Compliance Officer

0001765380-19-000084.txt : 20190807 0001765380-19-000084.hdr.sgml : 20190807 20190807145907 ACCESSION NUMBER: 0001765380-19-000084 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190630 FILED AS OF DATE: 20190807 DATE AS OF CHANGE: 20190807 EFFECTIVENESS DATE: 20190807 FILER: COMPANY DATA: COMPANY CONFORMED NAME: 9258 Wealth Management, LLC CENTRAL INDEX KEY: 0001766506 IRS NUMBER: 822359200 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19122 FILM NUMBER: 191005031 BUSINESS ADDRESS: STREET 1: 4420 COOPER RD CITY: BLUE ASH STATE: OH ZIP: 45242 BUSINESS PHONE: 513-791-9258 MAIL ADDRESS: STREET 1: 4420 COOPER RD CITY: BLUE ASH STATE: OH ZIP: 45242 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001766506 XXXXXXXX 06-30-2019 06-30-2019 9258 Wealth Management, LLC

4420 COOPER RD BLUE ASH OH 45242

13F HOLDINGS REPORT 028-19122 N Samuel Ginocchio Compliance Officer 5139778361 Samuel Ginocchio Cincinnati OH 08-07-2019 0 182 124124 false INFORMATION TABLE 2 925813f.xml ORACLE CORP COM Stock 68389X105 4983 87459 SH SOLE 0 0 87459 Procter & Gamble Co Stock 742718109 4050 36938 SH SOLE 0 0 36938 MICROSOFT CORP COM Stock 594918104 3698 27604 SH SOLE 0 0 27603 US BANCORP DEL COM NEW Stock 902973304 2745 52383 SH SOLE 0 0 52382 Apple Inc Stock 037833100 2289 11563 SH SOLE 0 0 11563 ISHARES EDGE MSCI MIN VOL USA ETF ETF 46429B697 2215 35883 SH SOLE 0 0 35883 JOHNSON & JOHNSON COM Stock 478160104 2028 14562 SH SOLE 0 0 14562 ISHARES S&P SMALL-CAP FUND ETF 464287804 1882 24044 SH SOLE 0 0 24044 NVIDIA CORP COM Stock 67066G104 1851 11273 SH SOLE 0 0 11273 The Home Depot Inc Stock 437076102 1826 8781 SH SOLE 0 0 8781 BLACKROCK ENHANCED EQT DIV TR COM CEF 09251A104 1819 205116 SH SOLE 0 0 205116 INVESCO S&P SMALLCAP LOW VOLATILITY ETF ETF 46138G102 1686 35146 SH SOLE 0 0 35145 BANK AMER CORP COM Stock 060505104 1594 54972 SH SOLE 0 0 54971 ISHARES CORE MSCI EAFE ETF ETF 46432F842 1591 25918 SH SOLE 0 0 25918 ADVENT CONVERTIBLE & INCOME FD COM CEF 00764C109 1573 104464 SH SOLE 0 0 104464 JPMORGAN CHASE & CO COM Stock 46625H100 1568 14027 SH SOLE 0 0 14026 ROYAL DUTCH SHELL PLC SPON ADR B ADR 780259107 1528 23240 SH SOLE 0 0 23240 TECHNOLOGY SELECT SECTOR SPDR FUND ETF 81369Y803 1483 19009 SH SOLE 0 0 19009 VANGUARD FTSE ALL-WORLD EX US INDEX FUND ETF 922042775 1470 28838 SH SOLE 0 0 28838 INVESCO S&P 500 HIGH DIVIDEND LOW VOLATILITY ETF ETF 46138E362 1380 32768 SH SOLE 0 0 32768 FIRST TR ENHANCED EQTY INC FD COM CEF 337318109 1338 83664 SH SOLE 0 0 83664 RAYMOND JAMES FINANCIAL INC COM Stock 754730109 1308 15471 SH SOLE 0 0 15471 MICRON TECHNOLOGY INC COM Stock 595112103 1296 33587 SH SOLE 0 0 33587 COHEN & STEERS INFRASTRUCTURE COM CEF 19248A109 