Chief Compliance Officer

0001437749-19-002773.txt : 20190215 0001437749-19-002773.hdr.sgml : 20190215 20190215163623 ACCESSION NUMBER: 0001437749-19-002773 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190215 DATE AS OF CHANGE: 20190215 EFFECTIVENESS DATE: 20190215 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Nalls Sherbakoff Group, LLC CENTRAL INDEX KEY: 0001767500 IRS NUMBER: 462917385 STATE OF INCORPORATION: TN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-19188 FILM NUMBER: 19612008 BUSINESS ADDRESS: STREET 1: 9724 KINGSTON PIKE STREET 2: SUITE 704 CITY: KNOXVILLE STATE: TN ZIP: 37922 BUSINESS PHONE: 8656940898 MAIL ADDRESS: STREET 1: 9724 KINGSTON PIKE STREET 2: SUITE 704 CITY: KNOXVILLE STATE: TN ZIP: 37922 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false false false 0001767500 XXXXXXXX 12-31-2018 12-31-2018 true 1 RESTATEMENT Nalls Sherbakoff Group, LLC

9724 KINGSTON PIKE SUITE 704 KNOXVILLE TN 37922

13F HOLDINGS REPORT 028-19188 N Donald E. Nalls Chief Compliance Officer 8656910898 /s/ Donald E. Nalls Knoxville TN 02-15-2019 0 422 62561 false INFORMATION TABLE 2 nsinfotable123118fa.xml INFORMATION TABLE 3M CO COMMON STOCK 88579Y101 20 103 SH SOLE NONE 0 0 103 A T & T INC COMMON STOCK 00206R102 658 23057 SH SOLE NONE 0 0 23057 ABBOTT LABORATORIES COMMON STOCK 002824100 116 1599 SH SOLE NONE 0 0 1599 ABBVIE INC COMMON STOCK 00287Y109 83 895 SH SOLE NONE 0 0 895 ABERDEEN STANDARD PLATINUM ETF UIT EXCHANGE TRADED 003260106 10 135 SH SOLE NONE 0 0 135 ADOBE INC COMMON STOCK 00724F101 34 150 SH SOLE NONE 0 0 150 ADVANCED MICRO DEVIC COMMON STOCK 007903107 11 600 SH SOLE NONE 0 0 600 AFLAC INC COMMON STOCK 001055102 2 44 SH SOLE NONE 0 0 44 ALCOA CORP COMMON STOCK 013872106 8 315 SH SOLE NONE 0 0 315 ALPHABET INC. CLASS A COMMON STOCK 02079K305 604 578 SH SOLE NONE 0 0 578 ALPHABET INC. CLASS C COMMON STOCK 02079K107 181 175 SH SOLE NONE 0 0 175 ALPS ALERIAN MLP ETF UIT EXCHANGE TRADED 00162Q866 9 1000 SH SOLE NONE 0 0 1000 ALTRIA GROUP INC COMMON STOCK 02209S103 17 349 SH SOLE NONE 0 0 349 AMAZON.COM INC COMMON STOCK 023135106 834 555 SH SOLE NONE 0 0 555 AMER ELECTRIC PWR CO COMMON STOCK 025537101 13 174 SH SOLE NONE 0 0 174 AMEREN CORP COMMON STOCK 023608102 7 100 SH SOLE NONE 0 0 100 AMERICAN FIN TRUST INC COMMON STOCK 02607T109 42 3143 SH SOLE NONE 0 0 3143 AMERICAN WATER WORKS COMMON STOCK 030420103 5 59 SH SOLE NONE 0 0 59 AMERIQUEST MORTG 5.2534ABS-SPCL DUE 07/25/34-0410- PRIVATE PLACEMENT CM 12669FC43 24 23000 SH SOLE NONE 0 0 23000 AMERISOURCEBERGEN CO COMMON STOCK 03073E105 74 1000 SH SOLE NONE 0 0 1000 AMERN EAGLE OUTFITRS COMMON STOCK 02553E106 2 103 SH SOLE NONE 0 0 103 AMERN TOWER CORP REIT REAL ESTATE INVESTME 03027X100 0 2 SH SOLE NONE 0 0 2 ANI PHARMACEUTICALS RTSRIGHTS CVR EXP UNKNOWN RESTRICTED WARRANTS 00182CVR1 0 1 SH SOLE NONE 0 0 1 APPLE INC COMMON STOCK 037833100 298 1887 SH SOLE NONE 0 0 1887 APPLIED MATERIALS COMMON STOCK 038222105 33 1000 SH SOLE NONE 0 0 1000 ARCHER-DANIELS-MIDLN COMMON STOCK 039483102 12 300 SH SOLE NONE 0 0 300 ARCONIC INC COMMON STOCK 03965L100 16 971 SH SOLE NONE 0 0 971 AUTO DATA PROCESSING COMMON STOCK 053015103 177 1350 SH SOLE NONE 0 0 1350 AVALONBAY CMNTYS INC COMMON STOCK 053484101 35 201 SH SOLE NONE 0 0 201 AVANOS MEDICAL INC COMMON STOCK 05350V106 2 34 SH SOLE NONE 0 0 34 BANK OF AMERICA CORP COMMON STOCK 060505104 48 1963 SH SOLE NONE 0 0 1963 BANK OF NY MELLON CO COMMON STOCK 064058100 6 118 SH SOLE NONE 0 0 118 BARNWELL INDUSTRIES COMMON STOCK 068221100 0 300 SH SOLE NONE 0 0 300 BARRICK GOLD CORP F FOREIGN CANADIAN 067901108 0 25 SH SOLE NONE 0 0 25 