Managing Member

0001766553-19-000004.txt : 20191112 0001766553-19-000004.hdr.sgml : 20191112 20191112102739 ACCESSION NUMBER: 0001766553-19-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191112 DATE AS OF CHANGE: 20191112 EFFECTIVENESS DATE: 20191112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Windsor Creek Advisors, LLC CENTRAL INDEX KEY: 0001766553 IRS NUMBER: 825065489 STATE OF INCORPORATION: VT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19074 FILM NUMBER: 191206932 BUSINESS ADDRESS: STREET 1: 1097 LILLIESVILLE ROAD CITY: BETHEL STATE: VT ZIP: 05032 BUSINESS PHONE: 802-234-6655 MAIL ADDRESS: STREET 1: 1097 LILLIESVILLE ROAD CITY: BETHEL STATE: VT ZIP: 05032 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001766553 XXXXXXXX 09-30-2019 09-30-2019 Windsor Creek Advisors, LLC

1097 LILLIESVILLE ROAD BETHEL VT 05032

13F HOLDINGS REPORT 028-19074 N Adam B Sappern Managing Member 203.216.7599 Adam B Sappern Bethel VT 11-12-2019 0 152 406986 false INFORMATION TABLE 2 table13f-hr2019q3.xml WINDSOR CREEK HOLDINGS TABLE AFYA LTD-CLASS A CL A COM G01125106 1044 40713 SH SOLE 0 0 40713 AGNICO EAGLE MIN COM 008474108 359 6690 SH SOLE 0 0 6690 ALCOA CORP COM 013872106 358 17817 SH SOLE 0 0 17817 ALCOA CORP COM 013872106 100 50 SH Call SOLE 0 0 50 ALEXION PHARM COM 015351109 523 5345 SH SOLE 0 0 5345 ALLERGAN PLC SHS G0177J109 777 4616 SH SOLE 0 0 4616 ALPHABET INC-A CAP STK CL A 02079K305 1587 1300 SH SOLE 0 0 1300 ALPHABET INC-C CAP STK CL C 02079K107 1543 1266 SH SOLE 0 0 1266 AMARIN CORP -ADR SPONS ADR NEW 023111206 1854 122274 SH SOLE 0 0 122274 AMARIN CORP -ADR SPONS ADR NEW 023111206 76 50 SH Call SOLE 0 0 50 AMERICAN AIRLINE COM 02376R102 405 15000 SH SOLE 0 0 15000 AMGEN INC COM 031162100 2329 12038 SH SOLE 0 0 12038 AMICUS THERAPEUT COM 03152W109 155 19300 SH SOLE 0 0 19300 APPLE INC COM 037833100 672 30 SH Put SOLE 0 0 30 APPLIED MATERIAL COM 038222105 2006 40201 SH SOLE 0 0 40201 APTIV PLC SHS G6095L109 175 2005 SH SOLE 0 0 2005 ARCHER-DANIELS COM 039483102 1422 34612 SH SOLE 0 0 34612 ASML HOLDING-NY N Y REGISTRY SHS N07059201 252 1013 SH SOLE 0 0 1013 ASML HOLDING-NY N Y REGISTRY SHS N07059201 497 20 SH Call SOLE 0 0 20 ATHENEX INC COM 04685N103 280 23000 SH SOLE 0 0 23000 AZUL SA SPONSR ADR PFD 05501U106 802 22386 SH SOLE 0 0 22386 BAIDU INC-A SPON ADR REP A 056752108 154 1500 SH SOLE 0 0 1500 BAIDU INC-SP ADR SPON ADR REP A 056752108 103 10 SH Call SOLE 0 0 10 BANK OF AMERICA COM 060505104 1961 67216 SH SOLE 0 0 67216 BANK OF AMERICA COM 060505104 292 100 SH Call SOLE 0 0 100 BARRICK GOLD CRP COM 067901108 244 14100 SH SOLE 0 0 14100 BEIGENE LTD SPONSORED ADR 