0001172661-21-001285.txt : 20210517 0001172661-21-001285.hdr.sgml : 20210517 20210517151708 ACCESSION NUMBER: 0001172661-21-001285 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210517 DATE AS OF CHANGE: 20210517 EFFECTIVENESS DATE: 20210517 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Gladstone Institutional Advisory LLC CENTRAL INDEX KEY: 0001766530 IRS NUMBER: 474043338 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19151 FILM NUMBER: 21929788 BUSINESS ADDRESS: STREET 1: 4 MILL RIDGE LANE CITY: CHESTER STATE: NJ ZIP: 07930 BUSINESS PHONE: 908-719-1313 MAIL ADDRESS: STREET 1: 4 MILL RIDGE LANE CITY: CHESTER STATE: NJ ZIP: 07930 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001766530 XXXXXXXX 03-31-2021 03-31-2021 false Gladstone Institutional Advisory LLC

4 Mill Ridge Lane Chester NJ 07930

13F HOLDINGS REPORT 028-19151 N David Rich 704-816-8006 /s/ David Rich Fort Mill SC 05-17-2021 0 414 643438 INFORMATION TABLE 2 infotable.xml 3M CO COM 88579Y101 671 3482 SH SOLE 3482 0 0 ABBOTT LABS COM 002824100 236 1965 SH SOLE 1965 0 0 ABBVIE INC COM 00287Y109 1265 11694 SH SOLE 11694 0 0 ABERDEEN STD PRECIOUS METALS PHYSCL PM BASKET 003263100 2125 22933 SH SOLE 22933 0 0 ADOBE SYSTEMS INCORPORATED COM 00724F101 595 1251 SH SOLE 1251 0 0 ADVANCED MICRO DEVICES INC COM 007903107 459 5853 SH SOLE 5853 0 0 AGF INVTS TR AGFIQ US MK ANTI 00110G408 2065 120578 SH SOLE 120578 0 0 AIR PRODS & CHEMS INC COM 009158106 263 936 SH SOLE 936 0 0 ALEXION PHARMACEUTICALS INC COM 015351109 665 4349 SH SOLE 4349 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 816 3601 SH SOLE 3601 0 0 ALPHABET INC CAP STK CL A 02079K305 4121 1998 SH SOLE 1998 0 0 ALPHABET INC CAP STK CL C 02079K107 1380 667 SH SOLE 667 0 0 ALTRIA GROUP INC COM 02209S103 215 4201 SH SOLE 4201 0 0 AMAZON COM INC COM 023135106 12113 3915 SH SOLE 3915 0 0 AMERICAN EXPRESS CO COM 025816109 1112 7860 SH SOLE 7860 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 781 16893 SH SOLE 16893 0 0 AMERICAN TOWER CORP NEW COM 03027X100 205 856 SH SOLE 856 0 0 AMGEN INC COM 031162100 916 3681 SH SOLE 3681 0 0 AMMO INC COM 00175J107 296 50000 SH SOLE 50000 0 0 ANTHEM INC COM 036752103 363 1012 SH SOLE 1012 0 0 APPLE INC COM 037833100 16114 131922 SH SOLE 131922 0 0 APPLIED MATLS INC COM 038222105 1022 7650 SH SOLE 7650 0 0 ARK ETF TR 3D PRINTING ETF 00214Q500 325 8372 SH SOLE 8372 0 0 ARK ETF TR AUTNMUS TECHNLGY 00214Q203 352 4193 SH SOLE 4193 0 0 ARK ETF TR FINTECH INNOVA 00214Q708 593 11605 SH SOLE 11605 0 0 ARK ETF TR GENOMIC REV ETF 00214Q302 14125 159189 SH SOLE 159189 0 0 ARK ETF TR INNOVATION ETF 00214Q104 1466 12218 SH SOLE 12218 0 0 ARK ETF TR NEXT GNRTN INTER 00214Q401 579 3924 SH SOLE 3924 0 0 ASML HOLDING N V N Y REGISTRY SHS N07059210 738 1195 SH SOLE 1195 0 0 AT&T INC COM 00206R102 952 31438 SH SOLE 31438 0 0 AURINIA PHARMACEUTICALS INC COM 05156V102 1160 89300 SH SOLE 89300 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 771 2 SH SOLE 2 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1690 6616 SH SOLE 6616 0 0 BEYOND MEAT INC COM 08862E109 250 1922 SH SOLE 1922 0 0 BIG 5 SPORTING GOODS CORP COM 08915P101 630 40114 SH SOLE 40114 0 0 BK OF AMERICA CORP COM 060505104 2476 63990 SH SOLE 63990 0 0 BLACKROCK 2022 GBL INCM OPP COM 09258P104 151 16500 SH SOLE 16500 0 0 BLACKROCK ENERGY & RES TR COM 09250U101 172 19417 SH SOLE 19417 0 0 BLACKROCK ENHANCED GLOBAL DI COM 092501105 168 14624 SH SOLE 14624 0 0 BLACKROCK ENHANCED INTL DIV COM BENE INTER 092524107 252 41550 SH SOLE 41550 0 0 BLACKROCK INC COM 09247X101 425 564 SH SOLE 564 0 0 BLACKROCK MUNIHLDGS NJ QLTY