BB&T CORP COMMON STOCK 054937107 35 800 SH SOLE NONE 0 0 800 BECTON DICKINSON&CO COMMON STOCK 075887109 34 150 SH SOLE NONE 0 0 150 BERKSHIRE HATHAWAY CLASS B COMMON STOCK 084670702 49 240 SH SOLE NONE 0 0 240 BEST BUY INC COMMON STOCK 086516101 10 187 SH SOLE NONE 0 0 187 BIODELIVERY SCI INTL COMMON STOCK 09060J106 2 500 SH SOLE NONE 0 0 500 BLACK KNIGHT INC COMMON STOCK 09215C105 1 28 SH SOLE NONE 0 0 28 BLACKROCK CALIFORNIA MUN CLOSED END MUTL FUND 09248E102 5 400 SH SOLE NONE 0 0 400 BOEING CO COMMON STOCK 097023105 7 21 SH SOLE NONE 0 0 21 BOULDER GROWTH AND INCOM CLOSED END MUTL FUND 101507101 22 2072 SH SOLE NONE 0 0 2072 BP PLC FSPONSORED ADR 1 ADR REPS 6 ORD SHS AMERICAN DEPOSITORY 055622104 563 14853 SH SOLE NONE 0 0 14853 BRISTOL-MYERS SQUIBB COMMON STOCK 110122108 54 1042 SH SOLE NONE 0 0 1042 BROOKFIELD PR 5.25 PFDPFD SER 1 PREFERRED STOCK 112827209 8 310 SH SOLE NONE 0 0 310 C N X RESOURCES CORPORAT COMMON STOCK 12653C108 1 100 SH SOLE NONE 0 0 100 CANADIAN NATL RAILWY F FOREIGN CANADIAN 136375102 59 800 SH SOLE NONE 0 0 800 CANADIAN NATURAL RES F FOREIGN CANADIAN 136385101 10 400 SH SOLE NONE 0 0 400 CANNAE HOLDINGS INC COMMON STOCK 13765N107 1 30 SH SOLE NONE 0 0 30 CAPITAL ONE FC COMMON STOCK 14040H105 2 22 SH SOLE NONE 0 0 22 CAPSTAR FINL HLDGS COMMON STOCK 14070T102 2264 153704 SH SOLE NONE 0 0 153704 CBS CORP CLASS B COMMON STOCK 124857202 3 67 SH SOLE NONE 0 0 67 CDK GLOBAL INC COMMON STOCK 12508E101 17 345 SH SOLE NONE 0 0 345 CENOVUS ENERGY INC F FOREIGN CANADIAN 15135U109 1 100 SH SOLE NONE 0 0 100 CHARLES SCHWAB US MC ETF UIT EXCHANGE TRADED 808524508 11 224 SH SOLE NONE 0 0 224 CHARLES SCHWAB US REIT ETF UIT EXCHANGE TRADED 808524847 16 420 SH SOLE NONE 0 0 420 CHEMOURS CO COMMON STOCK 163851108 5 176 SH SOLE NONE 0 0 176 CHEVRON CORP COMMON STOCK 166764100 154 1416 SH SOLE NONE 0 0 1416 CHINA MOBILE LTD FSPONSORED ADR 1 ADR REPS 5 ORD SHS AMERICAN DEPOSITORY 16941M109 4 80 SH SOLE NONE 0 0 80 CHUBB LTD F FOREIGN ORDINARIES H1467J104 35 270 SH SOLE NONE 0 0 270 CIGNA CORP COMMON STOCK 125523100 7 35 SH SOLE NONE 0 0 35 CIMAREX ENERGY CO COMMON STOCK 171798101 18 300 SH SOLE NONE 0 0 300 CISCO SYSTEMS INC COMMON STOCK 17275R102 76 1758 SH SOLE NONE 0 0 1758 CITIGROUP INC COMMON STOCK 172967424 5 101 SH SOLE NONE 0 0 101 COHEN STEERS GLOBAL REALTY MAJOR ETF UIT EXCHANGE TRADED 00162Q106 8 200 SH SOLE NONE 0 0 200 COLE CREDIT PPTY TR IV REAL ESTATE INVST TRUST MARYLAND REAL ESTATE INVESTME 19326U100 35 3780 SH SOLE NONE 0 0 3780 COLGATE-PALMOLIVE CO COMMON STOCK 194162103 4 72 SH SOLE NONE 0 0 72 COMCAST CORP CLASS A COMMON STOCK 20030N101 46 1344 SH SOLE NONE 0 0 1344 CONOCOPHILLIPS COMMON STOCK 20825C104 19 300 SH SOLE NONE 0 0 300 CONSOL ENERGY INC COMMON STOCK 20854L108 0 12 SH SOLE NONE 0 0 12 CRACKER BARREL OLD COUNT COMMON STOCK 22410J106 93 583 SH SOLE NONE 0 0 583 CROSSROADS CAPITAL I XXXESCROW PENDING POSSIBLE FUTURE DISTRIBUTION ESCROW POSITION 229ESC108 0 1045 SH SOLE NONE 0 0 1045 D X C TECHNOLOGY CO COMMON STOCK 23355L106 2 34 SH SOLE NONE 0 0 34 DELL TECHNOLOGIES CLASS V COMMON STOCK 24703L103 2 22 SH SOLE NONE 0 0 22 DELTA AIR LINES INC COMMON STOCK 247361702 50 1000 SH SOLE NONE 0 0 1000 DENBURY RES INC COMMON STOCK 247916208 1 800 SH SOLE NONE 0 0 800 DEUTSCHE BK AKTIENGE F FOREIGN ORDINARIES D18190898 2 207 SH SOLE NONE 0 0 207 DEVON ENERGY CORP COMMON STOCK 25179M103 14 600 SH SOLE NONE 0 0 600 DISCOVER FINL S COMMON STOCK 254709108 52 875 SH SOLE NONE 0 0 875 DOWDUPONT INC COMMON STOCK 26078J100 61 1132 SH SOLE NONE 0 0 1132 DUKE ENERGY CORP COMMON STOCK 26441C204 228 2640 SH SOLE NONE 0 0 2640 EASTMAN