Managing Member

0001766553-20-000004.txt : 20201104 0001766553-20-000004.hdr.sgml : 20201104 20201104164528 ACCESSION NUMBER: 0001766553-20-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201104 DATE AS OF CHANGE: 20201104 EFFECTIVENESS DATE: 20201104 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Windsor Creek Advisors, LLC CENTRAL INDEX KEY: 0001766553 IRS NUMBER: 825065489 STATE OF INCORPORATION: VT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19074 FILM NUMBER: 201287307 BUSINESS ADDRESS: STREET 1: 1097 LILLIESVILLE ROAD CITY: BETHEL STATE: VT ZIP: 05032 BUSINESS PHONE: 802-234-6655 MAIL ADDRESS: STREET 1: 1097 LILLIESVILLE ROAD CITY: BETHEL STATE: VT ZIP: 05032 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001766553 XXXXXXXX 09-30-2020 09-30-2020 Windsor Creek Advisors, LLC

1097 LILLIESVILLE ROAD BETHEL VT 05032

13F HOLDINGS REPORT 028-19074 N Adam B Sappern Managing Member 203.216.7599 Adam B Sappern Bethel VT 11-04-2020 0 172 352066 false INFORMATION TABLE 2 table13f-hr2020q3.xml WCA 13F-HR INFORMATION TABLE ADAPTIMMUNE-ADR SPONDS ADR 00653A107 128 16089 SH SOLE 0 0 16089 AECOM COM 00766T100 2354 56250 SH SOLE 0 0 56250 AFYA LTD-CLASS A CL A COM G01125106 2303 84548 SH SOLE 0 0 84548 AGNICO EAGLE MIN COM 008474108 398 5000 SH Call SOLE 0 0 5000 ALDEYRA THERAPEU COM 01438T106 152 20580 SH SOLE 0 0 20580 ALIBABA GRP-ADR SPONSORED ADS 01609W102 1558 5300 SH SOLE 0 0 5300 ALPHABET INC-A CAP STK CL A 02079K305 1984 1354 SH SOLE 0 0 1354 ALPHABET INC-C CAP STK CL C 02079K107 1855 1266 SH SOLE 0 0 1266 AMEREN CORP COM 023608102 910 11504 SH SOLE 0 0 11504 AMERICAN ELECTRI COM 025537101 3320 40624 SH SOLE 0 0 40624 AMGEN INC COM 031162100 2853 11224 SH SOLE 0 0 11224 ANGLOGOLD AS-ADR SPONSORED ADR 035128206 1389 52663 SH SOLE 0 0 52663 APPLIED MATERIAL COM 038222105 1115 18747 SH SOLE 0 0 18747 ARAMARK COM 03852U106 809 30587 SH SOLE 0 0 30587 ARCHER-DANIELS COM 039483102 372 8000 SH SOLE 0 0 8000 AVIDITY BIOSCIEN COM 05370A108 195 6942 SH SOLE 0 0 6942 BANK OF AMERICA COM 060505104 6208 257701 SH SOLE 0 0 257701 BANK OF AMERICA COM 060505104 241 10000 SH Call SOLE 0 0 10000 BARRICK GOLD CRP COM 067901108 1507 53600 SH SOLE 0 0 53600 BARRICK GOLD CRP COM 067901108 984 35000 SH Call SOLE 0 0 35000 BECTON DICKINSON COM 075887109 5421 23296 SH SOLE 0 0 23296 BERKSHIRE HATH-B CL B NEW 084670702 759 3565 SH SOLE 0 0 3565 