The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M CO | COM | 88579Y101 | 433 | 2,271 | SH | SOLE | 0 | 0 | 2,271 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 448 | 429 | SH | SOLE | 0 | 0 | 429 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 225 | 217 | SH | SOLE | 0 | 0 | 217 | ||
ALPS ETF TR | INTL SEC DV DOG | 00162Q718 | 358 | 15,042 | SH | SOLE | 0 | 0 | 15,042 | ||
ALPS ETF TR | SECTR DIV DOGS | 00162Q858 | 356 | 9,091 | SH | SOLE | 0 | 0 | 9,091 | ||
ALTRIA GROUP INC | COM | 02209S103 | 1,735 | 35,130 | SH | SOLE | 0 | 0 | 35,130 | ||
AMAZON COM INC | COM | 023135106 | 1,187 | 790 | SH | SOLE | 0 | 0 | 790 | ||
AMERICAN EXPRESS CO | COM | 025816109 | 668 | 7,009 | SH | SOLE | 0 | 0 | 7,009 | ||
AMGEN INC | COM | 031162100 | 334 | 1,716 | SH | SOLE | 0 | 0 | 1,716 | ||
APPLE INC | COM | 037833100 | 1,611 | 10,211 | SH | SOLE | 0 | 0 | 10,211 | ||
AT&T INC | COM | 00206R102 | 490 | 17,180 | SH | SOLE | 0 | 0 | 17,180 | ||
BANK NEW YORK MELLON CORP | COM | 064058100 | 307 | 6,514 | SH | SOLE | 0 | 0 | 6,514 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 271 | 1,329 | SH | SOLE | 0 | 0 | 1,329 | ||
BOEING CO | COM | 097023105 | 435 | 1,348 | SH | SOLE | 0 | 0 | 1,348 | ||
CATERPILLAR INC DEL | COM | 149123101 | 254 | 2,000 | SH | SOLE | 0 | 0 | 2,000 | ||
CHEVRON CORP NEW | COM | 166764100 | 1,127 | 10,364 | SH | SOLE | 0 | 0 | 10,364 | ||
CISCO SYS INC | COM | 17275R102 | 618 | 14,274 | SH | SOLE | 0 | 0 | 14,274 | ||
CLOROX CO DEL | COM | 189054109 | 648 | 4,202 | SH | SOLE | 0 | 0 | 4,202 | ||
COCA COLA CO | COM | 191216100 | 242 | 5,111 | SH | SOLE | 0 | 0 | 5,111 | ||
COMCAST CORP NEW | CL A | 20030N101 | 320 | 9,396 | SH | SOLE | 0 | 0 | 9,396 | ||
COSTCO WHSL CORP NEW | COM | 22160K105 | 234 | 1,147 | SH | SOLE | 0 | 0 | 1,147 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 201 | 1,835 | SH | SOLE | 0 | 0 | 1,835 | ||
DOWDUPONT INC | COM | 26078J100 | 420 | 7,850 | SH | SOLE | 0 | 0 | 7,850 | ||
EXXON MOBIL CORP | COM | 30231G102 | 3,043 | 44,625 | SH | SOLE | 0 | 0 | 44,625 | ||
FACEBOOK INC | CL A | 30303M102 | 278 | 2,122 | SH | SOLE | 0 | 0 | 2,122 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 151 | 19,991 | SH | SOLE | 0 | 0 | 19,991 | ||
GENERAL MLS INC | COM | 370334104 | 458 | 11,767 | SH | SOLE | 0 | 0 | 11,767 | ||
GLAXOSMITHKLINE PLC | SPONSORED ADR | 37733W105 | 417 | 10,917 | SH | SOLE | 0 | 0 | 10,917 | ||
HARMONY GOLD MNG LTD | SPONSORED ADR | 413216300 | 22 | 12,264 | SH | SOLE | 0 | 0 | 12,264 | ||
HEWLETT PACKARD ENTERPRISE C | COM | 42824C109 | 167 | 12,616 | SH | SOLE | 0 | 0 | 12,616 | ||
HOME DEPOT INC | COM | 437076102 | 500 | 2,910 | SH | SOLE | 0 | 0 | 2,910 | ||
HP INC | COM | 40434L105 | 266 | 13,005 | SH | SOLE | 0 | 0 | 13,005 | ||
