The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AFYA LTD-CLASS A | CL A COM | G01125106 | 1,044 | 40,713 | SH | SOLE | 0 | 0 | 40,713 | ||
AGNICO EAGLE MIN | COM | 008474108 | 359 | 6,690 | SH | SOLE | 0 | 0 | 6,690 | ||
ALCOA CORP | COM | 013872106 | 358 | 17,817 | SH | SOLE | 0 | 0 | 17,817 | ||
ALCOA CORP | COM | 013872106 | 100 | 50 | SH | Call | SOLE | 0 | 0 | 50 | |
ALEXION PHARM | COM | 015351109 | 523 | 5,345 | SH | SOLE | 0 | 0 | 5,345 | ||
ALLERGAN PLC | SHS | G0177J109 | 777 | 4,616 | SH | SOLE | 0 | 0 | 4,616 | ||
ALPHABET INC-A | CAP STK CL A | 02079K305 | 1,587 | 1,300 | SH | SOLE | 0 | 0 | 1,300 | ||
ALPHABET INC-C | CAP STK CL C | 02079K107 | 1,543 | 1,266 | SH | SOLE | 0 | 0 | 1,266 | ||
AMARIN CORP -ADR | SPONS ADR NEW | 023111206 | 1,854 | 122,274 | SH | SOLE | 0 | 0 | 122,274 | ||
AMARIN CORP -ADR | SPONS ADR NEW | 023111206 | 76 | 50 | SH | Call | SOLE | 0 | 0 | 50 | |
AMERICAN AIRLINE | COM | 02376R102 | 405 | 15,000 | SH | SOLE | 0 | 0 | 15,000 | ||
AMGEN INC | COM | 031162100 | 2,329 | 12,038 | SH | SOLE | 0 | 0 | 12,038 | ||
AMICUS THERAPEUT | COM | 03152W109 | 155 | 19,300 | SH | SOLE | 0 | 0 | 19,300 | ||
APPLE INC | COM | 037833100 | 672 | 30 | SH | Put | SOLE | 0 | 0 | 30 | |
APPLIED MATERIAL | COM | 038222105 | 2,006 | 40,201 | SH | SOLE | 0 | 0 | 40,201 | ||
APTIV PLC | SHS | G6095L109 | 175 | 2,005 | SH | SOLE | 0 | 0 | 2,005 | ||
ARCHER-DANIELS | COM | 039483102 | 1,422 | 34,612 | SH | SOLE | 0 | 0 | 34,612 | ||
ASML HOLDING-NY | N Y REGISTRY SHS | N07059201 | 252 | 1,013 | SH | SOLE | 0 | 0 | 1,013 | ||
ASML HOLDING-NY | N Y REGISTRY SHS | N07059201 | 497 | 20 | SH | Call | SOLE | 0 | 0 | 20 | |
ATHENEX INC | COM | 04685N103 | 280 | 23,000 | SH | SOLE | 0 | 0 | 23,000 | ||
AZUL SA | SPONSR ADR PFD | 05501U106 | 802 | 22,386 | SH | SOLE | 0 | 0 | 22,386 | ||
BAIDU INC-A | SPON ADR REP A | 056752108 | 154 | 1,500 | SH | SOLE | 0 | 0 | 1,500 | ||
BAIDU INC-SP ADR | SPON ADR REP A | 056752108 | 103 | 10 | SH | Call | SOLE | 0 | 0 | 10 | |
BANK OF AMERICA | COM | 060505104 | 1,961 | 67,216 | SH | SOLE | 0 | 0 | 67,216 | ||
BANK OF AMERICA | COM | 060505104 | 292 | 100 | SH | Call | SOLE | 0 | 0 | 100 | |
BARRICK GOLD CRP | COM | 067901108 | 244 | 14,100 | SH | SOLE | 0 | 0 | 14,100 | ||
BEIGENE LTD | SPONSORED ADR | 07725L102 | 451 | 6,000 | SH | SOLE | 0 | 0 | 6,000 | ||
BERKSHIRE HATH-A | CL A | 084670108 | 5,613 | 18 | SH | SOLE | 0 | 0 | 18 | ||
BERKSHIRE HATH-B | CL B NEW | 084670702 | 762 | 3,665 | SH | SOLE | 0 | 0 | 3,665 | ||
BERKSHIRE HATH-B | CL B NEW | 084670702 | 2,704 | 130 | SH | Put | SOLE | 0 | 0 | 130 | |
BLUEBIRD BIO INC | COM | 09609G100 | 762 | 8,300 | SH | SOLE | 0 | 0 | 8,300 | ||
