Chief Compliance Officer

0001015247-21-000002.txt : 20210210 0001015247-21-000002.hdr.sgml : 20210210 20210210115246 ACCESSION NUMBER: 0001015247-21-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210210 DATE AS OF CHANGE: 20210210 EFFECTIVENESS DATE: 20210210 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HNP Capital LLC CENTRAL INDEX KEY: 0001767841 IRS NUMBER: 264665268 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19155 FILM NUMBER: 21611999 BUSINESS ADDRESS: STREET 1: 100 CHESTNUT ST., 15TH FLOOR CITY: ROCHESTER STATE: NY ZIP: 14604 BUSINESS PHONE: 585-461-6085 MAIL ADDRESS: STREET 1: 100 CHESTNUT ST., 15TH FLOOR CITY: ROCHESTER STATE: NY ZIP: 14604 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001767841 XXXXXXXX 12-31-2020 12-31-2020 HNP Capital LLC

100 CHESTNUT ST., 15TH FLOOR ROCHESTER NY 14604

13F HOLDINGS REPORT 028-19155 N Karen A. Mohn Chief Compliance Officer 716-725-4844 Karen A. Mohn Rochester NY 02-10-2021 0 136 305513 false INFORMATION TABLE 2 HNP13FQ4_2020.xml ISHARES TR CORE S&P MCP ETF 464287507 1573 6842 SH SOLE 0 0 0 6842 SPDR S&P 500 ETF TR TR UNIT 78462F103 2918 7805 SH SOLE 0 0 0 7805 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 3151 50262 SH SOLE 0 0 0 50262 AMAZON COM INC COM 023135106 342 105 SH SOLE 0 0 0 105 BRISTOL-MYERS SQUIBB CO COM 110122108 884 14246 SH SOLE 0 0 0 14246 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 641 2763 SH SOLE 0 0 0 2763 IRON MTN INC NEW COM 46284V101 1235 41894 SH SOLE 0 0 0 41894 ABBOTT LABS COM 002824100 237 2167 SH SOLE 0 0 0 2167 BEST BUY INC COM 086516101 1079 10815 SH SOLE 0 0 0 10815 ALTRIA GROUP INC COM 02209S103 510 12444 SH SOLE 0 0 0 12444 INTEL CORP COM 458140100 1274 25575 SH SOLE 0 0 0 25575 ORACLE CORP COM 68389X105 1779 27500 SH SOLE 0 0 0 27500 QUALCOMM INC COM 747525103 1411 9260 SH SOLE 0 0 0 9260 DISNEY WALT CO COM 254687106 723 3990 SH SOLE 0 0 0 3990 HONEYWELL INTL INC COM 438516106 258 1211 SH SOLE 0 0 0 1211 JOHNSON & JOHNSON COM 478160104 1604 10191 SH SOLE 0 0 0 10191 PFIZER INC COM 717081103 629 17077 SH SOLE 0 0 0 17077 LOWES COS INC COM 548661107 1912 11914 SH SOLE 0 0 0 11914 CHEVRON CORP NEW COM 166764100 785 9294 SH SOLE 0 0 0 9294 MICROSOFT CORP COM 594918104 6961 31295 SH SOLE 0 0 0 31295 AT&T INC COM 00206R102 843 29326 SH SOLE 0 0 0 29326 CISCO SYS INC COM 17275R102 901 20137 SH SOLE 0 0 0 20137 INTERNATIONAL BUSINESS MACHS COM 459200101 3009 23904 SH SOLE 0 0 0 23904 COCA COLA CO COM 191216100 241 4403 SH SOLE 0 0 0 4403 LOCKHEED MARTIN CORP COM 539830109 1022 2879 SH SOLE 0 0 0 2879 PEPSICO INC COM 713448108 508 3425 SH SOLE 0 0 0 3425 VERIZON COMMUNICATIONS INC COM 92343V104 460 7835 SH SOLE 0 0 0 7835 SPDR SER TR PRTFLO S&P500 GW 78464A409 10948 198004 SH SOLE 0 0 0 198004 ISHARES TR RUS MID CAP ETF 464287499 869 12676 SH SOLE 0 0 0 12676 SELECT SECTOR SPDR TR ENERGY 81369Y506 3154 83222 SH SOLE 0 0 0 83222 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 695 7852 SH SOLE 0 0 0 7852 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 221 1697 SH SOLE 0 0 0 1697 DEERE & CO COM 244199105 391 1455 SH SOLE 0 0 0 1455 BK OF AMERICA CORP COM 060505104 800 26378 SH SOLE 0 0 0 26378 EXXON MOBIL CORP COM 30231G102 631 15314 SH SOLE 0 0 0 15314 WALMART INC COM 931142103 5950 41278 SH SOLE 0 0 0 41278 UNION