BERKSHIRE HATH-B CL B NEW 084670702 4 18 SH SOLE 0 0 18 BHP GROUP-ADR SPONSORED ADS 088606108 774 14968 SH SOLE 0 0 14968 BJ'S WHOLESALE C COM 05550J101 259 6230 SH SOLE 0 0 6230 BLACK DIAMOND TH COM 09203E105 196 6500 SH SOLE 0 0 6500 BRADESCO-ADR SP ADR PFD NEW 059460303 542 158000 SH SOLE 0 0 158000 BRISTOL-MYER SQB COM 110122108 592 9820 SH SOLE 0 0 9820 BROADCOM INC COM 11135F101 2113 5800 SH SOLE 0 0 5800 BUNGE LTD COM G16962105 5696 124645 SH SOLE 0 0 124645 BUNGE LTD COM G16962105 229 5000 SH Call SOLE 0 0 5000 CAMDEN PROP TR SH BEN INT 133131102 947 10648 SH SOLE 0 0 10648 CARDINAL HEALTH COM 14149Y108 896 19092 SH SOLE 0 0 19092 CEMEX SAB-SP ADR SPON ADR NEW 151290889 2213 582442 SH SOLE 0 0 582442 CF INDUSTRIES HO COM 125269100 3134 102058 SH SOLE 0 0 102058 CONAGRA BRANDS I COM 205887102 814 22801 SH SOLE 0 0 22801 CONCERT PHARMACE COM 206022105 135 13763 SH SOLE 0 0 13763 CORNING INC COM 219350105 3773 116427 SH SOLE 0 0 116427 CORTEVA INC COM 22052L104 2711 94093 SH SOLE 0 0 94093 CVS HEALTH CORP COM 126650100 292 5000 SH SOLE 0 0 5000 CYBERARK SOFTWAR SHS M2682V108 1241 12000 SH SOLE 0 0 12000 DAVITA INC COM 23918K108 445 5200 SH SOLE 0 0 5200 DELTA AIR LI COM NEW 247361702 539 17629 SH SOLE 0 0 17629 ENTERGY CORP COM 29364G103 2064 20953 SH SOLE 0 0 20953 ERICSSON LM-ADR ADR B SEK 10 294821608 3346 307222 SH SOLE 0 0 307222 ETFMG PRIME CYBE PRIME CYBR SCRTY 26924G201 470 10105 SH SOLE 0 0 10105 EXELON CORP COM 30161N101 608 17000 SH SOLE 0 0 17000 FACEBOOK INC-A CL A 30303M102 1310 5000 SH Put SOLE 0 0 5000 FIRST BANCORP PR COM NEW 318672706 209 40100 SH SOLE 0 0 40100 FIRST SOLAR INC COM 336433107 431 6504 SH SOLE 0 0 6504 FIRSTENERGY CORP COM 337932107 2130 74202 SH SOLE 0 0 74202 FORD MOTOR CO COM 345370860 683 102519 SH SOLE 0 0 102519 FORMA THERAPEUTI SHS 34633R104 548 11000 SH SOLE 0 0 11000 FRANCO-NEVADA CO COM 351858105 558 4000 SH SOLE 0 0 4000 FREEPORT-MCMORAN CL B 35671D857 3868 247300 SH SOLE 0 0 247300 GERDAU SA-ADR SPON ADR REP PFD 373737105 791 213800 SH SOLE 0 0 213800 GLOBAL MEDICAL R COM NEW 37954A204 377 27900 SH SOLE 0 0 27900 GLU MOBILE INC COM 379890106 162 21100 SH SOLE 0 0 21100 GOLDMAN SACHS GP COM 38141G104 2867 14268 SH SOLE 0 0 14268 HCA HEALTHCARE I COM 40412C101 204 1640 SH SOLE 0 0 1640 HILTON WORLDWIDE COM 43300A203 341 4000 SH Put SOLE 0 0 4000 IBM COM 459200101 1515 12451 SH SOLE 0 0 12451 ICICI