COM 09254X101 1065 71689 SH SOLE 71689 0 0 BLACKROCK SCIENCE & TECHNOLO SHS 09258G104 527 9737 SH SOLE 9737 0 0 BOEING CO COM 097023105 3038 11928 SH SOLE 11928 0 0 BOSTON BEER INC CL A 100557107 233 193 SH SOLE 193 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 2058 32605 SH SOLE 32605 0 0 BROADCOM INC COM 11135F101 216 465 SH SOLE 465 0 0 CALAMOS STRATEGIC TOTAL RETU COM SH BEN INT 128125101 463 26900 SH SOLE 26900 0 0 CAPITAL ONE FINL CORP COM 14040H105 1162 9129 SH SOLE 9129 0 0 CARNIVAL CORP UNIT 99/99/9999 143658300 230 8669 SH SOLE 8669 0 0 CATERPILLAR INC COM 149123101 1076 4642 SH SOLE 4642 0 0 CELSIUS HLDGS INC COM NEW 15118V207 811 16868 SH SOLE 16868 0 0 CHEVRON CORP NEW COM 166764100 968 9239 SH SOLE 9239 0 0 CISCO SYS INC COM 17275R102 1117 21593 SH SOLE 21593 0 0 CITIGROUP INC COM NEW 172967424 251 3455 SH SOLE 3455 0 0 COCA COLA CO COM 191216100 678 12862 SH SOLE 12862 0 0 COLGATE PALMOLIVE CO COM 194162103 283 3589 SH SOLE 3589 0 0 COMCAST CORP NEW CL A 20030N101 787 14541 SH SOLE 14541 0 0 CONOCOPHILLIPS COM 20825C104 2046 38632 SH SOLE 38632 0 0 CONSOLIDATED EDISON INC COM 209115104 205 2737 SH SOLE 2737 0 0 CORNING INC COM 219350105 310 7133 SH SOLE 7133 0 0 COSTCO WHSL CORP NEW COM 22160K105 588 1667 SH SOLE 1667 0 0 CRISPR THERAPEUTICS AG NAMEN AKT H17182108 323 2653 SH SOLE 2653 0 0 CROWDSTRIKE HLDGS INC CL A 22788C105 211 1157 SH SOLE 1157 0 0 CRUCIBLE ACQUISITION CORP UNIT 12/26/2025 22877P207 125 12000 SH SOLE 12000 0 0 CUMMINS INC COM 231021106 264 1021 SH SOLE 1021 0 0 CVS HEALTH CORP COM 126650100 377 5006 SH SOLE 5006 0 0 CYBERARK SOFTWARE LTD SHS M2682V108 235 1814 SH SOLE 1814 0 0 DELL TECHNOLOGIES INC CL C 24703L202 267 3026 SH SOLE 3026 0 0 DERMTECH INC COM 24984K105 4152 81745 SH SOLE 81745 0 0 DIGITAL TURBINE INC COM NEW 25400W102 355 4419 SH SOLE 4419 0 0 DISNEY WALT CO COM 254687106 4165 22571 SH SOLE 22571 0 0 DOCUSIGN INC COM 256163106 444 2195 SH SOLE 2195 0 0 DOW INC COM 260557103 248 3875 SH SOLE 3875 0 0 DRAFTKINGS INC COM CL A 26142R104 495 8065 SH SOLE 8065 0 0 DUFF & PHELPS SLT ENGY AND M COM NEW 26433F207 93 12625 SH SOLE 12625 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 315 3261 SH SOLE 3261 0 0 DUPONT DE NEMOURS INC COM 26614N102 206 2667 SH SOLE 2667 0 0 EATON VANCE RISK-MANAGED DIV COM 27829G106 566 52471 SH SOLE 52471 0 0 EATON VANCE TAX-MANAGED DIVE COM 27828N102 270 21143 SH SOLE 21143 0 0 EATON VANCE TAX-MANAGED GLOB COM 27829C105 386 37450 SH SOLE 37450 0 0 EATON VANCE TAX-MANAGED GLOB COM 27829F108 459 49310 SH SOLE 49310 0 0 EDITAS MEDICINE INC COM 28106W103 280 6661 SH SOLE 6661 0 0 EMERSON ELEC CO COM 291011104 268 2968 SH SOLE 2968 0 0 ENERGOUS CORP COM 29272C103 90 22138 SH SOLE 22138 0 0 ETF MANAGERS TR ETFMG ALTR HRVST 26924G508 205 8948 SH SOLE 8948 0 0 ETF MANAGERS TR PRIME CYBR SCRTY 26924G201 285 5188 SH SOLE 5188 0 0 ETF SER SOLUTIONS DISTILLATE US 26922A321 3676 92913 SH SOLE 92913 0 0 ETF SER SOLUTIONS US GLB JETS 26922A842 371 13788 SH SOLE 13788 0 0 ETSY INC COM 29786A106 346 1714 SH SOLE 1714 0 0 EXCHANGE TRADED CONCEPTS TR EMQQ EM INTERN 301505889 2944 46061 SH SOLE 46061 0 0 EXXON MOBIL CORP COM 30231G102 2868 51371 SH SOLE 51371 0 0 FACEBOOK INC CL A 30303M102 3792 12876 SH SOLE 12876 0 0 FIDELITY COVINGTON TRUST DIVID ETF RISI 316092832 668 16632 SH SOLE 16632 0 0 FIDELITY COVINGTON TRUST HIGH DIVID ETF 316092840 1478 41588 SH SOLE 41588 0 0 FIDELITY COVINGTON TRUST TOTAL BD ETF 316188309 1784 34040 SH SOLE 34040 0 0 FIRST TR EXCH TRADED FD III MANAGD MUN ETF 33739N108 3543 62785 SH SOLE 62785 0 0 FIRST TR EXCH TRADED FD III MUNI HI INCM ETF 33739P301 