0001766526-19-000021.txt : 20190515
0001766526-19-000021.hdr.sgml : 20190515
20190515201209
ACCESSION NUMBER: 0001766526-19-000021
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190513
FILED AS OF DATE: 20190515
DATE AS OF CHANGE: 20190515
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Wicker Daniel C
CENTRAL INDEX KEY: 0001774453
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38910
FILM NUMBER: 19830353
MAIL ADDRESS:
STREET 1: 16200 DALLAS PARKWAY, SUITE 190
CITY: DALLAS
STATE: TX
ZIP: 75248
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Tectonic Financial, Inc.
CENTRAL INDEX KEY: 0001766526
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 820764846
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 16200 DALLAS PARKWAY, SUITE 190
CITY: DALLAS
STATE: TX
ZIP: 75248
BUSINESS PHONE: 972-720-9000
MAIL ADDRESS:
STREET 1: 16200 DALLAS PARKWAY, SUITE 190
CITY: DALLAS
STATE: TX
ZIP: 75248
FORMER COMPANY:
FORMER CONFORMED NAME: T Acquisition, Inc.
DATE OF NAME CHANGE: 20190131
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2019-05-13
0
0001766526
Tectonic Financial, Inc.
TECTP
0001774453
Wicker Daniel C
C/O TECTONIC FINANCIAL, INC.
16200 DALLAS PARKWAY, SUITE 190
DALLAS
TX
75248
1
0
0
0
Common Stock
2019-05-13
4
A
0
107550
A
215100
D
Series B Preferred Stock
2019-05-14
4
P
0
5000
10
A
5000
D
Received in exchange for 215,100 common units of Tectonic Holdings, LLC ("Tectonic Holdings") in connection with the merger of Tectonic Holdings with and into the Issuer, with the Issuer continuing as the surviving company (the "Merger"). At the effective time of the Merger, each common unit of Tectonic Holdings was converted into the right to receive one share of the Issuer's common stock.
Immediately following, and in connection with, the Merger, the Issuer effected a 1-for-2 reverse stock split of the outstanding shares of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 has been adjusted to reflect the Reverse Stock Split.
Represents shares purchased through a directed share program in connection with the initial public offering of the Issuer's 9.00% Fixed-to-Floating Rate Series B Non-Cumulative Perpetual Preferred Stock (the "Series B preferred stock"), which closed on May 14, 2019. These shares of Series B preferred stock were purchased at the public offering price of $10.00 per share.
By Michelle Baird as Attorney-in-Fact for Daniel C. Wicker
2019-05-15