Chief Operating Officer

0001766995-21-000006.txt : 20210813 0001766995-21-000006.hdr.sgml : 20210813 20210812202320 ACCESSION NUMBER: 0001766995-21-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210630 FILED AS OF DATE: 20210813 DATE AS OF CHANGE: 20210812 EFFECTIVENESS DATE: 20210813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SUMMIT WEALTH & RETIREMENT PLANNING, INC. CENTRAL INDEX KEY: 0001766995 IRS NUMBER: 472346871 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19057 FILM NUMBER: 211169346 BUSINESS ADDRESS: STREET 1: 55 OAK CT. STREET 2: SUITE 210 CITY: DANVILLE STATE: CA ZIP: 94526 BUSINESS PHONE: 925-927-1900 MAIL ADDRESS: STREET 1: 55 OAK CT. STREET 2: SUITE 210 CITY: DANVILLE STATE: CA ZIP: 94526 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001766995 XXXXXXXX 06-30-2021 06-30-2021 SUMMIT WEALTH & RETIREMENT PLANNING, INC.

55 OAK CT. SUITE 210 DANVILLE CA 94526

13F HOLDINGS REPORT 028-19057 N Donald R. McCloskey Chief Operating Officer 925-927-1900 Donald R. McCloskey Danville CA 08-12-2021 0 78 270295 false INFORMATION TABLE 2 summitwealth13fhr2021q2.xml ABERDEEN STD PRECIOUS METALS PHYSCL PM BASKET 003263100 8025 83202 SH SOLE 0 0 83202 ADVANCED MICRO DEVICES INC COM 007903107 828 8814 SH SOLE 0 0 8814 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 782 3450 SH SOLE 0 0 3450 ALPHABET INC CAP STK CL C 02079K107 474 189 SH SOLE 0 0 189 ALPHABET INC CAP STK CL A 02079K305 1555 637 SH SOLE 0 0 637 AMAZON COM INC COM 023135106 1744 507 SH SOLE 0 0 507 APPLE INC COM 037833100 3570 26064 SH SOLE 0 0 26064 BLUEPRINT MEDICINES CORP COM 09627Y109 622 7070 SH SOLE 0 0 7070 BRISTOL-MYERS SQUIBB CO COM 110122108 329 4930 SH SOLE 0 0 4930 CSX CORP COM 126408103 355 11073 SH SOLE 0 0 11073 CO-DIAGNOSTICS INC COM 189763105 298 36112 SH SOLE 0 0 36112 DUKE REALTY CORP COM NEW 264411505 451 9523 SH SOLE 0 0 9523 ETF SER SOLUTIONS DEFIANCE NXT GN 26922B204 945 35771 SH SOLE 0 0 35771 ELECTRONIC ARTS INC COM 285512109 1565 10884 SH SOLE 0 0 10884 FLEXSHARES TR HIG YLD VL ETF 33939L662 1451 28945 SH SOLE 0 0 28945 FLEXSHARES TR CR SCORED LONG 33939L753 412 6787 SH SOLE 0 0 6787 FLEXSHARES TR CR SCD US BD 33939L761 880 16247 SH SOLE 0 0 16247 FUTU HLDGS LTD SPON ADS CL A 36118L106 998 5571 SH SOLE 0 0 5571 GUARDANT HEALTH INC COM 40131M109 576 4641 SH SOLE 0 0 4641 INGERSOLL RAND INC COM 45687V106 1138 23314 SH SOLE 0 0 23314 INVESCO EXCH TRADED FD TR II CALIF AMT MUN 46138E206 2892 102891 SH SOLE 0 0 102891 INVESCO EXCH TRADED FD TR II NATL AMT MUNI 46138E537 4228 155116 SH SOLE 0 0 155116 ISHARES TR CORE US AGGBD ET 464287226 4525 39233 SH SOLE 0 0 39233 ISHARES TR MSCI EMG MKT ETF 464287234 4672 84711 SH SOLE 0 0 84711 ISHARES TR IBOXX INV CP ETF 464287242 934 6952 SH SOLE 0 0 6952 ISHARES TR 1 3 YR TREAS BD 464287457 435 5045 SH SOLE 0 0 5045 ISHARES TR MSCI EAFE ETF 464287465 6557 83132 SH SOLE 0 0 83132 ISHARES TR RUS MID CAP ETF 464287499 239 3019 SH SOLE 0 0 3019 ISHARES TR RUS 1000 VAL ETF 464287598 6124 38610 SH SOLE 0 0 38610 ISHARES TR RUS 1000 GRW ETF 464287614 1927 7097 SH SOLE 0 0 7097 ISHARES TR RUSSELL 2000 ETF 464287655 3982 17363 SH SOLE 0 0 17363 ISHARES TR JPMORGAN