2829 51878 SH SOLE 51878 0 0 FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 6963 345570 SH SOLE 345570 0 0 FIRST TR EXCHANGE TRADED FD AUTO INDEX FD 33734X309 2073 35959 SH SOLE 35959 0 0 FIRST TR EXCHANGE TRADED FD CLOUD COMPUTING 33734X192 3818 39875 SH SOLE 39875 0 0 FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 1981 34040 SH SOLE 34040 0 0 FIRST TR EXCHANGE TRADED FD INDXX NEXTG ETF 33737K205 775 10610 SH SOLE 10610 0 0 FIRST TR EXCHANGE TRADED FD INTL EQUITY OPP 33734X853 309 4684 SH SOLE 4684 0 0 FIRST TR EXCHANGE TRADED FD NASDAQ CYB ETF 33734X846 892 21337 SH SOLE 21337 0 0 FIRST TR EXCHANGE TRADED FD NASDQ CLN EDGE 33737A108 1880 21790 SH SOLE 21790 0 0 FIRST TR EXCHANGE TRADED FD WTR ETF 33733B100 486 6211 SH SOLE 6211 0 0 FIRST TR EXCHANGE-TRADED ALP MID CP GR ALPH 33737M102 2600 38248 SH SOLE 38248 0 0 FIRST TR EXCHANGE-TRADED FD CAP STRENGTH ETF 33733E104 9165 129408 SH SOLE 129408 0 0 FIRST TR EXCHANGE-TRADED FD DJ INTERNT IDX 33733E302 10071 46181 SH SOLE 46181 0 0 FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 9979 166396 SH SOLE 166396 0 0 FIRST TR EXCHANGE-TRADED FD FIRST TR TA HIYL 33738D408 17209 353727 SH SOLE 353727 0 0 FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 33739Q200 403 7883 SH SOLE 7883 0 0 FIRST TR EXCHANGE-TRADED FD NAS CLNEDG GREEN 33733E500 5557 81002 SH SOLE 81002 0 0 FIRST TR EXCHANGE-TRADED FD NASD TECH DIV 33738R118 1189 22017 SH SOLE 22017 0 0 FIRST TR EXCHANGE-TRADED FD NAT GAS ETF 33733E807 1885 147118 SH SOLE 147118 0 0 FIRST TR EXCHANGE-TRADED FD NY ARCA BIOTECH 33733E203 2152 13408 SH SOLE 13408 0 0 FIRST TR EXCHANGE-TRADED FD RISNG DIVD ACHIV 33738R506 344 7564 SH SOLE 7564 0 0 FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 4943 103219 SH SOLE 103219 0 0 FIRST TR EXCHANGE-TRADED FD SSI STRG ETF 33739Q507 7872 156785 SH SOLE 156785 0 0 FIRST TR EXCHNG TRADED FD VI LOW DUR STRTGC 33740F870 22200 1097382 SH SOLE 1097382 0 0 FIRST TR EXCHNG TRADED FD VI TCW OPPORTUNIS 33740F805 7578 143451 SH SOLE 143451 0 0 FIRST TR EXCHNG TRADED FD VI TCW UNCONSTRAI 33740F888 264 9910 SH SOLE 9910 0 0 FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 1578 24786 SH SOLE 24786 0 0 FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 1737 21693 SH SOLE 21693 0 0 FIRST TR MID CAP CORE ALPHAD COM SHS 33735B108 306 3261 SH SOLE 3261 0 0 FIRST TR MORNINGSTAR DIVID L SHS 336917109 415 12677 SH SOLE 12677 0 0 FIRST TR NASDAQ 100 TECH IND SHS 337345102 2552 17695 SH SOLE 17695 0 0 FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 203 2245 SH SOLE 2245 0 0 FIRST TR SR FLOATING RATE 20 COM SHS 33740K101 104 11000 SH SOLE 11000 0 0 FIRST TR VALUE LINE DIVID IN SHS 33734H106 7269 191385 SH SOLE 191385 0 0 FIRST TRUST LRGCP GWT ALPHAD COM SHS 33735K108 5488 56199 SH SOLE 56199 0 0 FORD MTR CO DEL COM 345370860 872 71167 SH SOLE 71167 0 0 FORTRESS BIOTECH INC COM 34960Q109 39 10940 SH SOLE 10940 0 0 FOX CORP CL A COM 35137L105 685 18971 SH SOLE 18971 0 0 FREEPORT-MCMORAN INC CL B 35671D857 274 8319 SH SOLE 8319 0 0 FS KKR CAP CORP II COM 35952V303 377 19297 SH SOLE 19297 0 0 GENERAL DYNAMICS CORP COM 369550108 244 1342 SH SOLE 1342 0 0 GENERAL ELECTRIC CO COM 369604103 1255 95598 SH SOLE 95598 0 0 GENERAL MTRS CO COM 37045V100 1244 21646 SH SOLE 21646 0 0 GLOBAL X FDS TELMDC&DIG ETF 37954Y285 314 16410 SH SOLE 16410 0 0 GLOBAL X FDS US INFR DEV ETF 37954Y673 306 12217 SH SOLE 12217 0 0 GOLDMAN SACHS ETF TR ACTIVEBETA US LG 381430503 1876 23705 SH SOLE 23705 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 1142 3494 SH SOLE 3494 0 0 GOOD WORKS ACQUISITION CORP COM 38216X107 