The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ACTIVISION BLIZZARD INC. | Common Stock | 00507V109 | 3,125 | 38,600 | SH | DFND | 1 | 38,600 | 0 | 0 | |
| ADOBE SYSTEMS INC. | Common Stock | 00724F101 | 4,620 | 9,420 | SH | DFND | 1 | 9,420 | 0 | 0 | |
| ADVANCED MICRO DEVICES INC. | Convertible Bond | 007903BD8 | 410 | 40 | SH | DFND | 1 | 0 | 40 | 0 | |
| AKAMAI TECHNOLOGIES INC. | Convertible Bond | 00971TAJ0 | 1,096 | 850 | SH | DFND | 1 | 0 | 850 | 0 | |
| AKAMAI TECHNOLOGIES INC. | Convertible Bond | 00971TAL5 | 579 | 500 | SH | DFND | 1 | 0 | 500 | 0 | |
| ALIBABA GROUP HOLDING LTD | American Depository Receipt | 01609W102 | 27,487 | 93,500 | SH | DFND | 1 | 93,500 | 0 | 0 | |
| ALPHABET INC | Common Stock | 02079K305 | 4,485 | 3,060 | SH | DFND | 1 | 3,060 | 0 | 0 | |
| APPLE INC. | Common Stock | 037833100 | 4,146 | 35,800 | SH | DFND | 1 | 35,800 | 0 | 0 | |
| AUTODESK INC. | Common Stock | 052769106 | 1,686 | 7,300 | SH | DFND | 1 | 7,300 | 0 | 0 | |
| BIOMARIN PHARMACEUTICAL INC. | Common Stock | 09061G101 | 1,522 | 20,000 | SH | DFND | 1 | 20,000 | 0 | 0 | |
| BIOMARIN PHARMACEUTICAL INC. | Convertible Bond | 09061GAH4 | 314 | 300 | SH | DFND | 1 | 0 | 300 | 0 | |
| BLACKLINE INC | Convertible Bond | 09239BAB5 | 483 | 350 | SH | DFND | 1 | 0 | 350 | 0 | |
| ELECTRONIC ARTS | Common Stock | 285512109 | 2,868 | 21,990 | SH | DFND | 1 | 21,990 | 0 | 0 | |
| EPAM SYSTEMS INC | Common Stock | 29414B104 | 711 | 2,200 | SH | DFND | 1 | 0 | 2,200 | 0 | |
| EURONET WORLDWIDE INC. | Convertible Bond | 298736AL3 | 316 | 330 | SH | DFND | 1 | 0 | 330 | 0 | |
| EXACT SCIENCES CORP. | Convertible Bond | 30063PAB1 | 400 | 340 | SH | DFND | 1 | 0 | 340 | 0 | |
| EXACT SCIENCES CORP. | Convertible Bond | 30063PAC9 | 867 | 800 | SH | DFND | 1 | 0 | 800 | 0 | |
| FACEBOOK INC | Common Stock | 30303M102 | 3,575 | 13,650 | SH | DFND | 1 | 13,650 | 0 | 0 | |
| HERBALIFE LTD | Convertible Bond | 42703MAD5 | 353 | 350 | SH | DFND | 1 | 0 | 350 | 0 | |
| ILLUMINA INC. | Convertible Bond | 452327AK5 | 319 | 300 | SH | DFND | 1 | 0 | 300 | 0 | |
| IQIYI INC | Convertible Bond | 46267XAB4 | 519 | 480 | SH | DFND | 1 | 0 | 480 | 0 | |
| IQIYI INC | Convertible Bond | 46267XAD0 | 715 | 750 | SH | DFND | 1 | 0 | 750 | 0 | |
| LAM RESEARCH CORP. | Common Stock | 512807108 | 4,329 | 13,050 | SH | DFND | 1 | 13,050 | 0 | 0 | |
| LIBERTY MEDIA CORP | Convertible Bond | 531229AB8 | 697 | 630 | SH | DFND | 1 | 0 | 630 | 0 | |
| LIBERTY MEDIA GROUP | Convertible Bond | 531229AF9 | 179 | 150 | SH | DFND | 1 | 0 | 150 | 0 | |
| LIVE NATION INC. | Convertible Bond | 538034AQ2 | 221 | 200 | SH | DFND | 1 | 0 | 200 | 0 | |
| MERCADOLIBRE INC | Common Stock | 58733R102 | 6,654 | 6,147 | SH | DFND | 1 | 6,147 | 0 | 0 | |
| MICROCHIP TECHNOLOGY INC. | Convertible Bond | 595017AF1 | 463 | 300 | SH | DFND | 1 | 0 | 300 | 0 | |
