The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
SPDR DOW JONES INDL AVERAGE | UT SER 1 | 78467X109 | 745 | 2,160 | SH | SOLE | NONE | 0 | 0 | 2,160 | |
ISHARES TR | U.S. UTILITS ETF | 464287697 | 539 | 6,861 | SH | SOLE | NONE | 0 | 0 | 6,861 | |
ISHARES TR | CORE S&P MCP ETF | 464287507 | 763 | 2,840 | SH | SOLE | NONE | 0 | 0 | 2,840 | |
ISHARES TR | S&P MC 400GR ETF | 464287606 | 269 | 3,330 | SH | SOLE | NONE | 0 | 0 | 3,330 | |
ISHARES TR | CORE S&P SCP ETF | 464287804 | 2,208 | 19,539 | SH | SOLE | NONE | 0 | 0 | 19,539 | |
ISHARES TR | CORE S&P500 ETF | 464287200 | 1,959 | 4,557 | SH | SOLE | NONE | 0 | 0 | 4,557 | |
ISHARES TR | S&P 500 GRWT ETF | 464287309 | 303 | 4,170 | SH | SOLE | NONE | 0 | 0 | 4,170 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 1,048 | 2,447 | SH | SOLE | NONE | 0 | 0 | 2,447 | |
AGILENT TECHNOLOGIES INC | COM | 00846U101 | 553 | 3,740 | SH | SOLE | NONE | 0 | 0 | 3,740 | |
AMAZON COM INC | COM | 023135106 | 3,199 | 930 | SH | SOLE | NONE | 0 | 0 | 930 | |
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 1,231 | 18,416 | SH | SOLE | NONE | 0 | 0 | 18,416 | |
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 928 | 3,340 | SH | SOLE | NONE | 0 | 0 | 3,340 | |
EMERSON ELEC CO | COM | 291011104 | 528 | 5,483 | SH | SOLE | NONE | 0 | 0 | 5,483 | |
BOEING CO | COM | 097023105 | 1,064 | 4,442 | SH | SOLE | NONE | 0 | 0 | 4,442 | |
NUVEEN CALIFORNIA MUNI VLU F | COM STK | 67062C107 | 198 | 18,550 | SH | SOLE | NONE | 0 | 0 | 18,550 | |
ONEOK INC NEW | COM | 682680103 | 475 | 8,532 | SH | SOLE | NONE | 0 | 0 | 8,532 | |
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 222 | 627 | SH | SOLE | NONE | 0 | 0 | 627 | |
AMGEN INC | COM | 031162100 | 1,766 | 7,245 | SH | SOLE | NONE | 0 | 0 | 7,245 | |
FEDEX CORP | COM | 31428X106 | 286 | 960 | SH | SOLE | NONE | 0 | 0 | 960 | |
INTEL CORP | COM | 458140100 | 1,478 | 26,328 | SH | SOLE | NONE | 0 | 0 | 26,328 | |
ILLINOIS TOOL WKS INC | COM | 452308109 | 1,225 | 5,481 | SH | SOLE | NONE | 0 | 0 | 5,481 | |
ISHARES TR | RUS 2000 GRW ETF | 464287648 | 784 | 2,515 | SH | SOLE | NONE | 0 | 0 | 2,515 | |
QUALCOMM INC | COM | 747525103 | 1,045 | 7,310 | SH | SOLE | NONE | 0 | 0 | 7,310 | |
DISNEY WALT CO | COM | 254687106 | 1,851 | 10,529 | SH | SOLE | NONE | 0 | 0 | 10,529 | |
HONEYWELL INTL INC | COM | 438516106 | 1,834 | 8,360 | SH | SOLE | NONE | 0 | 0 | 8,360 | |
US BANCORP DEL | COM NEW | 902973304 | 276 | 4,840 | SH | SOLE | NONE | 0 | 0 | 4,840 | |
JOHNSON & JOHNSON | COM | 478160104 | 2,649 | 16,082 | SH | SOLE | NONE | 0 | 0 | 16,082 | |
LOWES COS INC | COM | 548661107 | 237 | 1,220 | SH | SOLE | NONE | 0 | 0 | 1,220 | |
CHEVRON CORP NEW | COM | 166764100 | 1,219 | 11,634 | SH | SOLE | NONE | 0 | 0 | 11,634 | |