1288 49626 SH SOLE 0 0 49626 VANGUARD S&P 500 ETF ETF 922908363 1259 4677 SH SOLE 0 0 4676 ISHARES CORE S&P 500 ETF ETF 464287200 1242 4214 SH SOLE 0 0 4213 GABELLI HLTHCARE & WELLNESS TR SHS CEF 36246K103 1229 116573 SH SOLE 0 0 116572 ADAMS DIVERSIFIED EQUITY FD COM CEF 006212104 1177 76075 SH SOLE 0 0 76074 Amazon.com Inc Stock 023135106 1157 611 SH SOLE 0 0 611 HEALTH CARE SELECT SECTOR SPDR FUND ETF 81369Y209 1143 12340 SH SOLE 0 0 12340 EXXON MOBIL CORP COM Stock 30231G102 1112 14516 SH SOLE 0 0 14516 CALAMOS GBL DYN INCOME FUND COM CEF 12811L107 1097 135373 SH SOLE 0 0 135373 CISCO SYS INC COM Stock 17275R102 1082 19764 SH SOLE 0 0 19763 MARATHON PETE CORP COM Stock 56585A102 1038 18578 SH SOLE 0 0 18577 GABELLI DIVD & INCOME TR COM CEF 36242H104 1025 47311 SH SOLE 0 0 47310 CALAMOS STRATEGIC TOTL RETN FD COM SH BEN INT CEF 128125101 1024 80241 SH SOLE 0 0 80240 ELLSWORTH GRWTH AND INCOME LTD COM CEF 289074106 1007 98114 SH SOLE 0 0 98114 BP PLC SPONSORED ADR ADR 055622104 997 23911 SH SOLE 0 0 23911 MFS CHARTER INCOME TR SH BEN INT CEF 552727109 974 119456 SH SOLE 0 0 119455 GENERAL ELECTRIC CO COM Stock 369604103 945 89983 SH SOLE 0 0 89982 ISHARES S&P MIDCAP FUND ETF 464287507 942 4849 SH SOLE 0 0 4849 AT&T INC COM Stock 00206R102 912 27203 SH SOLE 0 0 27203 MERCK & CO INC COM Stock 58933Y105 892 10638 SH SOLE 0 0 10637 WALMART INC COM Stock 931142103 881 7975 SH SOLE 0 0 7975 FIRST TRUST HIGH INCOME FUND ETF 33738R308 863 38629 SH SOLE 0 0 38629 PFIZER INC COM Stock 717081103 863 19922 SH SOLE 0 0 19921 ALIBABA GROUP HLDG LTD SPONSORED ADS ADR 01609W102 843 4972 SH SOLE 0 0 4972 FRANKLIN LTD DURATION INC TR COM CEF 35472T101 834 86649 SH SOLE 0 0 86649 CHEVRON CORP NEW COM Stock 166764100 831 6675 SH SOLE 0 0 6675 NUVEEN DOW 30 DYN OVERWRITE SHS CEF 67075F105 824 46812 SH SOLE 0 0 46812 ROYCE VALUE TR INC COM CEF 780910105 813 58377 SH SOLE 0 0 58376 GOLDMAN SACHS GROUP INC COM Stock 38141G104 805 3933 SH SOLE 0 0 3933 VANGUARD HIGH DIVIDEND YIELD ETF ETF 921946406 802 9173 SH SOLE 0 0 9173 CONSUMER STAPLES SELECT SECTOR SPDR FUND ETF 81369Y308 742 12780 SH SOLE 0 0 12780 INVESCO S&P SMALLCAP HEALTH CARE PORTFOLIO ETF 46138E149 736 6239 SH SOLE 0 0 6239 INTERNATIONAL BUSINESS MACHS COM Stock 459200101 713 5172 SH SOLE 0 0 5171 UNITEDHEALTH GROUP INC COM Stock 91324P102 710 2912 SH SOLE 0 0 2911 Bristol-Myers Squibb Company Stock 110122108 692 15261 SH SOLE 0 0 15261 BLACKROCK ENHANCED GBL DIV TR COM CEF 092501105 674 62811 SH SOLE 0 0 62811 GLAXOSMITHKLINE PLC SPONSORED ADR ADR 37733W105 671 16771 SH SOLE 0 0 16771 ARES DYNAMIC CR ALLOCATION FD COM CEF 04014F102 669 44193 SH SOLE 0 0 44192 WELLS FARGO CO NEW COM Stock 949746101 663 14014 SH SOLE 0 0 14013 