Managing Member/CCO

0001606587-21-001306.txt : 20211019 0001606587-21-001306.hdr.sgml : 20211019 20211019090008 ACCESSION NUMBER: 0001606587-21-001306 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211019 DATE AS OF CHANGE: 20211019 EFFECTIVENESS DATE: 20211019 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HOWARD WEALTH MANAGEMENT, LLC CENTRAL INDEX KEY: 0001766286 IRS NUMBER: 831718973 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19748 FILM NUMBER: 211329723 BUSINESS ADDRESS: STREET 1: 7 MADISON AVENUE CITY: MADISON STATE: CT ZIP: 06443 BUSINESS PHONE: 203-421-8339 MAIL ADDRESS: STREET 1: 7 MADISON AVENUE CITY: MADISON STATE: CT ZIP: 06443 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001766286 XXXXXXXX 09-30-2021 09-30-2021 false Howard Wealth Management, LLC

7 MADISON AVENUE MADISON CT 06443

13F HOLDINGS REPORT 028-19748 N Justin S. Howard Managing Member/CCO 203-421-8339 Justin S. Howard Madison CT 10-18-2021 0 127 178910 false INFORMATION TABLE 2 form13InfoTable.xml DESCRIPTION FOR INFORMATION TABLE AT&T INC COM COM 00206R102 308 11408 SH SOLE NONE 0 0 11408 ABBVIE INC COM COM 00287Y109 214 1986 SH SOLE NONE 0 0 1986 ADOBE INC COM COM 00724F101 202 352 SH SOLE NONE 0 0 352 ALPHABET INC COM CL C CAP STK CL C 02079K107 970 364 SH SOLE NONE 0 0 364 ALPHABET INC COM CL A CAP STK CL A 02079K305 981 367 SH SOLE NONE 0 0 367 AMAZON COM INC COM COM 023135106 1570 478 SH SOLE NONE 0 0 478 AMPLIFY ETF TR HIGH INCOME ETF HIGH INCOME 032108847 276 16415 SH SOLE NONE 0 0 16415 ANGEL OAK FINANCIAL STRATEGIES COM BEN INT COM BEN INT 03464A100 249 14680 SH SOLE NONE 0 0 14680 ANGEL OAK FINANCIAL STRATEGIES RIGHT RIGHT 10/14/2021 03464A118 3 14757 SH SOLE NONE 0 0 14757 APPLE INC COM COM 037833100 5120 36187 SH SOLE NONE 0 0 36187 BERKSHIRE HATHAWAY INC COM CL B CL B NEW 084670702 291 1067 SH SOLE NONE 0 0 1067 BLACKROCK ENHANCED EQY DIVIDEN COM COM 09251A104 98 10018 SH SOLE NONE 0 0 10018 BRISTOL-MYERS SQUIBB CO COM COM 110122108 220 3728 SH SOLE NONE 0 0 3728 EATON VANCE LTD COM COM 27828H105 3623 274959 SH SOLE NONE 0 0 274959 FACEBOOK INC COM CL A CL A 30303M102 777 2290 SH SOLE NONE 0 0 2290 FIRST TR EXCHANGE TRADED FD IV FST LOW OPPT EFT ETF FST LOW OPPT EFT 33739Q200 247 4900 SH SOLE NONE 0 0 4900 FIRST TR EXCHANGE TRADED FD IV FIRST TR ENH NEW ETF FIRST TR ENH NEW 33739Q408 2567 42836 SH SOLE NONE 0 0 