Managing Member/CCO

0001606587-21-000399.txt : 20210423 0001606587-21-000399.hdr.sgml : 20210423 20210423141608 ACCESSION NUMBER: 0001606587-21-000399 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210423 DATE AS OF CHANGE: 20210423 EFFECTIVENESS DATE: 20210423 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HOWARD WEALTH MANAGEMENT, LLC CENTRAL INDEX KEY: 0001766286 IRS NUMBER: 831718973 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19748 FILM NUMBER: 21848872 BUSINESS ADDRESS: STREET 1: 22 WILLIAMSBURG CIRCLE CITY: MADISON STATE: CT ZIP: 06443 BUSINESS PHONE: 203-421-8339 MAIL ADDRESS: STREET 1: 22 WILLIAMSBURG CIRCLE CITY: MADISON STATE: CT ZIP: 06443 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001766286 XXXXXXXX 03-31-2021 03-31-2021 false Howard Wealth Management, LLC

22 Williamsburg Circle Madison CT 06443

13F HOLDINGS REPORT 028-19748 N Justin S. Howard Managing Member/CCO 203-421-8339 Justin S. Howard Madison CT 04-23-2021 0 125 171112 false INFORMATION TABLE 2 form13InfoTable.xml DESCRIPTION FOR INFORMATION TABLE AT&T INC COM COM 00206R102 341 11298 SH SOLE NONE 0 0 11298 ABBVIE INC COM COM 00287Y109 217 2007 SH SOLE NONE 0 0 2007 ALPHABET INC COM CL C CAP STK CL C 02079K107 752 364 SH SOLE NONE 0 0 364 ALPHABET INC COM CL A CAP STK CL A 02079K305 870 422 SH SOLE NONE 0 0 422 AMAZON COM INC COM COM 023135106 1516 490 SH SOLE NONE 0 0 490 AMPLIFY ETF TR HIGH INCOME ETF HIGH INCOME 032108847 277 16615 SH SOLE NONE 0 0 16615 ANGEL OAK FINANCIAL STRATEGIES COM BEN INT COM BEN INT 03464A100 280 16080 SH SOLE NONE 0 0 16080 APPLE INC COM COM 037833100 4962 40625 SH SOLE NONE 0 0 40625 BERKSHIRE HATHAWAY INC COM CL B CL B NEW 084670702 263 1032 SH SOLE NONE 0 0 1032 BLACKROCK ENHANCED EQY DIVIDEN COM COM 09251A104 94 10018 SH SOLE NONE 0 0 10018 BRISTOL-MYERS SQUIBB CO COM COM 110122108 244 3878 SH SOLE NONE 0 0 3878 WALT DISNEY COMPANY (THE) COM COM 254687106 275 1492 SH SOLE NONE 0 0 1492 EATON VANCE LTD COM COM 27828H105 3013 238604 SH SOLE NONE 0 0 238604 FACEBOOK INC COM CL A CL A 30303M102 686 2331 SH SOLE NONE 0 0 2331 FIRST TR EXCHANGE TRADED FD IV FST LOW OPPT EFT ETF FST LOW OPPT EFT 33739Q200 250 4900 SH SOLE NONE 0 0 4900 FIRST TR EXCHANGE TRADED FD IV FIRST TR ENH NEW ETF FIRST TR ENH NEW 33739Q408 2898 48326 SH SOLE NONE 0 0 48326 GOLDMAN SACHS ETF TRUST ACCES TREASURY ETF ACCES TREASURY 381430529 966 9650 SH SOLE NONE 0 0 9650 HOME DEPOT INC COM COM 437076102 389 1277 SH SOLE NONE 0 0 1277 INTEL CORP COM COM 458140100 448 7014 SH SOLE NONE 0 0 7014 INVESCO ACTIVELY MANAGED EXCHA ULTRA SHRT DUR ETF ULTRA SHRT DUR 46090A887 942 18674 SH SOLE NONE 0 0 18674 INVESCO QQQ TRUST UNIT SER 1 ETF UNIT SER 1 46090E103 657 2060 SH SOLE NONE 0 0 2060 INVESCO EXCHANGE TRADED FD TR FINL PFD ETF FINL PFD ETF 46137V621 614 32540 SH SOLE NONE 0 0 32540 INVESCO EXCHANGE TRADED FD TR DYNMC LRG VALU ETF DYNMC LRG VALU 46137V738 575 13485 SH