CHEMICAL CO COMMON STOCK 277432100 28 388 SH SOLE NONE 0 0 388 EMBRAER S A FSPONSORED ADR 1 ADR REPS 4 ORD SHS AMERICAN DEPOSITORY 29082A107 7 300 SH SOLE NONE 0 0 300 EMERSON ELECTRIC CO COMMON STOCK 291011104 2 30 SH SOLE NONE 0 0 30 ENBRIDGE INC F FOREIGN CANADIAN 29250N105 21 666 SH SOLE NONE 0 0 666 ENCANA CORP F FOREIGN CANADIAN 292505104 1 134 SH SOLE NONE 0 0 134 ENERGY SELECT SECTOR SPDR ETF UIT EXCHANGE TRADED 81369Y506 37 653 SH SOLE NONE 0 0 653 ENERSYS COMMON STOCK 29275Y102 2 26 SH SOLE NONE 0 0 26 ENTERPRISE PRODS PART LP LIMITED PARTNERSHP 293792107 25 1000 SH SOLE NONE 0 0 1000 EUROPEAN EQUITY CF CLOSED END MUTL FUND 298768102 15 2000 SH SOLE NONE 0 0 2000 EXPEDITORS INTL WASH COMMON STOCK 302130109 14 200 SH SOLE NONE 0 0 200 EXXON MOBIL CORP COMMON STOCK 30231G102 706 10347 SH SOLE NONE 0 0 10347 FEDERAL NTNL MO 6.62530 DUE 11/15/30 GOVERNMENT AGENCY 31359MGK3 1 1000 SH SOLE NONE 0 0 1000 FEDERATED GLOBAL ALLOC FD CL C LOAD EQUITY FUND 314183302 3 155 SH SOLE NONE 0 0 155 FEDERATED STRATEGIC VALUE DIVIDEND C LOAD EQUITY FUND 314172578 3 523 SH SOLE NONE 0 0 523 FEDEX CORP COMMON STOCK 31428X106 47 290 SH SOLE NONE 0 0 290 FIDELITY NASDAQ COMPOSITE IND ETF IV UIT EXCHANGE TRADED 315912808 21 80 SH SOLE NONE 0 0 80 FIDELITY NATL FINL COMMON STOCK 31620R303 3 93 SH SOLE NONE 0 0 93 FIDELITY NATL INFO COMMON STOCK 31620M106 2 16 SH SOLE NONE 0 0 16 FIRST HORIZON NATL COMMON STOCK 320517105 441 33488 SH SOLE NONE 0 0 33488 FIRST TRUST INTERNET INDEX CF ETF UIT EXCHANGE TRADED 33733E302 0 1 SH SOLE NONE 0 0 1 FLAHERTY CRUMRINE TOTAL CLOSED END MUTL FUND 338479108 9 495 SH SOLE NONE 0 0 495 FLEXTRONICS INTL LTD F FOREIGN ORDINARIES Y2573F102 5 700 SH SOLE NONE 0 0 700 FLUOR CORP COMMON STOCK 343412102 82 2550 SH SOLE NONE 0 0 2550 FNMA PL 256233 636 DUE 05/01/36 FNMA 31371MSW8 0 15000 SH SOLE NONE 0 0 15000 FNMA PL 256236 5.521 DUE 05/01/21 FNMA 31371MSZ1 0 16000 SH SOLE NONE 0 0 16000 FNMA PL 725690 634 DUE 08/01/34 FNMA 31402DF70 0 5669 SH SOLE NONE 0 0 5669 FNMA PL 725793 5.519 DUE 09/01/19 FNMA 31402DKE9 0 6000 SH SOLE NONE 0 0 6000 FNMA PL 745944 533 DUE 12/01/33 FNMA 31403DWD7 0 11000 SH SOLE NONE 0 0 11000 FNMA PL 844801 535 DUE 10/01/35 FNMA 31407YRW1 0 5493 SH SOLE NONE 0 0 5493 FNMA PL 888129 5.537 DUE 02/01/37 FNMA 31410FVW2 0 18000 SH SOLE NONE 0 0 18000 FNMA PL 934643 538 DUE 11/01/38 FNMA 31412TZG1 0 4025 SH SOLE NONE 0 0 4025 FORD MOTOR CO COMMON STOCK 345370860 190 24810 SH SOLE NONE 0 0 24810 GARRETT MOTION INC COMMON STOCK 366505105 0 14 SH SOLE NONE 0 0 14 GENERAL DYNAMICS CO COMMON STOCK 369550108 119 755 SH SOLE NONE 0 0 755 GENERAL ELECTRIC CO COMMON STOCK 369604103 116 15363 SH SOLE NONE 0 0 15363 GENERAL MILLS INC COMMON STOCK 370334104 18 450 SH SOLE NONE 0 0 450 GENERAL MOTORS CO COMMON STOCK 37045V100 2 53 SH SOLE NONE 0 0 53 GLAXOSMITHKLINE PLC FSPONSORED ADR 1 ADR REPS 2 ORD SHS AMERICAN DEPOSITORY 37733W105 4 113 SH SOLE NONE 0 0 113 HALLIBURTON CO HLDG COMMON STOCK 406216101 1 50 SH SOLE NONE 0 0 50 HARLEY DAVIDSON INC COMMON STOCK 412822108 18 540 SH SOLE NONE 0 0 540 HARRIS CORP COMMON STOCK 413875105 132 979 SH SOLE NONE 0 0 979 HEALTHCARE TRUST INC REAL ESTATE INVST TRUST MARYLAND REAL ESTATE INVESTME 42226B105 44 2151 SH SOLE NONE 0 0 2151 HEWLETT PACKARD ENTERPRI COMMON STOCK 42824C109 5 400 SH SOLE NONE 0 0 400 HOLLYFRONTIER CORP COMMON STOCK 436106108 64 1256 SH SOLE NONE 0 0 1256 HOME DEPOT INC COMMON STOCK 437076102 30 172 SH SOLE NONE 0 0 172 HONEYWELL INTL INC COMMON STOCK 438516106 18 140 SH SOLE NONE 0 0 140 HP INC. COMMON STOCK 40434L105 8 400 SH SOLE NONE 0 0 400 HSBC HLDGS PLC FSPONSORED ADR 