BANK-ADR ADR 45104G104 4565 464416 SH SOLE 0 0 464416 INTEL CORP COM 458140100 1657 32000 SH SOLE 0 0 32000 INVESCO CURRENCY CDN DLR SHS 46138T104 2292 31000 SH Put SOLE 0 0 31000 INVESCO CURRENCY EURO SHS 46138K103 552 5000 SH Put SOLE 0 0 5000 INVESCO DB AGRIC AGRICULTURE FD 46140H106 706 47902 SH SOLE 0 0 47902 INVESCO QQQ TRUS UNIT SER 1 46090E103 8057 29000 SH Put SOLE 0 0 29000 INVESCO S&P 500 S&P500 EQL WGT 46137V357 2731 25259 SH SOLE 0 0 25259 INVESCO SENIOR L SR LN ETF 46138G508 435 20000 SH Put SOLE 0 0 20000 INVESCO SOLAR ET SOLAR ETF 46138G706 3460 53400 SH SOLE 0 0 53400 IOVANCE BIOTHERA COM 462260100 499 15149 SH SOLE 0 0 15149 ISHARES 20plus YEAR 20 YR TR BD ETF 464287432 435 15000 SH Put SOLE 0 0 15000 ISHARES CHINA LA CHINA LG-CAP ETF 464287184 764 18180 SH SOLE 0 0 18180 ISHARES IBOXX HI IBOXX INV CP ETF 464288513 2836 33800 SH Put SOLE 0 0 33800 ISHARES IBOXX HI IBOXX INV CP ETF 464288513 629 7500 SH Put SOLE 0 0 7500 ISHARES MSCI BRA MSCI BRAZIL ETF 464286400 4829 174600 SH SOLE 0 0 174600 ISHARES MSCI BRA MSCI BRAZIL ETF 464286400 277 10000 SH Call SOLE 0 0 10000 ISHARES MSCI CAN MSCI CDA ETF 464286509 274 10000 SH Put SOLE 0 0 10000 ISHARES MSCI EAF MSCI EAFE ETF 464287465 347 5450 SH SOLE 0 0 5450 ISHARES MSCI EME MSCI EMG MKT ETF 464287234 4599 104300 SH SOLE 0 0 104300 ISHARES MSCI EME MSCI EMG MKT ETF 464287234 882 20000 SH Call SOLE 0 0 20000 ISHARES MSCI EME MSCI EMG MKT ETF 464287234 220 5000 SH Call SOLE 0 0 5000 ISHARES MSCI IND MSCI INDIA ETF 46429B598 472 13950 SH SOLE 0 0 13950 ISHARES MSCI SOU MSCI STH KOR ETF 464286772 3228 49400 SH SOLE 0 0 49400 ISHARES MSCI SOU MSCI STH KOR ETF 464286772 784 12000 SH Call SOLE 0 0 12000 ISHARES PREFERRE PFD AND INCM SEC 464288687 1728 47400 SH SOLE 0 0 47400 ISHARES RUSSELL RUS 2000 VAL ETF 464287630 5031 50650 SH SOLE 0 0 50650 ISHARES RUSSELL RUS 2000 VAL ETF 464287630 2483 25000 SH Call SOLE 0 0 25000 ISHARES RUSSELL RUSSELL 2000 ETF 464287655 2996 20000 SH Put SOLE 0 0 20000 ISHARES SILVER T ISHARES 46428Q109 541 25000 SH Call SOLE 0 0 25000 ISHARES SILVER T ISHARES 46428Q109 472 21800 SH SOLE 0 0 21800 IVERIC BIO INC COM 46583P102 86 15200 SH SOLE 0 0 15200 JACOBS ENGIN GRP COM 469814107 2983 32158 SH SOLE 0 0 32158 JETBLUE AIRWAYS COM 477143101 113 10000 SH SOLE 0 0 10000 JETBLUE AIRWAYS COM 477143101 113 10000 SH Call SOLE 0 0 10000 JPMORGAN CHASE COM 46625H100 