CHIEF COMPLIANCE OFFICER

0001766564-20-000001.txt : 20200129 0001766564-20-000001.hdr.sgml : 20200129 20200129162644 ACCESSION NUMBER: 0001766564-20-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200129 DATE AS OF CHANGE: 20200129 EFFECTIVENESS DATE: 20200129 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Paradigm Financial Partners, LLC CENTRAL INDEX KEY: 0001766564 IRS NUMBER: 823880559 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19104 FILM NUMBER: 20558509 BUSINESS ADDRESS: STREET 1: 315 POST ROAD WEST CITY: WESTPORT STATE: CT ZIP: 06880 BUSINESS PHONE: 2032213085 MAIL ADDRESS: STREET 1: 315 POST ROAD WEST CITY: WESTPORT STATE: CT ZIP: 06880 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001766564 XXXXXXXX 12-31-2019 12-31-2019 Paradigm Financial Partners, LLC

315 POST ROAD WEST WESTPORT CT 06880

13F HOLDINGS REPORT 028-19104 N CAROL ROBERTSON CHIEF COMPLIANCE OFFICER 2032213085 CAROL ROBERTSON WESTPORT CT 01-29-2020 0 161 257239 false INFORMATION TABLE 2 13F_ParadigmFinancial_2019Q4.xml ISHARES TR CORE S&P MCP ETF 464287507 2951 14336 SH SOLE 0 0 14336 ISHARES TR SP SMCP600VL ETF 464287879 230 1429 SH SOLE 0 0 1429 ISHARES TR S&P SML 600 GWT 464287887 250 1293 SH SOLE 0 0 1293 ISHARES TR CORE S&P500 ETF 464287200 445 1377 SH SOLE 0 0 1377 SPDR S&P 500 ETF TR TR UNIT 78462F103 2016 6263 SH SOLE 0 0 6263 ADOBE INC COM 00724F101 3632 11011 SH SOLE 0 0 11011 AMAZON COM INC COM 023135106 565 306 SH SOLE 0 0 306 BRISTOL MYERS SQUIBB CO COM 110122108 240 3736 SH SOLE 0 0 3736 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 3697 16321 SH SOLE 0 0 16321 BOEING CO COM 097023105 1059 3251 SH SOLE 0 0 3251 EVERSOURCE ENERGY COM 30040W108 1720 20223 SH SOLE 0 0 20223 ONEOK INC NEW COM 682680103 1887 24939 SH SOLE 0 0 24939 AMGEN INC COM 031162100 325 1350 SH SOLE 0 0 1350 ALTRIA GROUP INC COM 02209S103 949 19015 SH SOLE 0 0 19015 INTEL CORP COM 458140100 2627 43894 SH SOLE 0 0 43894 DISNEY WALT CO COM DISNEY 254687106 1836 12695 SH SOLE 0 0 12695 HONEYWELL INTL INC COM 438516106 1799 10165 SH SOLE 0 0 10165 SYSCO CORP COM 871829107 2124 24832 SH SOLE 0 0 24832 JOHNSON & JOHNSON COM 478160104 2637 18077 SH SOLE 0 0 18077 PFIZER INC COM 717081103 1672 42666 SH SOLE 0 0 42666 CHEVRON CORP NEW COM 166764100 2258 18735 SH SOLE 0 0 18735 MICROSOFT CORP COM 594918104 3688 23386 SH SOLE 0 0 23386 AT&T INC COM 00206R102 2643 67621 SH SOLE 0 0 67621 PRUDENTIAL FINL INC COM 744320102 1331 14204 SH SOLE 0 0 14204 TRUIST FINL CORP COM 89832Q109 1714 30430 SH SOLE 0 0 30430 CISCO SYS INC COM 17275R102 490 10225 SH SOLE 0 0 10225 COCA COLA CO COM 191216100 1911 34522 SH SOLE 0 0 34522 LOCKHEED MARTIN CORP COM 539830109 2600 6676 SH SOLE 0 0 6676 PEPSICO INC COM 713448108 2503 18316 SH SOLE 0 0 18316 STRYKER CORP COM 863667101 2119 10095 SH SOLE 0 0 10095 VERIZON COMMUNICATIONS