Chief Compliance Officer

0001172661-23-000334.txt : 20230130 0001172661-23-000334.hdr.sgml : 20230130 20230127194903 ACCESSION NUMBER: 0001172661-23-000334 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20230130 DATE AS OF CHANGE: 20230127 EFFECTIVENESS DATE: 20230130 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Gladstone Institutional Advisory LLC CENTRAL INDEX KEY: 0001766530 IRS NUMBER: 474043338 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-19151 FILM NUMBER: 23564907 BUSINESS ADDRESS: STREET 1: 2500 N. MILITARY TRAIL STREET 2: #225 CITY: BOCA RATON STATE: FL ZIP: 33431 BUSINESS PHONE: 908-719-1313 MAIL ADDRESS: STREET 1: 2500 N. MILITARY TRAIL STREET 2: #225 CITY: BOCA RATON STATE: FL ZIP: 33431 13F-HR/A 1 primary_doc.xml X0202 13F-HR/A LIVE false true false 0001766530 XXXXXXXX 12-31-2020 12-31-2020 true 1 RESTATEMENT false Gladstone Institutional Advisory LLC

2500 N. Military Trail #225 Boca Raton FL 33431

13F HOLDINGS REPORT 028-19151 000250787 801-101532 N David Rich Chief Compliance Officer 704-816-8006 /s/ David Rich Fort Mills SC 01-27-2023 0 296 502016 INFORMATION TABLE 2 infotable.xml 3M CO COM 88579Y101 260 1486 SH SOLE 0 0 1486 ABBVIE INC COM 00287Y109 845 7889 SH SOLE 0 0 7888 ABERDEEN STD PRECIOUS METALS PHYSCL PM BASKET 003263100 2204 22274 SH SOLE 0 0 22274 ADOBE SYSTEMS INCORPORATED COM 00724F101 433 866 SH SOLE 0 0 866 ADVANCED MICRO DEVICES INC COM 007903107 704 7673 SH SOLE 0 0 7673 AGF INVTS TR AGFIQ US MK ANTI 00110G408 2207 115660 SH SOLE 0 0 115660 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 431 1854 SH SOLE 0 0 1854 ALIGN TECHNOLOGY INC COM 016255101 638 1194 SH SOLE 0 0 1194 ALPHABET INC CAP STK CL A 02079K305 1651 942 SH SOLE 0 0 942 ALPHABET INC CAP STK CL C 02079K107 823 470 SH SOLE 0 0 470 AMAZON COM INC COM 023135106 8286 2544 SH SOLE 0 0 2544 AMGEN INC COM 031162100 301 1309 SH SOLE 0 0 1309 APPLE INC COM 037833100 11781 88787 SH SOLE 0 0 88787 ARK ETF TR GENOMIC REV ETF 00214Q302 11862 127192 SH SOLE 0 0 127192 ARK ETF TR INNOVATION ETF 00214Q104 1148 9218 SH SOLE 0 0 9217 ARK ETF TR NEXT GNRTN INTER 00214Q401 403 2757 SH SOLE 0 0 2756 AT&T INC COM 00206R102 760 26413 SH SOLE 0 0 26412 AURINIA PHARMACEUTICALS INC COM 05156V102 1269 91750 SH SOLE 0 0 91750 AXON ENTERPRISE INC COM 05464C101 232 1890 SH SOLE 0 0 1890 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 442 1908 SH SOLE 0 0 1908 BIG 5 SPORTING GOODS CORP COM 08915P101 982 96208 SH SOLE 0 0 96208 BK OF AMERICA CORP COM 060505104 682 22501 SH SOLE 0 0 22500 BLACKROCK 2022 GBL INCM OPP COM 09258P104 149 16500 SH SOLE 0 0 16500 BLACKROCK