| MICROSOFT CORP. | Common Stock | 594918104 | 5,143 | 24,450 | SH | DFND | 1 | 24,450 | 0 | 0 | |
| NEW RELIC INC | Convertible Bond | 64829BAB6 | 287 | 300 | SH | DFND | 1 | 0 | 300 | 0 | |
| NIKE INC. | Common Stock | 654106103 | 26,175 | 208,500 | SH | DFND | 1 | 208,500 | 0 | 0 | |
| NUANCE COMMUNICATIONS INC. | Convertible Bond | 67020YAK6 | 584 | 400 | SH | DFND | 1 | 0 | 400 | 0 | |
| NVIDIA CORP. | Common Stock | 67066G104 | 2,408 | 4,450 | SH | DFND | 1 | 4,450 | 0 | 0 | |
| OKTA INC | Convertible Bond | 679295AD7 | 1,283 | 970 | SH | DFND | 1 | 0 | 970 | 0 | |
| ON SEMICONDUCTOR CORP. | Convertible Bond | 682189AK1 | 490 | 407 | SH | DFND | 1 | 0 | 407 | 0 | |
| ON SEMICONDUCTOR CORP. | Convertible Bond | 682189AP0 | 824 | 620 | SH | DFND | 1 | 0 | 620 | 0 | |
| PALO ALTO NETWORKS INC. | Convertible Bond | 697435AD7 | 1,189 | 1,050 | SH | DFND | 1 | 0 | 1,050 | 0 | |
| PAYPAL HOLDINGS INC | Common Stock | 70450Y103 | 4,522 | 22,950 | SH | DFND | 1 | 22,950 | 0 | 0 | |
| PROOFPOINT INC | Convertible Bond | 743424AF0 | 600 | 600 | SH | DFND | 1 | 0 | 600 | 0 | |
| SALESFORCE.COM INC | Common Stock | 79466L302 | 4,692 | 18,670 | SH | DFND | 1 | 18,670 | 0 | 0 | |
| SEA LTD | American Depository Receipt | 81141R100 | 1,694 | 11,000 | SH | DFND | 1 | 11,000 | 0 | 0 | |
| SERVICENOW INC | Common Stock | 81762P102 | 2,866 | 5,910 | SH | DFND | 1 | 5,910 | 0 | 0 | |
| SNAP INC | Convertible Bond | 83304AAB2 | 1,107 | 796 | SH | DFND | 1 | 0 | 796 | 0 | |
| SOUTHWEST AIRLINES CO. | Convertible Bond | 844741BG2 | 1,703 | 1,300 | SH | DFND | 1 | 0 | 1,300 | 0 | |
| SYNAPTICS INC. | Convertible Bond | 87157DAD1 | 435 | 350 | SH | DFND | 1 | 0 | 350 | 0 | |
| SYNOPSYS INC. | Common Stock | 871607107 | 3,584 | 16,750 | SH | DFND | 1 | 16,750 | 0 | 0 | |
| TAIWAN SEMICONDUCTOR MFG CO. | American Depository Receipt | 874039100 | 10,903 | 134,487 | SH | DFND | 1 | 134,487 | 0 | 0 | |
| TWITTER INC | Convertible Bond | 90184LAF9 | 746 | 670 | SH | DFND | 1 | 0 | 670 | 0 | |
| VEEVA SYSTEMS INC | Common Stock | 922475108 | 1,687 | 6,000 | SH | DFND | 1 | 6,000 | 0 | 0 | |
| VERTEX PHARMACEUTICALS INC. | Common Stock | 92532F100 | 3,648 | 13,405 | SH | DFND | 1 | 13,405 | 0 | 0 | |
| VISA INC. | Common Stock | 92826C839 | 2,450 | 12,250 | SH | DFND | 1 | 12,250 | 0 | 0 | |
| WAYFAIR INC | Convertible Bond | 94419LAD3 | 517 | 200 | SH | DFND | 1 | 0 | 200 | 0 | |
| WORKDAY INC-CLASS A | Convertible Bond | 98138HAF8 | 695 | 450 | SH | DFND | 1 | 0 | 450 | 0 | |
| YY INC | Convertible Bond | 98426TAD8 | 632 | 580 | SH | DFND | 1 | 0 | 580 | 0 | |
| ZILLOW GROUP INC | Convertible Bond | 98954MAH4 | 348 | 200 | SH | DFND | 1 | 0 | 200 | 0 | |
| ZYNGA INC | Convertible Bond | 98986TAB4 | 697 | 550 | SH | DFND | 1 | 0 | 550 | 0 | |