SOLE NONE 0 0 13485 INVESCO EXCHANGE TRADED FUND T PFD ETF PFD ETF 46138E511 3880 258714 SH SOLE NONE 0 0 258714 INVESCO EXCHANGE TRADED FUND T EMRNG MKT SVRG ETF EMRNG MKT SVRG 46138E784 1684 62924 SH SOLE NONE 0 0 62924 INVESCO EXCHANGE TRADED FUND T SR LN ETF SR LN ETF 46138G508 2120 95835 SH SOLE NONE 0 0 95835 ISHARES INC JP MORGAN EM HI YLD BD ETF JP MRGN EM HI BD 464286285 540 12146 SH SOLE NONE 0 0 12146 ISHARES TRUST MORNINGSTAR GRWT ETF MORNINGSTAR GRWT 464287119 716 2483 SH SOLE NONE 0 0 2483 ISHARES TRUST TIPS BD ETF TIPS BD ETF 464287176 1882 14998 SH SOLE NONE 0 0 14998 ISHARES TRUST CORE S&P500 ETF CORE S&P500 ETF 464287200 1882 4733 SH SOLE NONE 0 0 4733 ISHARES TRUST CORE US AGGBD ET ETF CORE US AGGBD ET 464287226 673 5916 SH SOLE NONE 0 0 5916 ISHARES TRUST S&P 500 GRWT ETF S&P 500 GRWT ETF 464287309 2220 34105 SH SOLE NONE 0 0 34105 ISHARES TRUST MSCI EAFE ETF MSCI EAFE ETF 464287465 488 6437 SH SOLE NONE 0 0 6437 ISHARES TRUST CORE S&P MCP ETF CORE S&P MCP ETF 464287507 611 2350 SH SOLE NONE 0 0 2350 ISHARES TRUST NASDAQ BIOTECH ETF NASDAQ BIOTECH 464287556 299 1990 SH SOLE NONE 0 0 1990 ISHARES TRUST GLOBAL 100 ETF GLOBAL 100 ETF 464287572 835 12654 SH SOLE NONE 0 0 12654 ISHARES TRUST RUS 1000 VAL ETF RUS 1000 VAL ETF 464287598 228 1510 SH SOLE NONE 0 0 1510 ISHARES TRUST RUS 1000 GRW ETF RUS 1000 GRW ETF 464287614 456 1878 SH SOLE NONE 0 0 1878 ISHARES TRUST RUS 1000 ETF RUS 1000 ETF 464287622 256 1145 SH SOLE NONE 0 0 1145 ISHARES TRUST RUSSELL 2000 ETF RUSSELL 2000 ETF 464287655 1077 4878 SH SOLE NONE 0 0 4878 ISHARES TRUST CORE S&P SCP ETF CORE S&P SCP ETF 464287804 457 4214 SH SOLE NONE 0 0 4214 ISHARES TRUST SHRT NAT MUN ETF SHRT NAT MUN ETF 464288158 353 3280 SH SOLE NONE 0 0 3280 ISHARES TRUST 1-5 YEAR INVT GRADE CORP BD ISHS 1-5YR INVS 464288646 1857 33962 SH SOLE NONE 0 0 33962 ISHARES TRUST PFD AND INCM SEC ETF PFD AND INCM SEC 464288687 4310 112242 SH SOLE NONE 0 0 112242 ISHARES TRUST US HOME CONS ETF US HOME CONS ETF 464288752 439 6470 SH SOLE NONE 0 0 6470 ISHARES TRUST US AER DEF ETF US AER DEF ETF 464288760 572 5495 SH SOLE NONE 0 0 5495 ISHARES TRUST U.S. MED DVC ETF U.S. MED DVC ETF 464288810 287 870 SH SOLE NONE 0 0 870 ISHARES TRUST GRWT ALLOCAT ETF GRWT ALLOCAT ETF 464289867 245 4576 SH SOLE NONE 0 0 4576 ISHARES TRUST FLTG RATE NT ETF FLTG RATE NT ETF 46429B655 1783 35130 SH SOLE NONE 0 0 35130 ISHARES US ETF TRUST BLACKROCK SH MATURITY BD ETF BLACKROCK ST MAT 46431W507 1936 38578 SH SOLE NONE 0 0 38578 ISHARES TRUST BLACKROCK ULTRA SHT TRM BD BLACKROCK ULTRA 46434V878 1109 21963 SH SOLE NONE 0 0 21963 ISHARES TRUST MORTGE REL ETF MORTGE REL ETF 46435G342 288 8185 SH SOLE NONE 0 0 8185 JP MORGAN CHASE & CO COM COM 46625H100 438 2881 SH SOLE NONE 0 0 2881 JP MORGAN CHASE & CO ETN 24/05/24 ALERIAN MLP ALERIAN ML ETN 46625H365 311 18797 SH SOLE NONE 0 0 18797 JP MORGAN ETF TRUST ULTRA SHRT INC ETF ULTRA SHRT INC 46641Q837 3495 