ENHANCED GLOBAL DI COM 092501105 160 14624 SH SOLE 0 0 14624 BLACKROCK ENHANCED INTL DIV COM BENE INTER 092524107 222 37800 SH SOLE 0 0 37800 BLACKROCK MUNIHLDGS NJ QLTY COM 09254X101 1087 75157 SH SOLE 0 0 75157 BLACKROCK SCIENCE & TECHNOLO SHS 09258G104 541 10157 SH SOLE 0 0 10157 BOEING CO COM 097023105 1263 5901 SH SOLE 0 0 5901 BRISTOL-MYERS SQUIBB CO COM 110122108 1876 30239 SH SOLE 0 0 30239 CADENCE DESIGN SYSTEM INC COM 127387108 355 2600 SH SOLE 0 0 2600 CALAMOS STRATEGIC TOTL RETN COM SH BEN INT 128125101 426 26950 SH SOLE 0 0 26950 CATERPILLAR INC COM 149123101 209 1146 SH SOLE 0 0 1145 CHEVRON CORP NEW COM 166764100 257 3038 SH SOLE 0 0 3038 CINTAS CORP COM 172908105 409 1157 SH SOLE 0 0 1157 CISCO SYS INC COM 17275R102 353 7883 SH SOLE 0 0 7883 COCA COLA CO COM 191216100 242 4420 SH SOLE 0 0 4419 COLGATE PALMOLIVE CO COM 194162103 239 2793 SH SOLE 0 0 2793 COMCAST CORP NEW CL A 20030N101 423 8070 SH SOLE 0 0 8070 CONOCOPHILLIPS COM 20825C104 752 18793 SH SOLE 0 0 18792 CONSOLIDATED EDISON INC COM 209115104 202 2792 SH SOLE 0 0 2792 COPART INC COM 217204106 387 3038 SH SOLE 0 0 3038 CROWDSTRIKE HLDGS INC CL A 22788C105 300 1417 SH SOLE 0 0 1417 DANAHER CORPORATION COM 235851102 267 1201 SH SOLE 0 0 1201 DATADOG INC CL A COM 23804L103 517 5251 SH SOLE 0 0 5251 DISNEY WALT CO COM 254687106 2156 11898 SH SOLE 0 0 11897 DOCUSIGN INC COM 256163106 718 3232 SH SOLE 0 0 3232 DOW INC COM 260557103 690 12436 SH SOLE 0 0 12435 DUPONT DE NEMOURS INC COM 26614N102 565 7950 SH SOLE 0 0 7950 EATON VANCE RISK-MANAGED DIV COM 27829G106 525 50599 SH SOLE 0 0 50599 EATON VANCE TAX-MANAGED GLOB COM 27829C105 355 36650 SH SOLE 0 0 36650 EATON VANCE TAX-MANAGED GLOB COM 27829F108 291 33199 SH SOLE 0 0 33199 EDITAS MEDICINE INC COM 28106W103 251 3575 SH SOLE 0 0 3575 ETF MANAGERS TR PRIME CYBR SCRTY 26924G201 312 5414 SH SOLE 0 0 5413 ETF SER SOLUTIONS DISTILLATE US 26922A321 3337 91871 SH SOLE 0 0 91871 EXCHANGE TRADED CONCEPTS TR EMQQ EM INTERN 301505889 2920 45930 SH SOLE 0 0 45930 EXPEDIA GROUP INC COM NEW 30212P303 429 3238 SH SOLE 0 0 3238 EXXON MOBIL CORP COM 30231G102 1449 35155 SH SOLE 0 0 35154 FACEBOOK INC CL A 30303M102 1861 6812 SH SOLE 0 0 6812 FASTLY INC CL A 31188V100 253 2893 SH SOLE 0 0 2893 FEDEX CORP COM 31428X106 387 1490 SH SOLE 0 0 1490 FIDELITY COVINGTON TRUST DIVID ETF RISI 316092832 612 16631 SH SOLE 0 0 16630 FIDELITY COVINGTON TRUST HIGH DIVID ETF 316092840 1741 54251 SH SOLE 0 0 54251 FIDELITY MERRIMACK STR TR TOTAL BD ETF 316188309 1758 32397 SH SOLE 0 0 32397 FIRST TR EXCH TRADED FD III MANAGD MUN ETF 33739N108 3806 67094 SH SOLE 0 0 67093 FIRST TR EXCH