466 43070 SH SOLE 43070 0 0 GRACO INC COM 384109104 2038 28452 SH SOLE 28452 0 0 HARTFORD FDS EXCHANGE TRADED MUN OPORTUNITE 41653L503 286 6873 SH SOLE 6873 0 0 HOME DEPOT INC COM 437076102 1467 4806 SH SOLE 4806 0 0 HONEYWELL INTL INC COM 438516106 1169 5385 SH SOLE 5385 0 0 HP INC COM 40434L105 392 12361 SH SOLE 12361 0 0 ILLINOIS TOOL WKS INC COM 452308109 259 1167 SH SOLE 1167 0 0 ILLUMINA INC COM 452327109 669 1741 SH SOLE 1741 0 0 INMODE LTD SHS M5425M103 210 2900 SH SOLE 2900 0 0 INTEL CORP COM 458140100 725 11334 SH SOLE 11334 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 1741 13065 SH SOLE 13065 0 0 INVESCO DYNAMIC CR OPPORTUNI COM 46132R104 156 13717 SH SOLE 13717 0 0 INVESCO EXCH TRADED FD TR II NATL AMT MUNI 46138E537 1307 48839 SH SOLE 48839 0 0 INVESCO EXCH TRADED FD TR II S&P SMALLCAP 600 46138G664 212 1859 SH SOLE 1859 0 0 INVESCO EXCH TRADED FD TR II S&P ULTRA DIVIDE 46138G656 319 8008 SH SOLE 8008 0 0 INVESCO EXCH TRADED FD TR II SOLAR ETF 46138G706 413 4497 SH SOLE 4497 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2021 HY 46138J809 403 17479 SH SOLE 17479 0 0 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 1275 8406 SH SOLE 8406 0 0 INVESCO HIGH INCOME 2023 TAR COM 46135X108 118 12800 SH SOLE 12800 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 1130 3542 SH SOLE 3542 0 0 INVESCO SR INCOME TR COM 46131H107 67 16000 SH SOLE 16000 0 0 ISHARES GOLD TR ISHARES 464285105 3958 243438 SH SOLE 243438 0 0 ISHARES INC CORE MSCI EMKT 46434G103 5701 88586 SH SOLE 88586 0 0 ISHARES INC MSCI EMERG MRKT 464286533 400 6330 SH SOLE 6330 0 0 ISHARES INC MSCI JPN ETF NEW 46434G822 292 4260 SH SOLE 4260 0 0 ISHARES SILVER TR ISHARES 46428Q109 387 17063 SH SOLE 17063 0 0 ISHARES TR 3 7 YR TREAS BD 464288661 4115 31683 SH SOLE 31683 0 0 ISHARES TR CONV BD ETF 46435G102 938 9549 SH SOLE 9549 0 0 ISHARES TR CORE HIGH DV ETF 46429B663 339 3576 SH SOLE 3576 0 0 ISHARES TR CORE MSCI EAFE 46432F842 4767 66160 SH SOLE 66160 0 0 ISHARES TR CORE MSCI TOTAL 46432F834 793 11278 SH SOLE 11278 0 0 ISHARES TR CORE S&P MCP ETF 464287507 10471 40229 SH SOLE 40229 0 0 ISHARES TR CORE S&P SCP ETF 464287804 4023 37069 SH SOLE 37069 0 0 ISHARES TR CORE S&P TTL STK 464287150 4750 51852 SH SOLE 51852 0 0 ISHARES TR CORE S&P US GWT 464287671 468 5155 SH SOLE 5155 0 0 ISHARES TR CORE S&P US VLU 464287663 379 5497 SH SOLE 5497 0 0 ISHARES TR CORE S&P500 ETF 464287200 11764 29572 SH SOLE 29572 0 0 ISHARES TR CORE US AGGBD ET 464287226 5521 48502 SH SOLE 48502 0 0 ISHARES TR CYBERSECURITY 46435U135 762 19949 SH SOLE 19949 0 0 ISHARES TR EAFE GRWTH ETF 464288885 406 4041 SH SOLE 4041 0 0 ISHARES TR ESG AWR MSCI USA 46435G425 570 6270 SH SOLE 6270 0 0 ISHARES TR EUROPE ETF 464287861 372 7413 SH SOLE 7413 0 0 ISHARES TR EXPONENTIAL TECH 46434V381 1122 18942 SH SOLE 18942 0 0 ISHARES TR GL CLEAN ENE ETF 464288224 1279 52638 SH SOLE 52638 0 0 ISHARES TR GLOBAL TECH ETF 464287291 402 1305 SH SOLE 1305 0 0 ISHARES TR GRWT ALLOCAT ETF 464289867 448 8360 SH SOLE 8360 0 0 ISHARES TR HDG MSCI EAFE 46434V803 455 13815 SH SOLE 13815 0 0 ISHARES TR IBOXX HI YD ETF 464288513 675 7748 SH SOLE 7748 0 0 ISHARES TR IBOXX INV CP ETF 464287242 544 4184 SH SOLE 4184 0 0 ISHARES TR INTL SEL DIV ETF 464288448 270 8590 SH SOLE 8590 0 0 ISHARES TR ISHS 5-10YR INVT 464288638 693 11700 SH SOLE 11700 0 0 ISHARES TR JPMORGAN USD EMG 464288281 291 2676 SH SOLE 2676 0 0 ISHARES TR MBS ETF 464288588 774 7143 SH SOLE 7143 0 0 ISHARES TR MRGSTR MD CP GRW 464288307 1261 3334 SH SOLE 3334 0 0 ISHARES TR MRGSTR SM CP GR 464288604 1202 4002 SH SOLE 4002 0 0 ISHARES TR MSCI EAFE ETF 