1 ADR REPS 5 ORD SHS AMERICAN DEPOSITORY 404280406 3 75 SH SOLE NONE 0 0 75 IBM CORP COMMON STOCK 459200101 34 295 SH SOLE NONE 0 0 295 ILLINOIS TOOL WORKS COMMON STOCK 452308109 114 900 SH SOLE NONE 0 0 900 INGERSOLL RAND PLC F FOREIGN ORDINARIES G47791101 46 500 SH SOLE NONE 0 0 500 INTEL CORP COMMON STOCK 458140100 83 1760 SH SOLE NONE 0 0 1760 INTREPID POTASH INC COMMON STOCK 46121Y102 1 200 SH SOLE NONE 0 0 200 INVESCO BULLETSHARES 2019 CORPORATE BOND ETF UIT EXCHANGE TRADED 46138J304 59 2817 SH SOLE NONE 0 0 2817 INVESCO BULLETSHARES 2019 HIGH YIELD CORPORATE BOND ETF UIT EXCHANGE TRADED 46138J403 30 1264 SH SOLE NONE 0 0 1264 INVESCO BULLETSHARES 2020 CORPORATE BOND ETF UIT EXCHANGE TRADED 46138J502 59 2821 SH SOLE NONE 0 0 2821 INVESCO BULLETSHARES 2020 HIGH YIELD CORPORATE BOND ETF UIT EXCHANGE TRADED 46138J601 30 1262 SH SOLE NONE 0 0 1262 INVESCO BULLETSHARES 2021 CORPORATE BOND ETF UIT EXCHANGE TRADED 46138J700 94 4549 SH SOLE NONE 0 0 4549 INVESCO BULLETSHARES 2021 HIGH YIELD CORPORATE BOND ETF UIT EXCHANGE TRADED 46138J809 43 1809 SH SOLE NONE 0 0 1809 INVESCO BULLETSHARES 2022 CORPORATE BOND ETF UIT EXCHANGE TRADED 46138J882 94 4573 SH SOLE NONE 0 0 4573 INVESCO BULLETSHARES 2022 HIGH YIELD CORPORATE BOND ETF UIT EXCHANGE TRADED 46138J874 43 1846 SH SOLE NONE 0 0 1846 INVESCO BULLETSHARES 2023 CORPORATE BOND ETF UIT EXCHANGE TRADED 46138J866 92 4546 SH SOLE NONE 0 0 4546 INVESCO BULLETSHARES 2023 HIGH YIELD CORPORATE BOND ETF UIT EXCHANGE TRADED 46138J858 41 1664 SH SOLE NONE 0 0 1664 INVESCO BULLETSHARES 2024 CORPORATE BOND ETF UIT EXCHANGE TRADED 46138J841 67 3378 SH SOLE NONE 0 0 3378 INVESCO BULLETSHARES 2024 HIGH YIELD CORPORATE BOND ETF UIT EXCHANGE TRADED 46138J833 29 1253 SH SOLE NONE 0 0 1253 INVESCO BULLETSHARES 2025 CORPORATE BOND ETF UIT EXCHANGE TRADED 46138J825 68 3435 SH SOLE NONE 0 0 3435 INVESCO BULLETSHARES 2025 HIGH YIELD CORPORATE BOND ETF UIT EXCHANGE TRADED 46138J817 30 1328 SH SOLE NONE 0 0 1328 INVESCO BULLETSHARES 2026 CORPORATE BOND ETF UIT EXCHANGE TRADED 46138J791 33 1769 SH SOLE NONE 0 0 1769 INVESCO CURRENCYSHARES AUSTRALIAN DOLLAR TRUST UIT EXCHANGE TRADED 46090N103 18 250 SH SOLE NONE 0 0 250 INVESCO CURRENCYSHARES SWISS FRANC TRUST UIT EXCHANGE TRADED 46138R108 48 505 SH SOLE NONE 0 0 505 INVESCO FTSE RAFI DEVELOPED MARKETS EX-U.S. ETF UIT EXCHANGE TRADED 46138E743 498 13272 SH SOLE NONE 0 0 13272 INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF UIT EXCHANGE TRADED 46137V563 17 1104 SH SOLE NONE 0 0 1104 INVESCO KBW BANK ETF UIT EXCHANGE TRADED 46138E628 75 1700 SH SOLE NONE 0 0 1700 INVESCO LTD F FOREIGN ORDINARIES G491BT108 16 961 SH SOLE NONE 0 0 961 INVESCO MSCI GLOBAL TIMBER ETF UIT EXCHANGE TRADED 46138E545 31 1300 SH SOLE NONE 0 0 1300 INVESCO QQQ TRUST UIT EXCHANGE TRADED 46090E103 332 2150 SH SOLE NONE 0 0 2150 INVESCO RUSSELL MIDCAP EQUAL WEIGHT ETF UIT EXCHANGE TRADED 46137V472 688 16088 SH SOLE NONE 0 0 16088 INVESCO S&P 500 EQUAL WEIGHT ETF UIT EXCHANGE TRADED 46137V357 96 1048 SH SOLE NONE 0 0 1048 INVESCO S&P 500 HIGH DIVIDEND LOW VOLATILITY ETF UIT EXCHANGE TRADED 46138E362 328 8578 SH SOLE NONE 0 0 8578 INVESCO S&P 500 LOW VOLATILITY ETF UIT EXCHANGE TRADED 46138E354 28 600 SH SOLE NONE 0 0 600 INVESCO S&P 500 TOP 50 ETF UIT EXCHANGE TRADED 46137V233 3 15 SH SOLE NONE 0 0 15 INVESCO S&P GLOBAL WATERINDEX ETF UIT EXCHANGE TRADED 46138E263 216 6933 SH SOLE NONE 0 0 6933 INVSC BULLTSH 2026 HG YLD CRP BD ETF UIT EXCHANGE TRADED 46138J635 16 683 SH SOLE NONE 0 0 683 ISHARE EDGE MSCI MIN VOLEAFE ETF UIT EXCHANGE TRADED 46429B689 227 3405 SH SOLE NONE 0 0 3405 ISHARES CHINA LARGE