INC COM 92343V104 3234 52674 SH SOLE 0 0 52674 ISHARES TR RUS MD CP GR ETF 464287481 266 1743 SH SOLE 0 0 1743 ISHARES TR GLOBAL 100 ETF 464287572 201 3724 SH SOLE 0 0 3724 SPDR SERIES TRUST DJ REIT ETF 78464A607 204 2003 SH SOLE 0 0 2003 ISHARES TR GLOBAL FINLS ETF 464287333 253 3681 SH SOLE 0 0 3681 ISHARES TR GLOBAL TECH ETF 464287291 202 958 SH SOLE 0 0 958 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 271 2957 SH SOLE 0 0 2957 ISHARES INC MSCI BRAZIL ETF 464286400 268 5641 SH SOLE 0 0 5641 BANK AMER CORP COM 060505104 1321 37495 SH SOLE 0 0 37495 EXXON MOBIL CORP COM 30231G102 1031 14768 SH SOLE 0 0 14768 WALMART INC COM 931142103 1720 14476 SH SOLE 0 0 14476 UNION PACIFIC CORP COM 907818108 1492 8252 SH SOLE 0 0 8252 UNILEVER PLC SPON ADR NEW 904767704 1595 27901 SH SOLE 0 0 27901 COLGATE PALMOLIVE CO COM 194162103 1305 18958 SH SOLE 0 0 18958 COSTCO WHSL CORP NEW COM 22160K105 1797 6115 SH SOLE 0 0 6115 DOMINION ENERGY INC COM 25746U109 1619 19551 SH SOLE 0 0 19551 DANAHER CORPORATION COM 235851102 2350 15313 SH SOLE 0 0 15313 MERCK & CO INC COM 58933Y105 2352 25860 SH SOLE 0 0 25860 RAYTHEON CO COM NEW 755111507 2318 10548 SH SOLE 0 0 10548 PROCTER & GAMBLE CO COM 742718109 2310 18496 SH SOLE 0 0 18496 KIMBERLY CLARK CORP COM 494368103 1428 10380 SH SOLE 0 0 10380 HOME DEPOT INC COM 437076102 2652 12145 SH SOLE 0 0 12145 INGERSOLL-RAND PLC SHS G47791101 1575 11846 SH SOLE 0 0 11846 MCDONALDS CORP COM 580135101 1855 9387 SH SOLE 0 0 9387 JPMORGAN CHASE & CO COM 46625H100 3301 23681 SH SOLE 0 0 23681 ISHARES TR 1 3 YR TREAS BD 464287457 328 3873 SH SOLE 0 0 3873 ISHARES TR IBOXX INV CP ETF 464287242 835 6522 SH SOLE 0 0 6522 XCEL ENERGY INC COM 98389B100 1336 21036 SH SOLE 0 0 21036 UNITEDHEALTH GROUP INC COM 91324P102 3560 12109 SH SOLE 0 0 12109 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 1570 7457 SH SOLE 0 0 7457 CROWN CASTLE INTL CORP NEW COM 22822V101 1963 13808 SH SOLE 0 0 13808 COMCAST CORP NEW CL A 20030N101 2466 54827 SH SOLE 0 0 54827 HUNTINGTON BANCSHARES INC COM 446150104 1190 78942 SH SOLE 0 0 78942 WELLTOWER INC COM 95040Q104 1652 20205 SH SOLE 0 0 20205 NEXTERA ENERGY INC COM 65339F101 2374 9803 SH SOLE 0 0 9803 DUKE ENERGY CORP NEW COM NEW 26441C204 1365 14962 SH SOLE 0 0 14962 CONSTELLATION BRANDS INC CL A 21036P108 1086 5726 SH SOLE 0 0 5726 CONOCOPHILLIPS COM 20825C104 252 3875 SH SOLE 0 0 3875 APPLE INC COM 037833100 4487 15279 SH SOLE 0 0 15279 AMERICAN WTR WKS CO INC NEW COM 030420103 2102 17112 SH SOLE 0 0 17112 SPDR SERIES TRUST PRTFLO S&P500 VL 78464A508 251 7177 SH SOLE 0 0 7177 CHUBB LIMITED COM H1467J104 1406 9032 SH SOLE 0 0 9032 CEDAR FAIR L P DEPOSITRY UNIT 150185106 747 13469 SH SOLE 0 0 13469 ISHARES TR PHLX SEMICND ETF 464287523 261 1040 SH SOLE 0 0 1040 CENTERPOINT ENERGY INC COM 15189T107 1041 38175 SH SOLE 0 0 38175 EDWARDS