Chief Compliance Officer

0001606587-19-001027.txt : 20191114 0001606587-19-001027.hdr.sgml : 20191114 20191114085200 ACCESSION NUMBER: 0001606587-19-001027 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191114 DATE AS OF CHANGE: 20191114 EFFECTIVENESS DATE: 20191114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Robertson Stephens Wealth Management, LLC CENTRAL INDEX KEY: 0001767307 IRS NUMBER: 822497219 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19136 FILM NUMBER: 191216662 BUSINESS ADDRESS: STREET 1: 201 MISSION STREET STREET 2: SUITE 510 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: (415) 500-6835 MAIL ADDRESS: STREET 1: 201 MISSION STREET STREET 2: SUITE 510 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001767307 XXXXXXXX 09-30-2019 09-30-2019 false Robertson Stephens Wealth Management, LLC

201 Mission Street Suite 510 San Francisco CA 94105

13F HOLDINGS REPORT 028-19136 N Michael Curley Chief Compliance Officer 415-500-6835 Michael Curley San Francisco CA 11-13-2019 0 122 197534 false INFORMATION TABLE 2 form13InfoTable.xml DESCRIPTION FOR INFORMATION TABLE iShares 1-3 Year Treasury Bond 1 3 YR TREAS BD 464287457 1452 17123 SH SOLE NONE 0 0 17123 iShares Core US Aggregate Bond ETF CORE US AGGBD ET 464287226 490 4328 SH SOLE NONE 0 0 4328 iShares High Yield Corporate Bd ETF IBOXX HI YD ETF 464288513 248 2844 SH SOLE NONE 0 0 2844 iShares iBoxx Invt Grade Bond ETF IBOXX INV CP ETF 464287242 1982 15547 SH SOLE NONE 0 0 15547 iShares JPMorgan USD Emerging Markets Bond ETF JPMORGAN USD EMG 464288281 2317 20441 SH SOLE NONE 0 0 20441 iShares Trust 0-5 YR Corporate Bond Fund ETF 0-5YR INVT GR CP 46434V100 521 10183 SH SOLE NONE 0 0 10183 iShares US Preferred Stock ETF PFD AND INCM SEC 464288687 428 11416 SH SOLE NONE 0 0 11416 SPDR Barclays Capital Convertible Bond ETF BLMBRG BRC CNVRT 78464A359 1060 20211 SH SOLE NONE 0 0 20211 SPDR Barclays Convertible Securities ETF BLMBRG BRC CNVRT 78464A359 675 12862 SH SOLE NONE 0 0 12862 SPDR Nuveen SP High Yield Muni ETF NUV HGHYLD MUN 78464A284 602 10138 SH SOLE NONE 0 0 10138 Vanguard Intermediate-Term Corp Bd ETF INT-TERM CORP 92206C870 527 5773 SH SOLE NONE 0 0 5773 Vanguard Short-Term Corporate Bond ETF SHRT TRM CORP BD 92206C409 502 6190 SH SOLE NONE 0 0 6190 Vanguard Total Intl Bd Idx ETF INTL BD IDX ETF 92203J407 621 10548 SH SOLE NONE 0 0 10548 Schwab International Equity ETF INTL EQTY ETF 808524805 836 26225 SH SOLE NONE 0 0 26225 Abbvie Inc COM 00287Y109 1027 13563 SH SOLE NONE 0 0 13563 Alibaba Group HLDG SPONSORED ADS 01609W102 482 2880 SH SOLE NONE 0 0 2880 Alphabet Inc Cap STK (GOOG) CAP STK CL C 02079K107 1462 1199 SH SOLE NONE 0 0 1199 Altria Group Inc COM 02209S103 562 13476 SH SOLE NONE 0 0 13476 Amazon Com Inc COM 023135106 3415 1967 