1324 13751 SH SOLE 0 0 13751 KADMON HOLDINGS COM 48283N106 277 70684 SH SOLE 0 0 70684 KINIKSA PHARMA-A COM CL A G5269C101 219 14268 SH SOLE 0 0 14268 KINROSS GOLD COM 496902404 2469 279950 SH SOLE 0 0 279950 KIRKLAND LAKE GO COM 49741E100 2829 58048 SH SOLE 0 0 58048 L3HARRIS TECHNOL COM 502431109 849 5000 SH SOLE 0 0 5000 LEAP THERAPEUTIC COM 52187K101 178 89972 SH SOLE 0 0 89972 MARTIN MAR MTLS COM 573284106 3020 12831 SH SOLE 0 0 12831 MARTIN MAR MTLS COM 573284106 706 3000 SH Call SOLE 0 0 3000 MARVELL TECH GRP ORD G5876H105 754 19000 SH SOLE 0 0 19000 MASTEC INC COM 576323109 1439 34100 SH SOLE 0 0 34100 MELCO RESO-ADR ADR 585464100 1611 96768 SH SOLE 0 0 96768 MELCO RESO-ADR ADR 585464100 333 20000 SH Call SOLE 0 0 20000 MICRON TECH COM 595112103 2829 60234 SH SOLE 0 0 60234 MICROSOFT CORP COM 594918104 10395 49421 SH SOLE 0 0 49421 MORGAN STANLEY COM NEW 617446448 261 5400 SH SOLE 0 0 5400 MOSAIC CO/THE COM 61945C103 251 13739 SH SOLE 0 0 13739 MOSAIC CO/THE COM 61945C103 183 10000 SH Call SOLE 0 0 10000 NEW FRONTIER HEA ORD SHS G6461G106 983 128893 SH SOLE 0 0 128893 NRG ENERGY COM NEW 629377508 1159 37703 SH SOLE 0 0 37703 NUTRIEN LTD COM 67077M108 981 25000 SH SOLE 0 0 25000 NXP SEMICONDUCTO COM N6596X109 693 5549 SH SOLE 0 0 5549 PROCTER & GAMBLE COM 742718109 695 5000 SH SOLE 0 0 5000 PROVENTION BIO I COM 74374N102 366 28492 SH SOLE 0 0 28492 QUAD INT RTE VOL QUADRTC INT RT 500767736 2532 92354 SH SOLE 0 0 92354 QUALCOMM INC COM 747525103 591 5026 SH SOLE 0 0 5026 QUEST DIAGNOSTIC COM 74834L100 378 3300 SH SOLE 0 0 3300 RAYTHEON TECHNOL COM 75513E101 633 11000 SH SOLE 0 0 11000 REVOLUTION MEDIC COM 76155X100 233 6700 SH SOLE 0 0 6700 RIO TINTO-ADR SPONSORED ADR 767204100 920 15237 SH SOLE 0 0 15237 SEMPRA ENERGY COM 816851109 3114 26312 SH SOLE 0 0 26312 SKYWORKS SOLUTIO COM 83088M102 582 4000 SH SOLE 0 0 4000 SPDR S&P 500 ETF TR UNIT 78462F103 100802 301000 SH Put SOLE 0 0 301000 SPDR S&P BIOTECH S&P BIOTECH 78464A870 447 4011 SH SOLE 0 0 4011 SPDR S&P REG BAN S&P REGL BKG 78464A698 343 9609 SH SOLE 0 0 9609 SPDR-ENERGY SEL ENERGY 81369Y506 599 20000 SH Call SOLE 0 0 20000 SPDR-ENERGY SEL ENERGY 81369Y506 374 12500 SH SOLE 0 0 12500 SPDR-FINL SELECT SBI INT-FINL 81369Y605 1596 66302 SH SOLE 0 0 66302 SPDR-FINL SELECT SBI INT-FINL 81369Y605 241 10000 SH Call SOLE 0 0 10000 SPDR-MATERIALS SBI MATERIALS 81369Y100 796 12500 SH Call