BLUEBIRD BIO INC | COM | 09609G100 | 184 | 20 | SH | Call | SOLE | 0 | 0 | 20 | |
BOEING CO/THE | COM | 097023105 | 3,576 | 9,400 | SH | SOLE | 0 | 0 | 9,400 | ||
BRADESCO SA-PREF | SP ADR PFD NEW | 059460303 | 3,279 | 96,669 | SH | SOLE | 0 | 0 | 96,669 | ||
BRIDGEBIO PHARMA | COM | 10806X102 | 279 | 13,000 | SH | SOLE | 0 | 0 | 13,000 | ||
BROADCOM INC | COM | 11135F101 | 3,054 | 11,061 | SH | SOLE | 0 | 0 | 11,061 | ||
BROADCOM INC | COM | 11135F101 | 2,485 | 90 | SH | Call | SOLE | 0 | 0 | 90 | |
BUNGE LTD | COM | G16962105 | 4,517 | 79,786 | SH | SOLE | 0 | 0 | 79,786 | ||
BUNGE LTD | COM | G16962105 | 1,404 | 248 | SH | Call | SOLE | 0 | 0 | 248 | |
CARDINAL HEALTH | COM | 14149Y108 | 535 | 11,331 | SH | SOLE | 0 | 0 | 11,331 | ||
CF INDUSTRIES HO | COM | 125269100 | 246 | 5,000 | SH | SOLE | 0 | 0 | 5,000 | ||
CIGNA CORP | COM | 125523100 | 395 | 2,600 | SH | SOLE | 0 | 0 | 2,600 | ||
CIGNA CORP | COM | 125523100 | 607 | 40 | SH | Call | SOLE | 0 | 0 | 40 | |
CLEVELAND-CLIFFS | COM NEW | 185899101 | 2,867 | 397,039 | SH | SOLE | 0 | 0 | 397,039 | ||
CLEVELAND-CLIFFS | COM NEW | 185899101 | 217 | 300 | SH | Call | SOLE | 0 | 0 | 300 | |
COMMSCOPE HOLDIN | COM | 20337X109 | 1,977 | 168,101 | SH | SOLE | 0 | 0 | 168,101 | ||
COMMSCOPE HOLDIN | COM | 20337X109 | 589 | 501 | SH | Call | SOLE | 0 | 0 | 501 | |
CORNING INC | COM | 219350105 | 3,225 | 113,069 | SH | SOLE | 0 | 0 | 113,069 | ||
CORTEVA INC | COM | 22052L104 | 2,827 | 100,981 | SH | SOLE | 0 | 0 | 100,981 | ||
CVS HEALTH CORP | COM | 126650100 | 662 | 10,500 | SH | SOLE | 0 | 0 | 10,500 | ||
DECKERS OUTDOOR | COM | 243537107 | 295 | 2,000 | SH | SOLE | 0 | 0 | 2,000 | ||
DELTA AIR LI | COM NEW | 247361702 | 576 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
ENCANA CORP | COM | 292505104 | 1,125 | 244,656 | SH | SOLE | 0 | 0 | 244,656 | ||
EOG RESOURCES | COM | 26875P101 | 260 | 3,500 | SH | SOLE | 0 | 0 | 3,500 | ||
EOG RESOURCES | COM | 26875P101 | 1,262 | 170 | SH | Call | SOLE | 0 | 0 | 170 | |
ERICSSON LM-B | ADR B SEK 10 | 294821608 | 35,168 | 447,095 | SH | SOLE | 0 | 0 | 447,095 | ||
ETFMG PRIME CYBE | PRIME CYBR SCRTY | 26924G201 | 476 | 12,740 | SH | SOLE | 0 | 0 | 12,740 | ||
FIRST SOLAR INC | COM | 336433107 | 777 | 13,400 | SH | SOLE | 0 | 0 | 13,400 | ||
GERDAU S A | SPON ADR REP PFD | 373737105 | 3,139 | 996,600 | SH | SOLE | 0 | 0 | 996,600 | ||
GLOBAL X SILVER | GLOBAL X SILVER | 37954Y848 | 365 | 13,000 | SH | SOLE | 0 | 0 | 13,000 | ||
HUMANA INC | COM | 444859102 | 511 | 20 | SH | Call | SOLE | 0 | 0 | 20 | |
IBM | COM | 459200101 | 796 | 5,472 | SH | SOLE | 0 | 0 | 5,472 | ||
ICICI BANK LTD | ADR B SEK 10 | 45104G104 | 34,696 | 80,000 | SH | SOLE | 0 | 0 | 80,000 | ||