VERIZON COMMUNICATIONS INC COM Stock 92343V104 658 11516 SH SOLE 0 0 11515 Citigroup Inc Stock 172967424 652 9303 SH SOLE 0 0 9303 MARATHON OIL CORP COM Stock 565849106 631 44379 SH SOLE 0 0 44378 CVS Health Corp Stock 126650100 629 11548 SH SOLE 0 0 11547 INVESCO QQQ TRUST ETF 46090E103 616 3300 SH SOLE 0 0 3299 PROPETRO HLDG CORP COM Stock 74347M108 606 29264 SH SOLE 0 0 29264 ALLSTATE CORP COM Stock 020002101 598 5879 SH SOLE 0 0 5879 THL CR SR LN FD COM CEF 87244R103 585 38347 SH SOLE 0 0 38347 Comcast Corp Class A Stock 20030N101 584 13805 SH SOLE 0 0 13805 Alphabet Inc A Stock 02079K305 575 531 SH SOLE 0 0 531 UNITED PARCEL SERVICE INC CL B Stock 911312106 574 5557 SH SOLE 0 0 5556 Walt Disney Co Stock 254687106 570 4084 SH SOLE 0 0 4084 PepsiCo Inc Stock 713448108 560 4272 SH SOLE 0 0 4271 MetLife Inc Stock 59156R108 558 11228 SH SOLE 0 0 11227 Intel Corp Stock 458140100 545 11390 SH SOLE 0 0 11389 COMMUNICATION SERVICES SELECT SECTOR SPDRA FUND ETF 81369Y852 542 11017 SH SOLE 0 0 11017 ISHARES CORE MSCI EMERGING MARKETS ETF ETF 46434G103 537 10441 SH SOLE 0 0 10441 ADVANCED MICRO DEVICES INC COM Stock 007903107 533 17550 SH SOLE 0 0 17550 BOEING CO COM Stock 097023105 531 1459 SH SOLE 0 0 1458 ALTERYX INC COM CL A Stock 02156B103 513 4700 SH SOLE 0 0 4700 FIRST TRUST NASDAQ ABA COMMUNITY BANK INDEX FUND ETF 33736Q104 513 10686 SH SOLE 0 0 10685 ISHARES CURRENCY HEDGED MSCI EAFE ETF ETF 46434V803 509 17069 SH SOLE 0 0 17069 ISHARES U.S. AEROSPACE & DEFENSE ETF ETF 464288760 504 2355 SH SOLE 0 0 2354 BLACKROCK FLOAT RATE OME STRAT COM CEF 09255X100 503 39186 SH SOLE 0 0 39186 QUALCOMM INC COM Stock 747525103 503 6615 SH SOLE 0 0 6615 LAZARD GLB TTL RET&INCM FD INC COM CEF 52106W103 491 30354 SH SOLE 0 0 30353 BLACKROCK RES & COMM STRAT TR SHS CEF 09257A108 488 59710 SH SOLE 0 0 59710 INVESCO S&P MIDCAP LOW VOLATILITY ETF ETF 46138E198 467 9108 SH SOLE 0 0 9108 MASTERCARD INC CL A Stock 57636Q104 466 1761 SH SOLE 0 0 1761 NUVEEN TAX ADVANTAGED DIV GRWT COM CEF 67073G105 466 28040 SH SOLE 0 0 28040 BERKSHIRE HATHAWAY INC DEL CL B NEW Stock 084670702 457 2145 SH SOLE 0 0 2145 CONSUMER DISCRETIONARY SELECT SECTOR SPDR FUND ETF 81369Y407 455 3820 SH SOLE 0 0 3820 KROGER CO COM Stock 501044101 450 20741 SH SOLE 0 0 20740 BROADCOM INC COM Stock 11135F101 449 1558 SH SOLE 0 0 1558 ISHARES SHORT TREASURY BOND ETF ETF 464288679 444 4009 SH SOLE 0 0 4009 WELLTOWER INC COM REIT 95040Q104 442 5425 SH SOLE 0 0 5425 HALLIBURTON CO COM Stock 406216101 438 19258 SH SOLE 0 0 19257 GDL FUND COM SH BEN IT CEF 361570104 432 46736 SH SOLE 0 0 46735 DIAGEO P L C SPON ADR NEW ADR 25243Q205 428 2483 SH SOLE 0 0 2482 ABBVIE INC COM Stock 00287Y109 427 5870 SH SOLE 0 0 5869 GUGGENHEIM