42836 GOLDMAN SACHS ETF TRUST ACCES TREASURY ETF ACCES TREASURY 381430529 839 8385 SH SOLE NONE 0 0 8385 HOME DEPOT INC COM COM 437076102 380 1160 SH SOLE NONE 0 0 1160 INTEL CORP COM COM 458140100 373 7014 SH SOLE NONE 0 0 7014 INVESCO ACTIVELY MANAGED EXCHA ULTRA SHRT DUR ETF ULTRA SHRT DUR 46090A887 848 16804 SH SOLE NONE 0 0 16804 INVESCO QQQ TRUST UNIT SER 1 ETF UNIT SER 1 46090E103 766 2140 SH SOLE NONE 0 0 2140 INVESCO EXCHANGE TRADED FD TR FINL PFD ETF FINL PFD ETF 46137V621 626 33075 SH SOLE NONE 0 0 33075 INVESCO EXCHANGE TRADED FD TR DYNMC LRG VALU ETF DYNMC LRG VALU 46137V738 599 13485 SH SOLE NONE 0 0 13485 INVESCO EXCHANGE TRADED FUND T PFD ETF PFD ETF 46138E511 3929 261432 SH SOLE NONE 0 0 261432 INVESCO EXCHANGE TRADED FUND T EMRNG MKT SVRG ETF EMRNG MKT SVRG 46138E784 1724 64643 SH SOLE NONE 0 0 64643 INVESCO EXCHANGE TRADED FUND T SR LN ETF SR LN ETF 46138G508 2371 107259 SH SOLE NONE 0 0 107259 ISHARES INC JP MORGAN EM HI YLD BD ETF JP MRGN EM HI BD 464286285 561 12660 SH SOLE NONE 0 0 12660 ISHARES TRUST MORNINGSTAR GRWT ETF MORNINGSTAR GRWT 464287119 813 12415 SH SOLE NONE 0 0 12415 ISHARES TRUST TIPS BD ETF TIPS BD ETF 464287176 2101 16461 SH SOLE NONE 0 0 16461 ISHARES TRUST CORE S&P500 ETF CORE S&P500 ETF 464287200 2065 4794 SH SOLE NONE 0 0 4794 ISHARES TRUST CORE US AGGBD ET ETF CORE US AGGBD ET 464287226 679 5916 SH SOLE NONE 0 0 5916 ISHARES TRUST S&P 500 GRWT ETF S&P 500 GRWT ETF 464287309 2492 33719 SH SOLE NONE 0 0 33719 ISHARES TRUST MSCI EAFE ETF MSCI EAFE ETF 464287465 523 6715 SH SOLE NONE 0 0 6715 ISHARES TRUST CORE S&P MCP ETF CORE S&P MCP ETF 464287507 640 2435 SH SOLE NONE 0 0 2435 ISHARES TRUST ISHARES BIOTECHNOLOGY ETF ISHARES BIOTECH 464287556 296 1835 SH SOLE NONE 0 0 1835 ISHARES TRUST GLOBAL 100 ETF GLOBAL 100 ETF 464287572 904 12719 SH SOLE NONE 0 0 12719 ISHARES TRUST RUS 1000 VAL ETF RUS 1000 VAL ETF 464287598 236 1510 SH SOLE NONE 0 0 1510 ISHARES TRUST RUS 1000 GRW ETF RUS 1000 GRW ETF 464287614 514 1878 SH SOLE NONE 0 0 1878 ISHARES TRUST RUS 1000 ETF RUS 1000 ETF 464287622 279 1155 SH SOLE NONE 0 0 1155 ISHARES TRUST RUSSELL 2000 ETF RUSSELL 2000 ETF 464287655 1050 4801 SH SOLE NONE 0 0 4801 ISHARES TRUST CORE S&P SCP ETF CORE S&P SCP ETF 464287804 480 4404 SH SOLE NONE 0 0 4404 ISHARES TRUST SHRT NAT MUN ETF SHRT NAT MUN ETF 464288158 358 3330 SH SOLE NONE 0 0 3330 ISHARES TRUST 1-5 