MICROSOFT CORP | COM | 594918104 | 4,869 | 17,972 | SH | SOLE | NONE | 0 | 0 | 17,972 | |
UNITED PARCEL SERVICE INC | CL B | 911312106 | 237 | 1,140 | SH | SOLE | NONE | 0 | 0 | 1,140 | |
AT&T INC | COM | 00206R102 | 379 | 13,156 | SH | SOLE | NONE | 0 | 0 | 13,156 | |
CITIGROUP INC | COM NEW | 172967424 | 238 | 3,370 | SH | SOLE | NONE | 0 | 0 | 3,370 | |
CISCO SYS INC | COM | 17275R102 | 961 | 18,130 | SH | SOLE | NONE | 0 | 0 | 18,130 | |
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 472 | 3,220 | SH | SOLE | NONE | 0 | 0 | 3,220 | |
COCA COLA CO | COM | 191216100 | 1,051 | 19,423 | SH | SOLE | NONE | 0 | 0 | 19,423 | |
LOCKHEED MARTIN CORP | COM | 539830109 | 530 | 1,402 | SH | SOLE | NONE | 0 | 0 | 1,402 | |
PEPSICO INC | COM | 713448108 | 1,614 | 10,890 | SH | SOLE | NONE | 0 | 0 | 10,890 | |
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 830 | 14,808 | SH | SOLE | NONE | 0 | 0 | 14,808 | |
ISHARES TR | RUS MD CP GR ETF | 464287481 | 823 | 7,268 | SH | SOLE | NONE | 0 | 0 | 7,268 | |
ISHARES TR | U.S. CNSM SV ETF | 464287580 | 1,184 | 15,260 | SH | SOLE | NONE | 0 | 0 | 15,260 | |
ISHARES TR | U.S. CNSM GD ETF | 464287812 | 225 | 1,225 | SH | SOLE | NONE | 0 | 0 | 1,225 | |
ISHARES TR | U.S. FINLS ETF | 464287788 | 494 | 6,100 | SH | SOLE | NONE | 0 | 0 | 6,100 | |
ISHARES TR | US HLTHCARE ETF | 464287762 | 291 | 1,065 | SH | SOLE | NONE | 0 | 0 | 1,065 | |
ISHARES TR | U.S. TECH ETF | 464287721 | 254 | 2,560 | SH | SOLE | NONE | 0 | 0 | 2,560 | |
SELECT SECTOR SPDR TR | SBI MATERIALS | 81369Y100 | 1,687 | 20,490 | SH | SOLE | NONE | 0 | 0 | 20,490 | |
ISHARES TR | ISHARES BIOTECH | 464287556 | 1,595 | 9,746 | SH | SOLE | NONE | 0 | 0 | 9,746 | |
ISHARES TR | U.S. FIN SVC ETF | 464287770 | 883 | 4,765 | SH | SOLE | NONE | 0 | 0 | 4,765 | |
SCHWAB CHARLES CORP | COM | 808513105 | 531 | 7,290 | SH | SOLE | NONE | 0 | 0 | 7,290 | |
BK OF AMERICA CORP | COM | 060505104 | 922 | 22,355 | SH | SOLE | NONE | 0 | 0 | 22,355 | |
STARBUCKS CORP | COM | 855244109 | 698 | 6,239 | SH | SOLE | NONE | 0 | 0 | 6,239 | |
EXXON MOBIL CORP | COM | 30231G102 | 303 | 4,809 | SH | SOLE | NONE | 0 | 0 | 4,809 | |
WALMART INC | COM | 931142103 | 387 | 2,743 | SH | SOLE | NONE | 0 | 0 | 2,743 | |
ANTHEM INC | COM | 036752103 | 1,031 | 2,700 | SH | SOLE | NONE | 0 | 0 | 2,700 | |
UNION PAC CORP | COM | 907818108 | 1,851 | 8,415 | SH | SOLE | NONE | 0 | 0 | 8,415 | |
TARGET CORP | COM | 87612E106 | 462 | 1,913 | SH | SOLE | NONE | 0 | 0 | 1,913 | |
COLGATE PALMOLIVE CO | COM | 194162103 | 242 | 2,980 | SH | SOLE | NONE | 0 | 0 | 2,980 | |
COSTCO WHSL CORP NEW | COM | 22160K105 | 1,916 | 4,843 | SH | SOLE | NONE | 0 | 0 | 4,843 | |
CVS HEALTH CORP | COM | 126650100 | 712 | 8,530 | SH | SOLE | NONE | 0 | 0 | 8,530 | |
DANAHER CORPORATION | COM | 235851102 | 3,295 | 12,277 | SH | SOLE | NONE | 0 | 0 | 12,277 | |