ENHNCD EQTY INCM FD COM CEF 40167B100 427 52480 SH SOLE 0 0 52479 KONINKLIJKE PHILIPS N V NY REG SH NEW ADR 500472303 421 9655 SH SOLE 0 0 9654 CUSHING RENAISSANCE FD COM CEF 231647108 420 29775 SH SOLE 0 0 29775 LOWES COS INC COM Stock 548661107 415 4108 SH SOLE 0 0 4108 NIKE INC CL B Stock 654106103 410 4887 SH SOLE 0 0 4887 GILEAD SCIENCES INC COM Stock 375558103 395 5852 SH SOLE 0 0 5851 Schlumberger Ltd Stock 806857108 382 9605 SH SOLE 0 0 9605 APACHE CORP COM Stock 037411105 382 13185 SH SOLE 0 0 13185 TRI CONTL CORP COM CEF 895436103 379 14035 SH SOLE 0 0 14035 Abbott Laboratories Stock 002824100 369 4382 SH SOLE 0 0 4382 OASIS PETE INC NEW COM Stock 674215108 364 64032 SH SOLE 0 0 64032 HANCOCK JOHN TAX-ADV DIV INCM COM CEF 41013V100 355 13986 SH SOLE 0 0 13986 Medtronic PLC Stock G5960L103 353 3626 SH SOLE 0 0 3626 BLACKROCK CORE BD TR SHS BEN INT CEF 09249E101 350 24886 SH SOLE 0 0 24886 MORGAN STANLEY EMER MKTS DEBT COM CEF 61744H105 349 37435 SH SOLE 0 0 37435 COCA COLA CO COM Stock 191216100 345 6769 SH SOLE 0 0 6769 KINDER MORGAN INC DEL COM Stock 49456B101 344 16480 SH SOLE 0 0 16480 UNITED TECHNOLOGIES CORP COM Stock 913017109 336 2580 SH SOLE 0 0 2580 CONOCOPHILLIPS COM Stock 20825C104 332 5446 SH SOLE 0 0 5446 FACEBOOK INC CL A Stock 30303M102 331 1714 SH SOLE 0 0 1714 INDIA FD INC COM CEF 454089103 319 15007 SH SOLE 0 0 15006 CYRUSONE INC COM REIT 23283R100 319 5524 SH SOLE 0 0 5524 SALESFORCE COM INC COM Stock 79466L302 308 2031 SH SOLE 0 0 2031 KANSAS CITY SOUTHERN COM NEW Stock 485170302 305 2505 SH SOLE 0 0 2504 VISA INC COM CL A Stock 92826C839 302 1740 SH SOLE 0 0 1739 DELTA AIR LINES INC DEL COM NEW Stock 247361702 298 5255 SH SOLE 0 0 5254 ISHARES CORE MSCI EUROPE ETF ETF 46434V738 291 6246 SH SOLE 0 0 6246 SONY CORP SPONSORED ADR ADR 835699307 286 5450 SH SOLE 0 0 5450 NETFLIX INC COM Stock 64110L106 284 774 SH SOLE 0 0 774 UNION PACIFIC CORP COM Stock 907818108 284 1680 SH SOLE 0 0 1680 TOTAL S A SPONSORED ADS ADR 89151E109 283 5067 SH SOLE 0 0 5066 INVESCO S&P 500 EQUAL WEIGHT ETF ETF 46137V357 278 2583 SH SOLE 0 0 2582 VANGUARD FTSE PACIFIC ETF ETF 922042866 276 4175 SH SOLE 0 0 4175 ISHARES CORE U.S. AGGREGATE BOND ETF ETF 464287226 276 2480 SH SOLE 0 0 2480 ISHARES S&P SMALL-CAP 600 VALUE ETF ETF 464287879 269 1809 SH SOLE 0 0 1809 Celgene Corp Stock 151020104 264 2855 SH SOLE 0 0 2855 BLACKROCK ENERGY & RES TR COM CEF 09250U101 259 21724 SH SOLE 0 0 21723 TWILIO INC CL A Stock 90138F102 259 1900 SH SOLE 0 0 1900 CATERPILLAR INC DEL COM Stock 149123101 258 1892 SH SOLE 0 0 1892 JAPAN SMALLER CAPTLZTN FD INC COM CEF 47109U104 254 29829 SH SOLE 0 0 29829 AMERICAN EXPRESS CO COM Stock 025816109 246 1994 SH SOLE 0 0 1993 COSTCO WHSL CORP