464287465 392 5164 SH SOLE 5164 0 0 ISHARES TR MSCI EAFE MIN VL 46429B689 4871 66734 SH SOLE 66734 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 412 7727 SH SOLE 7727 0 0 ISHARES TR MSCI USA MIN VOL 46429B697 7335 106013 SH SOLE 106013 0 0 ISHARES TR MSCI USA MMENTM 46432F396 653 4059 SH SOLE 4059 0 0 ISHARES TR MSCI USA QLT FCT 46432F339 270 2219 SH SOLE 2219 0 0 ISHARES TR MSCI USA VALUE 46432F388 271 2644 SH SOLE 2644 0 0 ISHARES TR NASDAQ BIOTECH 464287556 1709 11351 SH SOLE 11351 0 0 ISHARES TR NATIONAL MUN ETF 464288414 612 5273 SH SOLE 5273 0 0 ISHARES TR PFD AND INCM SEC 464288687 825 21492 SH SOLE 21492 0 0 ISHARES TR PHLX SEMICND ETF 464287523 380 896 SH SOLE 896 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 5638 23197 SH SOLE 23197 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 3979 26253 SH SOLE 26253 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 471 1566 SH SOLE 1566 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 504 3161 SH SOLE 3161 0 0 ISHARES TR RUS MD CP GR ETF 464287481 968 9485 SH SOLE 9485 0 0 ISHARES TR RUS MDCP VAL ETF 464287473 737 6742 SH SOLE 6742 0 0 ISHARES TR RUS MID CAP ETF 464287499 345 4670 SH SOLE 4670 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 2979 13482 SH SOLE 13482 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 11904 182832 SH SOLE 182832 0 0 ISHARES TR S&P 500 VAL ETF 464287408 7435 52641 SH SOLE 52641 0 0 ISHARES TR S&P MC 400GR ETF 464287606 630 8035 SH SOLE 8035 0 0 ISHARES TR SELECT DIVID ETF 464287168 231 2025 SH SOLE 2025 0 0 ISHARES TR SHORT TREAS BD 464288679 223 2014 SH SOLE 2014 0 0 ISHARES TR SHRT NAT MUN ETF 464288158 914 8473 SH SOLE 8473 0 0 ISHARES TR TIPS BD ETF 464287176 964 7684 SH SOLE 7684 0 0 ISHARES TR U.S. MED DVC ETF 464288810 258 782 SH SOLE 782 0 0 ISHARES TR U.S. TECH ETF 464287721 537 6126 SH SOLE 6126 0 0 ISHARES TR US TREAS BD ETF 46429B267 446 17035 SH SOLE 17035 0 0 ISHARES U S ETF TR BLACKROCK ST MAT 46431W507 1246 24818 SH SOLE 24818 0 0 J P MORGAN EXCHANGE-TRADED F ULTRA SHRT INC 46641Q837 1597 31456 SH SOLE 31456 0 0 J P MORGAN EXCHANGE-TRADED F US DIVIDEND 46641Q795 633 20393 SH SOLE 20393 0 0 JANUS DETROIT STR TR HENDERSN SML ETF 47103U209 1423 21203 SH SOLE 21203 0 0 JANUS DETROIT STR TR HENDERSON MTG 47103U852 2185 41178 SH SOLE 41178 0 0 JANUS DETROIT STR TR HENDRSN SHRT ETF 47103U886 887 17667 SH SOLE 17667 0 0 JD.COM INC SPON ADR CL A 47215P106 262 3112 SH SOLE 3112 0 0 JOHNSON & JOHNSON COM 478160104 2379 14477 SH SOLE 14477 0 0 JPMORGAN CHASE & CO COM 46625H100 2699 17731 SH SOLE 17731 0 0 KAYNE ANDERSON NEXTGEN ENRGY COM 48661E108 73 10900 SH SOLE 10900 0 0 KIMBERLY-CLARK CORP COM 494368103 208 1499 SH SOLE 1499 0 0 L3HARRIS TECHNOLOGIES INC COM 502431109 765 3775 SH SOLE 3775 0 0 LATTICE STRATEGIES TR HARTFORD MLT ETF 518416102 1655 55715 SH SOLE 55715 0 0 LILLY ELI & CO COM 532457108 1035 5540 SH SOLE 5540 0 0 LOCKHEED MARTIN CORP COM 539830109 520 1408 SH SOLE 1408 0 0 LOWES COS INC COM 548661107 718 3774 SH SOLE 3774 0 0 MANITOWOC CO INC COM NEW 563571405 236 11431 SH SOLE 11431 0 0 MARRIOTT INTL INC NEW CL A 571903202 837 5653 SH SOLE 5653 0 0 MASTERCARD INCORPORATED CL A 57636Q104 1223 3435 SH SOLE 3435 0 0 MCDONALDS CORP COM 580135101 1068 4764 SH SOLE 4764 0 0 MEDTRONIC PLC SHS G5960L103 430 3639 SH SOLE 3639 0 0 MERCADOLIBRE INC COM 58733R102 944 641 SH SOLE 641 0 0 MERCK & CO. INC COM 58933Y105 2296 29789 SH SOLE 29789 0 0 METLIFE INC COM 59156R108 828 13618 SH SOLE 13618 0 0 MGM RESORTS INTERNATIONAL COM 552953101 329 8652 SH SOLE 8652 0 0 MICRON TECHNOLOGY INC COM 595112103 896 10154 SH SOLE 10154 