MERCK & CO INC | COM | 58933Y105 | 418 | 5,380 | SH | SOLE | NONE | 0 | 0 | 5,380 | |
PROCTER AND GAMBLE CO | COM | 742718109 | 861 | 6,379 | SH | SOLE | NONE | 0 | 0 | 6,379 | |
HOME DEPOT INC | COM | 437076102 | 2,916 | 9,144 | SH | SOLE | NONE | 0 | 0 | 9,144 | |
MCDONALDS CORP | COM | 580135101 | 670 | 2,900 | SH | SOLE | NONE | 0 | 0 | 2,900 | |
NIKE INC | CL B | 654106103 | 975 | 6,308 | SH | SOLE | NONE | 0 | 0 | 6,308 | |
JPMORGAN CHASE & CO | COM | 46625H100 | 1,233 | 7,927 | SH | SOLE | NONE | 0 | 0 | 7,927 | |
MONDELEZ INTL INC | CL A | 609207105 | 258 | 4,125 | SH | SOLE | NONE | 0 | 0 | 4,125 | |
WELLS FARGO CO NEW | COM | 949746101 | 606 | 13,390 | SH | SOLE | NONE | 0 | 0 | 13,390 | |
ISHARES TR | 1 3 YR TREAS BD | 464287457 | 978 | 11,350 | SH | SOLE | NONE | 0 | 0 | 11,350 | |
CORNING INC | COM | 219350105 | 457 | 11,185 | SH | SOLE | NONE | 0 | 0 | 11,185 | |
UNITEDHEALTH GROUP INC | COM | 91324P102 | 1,252 | 3,126 | SH | SOLE | NONE | 0 | 0 | 3,126 | |
AMERICAN TOWER CORP NEW | COM | 03027X100 | 1,779 | 6,585 | SH | SOLE | NONE | 0 | 0 | 6,585 | |
RAYTHEON TECHNOLOGIES CORP | COM | 75513E101 | 669 | 7,845 | SH | SOLE | NONE | 0 | 0 | 7,845 | |
3M CO | COM | 88579Y101 | 239 | 1,203 | SH | SOLE | NONE | 0 | 0 | 1,203 | |
WASTE MGMT INC DEL | COM | 94106L109 | 1,131 | 8,070 | SH | SOLE | NONE | 0 | 0 | 8,070 | |
NEXTERA ENERGY INC | COM | 65339F101 | 2,173 | 29,649 | SH | SOLE | NONE | 0 | 0 | 29,649 | |
CONOCOPHILLIPS | COM | 20825C104 | 212 | 3,485 | SH | SOLE | NONE | 0 | 0 | 3,485 | |
APPLE INC | COM | 037833100 | 4,876 | 35,604 | SH | SOLE | NONE | 0 | 0 | 35,604 | |
AMERICAN WTR WKS CO INC NEW | COM | 030420103 | 2,221 | 14,411 | SH | SOLE | NONE | 0 | 0 | 14,411 | |
CATERPILLAR INC | COM | 149123101 | 1,147 | 5,270 | SH | SOLE | NONE | 0 | 0 | 5,270 | |
SKYWORKS SOLUTIONS INC | COM | 83088M102 | 680 | 3,545 | SH | SOLE | NONE | 0 | 0 | 3,545 | |
ROGERS CORP | COM | 775133101 | 301 | 1,500 | SH | SOLE | NONE | 0 | 0 | 1,500 | |
EASTMAN CHEM CO | COM | 277432100 | 226 | 1,940 | SH | SOLE | NONE | 0 | 0 | 1,940 | |
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 564 | 10,388 | SH | SOLE | NONE | 0 | 0 | 10,388 | |
ISHARES TR | CORE US AGGBD ET | 464287226 | 1,401 | 12,152 | SH | SOLE | NONE | 0 | 0 | 12,152 | |
ACTIVISION BLIZZARD INC | COM | 00507V109 | 731 | 7,655 | SH | SOLE | NONE | 0 | 0 | 7,655 | |
NVIDIA CORPORATION | COM | 67066G104 | 3,088 | 3,860 | SH | SOLE | NONE | 0 | 0 | 3,860 | |
UNIVERSAL HLTH SVCS INC | CL B | 913903100 | 819 | 5,590 | SH | SOLE | NONE | 0 | 0 | 5,590 | |
AMERICAN ELEC PWR CO INC | COM | 025537101 | 782 | 9,250 | SH | SOLE | NONE | 0 | 0 | 9,250 | |
MONSTER BEVERAGE CORP NEW | COM | 61174X109 | 210 | 2,300 | SH | SOLE | NONE | 0 | 0 | 2,300 | |