INTEL CORP | COM | 458140100 | 695 | 14,805 | SH | SOLE | 0 | 0 | 14,805 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 408 | 3,588 | SH | SOLE | 0 | 0 | 3,588 | ||
INVESCO ACTIVELY MANAGD ETF | OPTIMUM YIELD | 46090F100 | 7,802 | 517,702 | SH | SOLE | 0 | 0 | 517,702 | ||
INVESCO EXCHNG TRADED FD TR | 1 30 LADER TRE | 46138E107 | 334 | 11,188 | SH | SOLE | 0 | 0 | 11,188 | ||
INVESCO EXCHNG TRADED FD TR | PFD ETF | 46138E511 | 456 | 33,889 | SH | SOLE | 0 | 0 | 33,889 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 531 | 3,440 | SH | SOLE | 0 | 0 | 3,440 | ||
ISHARES TR | 1 3 YR TREAS BD | 464287457 | 10,541 | 126,061 | SH | SOLE | 0 | 0 | 126,061 | ||
ISHARES TR | CALIF MUN BD ETF | 464288356 | 1,392 | 23,816 | SH | SOLE | 0 | 0 | 23,816 | ||
ISHARES TR | CORE S&P SCP ETF | 464287804 | 13,044 | 188,173 | SH | SOLE | 0 | 0 | 188,173 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 1,495 | 5,940 | SH | SOLE | 0 | 0 | 5,940 | ||
ISHARES TR | CORE US AGGBD ET | 464287226 | 14,014 | 131,597 | SH | SOLE | 0 | 0 | 131,597 | ||
ISHARES TR | FLTG RATE NT ETF | 46429B655 | 1,424 | 28,282 | SH | SOLE | 0 | 0 | 28,282 | ||
ISHARES TR | MSCI EAFE ETF | 464287465 | 852 | 14,500 | SH | SOLE | 0 | 0 | 14,500 | ||
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 605 | 15,477 | SH | SOLE | 0 | 0 | 15,477 | ||
ISHARES TR | NATIONAL MUN ETF | 464288414 | 252 | 2,315 | SH | SOLE | 0 | 0 | 2,315 | ||
ISHARES TR | RUS 1000 GRW ETF | 464287614 | 1,241 | 9,478 | SH | SOLE | 0 | 0 | 9,478 | ||
ISHARES TR | RUS 1000 VAL ETF | 464287598 | 2,420 | 21,789 | SH | SOLE | 0 | 0 | 21,789 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 1,265 | 9,446 | SH | SOLE | 0 | 0 | 9,446 | ||
ISHARES TR | S&P US PFD STK | 464288687 | 8,232 | 240,498 | SH | SOLE | 0 | 0 | 240,498 | ||
ISHARES TR | SH TR CRPORT ETF | 464288646 | 724 | 14,012 | SH | SOLE | 0 | 0 | 14,012 | ||
JOHNSON & JOHNSON | COM | 478160104 | 1,053 | 8,158 | SH | SOLE | 0 | 0 | 8,158 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 626 | 6,417 | SH | SOLE | 0 | 0 | 6,417 | ||
KIMBERLY CLARK CORP | COM | 494368103 | 323 | 2,839 | SH | SOLE | 0 | 0 | 2,839 | ||
KRAFT HEINZ CO | COM | 500754106 | 385 | 8,948 | SH | SOLE | 0 | 0 | 8,948 | ||
MERCK & CO INC | COM | 58933Y105 | 281 | 3,677 | SH | SOLE | 0 | 0 | 3,677 | ||
MICROSOFT CORP | COM | 594918104 | 734 | 7,222 | SH | SOLE | 0 | 0 | 7,222 | ||
MONDELEZ INTL INC | CL A | 609207105 | 1,015 | 25,346 | SH | SOLE | 0 | 0 | 25,346 | ||
NORFOLK SOUTHERN CORP | COM | 655844108 | 850 | 5,682 | SH | SOLE | 0 | 0 | 5,682 | ||
PEPSICO INC | COM | 713448108 | 266 | 2,410 | SH | SOLE | 0 | 0 | 2,410 | ||
PFIZER INC | COM | 717081103 | 991 | 22,702 | SH | SOLE | 0 | 0 | 22,702 | ||
PHILIP MORRIS INTL INC | COM | 718172109 | 1,631 | 24,428 | SH | SOLE | 0 | 0 | 24,428 | ||
PIMCO ETF TR | ENHAN SHRT MA AC | 72201R833 | 304 | 3,013 | SH | SOLE | 0 | 0 | 3,013 | ||