USD EMG 464288281 1884 16749 SH SOLE 0 0 16749 ISHARES TR CALIF MUN BD ETF 464288356 1804 28801 SH SOLE 0 0 28801 ISHARES TR NATIONAL MUN ETF 464288414 12311 105044 SH SOLE 0 0 105044 ISHARES TR MBS ETF 464288588 7717 71306 SH SOLE 0 0 71306 ISHARES TR MODERT ALLOC ETF 464289875 9351 207560 SH SOLE 0 0 207560 ISHARES TR 0-5YR HI YL CP 46434V407 2972 64533 SH SOLE 0 0 64533 JPMORGAN CHASE & CO COM 46625H100 358 2301 SH SOLE 0 0 2301 KINDER MORGAN INC DEL COM 49456B101 779 42732 SH SOLE 0 0 42732 LIVERAMP HLDGS INC COM 53815P108 201 4295 SH SOLE 0 0 4295 MEDIFAST INC COM 58470H101 818 2890 SH SOLE 0 0 2890 MERCADOLIBRE INC COM 58733R102 595 382 SH SOLE 0 0 382 MICROSOFT CORP COM 594918104 1784 6587 SH SOLE 0 0 6587 NIKE INC CL B 654106103 240 1553 SH SOLE 0 0 1553 NUTRIEN LTD COM 67077M108 428 7059 SH SOLE 0 0 7059 PALO ALTO NETWORKS INC COM 697435105 819 2207 SH SOLE 0 0 2207 PENNYMAC FINL SVCS INC NEW COM 70932M107 1058 17142 SH SOLE 0 0 17142 PRIMORIS SVCS CORP COM 74164F103 418 14203 SH SOLE 0 0 14203 PROSHARES TR INVT INT RT HG 74347B607 679 8872 SH SOLE 0 0 8872 REGENERON PHARMACEUTICALS COM 75886F107 1421 2544 SH SOLE 0 0 2544 SPDR SER TR NUVEEN BBG BRCLY 78464A284 2544 41829 SH SOLE 0 0 41829 SPDR SER TR BLOMBERG BRC INT 78464A334 3291 103666 SH SOLE 0 0 103666 SALESFORCE COM INC COM 79466L302 864 3538 SH SOLE 0 0 3538 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 4113 39445 SH SOLE 0 0 39445 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 30633 209874 SH SOLE 0 0 209874 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 15028 219807 SH SOLE 0 0 219807 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 8384 80474 SH SOLE 0 0 80474 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 7539 229295 SH SOLE 0 0 229295 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 1203 15906 SH SOLE 0 0 15906 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 12377 313745 SH SOLE 0 0 313745 T-MOBILE US INC COM 872590104 1199 8279 SH SOLE 0 0 8279 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 216 1795 SH SOLE 0 0 1795 TIDAL ETF TR RPAR RISK PARI 886364603 7871 322313 SH SOLE 0 0 322313 VANECK VECTORS ETF TR EMERGING MKTS HI 92189F353 2290 95899 SH SOLE 0 0 95899 VANECK VECTORS ETF TR CHINAAMC CHINA B 92189F379 614 25470 SH SOLE 0 0 25470 VANECK VECTORS ETF TR SHRT HGH YLD MUN 92189F387 1982 77863 SH SOLE 0 0 77863 VANECK VECTORS ETF TR FALLEN ANGEL HG 92189F437 2466 74965 SH SOLE 0 0 74965 VANECK VECTORS ETF TR JP MORGAN MKTS 92189H300 2046 65187 SH SOLE 0 0 65187 VANECK VECTORS ETF TR HIGH YLD MUN ETF 92189H409 717 11275 SH SOLE 0 0 11275 VANGUARD WORLD FD MEGA CAP INDEX 921910873 27966 183574 SH SOLE 0 0 183574 VANGUARD BD INDEX FDS INTERMED TERM 921937819 21619 240315 SH SOLE 0 0 240315 VANGUARD SCOTTSDALE FDS INTER TERM TREAS 92206C706 3606 53175 SH SOLE 0 0 53175 VIATRIS INC COM 92556V106 391 27347 SH SOLE 0 0 27347 VISA INC COM CL A 92826C839 1080 4621 SH SOLE 0 0 4621 VISTRA CORP COM 92840M102 207 11180 SH SOLE 0 0 11180 WALMART INC COM 931142103 242 1716 SH SOLE 0 0 1716 ZENDESK INC COM 98936J101 261 1806 SH SOLE 0 0 1806 STELLANTIS N.V SHS N82405106 396 20096 SH SOLE 0 0 20096