L3HARRIS TECHNOLOGIES INC | COM | 502431109 | 243 | 1,122 | SH | SOLE | NONE | 0 | 0 | 1,122 | |
KANSAS CITY SOUTHERN | COM NEW | 485170302 | 425 | 1,500 | SH | SOLE | NONE | 0 | 0 | 1,500 | |
ISHARES TR | TRANS AVG ETF | 464287192 | 545 | 2,097 | SH | SOLE | NONE | 0 | 0 | 2,097 | |
CUMMINS INC | COM | 231021106 | 717 | 2,940 | SH | SOLE | NONE | 0 | 0 | 2,940 | |
CALLAWAY GOLF CO | COM | 131193104 | 205 | 6,090 | SH | SOLE | NONE | 0 | 0 | 6,090 | |
YUM BRANDS INC | COM | 988498101 | 584 | 5,080 | SH | SOLE | NONE | 0 | 0 | 5,080 | |
ALPHABET INC | CAP STK CL A | 02079K305 | 2,815 | 1,153 | SH | SOLE | NONE | 0 | 0 | 1,153 | |
VANGUARD INDEX FDS | VALUE ETF | 922908744 | 334 | 2,427 | SH | SOLE | NONE | 0 | 0 | 2,427 | |
VANGUARD INDEX FDS | MID CAP ETF | 922908629 | 218 | 918 | SH | SOLE | NONE | 0 | 0 | 918 | |
VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 | 419 | 4,118 | SH | SOLE | NONE | 0 | 0 | 4,118 | |
UGI CORP NEW | COM | 902681105 | 301 | 6,500 | SH | SOLE | NONE | 0 | 0 | 6,500 | |
AVALONBAY CMNTYS INC | COM | 053484101 | 345 | 1,655 | SH | SOLE | NONE | 0 | 0 | 1,655 | |
FMC CORP | COM NEW | 302491303 | 220 | 2,030 | SH | SOLE | NONE | 0 | 0 | 2,030 | |
VANGUARD INDEX FDS | SML CP GRW ETF | 922908595 | 248 | 855 | SH | SOLE | NONE | 0 | 0 | 855 | |
ISHARES TR | MICRO-CAP ETF | 464288869 | 395 | 2,590 | SH | SOLE | NONE | 0 | 0 | 2,590 | |
BROOKFIELD ASSET MGMT INC | CL A LTD VT SH | 112585104 | 516 | 10,125 | SH | SOLE | NONE | 0 | 0 | 10,125 | |
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 408 | 809 | SH | SOLE | NONE | 0 | 0 | 809 | |
PEOPLES UNITED FINANCIAL INC | COM | 712704105 | 257 | 15,000 | SH | SOLE | NONE | 0 | 0 | 15,000 | |
VANGUARD WORLD FDS | INF TECH ETF | 92204A702 | 421 | 1,055 | SH | SOLE | NONE | 0 | 0 | 1,055 | |
SPDR SER TR | S&P HOMEBUILD | 78464A888 | 869 | 11,870 | SH | SOLE | NONE | 0 | 0 | 11,870 | |
VANECK VECTORS ETF TR | GOLD MINERS ETF | 92189F106 | 236 | 6,950 | SH | SOLE | NONE | 0 | 0 | 6,950 | |
MASTERCARD INCORPORATED | CL A | 57636Q104 | 1,823 | 4,994 | SH | SOLE | NONE | 0 | 0 | 4,994 | |
ISHARES TR | U.S. MED DVC ETF | 464288810 | 1,988 | 5,505 | SH | SOLE | NONE | 0 | 0 | 5,505 | |
SPDR INDEX SHS FDS | EURO STOXX 50 | 78463X202 | 548 | 11,699 | SH | SOLE | NONE | 0 | 0 | 11,699 | |
ISHARES TR | CORE S&P TTL STK | 464287150 | 329 | 3,327 | SH | SOLE | NONE | 0 | 0 | 3,327 | |
ISHARES TR | US HLTHCR PR ETF | 464288828 | 641 | 2,407 | SH | SOLE | NONE | 0 | 0 | 2,407 | |
VANGUARD INDEX FDS | MCAP GR IDXVIP | 922908538 | 255 | 1,080 | SH | SOLE | NONE | 0 | 0 | 1,080 | |
VANGUARD INDEX FDS | MCAP VL IDXVIP | 922908512 | 556 | 3,955 | SH | SOLE | NONE | 0 | 0 | 3,955 | |
ISHARES TR | ISHS 1-5YR INVS | 464288646 | 400 | 7,300 | SH | SOLE | NONE | 0 | 0 | 7,300 | |