PAC CORP COM 907818108 231 1110 SH SOLE 0 0 0 1110 TEXAS INSTRS INC COM 882508104 1112 6773 SH SOLE 0 0 0 6773 TARGET CORP COM 87612E106 1078 6104 SH SOLE 0 0 0 6104 CAPITAL ONE FINL CORP COM 14040H105 3511 35517 SH SOLE 0 0 0 35517 LILLY ELI & CO COM 532457108 782 4630 SH SOLE 0 0 0 4630 CVS HEALTH CORP COM 126650100 2197 32172 SH SOLE 0 0 0 32172 DOMINION ENERGY INC COM 25746U109 1950 25928 SH SOLE 0 0 0 25928 MERCK & CO. INC COM 58933Y105 1351 16511 SH SOLE 0 0 0 16511 PROCTER AND GAMBLE CO COM 742718109 336 2417 SH SOLE 0 0 0 2417 GENERAL ELECTRIC CO COM 369604103 160 14854 SH SOLE 0 0 0 14854 KIMBERLY-CLARK CORP COM 494368103 270 2000 SH SOLE 0 0 0 2000 GOLDMAN SACHS GROUP INC COM 38141G104 285 1080 SH SOLE 0 0 0 1080 HOME DEPOT INC COM 437076102 3095 11654 SH SOLE 0 0 0 11654 MCDONALDS CORP COM 580135101 485 2258 SH SOLE 0 0 0 2258 JPMORGAN CHASE & CO COM 46625H100 4605 36240 SH SOLE 0 0 0 36240 TJX COS INC NEW COM 872540109 1585 23205 SH SOLE 0 0 0 23205 HP INC COM 40434L105 223 9063 SH SOLE 0 0 0 9063 ISHARES TR BARCLAYS 7 10 YR 464287440 860 7168 SH SOLE 0 0 0 7168 CORNING INC COM 219350105 360 9999 SH SOLE 0 0 0 9999 FISERV INC COM 337738108 2675 23494 SH SOLE 0 0 0 23494 UNITEDHEALTH GROUP INC COM 91324P102 1298 3700 SH SOLE 0 0 0 3700 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 1775 6795 SH SOLE 0 0 0 6795 RAYTHEON TECHNOLOGIES CORP COM 75513E101 1576 22032 SH SOLE 0 0 0 22032 MARSH & MCLENNAN COS INC COM 571748102 2725 23293 SH SOLE 0 0 0 23293 3M CO COM 88579Y101 931 5326 SH SOLE 0 0 0 5326 ALBEMARLE CORP COM 012653101 2274 15413 SH SOLE 0 0 0 15413 COMCAST CORP NEW CL A 20030N101 2349 44836 SH SOLE 0 0 0 44836 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1798 9235 SH SOLE 0 0 0 9235 WELLTOWER INC COM 95040Q104 899 13917 SH SOLE 0 0 0 13917 NEXTERA ENERGY INC COM 65339F101 1267 16425 SH SOLE 0 0 0 16425 DUKE ENERGY CORP NEW COM NEW 26441C204 1880 20533 SH SOLE 0 0 0 20533 CONSTELLATION BRANDS INC CL A 21036P108 503 2298 SH SOLE 0 0 0 2298 APPLE INC COM 037833100 7816 58906 SH SOLE 0 0 0 58906 CATERPILLAR INC COM 149123101 529 2909 SH SOLE 0 0 0 2909 INTERNATIONAL PAPER CO COM 460146103 229 4600 SH SOLE 0 0 0 4600 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 9127 71564 SH SOLE 0 0 0 71564 ROSS STORES INC COM 778296103 737 6000 SH SOLE 0 0 0 6000 AMERICAN EXPRESS CO COM 025816109 729 6033 SH SOLE 0 0 0 6033 REGIONS FINANCIAL CORP NEW COM 7591EP100 403 25000 SH SOLE 0 0 0 25000 GENERAL DYNAMICS CORP COM 369550108 460 3090 SH SOLE 0 0 0 3090 SOUTHERN CO COM 842587107 1764 28710 SH SOLE 0 0 0 28710 PAYCHEX INC COM 704326107 236 2535 SH SOLE 0 0 0 2535 ROCKWELL AUTOMATION INC COM 773903109 235 937 SH SOLE 0 0 0 937 NVIDIA CORPORATION COM 67066G104 3916 7498 SH SOLE 0 0 0 7498 TRAVELERS COMPANIES INC COM 89417E109 593 4225 SH SOLE 0 0 0 4225 AMERICAN ELEC PWR CO INC COM 025537101 1187 14251 SH SOLE 0 0 0 14251 RYDER SYS INC COM 783549108 1276 20661 SH SOLE 0 0 0 20661 SPDR GOLD TR GOLD SHS 78463V107 294 1646 SH SOLE 0 0 0 1646 VANGUARD INDEX FDS MID CAP ETF 922908629 1684 8144 SH SOLE 0 0 0 8144 VANGUARD INDEX FDS SMALL CP ETF 922908751 591 3037 SH SOLE 0 0 0 3037 FMC CORP COM NEW 302491303 1094 9519 SH SOLE 0 0 0 9519 AMERIPRISE FINL INC COM 03076C106 486 2500 SH SOLE 0 0 0 2500 BLACKROCK INCOME TR INC COM 