SH SOLE NONE 0 0 1967 Amgen Incorporated COM 031162100 235 1215 SH SOLE NONE 0 0 1215 Bank Of America COM 060505104 300 10300 SH SOLE NONE 0 0 10300 Bce Inc Com NPV COM NEW 05534B760 202 4118 SH SOLE NONE 0 0 4118 Berkshire Hathaway CL B NEW 084670702 323 1555 SH SOLE NONE 0 0 1555 Berkshire Hathaway CL A 084670108 312 1 SH SOLE NONE 0 0 1 Boeing Co COM 097023105 2641 6942 SH SOLE NONE 0 0 6942 Calavo Growers Inc COM 128246105 300 3155 SH SOLE NONE 0 0 3155 Caterpillar Inc COM 149123101 671 5309 SH SOLE NONE 0 0 5309 Celgene Corp COM 151020104 359 3617 SH SOLE NONE 0 0 3617 Chevron Corporation COM 166764100 1416 11939 SH SOLE NONE 0 0 11939 Cisco Systems Inc COM 17275R102 1267 25649 SH SOLE NONE 0 0 25649 Communication Services Select Sector SPDR ETF COMMUNICATION 81369Y852 982 19829 SH SOLE NONE 0 0 19829 Deutsche X-trackers MSCI Japan Hedged Eq ETF XTRACK MSCI JAPN 233051507 1037 26049 SH SOLE NONE 0 0 26049 Diageo PLC New ADR F SPON ADR NEW 25243Q205 269 1622 SH SOLE NONE 0 0 1622 Eaton Corp PLC F SHS G29183103 202 2426 SH SOLE NONE 0 0 2426 Endurance Intl COM 29272B105 257 68639 SH SOLE NONE 0 0 68639 Exxon Mobil Corporation COM 30231G102 468 6631 SH SOLE NONE 0 0 6631 Facebook Class A CL A 30303M102 983 5518 SH SOLE NONE 0 0 5518 Fidelity MSCI Health Care ETF MSCI HLTH CARE I 316092600 993 22888 SH SOLE NONE 0 0 22888 First TR Exchange (traded FD II First TR Dow Jones Global Select Dividend) DJ GLBL DIVID 33734X200 308 13428 SH SOLE NONE 0 0 13428 Flexshares Trust (international Quality DIV Idx) INTL QLTDV IDX 33939L837 237 10637 SH SOLE NONE 0 0 10637 Focus Finl Partners COM CL A 34417P100 24276 1020000 SH SOLE NONE 0 0 1020000 Health Care Select Sector SPDR ETF SBI HEALTHCARE 81369Y209 5727 63542 SH SOLE NONE 0 0 63542 Home Depot Inc COM 437076102 637 2744 SH SOLE NONE 0 0 2744 Honeywell International COM 438516106 206 1218 SH SOLE NONE 0 0 1218 Huazhu Group Limited SPONSORED ADS 44332N106 297 9000 SH SOLE NONE 0 0 9000 Intel Corp COM 458140100 395 7663 SH SOLE NONE 0 0 7663 Intl Business Mach COM 459200101 619 4258 SH SOLE NONE 0 0 4258 Invesco Exchng (traded FD TR II SP500 Low Vol) S&P500 LOW VOL 46138E354 261 4504 SH SOLE NONE 0 0 4504 iShares Core MSCI EAFE ETF CORE MSCI EAFE 46432F842 802 13140 SH SOLE NONE 0 0 13140 iShares Core MSCI Emerging Markets ETF CORE MSCI EMKT 46434G103 961 19595 SH SOLE NONE 0 0 19595 iShares Core SP 500 ETF CORE S&P500 ETF 464287200 8439 28271 SH SOLE NONE 0 0 28271 iShares Core SP Mid-Cap ETF CORE S&P MCP ETF 464287507 2363 12230 SH SOLE NONE 0 0 12230 iShares Core SP Small-Cap ETF CORE S&P SCP ETF 464287804 7358 94527 SH SOLE NONE 0 0 94527 iShares Currency Hedged MSCI Eurozone ETF CUR HD EURZN ETF 46434V639 3181 102875 SH SOLE NONE 0 0 102875 iShares Dow Jones US Health Care ETF US HLTHCR