TRADED FD III MUNI HI INCM ETF 33739P301 2775 51665 SH SOLE 0 0 51664 FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 7198 356520 SH SOLE 0 0 356520 FIRST TR EXCHANGE TRADED FD CLOUD COMPUTING 33734X192 3305 34775 SH SOLE 0 0 34774 FIRST TR EXCHANGE TRADED FD NASDAQ CYB ETF 33734X846 882 19883 SH SOLE 0 0 19883 FIRST TR EXCHANGE-TRADED ALP MID CP GR ALPH 33737M102 2451 37496 SH SOLE 0 0 37496 FIRST TR EXCHANGE-TRADED FD CAP STRENGTH ETF 33733E104 5715 84663 SH SOLE 0 0 84662 FIRST TR EXCHANGE-TRADED FD DJ INTERNT IDX 33733E302 5979 28170 SH SOLE 0 0 28170 FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 31404 523050 SH SOLE 0 0 523049 FIRST TR EXCHANGE-TRADED FD FIRST TR TA HIYL 33738D408 20558 421962 SH SOLE 0 0 421962 FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 33739Q200 383 7449 SH SOLE 0 0 7449 FIRST TR EXCHANGE-TRADED FD GBL WND ENRG ETF 33736G106 883 37905 SH SOLE 0 0 37905 FIRST TR EXCHANGE-TRADED FD NAS CLNEDG GREEN 33733E500 2859 40714 SH SOLE 0 0 40714 FIRST TR EXCHANGE-TRADED FD NASD TECH DIV 33738R118 1108 22389 SH SOLE 0 0 22389 FIRST TR EXCHANGE-TRADED FD NY ARCA BIOTECH 33733E203 1146 6819 SH SOLE 0 0 6819 FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 10700 224829 SH SOLE 0 0 224829 FIRST TR EXCHANGE-TRADED FD SSI STRG ETF 33739Q507 6861 140144 SH SOLE 0 0 140144 FIRST TR EXCHNG TRADED FD VI LOW DUR STRTGC 33740F870 19239 940329 SH SOLE 0 0 940328 FIRST TR EXCHNG TRADED FD VI TCW OPPORTUNIS 33740F805 7601 138887 SH SOLE 0 0 138886 FIRST TR EXCHNG TRADED FD VI TCW UNCONSTRAI 33740F888 243 9126 SH SOLE 0 0 9125 FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 1390 25300 SH SOLE 0 0 25300 FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 1746 23779 SH SOLE 0 0 23779 FIRST TR MID CAP CORE ALPHAD COM SHS 33735B108 265 3190 SH SOLE 0 0 3190 FIRST TR NAS100 EQ WEIGHTED SHS 337344105 724 7180 SH SOLE 0 0 7179 FIRST TR NASDAQ 100 TECH IND SHS 337345102 2937 21275 SH SOLE 0 0 21275 FIRST TR VALUE LINE DIVID IN SHS 33734H106 7692 219338 SH SOLE 0 0 219337 FIRST TRUST LRGCP GWT ALPHAD COM SHS 33735K108 5407 55955 SH SOLE 0 0 55954 FORD MTR CO DEL COM 345370860 245 27888 SH SOLE 0 0 27888 FORTRESS BIOTECH INC COM 34960Q109 35 10940 SH SOLE 0 0 10940 GENERAL ELECTRIC CO COM 369604103 312 28878 SH SOLE 0 0 28878 GERON CORP COM 374163103 17 10500 SH SOLE 0 0 10500 GOLDMAN SACHS ETF TR ACTIVEBETA US LG 381430503 2045 27013 SH SOLE 0 0 27013 GRACO INC COM 384109104 2074 28665 SH SOLE 0 0 28665 GX ACQUISITION CORP COM CL A 36251A107 844 76750 SH SOLE 0 0 76750 HARTFORD FDS EXCHANGE TRADED MUN OPORTUNITE 41653L503 280 6696 SH SOLE 