SOLE 0 0 12500 SPDR-UTIL SELECT SBI INT-UTILS 81369Y886 2150 36200 SH SOLE 0 0 36200 TESLA INC COM 88160R101 215 500 SH Put SOLE 0 0 500 T-MOBILE US INC COM 872590104 237 2071 SH SOLE 0 0 2071 TRUIST FINANCIAL COM 89832Q109 215 5638 SH SOLE 0 0 5638 TYSON FOODS-A CL A 902494103 1315 22100 SH SOLE 0 0 22100 UDR INC COM 902653104 414 12704 SH SOLE 0 0 12704 UNITED STATES OI UNITS 91232N207 917 32400 SH Call SOLE 0 0 32400 VALE SA-SP ADR SPONSORED ADS 91912E105 5888 556500 SH SOLE 0 0 556500 VALE SA-SP ADR SPONSORED ADS 91912E105 571 54000 SH Call SOLE 0 0 54000 VANECK GOLD MNRS GOLD MINERS ETF 92189F106 1762 44983 SH SOLE 0 0 44983 VANECK GOLD MNRS GOLD MINERS ETF 92189F106 1175 30000 SH Call SOLE 0 0 30000 VANECK GOLD MNRS GOLD MINERS ETF 92189F106 783 20000 SH Call SOLE 0 0 20000 VANECK JR GLD MN JR GOLD MINERS E 92189F791 3045 55000 SH SOLE 0 0 55000 VANECK JR GLD MN JR GOLD MINERS E 92189F791 1661 30000 SH Call SOLE 0 0 30000 VANECK VIETNAM VIETNAM ETF 92189F817 6082 409564 SH SOLE 0 0 409564 VANGUARD HI DV Y HIGH DIV YLD 921946406 2814 34766 SH SOLE 0 0 34766 VANGUARD INT DV INTL DVD ETF 921946810 1791 24865 SH SOLE 0 0 24865 VANGUARD INT HDV INTL HIGH ETF 921946794 4662 89549 SH SOLE 0 0 89549 VANGUARD S&P 500 S&P 500 ETF SHS 922908363 889 2890 SH SOLE 0 0 2890 VANGUARD S&P VAL 500 VAL IDX FD 921932703 1888 17338 SH SOLE 0 0 17338 VANGUARD TL SK E TOTAL STK MKT 922908769 212 1246 SH SOLE 0 0 1246 VANGUARD UTI ETF UTILITIES ETF 92204A876 1778 13769 SH SOLE 0 0 13769 VIACOMCBS INC-B CL A 92556H206 392 14000 SH Call SOLE 0 0 14000 VISTA OUTDOOR COM 928377100 1049 51991 SH SOLE 0 0 51991 VULCAN MATERIALS COM 929160109 1054 7778 SH SOLE 0 0 7778 WALGREENS BOOTS COM 931427108 647 18000 SH SOLE 0 0 18000 WALT DISNEY CO COM DISNEY 254687106 368 2964 SH SOLE 0 0 2964 WESTERN A IL OPP COM 95766R104 1916 170504 SH SOLE 0 0 170504 WESTERN A IL SEC COM SH BEN INT 95766Q106 331 27206 SH SOLE 0 0 27206 WESTERN DIGITAL COM 958102105 329 9000 SH SOLE 0 0 9000 WISDOMTREE INDIA INDIA ERNGS FD 97717W422 774 32811 SH SOLE 0 0 32811 WISDOMTREE JPN H JAPN HEDGE EQT 97717W851 5283 107824 SH SOLE 0 0 107824 XPERI HOLDING CO COM 98390M103 264 22985 SH SOLE 0 0 22985 XTRACKERS HARVES XTRACK HRVST CSI 233051879 155 4500 SH SOLE 0 0 4500 XTRACKERS HARVES XTRACK HRVST CSI 233051879 345 10000 SH Call SOLE 0 0 10000 ZYMEWORKS INC COM 98985W102 792 17002 SH SOLE 0 0 17002