INTEL CORP | COM | 458140100 | 515 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
INVESCO CURRENCY | CDN DLR SHS | 46138T104 | 2,235 | 300 | SH | Put | SOLE | 0 | 0 | 300 | |
INVESCO CURRENCY | BRIT POUN STRL | 46138M109 | 1,193 | 100 | SH | Call | SOLE | 0 | 0 | 100 | |
INVESCO DB AGRIC | AGRICULTURE FD | 46140H106 | 1,649 | 104,000 | SH | SOLE | 0 | 0 | 104,000 | ||
INVESCO QQQ TRUS | UNIT SER 1 | 46090E103 | 1,133 | 60 | SH | Put | SOLE | 0 | 0 | 60 | |
INVESCO SENIOR L | SR LN ETF | 46138G508 | 904 | 400 | SH | Put | SOLE | 0 | 0 | 400 | |
INVESCO SOLAR ET | SOLAR ETF | 46138G706 | 1,584 | 53,927 | SH | SOLE | 0 | 0 | 53,927 | ||
INVESCO SOLAR ET | SOLAR ETF | 46138G706 | 206 | 70 | SH | Call | SOLE | 0 | 0 | 70 | |
IPATH BLOOMBERG | DJUBS CMDT ETN36 | 06738C778 | 719 | 33,000 | SH | SOLE | 0 | 0 | 33,000 | ||
ISHARES 20PLUS YEAR | 20 YR TR BD ETF | 464287432 | 3,505 | 245 | SH | Call | SOLE | 0 | 0 | 245 | |
ISHARES CHINA LA | CHINA LG-CAP ETF | 464287184 | 2,649 | 66,565 | SH | SOLE | 0 | 0 | 66,565 | ||
ISHARES CHINA LA | CHINA LG-CAP ETF | 464287184 | 2,746 | 690 | SH | Call | SOLE | 0 | 0 | 690 | |
ISHARES IBOXX HI | IBOXX HI YD ETF | 464288513 | 4,533 | 520 | SH | Put | SOLE | 0 | 0 | 520 | |
ISHARES IBOXX IN | IBOXX INV CP ETF | 464287242 | 1,810 | 142 | SH | Put | SOLE | 0 | 0 | 142 | |
ISHARES MSCI BRA | MSCI BRAZIL ETF | 464286400 | 4,529 | 107,500 | SH | SOLE | 0 | 0 | 107,500 | ||
ISHARES MSCI CAN | MSCI CDA ETF | 464286509 | 578 | 200 | SH | Put | SOLE | 0 | 0 | 200 | |
ISHARES MSCI EAF | MSCI EAFE ETF | 464287465 | 347 | 5,317 | SH | SOLE | 0 | 0 | 5,317 | ||
ISHARES MSCI EME | MSCI EMG MKT ETF | 464287234 | 4,695 | 114,872 | SH | SOLE | 0 | 0 | 114,872 | ||
ISHARES MSCI EME | MSCI EMG MKT ETF | 464287234 | 817 | 200 | SH | Call | SOLE | 0 | 0 | 200 | |
ISHARES MSCI EUR | MSCI EUROZONE ETF | 464286608 | 1,167 | 300 | SH | Call | SOLE | 0 | 0 | 300 | |
ISHARES MSCI GER | MSCI GERMANY ETF | 464286806 | 807 | 300 | SH | Call | SOLE | 0 | 0 | 300 | |
ISHARES MSCI ITA | MSCI ITALY ETF | 46434G830 | 2,164 | 785 | SH | Put | SOLE | 0 | 0 | 785 | |
ISHARES MSCI SOU | MSCI STH KOR ETF | 464286772 | 3,015 | 53,515 | SH | SOLE | 0 | 0 | 53,515 | ||
ISHARES NASDAQ B | NASDAQ BIOTECH | 464287556 | 2,348 | 23,602 | SH | SOLE | 0 | 0 | 23,602 | ||
ISHARES NASDAQ B | NASDAQ BIOTECH | 464287556 | 398 | 40 | SH | Call | SOLE | 0 | 0 | 40 | |
ISHARES PHLX SEM | PHLX SEMICND ETF | 464287523 | 1,903 | 90 | SH | Put | SOLE | 0 | 0 | 90 | |
ISHARES RUSSELL | RUSSELL 2000 ETF | 464287655 | 25,561 | 1,689 | SH | Put | SOLE | 0 | 0 | 1,689 | |
ITAU UNIBANCO HLDG SA | SPON ADR REP PFD | 465562106 | 5,500 | 157,005 | SH | SOLE | 0 | 0 | 157,005 | ||