0 0 MICROSOFT CORP COM 594918104 6849 29048 SH SOLE 29048 0 0 MODERNA INC COM 60770K107 209 1595 SH SOLE 1595 0 0 MOHAWK GROUP HLDGS INC COM 608189106 1884 63859 SH SOLE 63859 0 0 MONDELEZ INTL INC CL A 609207105 384 6557 SH SOLE 6557 0 0 MORGAN STANLEY COM NEW 617446448 1123 14456 SH SOLE 14456 0 0 MYOVANT SCIENCES LTD COM G637AM102 313 15200 SH SOLE 15200 0 0 NANO DIMENSION LTD SPONSORD ADS NEW 63008G203 242 28200 SH SOLE 28200 0 0 NAUTILUS INC COM 63910B102 547 35000 SH SOLE 35000 0 0 NETFLIX INC COM 64110L106 914 1753 SH SOLE 1753 0 0 NEUBERGER BERMAN MLP & ENERG COM 64129H104 55 13205 SH SOLE 13205 0 0 NEW SR INVT GROUP INC COM 648691103 178 28625 SH SOLE 28625 0 0 NEXTERA ENERGY INC COM 65339F101 654 8644 SH SOLE 8644 0 0 NIKE INC CL B 654106103 478 3597 SH SOLE 3597 0 0 NIO INC SPON ADS 62914V106 537 13773 SH SOLE 13773 0 0 NOKIA CORP SPONSORED ADR 654902204 93 23595 SH SOLE 23595 0 0 NORTHWEST BANCSHARES INC MD COM 667340103 157 10859 SH SOLE 10859 0 0 NOVARTIS AG SPONSORED ADR 66987V109 376 4396 SH SOLE 4396 0 0 NOVOCURE LTD ORD SHS G6674U108 211 1600 SH SOLE 1600 0 0 NVIDIA CORPORATION COM 67066G104 1714 3210 SH SOLE 3210 0 0 NXP SEMICONDUCTORS N V COM N6596X109 959 4765 SH SOLE 4765 0 0 ON SEMICONDUCTOR CORP COM 682189105 826 19850 SH SOLE 19850 0 0 OPKO HEALTH INC COM 68375N103 48 11122 SH SOLE 11122 0 0 OSHKOSH CORP COM 688239201 271 2287 SH SOLE 2287 0 0 OWENS & MINOR INC NEW COM 690732102 286 7611 SH SOLE 7611 0 0 PALANTIR TECHNOLOGIES INC CL A 69608A108 208 8935 SH SOLE 8935 0 0 PALO ALTO NETWORKS INC COM 697435105 251 779 SH SOLE 779 0 0 PAVMED INC COM 70387R106 57 12900 SH SOLE 12900 0 0 PAYPAL HLDGS INC COM 70450Y103 2208 9091 SH SOLE 9091 0 0 PEPSICO INC COM 713448108 991 7005 SH SOLE 7005 0 0 PERSONALIS INC COM 71535D106 295 12000 SH SOLE 12000 0 0 PFIZER INC COM 717081103 1480 40851 SH SOLE 40851 0 0 PHILIP MORRIS INTL INC COM 718172109 325 3665 SH SOLE 3665 0 0 PHILLIPS 66 COM 718546104 2050 25138 SH SOLE 25138 0 0 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 7291 71542 SH SOLE 71542 0 0 PIMCO ETF TR INTER MUN BD ACT 72201R866 230 4097 SH SOLE 4097 0 0 PIMCO HIGH INCOME FD COM SHS 722014107 133 19677 SH SOLE 19677 0 0 PINTEREST INC CL A 72352L106 594 8023 SH SOLE 8023 0 0 PPL CORP COM 69351T106 401 13915 SH SOLE 13915 0 0 PRICE T ROWE GROUP INC COM 74144T108 329 1919 SH SOLE 1919 0 0 PROCTER AND GAMBLE CO COM 742718109 1214 8965 SH SOLE 8965 0 0 PROSHARES TR S&P 500 DV ARIST 74348A467 559 6475 SH SOLE 6475 0 0 PUBLIC SVC ENTERPRISE GRP IN COM 744573106 207 3438 SH SOLE 3438 0 0 QUALCOMM INC COM 747525103 400 3017 SH SOLE 3017 0 0 QUICKLOGIC CORP COM NEW 74837P405 91 13193 SH SOLE 13193 0 0 RAYTHEON TECHNOLOGIES CORP COM 75513E101 551 7126 SH SOLE 7126 0 0 REDFIN CORP COM 75737F108 233 3500 SH SOLE 3500 0 0 ROTH CH ACQUISITION II CO COM 778673103 172 17400 SH SOLE 17400 0 0 RUMBLEON INC COM CL B 781386305 370 8440 SH SOLE 8440 0 0 SALESFORCE COM INC COM 79466L302 2031 9584 SH SOLE 9584 0 0 SANDBRIDGE ACQUISITION CORP COM CL A 799793104 788 79500 SH SOLE 79500 0 0 SCHLUMBERGER LTD COM 806857108 749 27557 SH SOLE 27557 0 0 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 421 13252 SH SOLE 13252 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 1054 28015 SH SOLE 28015 0 0 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 617 8457 SH SOLE 8457 0 0 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 6835 52666 SH SOLE 52666 0 0 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 9238 141508 SH SOLE 141508 0 0 SCHWAB STRATEGIC TR US REIT ETF 808524847 211 5139 SH SOLE 5139 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 