YEAR INVT GRADE CORP BD ISHS 1-5YR INVS 464288646 1864 34115 SH SOLE NONE 0 0 34115 ISHARES TRUST PFD AND INCM SEC ETF PFD AND INCM SEC 464288687 4327 111509 SH SOLE NONE 0 0 111509 ISHARES TRUST US HOME CONS ETF US HOME CONS ETF 464288752 415 6278 SH SOLE NONE 0 0 6278 ISHARES TRUST US AER DEF ETF US AER DEF ETF 464288760 522 5015 SH SOLE NONE 0 0 5015 ISHARES TRUST U.S. MED DVC ETF U.S. MED DVC ETF 464288810 329 5255 SH SOLE NONE 0 0 5255 ISHARES TRUST GRWT ALLOCAT ETF GRWT ALLOCAT ETF 464289867 269 4852 SH SOLE NONE 0 0 4852 ISHARES TRUST FLTG RATE NT ETF FLTG RATE NT ETF 46429B655 1823 35876 SH SOLE NONE 0 0 35876 ISHARES US ETF TRUST BLACKROCK SH MATURITY BD ETF BLACKROCK ST MAT 46431W507 1776 35439 SH SOLE NONE 0 0 35439 ISHARES TRUST BLACKROCK ULTRA SHT TRM BD BLACKROCK ULTRA 46434V878 1044 20677 SH SOLE NONE 0 0 20677 ISHARES TRUST MORTGE REL ETF MORTGE REL ETF 46435G342 271 7495 SH SOLE NONE 0 0 7495 JP MORGAN CHASE & CO COM COM 46625H100 448 2741 SH SOLE NONE 0 0 2741 JP MORGAN CHASE & CO ETN 24/05/24 ALERIAN MLP CLBL ALERIAN ML ETN 46625H365 335 18492 SH SOLE NONE 0 0 18492 JP MORGAN ETF TRUST ULTRA SHRT INC ETF ULTRA SHRT INC 46641Q837 3241 63905 SH SOLE NONE 0 0 63905 JANUS DETROIT STREET TRUST HENDRSN SHRT ETF HENDRSN SHRT ETF 47103U886 690 13758 SH SOLE NONE 0 0 13758 JOHNSON & JOHNSON COM COM 478160104 609 3776 SH SOLE NONE 0 0 3776 LOCKHEED MARTIN CORP COM COM 539830109 241 699 SH SOLE NONE 0 0 699 MASTERCARD INCORPORATED COM CL A CL A 57636Q104 695 1999 SH SOLE NONE 0 0 1999 MERCK & CO INC COM COM 58933Y105 315 4196 SH SOLE NONE 0 0 4196 MICROSOFT CORP COM COM 594918104 999 3547 SH SOLE NONE 0 0 3547 MILLER/HOWARD HIGH INCOME EQY COM SHS BEN IN COM SHS BEN IN 600379101 117 11965 SH SOLE NONE 0 0 11965 NETFLIX INC COM COM 64110L106 534 875 SH SOLE NONE 0 0 875 NUVEEN S&P 500 BUYWRITE INCOME COM COM 6706ER101 576 40534 SH SOLE NONE 0 0 40534 NUVEEN S&P 500 DYNAMIC OVERWRI COM COM 6706EW100 5099 298398 SH SOLE NONE 0 0 298398 NUVEEN MUN VALUE FUND COM COM 670928100 2037 179950 SH SOLE NONE 0 0 179950 PALANTIR TECH INC COM CL A CL A 69608A108 1012 42133 SH SOLE NONE 0 0 42133 PEOPLE'S UNITED FINANCIAL INC COM COM 712704105 579 33178 SH SOLE NONE 0 0 33178 PFIZER INC COM COM 717081103 499 11622 SH SOLE NONE 0 0 11622 PIMCO ETF TRUST 0-5 HIGH YIELD ETF 0-5 HIGH YIELD 72201R783 477 4816 SH SOLE NONE 0 0 4816 PIMCO ETF