JETBLUE AIRWAYS | COM | 477143101 | 2,342 | 139,800 | SH | SOLE | 0 | 0 | 139,800 | ||
JPMORGAN CHASE | COM | 46625H100 | 328 | 2,791 | SH | SOLE | 0 | 0 | 2,791 | ||
KEYCORP | COM | 493267108 | 1,552 | 87,000 | SH | SOLE | 0 | 0 | 87,000 | ||
LAM RESEARCH | COM | 512807108 | 71 | 308 | SH | SOLE | 0 | 0 | 308 | ||
MARTIN MAR MTLS | COM | 573284106 | 552 | 2,015 | SH | SOLE | 0 | 0 | 2,015 | ||
MASTERCARD INC-A | CL A | 57636Q104 | 1,086 | 40 | SH | Put | SOLE | 0 | 0 | 40 | |
MICRON TECH | COM | 595112103 | 1,157 | 27,000 | SH | SOLE | 0 | 0 | 27,000 | ||
MICROSOFT CORP | COM | 594918104 | 9,439 | 67,890 | SH | SOLE | 0 | 0 | 67,890 | ||
MICROSOFT CORP | COM | 594918104 | 1,668 | 120 | SH | Put | SOLE | 0 | 0 | 120 | |
MORGAN STANLEY | COM NEW | 617446448 | 2,258 | 52,913 | SH | SOLE | 0 | 0 | 52,913 | ||
MOSAIC CO/THE | COM | 61945C103 | 3,426 | 167,141 | SH | SOLE | 0 | 0 | 167,141 | ||
MOSAIC CO/THE | COM | 61945C103 | 205 | 100 | SH | Call | SOLE | 0 | 0 | 100 | |
NEW FRONTIER C-A | COM CL A | G6485P108 | 680 | 66,768 | SH | SOLE | 0 | 0 | 66,768 | ||
NOBLE ENERGY INC | COM | 655044105 | 337 | 150 | SH | Call | SOLE | 0 | 0 | 150 | |
NOKIA CORP | SPONSORED ADR | 654902204 | 2,682 | 530,010 | SH | SOLE | 0 | 0 | 530,010 | ||
NORTHROP GRUMMAN | COM | 666807102 | 95 | 254 | SH | SOLE | 0 | 0 | 254 | ||
NVIDIA CORP | COM | 67066G104 | 679 | 3,902 | SH | SOLE | 0 | 0 | 3,902 | ||
NXP SEMICONDUCTO | COM | N6596X109 | 1,965 | 18,007 | SH | SOLE | 0 | 0 | 18,007 | ||
PALO ALTO NETWOR | COM | 697435105 | 1,624 | 7,966 | SH | SOLE | 0 | 0 | 7,966 | ||
PROCTER & GAMBLE | COM | 742718109 | 622 | 5,000 | SH | SOLE | 0 | 0 | 5,000 | ||
PROCTER & GAMBLE | COM | 742718109 | 1,244 | 100 | SH | Put | SOLE | 0 | 0 | 100 | |
QUALCOMM INC | COM | 747525103 | 765 | 10,033 | SH | SOLE | 0 | 0 | 10,033 | ||
QUALCOMM INC | COM | 747525103 | 839 | 110 | SH | Call | SOLE | 0 | 0 | 110 | |
RAYTHEON CO | COM NEW | 755111507 | 196 | 1,000 | SH | SOLE | 0 | 0 | 1,000 | ||
REATA PHARMACE-A | CL A | 75615P103 | 734 | 9,138 | SH | SOLE | 0 | 0 | 9,138 | ||
REGIONS FINANCIA | COM | 7591EP100 | 1,107 | 70,000 | SH | SOLE | 0 | 0 | 70,000 | ||
REGIONS FINANCIA | COM | 7591EP100 | 158 | 100 | SH | Call | SOLE | 0 | 0 | 100 | |
SABESP | SPONSORED ADR | 20441A102 | 1,339 | 27,000 | SH | SOLE | 0 | 0 | 27,000 | ||
SAREPTA THERAPEU | COM | 803607100 | 151 | 2,000 | SH | SOLE | 0 | 0 | 2,000 | ||
SCIENCE APPLICAT | COM | 808625107 | 524 | 6,000 | SH | SOLE | 0 | 0 | 6,000 | ||
SKYWORKS SOLUTIO | COM | 83088M102 | 159 | 2,000 | SH | SOLE | 0 | 0 | 2,000 | ||
SOUTHWEST AIR | COM | 844741108 | 1,080 | 20,000 | SH | SOLE | 0 | 0 | 20,000 | ||