09247F100 3306 544687 SH SOLE 0 0 0 544687 BLACKROCK CORPOR HI YLD FD I COM 09255P107 9658 845003 SH SOLE 0 0 0 845003 VANGUARD INDEX FDS SML CP GRW ETF 922908595 2366 8838 SH SOLE 0 0 0 8838 THERMO FISHER SCIENTIFIC INC COM 883556102 3956 8492 SH SOLE 0 0 0 8492 DEXCOM INC COM 252131107 1192 3225 SH SOLE 0 0 0 3225 ROCKWELL MED INC COM 774374102 13 12486 SH SOLE 0 0 0 12486 ROPER TECHNOLOGIES INC COM 776696106 711 1650 SH SOLE 0 0 0 1650 ARENA PHARMACEUTICALS INC COM NEW 040047607 282 3670 SH SOLE 0 0 0 3670 MASTERCARD INCORPORATED CL A 57636Q104 262 734 SH SOLE 0 0 0 734 EQUINIX INC COM 29444U700 3968 5556 SH SOLE 0 0 0 5556 DIGITAL RLTY TR INC COM 253868103 1494 10710 SH SOLE 0 0 0 10710 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 8426 39732 SH SOLE 0 0 0 39732 SPDR SER TR S&P REGL BKG 78464A698 3405 65545 SH SOLE 0 0 0 65545 SPDR SER TR S&P BK ETF 78464A797 3974 95021 SH SOLE 0 0 0 95021 ISHARES TR ISHS 1-5YR INVS 464288646 22232 402966 SH SOLE 0 0 0 402966 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 4692 53207 SH SOLE 0 0 0 53207 BLACKSTONE GROUP INC COM CL A 09260D107 258 3988 SH SOLE 0 0 0 3988 ISHARES TR 3 7 YR TREAS BD 464288661 4108 30893 SH SOLE 0 0 0 30893 VISA INC COM CL A 92826C839 206 943 SH SOLE 0 0 0 943 SPDR SER TR PORTFOLIO S&P500 78464A854 3003 68311 SH SOLE 0 0 0 68311 SPDR SER TR PORTFOLIO INTRMD 78464A375 18320 492742 SH SOLE 0 0 0 492742 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 242 2494 SH SOLE 0 0 0 2494 VERISK ANALYTICS INC COM 92345Y106 390 1881 SH SOLE 0 0 0 1881 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 3173 38111 SH SOLE 0 0 0 38111 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 645 10468 SH SOLE 0 0 0 10468 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 1081 19999 SH SOLE 0 0 0 19999 SPDR SER TR PORTFOLIO SHORT 78464A474 4097 130491 SH SOLE 0 0 0 130491 SPDR SER TR PORTFLI MORTGAGE 78464A383 1360 51491 SH SOLE 0 0 0 51491 TESLA INC COM 88160R101 378 536 SH SOLE 0 0 0 536 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 10478 30487 SH SOLE 0 0 0 30487 GENERAL MTRS CO COM 37045V100 462 11105 SH SOLE 0 0 0 11105 FIRST TR EXCHANGE-TRADED ALP MID CP GR ALPH 33737M102 2738 41877 SH SOLE 0 0 0 41877 ISHARES TR FLTG RATE NT ETF 46429B655 2481 48916 SH SOLE 0 0 0 48916 MARATHON PETE CORP COM 56585A102 259 6260 SH SOLE 0 0 0 6260 XYLEM INC COM 98419M100 204 2003 SH SOLE 0 0 0 2003 MANNING & NAPIER INC CL A 56382Q102 63 10000 SH SOLE 0 0 0 10000 PHILLIPS 66 COM 718546104 264 3781 SH SOLE 0 0 0 3781 FACEBOOK INC CL A 30303M102 285 1042 SH SOLE 0 0 0 1042 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 1342 3979 SH SOLE 0 0 0 3979 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 11456 224190 SH SOLE 0 0 0 224190 ABBVIE INC COM 00287Y109 269 2512 SH SOLE 0 0 0 2512 ZOETIS INC CL A 98978V103 248 1500 SH SOLE 0 0 0 1500 ISHARES TR 0-5YR HI YL CP 46434V407 10744 236451 SH SOLE 0 0 0 236451 INVESCO EXCH TRADED FD TR II VAR RATE PFD 46138G870 1447 55767 SH SOLE 0 0 0 55767 WISDOMTREE TR YIELD ENHANCD US 97717X511 508 9464 SH SOLE 0 0 0 9464 CHARTER COMMUNICATIONS INC N CL A 16119P108 357 540 SH SOLE 0 0 0 540 INVESCO ACTIVELY MANAGED ETF VAR RATE INVT 46090A879 13320 533009 SH SOLE 0 0 0 533009 DELL TECHNOLOGIES INC CL C 24703L202 1029 14046 SH SOLE 0 0 0 14046