PROCTER AND GAMBLE CO | COM | 742718109 | 6,678 | 72,645 | SH | SOLE | 0 | 0 | 72,645 | ||
PROSHARES TR | PSHS SHORT DOW30 | 74347B235 | 355 | 5,786 | SH | SOLE | 0 | 0 | 5,786 | ||
QUALCOMM INC | COM | 747525103 | 273 | 4,798 | SH | SOLE | 0 | 0 | 4,798 | ||
SOUTHERN CO | COM | 842587107 | 252 | 5,737 | SH | SOLE | 0 | 0 | 5,737 | ||
SPDR DOW JONES INDL AVRG ETF | UT SER 1 | 78467X109 | 280 | 1,200 | SH | SOLE | 0 | 0 | 1,200 | ||
SPDR INDEX SHS FDS | DJ INTL RL ETF | 78463X863 | 328 | 9,273 | SH | SOLE | 0 | 0 | 9,273 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 19,809 | 79,261 | SH | SOLE | 0 | 0 | 79,261 | ||
SPDR SER TR | NUVEEN BLMBRG SR | 78468R739 | 541 | 11,255 | SH | SOLE | 0 | 0 | 11,255 | ||
SPDR SERIES TRUST | PORTFOLIO AGRGTE | 78464A649 | 370 | 13,279 | SH | SOLE | 0 | 0 | 13,279 | ||
SPDR SERIES TRUST | S&P DIVID ETF | 78464A763 | 359 | 4,010 | SH | SOLE | 0 | 0 | 4,010 | ||
SUMMIT ST BK SANTA ROSA CALI | COM | 866264203 | 754 | 64,080 | SH | SOLE | 0 | 0 | 64,080 | ||
UMPQUA HLDGS CORP | COM | 904214103 | 252 | 15,864 | SH | SOLE | 0 | 0 | 15,864 | ||
UNILEVER PLC | SPON ADR NEW | 904767704 | 226 | 4,326 | SH | SOLE | 0 | 0 | 4,326 | ||
UNITED PARCEL SERVICE INC | CL B | 911312106 | 279 | 2,865 | SH | SOLE | 0 | 0 | 2,865 | ||
UNITED TECHNOLOGIES CORP | COM | 913017109 | 894 | 8,400 | SH | SOLE | 0 | 0 | 8,400 | ||
VANGUARD INDEX FDS | GROWTH ETF | 922908736 | 4,857 | 36,157 | SH | SOLE | 0 | 0 | 36,157 | ||
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 1,554 | 11,771 | SH | SOLE | 0 | 0 | 11,771 | ||
VANGUARD INDEX FDS | VALUE ETF | 922908744 | 3,220 | 32,870 | SH | SOLE | 0 | 0 | 32,870 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 962 | 25,253 | SH | SOLE | 0 | 0 | 25,253 | ||
VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 | 20,456 | 262,458 | SH | SOLE | 0 | 0 | 262,458 | ||
VANGUARD STAR FD | VG TL INTL STK F | 921909768 | 1,642 | 34,772 | SH | SOLE | 0 | 0 | 34,772 | ||
VANGUARD WORLD FDS | FINANCIALS ETF | 92204A405 | 224 | 3,771 | SH | SOLE | 0 | 0 | 3,771 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 832 | 14,801 | SH | SOLE | 0 | 0 | 14,801 | ||
VISA INC | COM CL A | 92826C839 | 386 | 2,924 | SH | SOLE | 0 | 0 | 2,924 | ||
WASTE MGMT INC DEL | COM | 94106L109 | 200 | 2,242 | SH | SOLE | 0 | 0 | 2,242 | ||
WELLS FARGO CO NEW | COM | 949746101 | 465 | 10,096 | SH | SOLE | 0 | 0 | 10,096 | ||
WESTERN ASSET EMRG MKT DEBT | COM | 95766A101 | 195 | 15,849 | SH | SOLE | 0 | 0 | 15,849 | ||
WISDOMTREE TR | INTL DIV EX FINL | 97717W786 | 10,187 | 268,783 | SH | SOLE | 0 | 0 | 268,783 | ||
WISDOMTREE TR | INTL EQUITY FD | 97717W703 | 611 | 13,113 | SH | SOLE | 0 | 0 | 13,113 | ||
WISDOMTREE TR | US DIVID EX FNCL | 97717W406 | 1,777 | 23,078 | SH | SOLE | 0 | 0 | 23,078 | ||
WISDOMTREE TR | US LARGECAP DIVD | 97717W307 | 11,477 | 135,908 | SH | SOLE | 0 | 0 | 135,908 |