68874 SH SOLE NONE 0 0 68874 JANUS DETROIT STREET TRUST HENDRSN SHRT ETF HENDRSN SHRT ETF 47103U886 650 12952 SH SOLE NONE 0 0 12952 JOHNSON & JOHNSON COM COM 478160104 701 4269 SH SOLE NONE 0 0 4269 LOCKHEED MARTIN CORP COM COM 539830109 263 714 SH SOLE NONE 0 0 714 MASTERCARD INCORPORATED COM CL A CL A 57636Q104 709 1994 SH SOLE NONE 0 0 1994 MCDONALD'S CORPORATION COM COM 580135101 212 945 SH SOLE NONE 0 0 945 MERCK & CO INC COM COM 58933Y105 324 4215 SH SOLE NONE 0 0 4215 MICROSOFT CORP COM COM 594918104 943 4001 SH SOLE NONE 0 0 4001 MILLER/HOWARD HIGH INCOME EQY COM SHS BEN IN COM SHS BEN IN 600379101 167 17490 SH SOLE NONE 0 0 17490 NETFLIX INC COM COM 64110L106 507 973 SH SOLE NONE 0 0 973 NEW YORK COMMUNITY BANCORP INC COM COM 649445103 126 10000 SH SOLE NONE 0 0 10000 NUVEEN S&P 500 BUYWRITE INCOME COM STK USD0.01 COM 6706ER101 551 40932 SH SOLE NONE 0 0 40932 NUVEEN S&P 500 DYNAMIC OVERWRI COM COM 6706EW100 4995 302230 SH SOLE NONE 0 0 302230 NUVEEN MUN VALUE FUND COM COM 670928100 1717 154135 SH SOLE NONE 0 0 154135 PALANTIR TECH INC COM CL A CL A 69608A108 981 42133 SH SOLE NONE 0 0 42133 PEOPLE'S UNITED FINANCIAL INC COM COM 712704105 593 33163 SH SOLE NONE 0 0 33163 PFIZER INC COM COM 717081103 396 10935 SH SOLE NONE 0 0 10935 PIMCO ETF TRUST 0-5 HIGH YIELD ETF 0-5 HIGH YIELD 72201R783 440 4446 SH SOLE NONE 0 0 4446 PIMCO ETF TRUST ENHAN SHRT MA AC ETF ENHAN SHRT MA AC 72201R833 11667 114489 SH SOLE NONE 0 0 114489 PROCTER & GAMBLE CO COM COM 742718109 206 1528 SH SOLE NONE 0 0 1528 PROSHARES TRUST S&P 500 DV ARIST ETF S&P 500 DV ARIST 74348A467 291 3381 SH SOLE NONE 0 0 3381 PUBLIC SERVICE ENTERPRISE GRP COM COM 744573106 405 6739 SH SOLE NONE 0 0 6739 PUTNAM PREMIER INCOME TRUST SH BEN INT SH BEN INT 746853100 3363 690670 SH SOLE NONE 0 0 690670 RIVERNORTH MANAGED DUR MUN INC COM COM 76882H105 347 18695 SH SOLE NONE 0 0 18695 SPDR S&P500 ETF TRUST TR UNIT ETF TR UNIT 78462F103 2479 6257 SH SOLE NONE 0 0 6257 SPDR INDEX SHARES FUNDS PORTFOLIO DEVLPD ETF PORTFOLIO DEVLPD 78463X889 970 27457 SH SOLE NONE 0 0 27457 SPDR SERIES TRUST BLMBRG BRC CNVRT ETF BLMBRG BRC CNVRT 78464A359 2323 27878 SH SOLE NONE 0 0 27878 SPDR SERIES TRUST PRTFLO S&P500 VL ETF PRTFLO S&P500 VL 78464A508 1069 28221 SH SOLE NONE 0 0 28221 SPDR SERIES TRUST S&P DIVID ETF S&P DIVID ETF 78464A763 1241 10516 SH SOLE NONE 0 0 10516 SPDR SERIES TRUST PORTFOLI S&P 1500 COMP STK ETF PORTFOLI S&P1500 78464A805 340 6917 SH SOLE NONE 0 0 6917 SPDR SERIES TRUST S&P BIOTECH ETF S&P BIOTECH 78464A870 337 2490 SH SOLE NONE 0 0 2490 SSGA ACTIVE ETF TR BLACKSTONE SENIOR LOAN ETF BLACKSTONE SENR 78467V608 2108 46092 SH SOLE NONE 0 0 46092 SPDR DOW JONES IND UT SER 1 ETF UT SER 1 78467X109 522 1583 SH SOLE NONE 0 0 1583 SPDR SERIES TRUST BLOOMBERG SRT TR ETF BLOOMBERG SRT TR 78468R408 1076 39400 SH SOLE NONE 0 0 39400 SPDR SERIES TRUST NUVEEN BLMBRG SR ETF NUVEEN BLMBRG SR 78468R739 830 16756 SH SOLE