0000899243-19-025020.txt : 20191003 0000899243-19-025020.hdr.sgml : 20191003 20191003203458 ACCESSION NUMBER: 0000899243-19-025020 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191001 FILED AS OF DATE: 20191003 DATE AS OF CHANGE: 20191003 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gochnour John J CENTRAL INDEX KEY: 0001777342 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38900 FILM NUMBER: 191137333 MAIL ADDRESS: STREET 1: C/O THE PENNANT GROUP, INC. STREET 2: 1675 E. RIVERSIDE DRIVE, SUITE 100 CITY: EAGLE STATE: ID ZIP: 83616 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Pennant Group, Inc. CENTRAL INDEX KEY: 0001766400 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-HEALTH SERVICES [8000] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1675 E. RIVERSIDE DRIVE, SUITE 150 CITY: EAGLE STATE: ID ZIP: 83616 BUSINESS PHONE: 2089576025 MAIL ADDRESS: STREET 1: 1675 E. RIVERSIDE DRIVE, SUITE 150 CITY: EAGLE STATE: ID ZIP: 83616 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-10-01 0 0001766400 Pennant Group, Inc. PNTG 0001777342 Gochnour John J C/O THE PENNANT GROUP, INC. 1675 EAST RIVERSIDE DRIVE, SUITE 150 EAGLE ID 83616 0 1 0 0 Chief Operating Officer Common Stock 2019-10-01 4 A 0 32750 0.00 A 32750 D Stock Option (right to buy) 3.36 2019-10-01 4 A 0 34568 0.00 A 2019-10-01 2024-02-07 Common Stock 34568 34568 D Stock Option (right to buy) 5.31 2019-10-01 4 A 0 15715 0.00 A 2019-10-01 2024-08-05 Common Stock 15715 15715 D Stock Option (right to buy) 7.42 2019-10-01 4 A 0 6286 0.00 A 2025-05-27 Common Stock 6286 6286 D Stock Option (right to buy) 6.10 2019-10-01 4 A 0 12572 0.00 A 2026-10-26 Common Stock 12572 12572 D Stock Option (right to buy) 3.84 2019-10-01 4 A 0 8926 0.00 A 2026-05-26 Common Stock 8926 8926 D Stock Option (right to buy) 4.54 2019-10-01 4 A 0 8926 0.00 A 2027-05-25 Common Stock 8926 8926 D Stock Option (right to buy) 6.16 2019-10-01 4 A 0 17853 0.00 A 2028-05-31 Common Stock 17853 17853 D Stock Option (right to buy) 15.09 2019-10-01 4 A 0 77000 0.00 A 2029-10-01 Common Stock 77000 77000 D Shares of common stock received in the October 1, 2019 pro rata distribution of shares of The Pennant Group, Inc. (the "Registrant") by The Ensign Group, Inc. to its stockholders (the "Spin-off") and shares of Cornerstone Healthcare, Inc. converted into shares of the Registrant pursuant to the merger of Cornerstone Merger Sub, Inc., a wholly-owned subsidiary of the Registrant, with and into Cornerstone Healthcare, Inc., with Cornerstone Healthcare, Inc. as the surviving corporation, in connection with the Spin-off. Options assumed on October 1, 2019 by the Registrant under The Ensign Group, Inc. 2007 Omnibus Incentive Plan as a result of the Spin-off. The options have vested. Options assumed on October 1, 2019 by the Registrant under The Ensign Group, Inc. 2007 Omnibus Incentive Plan as a result of the Spin-off. The options have vested. Options assumed on October 1, 2019 by the Registrant under The Ensign Group, Inc. 2007 Omnibus Incentive Plan as a result of the Spin-off. 5,029 of these options have vested. 1,257 of these options will vest on May 27, 2020. Options assumed on October 1, 2019 by the Registrant under The Ensign Group, Inc. 2007 Omnibus Incentive Plan as a result of the Spin-off. 5,030 of these options have vested. 2,514 of these options will vest on October 26, 2019, 2,514 of these options will vest on October 26, 2020 and 2,514 of these options will vest on October 26, 2021. Options assumed on October 1, 2019 by the Registrant under the Cornerstone Healthcare, Inc. 2016 Omnibus Incentive Plan. 5,356 of these options have vested. 1,785 will vest on May 26, 2020 and 1,785 will vest on May 26, 2021. Options assumed on October 1, 2019 by the Registrant under the Cornerstone Healthcare, Inc. 2016 Omnibus Incentive Plan. 3,571 of these options have vested. 1,785 will vest on May 25, 2020, 1,785 will vest on May 25, 2021 and 1,785 will vest on May 25, 2022. Options assumed on October 1, 2019 by the Registrant under the Cornerstone Healthcare, Inc. 2016 Omnibus Incentive Plan. 3,571 of these options have vested. 3,571 will vest on May 31, 2020, 3,571 will vest on May 31, 2021, 3,570 will vest on May 31, 2022 and 3,570 will vest on May 31, 2023. Options granted on October 1, 2019 under The Pennant Group, Inc. 2019 Omnibus Incentive Plan. The options vest in five equal annual installments beginning on the first anniversary of the date of the grant. /s/ Derek J. Bunker, as attorney-in-fact 2019-10-03