07725L102 451 6000 SH SOLE 0 0 6000 BERKSHIRE HATH-A CL A 084670108 5613 18 SH SOLE 0 0 18 BERKSHIRE HATH-B CL B NEW 084670702 762 3665 SH SOLE 0 0 3665 BERKSHIRE HATH-B CL B NEW 084670702 2704 130 SH Put SOLE 0 0 130 BLUEBIRD BIO INC COM 09609G100 762 8300 SH SOLE 0 0 8300 BLUEBIRD BIO INC COM 09609G100 184 20 SH Call SOLE 0 0 20 BOEING CO/THE COM 097023105 3576 9400 SH SOLE 0 0 9400 BRADESCO SA-PREF SP ADR PFD NEW 059460303 3279 96669 SH SOLE 0 0 96669 BRIDGEBIO PHARMA COM 10806X102 279 13000 SH SOLE 0 0 13000 BROADCOM INC COM 11135F101 3054 11061 SH SOLE 0 0 11061 BROADCOM INC COM 11135F101 2485 90 SH Call SOLE 0 0 90 BUNGE LTD COM G16962105 4517 79786 SH SOLE 0 0 79786 BUNGE LTD COM G16962105 1404 248 SH Call SOLE 0 0 248 CARDINAL HEALTH COM 14149Y108 535 11331 SH SOLE 0 0 11331 CF INDUSTRIES HO COM 125269100 246 5000 SH SOLE 0 0 5000 CIGNA CORP COM 125523100 395 2600 SH SOLE 0 0 2600 CIGNA CORP COM 125523100 607 40 SH Call SOLE 0 0 40 CLEVELAND-CLIFFS COM NEW 185899101 2867 397039 SH SOLE 0 0 397039 CLEVELAND-CLIFFS COM NEW 185899101 217 300 SH Call SOLE 0 0 300 COMMSCOPE HOLDIN COM 20337X109 1977 168101 SH SOLE 0 0 168101 COMMSCOPE HOLDIN COM 20337X109 589 501 SH Call SOLE 0 0 501 CORNING INC COM 219350105 3225 113069 SH SOLE 0 0 113069 CORTEVA INC COM 22052L104 2827 100981 SH SOLE 0 0 100981 CVS HEALTH CORP COM 126650100 662 10500 SH SOLE 0 0 10500 DECKERS OUTDOOR COM 243537107 295 2000 SH SOLE 0 0 2000 DELTA AIR LI COM NEW 247361702 576 10000 SH SOLE 0 0 10000 ENCANA CORP COM 292505104 1125 244656 SH SOLE 0 0 244656 EOG RESOURCES COM 26875P101 260 3500 SH SOLE 0 0 3500 EOG RESOURCES COM 26875P101 1262 170 SH Call SOLE 0 0 170 ERICSSON LM-B ADR B SEK 10 294821608 35168 447095 SH SOLE 0 0 447095 ETFMG PRIME CYBE PRIME CYBR SCRTY 26924G201 476 12740 SH SOLE 0 0 12740 FIRST SOLAR INC COM 336433107 777 13400 SH SOLE 0 0 13400 GERDAU S A SPON ADR REP PFD 373737105 3139 996600 SH SOLE 0 0 996600 GLOBAL X SILVER GLOBAL X SILVER 37954Y848 365 13000 SH SOLE 0 0 13000 HUMANA INC COM 444859102 511 20 SH Call SOLE 0 0 20 IBM COM 459200101 796 5472 SH SOLE 0 0 5472 ICICI BANK LTD ADR B SEK 10 45104G104 34696 80000 SH SOLE 0 0 80000 INTEL CORP COM 458140100 515 10000 SH SOLE 0 0 10000 INVESCO CURRENCY CDN DLR SHS 46138T104 2235 300 SH Put SOLE 0 0 300 INVESCO CURRENCY BRIT POUN STRL 46138M109 1193 100 SH Call SOLE 0 0 100 INVESCO DB AGRIC AGRICULTURE FD 46140H106 1649 104000 SH SOLE 0 0 104000 INVESCO QQQ TRUS UNIT SER 1 46090E103 1133 60 SH Put SOLE 0 0 60 INVESCO SENIOR L SR LN ETF 46138G508 904 400 SH Put SOLE 0 0 400 INVESCO SOLAR ET SOLAR ETF 46138G706 1584 53927 SH SOLE 0 0 53927 INVESCO