TRUST ENHAN SHRT MA AC ETF ENHAN SHRT MA AC 72201R833 12470 122345 SH SOLE NONE 0 0 122345 PROCTER & GAMBLE CO COM COM 742718109 202 1445 SH SOLE NONE 0 0 1445 PROSHARES TRUST S&P 500 DV ARIST ETF S&P 500 DV ARIST 74348A467 294 3327 SH SOLE NONE 0 0 3327 PUBLIC SERVICE ENTERPRISE GRP COM COM 744573106 410 6739 SH SOLE NONE 0 0 6739 PUTNAM PREMIER INCOME TRUST SH BEN INT SH BEN INT 746853100 3356 734495 SH SOLE NONE 0 0 734495 RIVERNORTH MANAGED DUR MUN INC COM COM 76882H105 502 25315 SH SOLE NONE 0 0 25315 SPDR S&P500 ETF TRUST TR UNIT ETF TR UNIT 78462F103 2629 6128 SH SOLE NONE 0 0 6128 SPDR INDEX SHARES FUNDS PORTFOLIO DEVLPD ETF PORTFOLIO DEVLPD 78463X889 968 26755 SH SOLE NONE 0 0 26755 SPDR SERIES TRUST ICE PREFERRED SECURITIES ETF ICE PFD SEC ETF 78464A292 214 4935 SH SOLE NONE 0 0 4935 SPDR SERIES TRUST BLMBRG BRC CNVRT ETF BLMBRG BRC CNVRT 78464A359 2354 27590 SH SOLE NONE 0 0 27590 SPDR SERIES TRUST PRTFLO S&P500 VL ETF PRTFLO S&P500 VL 78464A508 1280 32837 SH SOLE NONE 0 0 32837 SPDR SERIES TRUST S&P DIVID ETF S&P DIVID ETF 78464A763 1223 10411 SH SOLE NONE 0 0 10411 SPDR SERIES TRUST PORTFOLI S&P 1500 COMP STK ETF PORTFOLI S&P1500 78464A805 375 7084 SH SOLE NONE 0 0 7084 SPDR SERIES TRUST S&P BIOTECH ETF S&P BIOTECH 78464A870 325 2593 SH SOLE NONE 0 0 2593 SSGA ACTIVE ETF TR BLACKSTONE SENIOR LOAN ETF BLACKSTONE SENR 78467V608 2139 46480 SH SOLE NONE 0 0 46480 SPDR DOW JONES IND UT SER 1 ETF UT SER 1 78467X109 536 1585 SH SOLE NONE 0 0 1585 SPDR SERIES TRUST BLOOMBERG SRT TR ETF BLOOMBERG SRT TR 78468R408 1203 43945 SH SOLE NONE 0 0 43945 SPDR SERIES TRUST NUVEEN BLMBRG SR ETF NUVEEN BLMBRG SR 78468R739 814 16490 SH SOLE NONE 0 0 16490 SQUARE INC COM CL A CL A 852234103 722 3012 SH SOLE NONE 0 0 3012 TESLA INC COM COM 88160R101 1164 1501 SH SOLE NONE 0 0 1501 TEXAS INSTRUMENTS INC COM COM 882508104 246 1280 SH SOLE NONE 0 0 1280 UNITEDHEALTH GROUP INC COM COM 91324P102 248 635 SH SOLE NONE 0 0 635 VANECK ETF TRUST BIOTECH ETF BIOTECH ETF 92189F726 215 1064 SH SOLE NONE 0 0 1064 VANGUARD DIV APP ETF DIV APP ETF 921908844 4883 31796 SH SOLE NONE 0 0 31796 VANGUARD STAR FD TL INTL STK F ETF VG TL INTL STK F 921909768 1711 27061 SH SOLE NONE 0 0 27061 VANGUARD SHORT TRM BOND ETF SHORT TRM BOND 921937827 296 3616 SH SOLE NONE 0 0 3616 VANGUARD TOTAL BND MRKT ETF TOTAL BND MRKT 921937835 7044 82440 SH SOLE NONE 0 0 82440 VANGUARD