SOUTHWEST AIR | COM | 844741108 | 38 | 7 | SH | Put | SOLE | 0 | 0 | 7 | |
SPDR S&P 500 ETF | TR UNIT | 78462F103 | 95,115 | 3,205 | SH | Put | SOLE | 0 | 0 | 3,205 | |
SPDR S&P BIOTECH | S&P BIOTECH | 78464A870 | 2,326 | 30,511 | SH | SOLE | 0 | 0 | 30,511 | ||
SPDR S&P MET & M | S&P METALS MNG | 78464A755 | 255 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
SPDR S&P REG BAN | S&P REGL BKG | 78464A698 | 753 | 14,264 | SH | SOLE | 0 | 0 | 14,264 | ||
SPDR-HEALTH CARE | SBI HEALTHCARE | 81369Y209 | 631 | 70 | SH | Call | SOLE | 0 | 0 | 70 | |
SPDR-HEALTH CARE | SBI HEALTHCARE | 81369Y209 | 270 | 30 | SH | Call | SOLE | 0 | 0 | 30 | |
STEEL DYNAMICS | COM | 858119100 | 298 | 100 | SH | Call | SOLE | 0 | 0 | 100 | |
TURNING POINT TH | COM | 90041T108 | 213 | 5,675 | SH | SOLE | 0 | 0 | 5,675 | ||
TWIST BIOSCIENCE | COM | 90184D100 | 1,327 | 55,568 | SH | SOLE | 0 | 0 | 55,568 | ||
UNITED AIRLINES | COM | 910047109 | 530 | 6,000 | SH | SOLE | 0 | 0 | 6,000 | ||
UNITED TECH CORP | COM | 913017109 | 1,365 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
UNITEDHEALTH GRP | COM | 91324P102 | 180 | 826 | SH | SOLE | 0 | 0 | 826 | ||
UNITEDHEALTH GRP | COM | 91324P102 | 761 | 35 | SH | Call | SOLE | 0 | 0 | 35 | |
VALE SA | SPONSORED ADS | 91912E105 | 9,661 | 202,328 | SH | SOLE | 0 | 0 | 202,328 | ||
VANECK GOLD MNRS | GOLD MINERS ETF | 92189F106 | 534 | 20,000 | SH | SOLE | 0 | 0 | 20,000 | ||
VANECK GOLD MNRS | GOLD MINERS ETF | 92189F106 | 775 | 290 | SH | Call | SOLE | 0 | 0 | 290 | |
VANECK JR GLD MN | JR GOLD MINERS E | 92189F791 | 2,774 | 76,500 | SH | SOLE | 0 | 0 | 76,500 | ||
VANECK JR GLD MN | JR GOLD MINERS E | 92189F791 | 2,723 | 751 | SH | Call | SOLE | 0 | 0 | 751 | |
VANECK VIETNAM | VIETNAM ETF | 92189F817 | 2,236 | 137,076 | SH | SOLE | 0 | 0 | 137,076 | ||
VANGUARD FTSE ET | FTSE DEV MKT ETF | 921943858 | 669 | 16,285 | SH | SOLE | 0 | 0 | 16,285 | ||
VANGUARD HI DV Y | HIGH DIV YLD | 921946406 | 7,832 | 88,264 | SH | SOLE | 0 | 0 | 88,264 | ||
VANGUARD INT HDV | INTL HIGH ETF | 921946794 | 2,549 | 42,928 | SH | SOLE | 0 | 0 | 42,928 | ||
VANGUARD S&P 500 | S&P 500 ETF SHS | 922908363 | 1,048 | 3,844 | SH | SOLE | 0 | 0 | 3,844 | ||
VANGUARD S/C V E | SM CAP VAL ETF | 922908611 | 388 | 3,008 | SH | SOLE | 0 | 0 | 3,008 | ||
VANGUARD TL SK E | TOTAL STK MKT | 922908769 | 2,514 | 16,652 | SH | SOLE | 0 | 0 | 16,652 | ||
WALT DISNEY CO | COM DISNEY | 254687106 | 261 | 2,000 | SH | SOLE | 0 | 0 | 2,000 | ||
XTRACKERS HARVES | XTRACK HRVST CSI | 233051879 | 4,283 | 158,100 | SH | SOLE | 0 | 0 | 158,100 | ||
XTRACKERS HARVES | XTRACK HRVST CSI | 233051879 | 1,769 | 653 | SH | Call | SOLE | 0 | 0 | 653 |