SOLAR ET SOLAR ETF 46138G706 206 70 SH Call SOLE 0 0 70 IPATH BLOOMBERG DJUBS CMDT ETN36 06738C778 719 33000 SH SOLE 0 0 33000 ISHARES 20PLUS YEAR 20 YR TR BD ETF 464287432 3505 245 SH Call SOLE 0 0 245 ISHARES CHINA LA CHINA LG-CAP ETF 464287184 2649 66565 SH SOLE 0 0 66565 ISHARES CHINA LA CHINA LG-CAP ETF 464287184 2746 690 SH Call SOLE 0 0 690 ISHARES IBOXX HI IBOXX HI YD ETF 464288513 4533 520 SH Put SOLE 0 0 520 ISHARES IBOXX IN IBOXX INV CP ETF 464287242 1810 142 SH Put SOLE 0 0 142 ISHARES MSCI BRA MSCI BRAZIL ETF 464286400 4529 107500 SH SOLE 0 0 107500 ISHARES MSCI CAN MSCI CDA ETF 464286509 578 200 SH Put SOLE 0 0 200 ISHARES MSCI EAF MSCI EAFE ETF 464287465 347 5317 SH SOLE 0 0 5317 ISHARES MSCI EME MSCI EMG MKT ETF 464287234 4695 114872 SH SOLE 0 0 114872 ISHARES MSCI EME MSCI EMG MKT ETF 464287234 817 200 SH Call SOLE 0 0 200 ISHARES MSCI EUR MSCI EUROZONE ETF 464286608 1167 300 SH Call SOLE 0 0 300 ISHARES MSCI GER MSCI GERMANY ETF 464286806 807 300 SH Call SOLE 0 0 300 ISHARES MSCI ITA MSCI ITALY ETF 46434G830 2164 785 SH Put SOLE 0 0 785 ISHARES MSCI SOU MSCI STH KOR ETF 464286772 3015 53515 SH SOLE 0 0 53515 ISHARES NASDAQ B NASDAQ BIOTECH 464287556 2348 23602 SH SOLE 0 0 23602 ISHARES NASDAQ B NASDAQ BIOTECH 464287556 398 40 SH Call SOLE 0 0 40 ISHARES PHLX SEM PHLX SEMICND ETF 464287523 1903 90 SH Put SOLE 0 0 90 ISHARES RUSSELL RUSSELL 2000 ETF 464287655 25561 1689 SH Put SOLE 0 0 1689 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 5500 157005 SH SOLE 0 0 157005 JETBLUE AIRWAYS COM 477143101 2342 139800 SH SOLE 0 0 139800 JPMORGAN CHASE COM 46625H100 328 2791 SH SOLE 0 0 2791 KEYCORP COM 493267108 1552 87000 SH SOLE 0 0 87000 LAM RESEARCH COM 512807108 71 308 SH SOLE 0 0 308 MARTIN MAR MTLS COM 573284106 552 2015 SH SOLE 0 0 2015 MASTERCARD INC-A CL A 57636Q104 1086 40 SH Put SOLE 0 0 40 MICRON TECH COM 595112103 1157 27000 SH SOLE 0 0 27000 MICROSOFT CORP COM 594918104 9439 67890 SH SOLE 0 0 67890 MICROSOFT CORP COM 594918104 1668 120 SH Put SOLE 0 0 120 MORGAN STANLEY COM NEW 617446448 2258 52913 SH SOLE 0 0 52913 MOSAIC CO/THE COM 61945C103 3426 167141 SH SOLE 0 0 167141 MOSAIC CO/THE COM 61945C103 205 100 SH Call SOLE 0 0 100 NEW FRONTIER C-A COM CL A G6485P108 680 66768 SH SOLE 0 0 66768 NOBLE ENERGY INC COM 655044105 337 150 SH Call SOLE 0 0 150 NOKIA CORP SPONSORED ADR 654902204 2682 530010 SH SOLE 0 0 530010 NORTHROP GRUMMAN COM 666807102 95 254 SH SOLE 0 0 254 NVIDIA CORP COM 67066G104 679 3902 SH SOLE 0 0 3902 NXP SEMICONDUCTO COM N6596X109 1965 18007 SH SOLE 0 0 18007 PALO ALTO NETWOR COM 697435105 1624 7966 SH SOLE 0 0 7966 PROCTER & GAMBLE COM 742718109 