0 0 6696 HOME DEPOT INC COM 437076102 1149 4326 SH SOLE 0 0 4326 HONEYWELL INTL INC COM 438516106 436 2050 SH SOLE 0 0 2049 HYRECAR INC COM 44916T107 279 39145 SH SOLE 0 0 39145 IDEXX LABS INC COM 45168D104 557 1115 SH SOLE 0 0 1115 INMODE LTD SHS M5425M103 266 5600 SH SOLE 0 0 5600 INTEL CORP COM 458140100 265 5319 SH SOLE 0 0 5318 INTERNATIONAL BUSINESS MACHS COM 459200101 281 2229 SH SOLE 0 0 2229 INVESCO EXCH TRADED FD TR II NATL AMT MUNI 46138E537 1280 47223 SH SOLE 0 0 47223 INVESCO EXCH TRADED FD TR II S&P ULTRA DIVIDE 46138G656 390 11548 SH SOLE 0 0 11548 INVESCO EXCH TRADED FD TR II S&P500 HDL VOL 46138E362 271 7218 SH SOLE 0 0 7217 INVESCO EXCH TRD SLF IDX FD BULSHS 2021 HY 46138J809 562 24347 SH SOLE 0 0 24347 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 1234 9266 SH SOLE 0 0 9266 INVESCO HIGH INCOME 2023 TAR COM 46135X108 116 13800 SH SOLE 0 0 13800 INVESCO QQQ TR UNIT SER 1 46090E103 1851 5900 SH SOLE 0 0 5899 INVESCO SR INCOME TR COM 46131H107 64 16000 SH SOLE 0 0 16000 ISHARES GOLD TRUST ISHARES 464285105 3599 198494 SH SOLE 0 0 198493 ISHARES INC CORE MSCI EMKT 46434G103 3846 61995 SH SOLE 0 0 61995 ISHARES INC MSCI EMERG MRKT 464286533 455 7448 SH SOLE 0 0 7448 ISHARES SILVER TR ISHARES 46428Q109 243 9895 SH SOLE 0 0 9895 ISHARES TR 3 7 YR TREAS BD 464288661 3099 23306 SH SOLE 0 0 23306 ISHARES TR CONV BD ETF 46435G102 974 10083 SH SOLE 0 0 10082 ISHARES TR CORE HIGH DV ETF 46429B663 230 2624 SH SOLE 0 0 2623 ISHARES TR CORE MSCI EAFE 46432F842 1513 21899 SH SOLE 0 0 21898 ISHARES TR CORE MSCI TOTAL 46432F834 773 11505 SH SOLE 0 0 11504 ISHARES TR CORE S&P MCP ETF 464287507 9201 40035 SH SOLE 0 0 40035 ISHARES TR CORE S&P SCP ETF 464287804 2820 30683 SH SOLE 0 0 30682 ISHARES TR CORE S&P TTL STK 464287150 4365 50624 SH SOLE 0 0 50623 ISHARES TR CORE S&P US GWT 464287671 368 4146 SH SOLE 0 0 4146 ISHARES TR CORE S&P US VLU 464287663 267 4300 SH SOLE 0 0 4299 ISHARES TR CORE S&P500 ETF 464287200 11340 30210 SH SOLE 0 0 30209 ISHARES TR CORE US AGGBD ET 464287226 4433 37506 SH SOLE 0 0 37506 ISHARES TR EAFE GRWTH ETF 464288885 400 3960 SH SOLE 0 0 3960 ISHARES TR ESG AWR MSCI USA 46435G425 400 4647 SH SOLE 0 0 4647 ISHARES TR EXPONENTIAL TECH 46434V381 1249 21817 SH SOLE 0 0 21816 ISHARES TR GLOBAL TECH ETF 464287291 423 1410 SH SOLE 0 0 1410 ISHARES TR HDG MSCI EAFE 46434V803 499 16382 SH SOLE 0 0 16382 ISHARES TR IBOXX INV CP ETF 464287242 1723 12476 SH SOLE 0 0 12476 ISHARES TR ISHS 5-10YR INVT 464288638 299 4843 SH SOLE 0 0 4843 ISHARES TR JPMORGAN USD EMG 464288281 248 2137 SH SOLE 0 0 2136 ISHARES TR MBS ETF 464288588 262 2375 SH SOLE 0 0 