CAP ETF UIT EXCHANGE TRADED 464287184 1 30 SH SOLE NONE 0 0 30 ISHARES CORE HIGH DIVIDEND ETF UIT EXCHANGE TRADED 46429B663 181 2150 SH SOLE NONE 0 0 2150 ISHARES CORE MSCI TOTL INTL STCK ETF UIT EXCHANGE TRADED 46432F834 6 118 SH SOLE NONE 0 0 118 ISHARES CORE S&P 500 ETF UIT EXCHANGE TRADED 464287200 3 10 SH SOLE NONE 0 0 10 ISHARES CORE S&P MID CAPETF UIT EXCHANGE TRADED 464287507 4 23 SH SOLE NONE 0 0 23 ISHARES CORE S&P SMALL CAP ETF UIT EXCHANGE TRADED 464287804 139 2000 SH SOLE NONE 0 0 2000 ISHARES CORE S&P US VALUE ETF UIT EXCHANGE TRADED 464287663 15 300 SH SOLE NONE 0 0 300 ISHARES CORE US AGGREGATE BOND ETF UIT EXCHANGE TRADED 464287226 11 107 SH SOLE NONE 0 0 107 ISHARES DOW JONES US ETF UIT EXCHANGE TRADED 464287846 62 500 SH SOLE NONE 0 0 500 ISHARES FLOATING RATE BOND ETF UIT EXCHANGE TRADED 46429B655 775 15385 SH SOLE NONE 0 0 15385 ISHARES GLOBAL FINANCIALS ETF UIT EXCHANGE TRADED 464287333 11 200 SH SOLE NONE 0 0 200 ISHARES GLOBAL HEALTHCARE ETF UIT EXCHANGE TRADED 464287325 11 200 SH SOLE NONE 0 0 200 ISHARES GLOBAL INDUSTRIALS ETF UIT EXCHANGE TRADED 464288729 71 908 SH SOLE NONE 0 0 908 ISHARES GLOBAL INFRASTRUCTURE ETF UIT EXCHANGE TRADED 464288372 400 10155 SH SOLE NONE 0 0 10155 ISHARES GLOBAL 100 ETF UIT EXCHANGE TRADED 464287572 8 200 SH SOLE NONE 0 0 200 ISHARES GLOBAL ENERGY ETF UIT EXCHANGE TRADED 464287341 36 1235 SH SOLE NONE 0 0 1235 ISHARES GOLD ETF UIT EXCHANGE TRADED 464285105 52 4200 SH SOLE NONE 0 0 4200 ISHARES IBOXX HIGH YIELDBOND ETF UIT EXCHANGE TRADED 464288513 8 100 SH SOLE NONE 0 0 100 ISHARES IBOXX INVT GRADEBOND ETF UIT EXCHANGE TRADED 464287242 34 300 SH SOLE NONE 0 0 300 ISHARES JP MORGAN USD EMERGING MARKE UIT EXCHANGE TRADED 464288281 5 48 SH SOLE NONE 0 0 48 ISHARES MSCI AUSTRALIA ETF UIT EXCHANGE TRADED 464286103 51 2655 SH SOLE NONE 0 0 2655 ISHARES MSCI BRIC ETF UIT EXCHANGE TRADED 464286657 4 100 SH SOLE NONE 0 0 100 ISHARES MSCI CANADA ETF UIT EXCHANGE TRADED 464286509 4 150 SH SOLE NONE 0 0 150 ISHARES MSCI EAFE ETF UIT EXCHANGE TRADED 464287465 201 3423 SH SOLE NONE 0 0 3423 ISHARES MSCI EAFE GROWTHETF UIT EXCHANGE TRADED 464288885 7 100 SH SOLE NONE 0 0 100 ISHARES MSCI EAFE SMALL CAP ETF UIT EXCHANGE TRADED 464288273 52 1000 SH SOLE NONE 0 0 1000 ISHARES MSCI EMERGING MARKETS ETF UIT EXCHANGE TRADED 464287234 3 75 SH SOLE NONE 0 0 75 ISHARES MSCI EUROZONE ETF UIT EXCHANGE TRADED 464286608 4 125 SH SOLE NONE 0 0 125 ISHARES MSCI JAPAN ETF NEW UIT EXCHANGE TRADED 46434G822 76 1503 SH SOLE NONE 0 0 1503 ISHARES MSCI MEXICO ETF UIT EXCHANGE TRADED 464286822 10 250 SH SOLE NONE 0 0 250 ISHARES MSCI PACIFIC EX JAPAN ETF UIT EXCHANGE TRADED 464286665 13 330 SH SOLE NONE 0 0 330 ISHARES MSCI TAIWAN CAPPED ETF UIT EXCHANGE TRADED 46434G772 18 575 SH SOLE NONE 0 0 575 ISHARES NATIONAL MUNI BOND ETF UIT EXCHANGE TRADED 464288414 11 100 SH SOLE NONE 0 0 100 ISHARES NORTH AMER NATL RES ETF UIT EXCHANGE TRADED 464287374 79 2910 SH SOLE NONE 0 0 2910 ISHARES RUSSELL 2000 GROWTH ETF UIT EXCHANGE TRADED 464287648 40 239 SH SOLE NONE 0 0 239 ISHARES RUSSELL 2000 VALUE ETF UIT EXCHANGE TRADED 464287630 31 284 SH SOLE NONE 0 0 284 ISHARES RUSSELL MID CAP FORWARD SPLIT WITH STOCK SPLIT SHARES UIT EXCHANGE TRADED 464287499 23 496 SH SOLE NONE 0 0 496 ISHARES RUSSELL MID CAP GROWTH ETF UIT EXCHANGE TRADED 464287481 55 480 SH SOLE NONE 0 0 480 ISHARES S&P 500 GROWTH ETF UIT EXCHANGE TRADED 464287309 121 805 SH SOLE NONE 0 0 805 ISHARES S&P 500 VALUE ETF UIT EXCHANGE TRADED 464287408 149 1476 SH SOLE NONE 0 0 1476 ISHARES S&P MID CAP 400 GRWTH ETF UIT EXCHANGE TRADED 464287606 115 600 SH SOLE NONE 0 0 600 ISHARES