PR ETF 464288828 420 2596 SH SOLE NONE 0 0 2596 iShares Edge MSCI (multifactor Global Etf) MULTIFACTOR GLBL 46434V316 917 31625 SH SOLE NONE 0 0 31625 iShares Emerging Markets Dividend ETF EM MKTS DIV ETF 464286319 1013 27060 SH SOLE NONE 0 0 27060 iShares Expanded Tech-Software ETF EXPANDED TECH 464287515 202 953 SH SOLE NONE 0 0 953 iShares Morningstar Mid-Cap ETF MRGSTR MD CP ETF 464288208 475 2403 SH SOLE NONE 0 0 2403 iShares MSCI ACWI Index ETF MSCI ACWI ETF 464288257 264 3585 SH SOLE NONE 0 0 3585 iShares MSCI Canada ETF MSCI CDA ETF 464286509 483 16722 SH SOLE NONE 0 0 16722 iShares MSCI EAFE ETF MSCI EAFE ETF 464287465 4127 63283 SH SOLE NONE 0 0 63283 iShares MSCI EAFE Growth ETF EAFE GRWTH ETF 464288885 2242 27852 SH SOLE NONE 0 0 27852 iShares MSCI EAFE Small-Cap ETF EAFE SML CP ETF 464288273 803 14033 SH SOLE NONE 0 0 14033 iShares MSCI Emerging Markets ETF MSCI EMG MKT ETF 464287234 3739 91487 SH SOLE NONE 0 0 91487 iShares MSCI Pacific ex Japan MSCI PAC JP ETF 464286665 1271 28422 SH SOLE NONE 0 0 28422 iShares MSCI USA Minimum Volatility ETF MSCI MIN VOL ETF 46429B697 2185 34081 SH SOLE NONE 0 0 34081 iShares MSCI Utd Kingdom ETF New MSCI UK ETF NEW 46435G334 608 19346 SH SOLE NONE 0 0 19346 iShares Russell 1000 ETF RUS 1000 ETF 464287622 253 1536 SH SOLE NONE 0 0 1536 iShares Russell 1000 Growth Index ETF RUS 1000 GRW ETF 464287614 2647 16582 SH SOLE NONE 0 0 16582 iShares Russell 2000 Growth ETF RUS 2000 GRW ETF 464287648 429 2225 SH SOLE NONE 0 0 2225 iShares Russell 2000 Index ETF RUSSELL 2000 ETF 464287655 1245 8229 SH SOLE NONE 0 0 8229 iShares Russell Mid-Cap ETF RUS MID CAP ETF 464287499 911 16280 SH SOLE NONE 0 0 16280 iShares SP 100 ETF S&P 100 ETF 464287101 427 3250 SH SOLE NONE 0 0 3250 iShares SP 500 Growth ETF S&P 500 GRWT ETF 464287309 1275 7083 SH SOLE NONE 0 0 7083 iShares SP 500 Value ETF S&P 500 VAL ETF 464287408 287 2412 SH SOLE NONE 0 0 2412 iShares SP SmallCap 600 Growth ETF S&P SML 600 GWT 464287887 220 1231 SH SOLE NONE 0 0 1231 iShares TR U.S. Med Devices ETF U.S. MED DVC ETF 464288810 708 2865 SH SOLE NONE 0 0 2865 iShares Trust Core (divid GWTH) CORE DIV GRWTH 46434V621 2413 61660 SH SOLE NONE 0 0 61660 Johnson Johnson COM 478160104 813 6286 SH SOLE NONE 0 0 6286 JPMorgan Chase Co COM 46625H100 773 6572 SH SOLE NONE 0 0 6572 Kraneshares CSI China Internet CSI CHI INTERNET 500767306 435 10520 SH SOLE NONE 0 0 10520 Materials Select Sector SPDR ETF SBI MATERIALS 81369Y100 364 6262 SH SOLE NONE 0 0 6262 MC Donalds Corp COM 580135101 301 1400 SH SOLE NONE 0 0 1400 Merck Co Inc New COM 58933Y105 1651 19491 SH SOLE NONE 0 0 19491 Microsoft Corp COM 594918104 2873 20666 SH SOLE NONE 0 0 20666 MPLX LP COM UNIT REP LTD 55336V100 281 10028 SH SOLE NONE 0 0 10028 Nextera Energy Inc COM 65339F101 501 2150 