2374 ISHARES TR MRGSTR MD CP GRW 464288307 1967 5142 SH SOLE 0 0 5142 ISHARES TR MRGSTR SM CP GR 464288604 883 2910 SH SOLE 0 0 2910 ISHARES TR MSCI EAFE ETF 464287465 410 5621 SH SOLE 0 0 5621 ISHARES TR MSCI EAFE MIN VL 46429B689 4750 64702 SH SOLE 0 0 64702 ISHARES TR MSCI EMG MKT ETF 464287234 335 6476 SH SOLE 0 0 6476 ISHARES TR MSCI USA MIN VOL 46429B697 8400 123752 SH SOLE 0 0 123752 ISHARES TR MSCI USA MMENTM 46432F396 634 3928 SH SOLE 0 0 3927 ISHARES TR NASDAQ BIOTECH 464287556 865 5710 SH SOLE 0 0 5709 ISHARES TR NATIONAL MUN ETF 464288414 300 2561 SH SOLE 0 0 2561 ISHARES TR PFD AND INCM SEC 464288687 680 17668 SH SOLE 0 0 17668 ISHARES TR PHLX SEMICND ETF 464287523 342 901 SH SOLE 0 0 901 ISHARES TR RUS 1000 GRW ETF 464287614 3431 14228 SH SOLE 0 0 14227 ISHARES TR RUS 1000 VAL ETF 464287598 978 7155 SH SOLE 0 0 7155 ISHARES TR RUS 2000 GRW ETF 464287648 249 867 SH SOLE 0 0 867 ISHARES TR RUS MD CP GR ETF 464287481 383 3730 SH SOLE 0 0 3730 ISHARES TR RUSSELL 2000 ETF 464287655 1662 8477 SH SOLE 0 0 8476 ISHARES TR S&P 500 GRWT ETF 464287309 11771 184436 SH SOLE 0 0 184436 ISHARES TR S&P 500 VAL ETF 464287408 6553 51191 SH SOLE 0 0 51190 ISHARES TR S&P MC 400GR ETF 464287606 564 7806 SH SOLE 0 0 7806 ISHARES TR U.S. MED DVC ETF 464288810 208 636 SH SOLE 0 0 636 ISHARES TR U.S. TECH ETF 464287721 516 6063 SH SOLE 0 0 6062 ISHARES TR US AER DEF ETF 464288760 223 2356 SH SOLE 0 0 2355 ISHARES TR US TREAS BD ETF 46429B267 466 17125 SH SOLE 0 0 17124 ISHARES U S ETF TR BLACKROCK ST MAT 46431W507 1210 24119 SH SOLE 0 0 24119 J P MORGAN EXCHANGE-TRADED F ULTRA SHRT INC 46641Q837 1191 23443 SH SOLE 0 0 23442 J P MORGAN EXCHANGE-TRADED F US DIVIDEND 46641Q795 751 27780 SH SOLE 0 0 27780 JANUS DETROIT STR TR HENDERSN SML ETF 47103U209 1291 20586 SH SOLE 0 0 20585 JANUS DETROIT STR TR HENDERSON MTG 47103U852 2110 39462 SH SOLE 0 0 39462 JANUS DETROIT STR TR HENDRSN SHRT ETF 47103U886 759 15038 SH SOLE 0 0 15037 JD.COM INC SPON ADR CL A 47215P106 714 8124 SH SOLE 0 0 8124 JOHNSON & JOHNSON COM 478160104 1676 10649 SH SOLE 0 0 10648 JPMORGAN CHASE & CO COM 46625H100 553 4350 SH SOLE 0 0 4350 KAYNE ANDERSON NEXTGEN ENRGY COM 48661E108 63 10900 SH SOLE 0 0 10900 L3HARRIS TECHNOLOGIES INC COM 502431109 395 2089 SH SOLE 0 0 2089 LATTICE STRATEGIES TR HARTFORD MLT ETF 518416102 1530 54043 SH SOLE 0 0 54042 LIGAND PHARMACEUTICALS INC COM NEW 53220K504 424 4266 SH SOLE 0 0 4266 LOCKHEED MARTIN CORP COM 539830109 241 678 SH SOLE 0 0 677 LOWES COS INC COM 548661107 531 3307 SH SOLE 0 0 3307 MASTERCARD INCORPORATED CL A 57636Q104 935 2618 SH SOLE 0 0 2618 MCDONALDS CORP COM 580135101 