S&P MID CAP 400 VALUE ETF UIT EXCHANGE TRADED 464287705 177 1282 SH SOLE NONE 0 0 1282 ISHARES S&P SMALL CAP 600 ETF UIT EXCHANGE TRADED 464287879 982 7449 SH SOLE NONE 0 0 7449 ISHARES S&P SMLL CAP 600GRTH ETF UIT EXCHANGE TRADED 464287887 71 440 SH SOLE NONE 0 0 440 ISHARES SELECT DIVIDEND ETF UIT EXCHANGE TRADED 464287168 119 1333 SH SOLE NONE 0 0 1333 ISHARES SHORT TERM CORPORAT BD ETF UIT EXCHANGE TRADED 464288646 5466 105850 SH SOLE NONE 0 0 105850 ISHARES SILVER TRUST ETF UIT EXCHANGE TRADED 46428Q109 146 10083 SH SOLE NONE 0 0 10083 ISHARES TIPS BOND ETF UIT EXCHANGE TRADED 464287176 77 705 SH SOLE NONE 0 0 705 ISHARES TOTAL US STOCK MARKET ETF UIT EXCHANGE TRADED 464287150 10 181 SH SOLE NONE 0 0 181 ISHARES TRANSPORTATION AVERAGE ETF UIT EXCHANGE TRADED 464287192 69 419 SH SOLE NONE 0 0 419 ISHARES U.S. PREFERRED STOCK ETF UIT EXCHANGE TRADED 464288687 67 1950 SH SOLE NONE 0 0 1950 ISHARES US BASIC MATERIALS ETF UIT EXCHANGE TRADED 464287838 19 230 SH SOLE NONE 0 0 230 ISHARES US CONSUMER GOODS ETF UIT EXCHANGE TRADED 464287812 66 619 SH SOLE NONE 0 0 619 ISHARES US FINANCIALS ETF UIT EXCHANGE TRADED 464287788 94 881 SH SOLE NONE 0 0 881 ISHARES US HEALTHCARE ETF UIT EXCHANGE TRADED 464287762 57 313 SH SOLE NONE 0 0 313 ISHARES US HEALTHCARE PRO ETF UIT EXCHANGE TRADED 464288828 28 171 SH SOLE NONE 0 0 171 ISHARES US INDUSTRIALS ETF UIT EXCHANGE TRADED 464287754 59 460 SH SOLE NONE 0 0 460 ISHARES US MEDICAL DEVICES ETF UIT EXCHANGE TRADED 464288810 30 150 SH SOLE NONE 0 0 150 ISHARES US OIL GAS EXL PROD ETF UIT EXCHANGE TRADED 464288851 2 36 SH SOLE NONE 0 0 36 ISHARES US REAL ESTATE ETF UIT EXCHANGE TRADED 464287739 3 40 SH SOLE NONE 0 0 40 ISHARES US TECHNOLOGY ETF UIT EXCHANGE TRADED 464287721 8 50 SH SOLE NONE 0 0 50 ISHARES US TELECOM ETF UIT EXCHANGE TRADED 464287713 2 60 SH SOLE NONE 0 0 60 ISHARES US UTILITIES ETF UIT EXCHANGE TRADED 464287697 81 601 SH SOLE NONE 0 0 601 J ALEXANDERS HOLDINGS INCLASS A COMMON STOCK 46609J106 0 5 SH SOLE NONE 0 0 5 J P MORGAN CHASE & CO COMMON STOCK 46625H100 266 2725 SH SOLE NONE 0 0 2725 JC PENNEY CO INC COMMON STOCK 708160106 1 700 SH SOLE NONE 0 0 700 JD COMMON INC FSPONSORED ADR 1 ADR REPS 2 ORD SHS AMERICAN DEPOSITORY 47215P106 8 400 SH SOLE NONE 0 0 400 JOHNSON & JOHNSON COMMON STOCK 478160104 400 3102 SH SOLE NONE 0 0 3102 KELLOGG CO COMMON STOCK 487836108 1 25 SH SOLE NONE 0 0 25 KIMBERLY-CLARK CORP COMMON STOCK 494368103 41 363 SH SOLE NONE 0 0 363 KINDER MORGAN INC COMMON STOCK 49456B101 220 14310 SH SOLE NONE 0 0 14310 KKR & CO INC CLASS A COMMON STOCK 48251W104 661 33663 SH SOLE NONE 0 0 33663 KRAFT HEINZ CO COMMON STOCK 500754106 0 4 SH SOLE NONE 0 0 4 LEHMAN BROS HLDGS 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INC. COMMON STOCK 58933Y105 103 1353 SH SOLE NONE 0 0 1353 MERITOR INC COMMON STOCK 59001K100 3 150 SH SOLE NONE 0 0 150 METLIFE INC COMMON STOCK 59156R108 3 63 SH SOLE NONE 0 0 63 MFS DIVERSIFIED INCOME FD CL C LOAD BOND FUND 552982829 8 682 SH SOLE NONE 0 0 682 MFS GLOBAL EQUITY FD I EQUITY FUNDS 552986861 3 70 SH SOLE NONE 0 0 70 MICRO FOCUS INTERNTNL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS AMERICAN DEPOSITORY 594837304 1 54 SH SOLE NONE 0 0 54 MICRON TECHNOLOGY COMMON STOCK 595112103 6 200 SH SOLE NONE 0 0 200 MICROSOFT CORP COMMON STOCK 594918104 357 3518 SH SOLE NONE 0 0 3518 MID AMERICA APARTMENT COREIT REAL ESTATE INVESTME 59522J103 22 227 SH SOLE NONE 0 0 227 MONDELEZ INTL CLASS A COMMON STOCK 609207105 1 13 SH SOLE NONE 0 0 13 MORGAN STANLEY COMMON STOCK 617446448 28 702 SH SOLE NONE 0 0 702 MORGAN STANLEY BA 1.819CD FDIC INS DUE 01/04/19US