NEW COM Stock 22160K105 241 913 SH SOLE 0 0 912 TJX COS INC NEW COM Stock 872540109 241 4552 SH SOLE 0 0 4552 WORLDPAY INC CL A Stock 981558109 240 1962 SH SOLE 0 0 1962 ALTRIA GROUP INC COM Stock 02209S103 238 5028 SH SOLE 0 0 5027 D R HORTON INC COM Stock 23331A109 234 5415 SH SOLE 0 0 5415 PHILIP MORRIS INTL INC COM Stock 718172109 227 2891 SH SOLE 0 0 2890 BLACKROCK CORPOR HI YLD FD INC COM CEF 09255P107 220 20539 SH SOLE 0 0 20539 PNC FINL SVCS GROUP INC COM Stock 693475105 220 1602 SH SOLE 0 0 1602 BECTON DICKINSON & CO COM Stock 075887109 216 858 SH SOLE 0 0 858 WISDOMTREE EUROPE HEDGED EQUITY FUND ETF 97717X701 216 3268 SH SOLE 0 0 3267 BROOKFIELD INFRAST PARTNERS LP LP INT UNIT Stock G16252101 216 5044 SH SOLE 0 0 5044 PGIM HIGH YIELD BOND FUND INC COM CEF 69346H100 215 14696 SH SOLE 0 0 14695 OASIS MIDSTREAM PARTNERS LP COM UNITS REPS Stock 67420T206 214 9975 SH SOLE 0 0 9975 SERVICENOW INC COM Stock 81762P102 211 767 SH SOLE 0 0 767 BANK FIRST CORPORATION COM Stock 05676F108 207 2997 SH SOLE 0 0 2997 SSR MNG INC COM Stock 784730103 205 15000 SH SOLE 0 0 15000 ROPER TECHNOLOGIES INC COM Stock 776696106 205 559 SH SOLE 0 0 559 SKYWEST INC COM Stock 830879102 204 3357 SH SOLE 0 0 3357 CHESAPEAKE ENERGY CORP COM Stock 165167107 147 75226 SH SOLE 0 0 75226 SILVERCREST METALS INC COM Stock 828363101 118 30000 SH SOLE 0 0 30000 MANNKIND CORP COM NEW Stock 56400P706 34 29903 SH SOLE 0 0 29903 BGC PARTNERS INC CL A Stock 05541T101 155 29669 SH SOLE 0 0 29668 TEMPLETON GLOBAL INCOME FD COM CEF 880198106 160 25137 SH SOLE 0 0 25136 SENSEONICS HLDGS INC COM Stock 81727U105 41 20000 SH SOLE 0 0 20000 TEMPLETON EMERG MKTS INCOME FD COM CEF 880192109 196 19219 SH SOLE 0 0 19218 EATON VANCE TAX MNGD GBL DV EQ COM CEF 27829F108 157 18957 SH SOLE 0 0 18956 PUTNAM MASTER INTER INCOME TR SH BEN INT CEF 746909100 85 18584 SH SOLE 0 0 18584 MCDERMOTT INTL INC COM Stock 580037703 167 17269 SH SOLE 0 0 17269 EATON VANCE RISK MNGD DIV EQTY COM CEF 27829G106 160 17028 SH SOLE 0 0 17028 ABERDEEN JAPAN EQUITY FD INC COM CEF 00306J109 109 15583 SH SOLE 0 0 15583 BOULDER GROWTH & INCOME FD INC COM CEF 101507101 164 14598 SH SOLE 0 0 14597 ABERDEEN TOTAL DYNAMIC DIVD FD COM SH BEN INT CEF 00326L100 108 12958 SH SOLE 0 0 12957 VERASTEM INC COM Stock 92337C104 19 12396 SH SOLE 0 0 12396 ROYCE MICRO-CAP TR INC COM CEF 780915104 97 11785 SH SOLE 0 0 11785 QEP RES INC COM Stock 74733V100 82 11290 SH SOLE 0 0 11290 ADAM NAT RES FD INC COM CEF 00548F105 186 11222 SH SOLE 0 0 11222 WESTERN ASSET VAR RT STRG FD COM CEF 957667108 179 10997 SH SOLE 0 0 10997 NUVEEN PFD & INCM SECURTIES FD COM CEF 67072C105 99 10473 SH SOLE 0 0 10473 TEEKAY TANKERS LTD CL A Stock Y8565N102 13 10000 SH SOLE 0 0 10000