391 1824 SH SOLE 0 0 1823 MERCADOLIBRE INC COM 58733R102 1288 769 SH SOLE 0 0 769 MERCK & CO. INC COM 58933Y105 1062 12984 SH SOLE 0 0 12983 MGM RESORTS INTERNATIONAL COM 552953101 279 8855 SH SOLE 0 0 8855 MICROSOFT CORP COM 594918104 4124 18543 SH SOLE 0 0 18543 MODERNA INC COM 60770K107 684 6545 SH SOLE 0 0 6545 MORGAN STANLEY COM NEW 617446448 217 3166 SH SOLE 0 0 3166 NAUTILUS INC COM 63910B102 858 47300 SH SOLE 0 0 47300 NETFLIX INC COM 64110L106 967 1789 SH SOLE 0 0 1789 NEXTERA ENERGY INC COM 65339F101 253 3282 SH SOLE 0 0 3282 NIKE INC CL B 654106103 356 2518 SH SOLE 0 0 2517 NIO INC SPON ADS 62914V106 1322 27122 SH SOLE 0 0 27122 NOVARTIS AG SPONSORED ADR 66987V109 363 3845 SH SOLE 0 0 3845 NOVAVAX INC COM NEW 670002401 268 2405 SH SOLE 0 0 2405 NOVOCURE LTD ORD SHS G6674U108 277 1600 SH SOLE 0 0 1600 NVIDIA CORPORATION COM 67066G104 1645 3151 SH SOLE 0 0 3150 NXP SEMICONDUCTORS N V COM N6596X109 403 2536 SH SOLE 0 0 2536 OKTA INC CL A 679295105 338 1330 SH SOLE 0 0 1330 ONCTERNAL THERAPEUTICS INC COM 68236P107 50 10150 SH SOLE 0 0 10150 OPKO HEALTH INC COM 68375N103 44 11122 SH SOLE 0 0 11122 PACIFIC ETHANOL INC COM 69423U305 390 71878 SH SOLE 0 0 71878 PAYPAL HLDGS INC COM 70450Y103 1151 4915 SH SOLE 0 0 4915 PEPSICO INC COM 713448108 318 2146 SH SOLE 0 0 2146 PERSONALIS INC COM 71535D106 496 13550 SH SOLE 0 0 13550 PFIZER INC COM 717081103 636 17271 SH SOLE 0 0 17270 PHILLIPS 66 COM 718546104 1441 20603 SH SOLE 0 0 20603 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 933 9142 SH SOLE 0 0 9142 PIMCO ETF TR INTER MUN BD ACT 72201R866 223 3928 SH SOLE 0 0 3928 PIMCO HIGH INCOME FD COM SHS 722014107 121 19965 SH SOLE 0 0 19965 PINTEREST INC CL A 72352L106 539 8175 SH SOLE 0 0 8175 PROCTER AND GAMBLE CO COM 742718109 464 3333 SH SOLE 0 0 3332 PUBLIC SVC ENTERPRISE GRP IN COM 744573106 214 3675 SH SOLE 0 0 3675 QUALCOMM INC COM 747525103 958 6287 SH SOLE 0 0 6286 QUICKLOGIC CORP COM NEW 74837P405 52 13698 SH SOLE 0 0 13697 RAYTHEON TECHNOLOGIES CORP COM 75513E101 229 3208 SH SOLE 0 0 3208 REDFIN CORP COM 75737F108 236 3440 SH SOLE 0 0 3440 ROKU INC COM CL A 77543R102 258 778 SH SOLE 0 0 778 SALESFORCE COM INC COM 79466L302 1167 5246 SH SOLE 0 0 5246 SANOFI SPONSORED ADR 80105N105 387 7967 SH SOLE 0 0 7967 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 407 11299 SH SOLE 0 0 11299 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 407 6340 SH SOLE 0 0 6340 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 5792 45106 SH SOLE 0 0 45106 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 7345 123375 SH SOLE 0 0 123375 