CERTIFICATE DEPOSIT 61747ME98 50 50000 SH SOLE NONE 0 0 50000 MYLAN NV F FOREIGN ORDINARIES N59465109 12 450 SH SOLE NONE 0 0 450 NETFLIX INC COMMON STOCK 64110L106 54 200 SH SOLE NONE 0 0 200 NEWELL BRANDS INC COMMON STOCK 651229106 2 112 SH SOLE NONE 0 0 112 NEXTERA ENERGY INC COMMON STOCK 65339F101 294 1692 SH SOLE NONE 0 0 1692 NIKE INC CLASS B COMMON STOCK 654106103 11 154 SH SOLE NONE 0 0 154 NOBLE CORP PLC F FOREIGN ORDINARIES G65431101 1 350 SH SOLE NONE 0 0 350 NORFOLK SOUTHERN CO COMMON STOCK 655844108 276 1846 SH SOLE NONE 0 0 1846 NOVARTIS AG FSPONSORED ADR 1 ADR REPS 1 ORD SHS AMERICAN DEPOSITORY 66987V109 21 250 SH SOLE NONE 0 0 250 NUCOR CORP COMMON STOCK 670346105 16 300 SH SOLE NONE 0 0 300 NUVEEN CLIFORNIA QULTY M CLOSED END MUTL FUND 67066Y105 3 203 SH SOLE NONE 0 0 203 NVIDIA CORP COMMON STOCK 67066G104 39 291 SH SOLE NONE 0 0 291 OCCIDENTAL PETROL CO COMMON STOCK 674599105 12 200 SH SOLE NONE 0 0 200 OLIN CORP COMMON STOCK 680665205 50 2502 SH SOLE NONE 0 0 2502 OPKO HEALTH INC COMMON STOCK 68375N103 3 1000 SH SOLE NONE 0 0 1000 OPPENHEIMER GLOBAL FUND CL C LOAD EQUITY FUND 683924302 3 43 SH SOLE NONE 0 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0 0 557 PUB SVC ENTERPISE GP COMMON STOCK 744573106 7 140 SH SOLE NONE 0 0 140 QORVO INC COMMON STOCK 74736K101 2 38 SH SOLE NONE 0 0 38 QUALCOMM INC COMMON STOCK 747525103 57 1000 SH SOLE NONE 0 0 1000 RAYTHEON CO COMMON STOCK 755111507 5 30 SH SOLE NONE 0 0 30 REAL ESTATE SELECT SCTR SPDR ETF UIT EXCHANGE TRADED 81369Y860 9 290 SH SOLE NONE 0 0 290 REGIONS FINL CO COMMON STOCK 7591EP100 100 7481 SH SOLE NONE 0 0 7481 RESIDEO TECHNOLOGIES INC COMMON STOCK 76118Y104 0 23 SH SOLE NONE 0 0 23 ROYAL DUTCH SHELL FSPONSORED ADR 1 ADR REPS 2 ORD SHS AMERICAN DEPOSITORY 780259107 12 200 SH SOLE NONE 0 0 200 S&P GLOBAL INC COMMON STOCK 78409V104 68 400 SH SOLE NONE 0 0 400 SABRA HLTH CARE REIT REAL ESTATE INVESTME 78573L106 0 18 SH SOLE NONE 0 0 18 SANOFI S A FSPONSORED ADR 1 ADR REPS 0.5 ORD SHS AMERICAN DEPOSITORY 80105N105 13 300 SH SOLE NONE 0 0 300 SCHLUMBERGER LTD F FOREIGN ORDINARIES 806857108 9 250 SH SOLE NONE 0 0 250 SCHWAB EMERGING MARKETS EQUITY ETF UIT EXCHANGE TRADED 808524706 1049 44583 SH SOLE NONE 0 0 44583 SCHWAB FUNDA EMG MKTS LARGE COM ETF UIT EXCHANGE TRADED 808524730 83 3200 SH SOLE NONE 0 0 3200 SCHWAB FUNDAMENTAL INL LARGE COM ETF UIT EXCHANGE TRADED 808524755 10 384 SH SOLE NONE 0 0 384 SCHWAB FUNDAMENTAL INTL SMAL COM ETF UIT EXCHANGE TRADED 808524748 4 129 SH SOLE NONE 0 0 129 SCHWAB FUNDAMENTAL US LARGE CO ETF UIT EXCHANGE TRADED 808524771 1135 33398 SH SOLE NONE 0 0 33398 SCHWAB FUNDAMENTAL US SMALL COM ETF UIT EXCHANGE TRADED 808524763 443 13485 SH SOLE NONE 0 0 13485 SCHWAB INTERNATIONAL EQUITY ETF UIT EXCHANGE TRADED 808524805 2868 101161 SH SOLE NONE 0 0 101161 SCHWAB INTERNATNAL SMALLCAP EQY ETF UIT EXCHANGE TRADED 808524888 13 463 SH SOLE NONE 0 0 463 SCHWAB SHORT TERM US TREASURY ETF UIT EXCHANGE TRADED 808524862 58 1158 SH SOLE NONE 0 0 1158 SCHWAB US AGGREGATE BONDETF UIT EXCHANGE TRADED 808524839 4058 80216 SH SOLE NONE 0 0 80216 SCHWAB US BROAD MARKET ETF UIT EXCHANGE TRADED 808524102 7049 117625 SH SOLE NONE 0 0 117625 SCHWAB US DIVIDEND EQUITY ETF UIT EXCHANGE TRADED 808524797 387 8231 SH SOLE NONE 0 0 8231 SCHWAB US LARGE CAP GROWTH ETF UIT EXCHANGE TRADED 808524300 1234 17899 SH SOLE NONE 0 0 17899 SCHWAB US LARGE CAP VALUE ETF UIT EXCHANGE TRADED 808524409 1419 28798 SH SOLE NONE 0 0 28798 SCHWAB US LARGE CAP ETF UIT EXCHANGE TRADED 808524201 347 5813 SH SOLE NONE 0 0 5813 SCHWAB US SMALL CAP ETF UIT EXCHANGE TRADED 808524607 111 1821 SH