HIGH DIV YLD ETF HIGH DIV YLD 921946406 9063 87700 SH SOLE NONE 0 0 87700 VANGUARD STRM INFPROIDX ETF STRM INFPROIDX 922020805 1566 29797 SH SOLE NONE 0 0 29797 VANGUARD TOTAL INT BD ETF TOTAL INT BD ETF 92203J407 1058 18585 SH SOLE NONE 0 0 18585 VANGUARD TT WRLD ST ETF TT WRLD ST ETF 922042742 3682 36162 SH SOLE NONE 0 0 36162 VANGUARD ALLWRLD EX US ETF ALLWRLD EX US 922042775 1766 28985 SH SOLE NONE 0 0 28985 VANGUARD FINANCIALS ETF FINANCIALS ETF 92204A405 215 2325 SH SOLE NONE 0 0 2325 VANGUARD HEALTH CAR ETF HEALTH CAR ETF 92204A504 1159 4692 SH SOLE NONE 0 0 4692 VANGUARD INF TECH ETF INF TECH ETF 92204A702 288 718 SH SOLE NONE 0 0 718 VANGUARD SHRT TRM CORP BD ETF SHRT TRM CORP BD 92206C409 3029 36765 SH SOLE NONE 0 0 36765 VANGUARD INT-TERM CORP ETF INT-TERM CORP 92206C870 2469 26161 SH SOLE NONE 0 0 26161 VANGUARD TAX EXEMPT BD ETF TAX EXEMPT BD 922907746 755 13787 SH SOLE NONE 0 0 13787 VANGUARD S&P 500 ETF SHS S&P 500 ETF SHS 922908363 1572 3988 SH SOLE NONE 0 0 3988 VANGUARD REAL ESTATE ETF REAL ESTATE ETF 922908553 1308 12853 SH SOLE NONE 0 0 12853 VANGUARD MID CAP ETF MID CAP ETF 922908629 390 1648 SH SOLE NONE 0 0 1648 VANGUARD LARGE CAP ETF LARGE CAP ETF 922908637 1109 5520 SH SOLE NONE 0 0 5520 VANGUARD EXTEND MKT ETF EXTEND MKT ETF 922908652 1491 8177 SH SOLE NONE 0 0 8177 VANGUARD GROWTH ETF GROWTH ETF 922908736 9261 31919 SH SOLE NONE 0 0 31919 VANGUARD VALUE ETF VALUE ETF 922908744 2035 15033 SH SOLE NONE 0 0 15033 VANGUARD SMALL CP ETF SMALL CP ETF 922908751 7001 32018 SH SOLE NONE 0 0 32018 VANGUARD TOTAL STK MKT ETF TOTAL STK MKT 922908769 1751 7887 SH SOLE NONE 0 0 7887 VERIZON COMMUNICATIONS COM COM 92343V104 499 9252 SH SOLE NONE 0 0 9252 VIRGIN GALACTIC HLDGS INC COM COM 92766K106 203 8030 SH SOLE NONE 0 0 8030 VISA INC COM CL A COM CL A 92826C839 888 3987 SH SOLE NONE 0 0 3987 WD-40 CO COM COM 929236107 324 1400 SH SOLE NONE 0 0 1400 WISDOMTREE TRUST US SMALLCAP FUND ETF US SMALLCAP FUND 97717W562 1060 21935 SH SOLE NONE 0 0 21935 WISDOMTREE TRUST US MIDCAP FUND ETF US MIDCAP FUND 97717W570 223 4306 SH SOLE NONE 0 0 4306 WISDOMTREE TRUST INTL EQUITY FD ETF INTL EQUITY FD 97717W703 256 4845 SH SOLE NONE 0 0 4845 WISDOMTREE TRUST GLB US QTLY DIV ETF GLB US QTLY DIV 97717W844 1137 28117 SH SOLE NONE 0 0 28117 WISDOMTREE TRUST EUROPE HEDGED EQ ETF EUROPE HEDGED EQ 97717X701 224 2954 SH SOLE NONE 0 0 2954