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 3330 37413 SH SOLE 0 0 37413 SEA LTD SPONSORD ADS 81141R100 570 2862 SH SOLE 0 0 2862 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 331 2916 SH SOLE 0 0 2915 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 1323 21097 SH SOLE 0 0 21097 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 429 3298 SH SOLE 0 0 3297 SHOPIFY INC CL A 82509L107 1347 1190 SH SOLE 0 0 1190 SKYWORKS SOLUTIONS INC COM 83088M102 290 1898 SH SOLE 0 0 1898 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 1554 5080 SH SOLE 0 0 5080 SPDR GOLD TR GOLD SHS 78463V107 2951 16545 SH SOLE 0 0 16545 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 3440 101936 SH SOLE 0 0 101936 SPDR S&P 500 ETF TR TR UNIT 78462F103 14135 37806 SH SOLE 0 0 37806 SPDR SER TR BLOOMBERG SRT TR 78468R408 319 11843 SH SOLE 0 0 11843 SPDR SER TR S&P 400 MDCP GRW 78464A821 2954 42602 SH SOLE 0 0 42601 SPDR SER TR S&P 400 MDCP VAL 78464A839 4919 88631 SH SOLE 0 0 88630 SPDR SER TR S&P 600 SMCP GRW 78464A201 1466 19190 SH SOLE 0 0 19189 SPDR SER TR S&P 600 SMCP VAL 78464A300 2905 43890 SH SOLE 0 0 43890 SPDR SER TR S&P DIVID ETF 78464A763 350 3307 SH SOLE 0 0 3307 SPLUNK INC COM 848637104 267 1574 SH SOLE 0 0 1574 SPOTIFY TECHNOLOGY S A SHS L8681T102 446 1416 SH SOLE 0 0 1416 SQUARE INC CL A 852234103 859 3949 SH SOLE 0 0 3949 STMICROELECTRONICS N V NY REGISTRY 861012102 248 6691 SH SOLE 0 0 6691 TANDEM DIABETES CARE INC COM NEW 875372203 222 2321 SH SOLE 0 0 2321 TARGET CORP COM 87612E106 657 3720 SH SOLE 0 0 3720 TELADOC HEALTH INC COM 87918A105 926 4631 SH SOLE 0 0 4631 TEMPLETON EMERGING MKTS INCO COM 880192109 88 11350 SH SOLE 0 0 11350 TESLA INC COM 88160R101 2557 3623 SH SOLE 0 0 3623 THE TRADE DESK INC COM CL A 88339J105 597 745 SH SOLE 0 0 745 THERMO FISHER SCIENTIFIC INC COM 883556102 294 631 SH SOLE 0 0 631 TRACTOR SUPPLY CO COM 892356106 241 1715 SH SOLE 0 0 1715 TWILIO INC CL A 90138F102 326 962 SH SOLE 0 0 962 TWITTER INC COM 90184L102 338 6240 SH SOLE 0 0 6240 UBER TECHNOLOGIES INC COM 90353T100 326 6395 SH SOLE 0 0 6395 UNITED PARCEL SERVICE INC CL B 911312106 1658 9843 SH SOLE 0 0 9842 UNITEDHEALTH GROUP INC COM 91324P102 474 1351 SH SOLE 0 0 1351 UNITY SOFTWARE INC COM 91332U101 248 1615 SH SOLE 0 0 1615 VANECK VECTORS ETF TR FALLEN ANGEL HG 92189F437 316 9859 SH SOLE 0 0 9858 VANECK VECTORS ETF TR HIGH YLD MUN ETF 92189H409 279 4538 SH SOLE 0 0 4538 VANECK VECTORS ETF TR MORNINGSTAR WIDE 92189F643 1981 31955 SH SOLE 0 0 31954 VANECK VECTORS ETF TR SEMICONDUCTOR ET 92189F676 423 1937 SH SOLE 0 0 1937 VANECK VECTORS ETF TR SHORT MUNI ETF 92189F528 183 10126 SH SOLE 