4536 45508 SH SOLE 45508 0 0 SEA LTD SPONSORD ADS 81141R100 582 2608 SH SOLE 2608 0 0 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 405 5525 SH SOLE 5525 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 365 7436 SH SOLE 7436 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 692 4117 SH SOLE 4117 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 553 8091 SH SOLE 8091 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 1147 9829 SH SOLE 9829 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 650 19076 SH SOLE 19076 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 578 5867 SH SOLE 5867 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 1382 21574 SH SOLE 21574 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 1710 12872 SH SOLE 12872 0 0 SHOPIFY INC CL A 82509L107 1707 1543 SH SOLE 1543 0 0 SIMON PPTY GROUP INC NEW COM 828806109 857 7532 SH SOLE 7532 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 419 2284 SH SOLE 2284 0 0 SLACK TECHNOLOGIES INC COM CL A 83088V102 313 7699 SH SOLE 7699 0 0 SMILEDIRECTCLUB INC CL A COM 83192H106 175 17014 SH SOLE 17014 0 0 SOARING EAGLE ACQUISITION CO UNIT 02/23/2026 G8354H100 2034 201035 SH SOLE 201035 0 0 SOCIAL LEVERAGE ACQUISN CORP UNIT 99/99/9999 83363K201 961 96540 SH SOLE 96540 0 0 SOUTHERN CO COM 842587107 204 3282 SH SOLE 3282 0 0 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 3410 10327 SH SOLE 10327 0 0 SPDR GOLD TR GOLD SHS 78463V107 2461 15386 SH SOLE 15386 0 0 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 3660 103501 SH SOLE 103501 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 12470 31464 SH SOLE 31464 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 346 726 SH SOLE 726 0 0 SPDR SER TR MSCI USA STRTGIC 78468R812 350 3148 SH SOLE 3148 0 0 SPDR SER TR PORTFLI MORTGAGE 78464A383 294 11332 SH SOLE 11332 0 0 SPDR SER TR PRTFLO S&P500 VL 78464A508 283 7463 SH SOLE 7463 0 0 SPDR SER TR S&P 400 MDCP GRW 78464A821 3332 44360 SH SOLE 44360 0 0 SPDR SER TR S&P 400 MDCP VAL 78464A839 5661 86518 SH SOLE 86518 0 0 SPDR SER TR S&P 600 SMCP GRW 78464A201 1657 19302 SH SOLE 19302 0 0 SPDR SER TR S&P 600 SMCP VAL 78464A300 3535 43118 SH SOLE 43118 0 0 SPDR SER TR S&P DIVID ETF 78464A763 466 3952 SH SOLE 3952 0 0 SPDR SER TR S&P OILGAS EXP 78468R556 224 2757 SH SOLE 2757 0 0 SPOTIFY TECHNOLOGY S A SHS L8681T102 644 2402 SH SOLE 2402 0 0 SQUARE INC CL A 852234103 1277 5626 SH SOLE 5626 0 0 STARBUCKS CORP COM 855244109 916 8381 SH SOLE 8381 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 235 1985 SH SOLE 1985 0 0 TARGET CORP COM 87612E106 488 2464 SH SOLE 2464 0 0 TELADOC HEALTH INC COM 87918A105 939 5167 SH SOLE 5167 0 0 TELOS CORP MD COM 87969B101 266 7018 SH SOLE 7018 0 0 TEMPLETON EMERGING MKTS INCO COM 880192109 84 11350 SH SOLE 11350 0 0 TERADYNE INC COM 880770102 437 3592 SH SOLE 3592 0 0 TESLA INC COM 88160R101 2857 4277 SH SOLE 4277 0 0 TEXAS INSTRS INC COM 882508104 483 2554 SH SOLE 2554 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 412 903 SH SOLE 903 0 0 TRANSMEDICS GROUP INC COM 89377M109 770 18570 SH SOLE 18570 0 0 TRILLIUM THERAPEUTICS INC COM NEW 89620X506 252 23441 SH SOLE 23441 0 0 TWILIO INC CL A 90138F102 326 957 SH SOLE 957 0 0 TWITTER INC NOTE 1.000% 9/1 90184LAD4 13 13000 SH SOLE 13000 0 0 UBER TECHNOLOGIES INC COM 90353T100 492 9018 SH SOLE 9018 0 0 UNION PAC CORP COM 907818108 1293 5865 SH SOLE 5865 0 0 UNITED PARCEL SERVICE INC CL B 911312106 1359 7995 SH SOLE 7995 0 0 UNITEDHEALTH GROUP INC COM 91324P102 1123 3019 SH SOLE 3019 0 0 US BANCORP DEL COM NEW 902973304 723 13079 SH SOLE 13079 