FIRST TR EXCHANGE-TRADED FD | DJ INTERNT IDX | 33733E302 | 319 | 1,303 | SH | SOLE | NONE | 0 | 0 | 1,303 | |
DISCOVER FINL SVCS | COM | 254709108 | 320 | 2,701 | SH | SOLE | NONE | 0 | 0 | 2,701 | |
ISHARES TR | 3 7 YR TREAS BD | 464288661 | 218 | 1,672 | SH | SOLE | NONE | 0 | 0 | 1,672 | |
VANGUARD WHITEHALL FDS | HIGH DIV YLD | 921946406 | 611 | 5,830 | SH | SOLE | NONE | 0 | 0 | 5,830 | |
VISA INC | COM CL A | 92826C839 | 2,572 | 11,001 | SH | SOLE | NONE | 0 | 0 | 11,001 | |
TRICO BANCSHARES | COM | 896095106 | 1,287 | 30,230 | SH | SOLE | NONE | 0 | 0 | 30,230 | |
NATIONAL WESTN LIFE GROUP IN | CL A | 638517102 | 449 | 2,000 | SH | SOLE | NONE | 0 | 0 | 2,000 | |
ISHARES TR | GL CLEAN ENE ETF | 464288224 | 994 | 42,380 | SH | SOLE | NONE | 0 | 0 | 42,380 | |
VANGUARD INTL EQUITY INDEX F | TT WRLD ST ETF | 922042742 | 415 | 4,005 | SH | SOLE | NONE | 0 | 0 | 4,005 | |
SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 | 421 | 10,683 | SH | SOLE | NONE | 0 | 0 | 10,683 | |
ISHARES TR | 10+ YR INVST GRD | 464289511 | 325 | 4,630 | SH | SOLE | NONE | 0 | 0 | 4,630 | |
VANGUARD SCOTTSDALE FDS | MORTG-BACK SEC | 92206C771 | 487 | 9,120 | SH | SOLE | NONE | 0 | 0 | 9,120 | |
SHOPIFY INC | CL A | 82509L107 | 494 | 338 | SH | SOLE | NONE | 0 | 0 | 338 | |
GLADSTONE LD CORP | COM | 376549101 | 278 | 11,540 | SH | SOLE | NONE | 0 | 0 | 11,540 | |
FLEXSHARES TR | MORNSTAR UPSTR | 33939L407 | 381 | 9,946 | SH | SOLE | NONE | 0 | 0 | 9,946 | |
ISHARES INC | MSCI EMERG MRKT | 464286533 | 443 | 6,905 | SH | SOLE | NONE | 0 | 0 | 6,905 | |
PHILLIPS 66 | COM | 718546104 | 464 | 5,405 | SH | SOLE | NONE | 0 | 0 | 5,405 | |
FACEBOOK INC | CL A | 30303M102 | 2,660 | 7,649 | SH | SOLE | NONE | 0 | 0 | 7,649 | |
ISHARES INC | CORE MSCI EMKT | 46434G103 | 1,126 | 16,810 | SH | SOLE | NONE | 0 | 0 | 16,810 | |
ISHARES TR | CORE MSCI TOTAL | 46432F834 | 1,528 | 20,844 | SH | SOLE | NONE | 0 | 0 | 20,844 | |
ALPHABET INC | CAP STK CL C | 02079K107 | 1,531 | 611 | SH | SOLE | NONE | 0 | 0 | 611 | |
KEYSIGHT TECHNOLOGIES INC | COM | 49338L103 | 330 | 2,140 | SH | SOLE | NONE | 0 | 0 | 2,140 | |
FERRARI N V | COM | N3167Y103 | 204 | 990 | SH | SOLE | NONE | 0 | 0 | 990 | |
ISHARES TR | CORE INTL AGGR | 46435G672 | 461 | 8,374 | SH | SOLE | NONE | 0 | 0 | 8,374 | |
SQUARE INC | CL A | 852234103 | 4,092 | 16,783 | SH | SOLE | NONE | 0 | 0 | 16,783 | |
FORTIVE CORP | COM | 34959J108 | 855 | 12,260 | SH | SOLE | NONE | 0 | 0 | 12,260 | |
SBA COMMUNICATIONS CORP NEW | CL A | 78410G104 | 352 | 1,105 | SH | SOLE | NONE | 0 | 0 | 1,105 | |
VANECK VECTORS ETF TR | VIDEO GAMING | 92189F114 | 585 | 8,058 | SH | SOLE | NONE | 0 | 0 | 8,058 | |
CARRIER GLOBAL CORPORATION | COM | 14448C104 | 1,107 | 22,785 | SH | SOLE | NONE | 0 | 0 | 22,785 | |
OTIS WORLDWIDE CORP | COM | 68902V107 | 471 | 5,761 | SH | SOLE | NONE | 0 | 0 | 5,761 |