0 0 10126 VANGUARD ADMIRAL FDS INC 500 GRTH IDX F 921932505 288 1250 SH SOLE 0 0 1250 VANGUARD ADMIRAL FDS INC 500 VAL IDX FD 921932703 246 1988 SH SOLE 0 0 1988 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 569 6864 SH SOLE 0 0 6863 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 2470 28013 SH SOLE 0 0 28012 VANGUARD INDEX FDS GROWTH ETF 922908736 4002 15798 SH SOLE 0 0 15797 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 498 2347 SH SOLE 0 0 2347 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 363 3050 SH SOLE 0 0 3050 VANGUARD INDEX FDS MID CAP ETF 922908629 489 2363 SH SOLE 0 0 2362 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 265 3125 SH SOLE 0 0 3124 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 4340 12628 SH SOLE 0 0 12627 VANGUARD INDEX FDS SM CP VAL ETF 922908611 315 2213 SH SOLE 0 0 2212 VANGUARD INDEX FDS SMALL CP ETF 922908751 337 1731 SH SOLE 0 0 1731 VANGUARD INDEX FDS SML CP GRW ETF 922908595 302 1129 SH SOLE 0 0 1129 VANGUARD INDEX FDS TOTAL STK MKT 922908769 4742 24364 SH SOLE 0 0 24364 VANGUARD INDEX FDS VALUE ETF 922908744 2786 23416 SH SOLE 0 0 23416 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 336 6702 SH SOLE 0 0 6701 VANGUARD SCOTTSDALE FDS INTER TERM TREAS 92206C706 629 9065 SH SOLE 0 0 9064 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 947 9744 SH SOLE 0 0 9743 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 468 8648 SH SOLE 0 0 8647 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 919 6508 SH SOLE 0 0 6508 VANGUARD STAR FDS VG TL INTL STK F 921909768 656 10898 SH SOLE 0 0 10897 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 1869 39591 SH SOLE 0 0 39591 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 561 6133 SH SOLE 0 0 6133 VANGUARD WORLD FD MEGA CAP VAL ETF 921910840 256 2954 SH SOLE 0 0 2954 VANGUARD WORLD FD MEGA GRWTH IND 921910816 754 3700 SH SOLE 0 0 3699 VANGUARD WORLD FDS INF TECH ETF 92204A702 677 1913 SH SOLE 0 0 1912 VERIZON COMMUNICATIONS INC COM 92343V104 1017 17305 SH SOLE 0 0 17304 VISA INC COM CL A 92826C839 1764 8066 SH SOLE 0 0 8065 WALMART INC COM 931142103 624 4326 SH SOLE 0 0 4326 WISDOMTREE TR CLOUD COMPUTNG 97717Y691 6789 126706 SH SOLE 0 0 126706 WISDOMTREE TR US MIDCAP DIVID 97717W505 301 8647 SH SOLE 0 0 8646 WORKDAY INC CL A 98138H101 330 1378 SH SOLE 0 0 1378 WORKHORSE GROUP INC COM NEW 98138J206 397 20091 SH SOLE 0 0 20091 XERIS PHARMACEUTICALS INC COM 98422L107 253 51500 SH SOLE 0 0 51500 ZILLOW GROUP INC CL C CAP STK 98954M200 213 1640 SH SOLE 0 0 1640 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 651 1930 SH SOLE 0 0 1930