SH SOLE NONE 0 0 2150 Nice SYS LTD SPONSORED ADR 653656108 258 1795 SH SOLE NONE 0 0 1795 Nokia Corp Spon F SPONSORED ADR 654902204 112 22040 SH SOLE NONE 0 0 22040 PNC Finl Services GP Inc COM 693475105 458 3270 SH SOLE NONE 0 0 3270 Procter Gamble COM 742718109 261 2100 SH SOLE NONE 0 0 2100 Real Estate Select Sector SPDR RL EST SEL SEC 81369Y860 278 7066 SH SOLE NONE 0 0 7066 Ross Stores Inc COM 778296103 1834 16700 SH SOLE NONE 0 0 16700 Royal Dutch Shell SPON ADR B 780259107 231 3855 SH SOLE NONE 0 0 3855 Schwab International Small-Cap Eq ETF INTL SCEQT ETF 808524888 276 8680 SH SOLE NONE 0 0 8680 Sector SPDR Fincl Select SBI INT-FINL 81369Y605 3799 135665 SH SOLE NONE 0 0 135665 SPDR Consumer Discret Select Sector ETF SBI CONS DISCR 81369Y407 4498 37269 SH SOLE NONE 0 0 37269 SPDR Consumer Staples Select Sector ETF SBI CONS STPLS 81369Y308 670 10916 SH SOLE NONE 0 0 10916 SPDR Industrial Select Sector ETF SBI INT-INDS 81369Y704 1294 16668 SH SOLE NONE 0 0 16668 SPDR SP 500 ETF TR UNIT 78462F103 13102 43943 SH SOLE NONE 0 0 43943 SPDR SP Bank ETF S&P BK ETF 78464A797 480 11113 SH SOLE NONE 0 0 11113 SPDR SP Regional Banking ETF S&P REGL BKG 78464A698 353 6680 SH SOLE NONE 0 0 6680 SPDR SP MidCap 400 ETF UTSER1 S&PDCRP 78467Y107 407 1151 SH SOLE NONE 0 0 1151 Technology Select Sector SPDR ETF TECHNOLOGY 81369Y803 7540 93629 SH SOLE NONE 0 0 93629 US Bancorp COM NEW 902973304 2738 49111 SH SOLE NONE 0 0 49111 Utilities Select Sector SPDR SBI INT-UTILS 81369Y886 694 10717 SH SOLE NONE 0 0 10717 Vanguard Admiral FDS (inc SP 500 Value Index FD ETF SHS) 500 VAL IDX FD 921932703 1145 9900 SH SOLE NONE 0 0 9900 Vanguard Dividend Appreciation ETF DIV APP ETF 921908844 7758 64879 SH SOLE NONE 0 0 64879 Vanguard FTSE Developed Markets ETF FTSE DEV MKT ETF 921943858 1282 31199 SH SOLE NONE 0 0 31199 Vanguard FTSE Emerging Markets FTSE EMR MKT ETF 922042858 237 5875 SH SOLE NONE 0 0 5875 Vanguard Growth ETF GROWTH ETF 922908736 4594 27627 SH SOLE NONE 0 0 27627 Vanguard SP 500 ETF S&P 500 ETF SHS 922908363 594 2170 SH SOLE NONE 0 0 2170 Vanguard Total Stock Market ETF TOTAL STK MKT 922908769 492 3256 SH SOLE NONE 0 0 3256 Vanguard Value ETF VALUE ETF 922908744 286 2560 SH SOLE NONE 0 0 2560 Verizon Communications COM 92343V104 946 15665 SH SOLE NONE 0 0 15665 Waste Management Inc COM 94106L109 483 4200 SH SOLE NONE 0 0 4200 Wells Fargo Co New COM 949746101 590 11690 SH SOLE NONE 0 0 11690 iShares 20 Year Treasury Bond 20 YR TR BD ETF 464287432 1646 11505 SH SOLE NONE 0 0 11505 PowerShares Senior Loan Portfolio SR LN ETF 46138G508 276 12199 SH SOLE NONE 0 0 12199 SPDR Barclays Capital High Yield Bond BLOOMBERG BRCLYS 78468R622 3241 29807 SH SOLE NONE 0 0 29807 Powershares QQQ R Series 1 UNIT SER 1 46090E103 8632 45624 SH SOLE NONE 0 0 45624