LIFESCIENCES CORP COM 28176E108 1942 8324 SH SOLE 0 0 8324 CALAMOS CONV OPP AND INC FD SH BEN INT 128117108 128 11627 SH SOLE 0 0 11627 PAYCHEX INC COM 704326107 2107 24776 SH SOLE 0 0 24776 NORTHROP GRUMMAN CORP COM 666807102 1391 4044 SH SOLE 0 0 4044 VALERO ENERGY CORP NEW COM 91913Y100 1386 14796 SH SOLE 0 0 14796 PNC FINL SVCS GROUP INC COM 693475105 1660 10397 SH SOLE 0 0 10397 NETFLIX INC COM 64110L106 371 1146 SH SOLE 0 0 1146 CME GROUP INC COM 12572Q105 1734 8638 SH SOLE 0 0 8638 EPR PPTYS COM SH BEN INT 26884U109 1529 21639 SH SOLE 0 0 21639 W P CAREY INC COM 92936U109 2075 25929 SH SOLE 0 0 25929 AMDOCS LTD SHS G02602103 469 6500 SH SOLE 0 0 6500 DOLLAR GEN CORP NEW COM 256677105 374 2397 SH SOLE 0 0 2397 MID AMER APT CMNTYS INC COM 59522J103 2260 17142 SH SOLE 0 0 17142 AMERICAN ELEC PWR CO INC COM 025537101 1913 20240 SH SOLE 0 0 20240 NATIONAL RETAIL PPTYS INC COM 637417106 2063 38478 SH SOLE 0 0 38478 EATON CORP PLC SHS G29183103 1784 18835 SH SOLE 0 0 18835 GALLAGHER ARTHUR J & CO COM 363576109 1302 13677 SH SOLE 0 0 13677 SONOCO PRODS CO COM 835495102 1545 25030 SH SOLE 0 0 25030 MAGNA INTL INC COM 559222401 1376 25086 SH SOLE 0 0 25086 CINCINNATI FINL CORP COM 172062101 1467 13952 SH SOLE 0 0 13952 BECTON DICKINSON & CO COM 075887109 1249 4594 SH SOLE 0 0 4594 ENTERPRISE PRODS PARTNERS L COM 293792107 928 32963 SH SOLE 0 0 32963 AMPHENOL CORP NEW CL A 032095101 2398 22154 SH SOLE 0 0 22154 LIBERTY PPTY TR SH BEN INT 531172104 2370 39465 SH SOLE 0 0 39465 CINTAS CORP COM 172908105 1620 6019 SH SOLE 0 0 6019 ALPHABET INC CAP STK CL A 02079K305 2928 2186 SH SOLE 0 0 2186 VANGUARD INDEX FDS SM CP VAL ETF 922908611 743 5420 SH SOLE 0 0 5420 VANGUARD INDEX FDS SMALL CP ETF 922908751 1362 8223 SH SOLE 0 0 8223 ENZO BIOCHEM INC COM 294100102 45 17175 SH SOLE 0 0 17175 VANGUARD INDEX FDS SML CP GRW ETF 922908595 365 1835 SH SOLE 0 0 1835 THERMO FISHER SCIENTIFIC INC COM 883556102 2739 8432 SH SOLE 0 0 8432 MASTEC INC COM 576323109 1277 19904 SH SOLE 0 0 19904 ROPER TECHNOLOGIES INC COM 776696106 1653 4666 SH SOLE 0 0 4666 MASTERCARD INC CL A 57636Q104 3779 12657 SH SOLE 0 0 12657 PROSHARES TR PSHS ULT S&P 500 74347R107 251 1663 SH SOLE 0 0 1663 BCE INC COM NEW 05534B760 880 18978 SH SOLE 0 0 18978 ISHARES TR U.S. MED DVC ETF 464288810 245 925 SH SOLE 0 0 925 ESSEX PPTY TR INC COM 297178105 1346 4474 SH SOLE 0 0 4474 COMPASS DIVERSIFIED HOLDINGS SH BEN INT 20451Q104 1678 67500 SH SOLE 0 0 67500 ISHARES TR CORE S&P TTL STK 464287150 827 11375 SH SOLE 0 0 11375 LAMAR ADVERTISING CO NEW CL A 512816109 1946 21805 SH SOLE 0 0 21805 ARES CAP CORP COM 04010L103 1677 89909 SH SOLE 0 0 89909 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 611 3848 SH SOLE 0 0 3848 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 591 4958 SH SOLE 0 0 4958 UMPQUA HLDGS CORP COM 904214103 917 51790 SH