0 0 VANECK VECTORS ETF TR FALLEN ANGEL HG 92189F437 354 11075 SH SOLE 11075 0 0 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 300 9242 SH SOLE 9242 0 0 VANECK VECTORS ETF TR HIGH YLD MUN ETF 92189H409 243 3915 SH SOLE 3915 0 0 VANECK VECTORS ETF TR MORNINGSTAR WIDE 92189F643 2533 36557 SH SOLE 36557 0 0 VANECK VECTORS ETF TR SEMICONDUCTOR ET 92189F676 487 2000 SH SOLE 2000 0 0 VANGUARD ADMIRAL FDS INC 500 GRTH IDX F 921932505 235 1000 SH SOLE 1000 0 0 VANGUARD ADMIRAL FDS INC 500 VAL IDX FD 921932703 272 1988 SH SOLE 1988 0 0 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 1196 14550 SH SOLE 14550 0 0 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 2613 30847 SH SOLE 30847 0 0 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 321 5617 SH SOLE 5617 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 3781 14708 SH SOLE 14708 0 0 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 507 2363 SH SOLE 2363 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 470 3487 SH SOLE 3487 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 551 2491 SH SOLE 2491 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 362 3937 SH SOLE 3937 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 4270 11721 SH SOLE 11721 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 363 2194 SH SOLE 2194 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 442 2067 SH SOLE 2067 0 0 VANGUARD INDEX FDS SML CP GRW ETF 922908595 335 1221 SH SOLE 1221 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 4919 23801 SH SOLE 23801 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 4310 32788 SH SOLE 32788 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 269 4428 SH SOLE 4428 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 393 7544 SH SOLE 7544 0 0 VANGUARD SCOTTSDALE FDS INTER TERM TREAS 92206C706 558 8307 SH SOLE 8307 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 1090 11716 SH SOLE 11716 0 0 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 412 7724 SH SOLE 7724 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 381 4613 SH SOLE 4613 0 0 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 968 6580 SH SOLE 6580 0 0 VANGUARD STAR FDS VG TL INTL STK F 921909768 710 11323 SH SOLE 11323 0 0 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 2459 50075 SH SOLE 50075 0 0 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 601 5943 SH SOLE 5943 0 0 VANGUARD WORLD FD MEGA CAP VAL ETF 921910840 285 2993 SH SOLE 2993 0 0 VANGUARD WORLD FD MEGA GRWTH IND 921910816 820 3961 SH SOLE 3961 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 1019 2843 SH SOLE 2843 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 2091 35952 SH SOLE 35952 0 0 VISA INC COM CL A 92826C839 2375 11216 SH SOLE 11216 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 677 12329 SH SOLE 12329 0 0 WALMART INC COM 931142103 881 6485 SH SOLE 6485 0 0 WASTE MGMT INC DEL COM 94106L109 243 1882 SH SOLE 1882 0 0 WELLS FARGO CO NEW COM 949746101 939 24038 SH SOLE 24038 0 0 WISDOMTREE TR CLOUD COMPUTNG 97717Y691 6073 126098 SH SOLE 126098 0 0 WISDOMTREE TR US LARGECAP DIVD 97717W307 208 1811 SH SOLE 1811 0 0 WISDOMTREE TR US MIDCAP DIVID 97717W505 339 8384 SH SOLE 8384 0 0 WISDOMTREE TR US QTLY DIV GRT 97717X669 525 9184 SH SOLE 9184 0 0 WORKHORSE GROUP INC COM NEW 98138J206 505 36692 SH SOLE 36692 0 0 XCEL ENERGY INC COM 98389B100 450 6772 SH SOLE 6772 0 0 XERIS PHARMACEUTICALS INC COM 98422L107 219 48500 SH SOLE 48500 0 0 YUM BRANDS INC COM 988498101 201 1859 SH SOLE 1859 0 0 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 1068 3324 SH SOLE 3324 0 0