0 0 ISHARES TR CORE HIGH DV ETF 46429B663 1544 18303 SH SOLE 18303 0 0 ISHARES TR USA MOMENTUM FCT 46432F396 3 31 SH SOLE 31 0 0 ISHARES TR USA QUALITY FCTR 46432F339 27 346 SH SOLE 346 0 0 ISHARES TR EDGE MSCI USA VL 46432F388 5 71 SH SOLE 71 0 0 ISHARES TR CORE MSCI TOTAL 46432F834 2407 45814 SH SOLE 45814 0 0 ISHARES TR MULTIFACTOR INTL 46434V274 190 8000 SH SOLE 8000 0 0 ISHARES TR MULTIFACTOR USA 46434V282 167 6000 SH SOLE 6000 0 0 ISHARES TR CORE MSCI EURO 46434V738 1 27 SH SOLE 27 0 0 JOHNSON & JOHNSON COM 478160104 1479 11460 SH SOLE 11460 0 0 KIMBERLY CLARK CORP COM 494368103 221 1939 SH SOLE 1939 0 0 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 3193 55960 SH SOLE 55960 0 0 MCDONALDS CORP COM 580135101 242 1360 SH SOLE 1360 0 0 MERCK & CO INC COM 58933Y105 3652 47795 SH SOLE 47795 0 0 MICROSOFT CORP COM 594918104 478 4710 SH SOLE 4710 0 0 NEXTERA ENERGY INC COM 65339F101 49560 285124 SH SOLE 285124 0 0 NEXTERA ENERGY PARTNERS LP COM UNIT PART IN 65341B106 19469 452242 SH SOLE 452242 0 0 NORFOLK SOUTHERN CORP COM 655844108 214 1433 SH SOLE 1433 0 0 NUVEEN MUN 2021 TARGET TERM COM 670687102 98 10417 SH SOLE 10417 0 0 OPKO HEALTH INC COM 68375N103 157 52300 SH SOLE 52300 0 0 ORACLE CORP COM 68389X105 256 5670 SH SOLE 5670 0 0 ORGANOVO HLDGS INC COM 68620A104 193 201542 SH SOLE 201542 0 0 PFIZER INC COM 717081103 8564 196187 SH SOLE 196187 0 0 PIMCO DYNMIC CREDIT AND MRT COM SHS 72202D106 2109 100207 SH SOLE 100207 0 0 PROCTER AND GAMBLE CO COM 742718109 827 8998 SH SOLE 8998 0 0 REALTY INCOME CORP COM 756109104 3410 54100 SH SOLE 54100 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 134 2300 SH SOLE 2300 0 0 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 162 2700 SH SOLE 2700 0 0 SAREPTA THERAPEUTICS INC COM 803607100 812 7442 SH SOLE 7442 0 0 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 1124 23922 SH SOLE 23922 0 0 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 2 90 SH SOLE 90 0 0 SCHWAB STRATEGIC TR INTRM TRM TRES 808524854 0 4 SH SOLE 4 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 38 1346 SH SOLE 1346 0 0 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 22 450 SH SOLE 450 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 7 120 SH SOLE 120 0 0 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 1 15 SH SOLE 15 0 0 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 34 710 SH SOLE 710 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 1 13 SH SOLE 13 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 1950 81875 SH SOLE 81875 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 1006 17535 SH SOLE 17535 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 8 155 SH SOLE 155 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 54 839 SH SOLE 839 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 19 299 SH SOLE 299 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 95 1790 SH SOLE 1790 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 50 502 SH SOLE 502 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 42 487 SH SOLE 487 0 0 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 0 3 SH SOLE 3 0 0 SIRIUS XM HLDGS INC COM 82968B103 91 15945 SH SOLE 15945 0 0 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 299 1281 SH SOLE 1281 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 658 5425 SH SOLE 5425 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 523 2093 SH SOLE 2093 0 0 SPDR SERIES TRUST S&P BK ETF 78464A797 2790 74710 SH SOLE 74710 0 0 SPDR SERIES TRUST PORTFOLIO INTRMD 78464A375 44 1322 SH SOLE 1322 0 0 SPDR SERIES TRUST S&P 600 SML CAP 78464A813 1704 28417 SH SOLE 28417 0 0 SPDR SERIES TRUST S&P BIOTECH 78464A870 32 450 SH SOLE 450 0 0 SPDR SERIES TRUST S&P HOMEBUILD 78464A888 7 208 SH SOLE 208 0 0 SPDR SERIES TRUST S&P INS ETF 78464A789 45 1575 SH SOLE 1575 0 0 SPDR SERIES TRUST OILGAS EQUIP 78464A748 6 621 SH SOLE 621 0 0 SPDR SERIES TRUST S&P 600 SMCP VAL 78464A300 39 732 SH SOLE 732 0 0 SPDR SERIES TRUST AEROSPACE DEF 78464A631 3 35 SH SOLE 35 0 0 SUPERCOM LTD NEW SHS NEW M87095119 87 63170 SH SOLE 63170 0 0 UNION PAC CORP COM 907818108 291 2104 SH SOLE 2104 0 0 UNITED PARCEL SERVICE INC CL B 911312106 3061 31387 SH SOLE 31387 0 0 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 1036 49104 SH SOLE 49104 0 0 VANECK VECTORS ETF TR INTL HIGH YIELD 92189F445 16 670 SH SOLE 670 0 0 VANECK VECTORS ETF TR OIL SVCS ETF 92189F718 34 2400 SH SOLE 2400 0 0 VANECK VECTORS ETF TR RARE EARTH STRAT 92189F742 1 87 SH SOLE 87 0 0 VANECK VECTORS ETF TR SEMICONDUCTOR ET 92189F676 4 46 SH SOLE 46 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 285 6250 SH SOLE 6250 0 0 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 4798 73300 SH SOLE 73300 0 0 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 240 3075 SH SOLE 3075 0 0 VANGUARD WHITEHALL FDS INC INTL DVD ETF 921946810 92 1600 SH SOLE 1600 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 642 11412 SH SOLE 11412 0 0 VISA INC COM CL A 92826C839 565 4284 SH SOLE 4284 0 0 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 488 25300 SH SOLE 25300 0 0 WALMART INC COM 931142103 264 2838 SH SOLE 2838 0 0 WELLS FARGO CO NEW COM 949746101 274 5940 SH SOLE 5940 0 0 XG TECHNOLOGY INC COM PAR 98372A705 12 39670 SH SOLE 39670 0 0