SOLE 0 0 51790 ISHARES TR SHORT TREAS BD 464288679 213 1927 SH SOLE 0 0 1927 ISHARES TR IBOXX HI YD ETF 464288513 257 2921 SH SOLE 0 0 2921 ISHARES TR GLOBAL MATER ETF 464288695 257 3808 SH SOLE 0 0 3808 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 228 2714 SH SOLE 0 0 2714 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 238 6323 SH SOLE 0 0 6323 BROOKFIELD INFRAST PARTNERS LP INT UNIT G16252101 1625 32501 SH SOLE 0 0 32501 SPDR SERIES TRUST BLOOMBERG BRCLYS 78468R622 444 4055 SH SOLE 0 0 4055 VANGUARD WORLD FD MEGA GRWTH IND 921910816 2017 13844 SH SOLE 0 0 13844 VANGUARD WORLD FD MEGA CAP VAL ETF 921910840 1977 22680 SH SOLE 0 0 22680 VISA INC COM CL A 92826C839 3291 17517 SH SOLE 0 0 17517 PHILIP MORRIS INTL INC COM 718172109 1288 15142 SH SOLE 0 0 15142 VERU INC COM 92536C103 67 20000 SH SOLE 0 0 20000 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 582 18579 SH SOLE 0 0 18579 INVESCO EXCHNG TRADED FD TR PFD ETF 46138E511 2223 148085 SH SOLE 0 0 148085 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 253 3121 SH SOLE 0 0 3121 ISHARES TR AGGRES ALLOC ETF 464289859 332 5717 SH SOLE 0 0 5717 FS KKR CAPITAL CORP COM 302635107 1285 209617 SH SOLE 0 0 209617 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 486 22290 SH SOLE 0 0 22290 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 656 12333 SH SOLE 0 0 12333 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 482 1629 SH SOLE 0 0 1629 BRISTOL MYERS SQUIBB CO RIGHT 12/30/2030 110122140 5 10000 SH SOLE 0 0 10000 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 271 4685 SH SOLE 0 0 4685 ISHARES INC MSCI EM ASIA ETF 464286426 848 11983 SH SOLE 0 0 11983 ISHARES TR US TREAS BD ETF 46429B267 808 31132 SH SOLE 0 0 31132 FACEBOOK INC CL A 30303M102 2552 12435 SH SOLE 0 0 12435 HEALTHCARE TR AMER INC CL A NEW 42225P501 1436 47415 SH SOLE 0 0 47415 VANECK VECTORS ETF TRUST EMERGING MKTS HI 92189F353 1514 63820 SH SOLE 0 0 63820 ISHARES TR CORE MSCI EAFE 46432F842 331 5068 SH SOLE 0 0 5068 ZOETIS INC CL A 98978V103 1823 13771 SH SOLE 0 0 13771 ISHARES TR USA MOMENTUM FCT 46432F396 343 2731 SH SOLE 0 0 2731 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 225 3978 SH SOLE 0 0 3978 ALPHABET INC CAP STK CL C 02079K107 334 250 SH SOLE 0 0 250 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 1381 6509 SH SOLE 0 0 6509 AVANGRID INC COM 05351W103 1657 32394 SH SOLE 0 0 32394 AURORA CANNABIS INC COM 05156X108 25 11658 SH SOLE 0 0 11658 COLONY CR REAL ESTATE INC COM CL A 19625T101 707 53747 SH SOLE 0 0 53747 SPOTIFY TECHNOLOGY S A SHS L8681T102 15435 103210 SH SOLE 0 0 103210 LINDE PLC SHS G5494J103 1485 6974 SH SOLE 0 0 6974 LYFT INC CL A COM 55087P104 14783 343627 SH SOLE 0 0 343627 PINTEREST INC CL A 72352L106 273 14639 SH SOLE 0 0 14639 UBER TECHNOLOGIES INC COM 90353T100 8391 282160 SH SOLE 0 0 282160