NONE 0 0 16756 SQUARE INC COM CL A CL A 852234103 681 3002 SH SOLE NONE 0 0 3002 TESLA INC COM COM 88160R101 1034 1549 SH SOLE NONE 0 0 1549 TEXAS INSTRUMENTS INC COM COM 882508104 247 1310 SH SOLE NONE 0 0 1310 UNITEDHEALTH GROUP INC COM COM 91324P102 267 720 SH SOLE NONE 0 0 720 VANGUARD DIV APP ETF DIV APP ETF 921908844 4688 31879 SH SOLE NONE 0 0 31879 VANGUARD STAR FD TL INTL STK F ETF VG TL INTL STK F 921909768 1736 27694 SH SOLE NONE 0 0 27694 VANGUARD SHORT TRM BOND ETF SHORT TRM BOND 921937827 299 3646 SH SOLE NONE 0 0 3646 VANGUARD TOTAL BND MRKT ETF TOTAL BND MRKT 921937835 7046 83174 SH SOLE NONE 0 0 83174 VANGUARD HIGH DIV YLD ETF HIGH DIV YLD 921946406 8855 87601 SH SOLE NONE 0 0 87601 VANGUARD STRM INFPROIDX ETF STRM INFPROIDX 922020805 1271 24665 SH SOLE NONE 0 0 24665 VANGUARD INTL BD IDX ETF INTL BD IDX ETF 92203J407 929 16275 SH SOLE NONE 0 0 16275 VANGUARD TT WRLD ST ETF TT WRLD ST ETF 922042742 3501 35989 SH SOLE NONE 0 0 35989 VANGUARD ALLWRLD EX US ETF ALLWRLD EX US 922042775 1690 27861 SH SOLE NONE 0 0 27861 VANGUARD HEALTH CAR ETF HEALTH CAR ETF 92204A504 1108 4845 SH SOLE NONE 0 0 4845 VANGUARD INF TECH ETF INF TECH ETF 92204A702 246 688 SH SOLE NONE 0 0 688 VANGUARD SHRT TRM CORP BD ETF SHRT TRM CORP BD 92206C409 2959 35868 SH SOLE NONE 0 0 35868 VANGUARD INT-TERM CORP ETF INT-TERM CORP 92206C870 2401 25811 SH SOLE NONE 0 0 25811 VANGUARD TAX EXEMPT BD ETF TAX EXEMPT BD 922907746 688 12606 SH SOLE NONE 0 0 12606 VANGUARD S&P 500 ETF SHS S&P 500 ETF SHS 922908363 1438 3950 SH SOLE NONE 0 0 3950 VANGUARD REAL ESTATE ETF REAL ESTATE ETF 922908553 1165 12685 SH SOLE NONE 0 0 12685 VANGUARD MID CAP ETF MID CAP ETF 922908629 355 1605 SH SOLE NONE 0 0 1605 VANGUARD LARGE CAP ETF LARGE CAP ETF 922908637 904 4879 SH SOLE NONE 0 0 4879 VANGUARD EXTEND MKT ETF EXTEND MKT ETF 922908652 1361 7696 SH SOLE NONE 0 0 7696 VANGUARD GROWTH ETF GROWTH ETF 922908736 8181 31829 SH SOLE NONE 0 0 31829 VANGUARD VALUE ETF VALUE ETF 922908744 1923 14635 SH SOLE NONE 0 0 14635 VANGUARD SMALL CP ETF SMALL CP ETF 922908751 6597 30816 SH SOLE NONE 0 0 30816 VANGUARD TOTAL STK MKT ETF TOTAL STK MKT 922908769 1601 7749 SH SOLE NONE 0 0 7749 VERIZON COMMUNICATIONS COM COM 92343V104 527 9063 SH SOLE NONE 0 0 9063 VIRGIN GALACTIC HLDGS INC COM COM 92766K106 227 7430 SH SOLE NONE 0 0 7430 VISA INC COM CL A COM CL A 92826C839 896 4234 SH SOLE NONE 0 0 4234 WD-40 CO COM COM 929236107 428 1400 SH SOLE NONE 0 0 1400 WISDOMTREE TRUST US SMALLCAP FUND ETF US SMALLCAP FUND 97717W562 1041 21985 SH SOLE NONE 0 0 21985 WISDOMTREE TRUST US MIDCAP FUND ETF US MIDCAP FUND 97717W570 221 4356 SH SOLE NONE 0 0 4356 WISDOMTREE TRUST INTL EQUITY FD ETF INTL EQUITY FD 97717W703 254 4845 SH SOLE NONE 0 0 4845 WISDOMTREE TRUST GLB US QTLY DIV ETF GLB US QTLY DIV 97717W844 1026 13219 SH SOLE NONE 0 0 13219 WISDOMTREE TRUST EUROPE HEDGED EQ ETF EUROPE HEDGED EQ 97717X701 216 2972 SH SOLE NONE 0 0 2972