SOLE NONE 0 0 1821 SCHWAB US TIPS ETF UIT EXCHANGE TRADED 808524870 530 9959 SH SOLE NONE 0 0 9959 SELECT SECTOR HEALTH CARE SPDR ETF UIT EXCHANGE TRADED 81369Y209 43 497 SH SOLE NONE 0 0 497 SELECT SECTOR INDUSTRIALSPDR ETF UIT EXCHANGE TRADED 81369Y704 15 227 SH SOLE NONE 0 0 227 SELECT SECTOR UTI SELECTSPDR ETF UIT EXCHANGE TRADED 81369Y886 459 8670 SH SOLE NONE 0 0 8670 SELECT STR FINANCIAL SELECT SPDR ETF UIT EXCHANGE TRADED 81369Y605 56 2350 SH SOLE NONE 0 0 2350 SIMON PPTY GROUP REIT REAL ESTATE INVESTME 828806109 17 103 SH SOLE NONE 0 0 103 SINA CORP F FOREIGN ORDINARIES G81477104 3 55 SH SOLE NONE 0 0 55 SNAP INC CLASS A COMMON STOCK 83304A106 1 200 SH SOLE NONE 0 0 200 SOUTHERN CO COMMON STOCK 842587107 103 2345 SH SOLE NONE 0 0 2345 SPDR DOUBLELINE TTL RTRNTTCL ETF UIT EXCHANGE TRADED 78467V848 8 171 SH SOLE NONE 0 0 171 SPDR DOW JONES INDUSTRIAL AVRG ETF @ UIT EXCHANGE TRADED 78467X109 9 40 SH SOLE NONE 0 0 40 SPDR FUND CONSUMER DISCRE SELECT ETF UIT EXCHANGE TRADED 81369Y407 14 145 SH SOLE NONE 0 0 145 SPDR FUND CONSUMER STAPLES ETF UIT EXCHANGE TRADED 81369Y308 61 1200 SH SOLE NONE 0 0 1200 SPDR FUND MATERIALS SELECT SECTR ETF UIT EXCHANGE TRADED 81369Y100 38 750 SH SOLE NONE 0 0 750 SPDR GOLD SHARES ETF UIT EXCHANGE TRADED 78463V107 35 285 SH SOLE NONE 0 0 285 SPDR S&P 500 ETF @ UIT EXCHANGE TRADED 78462F103 55 219 SH SOLE NONE 0 0 219 SPDR S&P 500 FOSSIL FUELRES FRE ETF UIT EXCHANGE TRADED 78468R796 0 5 SH SOLE NONE 0 0 5 SPDR S&P 500 GROWTH ETF UIT EXCHANGE TRADED 78464A409 13 400 SH SOLE NONE 0 0 400 SPDR S&P BIOTECH ETF UIT EXCHANGE TRADED 78464A870 18 250 SH SOLE NONE 0 0 250 SPDR S&P DIVIDEND ETF UIT EXCHANGE TRADED 78464A763 393 4387 SH SOLE NONE 0 0 4387 SPDR S&P HOMEBUILDERS ETF UIT EXCHANGE TRADED 78464A888 46 1400 SH SOLE NONE 0 0 1400 SPDR S&P INSURANCE ETF UIT EXCHANGE TRADED 78464A789 8 270 SH SOLE NONE 0 0 270 SPDR S&P INTERNATIONAL DIVIDEND ETF UIT EXCHANGE TRADED 78463X772 8 238 SH SOLE NONE 0 0 238 SPDR SSGA GENDER DIVERSITY INDEX ETF UIT EXCHANGE TRADED 78468R747 0 2 SH SOLE NONE 0 0 2 STARBUCKS CORP COMMON STOCK 855244109 13 200 SH SOLE NONE 0 0 200 SUNTRUST BANKS INC COMMON STOCK 867914103 19 385 SH SOLE NONE 0 0 385 TAPESTRY INC COMMON STOCK 876030107 1 25 SH SOLE NONE 0 0 25 TARGET CORP COMMON STOCK 87612E106 13 200 SH SOLE NONE 0 0 200 TAUBMAN CENTERS REIT REAL ESTATE INVESTME 876664103 37 821 SH SOLE NONE 0 0 821 TECHNOLOGY SELECT SECTORSPDR ETF UIT EXCHANGE TRADED 81369Y803 32 513 SH SOLE NONE 0 0 513 TESLA INC COMMON STOCK 88160R101 1 4 SH SOLE NONE 0 0 4 TEXAS INSTRUMENTS COMMON STOCK 882508104 61 650 SH SOLE NONE 0 0 650 TEXTRON INC COMMON STOCK 883203101 11 250 SH SOLE NONE 0 0 250 THE COCA-COLA CO COMMON STOCK 191216100 63 1341 SH SOLE NONE 0 0 1341 THERMO FISHER SCNTFC COMMON STOCK 883556102 10 44 SH SOLE NONE 0 0 44 THORNBURG MORTGAGE NEXXXREGISTRATION REVOKED BY THE SEC EFF 05/01/12 REAL ESTATE INVESTME 885218800 0 30 SH SOLE NONE 0 0 30 TILRAY INC COMMON STOCK 88688T100 7 100 SH SOLE NONE 0 0 100 TJX COMPANIES INC COMMON STOCK 872540109 25 560 SH SOLE NONE 0 0 560 TRANSOCEAN INC NEW F FOREIGN ORDINARIES H8817H100 6 800 SH SOLE NONE 0 0 800 TRAVELERS COMPANIES COMMON STOCK 89417E109 14 120 SH SOLE NONE 0 0 120 UBS GROUP AG F FOREIGN ORDINARIES H42097107 5 400 SH SOLE NONE 0 0 400 UNILEVER N V FSPONSORED ADR 1 ADR REPS 1 ORD SHS AMERICAN DEPOSITORY 904784709 9 165 SH SOLE NONE 0 0 165 UNION PACIFIC CORP COMMON STOCK 907818108 94 678 SH SOLE NONE 0 0 678 UNITED TECHNOLOGIES COMMON STOCK 913017109 59 550 SH SOLE NONE 0 0 550 UNITEDHEALTH GRP INC COMMON 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