622 5000 SH SOLE 0 0 5000 PROCTER & GAMBLE COM 742718109 1244 100 SH Put SOLE 0 0 100 QUALCOMM INC COM 747525103 765 10033 SH SOLE 0 0 10033 QUALCOMM INC COM 747525103 839 110 SH Call SOLE 0 0 110 RAYTHEON CO COM NEW 755111507 196 1000 SH SOLE 0 0 1000 REATA PHARMACE-A CL A 75615P103 734 9138 SH SOLE 0 0 9138 REGIONS FINANCIA COM 7591EP100 1107 70000 SH SOLE 0 0 70000 REGIONS FINANCIA COM 7591EP100 158 100 SH Call SOLE 0 0 100 SABESP SPONSORED ADR 20441A102 1339 27000 SH SOLE 0 0 27000 SAREPTA THERAPEU COM 803607100 151 2000 SH SOLE 0 0 2000 SCIENCE APPLICAT COM 808625107 524 6000 SH SOLE 0 0 6000 SKYWORKS SOLUTIO COM 83088M102 159 2000 SH SOLE 0 0 2000 SOUTHWEST AIR COM 844741108 1080 20000 SH SOLE 0 0 20000 SOUTHWEST AIR COM 844741108 38 7 SH Put SOLE 0 0 7 SPDR S&P 500 ETF TR UNIT 78462F103 95115 3205 SH Put SOLE 0 0 3205 SPDR S&P BIOTECH S&P BIOTECH 78464A870 2326 30511 SH SOLE 0 0 30511 SPDR S&P MET & M S&P METALS MNG 78464A755 255 10000 SH SOLE 0 0 10000 SPDR S&P REG BAN S&P REGL BKG 78464A698 753 14264 SH SOLE 0 0 14264 SPDR-HEALTH CARE SBI HEALTHCARE 81369Y209 631 70 SH Call SOLE 0 0 70 SPDR-HEALTH CARE SBI HEALTHCARE 81369Y209 270 30 SH Call SOLE 0 0 30 STEEL DYNAMICS COM 858119100 298 100 SH Call SOLE 0 0 100 TURNING POINT TH COM 90041T108 213 5675 SH SOLE 0 0 5675 TWIST BIOSCIENCE COM 90184D100 1327 55568 SH SOLE 0 0 55568 UNITED AIRLINES COM 910047109 530 6000 SH SOLE 0 0 6000 UNITED TECH CORP COM 913017109 1365 10000 SH SOLE 0 0 10000 UNITEDHEALTH GRP COM 91324P102 180 826 SH SOLE 0 0 826 UNITEDHEALTH GRP COM 91324P102 761 35 SH Call SOLE 0 0 35 VALE SA SPONSORED ADS 91912E105 9661 202328 SH SOLE 0 0 202328 VANECK GOLD MNRS GOLD MINERS ETF 92189F106 534 20000 SH SOLE 0 0 20000 VANECK GOLD MNRS GOLD MINERS ETF 92189F106 775 290 SH Call SOLE 0 0 290 VANECK JR GLD MN JR GOLD MINERS E 92189F791 2774 76500 SH SOLE 0 0 76500 VANECK JR GLD MN JR GOLD MINERS E 92189F791 2723 751 SH Call SOLE 0 0 751 VANECK VIETNAM VIETNAM ETF 92189F817 2236 137076 SH SOLE 0 0 137076 VANGUARD FTSE ET FTSE DEV MKT ETF 921943858 669 16285 SH SOLE 0 0 16285 VANGUARD HI DV Y HIGH DIV YLD 921946406 7832 88264 SH SOLE 0 0 88264 VANGUARD INT HDV INTL HIGH ETF 921946794 2549 42928 SH SOLE 0 0 42928 VANGUARD S&P 500 S&P 500 ETF SHS 922908363 1048 3844 SH SOLE 0 0 3844 VANGUARD S/C V E SM CAP VAL ETF 922908611 388 3008 SH SOLE 0 0 3008 VANGUARD TL SK E TOTAL STK MKT 922908769 2514 16652 SH SOLE 0 0 16652 WALT DISNEY CO COM DISNEY 254687106 261 2000 SH SOLE 0 0 2000 XTRACKERS HARVES XTRACK HRVST CSI 233051879 4283 158100 SH SOLE 0 0 158100 XTRACKERS HARVES XTRACK HRVST CSI 233051879 1769 653 SH Call SOLE 0 0 653